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Saturated hydraulic conductivity (K-s) is an important soil characteristic affecting soil water storage, runoff generation and erosion processes. In some areas where high-intensity rainfall coincides with low K-s values at shallow soil depths, frequent overland flow entails dense drainage networks. Consequently, linear structures such as flowlines alternate with inter-flowline areas. So far, investigations of the spatial variability of K-s mainly relied on isotropic covariance models which are unsuitable to reveal patterns resulting from linear structures. In the present study, we applied two sampling approaches so as to adequately characterize K-s spatial variability in a tropical forest catchment that features a high density of flowlines: A classical nested sampling survey and a purposive sampling strategy adapted to the presence of flowlines. The nested sampling approach revealed the dominance of small-scale variability, which is in line with previous findings. Our purposive sampling, however, detected a strong spatial gradient: surface K-s increased substantially as a function of distance to flowline; 10 m off flowlines, values were similar to the spatial mean of K-s. This deterministic trend can be included as a fixed effect in a linear mixed modeling framework to obtain realistic spatial fields of K-s. In a next step we used probability maps based on those fields and prevailing rainfall intensities to assess the hydrological relevance of the detected pattern. This approach suggests a particularly good agreement between the probability statements of K-s exceedance and observed overland flow occurrence during wet stages of the rainy season.
Forests seem to represent low-erosion systems, according to most, but not all, studies of suspended-sediment yield. We surmised that this impression reflects an accidental bias in the selection of monitoring sites towards those with prevailing vertical hydrological flowpaths, rather than a tight causal link between vegetation cover and erosion alone. To evaluate this conjecture, we monitored, over a 2-year period, a 3.3 ha old-growth rainforest catchment prone to frequent and widespread overland flow. We sampled stream flow at two and overland flow at three sites in a nested arrangement on a within-event basis, and monitored the spatial and temporal frequency of overland flow. Suspended-sediment concentrations were modeled with Random Forest and Quantile Regression Forest to be able to estimate the annual yields for the 2 years, which amounted to 1 t ha(-1) and 2 t ha(-1) in a year with below-average and with average precipitation, respectively. These estimates place our monitoring site near the high end of reported suspended-sediment yields and lend credence to the notion that low yields reflect primarily the dominance of vertical flowpaths and not necessarily and exclusively the kind of vegetative cover. Undisturbed forest and surface erosion are certainly no contradiction in terms even in the absence of mass movements.
Soils in various places of the Panama Canal Watershed feature a low saturated hydraulic conductivity (K-s) at shallow depth, which promotes overland-flow generation and associated flashy catchment responses. In undisturbed forests of these areas, overland flow is concentrated in flow lines that extend the channel network and provide hydrological connectivity between hillslopes and streams. To understand the dynamics of overland-flow connectivity, as well as the impact of connectivity on catchment response, we studied an undisturbed headwater catchment by monitoring overland-flow occurrence in all flow lines and discharge, suspended sediment, and total phosphorus at the catchment outlet. We find that connectivity is strongly influenced by seasonal variation in antecedent wetness and can develop even under light rainfall conditions. Connectivity increased rapidly as rainfall frequency increased, eventually leading to full connectivity and surficial drainage of entire hillslopes. Connectivity was nonlinearly related to catchment response. However, additional information on factors such as overland-flow volume would be required to constrain relationships between connectivity, stormflow, and the export of suspended sediment and phosphorus. The effort to monitor those factors would be substantial, so we advocate applying the established links between rain event characteristics, drainage network expansion by flow lines, and catchment response for predictive modeling and catchment classification in forests of the Panama Canal Watershed and in similar regions elsewhere.
An effective strategy for combining variance- and distribution-based global sensitivity analysis
(2020)
We present a new strategy for performing global sensitivity analysis capable to estimate main and interaction effects from a generic sampling design. The new strategy is based on a meaningful combination of varianceand distribution-based approaches. The strategy is tested on four analytic functions and on a hydrological model. Results show that the analysis is consistent with the state-of-the-art Saltelli/Jansen formula but to better quantify the interaction effect between the input factors when the output distribution is skewed. Moreover, the estimation of the sensitivity indices is much more robust requiring a smaller number of simulations runs. Specific settings and alternative methods that can be integrated in the new strategy are also discussed. Overall, the strategy is considered as a new simple and effective tool for performing global sensitivity analysis that can be easily integrated in any environmental modelling framework.
