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Flood generation in mountainous headwater catchments is governed by rainfall intensities, by the spatial distribution of rainfall and by the state of the catchment prior to the rainfall, e. g. by the spatial pattern of the soil moisture, groundwater conditions and possibly snow. The work presented here explores the limits and potentials of measuring soil moisture with different methods and in different scales and their potential use for flood simulation. These measurements were obtained in 2007 and 2008 within a comprehensive multi-scale experiment in the Weisseritz headwater catchment in the Ore-Mountains, Germany. The following technologies have been applied jointly thermogravimetric method, frequency domain reflectometry (FDR) sensors, spatial time domain reflectometry (STDR) cluster, ground-penetrating radar (GPR), airborne polarimetric synthetic aperture radar (polarimetric SAR) and advanced synthetic aperture radar (ASAR) based on the satellite Envisat. We present exemplary soil measurement results, with spatial scales ranging from point scale, via hillslope and field scale, to the catchment scale. Only the spatial TDR cluster was able to record continuous data. The other methods are limited to the date of over-flights (airplane and satellite) or measurement campaigns on the ground. For possible use in flood simulation, the observation of soil moisture at multiple scales has to be combined with suitable hydrological modelling, using the hydrological model WaSiM-ETH. Therefore, several simulation experiments have been conducted in order to test both the usability of the recorded soil moisture data and the suitability of a distributed hydrological model to make use of this information. The measurement results show that airborne-based and satellite-based systems in particular provide information on the near-surface spatial distribution. However, there are still a variety of limitations, such as the need for parallel ground measurements (Envisat ASAR), uncertainties in polarimetric decomposition techniques (polarimetric SAR), very limited information from remote sensing methods about vegetated surfaces and the non-availability of continuous measurements. The model experiments showed the importance of soil moisture as an initial condition for physically based flood modelling. However, the observed moisture data reflect the surface or near-surface soil moisture only. Hence, only saturated overland flow might be related to these data. Other flood generation processes influenced by catchment wetness in the subsurface such as subsurface storm flow or quick groundwater drainage cannot be assessed by these data. One has to acknowledge that, in spite of innovative measuring techniques on all spatial scales, soil moisture data for entire vegetated catchments are still today not operationally available. Therefore, observations of soil moisture should primarily be used to improve the quality of continuous, distributed hydrological catchment models that simulate the spatial distribution of moisture internally. Thus, when and where soil moisture data are available, they should be compared with their simulated equivalents in order to improve the parameter estimates and possibly the structure of the hydrological model.
Model-Based attribution of high-resolution streamflow trends in two alpine basins of Western Austria
(2017)
Several trend studies have shown that hydrological conditions are changing considerably in the Alpine region. However, the reasons for these changes are only partially understood and trend analyses alone are not able to shed much light. Hydrological modelling is one possible way to identify the trend drivers, i.e., to attribute the detected streamflow trends, given that the model captures all important processes causing the trends. We modelled the hydrological conditions for two alpine catchments in western Austria (a large, mostly lower-altitude catchment with wide valley plains and a nested high-altitude, glaciated headwater catchment) with the distributed, physically-oriented WaSiM-ETH model, which includes a dynamical glacier module. The model was calibrated in a transient mode, i.e., not only on several standard goodness measures and glacier extents, but also in such a way that the simulated streamflow trends fit with the observed ones during the investigation period 1980 to 2007. With this approach, it was possible to separate streamflow components, identify the trends of flow components, and study their relation to trends in atmospheric variables. In addition to trends in annual averages, highly resolved trends for each Julian day were derived, since they proved powerful in an earlier, data-based attribution study. We were able to show that annual and highly resolved trends can be modelled sufficiently well. The results provide a holistic, year-round picture of the drivers of alpine streamflow changes: Higher-altitude catchments are strongly affected by earlier firn melt and snowmelt in spring and increased ice melt throughout the ablation season. Changes in lower-altitude areas are mostly caused by earlier and lower snowmelt volumes. All highly resolved trends in streamflow and its components show an explicit similarity to the local temperature trends. Finally, results indicate that evapotranspiration has been increasing in the lower altitudes during the study period.
