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Statistical distributions of flood peak discharge often show heavy tail behavior, that is, extreme floods are more likely to occur than would be predicted by commonly used distributions that have exponential asymptotic behavior.
This heavy tail behavior may surprise flood managers and citizens, as human intuition tends to expect light tail behavior, and the heaviness of the tails is very difficult to predict, which may lead to unnecessarily high flood damage.
Despite its high importance, the literature on the heavy tail behavior of flood distributions is rather fragmented.
In this review, we provide a coherent overview of the processes causing heavy flood tails and the implications for science and practice.
Specifically, we propose nine hypotheses on the mechanisms causing heavy tails in flood peak distributions related to processes in the atmosphere, the catchment, and the river system.
We then discuss to which extent the current knowledge supports or contradicts these hypotheses.
We also discuss the statistical conditions for the emergence of heavy tail behavior based on derived distribution theory and relate them to the hypotheses and flood generation mechanisms.
We review the degree to which the heaviness of the tails can be predicted from process knowledge and data. Finally, we recommend further research toward testing the hypotheses and improving the prediction of heavy tails.
The growing worldwide impact of flood events has motivated the development and application of global flood hazard models (GFHMs). These models have become useful tools for flood risk assessment and management, especially in regions where little local hazard information is available. One of the key uncertainties associated with GFHMs is the estimation of extreme flood magnitudes to generate flood hazard maps. In this study, the 1-in-100 year flood (Q100) magnitude was estimated using flow outputs from four global hydrological models (GHMs) and two global flood frequency analysis datasets for 1350 gauges across the conterminous US. The annual maximum flows of the observed and modelled timeseries of streamflow were bootstrapped to evaluate the sensitivity of the underlying data to extrapolation. Results show that there are clear spatial patterns of bias associated with each method. GHMs show a general tendency to overpredict Western US gauges and underpredict Eastern US gauges. The GloFAS and HYPE models underpredict Q100 by more than 25% in 68% and 52% of gauges, respectively. The PCR-GLOBWB and CaMa-Flood models overestimate Q100 by more than 25% at 60% and 65% of gauges in West and Central US, respectively. The global frequency analysis datasets have spatial variabilities that differ from the GHMs. We found that river basin area and topographic elevation explain some of the spatial variability in predictive performance found in this study. However, there is no single model or method that performs best everywhere, and therefore we recommend a weighted ensemble of predictions of extreme flood magnitudes should be used for large-scale flood hazard assessment.
Flooding is a vast problem in many parts of the world, including Europe. It occurs mainly due to extreme weather conditions (e.g. heavy rainfall and snowmelt) and the consequences of flood events can be devastating. Flood risk is mainly defined as a combination of the probability of an event and its potential adverse impacts. Therefore, it covers three major dynamic components: hazard (physical characteristics of a flood event), exposure (people and their physical environment that being exposed to flood), and vulnerability (the elements at risk). Floods are natural phenomena and cannot be fully prevented. However, their risk can be managed and mitigated. For a sound flood risk management and mitigation, a proper risk assessment is needed. First of all, this is attained by a clear understanding of the flood risk dynamics. For instance, human activity may contribute to an increase in flood risk. Anthropogenic climate change causes higher intensity of rainfall and sea level rise and therefore an increase in scale and frequency of the flood events. On the other hand, inappropriate management of risk and structural protection measures may not be very effective for risk reduction. Additionally, due to the growth of number of assets and people within the flood-prone areas, risk increases. To address these issues, the first objective of this thesis is to perform a sensitivity analysis to understand the impacts of changes in each flood risk component on overall risk and further their mutual interactions. A multitude of changes along the risk chain are simulated by regional flood model (RFM) where all processes from atmosphere through catchment and river system to damage mechanisms are taken into consideration. The impacts of changes in risk components are explored by plausible change scenarios for the mesoscale Mulde catchment (sub-basin of the Elbe) in Germany.