Cosmic-ray neutron sensing (CRNS) is a powerful technique for retrieving representative estimates of soil water content at a horizontal scale of hectometres (the “field scale”) and depths of tens of centimetres (“the root zone”). This study demonstrates the potential of the CRNS technique to obtain spatio-temporal patterns of soil moisture beyond the integrated volume from isolated CRNS footprints. We use data from an observational campaign carried out between May and July 2019 that featured a dense network of more than 20 neutron detectors with partly overlapping footprints in an area that exhibits pronounced soil moisture gradients within one square kilometre. The present study is the first to combine these observations in order to represent the heterogeneity of soil water content at the sub-footprint scale as well as between the CRNS stations. First, we apply a state-of-the-art procedure to correct the observed neutron count rates for static effects (heterogeneity in space, e.g. soil organic matter) and dynamic effects (heterogeneity in time, e.g. barometric pressure). Based on the homogenized neutron data, we investigate the robustness of a calibration approach that uses a single calibration parameter across all CRNS stations. Finally, we benchmark two different interpolation techniques for obtaining spatio-temporal representations of soil moisture: first, ordinary Kriging with a fixed range; second, spatial interpolation complemented by geophysical inversion (“constrained interpolation”). To that end, we optimize the parameters of a geostatistical interpolation model so that the error in the forward-simulated neutron count rates is minimized, and suggest a heuristic forward operator to make the optimization problem computationally feasible. Comparison with independent measurements from a cluster of soil moisture sensors (SoilNet) shows that the constrained interpolation approach is superior for representing horizontal soil moisture gradients at the hectometre scale. The study demonstrates how a CRNS network can be used to generate coherent, consistent, and continuous soil moisture patterns that could be used to validate hydrological models or remote sensing products.
Modelers can improve a model by addressing the causes for the model errors (data errors and structural errors). This leads to implementing model enhancements (MEs), for example, meteorological data based on more monitoring stations, improved calibration data, and/or modifications in process formulations. However, deciding on which MEs to implement remains a matter of expert knowledge. After implementing multiple MEs, any improvement in model performance is not easily attributed, especially when considering different objectives or aspects of this improvement (e.g., better dynamics vs. reduced bias). We present an approach for comparing the effect of multiple MEs based on real observations and considering multiple objectives (MMEMO). A stepwise selection approach and structured plots help to address the multidimensionality of the problem. Tailored analyses allow a differentiated view on the effect of MEs and their interactions. MMEMO is applied to a case study employing the mesoscale hydro-sedimentological model WASA-SED for the Mediterranean-mountainous Isabena catchment, northeast Spain. The investigated seven MEs show diverse effects: some MEs (e.g., rainfall data) cause improvements for most objectives, while other MEs (e.g., land use data) only affect a few objectives or even decrease model performance. Interaction of MEs was observed for roughly half of the MEs, confirming the need to address them in the analysis. Calibration and increasing the temporal resolution showed by far stronger impact than any of the other MEs. The proposed framework can be adopted in other studies to analyze the effect of MEs and, thus, facilitate the identification and implementation of the most promising MEs for comparable cases.
A comprehensive hydro-sedimentological dataset for the Isabena catchment, northeastern (NE) Spain, for the period 2010-2018 is presented to analyse water and sediment fluxes in a Mediterranean mesoscale catchment. The dataset includes rainfall data from 12 rain gauges distributed within the study area complemented by meteorological data of 12 official meteo-stations. It comprises discharge data derived from water stage measurements as well as suspended sediment concentrations (SSCs) at six gauging stations of the River Isabena and its sub-catchments. Soil spectroscopic data from 351 suspended sediment samples and 152 soil samples were collected to characterize sediment source regions and sediment properties via fingerprinting analyses. The Isabena catchment (445 km(2)) is located in the southern central Pyrenees ranging from 450 m to 2720 m a.s.l.; together with a pronounced topography, this leads to distinct temperature and precipitation gradients. The River Isabena shows marked discharge variations and high sediment yields causing severe siltation problems in the downstream Barasona Reservoir. The main sediment source is badland areas located on Eocene marls that are well connected to the river network. The dataset features a comprehensive set of variables in a high spatial and temporal resolution suitable for the advanced process understanding of water and sediment fluxes, their origin and connectivity and sediment budgeting and for the evaluation and further development of hydro-sedimentological models in Mediterranean mesoscale mountainous catchments.
