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Lava domes are severely hazardous, mound-shaped extrusions of highly viscous lava and commonly erupt at many active stratovolcanoes around the world. Due to gradual growth and flank oversteepening, such lava domes regularly experience partial or full collapses, resulting in destructive and far-reaching pyroclastic density currents. They are also associated with cyclic explosive activity as the complex interplay of cooling, degassing, and solidification of dome lavas regularly causes gas pressurizations on the dome or the underlying volcano conduit. Lava dome extrusions can last from days to decades, further highlighting the need for accurate and reliable monitoring data.
This thesis aims to improve our understanding of lava dome processes and to contribute to the monitoring and prediction of hazards posed by these domes. The recent rise and sophistication of photogrammetric techniques allows for the extraction of observational data in unprecedented detail and creates ideal tools for accomplishing this purpose. Here, I study natural lava dome extrusions as well as laboratory-based analogue models of lava dome extrusions and employ photogrammetric monitoring by Structure-from-Motion (SfM) and Particle-Image-Velocimetry (PIV) techniques. I primarily use aerial photography data obtained by helicopter, airplanes, Unoccupied Aircraft Systems (UAS) or ground-based timelapse cameras. Firstly, by combining a long time-series of overflight data at Volcán de Colima, México, with seismic and satellite radar data, I construct a detailed timeline of lava dome and crater evolution. Using numerical model, the impact of the extrusion on dome morphology and loading stress is further evaluated and an impact on the growth direction is identified, bearing important implications for the location of collapse hazards. Secondly, sequential overflight surveys at the Santiaguito lava dome, Guatemala, reveal surface motion data in high detail. I quantify the growth of the lava dome and the movement of a lava flow, showing complex motions that occur on different timescales and I provide insight into rock properties relevant for hazard assessment inferred purely by photogrammetric processing of remote sensing data. Lastly, I recreate artificial lava dome and spine growth using analogue modelling under controlled conditions, providing new insights into lava extrusion processes and structures as well as the conditions in which they form.
These findings demonstrate the capabilities of photogrammetric data analyses to successfully monitor lava dome growth and evolution while highlighting the advantages of complementary modelling methods to explain the observed phenomena. The results presented herein further bear important new insights and implications for the hazards posed by lava domes.
This study presents the development of 1D and 2D Surface Evolution Codes (SECs) and their coupling to any lithospheric-scale (thermo-)mechanical code with a quadrilateral structured surface mesh.
Both SECs involve diffusion as approach for hillslope processes and the stream power law to reflect riverbed incision. The 1D SEC settles sediment that was produced by fluvial incision in the appropriate minimum, while the supply-limited 2D SEC DANSER uses a fast filling algorithm to model sedimantation. It is based on a cellular automaton. A slope-dependent factor in the sediment flux extends the diffusion equation to nonlinear diffusion. The discharge accumulation is achieved with the D8-algorithm and an improved drainage accumulation routine. Lateral incision enhances the incision's modelling. Following empirical laws, it incises channels of several cells width.
The coupling method enables different temporal and spatial resolutions of the SEC and the thermo-mechanical code. It transfers vertical as well as horizontal displacements to the surface model. A weighted smoothing of the 3D surface displacements is implemented. The smoothed displacement vectors transmit the deformation by bilinear interpolation to the surface model. These interpolation methods ensure mass conservation in both directions and prevent the two surfaces from drifting apart.
The presented applications refer to the evolution of the Pamir orogen. A calibration of DANSER's parameters with geomorphological data and a DEM as initial topography highlights the advantage of lateral incision. Preserving the channel width and reflecting incision peaks in narrow channels, this closes the huge gap between current orogen-scale incision models and observed topographies.
River capturing models in a system of fault-bounded block rotations reaffirm the importance of the lateral incision routine for capturing events with channel initiation. The models show a low probability of river capturings with large deflection angles. While the probability of river capturing is directly depending on the uplift rate, the erodibility inside of a dip-slip fault speeds up headward erosion along the fault: The model's capturing speed increases within a fault.
Coupling DANSER with the thermo-mechanical code SLIM 3D emphasizes the versatility of the SEC. While DANSER has minor influence on the lithospheric evolution of an indenter model, the brittle surface deformation is strongly affected by its sedimentation, widening a basin in between two forming orogens and also the southern part of the southern orogen to south, east and west.
Modelling of environmental change impacts on water resources and hydrological extremes in Germany
(2012)
Water resources, in terms of quantity and quality, are significantly influenced by environmental changes, especially by climate and land use changes. The main objective of the present study is to project climate change impacts on the seasonal dynamics of water fluxes, spatial changes in water balance components as well as the future flood and low flow conditions in Germany. This study is based on the modeling results of the process-based eco-hydrological model SWIM (Soil and Water Integrated Model) driven by various regional climate scenarios on one hand. On the other hand, it is supported by statistical analysis on long-term trends of observed and simulated time series. In addition, this study evaluates the impacts of potential land use changes on water quality in terms of NO3-N load in selected sub-regions of the Elbe basin. In the context of climate change, the actual evapotransipration is likely to increase in most parts of Germany, while total runoff generation may decrease in south and east regions in the scenario period 2051-2060. Water discharge in all six studied large rivers (Ems, Weser, Saale, Danube, Main and Neckar) would be 8 – 30% lower in summer and autumn compared to the reference period (1961 – 1990), and the strongest decline is expected for the Saale, Danube and Neckar. The 50-year low flow is likely to occur more frequently in western, southern and central Germany after 2061 as suggested by more than 80% of the model runs. The current low flow period (from August to September) may be extended until the late autumn at the end of this century. Higher winter flow is expected in all of these rivers, and the increase is most significant for the Ems (about 18%). No general pattern of changes in flood directions can be concluded according to the results driven by different RCMs, emission scenarios and multi-realizations. An optimal agricultural land use and management are essential for the reduction in nutrient loads and improvement of water quality. In the Weiße Elster and Unstrut sub-basins (Elbe), an increase of 10% in the winter rape area can result in 12-19% more NO3-N load in rivers. In contrast, another energy plant, maize, has a moderate effect on the water environment. Mineral fertilizers have a much stronger effect on the NO3-N load than organic fertilizers. Cover crops, which play an important role in the reduction of nitrate losses from fields, should be maintained on cropland. The uncertainty in estimating future high flows and, in particular, extreme floods remain high due to different RCM structures, emission scenarios and multi-realizations. In contrast, the projection of low flows under warmer climate conditions appears to be more pronounced and consistent. The largest source of uncertainty related to NO3-N modelling originates from the input data on the agricultural management.
In den letzten drei Jahrzehnten wurden in einigen Seen und Feuchtgebieten in bewaldeten Einzugsgebieten Nordost-Brandenburgs sinkende Wasserstände beobachtet. In diesen Gebieten bestimmt die Grundwasserneubildung im Einzugsgebiet maßgeblich das Wasserdargebot der Seen und Feuchtgebiete, die deshalb hier als grundwasserabhängige Landschaftselemente bezeichnet werden. Somit weisen die sinkenden Wasserstände auf einen Rückgang der wegen des geringen Niederschlagsdargebotes ohnehin schon geringen Grundwasserneubildung hin. Die Höhe der Grundwasserneubildung ist neben den hydroklimatischen Randbedingungen auch von der Landnutzung abhängig. Veränderungen in der Waldvegetation und der hydroklimatischen Randbedingungen bewirken Änderungen der Grundwasserneubildung und beeinflussen somit auch den Wasserhaushalt der Seen und Feuchtgebiete. Aktuell wird die Waldvegetation durch Kiefernmonokulturen dominiert, mit im Vergleich zu anderen Baumarten höherer Evapotranspiration. Entwicklungen in der Forstwirtschaft streben die Verringerung von Kiefernmonokulturen an. Diese sollen langfristig auf geeigneten Standorten durch Laubmischwälder ersetzt werden. Dadurch lassen sich eine geringere Evapotranspiration und damit eine höhere Grundwasserneubildung erreichen. In der vorliegenden Arbeit werden am Beispiel des Redernswalder Sees und des Briesensees die Ursachen der beobachteten sinkenden Wasserstände analysiert. Ihre Wasserstände nahmen in den letzten 25 Jahren um mehr als 3 Meter ab. Weiterhin wird untersucht, wie die erwarteten Klimaänderungen und Veränderungen in der Waldbewirtschaftung die zukünftige Grundwasserneubildung und den Wasserhaushalt von Seen beeinflussen können. Die Entwicklung der Grundwasserneubildung im Untersuchungsgebiet wurde mit dem Wasserhaushaltsmodell WaSiM-ETH simuliert. Die Analyse der Wechselwirkungen der Seen mit dem regionalen quartären Grundwasserleitersystem erfolgte mit dem 3D-Grundwassermodell FEFLOW. Mögliche zukünftige Veränderungen der Grundwasserneubildung und der Seewasserstände durch Klimaänderungen und Waldumbau wurden mit Szenarienrechnungen bis zum Jahr 2100 analysiert. Die modellgestützte Analyse zeigte, dass die beobachteten abnehmenden Wasserstände zu etwa gleichen Anteilen durch Veränderungen der hydroklimatischen Randbedingungen sowie durch Veränderungen in der Waldvegetation und damit abnehmenden Grundwasserneubildungsraten zu erklären sind. Die zukünftigen Entwicklungen der Grundwasserneubildung und der Wasserstände sind geprägt von sich ändernden hydroklimatischen Randbedingungen und einem sukzessiven Wandel der Kiefernbestände zu Laubwäldern. Der Waldumbau hat positive Wirkungen auf die Grundwasserneubildung und damit auf die Wasserstände. Damit können die Einflüsse des eingesetzten REMO-A1B-Klimaszenarios zum Ende des Modellzeitraumes durch den Waldumbau nicht kompensiert werden, das Sinken des Wasserstandes wird jedoch wesentlich reduziert. Bei dem moderateren REMO-B1-Klimaszenario werden die Wasserstände des Jahres 2008 durch den Waldumbau bis zum Jahr 2100 überschritten.
Volcanic hazard assessment relies on physics-based models of hazards, such as lava flows and pyroclastic density currents, whose outcomes are very sensitive to the location where future eruptions will occur. On the contrary, forecast of vent opening locations in volcanic areas typically relies on purely data-driven approaches, where the spatial density of past eruptive vents informs the probability maps of future vent opening. Such techniques may be suboptimal in volcanic systems with missing or scarce data, and where the controls on magma pathways may change over time. An alternative approach was recently proposed, relying on a model of stress-driven pathways of magmatic dikes. In that approach, the crustal stress was optimized so that dike trajectories linked consistently the location of the magma chamber to that of past vents. The retrieved information on the stress state was then used to forecast future dike trajectories. The validation of such an approach requires extensive application to nature. Before doing so, however, several important limitations need to be removed, most importantly the two-dimensional (2D) character of the models and theoretical concepts. In this thesis, I develop methods and tools so that a physics-based strategy of stress inversion and eruptive vent forecast in volcanoes can be applied to three dimensional (3D) problems. In the first part, I test the stress inversion and vent forecast strategy on analog models, still within a 2D framework, but improving on the efficiency of the stress optimization. In the second part, I discuss how to correctly account for gravitational loading/unloading due to complex 3D topography with a Boundary-Element numerical model. Then, I develop a new, simplified but fast model of dike pathways in 3D, designed for running large numbers of simulations at minimal computational cost, and able to backtrack dike trajectories from vents on the surface. Finally, I combine the stress and dike models to simulate dike pathways in synthetic calderas. In the third part, I describe a framework of stress inversion and vent forecast strategy in 3D for calderas. The stress inversion relies on, first, describing the magma storage below a caldera in terms of a probability density function. Next, dike trajectories are backtracked from the known locations of past vents down through the crust, and the optimization algorithm seeks for the stress models which lead trajectories through the regions of highest probability. I apply the new strategy to the synthetic scenarios presented in the second part, and I exploit the results from the stress inversions to produce probability maps of future vent locations for some of those scenarios. In the fourth part, I present the inversion of different deformation source models applied to the ongoing ground deformation observed across the Rhenish Massif in Central Europe. The region includes the Eifel Volcanic Fields in Germany, a potential application case for the vent forecast strategy. The results show how the observed deformation may be due to melt accumulation in sub-horizontal structures in the lower crust or upper mantle. The thesis concludes with a discussion of the stress inversion and vent forecast strategy, its limitations and applicability to real volcanoes. Potential developments of the modeling tools and concepts presented here are also discussed, as well as possible applications to other geophysical problems.
The timing and location of the two largest earthquakes of the 21st century (Sumatra, 2004 and Tohoku 2011, events) greatly surprised the scientific community, indicating that the deformation processes that precede and follow great megathrust earthquakes remain enigmatic. During these phases before and after the earthquake a combination of multi-scale complex processes are acting simultaneously: Stresses built up by long-term tectonic motions are modified by sudden jerky deformations during earthquakes, before being restored by multiple ensuing relaxation processes.
This thesis details a cross-scale thermomechanical model developed with the aim of simulating the entire subduction process from earthquake (1 minute) to million years’ time scale, excluding only rupture propagation. The model employs elasticity, non-linear transient viscous rheology, and rate-and-state friction. It generates spontaneous earthquake sequences, and, by using an adaptive time-step algorithm, recreates the deformation process as observed naturally over single and multiple seismic cycles. The model is thoroughly tested by comparing results to those from known high- resolution solutions of generic modeling setups widely used in modeling of rupture propagation. It is demonstrated, that while not modeling rupture propagation explicitly, the modeling procedure correctly recognizes the appearance of instability (earthquake) and correctly simulates the cumulative slip at a fault during great earthquake by means of a quasi-dynamic approximation.
A set of 2D models is used to study the effects of non-linear transient rheology on the postseismic processes following great earthquakes. Our models predict that the viscosity in the mantle wedge drops by 3 to 4 orders of magnitude during a great earthquake with magnitude above 9. This drop in viscosity results in spatial scales and timings of the relaxation processes following the earthquakes that are significantly different to previous estimates. These models replicate centuries long seismic cycles exhibited by the greatest earthquakes (like the Great Chile 1960 Earthquake) and are consistent with the major features of postseismic surface displacements recorded after the Great Tohoku Earthquake.
The 2D models are also applied to study key factors controlling maximum magnitudes of earthquakes in subduction zones. Even though methods of instrumentally observing earthquakes at subduction zones have rapidly improved in recent decades, the characteristic recurrence interval of giant earthquakes (Mw>8.5) is much larger than the currently available observational record and therefore the necessary conditions for giant earthquakes are not clear. Statistical studies have recognized the importance of the slab shape and its surface roughness, state of the strain of the upper plate and thickness of sediments filling the trenches. In this thesis we attempt to explain these observations and to identify key controlling parameters. We test a set of 2D models representing great earthquake seismic cycles at known subduction zones with various known geometries, megathrust friction coefficients, and convergence rates implemented. We found that low-angle subduction (large effect) and thick sediments in the subduction channel (smaller effect) are the fundamental necessary conditions for generating giant earthquakes, while the change of subduction velocity from 10 to 3.5 cm/yr has a lower effect. Modeling results also suggest that having thick sediments in the subduction channel causes low static friction, resulting in neutral or slightly compressive deformation in the overriding plate for low-angle subduction zones. These modeling results agree well with observations for the largest earthquakes. The model predicts the largest possible earthquakes for subduction zones of given dipping angles. The predicted maximum magnitudes exactly threshold magnitudes of all known giant earthquakes of 20th and 21st centuries.
The clear limitation of most of the models developed in the thesis is their 2D nature. Development of 3D models with comparable resolution and complexity will require significant advances in numerical techniques. Nevertheless, we conducted a series of low-resolution 3D models to study the interaction between two large asperities at a subduction interface separated by an aseismic gap of varying width. The novelty of the model is that it considers behavior of the asperities during multiple seismic cycles. As expected, models show that an aseismic gap with a narrow width could not prevent rupture propagation from one asperity to another, and that rupture always crosses the entire model. When the gap becomes too wide, asperities do not interact anymore and rupture independently. However, an interesting mode of interaction was observed in the model with an intermediate width of the aseismic gap: In this model the asperities began to stably rupture in anti-phase following multiple seismic cycles. These 3D modeling results, while insightful, must be considered preliminary because of the limitations in resolution.
The technique developed in this thesis for cross-scale modeling of seismic cycles can be used to study the effects of multiple seismic cycles on the long-term deformation of the upper plate. The technique can be also extended to the case of continental transform faults and for the advanced 3D modeling of specific subduction zones. This will require further development of numerical techniques and adaptation of the existing advanced highly scalable parallel codes like LAMEM and ASPECT.
Extreme flooding displaces an average of 12 million people every year. Marginalized populations in low-income countries are in particular at high risk, but also industrialized countries are susceptible to displacement and its inherent societal impacts. The risk of being displaced results from a complex interaction of flood hazard, population exposed in the floodplains, and socio-economic vulnerability. Ongoing global warming changes the intensity, frequency, and duration of flood hazards, undermining existing protection measures. Meanwhile, settlements in attractive yet hazardous flood-prone areas have led to a higher degree of population exposure. Finally, the vulnerability to displacement is altered by demographic and social change, shifting economic power, urbanization, and technological development. These risk components have been investigated intensively in the context of loss of life and economic damage, however, only little is known about the risk of displacement under global change.
This thesis aims to improve our understanding of flood-induced displacement risk under global climate change and socio-economic change. This objective is tackled by addressing the following three research questions. First, by focusing on the choice of input data, how well can a global flood modeling chain reproduce flood hazards of historic events that lead to displacement? Second, what are the socio-economic characteristics that shape the vulnerability to displacement? Finally, to what degree has climate change potentially contributed to recent flood-induced displacement events?
To answer the first question, a global flood modeling chain is evaluated by comparing simulated flood extent with satellite-derived inundation information for eight major flood events. A focus is set on the sensitivity to different combinations of the underlying climate reanalysis datasets and global hydrological models which serve as an input for the global hydraulic model. An evaluation scheme of performance scores shows that simulated flood extent is mostly overestimated without the consideration of flood protection and only for a few events dependent on the choice of global hydrological models. Results are more sensitive to the underlying climate forcing, with two datasets differing substantially from a third one. In contrast, the incorporation of flood protection standards results in an underestimation of flood extent, pointing to potential deficiencies in the protection level estimates or the flood frequency distribution within the modeling chain.
Following the analysis of a physical flood hazard model, the socio-economic drivers of vulnerability to displacement are investigated in the next step. For this purpose, a satellite- based, global collection of flood footprints is linked with two disaster inventories to match societal impacts with the corresponding flood hazard. For each event the number of affected population, assets, and critical infrastructure, as well as socio-economic indicators are computed. The resulting datasets are made publicly available and contain 335 displacement events and 695 mortality/damage events. Based on this new data product, event-specific displacement vulnerabilities are determined and multiple (national) dependencies with the socio-economic predictors are derived. The results suggest that economic prosperity only partially shapes vulnerability to displacement; urbanization, infant mortality rate, the share of elderly, population density and critical infrastructure exhibit a stronger functional relationship, suggesting that higher levels of development are generally associated with lower vulnerability.
Besides examining the contextual drivers of vulnerability, the role of climate change in the context of human displacement is also being explored. An impact attribution approach is applied on the example of Cyclone Idai and associated extreme coastal flooding in Mozambique. A combination of coastal flood modeling and satellite imagery is used to construct factual and counterfactual flood events. This storyline-type attribution method allows investigating the isolated or combined effects of sea level rise and the intensification of cyclone wind speeds on coastal flooding. The results suggest that displacement risk has increased by 3.1 to 3.5% due to the total effects of climate change on coastal flooding, with the effects of increasing wind speed being the dominant factor.
In conclusion, this thesis highlights the potentials and challenges of modeling flood- induced displacement risk. While this work explores the sensitivity of global flood modeling to the choice of input data, new questions arise on how to effectively improve the reproduction of flood return periods and the representation of protection levels. It is also demonstrated that disentangling displacement vulnerabilities is feasible, with the results providing useful information for risk assessments, effective humanitarian aid, and disaster relief. The impact attribution study is a first step in assessing the effects of global warming on displacement risk, leading to new research challenges, e.g., coupling fluvial and coastal flood models or the attribution of other hazard types and displacement events. This thesis is one of the first to address flood-induced displacement risk from a global perspective. The findings motivate for further development of the global flood modeling chain to improve our understanding of displacement vulnerability and the effects of global warming.