A proper risk assessment is ensured by the reasonable representation of the real-world flood event. Traditionally, flood risk is assessed by assuming homogeneous return periods of flood peaks throughout the considered catchment. However, in reality, flood events are spatially heterogeneous and therefore traditional assumption misestimates flood risk especially for large regions. In this thesis, two different studies investigate the importance of spatial dependence in large scale flood risk assessment for different spatial scales. In the first one, the “real” spatial dependence of return period of flood damages is represented by continuous risk modelling approach where spatially coherent patterns of hydrological and meteorological controls (i.e. soil moisture and weather patterns) are included. Further the risk estimations under this modelled dependence assumption are compared with two other assumptions on the spatial dependence of return periods of flood damages: complete dependence (homogeneous return periods) and independence (randomly generated heterogeneous return periods) for the Elbe catchment in Germany. The second study represents the “real” spatial dependence by multivariate dependence models. Similar to the first study, the three different assumptions on the spatial dependence of return periods of flood damages are compared, but at national (United Kingdom and Germany) and continental (Europe) scales. Furthermore, the impacts of the different models, tail dependence, and the structural flood protection level on the flood risk under different spatial dependence assumptions are investigated.
The outcomes of the sensitivity analysis framework suggest that flood risk can vary dramatically as a result of possible change scenarios. The risk components that have not received much attention (e.g. changes in dike systems and in vulnerability) may mask the influence of climate change that is often investigated component.
The results of the spatial dependence research in this thesis further show that the damage under the false assumption of complete dependence is 100 % larger than the damage under the modelled dependence assumption, for the events with return periods greater than approximately 200 years in the Elbe catchment. The complete dependence assumption overestimates the 200-year flood damage, a benchmark indicator for the insurance industry, by 139 %, 188 % and 246 % for the UK, Germany and Europe, respectively. The misestimation of risk under different assumptions can vary from upstream to downstream of the catchment. Besides, tail dependence in the model and flood protection level in the catchments can affect the risk estimation and the differences between different spatial dependence assumptions.
In conclusion, the broader consideration of the risk components, which possibly affect the flood risk in a comprehensive way, and the consideration of the spatial dependence of flood return periods are strongly recommended for a better understanding of flood risk and consequently for a sound flood risk management and mitigation.
After a century of semi-restricted floodplain development, Southern Alberta, Canada, was struck by the devastating 2013 Flood. Aging infrastructure and limited property-level floodproofing likely contributed to the $4-6 billion (CAD) losses. Following this catastrophe, Alberta has seen a revival in flood management, largely focused on structural protections. However, concurrent with the recent structural work was a 100,000+ increase in Calgary's population in the 5 years following the flood, leading to further densification of high-hazard areas. This study implements the novel Stochastic Object-based Flood damage Dynamic Assessment (SOFDA) model framework to quantify the progression of the direct-damage flood risk in a mature urban neighborhood after the 2013 Flood. Five years of remote-sensing data, property assessment records, and inundation simulations following the flood are used to construct the model. Results show that in these 5 years, vulnerability trends (like densification) have increased flood risk by 4%; however, recent structural mitigation projects have reduced overall flood risk by 47% for this case study. These results demonstrate that the flood management revival in Southern Alberta has largely been successful at reducing flood risk; however, the gains are under threat from continued development and densification absent additional floodproofing regulations.
There has been much research regarding the perceptions, preferences, behaviour, and responses of people exposed to flooding and other nat- ural hazards. Cross-sectional surveys have been the predominant method applied in such research. While cross-sectional data can provide a snapshot of a respondent’s behaviour and perceptions, it cannot be assumed that the respondent’s perceptions are constant over time. As a result, many important research questions relating to dynamic processes, such as changes in risk perceptions, adaptation behaviour, and resilience cannot be fully addressed by cross-sectional surveys. To overcome these shortcomings, there has been a call for developing longitudinal (or panel) datasets in research on natural hazards, vulnerabilities, and risks. However, experiences with implementing longitudinal surveys in the flood risk domain (FRD), which pose distinct methodological challenges, are largely lacking. The key problems are sample recruitment, attrition rate, and attrition bias. We present a review of the few existing longitudinal surveys in the FRD. In addition, we investigate the potential attrition bias and attrition rates in a panel dataset of flood-affected households in Germany. We find little potential for attrition bias to occur. High attrition rates across longitudinal survey waves are the larger concern. A high attrition rate rapidly depletes the longitudinal sample. To overcome high attrition, longitudinal data should be collected as part of a multisector partnership to allow for sufficient resources to implement sample retention strategies. If flood-specific panels are developed, different sample retention strategies should be applied and evaluated in future research to understand how much-needed longitudinal surveying techniques can be successfully applied to the study of individuals threatened by flooding.