Cosmic-ray neutron sensing (CRNS) is a powerful technique for retrieving representative estimates of soil water content at a horizontal scale of hectometres (the “field scale”) and depths of tens of centimetres (“the root zone”). This study demonstrates the potential of the CRNS technique to obtain spatio-temporal patterns of soil moisture beyond the integrated volume from isolated CRNS footprints. We use data from an observational campaign carried out between May and July 2019 that featured a dense network of more than 20 neutron detectors with partly overlapping footprints in an area that exhibits pronounced soil moisture gradients within one square kilometre. The present study is the first to combine these observations in order to represent the heterogeneity of soil water content at the sub-footprint scale as well as between the CRNS stations. First, we apply a state-of-the-art procedure to correct the observed neutron count rates for static effects (heterogeneity in space, e.g. soil organic matter) and dynamic effects (heterogeneity in time, e.g. barometric pressure). Based on the homogenized neutron data, we investigate the robustness of a calibration approach that uses a single calibration parameter across all CRNS stations. Finally, we benchmark two different interpolation techniques for obtaining spatio-temporal representations of soil moisture: first, ordinary Kriging with a fixed range; second, spatial interpolation complemented by geophysical inversion (“constrained interpolation”). To that end, we optimize the parameters of a geostatistical interpolation model so that the error in the forward-simulated neutron count rates is minimized, and suggest a heuristic forward operator to make the optimization problem computationally feasible. Comparison with independent measurements from a cluster of soil moisture sensors (SoilNet) shows that the constrained interpolation approach is superior for representing horizontal soil moisture gradients at the hectometre scale. The study demonstrates how a CRNS network can be used to generate coherent, consistent, and continuous soil moisture patterns that could be used to validate hydrological models or remote sensing products.
The characteristics of a landscape pose essential factors for hydrological processes. Therefore, an adequate representation of the landscape of a catchment in hydrological models is vital. However, many of such models exist differing, amongst others, in spatial concept and discretisation. The latter constitutes an essential pre-processing step, for which many different algorithms along with numerous software implementations exist. In that context, existing solutions are often model specific, commercial, or depend on commercial back-end software, and allow only a limited or no workflow automation at all. Consequently, a new package for the scientific software and scripting environment R, called lumpR, was developed. lumpR employs an algorithm for hillslope-based landscape discretisation directed to large-scale application via a hierarchical multi-scale approach. The package addresses existing limitations as it is free and open source, easily extendible to other hydrological models, and the workflow can be fully automated. Moreover, it is user-friendly as the direct coupling to a GIS allows for immediate visual inspection and manual adjustment. Sufficient control is furthermore retained via parameter specification and the option to include expert knowledge. Conversely, completely automatic operation also allows for extensive analysis of aspects related to landscape discretisation. In a case study, the application of the package is presented. A sensitivity analysis of the most important discretisation parameters demonstrates its efficient workflow automation. Considering multiple streamflow metrics, the employed model proved reasonably robust to the discretisation parameters. However, parameters determining the sizes of subbasins and hillslopes proved to be more important than the others, including the number of representative hillslopes, the number of attributes employed for the lumping algorithm, and the number of sub-discretisations of the representative hillslopes.
The semiarid northeast of Brazil is one of the most densely populated dryland regions in the world and recurrently affected by severe droughts. Thus, reliable seasonal forecasts of streamflow and reservoir storage are of high value for water managers. Such forecasts can be generated by applying either hydrological models representing underlying processes or statistical relationships exploiting correlations among meteorological and hydrological variables. This work evaluates and compares the performances of seasonal reservoir storage forecasts derived by a process-based hydrological model and a statistical approach.