This study investigated the slope carbonates of two Miocene carbonate systems: the Maltese Islands (in the Central Mediterranean) and the Marion Plateau (Northeastern Australia, drilled during ODP Leg 194). The aim of the study was to trace the impact of the Miocene cooling steps (events Mi1-Mi6) in these carbonate systems, especially the Mi3 event, which took place around 13.6 Ma and deeply impacted the marine oxygen isotope record. This event also profoundly impacted oceanographic and climatic patterns, eventually leading to the establishment of the modern ice-house world. In particular, East Antarctica became ice covered at that period. The rational behind the present study was to investigate the impact that this event had on shallow water systems in order to complement the deep-sea record and hence acquire a more global perspective on Miocene climate change. The Maltese Islands were investigated for trends in bulk-rock carbon and oxygen isotopes, as well as bulk-rock mineralogy, clay minerals analysis and organic geochemisty. Results showed that the mid Miocene cooling event deeply impacted sedimentation at that location by changing sedimentation from carbonate to clay-rich sediments. Moreover, it was discovered that each phase of Antarctic glaciation, not just the major mid Miocene event, resulted in higher terrigenous input on Malta. Mass accumulation rates revealed that this was linked to increased runoff during periods when Antarctica was glaciated, and thus that the carbonate sediments were “diluted” by clay-rich sediments. The model subsequently developed to explain this implies feedback from Antarctic glaciations creating cold, dense air masses that push the ITCZ Northward, thus increasing precipitation on the North African subcontinent. Increased precipitation (or stronger African monsoon) accelerated continental weathering and runoff, thus bringing more terrigenous sediment to the paleo-location of the slope sediments of Malta. Spectral analysis of carbonate content and organic matter geochemical analysis furthermore suggest that the clay-rich intervals are similar to sapropelic deposits. On the Marion Plateau, trends in oxygen and carbon isotopes were obtained by measuring Cibicidoides spp foraminifers. Moreover, carbonate content was reconstructed using a chemical method (coulometer). Results show that the mid Miocene cooling step profoundly affected this system: a major drop in accumulation rates of carbonates occurs precisely at 13.8 Ma, around the time of the East Antarctic ice sheet formation. Moreover, sedimentation changes occurred at that time, carbonate fragments coming from neritic environments becoming less abundant, planktonic foraminifer content increasing and quartz and reworked glauconite being deposited. Conversely, a surprising result is that the major N12-N14 sea-level fall occurring around 11.5 Ma did not impact the accumulation of carbonates on the slope. This was unexpected since carbonate platform are very sensitive to sea-level changes. The model developed to explain that mass accumulation rates of carbonates diminished around 13.6 Ma (Mi3 Event) instead of 11.5 Ma (N12-N14 event), suggests that oceanic currents were controlling slope carbonate deposition on the Marion Plateau prior to the mid-Miocene, and that the mid Miocene event considerably increase their strength, hence reducing the amount of carbonate being deposited on slope sites. Moreover, by combining results from deep-sea oxygen isotopes with sea-level estimates based on coastal onlaps made during Leg 194, we constrain the amplitude of the N12-N14 sea-level fall to 90 meters. When integrating isotopic results from this study, this amplitude is lowered to 70 meters. A general conclusion of this work is that the mid Miocene climatic shift did impact carbonate systems, at least at the two locations studied. However, the nature of this response was highly dependant on the regional settings, in particular the presence of land mass (Malta) and the absence of a barrier to shelter from the effects of open ocean (Marion Plateau).
Climate is the principal driving force of hydrological extremes like floods and attributing generating mechanisms is an essential prerequisite for understanding past, present, and future flood variability. Successively enhanced radiative forcing under global warming enhances atmospheric water-holding capacity and is expected to increase the likelihood of strong floods. In addition, natural climate variability affects the frequency and magnitude of these events on annual to millennial time-scales. Particularly in the mid-latitudes of the Northern Hemisphere, correlations between meteorological variables and hydrological indices suggest significant effects of changing climate boundary conditions on floods. To date, however, understanding of flood responses to changing climate boundary conditions is limited due to the scarcity of hydrological data in space and time. Exploring paleoclimate archives like annually laminated (varved) lake sediments allows to fill this gap in knowledge offering precise dated time-series of flood variability for millennia. During river floods, detrital catchment material is eroded and transported in suspension by fluid turbulence into downstream lakes. In the water body the transport capacity of the inflowing turbidity current successively diminishes leading to the deposition of detrital layers on the lake floor. Intercalated into annual laminations these detrital layers can be dated down to seasonal resolution. Microfacies analyses and X-ray fluorescence scanning (µ-XRF) at 200 µm resolution were conducted on the varved Mid- to Late Holocene interval of two sediment profiles from pre-alpine Lake Ammersee (southern Germany) located in a proximal (AS10prox) and distal (AS10dist) position towards the main tributary River Ammer. To shed light on sediment distribution within the lake, particular emphasis was (1) the detection of intercalated detrital layers and their micro-sedimentological features, and (2) intra-basin correlation of these deposits. Detrital layers were dated down to the season by microscopic varve counting and determination of the microstratigraphic position within a varve. The resulting chronology is verified by accelerator mass spectrometry (AMS) 14C dating of 14 terrestrial plant macrofossils. Since ~5500 varve years before present (vyr BP), in total 1573 detrital layers were detected in either one or both of the investigated sediment profiles. Based on their microfacies, geochemistry, and proximal-distal deposition pattern, detrital layers were interpreted as River Ammer flood deposits. Calibration of the flood layer record using instrumental daily River Ammer runoff data from AD 1926 to 1999 proves the flood layer succession to represent a significant time-series of major River Ammer floods in spring and summer, the flood season in the Ammersee region. Flood layer frequency trends are in agreement with decadal variations of the East Atlantic-Western Russia (EA-WR) atmospheric pattern back to 200 yr BP (end of the used atmospheric data) and solar activity back to 5500 vyr BP. Enhanced flood frequency corresponds to the negative EA-WR phase and reduced solar activity. These common links point to a central role of varying large-scale atmospheric circulation over Europe for flood frequency in the Ammersee region and suggest that these atmospheric variations, in turn, are likely modified by solar variability during the past 5500 years. Furthermore, the flood layer record indicates three shifts in mean layer thickness and frequency of different manifestation in both sediment profiles at ~5500, ~2800, and ~500 vyr BP. Combining information from both sediment profiles enabled to interpret these shifts in terms of stepwise increases in mean flood intensity. Likely triggers of these shifts are gradual reduction of Northern Hemisphere orbital summer forcing and long-term solar activity minima. Hypothesized atmospheric response to this forcing is hemispheric cooling that enhances equator-to-pole temperature gradients and potential energy in the troposphere. This energy is transferred into stronger westerly cyclones, more extreme precipitation, and intensified floods at Lake Ammersee. Interpretation of flood layer frequency and thickness data in combination with reanalysis models and time-series analysis allowed to reconstruct the flood history and to decipher flood triggering climate mechanisms in the Ammersee region throughout the past 5500 years. Flood frequency and intensity are not stationary, but influenced by multi-causal climate forcing of large-scale atmospheric modes on time-scales from years to millennia. These results challenge future projections that propose an increase in floods when Earth warms based only on the assumption of an enhanced hydrological cycle.
The Arctic is considered as a focal region in the ongoing climate change debate. The currently observed and predicted climate warming is particularly pronounced in the high northern latitudes. Rising temperatures in the Arctic cause progressive deepening and duration of permafrost thawing during the arctic summer, creating an ‘active layer’ with high bioavailability of nutrients and labile carbon for microbial consumption. The microbial mineralization of permafrost carbon creates large amounts of greenhouse gases, including carbon dioxide and methane, which can be released to the atmosphere, creating a positive feedback to global warming. However, to date, the microbial communities that drive the overall carbon cycle and specifically methane production in the Arctic are poorly constrained. To assess how these microbial communities will respond to the predicted climate changes, such as an increase in atmospheric and soil temperatures causing increased bioavailability of organic carbon, it is necessary to investigate the current status of this environment, but also how these microbial communities reacted to climate changes in the past. This PhD thesis investigated three records from two different study sites in the Russian Arctic, including permafrost, lake shore and lake deposits from Siberia and Chukotka. A combined stratigraphic approach of microbial and molecular organic geochemical techniques were used to identify and quantify characteristic microbial gene and lipid biomarkers. Based on this data it was possible to characterize and identify the climate response of microbial communities involved in past carbon cycling during the Middle Pleistocene and the Late Pleistocene to Holocene. It is shown that previous warmer periods were associated with an expansion of bacterial and archaeal communities throughout the Russian Arctic, similar to present day conditions. Different from this situation, past glacial and stadial periods experienced a substantial decrease in the abundance of Bacteria and Archaea. This trend can also be confirmed for the community of methanogenic archaea that were highly abundant and diverse during warm and particularly wet conditions. For the terrestrial permafrost, a direct effect of the temperature on the microbial communities is likely. In contrast, it is suggested that the temperature rise in scope of the glacial-interglacial climate variations led to an increase of the primary production in the Arctic lake setting, as can be seen in the corresponding biogenic silica distribution. The availability of this algae-derived carbon is suggested to be a driver for the observed pattern in the microbial abundance. This work demonstrates the effect of climate changes on the community composition of methanogenic archae. Methanosarcina-related species were abundant throughout the Russian Arctic and were able to adapt to changing environmental conditions. In contrast, members of Methanocellales and Methanomicrobiales were not able to adapt to past climate changes. This PhD thesis provides first evidence that past climatic warming led to an increased abundance of microbial communities in the Arctic, closely linked to the cycling of carbon and methane production. With the predicted climate warming, it may, therefore, be anticipated that extensive amounts of microbial communities will develop. Increasing temperatures in the Arctic will affect the temperature sensitive parts of the current microbiological communities, possibly leading to a suppression of cold adapted species and the prevalence of methanogenic archaea that tolerate or adapt to increasing temperatures. These changes in the composition of methanogenic archaea will likely increase the methane production potential of high latitude terrestrial regions, changing the Arctic from a carbon sink to a source.
Climatic variations and human activity now and increasingly in the future cause land cover changes and introduce perturbations in the terrestrial carbon reservoirs in vegetation, soil and detritus. Optical remote sensing and in particular Imaging Spectroscopy has shown the potential to quantify land surface parameters over large areas, which is accomplished by taking advantage of the characteristic interactions of incident radiation and the physico-chemical properties of a material. The objective of this thesis is to quantify key soil parameters, including soil organic carbon, using field and Imaging Spectroscopy. Organic carbon, iron oxides and clay content are selected to be analyzed to provide indicators for ecosystem function in relation to land degradation, and additionally to facilitate a quantification of carbon inventories in semiarid soils. The semiarid Albany Thicket Biome in the Eastern Cape Province of South Africa is chosen as study site. It provides a regional example for a semiarid ecosystem that currently undergoes land changes due to unadapted management practices and furthermore has to face climate change induced land changes in the future. The thesis is divided in three methodical steps. Based on reflectance spectra measured in the field and chemically determined constituents of the upper topsoil, physically based models are developed to quantify soil organic carbon, iron oxides and clay content. Taking account of the benefits limitations of existing methods, the approach is based on the direct application of known diagnostic spectral features and their combination with multivariate statistical approaches. It benefits from the collinearity of several diagnostic features and a number of their properties to reduce signal disturbances by influences of other spectral features. In a following step, the acquired hyperspectral image data are prepared for an analysis of soil constituents. The data show a large spatial heterogeneity that is caused by the patchiness of the natural vegetation in the study area that is inherent to most semiarid landscapes. Spectral mixture analysis is performed and used to deconvolve non-homogenous pixels into their constituent components. For soil dominated pixels, the subpixel information is used to remove the spectral influence of vegetation and to approximate the pure spectral signature coming from the soil. This step is an integral part when working in natural non-agricultural areas where pure bare soil pixels are rare. It is identified as the largest benefit within the multi-stage methodology, providing the basis for a successful and unbiased prediction of soil constituents from hyperspectral imagery. With the proposed approach it is possible (1) to significantly increase the spatial extent of derived information of soil constituents to areas with about 40 % vegetation coverage and (2) to reduce the influence of materials such as vegetation on the quantification of soil constituents to a minimum. Subsequently, soil parameter quantities are predicted by the application of the feature-based soil prediction models to the maps of locally approximated soil signatures. Thematic maps showing the spatial distribution of the three considered soil parameters in October 2009 are produced for the Albany Thicket Biome of South Africa. The maps are evaluated for their potential to detect erosion affected areas as effects of land changes and to identify degradation hot spots in regard to support local restoration efforts. A regional validation, carried out using available ground truth sites, suggests remaining factors disturbing the correlation of spectral characteristics and chemical soil constituents. The approach is developed for semiarid areas in general and not adapted to specific conditions in the study area. All processing steps of the developed methodology are implemented in software modules, where crucial steps of the workflow are fully automated. The transferability of the methodology is shown for simulated data of the future EnMAP hyperspectral satellite. Soil parameters are successfully predicted from these data despite intense spectral mixing within the lower spatial resolution EnMAP pixels. This study shows an innovative approach to use Imaging Spectroscopy for mapping of key soil constituents, including soil organic carbon, for large areas in a non-agricultural ecosystem and under consideration of a partially vegetation coverage. It can contribute to a better assessment of soil constituents that describe ecosystem processes relevant to detect and monitor land changes. The maps further provide an assessment of the current carbon inventory in soils, valuable for carbon balances and carbon mitigation products.
Die Elbe und ihr Einzugsgebiet sind vom Klimawandel betroffen. Um die Wirkkette von projizierten Klimaveränderungen auf den Wasserhaushalt und die daraus resultierenden Nährstoffeinträge und -frachten für große Einzugsgebiete wie das der Elbe zu analysieren, können integrierte Umweltmodellsysteme eingesetzt werden. Fallstudien, die mit diesen Modellsystemen ad hoc durchgeführt werden, repräsentieren den Istzustand von Modellentwicklungen und -unsicherheiten und sind damit statisch.
Diese Arbeit beschreibt den Einstieg in die Dynamisierung von Klimafolgenanalysen im Elbegebiet. Dies umfasst zum einen eine Plausibilitätsprüfung von Auswirkungsrechnungen, die mit Szenarien des statistischen Szenariengenerators STARS durchgeführt wurden, durch den Vergleich mit den Auswirkungen neuerer Klimaszenarien aus dem ISI-MIP Projekt, die dem letzten Stand der Klimamodellierung entsprechen. Hierfür wird ein integriertes Modellsystem mit "eingefrorenem Entwicklungsstand" verwendet. Die Klimawirkungsmodelle bleiben dabei unverändert. Zum anderen wird ein Bestandteil des integrierten Modellsystems – das ökohydrologische Modell SWIM – zu einer "live"-Version weiterentwickelt. Diese wird durch punktuelle Testung an langjährigen Versuchsreihen eines Lysimeterstandorts sowie an aktuellen Abflussreihen validiert und verbessert.
Folgende Forschungsfragen werden bearbeitet: (i) Welche Effekte haben unterschiedliche Klimaszenarien auf den Wasserhaushalt im Elbegebiet und ist eine Neubewertung der Auswirkung des Klimawandels auf den Wasserhaushalt notwendig?, (ii) Was sind die Auswirkungen des Klimawandels auf die Nährstoffeinträge und -frachten im Elbegebiet sowie die Wirksamkeit von Maßnahmen zur Reduktion der Nährstoffeinträge?, (iii) Ist unter der Nutzung (selbst einer sehr geringen Anzahl) verfügbarer tagesaktueller Witterungsdaten in einem stark heterogenen Einzugsgebiet eine valide Ansprache der aktuellen ökohydrologischen Situation des Elbeeinzugsgebiets möglich?
Die aktuellen Szenarien bestätigen die Richtung, jedoch nicht das Ausmaß der Klimafolgen: Die Rückgänge des mittleren jährlichen Gesamtabflusses und der monatlichen Abflüsse an den Pegeln bis Mitte des Jahrhunderts betragen für das STARS-Szenario ca. 30 %. Die Rückgänge bei den auf dem ISI-MIP-Szenario basierenden Modellstudien liegen hingegen nur bei ca. 10 %. Hauptursachen für diese Divergenz sind die Unterschiede in den Niederschlagsprojektionen sowie die Unterschiede in der jahreszeitlichen Verteilung der Erwärmung. Im STARS-Szenario gehen methodisch bedingt die Niederschläge zurück und der Winter erwärmt sich stärker als der Sommer. In dem ISI-MIP-Szenario bleiben die Niederschläge nahezu stabil und die Erwärmung im Sommer und Winter unterscheidet sich nur geringfügig.
Generell nehmen die Nährstoffeinträge und -frachten mit den Abflüssen in beiden Szenarien unterproportional ab, wobei die Frachten jeweils stärker als die Einträge zurückgehen. Die konkreten Effekte der Abflussänderungen sind gering und liegen im einstelligen Prozentbereich. Gleiches gilt für die Unterschiede zwischen den Szenarien. Der Effekt von zwei ausgewählten Maßnahmen zur Reduktion der Nährstoffeinträge und -frachten unterscheidet sich bei verschiedenen Abflussverhältnissen, repräsentiert durch unterschiedliche Klimaszenarien in unterschiedlich feuchter Ausprägung, ebenfalls nur geringfügig.
Die Beantwortung der ersten beiden Forschungsfragen zeigt, dass die Aktualisierung von Klimaszenarien in einem ansonsten "eingefrorenen" Verbund von ökohydrologischen Daten und Modellen eine wichtige Prüfoption für die Plausibilisierung von Klimafolgenanalysen darstellt. Sie bildet die methodische Grundlage für die Schlussfolgerung, dass bei der Wassermenge eine Neubewertung der Klimafolgen notwendig ist, während dies bei den Nährstoffeinträgen und -frachten nicht der Fall ist.
Die zur Beantwortung der dritten Forschungsfrage mit SWIM-live durchgeführten Validierungsstudien ergeben Diskrepanzen am Lysimeterstandort und bei den Abflüssen aus den Teilgebieten Saale und Spree. Sie lassen sich zum Teil mit der notwendigen Interpolationsweite der Witterungsdaten und dem Einfluss von Wasserbewirtschaftungsmaßnahmen erklären. Insgesamt zeigen die Validierungsergebnisse, dass schon die Pilotversion von SWIM-live für eine ökohydrologische Ansprache des Gebietswasserhaushaltes im Elbeeinzugsgebiet genutzt werden kann. SWIM-live ermöglicht eine unmittelbare Betrachtung und Beurteilung simulierter Daten. Dadurch werden Unsicherheiten bei der Modellierung direkt offengelegt und können infolge dessen reduziert werden. Zum einen führte die Verdichtung der meteorologischen Eingangsdaten durch die Verwendung von nun ca. 700 anstatt 19 Klima- bzw. Niederschlagstationen zu einer Verbesserung der Ergebnisse. Zum anderen wurde SWIM-live beispielhaft für einen Zyklus aus punktueller Modellverbesserung und flächiger Überprüfung der Simulationsergebnisse genutzt.
Die einzelnen Teilarbeiten tragen jeweils zur Dynamisierung von Klimafolgenanalysen im Elbegebiet bei. Der Anlass hierfür war durch die fehlerhaften methodischen Grundlagen von STARS gegeben. Die Sinnfälligkeit der Dynamisierung ist jedoch nicht an diesen konkreten Anlass gebunden, sondern beruht auf der grundlegenden Einsicht, dass Ad-hoc-Szenarienanalysen immer auch pragmatische Vereinfachungen zugrunde liegen, die fortlaufend überprüft werden müssen.
This thesis investigates how the permafrost microbiota responds to global warming. In detail, the constraints behind methane production in thawing permafrost were linked to methanogenic activity, abundance and composition. Furthermore, this thesis offers new insights into microbial adaptions to the changing environmental conditions during global warming. This was assesed by investigating the potential ecological relevant functions encoded by plasmid DNA within the permafrost microbiota. Permafrost of both interglacial and glacial origin spanning the Holocene to the late Pleistocene, including Eemian, were studied during long-term thaw incubations. Furthermore, several permafrost cores of different stratigraphy, soil type and vegetation cover were used to target the main constraints behind methane production during short-term thaw simulations. Short- and long-term incubations simulating thaw with and without the addition of substrate were combined with activity measurements, amplicon and metagenomic sequencing of permanently frozen and seasonally thawed active layer. Combined, it allowed to address the following questions. i) What constraints methane production when permafrost thaws and how is this linked to methanogenic activity, abundance and composition? ii) How does the methanogenic community composition change during long-term thawing conditions? iii) Which potential ecological relevant functions are encoded by plasmid DNA in active layer soils?