Entlang der Küstenniederung des Naturschutzgebietes „Hütelmoor und Heiligensee“, ca. 6 km nordöstlich von Rostock-Warnemünde gelegen, wird seit dem Jahr 2000 die Küstendüne nicht mehr instand gehalten. Im Rahmen der Renaturierung des Gebietes werden so grundsätzlich wieder Überflutungen bei Ostseehochwassern zugelassen, was bisher jedoch noch nicht eingetreten ist. Am 4./5. Januar 2017 ereignete sich ein Sturmhochwasser der Ostsee, mit einem Scheitelwasserstand in Warnemünde, der sich zwischen dem 10- und 20-jährlichen Hochwasserstand einordnet. Dennoch kam es bei diesem Ereignis nicht zum Dünendurchbruch und zur seeseitigen Überflutung, wohl aber zum binnenseitigen Einstrom von Salz- bzw. Brackwasser. Dieser erfolgte über den Graben, durch den das Gebiet normalerweise über die Warnow in die Ostsee entwässert. Durch das Einströmen über die Sohlschwelle, sonst Auslass des Gebietes, stiegen die Wasserstände und Salzkonzentrationen in der südwestlichen Hälfte der Niederung an. Mit zunehmender Entfernung zur Sohlschwelle waren diese Auswirkungen jedoch geringer spürbar. Dies gilt wegen der Retentionswirkung der Niederung mehr für den Wasserstand als für die Salzkonzentration. Während der Wasserstand durch den Einstau der Niederung und Überschwemmungen flächenhaft anstieg, breitete sich die Salzfront präferentiell in den ehemaligen Entwässerungsgräben, die trotz des Einstaus nach wie vor hydraulisch aktiv sind, eher linienhaft aus. Diese Interpretation beruht auf Messergebnissen von Wasserstand, elektrischer Leitfähigkeit und Wassertemperatur.
Soil moisture is a key state variable that controls runoff formation, infiltration and partitioning of radiation into latent and sensible heat. However, the experimental characterisation of near surface soil moisture patterns and their controls on runoff formation remains a challenge. This subject was one aspect of the BMBF-funded OPAQUE project (operational discharge and flooding predictions in head catchments). As part of that project the focus of this dissertation is on: (1) testing the methodology and feasibility of the Spatial TDR technology in producing soil moisture profiles along TDR probes, including an inversion technique of the recorded signal in heterogeneous field soils, (2) the analysis of spatial variability and temporal dynamics of soil moisture at the field scale including field experiments and hydrological modelling, (3) the application of models of different complexity for understanding soil moisture dynamics and its importance for runoff generation as well as for improving the prediction of runoff volumes. To fulfil objective 1, several laboratory experiments were conducted to understand the influence of probe rod geometry and heterogeneities in the sampling volume under different wetness conditions. This includes a detailed analysis on how these error sources affect retrieval of soil moisture profiles in soils. Concerning objective 2 a sampling strategy of two TDR clusters installed in the head water of the Wilde Weißeritz catchment (Eastern Ore Mountains, Germany) was used to investigate how well “the catchment state” can be characterised by means of distributed soil moisture data observed at the field scale. A grassland site and a forested site both located on gentle slopes were instrumented with two Spatial TDR clusters that consist of up to 39 TDR probes. Process understanding was gained by modelling the interaction of evapotranspiration and soil moisture with the hydrological process model CATFLOW. A field scale irrigation experiment was carried out to investigate near subsurface processes at the hillslope scale. The interactions of soil moisture and runoff formation were analysed using discharge data from three nested catchments: the Becherbach with a size of 2 km², the Rehefeld catchment (17 km²) and the superordinate Ammelsdorf catchment (49 km²). Statistical analyses including observations of pre-event runoff, soil moisture and different rainfall characteristics were employed to predict stream flow volume. On the different scales a strong correlation between the average soil moisture and the runoff coefficients of rainfall-runoff events could be found, which almost explains equivalent variability as the pre-event runoff. Furthermore, there was a strong correlation between surface soil moisture and subsurface wetness with a hysteretic behaviour between runoff soil moisture. To fulfil objective 3 these findings were used in a generalised linear model (GLM) analysis which combines state variables describing the catchments antecedent wetness and variables describing the meteorological forcing in order to predict event runoff coefficients. GLM results were compared to simulations with the catchment model WaSiM ETH. Hereby were the model results of the GLMs always better than the simulations with WaSiM ETH. The GLM analysis indicated that the proposed sampling strategy of clustering TDR probes in typical functional units is a promising technique to explore soil moisture controls on runoff generation and can be an important link between the scales. Long term monitoring of such sites could yield valuable information for flood warning and forecasting by identifying critical soil moisture conditions for the former and providing a better representation of the initial moisture conditions for the latter.