Driven by observations, both models achieve similar simulation accuracies. In a hindcast experiment, however, the accuracy of estimating regional reservoir storages was considerably lower using the process-based hydrological model, whereas the resolution and reliability of drought event predictions were similar by both approaches. Further investigations regarding the deficiencies of the process-based model revealed a significant influence of antecedent wetness conditions and a higher sensitivity of model prediction performance to rainfall forecast quality.
Within the scope of this study, the statistical model proved to be the more straightforward approach for predictions of reservoir level and drought events at regionally and monthly aggregated scales. However, for forecasts at finer scales of space and time or for the investigation of underlying processes, the costly initialisation and application of a process-based model can be worthwhile. Furthermore, the application of innovative data products, such as remote sensing data, and operational model correction methods, like data assimilation, may allow for an enhanced exploitation of the advanced capabilities of process-based hydrological models.
Water fluxes in highly impounded regions are heavily dependent on reservoir properties. However, for large and remote areas, this information is often unavailable. In this study, the geometry and volume of small surface reservoirs in the semi-arid region of Brazil were estimated using terrain and shape attributes extracted by remote sensing. Regression models and data classification were used to predict the volumes, at different water stages, of 312 reservoirs for which topographic information is available. The power function used to describe the reservoir shapes tends to overestimate the volumes; therefore, a modified shape equation was proposed. Among the methods tested, four were recommended based on performance and simplicity, for which the mean absolute percentage errors varied from 24 to 39%, in contrast to the 94% error achieved with the traditional method. Despite the challenge of precisely deriving the flooded areas of reservoirs, water management in highly reservoir-dense environments should benefit from volume prediction based on remote sensing.
Due to the environmental and socio-economic importance of mountainous regions, it is crucial to understand causes and consequences of climatic changes in those sensitive landscapes. Daily resolution alpine climate data from Switzerland covering an elevation range of over 3,000m between 1981 and 2017 have been analysed using highly resolved trends in order to gain a better understanding of features, forcings and feedbacks related to temperature changes in mountainous regions. Particular focus is put on processes related to changes in weather types, incoming solar radiation, cloud cover, air humidity, snow/ice and elevation dependency of temperature trends. Temperature trends in Switzerland differ depending on the time of the year, day and elevation. Warming is strongest during spring and early summer with enhanced warming of daytime maximum temperatures. Elevation-based differences in temperature trends occur during autumn and winter with stronger warming at lower elevations. We attribute this elevation-dependent temperature signal mainly to elevation-based differences in trends of incoming solar radiation and elevation-sensitive responses to changes in frequencies of weather types. In general, effects of varying frequencies of weather types overlap with trends caused by transmission changes in short- and long-wave radiation. Temperature signals arising from snow/ice albedo feedback mechanisms are probably small and might be hidden by other effects.
Cosmic-ray neutron sensing (CRNS) is a non-invasive tool for measuring hydrogen pools such as soil moisture, snow or vegetation. The intrinsic integration over a radial hectare-scale footprint is a clear advantage for averaging out small-scale heterogeneity, but on the other hand the data may become hard to interpret in complex terrain with patchy land use.
This study presents a directional shielding approach to prevent neutrons from certain angles from being counted while counting neutrons entering the detector from other angles and explores its potential to gain a sharper horizontal view on the surrounding soil moisture distribution.
Using the Monte Carlo code URANOS (Ultra Rapid Neutron-Only Simulation), we modelled the effect of additional polyethylene shields on the horizontal field of view and assessed its impact on the epithermal count rate, propagated uncertainties and aggregation time.
The results demonstrate that directional CRNS measurements are strongly dominated by isotropic neutron transport, which dilutes the signal of the targeted direction especially from the far field. For typical count rates of customary CRNS stations, directional shielding of half-spaces could not lead to acceptable precision at a daily time resolution. However, the mere statistical distinction of two rates should be feasible.