The major outcomes of this thesis are as follows. i) Methane production from permafrost after long-term thaw simulation was found to be constrained mainly by the abundance of methanogens and the archaeal community composition. Deposits formed during periods of warmer temperatures and increased precipitation, (here represented by deposits from the Late Pleistocene of both interstadial and interglacial periods) were found to respond strongest to thawing conditions and to contain an archaeal community dominated by methanogenic archaea (40% and 100% of all detected archaea). Methanogenic population size and carbon density were identified as main predictors for potential methane production in thawing permafrost in short-term incubations when substrate was sufficiently available.
ii) Besides determining the methanogenic activity after long-term thaw, the paleoenvironmental conditions were also found to influence the response of the methanogenic community composition. Substantial shifts within methanogenic community structure and a drop in diversity were observed in deposits formed during warmer periods, but not in deposits from stadials, when colder and drier conditions occurred. Overall, a shift towards a dominance of hydrogenotrophic methanogens was observed in all samples, except for the oldest interglacial deposits from the Eemian, which displayed a potential dominance of acetoclastic methanogens. The Eemian, which is discussed to serve as an analogue to current climate conditions, contained highly active methanogenic communities. However, all potential limitation of methane production after permafrost thaw, it means methanogenic community structure, methanogenic population size, and substrate pool might be overcome after permafrost had thawed on the long-term. iii) Enrichments with soil from the seasonally thawed active layer revealed that its plasmid DNA (‘metaplasmidome’) carries stress-response genes. In particular it encoded antibiotic resistance genes, heavy metal resistance genes, cold shock proteins and genes encoding UV-protection. Those are functions that are directly involved in the adaptation of microbial communities to stresses in polar environments. It was further found that metaplasmidomes from the Siberian active layer originate mainly from Gammaproteobacteria. By applying enrichment cultures followed by plasmid DNA extraction it was possible to obtain a higher average contigs length and significantly higher recovery of plasmid sequences than from extracting plasmid sequences from metagenomes. The approach of analyzing ‘metaplasmidomes’ established in this thesis is therefore suitable for studying the ecological role of plasmids in polar environments in general.
This thesis emphasizes that including microbial community dynamics have the potential to improve permafrost-carbon projections. Microbially mediated methane release from permafrost environments may significantly impact future climate change. This thesis identified drivers of methanogenic composition, abundance and activity in thawing permafrost landscapes. Finally, this thesis underlines the importance to study how the current warming Arctic affects microbial communities in order to gain more insight into microbial response and adaptation strategies.
The increase in atmospheric methane concentration, which is determined by an imbalance between its sources and sinks, has led to investigations of the methane cycle in various environments. Aquatic environments are of an exceptional interest due to their active involvement in methane cycling worldwide and in particular in areas sensitive to climate change. Furthermore, being connected with each other aquatic environments form networks that can be spread on vast areas involving marine, freshwater and terrestrial ecosystems. Thus, aquatic systems have a high potential to translate local or regional environmental and subsequently ecosystem changes to a bigger scale. Many studies neglect this connectivity and focus on individual aquatic or terrestrial ecosystems.
The current study focuses on environmental controls of the distribution and aerobic oxidation of methane at the example of two aquatic ecosystems. These ecosystems are Arctic fresh water bodies and the Elbe estuary which represent interfaces between freshwater-terrestrial and freshwater-marine environments, respectively.
Arctic water bodies are significant atmospheric sources of methane. At the same time the methane cycle in Arctic water bodies is strongly affected by the surrounding permafrost environment, which is characterized by high amounts of organic carbon. The results of this thesis indicate that the methane concentrations in Arctic lakes and streams substantially vary between each other being regulated by local landscape features (e.g. floodplain area) and the morphology of the water bodies (lakes, streams and river). The highest methane concentrations were detected in the lake outlets and in a floodplain lake complex. In contrast, the methane concentrations measured at different sites of the Lena River did not vary substantially. The lake complexes in comparison to the Lena River, thus, appear as more individual and heterogeneous systems with a pronounced imprint of the surrounding soil environment. Furthermore, connected with each other Arctic aquatic environments have a large potential to transport methane from methane-rich water bodies such as streams and floodplain lakes to aquatic environments relatively poor in methane such as the Lena River.
Estuaries represent hot spots of oceanic methane emissions. Also, estuaries are intermediate zones between methane-rich river water and methane depleted marine water. Substantiated through this thesis at the example of the Elbe estuary, the methane distribution in estuaries, however, cannot entirely be described by the conservative mixing model i.e. gradual decrease from the freshwater end-member to the marine water end-member. In addition to the methane-rich water from the Elbe River mouth substantial methane input occurs from tidal flats, areas of significant interaction between aquatic and terrestrial environments. Thus, this study demonstrates the complex interactions and their consequences for the methane distribution within estuaries. Also it reveals how important it is to investigate estuaries at larger spatial scales.
Methane oxidation (MOX) rates are commonly correlated with methane concentrations. This was shown in previous research studies and was substantiated by the present thesis. In detail, the highest MOX rates in the Arctic water bodies were detected in methane-rich streams and in the floodplain area while in the Elbe estuary the highest MOX rates were observed at the coastal stations. However, in these bordering environments, MOX rates are affected not only via the regulation through methane concentrations. The MOX rates in the Arctic lakes were shown to be also dependent on the abundance and community composition of methane-oxidising bacteria (MOB), that in turn are controlled by local landscape features (regardless of the methane concentrations) and by the transport of MOB between neighbouring environments. In the Elbe estuary, the MOX rates in addition to the methane concentrations are largely affected by the salinity, which is in turn regulated by the mixing of fresh- and marine waters. The magnitude of the salinity impact on MOX rates thereby depends on the MOB community composition and on the rate of the salinity change.
This study extends our knowledge of environmental controls of methane distribution and aerobic methane oxidation in aquatic environments. It also illustrates how important it is to investigate complex ecosystems rather than individual ecosystems to better understand the functioning of whole biomes.
Orogenic peridotites represent portions of upper subcontinental mantle now incorporated in mountain belts. They often contain layers, lenses and irregular bodies of pyroxenite and eclogite. The origin of this heterogeneity and the nature of these layers is still debated but it is likely to involve processes such as transient melts coming from the crust or the mantle and segregating in magma conduits, crust-mantle interaction, upwelling of the asthenosphere and metasomatism. All these processes occur in the lithospheric mantle and are often related with the subduction of crustal rocks to mantle depths. In fact, during subduction, fluids and melts are released from the slab and can interact with the overlying mantle, making the study of deep melts in this environment crucial to understand mantle heterogeneity and crust-mantle interaction. The aim of this thesis is precisely to better constrain how such processes take place studying directly the melt trapped as primary inclusions in pyroxenites and eclogites. The Bohemian Massif, crystalline core of the Variscan belt, is targeted for these purposes because it contains orogenic peridotites with layers of pyroxenite and eclogite and other mafic rocks enclosed in felsic high pressure and ultra-high pressure crustal rocks. Within this Massif mafic rocks from two areas have been selected: the garnet clinopyroxenite in orogenic peridotite of the Granulitgebirge and the ultra-high pressure eclogite in the diamond-bearing gneisses of the Erzgebirge. In both areas primary melt inclusions were recognized in the garnet, ranging in size between 2-25 µm and with different degrees of crystallization, from glassy to polycrystalline. They have been investigated with Micro Raman spectroscopy and EDS mapping and the mineral assemblage is kumdykolite, phlogopite, quartz, kokchetavite, phase with a main Raman peak at 430 cm-1, phase with a main Raman peak at 412 cm-1, white mica and calcite with some variability in relative abundance depending on the case study. In the Granulitgebirge osumilite and pyroxene are also present, whereas calcite is one of the main phases in the Erzgebirge. The presence of glass and the mineral assemblage in the nanogranitoids suggest that they were former droplets of melt trapped in the garnet while it was growing. Glassy inclusions and re-homogenized nanogranitoids show a silicate melt that is granitic, hydrous, high in alkalis and weakly peraluminous. The melt is also enriched in both case studies in Cs, Pb, Rb, U, Th, Li and B suggesting the involvement of crustal component, i.e. white mica (main carrier of Cs, Pb, Rb, Li and B), and a fluid (Cs, Th and U) in the melt producing reaction. The whole rock in both cases mainly consists of garnet and clinopyroxene with, in Erzgebirge samples, the additional presence of quartz both in the matrix and as a polycrystalline inclusion in the garnet. The latter is interpreted as a quartz pseudomorph after coesite and occurs in the same microstructural position as the melt inclusions. Both rock types show a crustal and subduction zone signature with garnet and clinopyroxene in equilibrium. Melt was likely present during the metamorphic peak of the rock, as it occurs in garnet.
Our data suggest that the processes most likely responsible for the formation of the investigated rocks in both areas is a metasomatic reaction between a melt produced in the crust and mafic layers formerly located in the mantle wedge for the Granulitgebirge and in the subducted continental crust itself in the Erzgebirge. Thus metasomatism in the first case took place in the mantle overlying the slab, whereas in the second case metasomatism took place in the continental crust that already contained, before subduction, mafic layers. Moreover, the presence of former coesite in the same microstructural position of the melt inclusions in the Erzgebirge garnets suggest that metasomatism took place at ultra-high pressure conditions.
Summarizing, in this thesis we provide new insights into the geodynamic evolution of the Bohemian Massif based on the study of melt inclusions in garnet in two different mafic rock types, combining the direct microstructural and geochemical investigation of the inclusions with the whole-rock and mineral geochemistry. We report for the first time data, directly extracted from natural rocks, on the metasomatic melt responsible for the metasomatism of several areas of the Bohemian Massif. Besides the two locations here investigated, belonging to the Saxothuringian Zone, a signature similar to the investigated melt is clearly visible in pyroxenite and peridotite of the T-7 borehole (again Saxothuringian Zone) and the durbachite suite located in the Moldanubian Zone.
Subsea permafrost is perennially cryotic earth material that lies offshore. Most submarine permafrost is relict terrestrial permafrost beneath the Arctic shelf seas, was inundated after the last glaciation, and has been warming and thawing ever since. It is a reservoir and confining layer for gas hydrates and has the potential to release greenhouse gases and affect global climate change. Furthermore, subsea permafrost thaw destabilizes coastal infrastructure. While numerous studies focus on its distribution and rate of thaw over glacial timescales, these studies have not been brought together and examined in their entirety to assess rates of thaw beneath the Arctic Ocean. In addition, there is still a large gap in our understanding of sub-aquatic permafrost processes on finer spatial and temporal scales. The degradation rate of subsea permafrost is influenced by the initial conditions upon submergence. Terrestrial permafrost that has already undergone warming, partial thawing or loss of ground ice may react differently to inundation by seawater compared to previously undisturbed ice-rich permafrost. Heat conduction models are sufficient to model the thaw of thick subsea permafrost from the bottom, but few studies have included salt diffusion for top-down chemical degradation in shallow waters characterized by mean annual cryotic conditions on the seabed. Simulating salt transport is critical for assessing degradation rates for recently inundated permafrost, which may accelerate in response to warming shelf waters, a lengthening open water season, and faster coastal erosion rates. In the nearshore zone, degradation rates are also controlled by seasonal processes like bedfast ice, brine injection, seasonal freezing under floating ice conditions and warm freshwater discharge from large rivers. The interplay of all these variables is complex and needs further research. To fill this knowledge gap, this thesis investigates sub-aquatic permafrost along the southern coast of the Bykovsky Peninsula in eastern Siberia. Sediment cores and ground temperature profiles were collected at a freshwater thermokarst lake and two thermokarst lagoons in 2017. At this site, the coastline is retreating, and seawater is inundating various types of permafrost: sections of ice-rich Pleistocene permafrost (Yedoma) cliffs at the coastline alternate with lagoons and lower elevation previously thawed and refrozen permafrost basins (Alases). Electrical resistivity surveys with floating electrodes were carried out to map ice-bearing permafrost and taliks (unfrozen zones in the permafrost, usually formed beneath lakes) along the diverse coastline and in the lagoons. Combined with the borehole data, the electrical resistivity results permit estimation of contemporary ice-bearing permafrost characteristics, distribution, and occasionally, thickness. To conceptualize possible geomorphological and marine evolutionary pathways to the formation of the observed layering, numerical models were applied. The developed model incorporates salt diffusion and seasonal dynamics at the seabed, including bedfast ice. Even along coastlines with mean annual non-cryotic boundary conditions like the Bykovsky Peninsula, the modelling results show that salt diffusion minimizes seasonal freezing of the seabed, leading to faster degradation rates compared to models without salt diffusion. Seasonal processes are also important for thermokarst lake to lagoon transitions because lagoons can generate cold hypersaline conditions underneath the ice cover. My research suggests that ice-bearing permafrost can form in a coastal lagoon environment, even under floating ice. Alas basins, however, may degrade more than twice as fast as Yedoma permafrost in the first several decades of inundation. In addition to a lower ice content compared to Yedoma permafrost, Alas basins may be pre-conditioned with salt from adjacent lagoons. Considering the widespread distribution of thermokarst in the Arctic, its integration into geophysical models and offshore surveys is important to quantify and understand subsea permafrost degradation and aggradation. Through numerical modelling, fieldwork, and a circum-Arctic review of subsea permafrost literature, this thesis provides new insights into sub-aquatic permafrost evolution in saline coastal environments.
Deep geological repositories represent a promising solution for the final disposal of nuclear waste. Due to its low permeability, high sorption capacity and self-sealing potential, Opalinus Clay (OPA) is considered a suitable host rock formation for the long-term storage of nuclear waste in Switzerland and Germany. However, the clay formation is characterized by compositional and structural variabilities including the occurrence of carbonate- and quartz-rich layers, pronounced bedding planes as well as tectonic elements such as pre-existing fault zones and fractures, suggesting heterogeneous rock mass properties.
Characterizing the heterogeneity of host rock properties is therefore essential for safety predictions of future repositories. This includes a detailed understanding of the mechanical and hydraulic properties, deformation behavior and the underlying deformation processes for an improved assessment of the sealing integrity and long-term safety of a deep repository in OPA. Against this background, this thesis presents the results of deformation experiments performed on intact and artificially fractured specimens of the quartz-rich, sandy and clay-rich, shaly facies of OPA. The experiments focus on the influence of mineralogical composition on the deformation behavior as well as the reactivation and sealing properties of pre-existing faults and fractures at different boundary conditions (e.g., pressure, temperature, strain rate).
The anisotropic mechanical properties of the sandy facies of OPA are presented in the first section, which were determined from triaxial deformation experiments using dried and resaturated samples loaded at 0°, 45° and 90° to the bedding plane orientation. A Paterson-type deformation apparatus was used that allowed to investigate how the deformation behavior is influenced by the variation of confining pressure (50 – 100 MPa), temperature (25 – 200 °C), and strain rate (1 × 10-3 – 5 × 10-6 s-1). Constant strain rate experiments revealed brittle to semi-brittle deformation behavior of the sandy facies at the applied conditions. Deformation behavior showed a strong dependence on confining pressure, degree of water saturation as well as bedding orientation, whereas the variation of temperature and strain rate had no significant effect on deformation. Furthermore, the sandy facies displays higher strength and stiffness compared to the clay-rich shaly facies deformed at similar conditions by Nüesch (1991). From the obtained results it can be concluded that cataclastic mechanisms dominate the short-term deformation behavior of dried samples from both facies up to elevated pressure (<200 MPa) and temperature (<200 °C) conditions.
The second part presents triaxial deformation tests that were performed to investigate how structural discontinuities affect the deformation behavior of OPA and how the reactivation of preexisting faults is influenced by mineral composition and confining pressure. To this end, dried cylindrical samples of the sandy and shaly facies of OPA were used, which contained a saw-cut fracture oriented at 30° to the long axis. After hydrostatic pre-compaction at 50 MPa, constant strain rate deformation tests were performed at confining pressures of 5, 20 or 35 MPa. With increasing confinement, a gradual transition from brittle, highly localized fault slip including a stress drop at fault reactivation to semi-brittle deformation behavior, characterized by increasing delocalization and non-linear strain hardening without dynamic fault reactivation, can be observed. Brittle localization was limited by the confining pressure at which the fault strength exceeded the matrix yield strength, above which strain partitioning between localized fault slip and distributed matrix deformation occurred. The sandy facies displayed a slightly higher friction coefficient (≈0.48) compared to the shaly facies (≈0.4). In addition, slide-hold-slide tests were conducted, revealing negative or negligible frictional strengthening, which suggests stable creep and long-term weakness of faults in both facies of OPA. The conducted experiments demonstrate that dilatant brittle fault reactivation in OPA may be favored at high overconsolidation ratios and shallow depths, increasing the risk of seismic hazard and the creation of fluid pathways.
The final section illustrates how the sealing capacity of fractures in OPA is affected by mineral composition. Triaxial flow-through experiments using Argon-gas were performed with dried samples from the sandy and shaly facies of OPA containing a roughened, artificial fracture. Slate, graywacke, quartzite, natural fault gouge, and granite samples were also tested to highlight the influence of normal stress, mineralogy and diagenesis on the sustainability of fracture transmissivity. With increasing normal stress, a non-linear decrease of fracture transmissivity can be observed that resulted in a permanent reduction of transmissivity after stress release. The transmissivity of rocks with a high portion of strong minerals (e.g., quartz) and high unconfined compressive strength was less sensitive to stress changes. In accordance with this, the sandy facies of OPA displayed a higher initial transmissivity that was less sensitive to stress changes compared to the shaly facies. However, transmissivity of rigid slate was less sensitive to stress changes than the sandy facies of OPA, although the slate is characterized by a higher phyllosilicate content. This demonstrates that in addition to mineral composition, other factors such as the degree of metamorphism, cementation and consolidation have to be considered when evaluating the sealing capacity of phyllosilicate-rich rocks.
The results of this thesis highlighted the role of confining pressure on the failure behavior of intact and artificially fractured OPA. Although the quartz-rich sandy facies may be considered as being more favorable for underground constructions due to its higher shear strength and stiffness than the shaly facies, the results indicate that when fractures develop in the sandy facies, they are more conductive and remain more permeable compared to fractures in the clay-dominated shaly facies at a given stress. The results may provide the basis for constitutive models to predict the integrity and evolution of a future repository. Clearly, the influence of composition and consolidation, e.g., by geological burial and uplift, on the mechanical sealing behavior of OPA highlights the need for a detailed site-specific material characterization for a future repository.
The Barberton Greenstone Belt (BGB) in the northwestern part of South Africa belongs to the few well-preserved remnants of Archean crust. Over the last centuries, the BGB has been intensively studied at surface with detailed mapping of its surfacial geological units and tectonic features. Nevertheless, the deeper structure of the BGB remains poorly understood. Various tectonic evolution models have been developed based on geo-chronological and structural data. These theories are highly controversial and centre on the question whether plate tectonics - as geoscientists understand them today - was already evolving on the Early Earth or whether vertical mass movements driven by the higher temperature of the Earth in Archean times governed continent development.
To get a step closer to answering the questions regarding the internal structure and formation of the BGB, magnetotelluric (MT) field experiments were conducted as part of the German-South African research initiative Inkaba yeAfrica. Five-component MT data (three magnetic and two electric channels) were collected at ~200 sites aligned along six profiles crossing the southern part of the BGB. Tectonic features like (fossil) faults and shear zones are often mineralized and therefore can have high electrical conductivities. Hence, by obtaining an image of the conductivity distribution of the subsurface from MT measurements can provide useful information on tectonic processes.
Unfortunately, the BGB MT data set is heavily affected by man-made electromagnetic noise caused, e.g. by powerlines and electric fences. Aperiodic spikes in the magnetic and corresponding offsets in the electric field components impair the data quality particularly at periods >1 s which are required to image deep electrical structures. Application of common methods for noise reduction like delay filtering and remote reference processing, only worked well for periods <1 s. Within the framework of this thesis two new filtering approaches were developed to handle the severe noise in long period data and obtain reliable processing results. The first algorithm is based on the Wiener filter in combination with a spike detection algorithm. Comparison of data variances of a local site with those of a reference site allows the identification of disturbed time series windows for each recorded channel at the local site. Using the data of the reference site, a Wiener filter algorithm is applied to predict physically meaningful data to replace the disturbed windows. While spikes in the magnetic channels are easily recognized and replaced, steps in the electric channels are more difficult to detect depending on their offset. Therefore, I have implemented a novel approach based on time series differentiation, noise removal and subsequent integration to overcome this obstacle. A second filtering approach where spikes and steps in the time series are identified using a comparison of the short and long time average of the data was also implemented as part of my thesis. For this filtering approach the noise in the form of spikes and offsets in the data is treated by an interpolation of the affected data samples. The new developments resulted in a substantial data improvement and allowed to gain one to two decades of data (up to 10 or 100 s).