An ensemble of 10 hydrological models was applied to the same set of land use change scenarios. There was general agreement about the direction of changes in the mean annual discharge and 90% discharge percentile predicted by the ensemble members, although a considerable range in the magnitude of predictions for the scenarios and catchments under consideration was obvious. Differences in the magnitude of the increase were attributed to the different mean annual actual evapotranspiration rates for each land use type. The ensemble of model runs was further analyzed with deterministic and probabilistic ensemble methods. The deterministic ensemble method based on a trimmed mean resulted in a single somewhat more reliable scenario prediction. The probabilistic reliability ensemble averaging (REA) method allowed a quantification of the model structure uncertainty in the scenario predictions. It was concluded that the use of a model ensemble has greatly increased our confidence in the reliability of the model predictions.
This study presents an application of an innovative sampling strategy to assess soil moisture dynamics in a headwater of the Weisseritz in the German eastern Ore Mountains. A grassland site and a forested site were instrumented with two Spatial TDR clusters (STDR) that consist of 39 and 32 coated TDR probes of 60 cm length. Distributed time series of vertically averaged soil moisture data from both sites/ensembles were analyzed by statistical and geostatistical methods. Spatial variability and the spatial mean at the forested site were larger than at the grassland site. Furthermore, clustering of TDR probes in combination with long-term monitoring allowed identification of average spatial covariance structures at the small field scale for different wetness states. The correlation length of soil water content as well as the sill to nugget ratio at the grassland site increased with increasing average wetness and but, in contrast, were constant at the forested site. As soil properties at both the forested and grassland sites are extremely variable, this suggests that the correlation structure at the forested site is dominated by the pattern of throughfall and interception. We also found a very strong correlation between antecedent soil moisture at the forested site and runoff coefficients of rainfall-runoff events observed at gauge Rehefeld. Antecedent soil moisture at the forest site explains 92% of the variability in the runoff coefficients. By combining these results with a recession analysis we derived a first conceptual model of the dominant runoff mechanisms operating in this catchment. Finally, we employed a physically based hydrological model to shed light on the controls of soil- and plant morphological parameters on soil average soil moisture at the forested site and the grassland site, respectively. A homogeneous soil setup allowed, after fine tuning of plant morphological parameters, most of the time unbiased predictions of the observed average soil conditions observed at both field sites. We conclude that the proposed sampling strategy of clustering TDR probes is suitable to assess unbiased average soil moisture dynamics in critical functional units, in this case the forested site, which is a much better predictor for event scale runoff formation than pre-event discharge. Long term monitoring of such critical landscape elements could maybe yield valuable information for flood warning in headwaters. We thus think that STDR provides a good intersect of the advantages of permanent sampling and spatially highly resolved soil moisture sampling using mobile rods.