The results of streamflow trend studies are often characterized by mostly insignificant trends and inexplicable spatial patterns. In our study region, Western Austria, this applies especially for trends of annually averaged runoff. However, analysing the altitudinal aspect, we found that there is a trend gradient from higher-altitude to lower-altitude stations, i.e. a pattern of mostly positive annual trends at higher stations and negative ones at lower stations. At mid-altitudes, the trends are mostly insignificant. Here we hypothesize that the streamflow trends are caused by the following two main processes: on the one hand, melting glaciers produce excess runoff at higher-altitude watersheds. On the other hand, rising temperatures potentially alter hydrological conditions in terms of less snowfall, higher infiltration, enhanced evapotranspiration, etc., which in turn results in decreasing streamflow trends at lower-altitude watersheds. However, these patterns are masked at mid-altitudes because the resulting positive and negative trends balance each other. To support these hypotheses, we attempted to attribute the detected trends to specific causes. For this purpose, we analysed trends of filtered daily streamflow data, as the causes for these changes might be restricted to a smaller temporal scale than the annual one. This allowed for the explicit determination of the exact days of year (DOYs) when certain streamflow trends emerge, which were then linked with the corresponding DOYs of the trends and characteristic dates of other observed variables, e.g. the average DOY when temperature crosses the freezing point in spring. Based on these analyses, an empirical statistical model was derived that was able to simulate daily streamflow trends sufficiently well. Analyses of subdaily streamflow changes provided additional insights. Finally, the present study supports many modelling approaches in the literature which found out that the main drivers of alpine streamflow changes are increased glacial melt, earlier snowmelt and lower snow accumulation in wintertime.
Deforestation is a prominent anthropogenic cause of erosive overland flow and slope instability, boosting rates of soil erosion and concomitant sediment flux. Conventional methods of gauging or estimating post-logging sediment flux often focus on annual timescales but overlook potentially important process response on shorter intervals immediately following timber harvest. We resolve such dynamics with non-parametric quantile regression forests (QRF) based on high-frequency (3 min) discharge measurements and sediment concentration data sampled every 30-60 min in similar-sized (similar to 0.1 km(2)) forested Chilean catchments that were logged during either the rainy or the dry season. The method of QRF builds on the random forest algorithm, and combines quantile regression with repeated random sub-sampling of both cases and predictors. The algorithm belongs to the family of decision-tree classifiers, which allow quantifying relevant predictors in high-dimensional parameter space. We find that, where no logging occurred, similar to 80% of the total sediment load was transported during extremely variable runoff events during only 5% of the monitoring period. In particular, dry-season logging dampened the relative role of these rare, extreme sediment-transport events by increasing load efficiency during more efficient moderate events. We show that QRFs outperform traditional sediment rating curves (SRCs) in terms of accurately simulating short-term dynamics of sediment flux, and conclude that QRF may reliably support forest management recommendations by providing robust simulations of post-logging response of water and sediment fluxes at high temporal resolution.
In this paper, we analyse the effectiveness of flood management measures based on the concept known as "retaining water in the landscape". The investigated measures include afforestation, micro-ponds and small-reservoirs. A comparative and model-based methodological approach has been developed and applied for three meso-scale catchments located in different European hydro-climatological regions: Poyo (184 km(2)) in the Spanish Mediterranean, Upper Iller (954 km(2)) in the German Alps and Kamp (621 km(2)) in Northeast-Austria representing the Continental hydro-climate. This comparative analysis has found general similarities in spite of the particular differences among studied areas. In general terms, the flood reduction through the concept of "retaining water in the landscape" depends on the following factors: the storage capacity increase in the catchment resulting from such measures, the characteristics of the rainfall event, the antecedent soil moisture condition and the spatial distribution of such flood management measures in the catchment. In general, our study has shown that, this concept is effective for small and medium events, but almost negligible for the largest and less frequent floods: this holds true for all different hydro-climatic regions, and with different land-use, soils and morphological settings.