The re-processed MT data were used to image the electrical conductivity distribution of the BGB by 2D and 3D inversion. Inversion models are in good agreement with the surface geology delineating the highly resistive rocks of the BGB from surrounding more conductive geological units. Fault zones appear as conductive structures and can be traced to depths of 5 to 10 km. 2D models suggest a continuation of the faults further south across the boundary of the BGB. Based on the shallow tectonic structures (fault system) within the BGB compared to deeply rooted resistive batholiths in the area, tectonic models including both vertical mass transport and in parts present-day style plate tectonics seem to be most likely for the evolution of the BGB.
Magmatic-hydrothermal systems form a variety of ore deposits at different proximities to upper-crustal hydrous magma chambers, ranging from greisenization in the roof zone of the intrusion, porphyry mineralization at intermediate depths to epithermal vein deposits near the surface. The physical transport processes and chemical precipitation mechanisms vary between deposit types and are often still debated.
The majority of magmatic-hydrothermal ore deposits are located along the Pacific Ring of Fire, whose eastern part is characterized by the Mesozoic to Cenozoic orogenic belts of the western North and South Americas, namely the American Cordillera. Major magmatic-hydrothermal ore deposits along the American Cordillera include (i) porphyry Cu(-Mo-Au) deposits (along the western cordilleras of Mexico, the western U.S., Canada, Chile, Peru, and Argentina); (ii) Climax- (and sub−) type Mo deposits (Colorado Mineral Belt and northern New Mexico); and (iii) porphyry and IS-type epithermal Sn(-W-Ag) deposits of the Central Andean Tin Belt (Bolivia, Peru and northern Argentina).
The individual studies presented in this thesis primarily focus on the formation of different styles of mineralization located at different proximities to the intrusion in magmatic-hydrothermal systems along the American Cordillera. This includes (i) two individual geochemical studies on the Sweet Home Mine in the Colorado Mineral Belt (potential endmember of peripheral Climax-type mineralization); (ii) one numerical modeling study setup in a generic porphyry Cu-environment; and (iii) a numerical modeling study on the Central Andean Tin Belt-type Pirquitas Mine in NW Argentina.
Microthermometric data of fluid inclusions trapped in greisen quartz and fluorite from the Sweet Home Mine (Detroit City Portal) suggest that the early-stage mineralization precipitated from low- to medium-salinity (1.5-11.5 wt.% equiv. NaCl), CO2-bearing fluids at temperatures between 360 and 415°C and at depths of at least 3.5 km. Stable isotope and noble gas isotope data indicate that greisen formation and base metal mineralization at the Sweet Home Mine was related to fluids of different origins. Early magmatic fluids were the principal source for mantle-derived volatiles (CO2, H2S/SO2, noble gases), which subsequently mixed with significant amounts of heated meteoric water. Mixing of magmatic fluids with meteoric water is constrained by δ2Hw-δ18Ow relationships of fluid inclusions. The deep hydrothermal mineralization at the Sweet Home Mine shows features similar to deep hydrothermal vein mineralization at Climax-type Mo deposits or on their periphery. This suggests that fluid migration and the deposition of ore and gangue minerals in the Sweet Home Mine was triggered by a deep-seated magmatic intrusion.
The second study on the Sweet Home Mine presents Re-Os molybdenite ages of 65.86±0.30 Ma from a Mo-mineralized major normal fault, namely the Contact Structure, and multimineral Rb-Sr isochron ages of 26.26±0.38 Ma and 25.3±3.0 Ma from gangue minerals in greisen assemblages. The age data imply that mineralization at the Sweet Home Mine formed in two separate events: Late Cretaceous (Laramide-related) and Oligocene (Rio Grande Rift-related). Thus, the age of Mo mineralization at the Sweet Home Mine clearly predates that of the Oligocene Climax-type deposits elsewhere in the Colorado Mineral Belt. The Re-Os and Rb-Sr ages also constrain the age of the latest deformation along the Contact Structure to between 62.77±0.50 Ma and 26.26±0.38 Ma, which was employed and/or crosscut by Late Cretaceous and Oligocene fluids. Along the Contact Structure Late Cretaceous molybdenite is spatially associated with Oligocene minerals in the same vein system, a feature that precludes molybdenite recrystallization or reprecipitation by Oligocene ore fluids.
Ore precipitation in porphyry copper systems is generally characterized by metal zoning (Cu-Mo to Zn-Pb-Ag), which is suggested to be variably related to solubility decreases during fluid cooling, fluid-rock interactions, partitioning during fluid phase separation and mixing with external fluids. The numerical modeling study setup in a generic porphyry Cu-environment presents new advances of a numerical process model by considering published constraints on the temperature- and salinity-dependent solubility of Cu, Pb and Zn in the ore fluid. This study investigates the roles of vapor-brine separation, halite saturation, initial metal contents, fluid mixing, and remobilization as first-order controls of the physical hydrology on ore formation. The results show that the magmatic vapor and brine phases ascend with different residence times but as miscible fluid mixtures, with salinity increases generating metal-undersaturated bulk fluids. The release rates of magmatic fluids affect the location of the thermohaline fronts, leading to contrasting mechanisms for ore precipitation: higher rates result in halite saturation without significant metal zoning, lower rates produce zoned ore shells due to mixing with meteoric water. Varying metal contents can affect the order of the final metal precipitation sequence. Redissolution of precipitated metals results in zoned ore shell patterns in more peripheral locations and also decouples halite saturation from ore precipitation.
The epithermal Pirquitas Sn-Ag-Pb-Zn mine in NW Argentina is hosted in a domain of metamorphosed sediments without geological evidence for volcanic activity within a distance of about 10 km from the deposit. However, recent geochemical studies of ore-stage fluid inclusions indicate a significant contribution of magmatic volatiles. This study tested different formation models by applying an existing numerical process model for porphyry-epithermal systems with a magmatic intrusion located either at a distance of about 10 km underneath the nearest active volcano or hidden underneath the deposit. The results show that the migration of the ore fluid over a 10-km distance results in metal precipitation by cooling before the deposit site is reached. In contrast, simulations with a hidden magmatic intrusion beneath the Pirquitas deposit are in line with field observations, which include mineralized hydrothermal breccias in the deposit area.
Mafic magmatism in the Eastern Cordillera and Putumayo Basin, Colombia : causes and consequences
(2007)
The Eastern Cordillera of Colombia is mainly composed of sedimentary rocks deposited since early Mesozoic times. Magmatic rocks are scarce. They are represented only by a few locally restricted occurrences of dykes and sills of mafic composition presumably emplaced in the Cretaceous and of volcanic rocks of Neogene age. This work is focused on the study of the Cretaceous magmatism with the intention to understand the processes causing the genesis of these rocks and their significance in the regional tectonic setting of the Northern Andes. The magmatic rocks cut the Cretaceous sedimentary succession of black shales and marlstones that crop out in both flanks of the Eastern Cordillera. The studied rocks were classified as gabbros (Cáceres, Pacho, Rodrigoque), tonalites (Cáceres, La Corona), diorites and syenodiorites (La Corona), pyroxene-hornblende gabbros (Pacho), and pyroxene-hornblendites (Pajarito). The gabbroic samples are mainly composed of plagioclase, clinopyroxene, and/or green to brown hornblende, whereas the tonalitic rocks are mainly composed of plagioclase and quartz. The samples are highly variable in crystal sizes from fine- to coarse-grained. Accessory minerals such as biotite, titanite and zircon are present. Some samples are characterized by moderate to strong alteration, and show the presence of epidote, actinolite and chlorite. Major and trace element compositions of the rocks as well as the rock-forming minerals show significant differences in the geochemical and petrological characteristics for the different localities, suggesting that this magmatism does not result from a single melting process. The wide compositional spectrum of trace elements in the intrusions is characteristic for different degrees of mantle melting and enrichment of incompatible elements. MORB- and OIB-like compositions suggest at least two different sources of magma with tholeiitic and alkaline affinity, respectively. Evidence of slab-derived fluids can be recognized in the western part of the basin reflected in higher Ba/Nb and Sr/P ratios and also in the Sr radiogenic isotope ratios, which is possible a consequence of metasomatism in the mantle due to processes related to the presence of a previously subducted slab. The trace element patterns evidence an extensional setting in the Cretaceous basin producing a continental rift, with continental crust being stretched until oceanic crust was generated in the last stages of this extension. Electron microprobe analyses (EMPA) of the major elements and synchrotron radiation micro-X-ray fluorescence (μ-SRXRF) analyses of the trace element composition of the early crystallized minerals of the intrusions (clinopyroxenes and amphiboles) reflect the same dual character that has been found in the bulk-rock analyses. Despite the observed alteration of the rocks, the mineral composition shows evidences for an enriched and a relative depleted magma source. Even the normalization of the trace element concentrations of clinopyroxenes and amphiboles to the whole rock nearly follows the pattern predicted by published partition coefficients, suggesting that the alteration did not change the original trace element compositions of the investigated minerals. Sr-Nd-Pb isotope data reveal a large isotopic variation but still suggest an initial origin of the magmas in the mantle. Samples have moderate to highly radiogenic compositions of 143Nd/144Nd and high 87Sr/86Sr ratios and follow a trend towards enriched mantle compositions, like the local South American Paleozoic crust. The melts experienced variable degrees of contamination by sediments, crust, and seawater. The age corrected Pb isotope ratios show two separated groups of samples. This suggests that the chemical composition of the mantle below the Northern Andes has been modified by the interaction with other components resulting in a heterogeneous combination of materials of diverse origins. Although previous K/Ar age dating have shown that the magmatism took place in the Cretaceous, the high error of the analyses and the altered nature of the investigated minerals did preclude reliable interpretations. In the present work 40Ar/39Ar dating was carried out. The results show a prolonged history of magmatism during the Cretaceous over more than 60 Ma, from ~136 to ~74 Ma (Hauterivian to Campanian). Pre-Cretaceous rifting phases occurred in the Triassic-Jurassic for the western part of the basin and in the Paleozoic for the eastern part. Those previous rifting phases are decisive mechanisms controlling the localization and composition of the Cretaceous magmatism. Therefore, it is the structural position and not the age of the intrusions which preconditions the kind of magmatism and the degree of melting. The divergences on ages are the consequence of the segmentation of the basin in several sub-basins which stretching, thermal evolution and subsidence rate evolved independently. The first hypothesis formulated at the beginning of this investigation was that the Cretaceous gabbroic intrusions identified in northern Ecuador could be correlated with the intrusions described in the Eastern Cordillera. The mafic occurrences should mark the location of the most subsiding places of the large Cretaceous basin in northern South America. For this reason, the gabbroic intrusions cutting the Cretaceous succession in the Putumayo Basin, southern Colombia, were investigated. The results of the studies were quite unexpected. The petrologic and geochemical character of the magmatic rocks indicates subduction-related magmatism. K/Ar dating of amphibole yields a Late Miocene to Pliocene age (6.1 ± 0.7 Ma) for the igneous event in the basin. Although there is no correlation between this magmatic event and the Cretaceous magmatic event, the data obtained has significant tectonic and economic implications. The emplacement of the Neogene gabbroic rocks coincides with the late Miocene/Pliocene Andean orogenic uplift as well as with a significant pulse of hydrocarbon generation and expulsion.
The ionosphere, which is strongly influenced by the Sun, is known to be also affected by meteorological processes. These processes, despite having their origin in the troposphere and stratosphere, interact with the upper atmosphere. Such an interaction between atmospheric layers is known as vertical coupling. During geomagnetically quiet times, when near-Earth space is not under the influence of solar storms, these processes become important drivers for ionospheric variability. Studying the link between these processes in the lower atmosphere and the ionospheric variability is important for our understanding of fundamental mechanisms in ionospheric and meteorological research.
A prominent example of vertical coupling between the stratosphere and the ionosphere are the so-called stratospheric sudden warming (SSW) events that occur usually during northern winters and result in an increase in the polar stratospheric temperature and a reversal of the circumpolar winds. While the phenomenon of SSW is confined to the northern polar stratosphere, its influence on the ionosphere can be observed even at equatorial latitudes. During SSW events, the connection between the polar stratosphere and the equatorial ionosphere is believed to be through the modulation of global atmospheric tides. These tides are fundamental for the ionospheric E-region wind dynamo that generates electric fields and currents in the ionosphere. Observations of ionospheric currents indicate a large enhancement of the semidiurnal lunar tide in response to SSW events. Thus, the semidiurnal lunar tide becomes an important driver of ionospheric variability during SSW events.
In this thesis, the ionospheric effect of SSW events is investigated in the equatorial region, where a narrow but an intense E-region current known as the equatorial electrojet (EEJ) flows above the dip equator during the daytime. The day-to-day variability of the EEJ can be determined from magnetic field records at geomagnetic observatories close to the dip equator. Such magnetic data are available for several decades and allows to investigate the impact of SSW events on the EEJ and, even more importantly, helps in understanding the effects of SSW events on the equatorial ionosphere. An excellent long-term record of the geomagnetic field at the equator from 1922 onwards is available for the observatory Huancayo in Peru and is extensively utilized in this study.
The central subject of this thesis is the investigation of lunar tides in the EEJ during SSW events by analyzing long time series. This is done by estimating the lunar tidal amplitude in the EEJ from the magnetic records at Huancayo and by comparing them to measurements of the polar stratospheric wind and temperature, which led to the identification of the known SSW events from 1952 onwards. One goal of this thesis is to identify SSW events that predate 1952. To this end, superposed epoch analysis (SEA) is employed to establish a relationship between the lunar tidal power and the wind and temperature conditions in the lower atmosphere. A threshold value for the lunar tidal power is identified that is discriminative for the known SSW events. This threshold is then used to identify lunar tidal enhancements, which are indicative for any historic SSW events prior to 1952. It can be shown, that the number of lunar tidal enhancements and thus the occurrence frequency of historic SSW events between 1926 and 1952 is similar to the occurrence frequency of the known SSW events from 1952 onwards.
Next to the classic SSW definition, the concept of polar vortex weakening (PVW) is utilized in this thesis. PVW is defined for higher latitudes and altitudes (≈ 40km) than the classical SSW definition (≈ 32km). The correlation between the timing and magnitude of lunar tidal enhancements in the EEJ and the timing and magnitude of PVW is found to be better than for the classic SSW definition. This suggests that the lunar tidal enhancements in the EEJ are closely linked to the state of the middle atmosphere.
Geomagnetic observatories located in different longitudes at the dip equator allow investigating the longitudinally dependent variability of the EEJ during SSW events. For this purpose, the lunar tidal enhancements in the EEJ are determined for the Peruvian and Indian sectors during the major SSW events of the years 2006 and 2009. It is found that the lunar tidal amplitude shows similar enhancements in the Peruvian sector during both SSW events, while the enhancements are notably different for the two events in the Indian sector.
In summary, this thesis shows that lunar tidal enhancements in the EEJ are indeed correlated to the occurrence of SSW events and they should be considered a prominent driver of low latitude ionospheric variability. Secondly, lunar tidal enhancements are found to be longitudinally variable. This suggests that regional effects, such as ionospheric conductivity and the geometry and strength of the geomagnetic field, also play an important role and have to be considered when investigating the mechanisms behind vertical coupling.
Silicate melts are major components of the Earth’s interior and as such they make an essential contribution in igneous processes, in the dynamics of the solid Earth and the chemical development of the entire Earth. Macroscopic physical and chemical properties such as density, compressibility, viscosity, degree of polymerization etc. are determined by the atomic structure of the melt. Depending on the pressure, but also on the temperature and the chemical composition, silicate melts show different structural properties. These properties are best described by the local coordination environment, i.e. symmetry and number of neighbors (coordination number) of an atom, as well as the distance between the central atom and its neighbors (inter-atomic distance). With increasing pressure and temperature, i.e. with increasing depth in the Earth, the density of the melt increases, which can lead to changes in coordination number and distances. If the coordination number remains the same, the distance usually decreases. If the coordination number increases, the distance can increase. These general trends can, however, vary greatly, which can be attributed in particular to the chemical composition.
Due to the fact that natural melts of the deep earth are not accessible to direct investigations, in order to understand their properties under the relevant conditions, extensive experimental and theoretical investigations have been carried out so far. This has often been studied using the example of amorphous samples of the end-members SiO2 and GeO2 , with the latter serving as a structural and chemical analog model to SiO2. Commonly, the experiments were carried out at high pressure and at room temperature. Natural melts are chemically much more complex than the simple end-member SiO2 and GeO2, so that observations made on them may lead to incorrect compression models. Furthermore, the investigations on glasses at room temperature can show potentially strong deviations from the properties of melts under natural thermodynamic conditions.
The aim of this thesis was to explain the influence of the composition and the temperature on the structural properties of the melts at high pressures. To understand this, we studied complex alumino-germanate and alumino-silicate glasses. More precisely, we studied synthetic glasses that have a composition like the mineral albite and like a mixture of albite-diopside at the eutectic point. The albite glass is structurally similar to a simplified granitic melt, while the albite-diopside glass simulates a simplified basaltic melt. To study the local coordination environment of the elements, we used X-ray absorption spectroscopy in combination with a diamond anvil cell. Because the diamonds have a high absorbance for X-rays with energies below 10 keV, the direct investigation of the geologically relevant elements such as Si, Al, Ca, Mg etc. with this spectroscopic probe technique in combination with a diamond anvil cell is not possible. Therefore the glasses were doped with Ge and Sr. These elements serve partially or fully as substitutes for important major elements. In this sense, Ge serves as an a substitute for Si and other network formers, while Sr replaces network modifiers such as Ca, Na, Mg etc.,
as well as other cations with a large ionic radius.
In the first step we studied the Ge K-edge in Ge-Albit-glass, NaAlGe3O8, at room temperature up to 131 GPa. This glass has a higher chemical complexity than SiO2 and GeO2, but it is still fully polymerized. The differences in the compression mechanism between this glass and the simple oxides can clearly be attributed to higher chemical complexity. The albite and albite-diopside compositions partially doped with Ge and Sr were probed at room temperature for Ge up to 164 GPa and for Sr up to 42 GPa. While the albite glass is nominally fully polymerized like NaAlGe3O8, the albite-diopside glass is partially depolymerized. The results show that structural changes take place in all three glasses in the first 25 to a maximum of 30 GPa, with both Ge and Sr reaching the maximum coordination number 6 and ∼9, respectively. At higher pressures, only isostructural shrinkage of the coordination polyhedra takes place in the glasses. The most important finding of the high pressure studies on the alumino-silicate and alumino-germanate glasses is that in these complex glasses the polyhedra show a much higher compressibility than what can be observed in the end-members. This is shown in particular by the strong shortening of the Ge-O distances in the amorphous NaAlGe3O8 and albite-diopside glass at pressures above 30 GPa.
In addition to the effects of the composition on the compaction process, we investigated the influence of temperature on the structural changes. To do this, we probed the albite-diopside glass, as it is chemically most similar to the melts in the lower mantle. We studied the Ge K edge of the sample with a resistively heated and a laser-heated diamond anvil cell, for a pressure range of up to 48 GPa and a temperature range of up to 5000 K. High temperatures at which the sample is liquid and that are relevant for the Earth mantle, have a significant impact on the structural transformation, with a shift of approx. 30% to significantly lower pressures, compared to the glasses at room temperature and below 1000 K.
The results of this thesis represent an important contribution to the understanding of the properties of melts at conditions of the lower mantle. In the context of the discussion about the existence and origin of ultra-dense silicate melts at the core-mantle boundary, these investigations show that the higher density compared to the surrounding material cannot be explained by only structural features, but by a distinct chemical composition. The results also suggest that only very low solubilities of noble gases are to be expected for melts in the lower mantle, so that the structural properties clearly influence the overall budget and transport of noble gases in the Earth’s mantle.
Lithopheric rheology at the Dead Sea Transform Fault constrained by thermo-mechanical modeling
(2011)
Lithospheric plates move over the low viscosity asthenosphere balancing several forces. The driving forces include basal shear stress exerted by mantle convection and plate boundary forces such as slab pull and ridge push, whereas the resisting forces include inter-plate friction, trench resistance, and cratonic root resistance. These generate plate motions, the lithospheric stress field and dynamic topography which are observed with different geophysical methods. The orientation and tectonic regime of the observed crustal/lithospheric stress field further contribute to our knowledge of different deformation processes occurring within the Earth's crust and lithosphere. Using numerical models previous studies were able to identify major forces generating stresses in the crust and lithosphere which also contribute to the formation of topography as well as driving lithospheric plates. They showed that the first-order stress pattern explaining about 80\,\% of the stress field originates from a balance of forces acting at the base of the moving lithospheric plates due to convective flow in the underlying mantle. The remaining second-order stress pattern is due to lateral density variations in the crust and lithosphere in regions of pronounced topography and high gravitational potential, such as the Himalayas and mid-ocean ridges. By linking global lithosphere dynamics to deep mantle flow this study seeks to evaluate the influence of shallow and deep density heterogenities on plate motions, lithospheric stress field and dynamic topography using the geoid as a major constraint for mantle rheology. We use the global 3D lithosphere-asthenosphere model SLIM3D with visco-elasto-plastic rheology coupled at 300 km depth to a spectral model of mantle flow. The complexity of the lithosphere-asthenosphere component allows for the simulation of power-law rheology with creep parameters accounting for both diffusion and dislocation creep within the uppermost 300 km.