This study presents an application of an innovative sampling strategy to assess soil moisture dynamics in a headwater of the Weißeritz in the German eastern Ore Mountains. A grassland site and a forested site were instrumented with two Spatial TDR clusters (STDR) that consist of 39 and 32 coated TDR probes of 60 cm length. Distributed time series of vertically averaged soil moisture data from both sites/ensembles were analyzed by statistical and geostatistical methods. Spatial variability and the spatial mean at the forested site were larger than at the grassland site. Furthermore, clustering of TDR probes in combination with long-term monitoring allowed identification of average spatial covariance structures at the small field scale for different wetness states. The correlation length of soil water content as well as the sill to nugget ratio at the grassland site increased with increasing average wetness and but, in contrast, were constant at the forested site. As soil properties at both the forested and grassland sites are extremely variable, this suggests that the correlation structure at the forested site is dominated by the pattern of throughfall and interception. We also found a strong correlation between average soil moisture dynamics and runoff coefficients of rainfall-runoff events observed at gauge Rehefeld, which explains almost as much variability in the runoff coefficients as pre-event discharge. By combining these results with a recession analysis we derived a first conceptual model of the dominant runoff mechanisms operating in this catchment. Finally, long term simulations with a physically based hydrological model were in good/acceptable accordance with the time series of spatial average soil water content observed at the forested site and the grassland site, respectively. Both simulations used a homogeneous soil setup that closely reproduces observed average soil conditions observed at the field sites. This corroborates the proposed sampling strategy of clustering TDR probes in typical functional units is a promising technique to explore the soil moisture control on runoff generation. Long term monitoring of such sites could maybe yield valuable information for flood warning. The sampling strategy helps furthermore to unravel different types of soil moisture variability.
This paper analyses the effect of spatial resolution and distribution of model input data on the results of regional-scale land use scenarios using three different hydrological catchment models. A 25 m resolution data set of a mesoscale catchment and three land use scenarios are used. Data are systematically aggregated to resolutions up to 2 kill. Land use scenarios are spatially redistributed, both randomly and topography based. Using these data, water fluxes are calculated on a daily time step for a 16 year time period without further calibration. Simulation results are used to identify grid size, distribution and model dependent scenario effects. In the case of data aggregation, all applied models react sensitively to grid size. WASIM and TOPLATS simulate constant water balances for grid sizes from 50 m to 300-500 m, SWAT is more sensitive to input data aggregation, simulating constant water balances between 50 m and 200 m grid size. The calculation of scenario effects is less robust to data aggregation. The maximum acceptable grid size reduces to 200-300 m for TOPLATS and WASIM. In case of spatial distribution, SWAT and TOPLATS are slightly sensitive to a redistribution of land use (below 1.5% for water balance terms), whereas WASIM shows almost no reaction. Because the aggregation effects were stronger than the redistribution effects, it is concluded that spatial discretisation is more important than spatial distribution. As the aggregation effect was mainly associated with a change in land use fraction, it is concluded that accuracy of data sets is much more important than a high spatial resolution.
Investigation of transient soil moisture profiles yields valuable information of near- surface processes. A recently developed reconstruction algorithm based on the telegraph equation allows the inverse estimation of soil moisture profiles along coated, three rod TDR probes. Laboratory experiments were carried out to prove the results of the inversion and to understand the influence of probe rod deformation and solid objects close to the probe in heterogonous media. Differences in rod geometry can lead to serious misinterpretations in the soil moisture profile but have small influence on the average soil moisture along the probe. Solids in the integration volume have almost no effect on average soil moisture but result in locally slightly decreased moisture values. Inverted profiles obtained in a loamy soil with a clay content of about 16% were in good agreement with independent measurements.
Investigation of transient soil moisture profiles yields valuable information of near- surface processes. A recently developed reconstruction algorithm based on the telegraph equation allows the inverse estimation of soil moisture profiles along coated, three rod TDR probes. Laboratory experiments were carried out to prove the results of the inversion and to understand the influence of probe rod deformation and solid objects close to the probe in heterogeneous media. Differences in rod geometry can lead to serious misinterpretations in the soil moisture profile, but have small influence on the average soil moisture along the probe. Solids in the integration volume have almost no effect on average soil moisture, but result in locally slightly decreased moisture values. Inverted profiles obtained in a loamy soil with a clay content of about 16% were in good agreement with independent measurements.