The 933 km(2) Bengue catchment in northeastern Brazil is characterized by distinct rainy and dry seasons. Precipitation is stored in variously sized reservoirs, which is essential for the local population. In this study, we used TerraSAR-X SM(HH) data for an one-year monitoring of seasonal changes in the reservoir areas from July 2011 to July 2012. The monitoring was based on acquisitions in the ascending pass direction, complemented by occasional descending-pass images. To detect water surface areas, a histogram analysis followed by a global threshold classification was performed, and the results were validated using in situ GPS data. Distinguishing between small reservoirs and similar looking dark areas was difficult. Therefore, we tested several approaches for identifying misclassified areas. An analysis of the surface area dynamics of the reservoirs indicated high spatial and temporal heterogeneities and a large decrease in the total water surface area of the reservoirs in the catchment by approximately 30% within one year.
Owing to average temperature increases of at least twice the global mean, climate change is expected to have strong impacts on local hydrology and climatology in the Alps. Nevertheless, trend analyses of hydro-climatic station data rarely reveal clear patterns concerning climate change signals except in temperature observations. However, trend research has thus far mostly been based on analysing trends of averaged data such as yearly, seasonal or monthly averages and has therefore often not been able to detect the finer temporal dynamics. For this reason, we derived 30-day moving average trends, providing a daily resolution of the timing and magnitude of trends within the seasons. Results are validated by including different time periods. We studied daily observations of mean temperature, liquid and solid precipitation, snow height and runoff in the relatively dry central Alpine region in Tyrol, Austria. Our results indicate that the vast majority of changes are observed throughout spring to early summer, most likely triggered by the strong temperature increase during this season. Temperature, streamflow and snow trends have clearly amplified during recent decades. The overall results are consistent over the entire investigation area and different time periods.
In a study from 2008, Lariviere and colleagues showed, for the field of natural sciences and engineering, that the median age of cited references is increasing over time. This result was considered counterintuitive: with the advent of electronic search engines, online journal issues and open access publications, one could have expected that cited literature is becoming younger. That study has motivated us to take a closer look at the changes in the age distribution of references that have been cited in water resources journals since 1965. Not only could we confirm the findings of Lariviere and colleagues. We were also able to show that the aging is mainly happening in the oldest 10-25% of an average reference list. This is consistent with our analysis of top-cited papers in the field of water resources. Rankings based on total citations since 1965 consistently show the dominance of old literature, including text books and research papers in equal shares. For most top-cited old-timers, citations are still growing exponentially. There is strong evidence that most citations are attracted by publications that introduced methods which meanwhile belong to the standard toolset of researchers and practitioners in the field of water resources. Although we think that this trend should not be overinterpreted as a sign of stagnancy, there might be cause for concern regarding how authors select their references. We question the increasing citation of textbook knowledge as it holds the risk that reference lists become overcrowded, and that the readability of papers deteriorates.
Cosmic-ray neutron sensing (CRNS) has become an effective method to measure soil moisture at a horizontal scale of hundreds of metres and a depth of decimetres. Recent studies proposed operating CRNS in a network with overlapping footprints in order to cover root-zone water dynamics at the small catchment scale and, at the same time, to represent spatial heterogeneity. In a joint field campaign from September to November 2020 (JFC-2020), five German research institutions deployed 15 CRNS sensors in the 0.4 km2 Wüstebach catchment (Eifel mountains, Germany). The catchment is dominantly forested (but includes a substantial fraction of open vegetation) and features a topographically distinct catchment boundary. In addition to the dense CRNS coverage, the campaign featured a unique combination of additional instruments and techniques: hydro-gravimetry (to detect water storage dynamics also below the root zone); ground-based and, for the first time, airborne CRNS roving; an extensive wireless soil sensor network, supplemented by manual measurements; and six weighable lysimeters. Together with comprehensive data from the long-term local research infrastructure, the published data set (available at https://doi.org/10.23728/b2share.756ca0485800474e9dc7f5949c63b872; Heistermann et al., 2022) will be a valuable asset in various research contexts: to advance the retrieval of landscape water storage from CRNS, wireless soil sensor networks, or hydrogravimetry; to identify scale-specific combinations of sensors and methods to represent soil moisture variability; to improve the understanding and simulation of land–atmosphere exchange as well as hydrological and hydrogeological processes at the hillslope and the catchment scale; and to support the retrieval of soil water content from airborne and spaceborne remote sensing platforms.