First we investigate the influence of intra-plate friction and asthenospheric viscosity on present-day plate motions. Previous modelling studies have suggested that small friction coefficients (µ < 0.1, yield stress ~ 100 MPa) can lead to plate tectonics in models of mantle convection. Here we show that, in order to match present-day plate motions and net rotation, the frictional parameter must be less than 0.05. We are able to obtain a good fit with the magnitude and orientation of observed plate velocities (NUVEL-1A) in a no-net-rotation (NNR) reference frame with µ < 0.04 and minimum asthenosphere viscosity ~ 5*10e19 Pas to 10e20 Pas. Our estimates of net rotation (NR) of the lithosphere suggest that amplitudes ~ 0.1-0.2 °/Ma, similar to most observation-based estimates, can be obtained with asthenosphere viscosity cutoff values of ~ 10e19 Pas to 5*10e19 Pas and friction coefficient µ < 0.05.
The second part of the study investigates further constraints on shallow and deep mantle heterogeneities causing plate motion by predicting lithosphere stress field and topography and validating with observations. Lithosphere stresses and dynamic topography are computed using the modelling setup and rheological parameters for prescribed plate motions. We validate our results with the World Stress Map 2016 (WSM2016) and the observed residual topography. Here we tested a number of upper mantle thermal-density structures. The one used to calculate plate motions is considered the reference thermal-density structure. This model is derived from a heat flow model combined with a sea floor age model. In addition we used three different thermal-density structures derived from global S-wave velocity models to show the influence of lateral density heterogeneities in the upper 300 km on model predictions. A large portion of the total dynamic force generating stresses in the crust/lithosphere has its origin in the deep mantle, while topography is largely influenced by shallow heterogeneities. For example, there is hardly any difference between the stress orientation patterns predicted with and without consideration of the heterogeneities in the upper mantle density structure across North America, Australia, and North Africa. However, the crust is dominant in areas of high altitude for the stress orientation compared to the all deep mantle contribution.
This study explores the sensitivity of all the considered surface observables with regards to model parameters providing insights into the influence of the asthenosphere and plate boundary rheology on plate motion as we test various thermal-density structures to predict stresses and topography.
Low molecular weight organic acids (LMWOAs) are important nutrients for microbes. However, most LMWOAs do not exist freely in the environment but are bound to macromolecular organic matter, e.g. kerogen, lignite and coal. During burial and geological maturation of sedimentary macromolecular organic matter biological and abiological processes promote the liberation of LMWOAs into the surrounding sediment. Through this process, microbes in sedimentary subsurface environments are supplied with essential nutrients. To estimate the feedstock potential of buried macromolecular organic matter to many environments it is important to determine the amount of LMWOAs that are bound to such a matrix. However, high-pressure and high temperature are a key feature of deep subsurface environments, and these physical parameters have a profound influence on chemical reaction kinetics. Therefore it is essential for the estimation of the feedstock potential to generate high-pressure and high temperature for the liberation of LMWOAs to recreate true in-situ conditions. This work presents a newly developed, inexpensive incubation system for biological and geological samples. It allows the application of high-pressure and high temperature as well as a subsampling of the liquid phase without loss of pressure, thereby not disturbing the on-going processes. When simulating the liberation of LMWOAs from sedimentary organic matter, the newly developed incubation system produces more realistic results than other extraction systems like Soxhlet. The extraction products remain in the extraction medium throughout the extraction, influencing the chemical conditions of the extraction medium. Sub-bituminous coal samples from New Zealand as well as lignite samples from Germany were extracted at elevated temperature (90˚C) and pressure (5 MPa). The main LMWOAs released from these low rank coals were formate, acetate and oxalate. Extraction efficiency was increased by two to four times for formate, acetate and oxalate in comparison to existing extraction methods without pressurisation and with demineralised water. This shows the importance of pressure for the simulation of true in-situ conditions and suggests that the amount of bioavailable LMWOAs is higher than previously thought. With the increase in carbon capture and storage (CCS) and the enhanced recovery of oil and gas (EOR/EGR), more and more CO2 becomes injected into the underground. However, the effects of elevated concentrations of carbon dioxide on sedimentary organic matter are rarely investigated. As the incuabtion system allows the manipulation of the composition and partial pressure of dissolved gasses, the effect of highly gas-enriched (CO2, CO2/SO2, CO2/NO2; to simulate flue gas conditions) waters on the extraction yield of LMWOAs from macromolecular organic matter was evaluated. For sub-bituminous coal the concentrations of all LMWAOs decreased upon the addition of gas, irrespective of its composition, whereas for lignite formate always and acetate mostly increased, while oxalate decreased. This suggests an positive effect on the nutrient supply for the subsurface microbiota of lignite layers, as formate and acetate are the most common LMWOAs used for microbial metabolism. In terrestrial mud volcanoes (TMVs), sedimentary material is rapidly ascending from great depth to the surface. Therefore LMWOAs that were produced from buried macromolecular organic matter at depth are also brought up to the surface, and fuel heterotrophic microbial ecosystems at the surface. TMVs represent geochemically and microbiologically diverse habitats, which are supplied with organic substrates and electron acceptors from deep-seated hydrocarbon-generating systems and intersected shallow aquifers, respectively. The main electron donor in TMVs in Azerbaijan is sulphate, and microbial sulphate reduction leads to the production of a wide range of reduced sulphur species that are key players in several biological processes. In our study we estimated the effect of LMWOAs on the sulphur metabolising activity of microorganims in TMVs from Azerbaijan. The addition of a mixture of volatile fatty acids containing acetate and other LMWOAs showed significant positive response to the sulphate reduction rate (SRR) of samples of several mud volcanoes. Further investigations on the temperature dependency of the SRR and the characterisation of thermophilic sulphate-reducing bacteria (SRB) showed a connection between the deep hot subsurface and the surface.
Li and B in ascending magmas: an experimental study on their mobility and isotopic fractionation
(2022)
This research study focuses on the behaviour of Li and B during magmatic ascent, and decompression-driven degassing related to volcanic systems. The main objective of this dissertation is to determine whether it is possible to use the diffusion properties of the two trace elements as a tool to trace magmatic ascent rate. With this objective, diffusion-couple and decompression experiments have been performed in order to study Li and B mobility in intra-melt conditions first, and then in an evolving system during decompression-driven degassing.
Synthetic glasses were prepared with rhyolitic composition and an initial water content of 4.2 wt%, and all the experiments were performed using an internally heated pressure vessel, in order to ensure a precise control on the experimental parameters such as temperature and pressure.
Diffusion-couple experiments were performed with a fix pressure 300 MPa. The temperature was varied in the range of 700-1250 °C with durations between 0 seconds and 24 hours. The diffusion-couple results show that Li diffusivity is very fast and starts already at very low temperature. Significant isotopic fractionation occurs due to the faster mobility of 6Li compared to 7Li. Boron diffusion is also accelerated by the presence of water, but the results of the isotopic ratios are unclear, and further investigation would be necessary to well constrain the isotopic fractionation process of boron in hydrous silicate melts. The isotopic ratios results show that boron isotopic fractionation might be affected by the speciation of boron in the silicate melt structure, as 10B and 11B tend to have tetrahedral and trigonal coordination, respectively.
Several decompression experiments were performed at 900 °C and 1000 °C, with pressures going from 300 MPa to 71-77 MPa and durations of 30 minutes, two, five and ten hours, in order to trigger water exsolution and the formation of vesicles in the sample. Textural observations and the calculation of the bubble number density confirmed that the bubble size and distribution after decompression is directly proportional to the decompression rate.
The overall SIMS results of Li and B show that the two trace elements tend to progressively decrease their concentration with decreasing decompression rates. This is explained because for longer decompression times, the diffusion of Li and B into the bubbles has more time to progress and the melt continuously loses volatiles as the bubbles expand their volumes.
For fast decompression, Li and B results show a concentration increase with a δ7Li and δ11B decrease close to the bubble interface, related to the sudden formation of the gas bubble, and the occurrence of a diffusion process in the opposite direction, from the bubble meniscus to the unaltered melt. When the bubble growth becomes dominant and Li and B start to exsolve into the gas phase, the silicate melt close to the bubble gets depleted in Li and B, because of a stronger diffusion of the trace elements into the bubble.
Our data are being applied to different models, aiming to combine the dynamics of bubble nucleation and growth with the evolution of trace elements concentration and isotopic ratios. Here, first considerations on these models will be presented, giving concluding remarks on this research study. All in all, the final remarks constitute a good starting point for further investigations. These results are a promising base to continue to study this process, and Li and B can indeed show clear dependences on decompression-related magma ascent rates in volcanic systems.
Landslides are frequent natural hazards in rugged terrain, when the resisting frictional force of the surface of rupture yields to the gravitational force. These forces are functions of geological and morphological factors, such as angle of internal friction, local slope gradient or curvature, which remain static over hundreds of years; whereas more dynamic triggering events, such as rainfall and earthquakes, compromise the force balance by temporarily reducing resisting forces or adding transient loads. This thesis investigates landslide distribution and orientation due to landslide triggers (e.g. rainfall) at different scales (6-4∙10^5 km^2) and aims to link rainfall movement with the landslide distribution. It additionally explores the local impacts of the extreme rainstorms on landsliding and the role of precursory stability conditions that could be induced by an earlier trigger, such as an earthquake.
Extreme rainfall is a common landslide trigger. Although several studies assessed rainfall intensity and duration to study the distribution of thus triggered landslides, only a few case studies quantified spatial rainfall patterns (i.e. orographic effect). Quantifying the regional trajectories of extreme rainfall could aid predicting landslide prone regions in Japan. To this end, I combined a non-linear correlation metric, namely event synchronization, and radial statistics to assess the general pattern of extreme rainfall tracks over distances of hundreds of kilometers using satellite based rainfall estimates. Results showed that, although the increase in rainfall intensity and duration positively correlates with landslide occurrence, the trajectories of typhoons and frontal storms were insufficient to explain landslide distribution in Japan. Extreme rainfall trajectories inclined northwestwards and were concentrated along some certain locations, such as coastlines of southern Japan, which was unnoticed in the landslide distribution of about 5000 rainfall-triggered landslides. These landslides seemed to respond to the mean annual rainfall rates.
Above mentioned findings suggest further investigation on a more local scale to better understand the mechanistic response of landscape to extreme rainfall in terms of landslides. On May 2016 intense rainfall struck southern Germany triggering high waters and landslides. The highest damage was reported at the Braunsbach, which is located on the tributary-mouth fan formed by the Orlacher Bach. Orlacher Bach is a ~3 km long creek that drains a catchment of about ~6 km^2. I visited this catchment in June 2016 and mapped 48 landslides along the creek. Such high landslide activity was not reported in the nearby catchments within ~3300 km^2, despite similar rainfall intensity and duration based on weather radar estimates. My hypothesis was that several landslides were triggered by rainfall-triggered flash floods that undercut hillslope toes along the Orlacher Bach. I found that morphometric features such as slope and curvature play an important role in landslide distribution on this micro scale study site (<10 km^2). In addition, the high number of landslides along the Orlacher Bach could also be boosted by accumulated damages on hillslopes due karst weathering over longer time scales.
Precursory damages on hillslopes could also be induced by past triggering events that effect landscape evolution, but this interaction is hard to assess independently from the latest trigger. For example, an earthquake might influence the evolution of a landscape decades long, besides its direct impacts, such as landslides that follow the earthquake. Here I studied the consequences of the 2016 Kumamoto Earthquake (MW 7.1) that triggered some 1500 landslides in an area of ~4000 km^2 in central Kyushu, Japan. Topography, i.e. local slope and curvature, both amplified and attenuated seismic waves, thus controlling the failure mechanism of those landslides (e.g. progressive). I found that topography fails in explaining the distribution and the preferred orientation of the landslides after the earthquake; instead the landslides were concentrated around the northeast of the rupture area and faced mostly normal to the rupture plane. This preferred location of the landslides was dominated mainly by the directivity effect of the strike-slip earthquake, which is the propagation of wave energy along the fault in the rupture direction; whereas amplitude variations of the seismic radiation altered the preferred orientation. I suspect that the earthquake directivity and the asymmetry of seismic radiation damaged hillslopes at those preferred locations increasing landslide susceptibility. Hence a future weak triggering event, e.g. scattered rainfall, could further trigger landslides at those damaged hillslopes.
Sediment records of three European lakes were investigated in order to reconstruct the regional climate development during the Lateglacial and Holocene, to investigate the response of local ecosystems to climatic fluctuations and human impact and to relate regional peculiarities of past climate development to climatic changes on a larger spatial scale. The Lake Hańcza (NE Poland) sediment record was studied with a focus on reconstructing the early Holocene climate development and identifying possible differences to Western Europe. Following the initial Holocene climatic improvement, a further climatic improvement occurred between 10 000 and 9000 cal. a BP. Apparently, relatively cold and dry climate conditions persisted in NE Poland during the first ca. 1500 years of the Holocene, most likely due to a specific regional atmospheric circulation pattern. Prevailing anticyclonic circulation linked to a high-pressure cell above the remaining Scandinavian Ice Sheet (SIS) might have blocked the eastward propagation of warm and moist Westerlies and thus attenuated the early Holocene climatic amelioration in this region until the final decay of the SIS, a pattern different from climate development in Western Europe. The Lateglacial sediment record of Lake Mondsee (Upper Austria) was investigated in order to study the regional climate development and the environmental response to rapid climatic fluctuations. While the temperature rise and environmental response at the onset of the Holocene took place quasi-synchronously, major leads and lags in proxy responses characterize the onset of the Lateglacial Interstadial. In particular, the spread of coniferous woodlands and the reduction of detrital flux lagged the initial Lateglacial warming by ca. 500–750 years. Major cooling at the onset of the Younger Dryas took place synchronously with a change in vegetation, while the increase of detrital matter flux was delayed by about 150–300 years. Complex proxy responses are also detected for short-term Lateglacial climatic fluctuations. In summary, periods of abrupt climatic changes are characterized by complex and temporally variable proxy responses, mainly controlled by ecosystem inertia and the environmental preconditions. A second study on the Lake Mondsee sediment record focused on two small-scale climate deteriorations around 8200 and 9100 cal. a BP, which have been triggered by freshwater discharges to the North Atlantic, causing a shutdown of the Atlantic meridional overturning circulation (MOC). Combining microscopic varve counting and AMS 14C dating yielded a precise duration estimate (ca. 150 years) and absolute dating of the 8.2 ka cold event, both being in good agreement with results from other palaeoclimate records. Moreover, a sudden temperature overshoot after the 8.2 ka cold event was identified, also seen in other proxy records around the North Atlantic. This was most likely caused by enhanced resumption of the MOC, which also initiated substantial shifts of oceanic and atmospheric front systems. Although there is also evidence from other proxy records for pronounced recovery of the MOC and atmospheric circulation changes after the 9.1 ka cold event, no temperature overshoot is seen in the Lake Mondsee record, indicating the complex behaviour of the global climate system. The Holocene sediment record of Lake Iseo (northern Italy) was studied to shed light on regional earthquake activity and the influence of climate variability and anthropogenic impact on catchment erosion and detrital flux into the lake. Frequent small-scale detrital layers within the sediments reflect allochthonous sediment supply by extreme surface runoff events. During the early to mid-Holocene, increased detrital flux coincides with periods of cold and wet climate conditions, thus apparently being mainly controlled by climate variability. In contrast, intervals of high detrital flux during the late Holocene partly also correlate with phases of increased human impact, reflecting the complex influences on catchment erosion processes. Five large-scale event layers within the sediments, which are composed of mass-wasting deposits and turbidites, are supposed to have been triggered by strong local earthquakes. While the uppermost of these event layers is assigned to a documented adjacent earthquake in AD 1222, the four other layers are supposed to be related to previously undocumented prehistorical earthquakes.
The India-Eurasia continental collision zone provides a spectacular example of active mountain building and climatic forcing. In order to quantify the critically important process of mass removal, I analyzed spatial and temporal precipitation patterns of the oscillating monsoon system and their geomorphic imprints. I processed passive microwave satellite data to derive high-resolution rainfall estimates for the last decade and identified an abnormal monsoon year in 2002. During this year, precipitation migrated far into the Sutlej Valley in the northwestern part of the Himalaya and reached regions behind orographic barriers that are normally arid. There, sediment flux, mean basin denudation rates, and channel-forming processes such as erosion by debris-flows increased significantly. Similarly, during the late Pleistocene and early Holocene, solar forcing increased the strength of the Indian summer monsoon for several millennia and presumably lead to analogous precipitation distribution as were observed during 2002. However, the persistent humid conditions in the steep, high-elevation parts of the Sutlej River resulted in deep-seated landsliding. Landslides were exceptionally large, mainly due to two processes that I infer for this time: At the onset of the intensified monsoon at 9.7 ka BP heavy rainfall and high river discharge removed material stored along the river, and lowered the baselevel. Second, enhanced discharge, sediment flux, and increased pore-water pressures along the hillslopes eventually lead to exceptionally large landslides that have not been observed in other periods. The excess sediments that were removed from the upstream parts of the Sutlej Valley were rapidly deposited in the low-gradient sectors of the lower Sutlej River. Timing of downcutting correlates with centennial-long weaker monsoon periods that were characterized by lower rainfall. I explain this relationship by taking sediment flux and rainfall dynamics into account: High sediment flux derived from the upstream parts of the Sutlej River during strong monsoon phases prevents fluvial incision due to oversaturation the fluvial sediment-transport capacity. In contrast, weaker monsoons result in a lower sediment flux that allows incision in the low-elevation parts of the Sutlej River.
Active continental margins are affected by complex feedbacks between tectonic, climate and surface processes, the intricate relations of which are still a matter of discussion. The Chilean convergent margin, forming the outstanding Andean subduction orogen, constitutes an ideal natural laboratory for the investigation of climate, tectonics and their interactions. In order to study both processes, I examined marine and lacustrine sediments from different depositional environments on- and offshore the south-central Chilean coast (38-40°S). I combined sedimentological, geochemical and isotopical analyses to identify climatic and tectonic signals within the sedimentary records. The investigation of marine trench sediments (ODP Site 1232, SONNE core 50SL) focused on frequency changes of turbiditic event layers since the late Pleistocene. In the active margin setting of south-central Chile, these layers were considered to reflect periodically occurring earthquakes and to constitute an archive of the regional paleoseismicity. The new results indicate glacial-interglacial changes in turbidite frequencies during the last 140 kyr, with short recurrence times (~200 years) during glacial and long recurrence times (~1000 years) during interglacial periods. Hence, the generation of turbidites appears to be strongly influenced by climate and sea level changes, which control on the amount of sediment delivered to the shelf edge and therewith the stability of the continental slope: more stable slope conditions during interglacial periods entail lower turbidite frequencies than in glacial periods. Since glacial turbidite recurrence times are congruent with earthquake recurrence times derived from the historical record and other paleoseismic archives of the region, I concluded that only during cold stages the sediment availability and slope instability enabled the complete series of large earthquakes to be recorded. The sediment transport to the shelf region is not only driven by climate conditions but also influenced by local forearc tectonics. Accelerating uplift rates along major tectonic structures involved drainage anomalies and river flow inversions, which seriously altered the sediment supply to the Pacific Ocean. Two examples for the tectonic hindrance of fluvial systems are the coastal lakes Lago Lanalhue and Lago Lleu Lleu. Both lakes developed within former river valleys, which once discharged towards the Pacific and were dammed by tectonically uplifted sills at ~8000 yr BP. Analyses of sediment cores from the lakes showed similar successions of marine/brackish deposits at the bottom, covered by lacustrine sediments on top. Dating of the transitions between these different units and the comparison with global sea level curves allowed me to calculate local Holocene uplift rates, which are distinctly higher for the upraised sills (Lanalhue: 8.83 ± 2.7 mm/yr, Lleu Lleu: 11.36 ± 1.77 mm/yr) than for the lake basins (Lanalhue: 0.42 ± 0.71 mm/yr, Lleu Lleu: 0.49 ± 0.44 mm/yr). I hence considered the sills to be the surface expression of a blind thrust associated with a prominent inverse fault that is controlling regional uplift and folding. After the final separation of Lago Lanalhue and Lago Lleu Lleu from the Pacific, a constant deposition of lacustrine sediments preserved continuous records of local environmental changes. Sequences from both lakes indicate a long-term climate trend with a significant shift from more arid conditions during the Mid-Holocene (8000 – 4200 cal yr BP) to more humid conditions during the Late Holocene (4200 cal yr BP – present). This trend is consistent with other regional paleoclimatic data and interpreted to reflect changes in the strength/position of the Southern Westerly Winds. Since ~5000 years, sediments of Lago Lleu Lleu are marked by numerous intercalated detrital layers that recur with a mean frequency of ~210 years. Deposition of these layers may be triggered by local tectonics (i.e. earthquakes), but may also originate from changes in the local climate (e.g. onset of modern ENSO conditions). During the last 2000 years, pronounced variations in the terrigenous sediment supply to both lakes suggest important hydrological changes on the centennial time-scale as well. A lower input of terrigenous matter points to less humid phases between 200 cal yr B.C. - 150 cal yr A.D., 900 - 1350 cal yr A.D. and 1850 cal yr A.D. to present (broadly corresponding to the Roman, Medieval, and Modern Warm Periods). More humid periods persisted from 150 - 900 cal yr A.D. and 1350 - 1850 cal yr A.D. (broadly corresponding to the Dark Ages and the Little Ice Age). In conclusion, the combined investigation of marine and lacustrine sediments is a feasible method for the reconstruction of climatic and tectonic processes on different time scales. My approach allows exploring both climate and tectonics in one and the same archive, and is largely transferable to other active margins worldwide.