The affordability of property-level adaptation measures against flooding is crucial due to the movement toward integrated flood risk management, which requires the individuals threatened by flooding to actively manage flooding. It is surprising to find that affordability is not often discussed, given the important roles that affordability and social justice play regarding flood risk management. This article provides a starting point for investigating the potential rate of unaffordability of flood risk property-level adaptation measures across Europe using two definitions of affordability, which are combined with two different affordability thresholds from within flood risk research. It uses concepts of investment and payment affordability, with affordability thresholds based on residual income and expenditure definitions of unaffordability. These concepts, in turn, are linked with social justice through fairness concerns, in that, all should have equal capability to act, of which affordability is one avenue. In doing so, it was found that, for a large proportion of Europe, property owners generally cannot afford to make one-time payment of the cost of protective measures. These can be made affordable with installment payment mechanisms or similar mechanisms that spread costs over time. Therefore, the movement toward greater obligations for flood-prone residents to actively adapt to flooding should be accompanied by socially accessible financing mechanisms.
A growing focus is being placed on both individuals and communities to adapt to flooding as part of the Sendai Framework for Disaster Risk Reduction 2015-2030. Adaptation to flooding requires sufficient social capital (linkages between members of society), risk perceptions (understanding of risk), and self-efficacy (self-perceived ability to limit disaster impacts) to be effective. However, there is limited understanding of how social capital, risk perceptions, and self-efficacy interact. We seek to explore how social capital interacts with variables known to increase the likelihood of successful adaptation. To study these linkages we analyze survey data of 1010 respondents across two communities in Thua Tien-Hue Province in central Vietnam, using ordered probit models. We find positive correlations between social capital, risk perceptions, and self-efficacy overall. This is a partly contrary finding to what was found in previous studies linking these concepts in Europe, which may be a result from the difference in risk context. The absence of an overall negative exchange between these factors has positive implications for proactive flood risk adaptation.
In this study, we investigate how immersive 3D geovisualization can be used in higher education. Based on MacEachren and Kraak's geovisualization cube, we examine the usage of immersive 3D geovisualization and its usefulness in a research-based learning module on flood risk, called GEOSimulator. Results of a survey among participating students reveal benefits, such as better orientation in the study area, higher interactivity with the data, improved discourse among students and enhanced motivation through immersive 3D geovisualization. This suggests that immersive 3D visualization can effectively be used in higher education and that 3D CAVE settings enhance interactive learning between students.
Hierarchical Bayesian Approach for Modeling Spatiotemporal Variability in Flood Damage Processes
(2019)
Flood damage processes are complex and vary between events and regions. State-of-the-art flood loss models are often developed on the basis of empirical damage data from specific case studies and do not perform well when spatially and temporally transferred. This is due to the fact that such localized models often cover only a small set of possible damage processes from one event and a region. On the other hand, a single generalized model covering multiple events and different regions ignores the variability in damage processes across regions and events due to variables that are not explicitly accounted for individual households. We implement a hierarchical Bayesian approach to parameterize widely used depth-damage functions resulting in a hierarchical (multilevel) Bayesian model (HBM) for flood loss estimation that accounts for spatiotemporal heterogeneity in damage processes. We test and prove the hypothesis that, in transfer scenarios, HBMs are superior compared to generalized and localized regression models. In order to improve loss predictions for regions and events for which no empirical damage data are available, we use variables pertaining to specific region- and event-characteristics representing commonly available expert knowledge as group-level predictors within the HBM.
Climate change, along with socio-economic development, will increase the economic impacts of floods. While the factors that influence flood risk to private property have been extensively studied, the risk that natural disasters pose to public infrastructure and the resulting implications on public sector budgets, have received less attention. We address this gap by developing a two-staged model framework, which first assesses the flood risk to public infrastructure in Austria. Combining exposure and vulnerability information at the building level with inundation maps, we project an increase in riverine flood damage, which progressively burdens public budgets. Second, the risk estimates are integrated into an insurance model, which analyzes three different compensation arrangements in terms of the monetary burden they place on future governments' budgets and the respective volatility of payments. Formalized insurance compensation arrangements offer incentives for risk reduction measures, which lower the burden on public budgets by reducing the vulnerability of buildings that are exposed to flooding. They also significantly reduce the volatility of payments and thereby improve the predictability of flood damage expenditures. These features indicate that more formalized insurance arrangements are an improvement over the purely public compensation arrangement currently in place in Austria.