The subsurface upper Palaeozoic sedimentary successions of the Loppa High half-graben and the Finnmark platform in the Norwegian Barents Sea (southwest Barents Sea) were investigated using 2D/3D seismic datasets combined with well and core data. These sedimentary successions represent a case of mixed siliciclastic-carbonates depositional systems, which formed during the earliest phase of the Atlantic rifting between Greenland and Norway. During the Carboniferous and Permian the southwest part of the Barents Sea was located along the northern margin of Pangaea, which experienced a northward drift at a speed of ~2–3 mm per year. This gradual shift in the paleolatitudinal position is reflected by changes in regional climatic conditions: from warm-humid in the early Carboniferous, changing to warm-arid in the middle to late Carboniferous and finally to colder conditions in the late Permian. Such changes in paleolatitude and climate have resulted in major changes in the style of sedimentation including variations in the type of carbonate factories. The upper Palaeozoic sedimentary succession is composed of four major depositional units comprising chronologically the Billefjorden Group dominated by siliciclastic deposition in extensional tectonic-controlled wedges, the Gipsdalen Group dominated by warm-water carbonates, stacked buildups and evaporites, the Bjarmeland Group characterized by cool-water carbonates as well as by the presence of buildup networks, and the Tempelfjorden Group characterized by fine-grained sedimentation dominated by biological silica production. In the Loppa High, the integration of a core study with multi-attribute seismic facies classification allowed highlighting the main sedimentary unconformities and mapping the spatial extent of a buried paleokarst terrain. This geological feature is interpreted to have formed during a protracted episode of subaerial exposure occurring between the late Palaeozoic and middle Triassic. Based on seismic sequence stratigraphy analysis the palaeogeography in time and space of the Loppa High basin was furthermore reconstructed and a new and more detailed tectono-sedimentary model for this area was proposed. In the Finnmark platform area, a detailed core analysis of two main exploration wells combined with key 2D seismic sections located along the main depositional profile, allowed the evaluation of depositional scenarios for the two main lithostratigraphic units: the Ørn Formation (Gipsdalen Group) and the Isbjørn Formation (Bjarmeland Group). During the mid-Sakmarian, two major changes were observed between the two formations including (1) the variation in the type of the carbonate factories, which is interpreted to be depth-controlled and (2) the change in platform morphology, which evolved from a distally steepened ramp to a homoclinal ramp. The results of this study may help supporting future reservoirs characterization of the upper Palaeozoic units in the Barents Sea, particularly in the Loppa High half-graben and the Finmmark platform area.
The past climate in central Asia, and especially on the Tibetan Plateau (TP), is of great importance for an understanding of global climate processes and for predicting the future climate. As a major influence on the climate in this region, the Asian Summer Monsoon (ASM) and its evolutionary history are of vital importance for accurate predictions. However, neither the evolutionary pattern of the summer monsoon nor the driving mechanisms behind it are yet clearly understood. For this research, I first synthesized previously published Late Glacial to Holocene climatic records from monsoonal central Asia in order to extract the general climate signals and the associated summer monsoon intensities. New climate and vegetation sequences were then established using improved quantitative methods, focusing on fossil pollen records recovered from Tibetan lakes and also incorporating new modern datasets. The pollen-vegetation and vegetation-climate relationships on the TP were also evaluated in order to achieve a better understanding of fossil pollen records. The synthesis of previously published moisture-related palaeoclimate records in monsoonal central Asia revealed generally different temporal patterns for the two monsoonal subsystems, i.e. the Indian Summer Monsoon (ISM) and East Asian Summer Monsoon (EASM). The ISM appears to have experienced maximum wet conditions during the early Holocene, while many records from the area affected by the EASM indicate relatively dry conditions at that time, particularly in north-central China where the maximum moisture levels occurred during the middle Holocene. A detailed consideration of possible driving factors affecting the summer monsoon, including summer solar insolation and sea surface temperatures, revealed that the ISM was primarily driven by variations in northern hemisphere solar insolation, and that the EASM may have been constrained by the ISM resulting in asynchronous patterns of evolution for these two subsystems. This hypothesis is further supported by modern monsoon indices estimated using the NCEP/NCAR Reanalysis data from the last 50 years, which indicate a significant negative correlation between the two summer monsoon subsystems. By analogy with the early Holocene, intensification of the ISM during coming decades could lead to increased aridification elsewhere as a result of the asynchronous nature of the monsoon subsystems, as can already be observed in the meteorological data from the last 15 years. A quantitative climate reconstruction using fossil pollen records was achieved through analysis of sediment core recovered from Lake Donggi Cona (in the north-eastern part of the TP) which has been dated back to the Last Glacial Maximum (LGM). A new data-set of modern pollen collected from large lakes in arid to semi-arid regions of central Asia is also presented herein. The concept of "pollen source area" was introduced to modern climate calibration based on pollen from large lakes, and was applied to the fossil pollen sequence from Lake Donggi Cona. Extremely dry conditions were found to have dominated the LGM, and a subsequent gradually increasing trend in moisture during the Late Glacial period was terminated by an abrupt reversion to a dry phase that lasted for about 1000 years and coincided with the first Heinrich Event of the northern Atlantic region. Subsequent periods corresponding to the warm Bølling-Allerød period and the Younger Dryas cold event were followed by moist conditions during the early Holocene, with annual precipitation of up to about 400 mm. A slightly drier trend after 9 cal ka BP was then followed by a second wet phase during the middle Holocene that lasted until 4.5 cal ka BP. Relatively steady conditions with only slight fluctuations then dominated the late Holocene, resulting in the present climatic conditions. In order to investigate the relationship between vegetation and climate, temporal variations in the possible driving factors for vegetation change on the northern TP were examined using a high resolution late Holocene pollen record from Lake Kusai. Moving-window Redundancy Analyses (RDAs) were used to evaluate the correlations between pollen assemblages and individual sedimentary proxies. These analyses have revealed frequent fluctuations in the relative abundances of alpine steppe and alpine desert components, and in particular a decrease in the total vegetation cover at around 1500 cal a BP. The climate was found to have had an important influence on vegetation changes when conditions were relatively wet and stable. However, after the 1500 cal a BP threshold in vegetation cover was crossed the vegetation appears to have been affected more by extreme events such as dust storms or fluvial erosion than by the general climatic trends. In addition, pollen spectra over the last 600 years have been revealed by Procrustes analysis to be significantly different from those recovered from older samples, which is attributed to an increased human impact that resulted in unprecedented changes to the composition of the vegetation. Theoretical models that have been developed and widely applied to the European area (i.e. the Extended R-Value (ERV) model and the Regional Estimates of Vegetation Abundance from Large Sites (REVEALS) model) have been applied to the high alpine TP ecosystems in order to investigate the pollen-vegetation relationships, as well as for quantitative reconstructions of vegetation abundance. The modern pollen–vegetation relationships for four common pollen species on the TP have been investigated using Poaceae as the reference taxa. The ERV Submodel 2 yielded relatively high PPEs for the steppe and desert taxa (Artemisia Chenopodiaceae), and low PPEs for the Cyperaceae that are characteristic of the alpine Kobresia meadows. The plant abundances on the central and north-eastern TP were quantified by applying these PPEs to four post-Late Glacial fossil pollen sequences. The reconstructed vegetation assemblages for the four pollen sequences always yielded smaller compositional species turnovers than suggested by the pollen spectra, indicating that the strength of the previously-reported vegetation changes may therefore have been overestimated. In summary, the key findings of this thesis are that (a) the two ASM subsystems show asynchronous patterns during both the Holocene and modern time periods, (b) fossil pollen records from large lakes reflect regional signals for which the pollen source areas need to be taken into account, (c) climate is not always the main driver for vegetation change, and (d) previously reported vegetation changes on the TP may have been overestimated because they ignored inter-species variations in pollen productivity.
Holocene climate variability is generally characterized by low frequency changes than compared to the last glaciations including the Lateglacial. However, there is vast evidence for decadal to centennial scale oscillations and millennial scale climate trends, which are within and beyond a human lifetime perception, respectively. Within the Baltic realm, a transitional zone between oceanic and continental climate influence, the impact of Holocene and Lateglacial climate and environmental change is currently partly understood. This is mainly attributed to the scarcity of well-dated and high-resolution sediment records and to the lacking continuity of already investigated archives.
The aim of this doctoral thesis is to reconstruct Holocene and Late Glacial climate variability on local to (over)regional scales based on varved (annually laminated) sediments from Lake Czechowskie down to annual resolution. This project was carried out within the Virtual Institute for Integrated Climate and Landscape Evolution Analyses (ICLEA) and funded by the Helmholtz Association and the Helmholtz Climate Initiative REKLIM (Regional Climate Change). ICLEA intended to gain a better understanding of climate variability and landscape evolution processes in the Northern Central European lowlands since the last deglaciation. REKLIM Topic 8 “Abrupt climate change derived from proxy data” aims at identifying spatiotemporal patterns of climate variability between e.g. higher and lower latitudes. The main aim of this thesis was (i) to establish a robust chronology based on a multiple dating approach for Lake Czechowskie covering the Late Glacial and Holocene and for the Trzechowskie palaeolake for the Lateglacial, respectively, (ii) to reconstruct past climatic and environmental conditions on centennial to multi-millennial time scales and (iii) to distinguish between local to regional different sediments responses to climate change.
Addressing the first aim, the Lake Czechowskie chronology has been established by a multiple dating approach comprising information from varve counting, tephrochronology, AMS 14C dating of terrestrial plant remains, biostratigraphy and 137Cs activity concentration measurements. Those independent age constraints covering the Lateglacial and the entire Holocene and have been further implemented in a Bayesian age model by using OxCal v.4.2. Thus, even within non-varved sediment intervals, robust chronological information has been used for absolute age determination. The identification of five cryptotephras, of which three are used as unambiguous isochrones, is furthermore a significant improvement of the Czechowskie chronology and currently unique for the Holocene within Poland. The first findings of coexisting early Holocene Hässeldalen and Askja-S cryptotephras within a varved sequence even allowed differential dating between both volcanic ashes and stimulated the discussion of revising the absolute ages of the Askja-S tephra.
The Trzechowskie palaeolake chronology has been established by a multiple dating approach comprising varve counting, tephrochronology, AMS 14C dating of terrestrial plant remains and biostratigraphy, covers the Lateglacial period (Allerød and Younger Dryas) and has been implemented in OxCal v.4.2. Those age constraints allowed regional correlation to other high-resolution climate archives and identifying leads and lags of proxy responses at the onset of the Younger Dryas.
The second aim has been accomplished by detailed micro-facies and geochemical analyses of the Czechowskie sediments for the entire Holocene. Thus, especially micro-facies changes had been linked to enhanced productivity at Lake Czechowskie. Most prominent changes have been recorded at 7.3, 6.5, 4.3 and 2.8 varve kyrs BP and are linked to a stepwise increasing influence of Atlantic air masses. Especially, the mid-Holocene change, which had been widely reported from palaeohydrological records in low latitudes, has been identified and linked to large scale reorganization of atmospheric circulation patterns. Thus, especially long-term changes of climatic and environmental boundary conditions are widely recorded by the Czechowskie sediments. The pronounced response to (multi)millennial scale changes is further corroborated by the lack of clear sediment responses to early Holocene centennial scale climate oscillations (e.g. the Preboreal Oscillation).
However, decadal scale changes at Lake Czechowskie during the most recent period (last 140 years) have been investigated in a lake comparison study. To fulfill the third aim of the doctoral thesis, three lakes in close vicinity to each other have been investigated in order to better distinguish how local, site-specific parameters, may superimpose regional climate driven changes. All lakes haven been unambiguously linked by the Askja AD1875 cryptotephra and independent varve chronologies. As a result, climate warming has only been recorded by sedimentation changes at the smallest and best sheltered lake (Głęboczek), whereas the largest lake (Czechowskie) and the shallowest lake (Jelonek) showed attenuated and less clear sediment responses, respectively. The different responses have been linked to morphological lake characteristics (lake size and depth, catchment area). This study highlights the potential of high-resolution lake comparison for robust proxy based climate reconstructions.
In summary, the doctoral thesis presents a high-resolution sediment record with an underlying age model, which is prerequisite for unprecedented age control down to annual resolution. Sediment proxy based climate reconstructions demonstrate the importance of the Czechowskie sediments for better understanding climate variability in the southern Baltic realm. Case studies showed the clear response on millennial time scale, while decadal scale fluctuations are either less well expressed or superimposed by local, site-specific parameters. The identification of volcanic ash layers is not only used for unambiguous isochrones, those are key tie lines for local to supra regional archive synchronization and establish the Lake Czechowskie as a key climate archive.
Landslides are one of the biggest natural hazards in Georgia, a mountainous country in the Caucasus. So far, no systematic monitoring and analysis of the dynamics of landslides in Georgia has been made. Especially as landslides are triggered by extrinsic processes, the analysis of landslides together with precipitation and earthquakes is challenging. In this thesis I describe the advantages and limits of remote sensing to detect and better understand the nature of landslide in Georgia. The thesis is written in a cumulative form, composing a general introduction, three manuscripts and a summary and outlook chapter. In the present work, I measure the surface displacement due to active landslides with different interferometric synthetic aperture radar (InSAR) methods. The slow landslides (several cm per year) are well detectable with two-pass interferometry. In same time, the extremely slow landslides (several mm per year) could be detected only with time series InSAR techniques. I exemplify the success of InSAR techniques by showing hitherto unknown landslides, located in the central part of Georgia. Both, the landslide extent and displacement rate is quantified. Further, to determine a possible depth and position of potential sliding planes, inverse models were developed. Inverse modeling searches for parameters of source which can create observed displacement distribution. I also empirically estimate the volume of the investigated landslide using displacement distributions as derived from InSAR combined with morphology from an aerial photography. I adapted a volume formula for our case, and also combined available seismicity and precipitation data to analyze potential triggering factors. A governing question was: What causes landslide acceleration as observed in the InSAR data? The investigated area (central Georgia) is seismically highly active. As an additional product of the InSAR data analysis, a deformation area associated with the 7th September Mw=6.0 earthquake was found. Evidences of surface ruptures directly associated with the earthquake could not be found in the field, however, during and after the earthquake new landslides were observed. The thesis highlights that deformation from InSAR may help to map area prone landslides triggering by earthquake, potentially providing a technique that is of relevance for country wide landslide monitoring, especially as new satellite sensors will emerge in the coming years.
Submarine landslides can generate local tsunamis posing a hazard to human lives and coastal facilities. Two major related problems are: (i) quantitative estimation of tsunami hazard and (ii) early detection of the most dangerous landslides. This thesis focuses on both those issues by providing numerical modeling of landslide-induced tsunamis and by suggesting and justifying a new method for fast detection of tsunamigenic landslides by means of tiltmeters. Due to the proximity to the Sunda subduction zone, Indonesian coasts are prone to earthquake, but also landslide tsunamis. The aim of the GITEWS-project (German-Indonesian Tsunami Early Warning System) is to provide fast and reliable tsunami warnings, but also to deepen the knowledge about tsunami hazards. New bathymetric data at the Sunda Arc provide the opportunity to evaluate the hazard potential of landslide tsunamis for the adjacent Indonesian islands. I present nine large mass movements in proximity to Sumatra, Java, Sumbawa and Sumba, whereof the largest event displaced 20 km³ of sediments. Using numerical modeling, I compute the generated tsunami of each event, its propagation and runup at the coast. Moreover, I investigate the age of the largest slope failures by relating them to the Great 1977 Sumba earthquake. Continental slopes off northwest Europe are well known for their history of huge underwater landslides. The current geological situation west of Spitsbergen is comparable to the continental margin off Norway after the last glaciation, when the large tsunamigenic Storegga slide took place. The influence of Arctic warming on the stability of the Svalbard glacial margin is discussed. Based on new geophysical data, I present four possible landslide scenarios and compute the generated tsunamis. Waves of 6 m height would be capable of reaching northwest Europe threatening coastal areas. I present a novel technique to detect large submarine landslides using an array of tiltmeters, as a possible tool in future tsunami early warning systems. The dislocation of a large amount of sediment during a landslide produces a permanent elastic response of the earth. I analyze this response with a mathematical model and calculate the theoretical tilt signal. Applications to the hypothetical Spitsbergen event and the historical Storegga slide show tilt signals exceeding 1000 nrad. The amplitude of landslide tsunamis is controlled by the product of slide volume and maximal velocity (slide tsunamigenic potential). I introduce an inversion routine that provides slide location and tsunamigenic potential, based on tiltmeter measurements. The accuracy of the inversion and of the estimated tsunami height near the coast depends on the noise level of tiltmeter measurements, the distance of tiltmeters from the slide, and the slide tsunamigenic potential. Finally, I estimate the applicability scope of this method by employing it to known landslide events worldwide.
The Himalayan arc stretches >2500 km from east to west at the southern edge of the Tibetan Plateau, representing one of the most important Cenozoic continent-continent collisional orogens. Internal deformation processes and climatic factors, which drive weathering, denudation, and transport, influence the growth and erosion of the orogen. During glacial times wet-based glaciers sculpted the mountain range and left overdeepend and U-shaped valleys, which were backfilled during interglacial times with paraglacial sediments over several cycles. These sediments partially still remain within the valleys because of insufficient evacuation capabilities into the foreland. Climatic processes overlay long-term tectonic processes responsible for uplift and exhumation caused by convergence. Possible processes accommodating convergence within the orogenic wedge along the main Himalayan faults, which divide the range into four major lithologic units, are debated. In this context, the identification of processes shaping the Earth’s surface on short- and on long-term are crucial to understand the growth of the orogen and implications for landscape development in various sectors along the arc. This thesis focuses on both surface and tectonic processes that shape the landscape in the western Indian Himalaya since late Miocene.
In my first study, I dated well-preserved glacially polished bedrock on high-elevated ridges and valley walls in the upper of the Chandra Valley the by means of 10Be terrestrial cosmogenic radionuclides (TCN). I used these ages and mapped glacial features to reconstruct the extent and timing of Pleistocene glaciation at the southern front of the Himalaya. I was able to reconstruct an extensive valley glacier of ~200 km length and >1000 m thickness. Deglaciation of the Chandra Valley glacier started subsequently to insolation increase on the Northern Hemisphere and thus responded to temperature increase. I showed that the timing this deglaciation onset was coeval with retreat of further midlatitude glaciers on the Northern and Southern Hemispheres. These comparisons also showed that the post-LGM deglaciation very rapid, occurred within a few thousand years, and was nearly finished prior to the Bølling/Allerød interstadial.
A second study (co-authorship) investigates how glacial advances and retreats in high mountain environments impact the landscape. By 10Be TCN dating and geomorphic mapping, we obtained maximal length and height of the Siachen Glacier within the Nubra Valley. Today the Shyok and Nubra confluence is backfilled with sedimentary deposits, which are attributed to the valley blocking of the Siachen Glacier 900 m above the present day river level. A glacial dam of the Siachen Glacier blocked the Shyok River and lead to the evolution of a more than 20 km long lake. Fluvial and lacustrine deposits in the valley document alternating draining and filling cycles of the lake dammed by the Siachen Glacier. In this study, we can show that glacial incision was outpacing fluvial incision.
In the third study, which spans the million-year timescale, I focus on exhumation and erosion within the Chandra and Beas valleys. In this study the position and discussed possible reasons of rapidly exhuming rocks, several 100-km away from one of the main Himalayan faults (MFT) using Apatite Fission Track (AFT) thermochronometry. The newly gained AFT ages indicate rapid exhumation and confirm earlier studies in the Chandra Valley. I assume that the rapid exhumation is most likely related to uplift over subsurface structures. I tested this hypothesis by combining further low-temperature thermochronometers from areas east and west of my study area. By comparing two transects, each parallel to the Beas/Chandra Valley transect, I demonstrate similarities in the exhumation pattern to transects across the Sutlej region, and strong dissimilarities in the transect crossing the Dhauladar Range. I conclude that the belt of rapid exhumation terminates at the western end of the Kullu-Rampur window. Therewith, I corroborate earlier studies suggesting changes in exhumation behavior in the western Himalaya. Furthermore, I discussed several causes responsible for the pronounced change in exhumation patterns along strike: 1) the role of inherited pre-collisional features such as the Proterozoic sedimentary cover of the Indian basement, former ridges and geological structures, and 2) the variability of convergence rates along the Himalayan arc due to an increased oblique component towards the syntaxis.
The combination of field observations (geological and geomorphological mapping) and methods to constrain short- and long-term processes (10Be, AFT) help to understand the role of the individual contributors to exhumation and erosion in the western Indian Himalaya. With the results of this thesis, I emphasize the importance of glacial and tectonic processes in shaping the landscape by driving exhumation and erosion in the studied areas.
Lakustrine Sedimente als Archive des spätquartären Umweltwandels in der Amery-Oase, Ostantarktis
(2006)
Im Rahmen einer deutsch-australischen Forschungskooperation erfolgte im Südsommer 2001/2002 eine Expedition in die Amery-Oase (70°50’S, 68°00’E), die im Einzugsgebiet des Lambert-Gletscher/Amery-Schelfeis-Systems, dem größten ostantarktischen Eis-Drainagesystem, liegt. Von deutscher Seite wurden im Zuge der Geländekampagne erstmals lakustrine Sedimentsequenzen gewonnen, um die bislang wenig erforschte spätquartäre Klima- und Umweltgeschichte dieser rund 1800 km<sup>2 großen eisfreien Region zu rekonstruieren. Die drei untersuchten Glazialseen Beaver, Radok und Terrasovoje unterscheiden sich sowohl deutlich in ihrer Größe, Bathymetrie und den hydrologischen Merkmalen sowie in ihren Sedimentabfolgen. Einen Schwerpunkte dieser Doktorarbeit bildet die Rekonstruktion der Sedimentationsprozesse und des Ablagerungsmilieus sowie Untersuchungen zur Herkunft des detritischen Sedimentmaterials in den Seebecken. Der methodische Ansatz verfolgt die Charakterisierung der klastischen Sedimentfazies an Hand lithologisch-granulometrischer Merkmale sowie mineralogisch-geochemischer Analysen der Sedimentherkunft. Ein weiterer Schwerpunkt ist die Rekonstruktion der holozänen biogen gesteuerten Ablagerungsbedingungen im Terrasovoje-See, die Rückschlüsse auf den kurzfristigen postglazialen Klima- und Umweltwandel in der Amery-Oase gestattet. Dabei wurden mikrofazielle Untersuchungsmethoden und hochauflösende Elementscannermessungen angewandt. Die klastische Sedimentherkunft in den drei Seen unterscheidet sich räumlich deutlich voneinander und spiegelt den komplexen geologischen Aufbau der Amery-Oase wider. Als Sedimentquellen konnten präkambrische Metamorphite, permotriassische Sedimentgesteine und tertiäre Lockersedimente identifiziert werden. Die Varibilität der Herkunftssignale ist zeitlich weniger deutlich als räumlich ausgeprägt und deutet auf relativ konstante Liefergebiete in den einzelnen Seen hin. Das glaziolakustrine Ablagerungsmilieu der drei untersuchten Seen zeigt klare räumliche und zeitliche Unterschiede. In allen drei Seen setzen sich die älteren Sedimente aus grobkörnigem, häufig diamiktischem Material zusammen, während die jüngeren Sedimente aus feinkörnigen Laminiten bestehen. Die lithofazielle Zweiteilung in den Sedimentabfolgen deutet auf einen Rückzug der Gletscher und/oder einen Anstieg der Wassertiefen im Übergang von den grobkörnigen zu den feinkörnigen Ablagerungseinheiten hin. Die oberen feinkörnigen Kernabschnitte spiegeln in allen drei Seen die postglaziale lakustrine Sedimentation wider. Im Beaver-See wird die postglaziale Fazies durch laminierte klastische Stillwassersedimente repräsentiert, im Radok-See durch Turbiditsequenzen und im Terrasovoje-See durch Algenlaminite. Abgesehen vom Terrasovoje-See ist die zeitliche Einordnung der Fazieswechsel auf Grund mangelnder Altersinformationen schwer erfassbar. Im Terrasovoje-See setzte die postglaziale Sedimentation um rund 12,4 cal. ka ein. Somit weisen die darunterliegenden glazigenen Klastika mindestens ein spätpleistozänes Alter auf. Die sedimentologischen Eigenschaften, Änderungen der Sedimentationsraten und organogene Zusammensetzung der postglazialen Biogenlaminite des Terrasovoje-Sees deuten auf Variationen der paläolimnologischen Bedingungen hinsichtlich Eisbedeckung, biologischer Produktivität, Wasserstand, Redoxbedingungen und Salinität hin, die mit regionalen holozänen Klimaänderungen in Verbindung gebracht werden können. Weitere Anhaltspunkte ergeben sich aus der Zusammensetzung und den Mächtigkeitsvariationen der Laminae, die generell aus Wechsellagerungen von Cyanobakterienmatten mit feinklastischen Lagen bestehen. Lagenzählungen der Laminae belegen Änderungen des Ablagerungsmilieus auf subdekadischen Zeitskalen, wobei zeitweilige jährliche Signale nicht ausgeschlossen werden können. Unter Berücksichtigung aller faziellen Indikatoren lässt sich aus der Sedimentabfolge des Terrasovoje-Sees ein frühholozänes Klimaoptimum zwischen 9 und 7 cal. ka sowie weitere Wärmephasen zwischen 3,2 und 2,3 cal. ka sowie 1,5 und 1,0 cal. ka ableiten. Im Vergleich mit Eiskernarchiven und anderen Seesedimentabfolgen aus ostantarktischen Oasen zeigt sich, dass das Auftreten postglazialer Warmphasen nicht allenorts einem allgemein gültigen räumlich-zeitlichen Muster folgt. Die Ursachen hierfür liegen vermutlich in den lokalen geographischen Gegebenheiten. Es lässt sich daraus schliessen, dass die bisher vorliegenden Klimarekonstruktionen eher das Lokalklima an einem Untersuchungsstandort als das Großklima der Ostantarktis reflektieren. Daraus ergibt sich die Notwendigkeit weiterer Untersuchungen von antarktischen Klimaarchiven und Untersuchungsstandorten, um örtliche von überregionalen Klimasignalen besser unterscheiden zu können.
In this work, an approach of paleoclimate reconstruction for tropical East Africa is presented. After giving a short summary of modern climate conditions in the tropics and the East African climate peculiarity, the potential of reconstructing climate from paleolake sediments is discussed. As demonstrated, the hydrologic sensitivity of high-elevated closed-basin lakes in the Central Kenya Rift yields valuable guaranties for the establishment of long-term climate records. Temporal fluctuations of the limnological characteristics saved in the lake sediments are used to define variations in the Quaternary climate history. Based on diatom analyses in radiocarbon- and 40Ar/39Ar-dated sediments, a chronology of paleoecologic fluctuations is developed for the Central Kenya Rift -lakes Nakuru, Elmenteita and Naivasha. At least during the penultimate interglacial (around 140 to 60 kyr BP) and during the last interglacial (around 12 to 4 kyr BP), these lakes experienced several transgression-regression cycles on time intervals of about 11,000 years. Additionally, a long-term trend of lake evolution is found suggesting the general succession from deep freshwater lakes towards more saline waters during the last million years. Using ecologic transfer functions and a simple lake-balance model, the observed paleohydrologic fluctuations are linked to potential precipitation-evaporation changes in the lake basins. Though also tectonic influences on the drainage pattern and the effect of varied seepage are investigated, it can be shown that already a small increase in precipitation of about 30±10 % may have affected the hydrologic budget of the intra-rift lakes within the reconstructed range. The findings of this study help to assess the natural climate variability of East Africa. They furthermore reflect the sensitivity of the Central Kenya Rift -lakes to fluctuations of large-scale climate parameters, such as solar radiation and sea-surface temperatures of the Indian Ocean.
The Indian summer monsoon (ISM) is one of the largest climate systems on earth and impacts the livelihood of nearly 40% of the world’s population. Despite dedicated efforts, a comprehensive picture of monsoon variability has proved elusive largely due to the absence of long term high resolution records, spatial inhomogeneity of the monsoon precipitation, and the complex forcing mechanisms (solar insolation, internal teleconnections for e.g., El Niño-Southern Oscillation, tropical-midlatitude interactions). My work aims to improve the understanding of monsoon variability through generation of long term high resolution palaeoclimate data from climatically sensitive regions in the ISM and westerlies domain. To achieve this aim I have (i) identified proxies (sedimentological, geochemical, isotopic, and mineralogical) that are sensitive to environmental changes; (ii) used the identified proxies to generate long term palaeoclimate data from two climatically sensitive regions, one in NW Himalayas (transitional westerlies and ISM domain in the Spiti valley and one in the core monsoon zone (Lonar lake) in central India); (iii) undertaken a regional overview to generate “snapshots” of selected time slices; and (iv) interpreted the spatial precipitation anomalies in terms of those caused by modern teleconnections. This approach must be considered only as the first step towards identifying the past teleconnections as the boundary conditions in the past were significantly different from today and would have impacted the precipitation anomalies. As the Spiti valley is located in the in the active tectonic orogen of Himalayas, it was essential to understand the role of regional tectonics to make valid interpretations of catchment erosion and detrital influx into the lake. My approach of using integrated structural/morphometric and geomorphic signatures provided clear evidence for active tectonics in this area and demonstrated the suitability of these lacustrine sediments as palaleoseismic archives. The investigations on the lacustrine outcrops in Spiti valley also provided information on changes in seasonality of precipitation and occurrence of frequent and intense periods (ca. 6.8-6.1 cal ka BP) of detrital influx indicating extreme hydrological events in the past. Regional comparison for this time slice indicates a possible extended “break-monsoon like” mode for the monsoon that favors enhanced precipitation over the Tibetan plateau, Himalayas and their foothills. My studies on surface sediments from Lonar lake helped to identify environmentally sensitive proxies which could also be used to interpret palaeodata obtained from a ca. 10m long core raised from the lake in 2008. The core encompasses the entire Holocene and is the first well dated (by 14C) archive from the core monsoon zone of central India. My identification of authigenic evaporite gaylussite crystals within the core sediments provided evidence of exceptionally drier conditions during 4.7-3.9 and 2.0-0.5 cal ka BP. Additionally, isotopic investigations on these crystals provided information on eutrophication, stratification, and carbon cycling processes in the lake.
Carbonatite magmatism is a highly efficient transport mechanism from Earth’s mantle to the crust, thus providing insights into the chemistry and dynamics of the Earth’s mantle. One evolving and promising tool for tracing magma interaction are stable iron isotopes, particularly because iron isotope fractionation is controlled by oxidation state and bonding environment. Meanwhile, a large data set on iron isotope fractionation in igneous rocks exists comprising bulk rock compositions and fractionation between mineral groups. Iron isotope data from natural carbonatite rocks are extremely light and of remarkably high variability. This resembles iron isotope data from mantle xenoliths, which are characterized by a variability in δ56Fe spanning three times the range found in basalts, and by the extremely light values of some whole rock samples, reaching δ56Fe as low as -0.69 ‰ in a spinel lherzolite. Cause to this large range of variations may be metasomatic processes, involving metasomatic agents like volatile bearing high-alkaline silicate melts or carbonate melts. The expected effects of metasomatism on iron isotope fractionation vary with parameters like melt/rock-ratio, reaction time, and the nature of metasomatic agents and mineral reactions involved. An alternative or additional way to enrich light isotopes in the mantle could be multiple phases of melt extraction. To interpret the existing data sets more knowledge on iron isotope fractionation factors is needed.
To investigate the behavior of iron isotopes in the carbonatite systems, kinetic and equilibration experiments in natro-carbonatite systems between immiscible silicate and carbonate melts were performed in an internally heated gas pressure vessel at intrinsic redox conditions at temperatures between 900 and 1200 °C and pressures of 0.5 and 0.7 GPa. The iron isotope compositions of coexisting silicate melt and carbonate melt were analyzed by solution MC-ICP-MS. The kinetic experiments employing a Fe-58 spiked starting material show that isotopic equilibrium is obtained after 48 hours. The experimental studies of equilibrium iron isotope fractionation between immiscible silicate and carbonate melts have shown that light isotopes are enriched in the carbonatite melt. The highest Δ56Fesil.m.-carb.melt (mean) of 0.13 ‰ was determined in a system with a strongly peralkaline silicate melt composition (ASI ≥ 0.21, Na/Al ≤ 2.7). In three systems with extremely peralkaline silicate melt compositions (ASI between 0.11 and 0.14) iron isotope fractionation could analytically not be resolved. The lowest Δ56Fesil.m.-carb.melt (mean) of 0.02 ‰ was determined in a system with an extremely peralkaline silicate melt composition (ASI ≤ 0.11 , Na/Al ≥ 6.1). The observed iron isotope fractionation is most likely governed by the redox conditions of the system. Yet, in the systems, where no fractionation occurred, structural changes induced by compositional changes possibly overrule the influence of redox conditions. This interpretation implicates, that the iron isotope system holds the potential to be useful not only for exploring redox conditions in magmatic systems, but also for discovering structural changes in a melt.
In situ iron isotope analyses by femtosecond laser ablation coupled to MC-ICP-MS on magnetite and olivine grains were performed to reveal variations in iron isotope composition on the micro scale. The investigated sample is a melilitite bomb from the Salt Lake Crater group at Honolulu (Oahu, Hawaii), showing strong evidence for interaction with a carbonatite melt. While magnetite grains are rather homogeneous in their iron isotope compositions, olivine grains span a far larger range in iron isotope ratios. The variability of δ56Fe in magnetite is limited from - 0.17 ‰ (± 0.11 ‰, 2SE) to +0.08 ‰ (± 0.09 ‰, 2SE). δ56Fe in olivine range from -0.66‰ (± 0.11 ‰, 2SE) to +0.10 ‰ (± 0.13 ‰, 2SE). Olivine and magnetite grains hold different informations regarding kinetic and equilibrium fractionation due to their different Fe diffusion coefficients. The observations made in the experiments and in the in situ iron isotope analyses suggest that the extremely light iron isotope signatures found in carbonatites are generated by several steps of isotope fractionation during carbonatite genesis. These may involve equilibrium and kinetic fractionation. Since iron isotopic signatures in natural systems are generated by a combination of multiple factors (pressure, temperature, redox conditions, phase composition and structure, time scale), multi tracer approaches are needed to explain signatures found in natural rocks.
Diagenetic studies of carbonate rocks focused for a long time on photozoan carbonate assemblages deposited in tropical climates. The results of these investigations were taken as models for the diagenetic evolution of many fossil carbonates. Only in recent years the importance of heterozoan carbonates, generally formed out of the tropics or in deeper waters, was realized. Diagenetic studies focusing on this kind of rocks are still scarce, but indicate that the diagenetic evolution of these rocks might be a better model for many fossil carbonate settings ("calcite-sea" carbonates) than the photozoan model used before. This study deals with the determination of the diagenetic pathways and environments in such shallow-water heterozoan carbonate assemblages. Special emphasis is put on the identification of early, near-seafloor diagenetic processes and on the evaluation of the amount of constructive diagenesis in form of cementation in this diagenetic environment. As study area the Central Mediterranean, the Maltese Islands and Sicily, was chosen. Here two sections were logged in Olio-Miocene shallow-water carbonates consisting of different kinds of heterozoan assemblages. The study area is very suitable for the investigation of constructive early diagenetic processes, as the rocks were never deeply buried and burial diagenetic pressure solution and cementation as cause of lithification could be ruled out. Nevertheless, the carbonate rocks are well lithified and form steep cliffs, implying cementation/lithification in another, shallower diagenetic environment. To determine the diagenetic pathways and environments, detailed transmitted light and cathodoluminescence petrography was carried out on thin sections. Furthermore the stable isotope (δ<sup>18O and δ<sup>13C) composition of the bulk rock, single biota and single cement phases was determined, as well as the major and trace element composition of the single cement phases. Petrographically three (Sicily) to four (Maltese Islands) cementation phases, two phases of fabric selective and one of non-fabric selective dissolution, one phase of neomorphism and one of chemical compaction could be distinguished. The stable isotope measurements of the single cement phases pointed to cement precipitation from marine, marine-derived and meteoric waters. The trace element analysis indicated precipitation under reducing conditions, (A) in an open system with low rock-water interaction on the Maltese Islands and (B) in a closed system with high rock-water interaction on Sicily. For the closed systems case, aragonite as cement source could be concluded because its chemical composition was preserved in the newly formed cements. By integrating these results, diagenetic pathways and environments for the investigated locations were established, and the cement source(s) in the different environments were determined. The diagenetic evolution started in the marine environment with the precipitation of fibrous/fibrous-bladed and epitaxial cement I. These cements formed as High Mg Calcite (HMC) directly out of marine waters. The paleoenvironmentally shallowest part of the section on the Maltese Islands was also exposed to meteoric diagenetic fluids. This meteoric influence lead to the dissolution of aragonitic and HMC skeletons, which sourced the cementation by Low Mg Calcitic (LMC) epitaxial cement II in this part of the Maltese section. Entering the burial-marine environment the main part of dissolution, cementation and neomorphism started to take place. The elevated CO2 content in this environment, caused by the decay of organic matter, lead to the dissolution of aragonitic skeletons, which sourced the cementation by LMC epitaxial cement II, bladed and blocky cements. The earlier precipitated HMC cement phases were either partly dissolved (epitaxial cement I) or neomorphosed to LMC (fibrous/fibrous-bladed and epitaxial cement I). In the burial environment weak chemical compaction took place without sourcing significant amounts of cementation. In a last phase the rocks entered the meteoric realm by uplift, which caused non-fabric selective dissolution. This study shows that early diagenetic processes, taking place at or just below the sediment-water-interface, are very important for the mineralogical stabilization of heterozoan carbonate strata. The main amount of constructive diagenesis in form of cementation takes place in this environment, sourced by dissolution of aragonitic and, to a lesser degree, of HMC skeletons. The results of this study imply that the primary amount of aragonitic skeletons in heterozoan carbonate sediments must be carefully assessed, as they are the main early diagenetic cement source. In fossil heterozoan carbonate rocks, aragonitic skeletons might be the cement source even when no relict structures like micritic envelops or biomolds are preserved. In general, the diagenetic evolution of heterozoan carbonate rocks is a good model for the diagenesis of "calcite-sea" time carbonate rocks.
This study investigated the warm-temperate to tropical shallow-water Miocene carbonates of the Perfugas basin (Anglona area), northern Sardinia, Italy (Central Mediterranean). The aim of this study was to identify and document the existence and significance of early diagenesis in this carbonate system, especially the diagenetic history, which reflects the diagenetic potential in terms of skeletal mineralogy. The motivation behind the present study was to investigate the role that early cementation has over facies stabilization linked to differences in biotic associations in shallow-water settings. Principal to this was to unravel the amount, kind and distribution of early cements in this type of carbonates, in order to complement previous studies, and hence acquire a more global perspective on non-tropical carbonate settings. The shallow-buried Sedini Limestone Unit was investigated for variations on early diagenetic features, as well as for the type of biotic association, and oxygen and carbon stable isotope stratigraphy. Results showed, that particularly at the Perfugas basin (< 15 km2), which evolves in time from a ramp into a steep-flanked platform, shallow-water facies are characterized by a “transitional” type of biotic association. The biotic assemblages change gradually over time from a heterozoan-rich into a photozoan-rich depositional system. This transition implies a change in the depositional environmental control factors such as temperature. It is considered that sedimentation took place under warm-temperate waters, which shifted to more warmer or tropical waters through time. Moreover, it was noticed that along with these changes, marine early syn-depositional cements (high-Mg calcite), with particular fabrics (e.g. fibrous), gradually contributed to the early lithification of rocks, favoring a steepening of the platform relief. The major controls for the shift of the depositional geometry was triggered by the change of the type of biotic associations (carbonate factory), related with the shift towards warmer conditions, and the development of early marine cementation. The identification of the amount and distribution of different cement phases, porosities and early diagenetic features, within facies and stratigraphy, showed that diagenesis is differential along depth, and within the depositional setting. High-Mg calcite cements (micrite, fibrous and syntaxial inclusion-rich) are early syn-depositional, facies-related (shallow-water), predominant at the platform phase, and marine in origin. Low-Mg calcite cements (bladed, syntaxial inclusionpoor and blocky) are early to late post-depositional, non-facies related (shallow- to deep-water) and shallow-burial marine in origin. However, a particular difference exists when looking at the amount and distribution of low-Mg calcite bladed cements. They become richer in shallow-water facies at the platform phase, suggesting that the enrichment of bladed cementation is linked to the appearance of metastable grains (e.g. aragonite). In both depositional profiles, the development of secondary porosity is the product of fabric-selective dissolution of grains (aragonite, high-Mg calcite) and/or cements (syntaxial inclusion-rich). However, stratigraphy and stable isotopes (oxygen and carbon), indicate that the molds found at shallower facies located beneath, and close to stratigraphic boundaries, have been produced by the infiltration of meteoric-derived water, which caused recrystallization without calcite cementation. Away from these stratigraphic locations, shallow- and deep-water facies show molds, and recrystallization, as well as low-Mg calcite cementation, interpreted as occurring during burial of these sediments by marine waters. The main cement source is suggested to be aragonite. Our results indicate that the Sedini Limestone Unit was transformed in three different diagenetic environments (marine, meteoric and shallow-burial marine); however, the degree of transformation in each diagenetic environment differs in the heterozoan-dominated ramp from the photozoan-dominated platform. It is suggested that the sediments from the ramp follow a diagenetic pathway similar to their heterozoan counterparts (i.e. lack of marine cementation, and loss of primary porosity by compaction), and the sediments from the platform follow a diagenetic pathway similar to their photozoan counterparts (i.e. marine cementation occluding primary porosity). However, in this carbonate setting, cements are Mg-calcite, no meteoric cementation was produced, and secondary porosity at shallow-water facies of the platform phase is mostly open and preserved. Despite the temporal and transitional change in biotic associations, ramp and platform facies (shallow- to deep-water facies) showed an oxygen isotope record overprinted by diagenesis. Oxygen primary marine signatures were not found. It is believed that burial diagenesis (recrystallization and low-Mg calcite cementation) was the main reason. This was unexpected at the ramp, since heterozoan-rich carbonates can hold isotope values close to primary marine signals due to their low-Mg calcite original composition. Ramp and platform facies (shallow- to deep-water facies) showed a carbon isotope record that was less affected by diagenesis. However, only at deep-water facies, did the carbon record show positive values comparable with carbon primary marine signals. The positive carbon values were noticed with major frequency at the platform deep-water facies. Moreover, these values usually showed a covariant trend with the oxygen isotope record; even that the latter did not hold positive values. The main conclusion of this work is that carbonates, deposited under warm-temperate to tropical conditions, have a unique facies, diagenesis and chemostratigraphic expression, which is different from their cool-water heterozoan or warm-water photozoan counterparts, reflecting the “transitional” nature of biotic association.
This thesis presents investigations on sediments from two African lakes which have been recording changes in their surrounding environmental and climate conditions since more than 200,000 years. Focus of this work is the time of the last Glacial and the Holocene (the last ~100,000 years before present [in the following 100 kyr BP]). One important precondition for this kind of research is a good understanding of the present ecosystems in and around the lakes and of the sediment formation under modern climate conditions. Both studies therefore include investigations on the modern environment (including organisms, soils, rocks, lake water and sediments). A 90 m long sediment sequence was investigated from Lake Tswaing (north-eastern South Africa) using geochemical analyses. These investigations document alternating periods of high detrital input and low (especially autochthonous) organic matter content and periods of low detrital input, carbonatic or evaporitic sedimentation and high autochthonous organic matter content. These alternations are interpreted as changes between relatively humid and arid conditions, respectively. Before c. 75 kyr BP, they seem to follow changes in local insolation whereas afterwards they appear to be acyclic and are probably caused by changes in ocean circulation and/or in the mean position of the Inter-Tropical Convergence Zone (ITCZ). Today, these factors have main influence on precipitation in this area where rainfall occurs almost exclusively during austral summer. All modern organisms were analysed for their biomarker and bulk organic and compound-specific stable carbon isotope composition. The same investigations on sediments from the modern lake floor document the mixed input of the investigated individual organisms and reveal additional influences by methanotrophic bacteria. A comparison of modern sediment characteristics with those of sediments covering the time 14 to 2 kyr BP shows changes in the productivity of the lake and the surrounding vegetation which are best explained by changes in hydrology. More humid conditions are indicated for times older than 10 kyr BP and younger than 7.5 kyr BP, whereas arid conditions prevailed in between. These observations agree with the results from sediment composition and indications from other climate archives nearby. The second lake study deals with Lake Challa, a small, deep crater lake on the foot of Mount Kilimanjaro. In this lake form mm-scale laminated sediments which were analyses with micro-XRF scanning for changes in the element composition. By comparing these results with investigations on thin sections, results from ongoing sediment trap studies, meteorological data, and investigations on the surrounding rocks and soils, I develop a model for seasonal variability in the limnology and sedimentation of Lake Challa. The lake appears to be stratified during the warm rain seasons (October – December and March – May) during which detrital material is delivered to the lake and carbonates precipitate. On the lake floor forms a dark lamina with high contents of Fe and Ti and high Ca/Al and low Mn/Fe ratios. Diatoms bloom during the cool and windy season (June – September) when mixing down to c. 60 m depth provides easily bio-available nutrients. Contemporaneously, Fe and Mn-oxides are precipitating which cause high Mn/Fe ratios in the light diatom-rich laminae of the sediments. Trends in the Mn/Fe ratio of the sediments are interpreted to reflect changes in the intensity or duration of seasonal mixing in Lake Challa. This interpretation is supported by parallel changes in the organic matter and biogenic silica content observed in the 22 m long profile recovered from Lake Challa. This covers the time of the last 25 kyr BP. It documents a transition around 16 kyr BP from relatively well-mixed conditions with high detrital input during glacial times to stronger stratified conditions which are probably related to increasing lake levels in Challa and generally more humid conditions in East Africa. Intensified mixing is recorded for the time of the Younger Dryas and the period between 11.4 and 10.7 kyr BP. For these periods, reduced intensity of the SW monsoon and intensified NE monsoon are reported from archives of the Indian-Asian Monsoon region, arguing for the latter as a probable source for wind mixing in Lake Challa. This connection is probably also responsible for contemporaneous events in the Mn/Fe ratios of the Lake Challa sediments and in other records of northern hemisphere monsoon intensity during the Holocene and underlines the close interaction of global low latitude atmospheric circulation.
Injection of nanoscale zero-valent iron (nZVI) is an innovative technology for in situ installation of a permeable reactive barrier in the subsurface. Zerovalent iron (ZVI) is highly reactive with chlorinated hydrocarbons (CHCs) and renders them into less harmful substances. Application of nZVI instead of granular ZVI can increase rates of dechlorination of CHCs by orders of magnitude, due to its higher surface area. This approach is still difficult to apply due to fast agglomeration and sedimentation of colloidal suspensions of nZVI, which leads to very short transport distances. To overcome this issue of limited mobility, polyanionic stabilisers are added to increase surface charge and stability of suspensions. In field experiments maximum transport distances of a few metres were achieved. A new approach, which is investigated in this thesis, is enhanced mobility of nZVI by a more mobile carrier colloid. The investigated composite material consists of activated carbon, which is loaded with nZVI.
In this cumulative thesis, transport characteristics of carbon-colloid supported nZVI (c-nZVI) are investigated. Investigations started with column experiments in 40 cm columns filled with various porous media to investigate on physicochemical influences on transport characteristics. The experimental setup was enlarged to a transport experiment in a 1.2-m-sized two-dimensional aquifer tank experiment, which was filled with granular porous media. Further, a field experiment was performed in a natural aquifer system with a targeted transport distance of 5.3 m. Parallel to these investigations, alternative methods for transport observations were investigated by using noninvasive tomographic methods. Experiments using synchrotron radiation and magnetic resonance (MRI) were performed to investigate in situ transport characteristics in a non-destructive way.
Results from column experiments show potentially high mobility under environmental relevant conditions. Addition of mono-and bivalent salts, e.g. more than 0.5 mM/L CaCl2, might decrease mobility. Changes in pH to values below 6 can inhibit mobility at all. Measurements of colloid size show changes in the mean particle size by a factor of ten. Measurements of zeta potential revealed an increase of –62 mV to –82 mV. Results from the 2D-aquifer test system suggest strong particle deposition in the first centimetres and only weak straining in the further travel path and no gravitational influence on particle transport. Straining at the beginning of the travel path in the porous medium was observed with tomographic investigations of transport. MRI experiments revealed similar results to the previous experiments, and observations using synchrotron radiation suggest straining of colloids at pore throats. The potential for high transport distances, which was suggested from laboratory experiments, was confirmed in the field experiment, where the transport distance of 5.3 m was reached by at least 10% of injected nZVI. Altogether, transport distances of the investigated carbon-colloid supported nZVI are higher than published results of traditional nZVI.
The purpose of this thesis is to develop an automated inversion scheme to derive point and finite source parameters for weak earthquakes, here intended with the unusual meaning of earthquakes with magnitudes at the limit or below the bottom magnitude threshold of standard source inversion routines. The adopted inversion approaches entirely rely on existing inversion software, the methodological work mostly targeting the development and tuning of optimized inversion flows. The resulting inversion scheme is tested for very different datasets, and thus allows the discussion on the source inversion problem at different scales. In the first application, dealing with mining induced seismicity, the source parameters determination is addressed at a local scale, with source-sensor distance of less than 3 km. In this context, weak seismicity corresponds to event below magnitude MW 2.0, which are rarely target of automated source inversion routines. The second application considers a regional dataset, namely the aftershock sequence of the 2010 Maule earthquake (Chile), using broadband stations at regional distances, below 300 km. In this case, the magnitude range of the target aftershocks range down to MW 4.0. This dataset is here considered as a weak seismicity case, since the analysis of such moderate seismicity is generally investigated only by moment tensor inversion routines, with no attempt to resolve source duration or finite source parameters. In this work, automated multi-step inversion schemes are applied to both datasets with the aim of resolving point source parameters, both using double couple (DC) and full moment tensor (MT) models, source duration and finite source parameters. A major result of the analysis of weaker events is the increased size of resulting moment tensor catalogues, which interpretation may become not trivial. For this reason, a novel focal mechanism clustering approach is used to automatically classify focal mechanisms, allowing the investigation of the most relevant and repetitive rupture features. The inversion of the mining induced seismicity dataset reveals the repetitive occurrence of similar rupture processes, where the source geometry is controlled by the shape of the mined panel. Moreover, moment tensor solutions indicate a significant contribution of tensile processes. Also the second application highlights some characteristic geometrical features of the fault planes, which show a general consistency with the orientation of the slab. The additional inversion for source duration allowed to verify the empirical correlation for moment normalized earthquakes in subduction zones among a decreasing rupture duration with increasing source depth, which was so far only observed for larger events.
This thesis contains three experimental studies addressing the interplay between deformation and the mineral reaction between natural calcite and magnesite. The solid-solid mineral reaction between the two carbonates causes the formation of a magnesio-calcite precursor layer and a dolomite reaction rim in every experiment at isostatic annealing and deformation conditions.
CHAPTER 1 briefly introduces general aspects concerning mineral reactions in nature and diffusion pathways for mass transport. Moreover, results of previous laboratory studies on the influence of deformation on mineral reactions are summarized. In addition, the main goals of this study are pointed out.
In CHAPTER 2, the reaction between calcite and magnesite single crystals is examined at isostatic annealing conditions. Time series performed at a fixed temperature revealed a diffusion-controlled dolomite rim growth. Two microstructural domains could be identified characterized by palisade-shaped dolomite grains growing into the magnesite and granular dolomite growing towards calcite. A model was provided for the dolomite rim growth based on the counter-diffusion of CaO and MgO. All reaction products exhibited a characteristic crystallographic relationship with respect to the calcite reactant. Moreover, kinetic parameters of the mineral reaction were determined out of a temperature series at a fixed time. The main goal of the isostatic test series was to gain information about the microstructure evolution, kinetic parameters, chemical composition and texture development of the reaction products. The results were used as a reference to quantify the influence of deformation on the mineral reaction.
CHAPTER 3 deals with the influence of non-isostatic deformation on dolomite and magnesio-calcite layer production between calcite and magnesite single crystals. Deformation was achieved by triaxial compression and by torsion. Triaxial compression up to 38 MPa axial stress at a fixed time showed no significant influence of stress and strain on dolomite formation. Time series conducted at a fixed stress yield no change in growth rates for dolomite and magnesio-calcite at low strains. Slightly larger magnesio-calcite growth rates were observed at strains above >0.1. High strains at similar stresses were caused by the activation of additional glide systems in the calcite single crystal and more mobile dislocations in the magnesio-calcite grains, providing fast diffusion pathways. In torsion experiments a gradual decrease in dolomite and magnesio-calcite layer thickness was observed at a critical shear strain. During deformation, crystallographic orientations of reaction products rearranged with respect to the external framework. A direct effect of the mineral reaction on deformation could not be recognized due to the relatively small reaction product widths.
In CHAPTER 4, the influence of starting material microfabrics and the presence of water on the reaction kinetics was evaluated. In these experimental series polycrystalline material was in contact with single crystals or two polycrystalline materials were used as reactants. Isostatic annealing resulted in different dolomite and magnesio-calcite layer thicknesses, depending on starting material microfabrics. The reaction progress at the magnesite interface was faster with smaller magnesite grain size, because grain boundaries provided fast pathways for diffusion and multiple nucleation sites for dolomite formation. Deformation by triaxial compression and torsion yield lower dolomite rim thicknesses compared to annealed samples for the same time. This was caused by grain coarsening of polycrystalline magnesite during deformation. In contrast, magnesio-calcite layers tended to be larger during deformation, which triggered enhanced diffusion along grain boundaries. The presence of excess water had no significant influence on the reaction kinetics, at least if the reactants were single crystals.
In CHAPTER 5 general conclusions about the interplay between deformation and the mineral reaction in the carbonate system are presented.
Finally, CHAPTER 6 highlights possible future work in the carbonate system based on the results of this study.
Intermontane valley fills
(2016)
Sedimentary valley fills are a widespread characteristic of mountain belts around the world. They transiently store material over time spans ranging from thousands to millions of years and therefore play an important role in modulating the sediment flux from the orogen to the foreland and to oceanic depocenters. In most cases, their formation can be attributed to specific fluvial conditions, which are closely related to climatic and tectonic processes. Hence, valley-fill deposits constitute valuable archives that offer fundamental insight into landscape evolution, and their study may help to assess the impact of future climate change on sediment dynamics.
In this thesis I analyzed intermontane valley-fill deposits to constrain different aspects of the climatic and tectonic history of mountain belts over multiple timescales. First, I developed a method to estimate the thickness distribution of valley fills using artificial neural networks (ANNs). Based on the assumption of geometrical similarity between exposed and buried parts of the landscape, this novel and highly automated technique allows reconstructing fill thickness and bedrock topography on the scale of catchments to entire mountain belts.
Second, I used the new method for estimating the spatial distribution of post-glacial sediments that are stored in the entire European Alps. A comparison with data from exploratory drillings and from geophysical surveys revealed that the model reproduces the measurements with a root mean squared error (RMSE) of 70m and a coefficient of determination (R2) of 0.81. I used the derived sediment thickness estimates in combination with a model of the Last Glacial Maximum (LGM) icecap to infer the lithospheric response to deglaciation, erosion and deposition, and deduce their relative contribution to the present-day rock-uplift rate. For a range of different lithospheric and upper mantle-material properties, the results suggest that the long-wavelength uplift signal can be explained by glacial isostatic adjustment with a small erosional contribution and a substantial but localized tectonic component exceeding 50% in parts of the Eastern Alps and in the Swiss Rhône Valley. Furthermore, this study reveals the particular importance of deconvolving the potential components of rock uplift when interpreting recent movements along active orogens and how this can be used to constrain physical properties of the Earth’s interior.
In a third study, I used the ANN approach to estimate the sediment thickness of alluviated reaches of the Yarlung Tsangpo River, upstream of the rapidly uplifting Namche Barwa massif. This allowed my colleagues and me to reconstruct the ancient river profile of the Yarlung Tsangpo, and to show that in the past, the river had already been deeply incised into the eastern margin of the Tibetan Plateau. Dating of basal sediments from drill cores that reached the paleo-river bed to 2–2.5 Ma are consistent with mineral cooling ages from the Namche Barwa massif, which indicate initiation of rapid uplift at ~4 Ma. Hence, formation of the Tsangpo gorge and aggradation of the voluminous valley fill was most probably a consequence of rapid uplift of the Namche Barwa massif and thus tectonic activity.
The fourth and last study focuses on the interaction of fluvial and glacial processes at the southeastern edge of the Karakoram. Paleo-ice-extent indicators and remnants of a more than 400-m-thick fluvio-lacustrine valley fill point to blockage of the Shyok River, a main tributary of the upper Indus, by the Siachen Glacier, which is the largest glacier in the Karakoram Range. Field observations and 10Be exposure dating attest to a period of recurring lake formation and outburst flooding during the penultimate glaciation prior to ~110 ka. The interaction of Rivers and Glaciers all along the Karakorum is considered a key factor in landscape evolution and presumably promoted headward erosion of the Indus-Shyok drainage system into the western margin of the Tibetan Plateau.
The results of this thesis highlight the strong influence of glaciation and tectonics on valley-fill formation and how this has affected the evolution of different mountain belts. In the Alps valley-fill deposition influenced the magnitude and pattern of rock uplift since ice retreat approximately 17,000 years ago. Conversely, the analyzed valley fills in the Himalaya are much older and reflect environmental conditions that prevailed at ~110 ka and ~2.5 Ma, respectively. Thus, the newly developed method has proven useful for inferring the role of sedimentary valley-fill deposits in landscape evolution on timescales ranging from 1,000 to 10,000,000 years.
The humid tropics are the region with the highest rate of land-cover change worldwide. Especially prevalent is the deforestation of old-growth tropical forests to create space for cattle pastures and soybean fields.
The regional water cycle is influenced by vegetation cover in various ways. Especially evapotranspiration considerably contributes to water vapor content in the lower atmosphere. Besides active transpiration by plants, evaporation from wetted plant surfaces further known as interception loss is an important supply of water vapor. Changes in interception loss due to change in land cover and the related consequences on the regional water cycle in the humid tropics of Latin America are the research focus of my thesis. (1) In an experimental setup I assess differences in interception loss between an old-growth tropical forest and a soybean plantation. (2) In a modeling study, I examine interception losses of these two vegetation types compared to a younger secondary forest with the use of the Gash interception model, including an uncertainty analysis for the estimation of the necessary model parameters. (3) Studying the water balance of a 192-km² catchment I disentangle the influences of changes in land cover and climatic factors on interception loss.
The three different research sites in my thesis represent a currently typical spectrum for land-cover changes in Latin America. In the first example I study the consequences of deforestation of transitional forest, which forms the transition from the Brazilian tree savanna (cerrado) to tropical rain forest, for the establishment of soybean fields in the southern Amazon basin. The second study site is a young secondary forest within the “Agua Salud” project area in Panama as an example of reforestation of former pastures. The third study site is the Cirí Grande river catchment which comprises a mixture of young and old forests as well as pastures, which is typical for the southern sub-catchments of the Panama Canal.
The experimental approach consists of the indirect estimation of interception loss by measuring throughfall and stem flow. For the first experimental study I measured throughfall as well as stem flow manually. Measurements of the leaf area index of the two land covers do not show distinct differences; hence it could not serve as an explanation for the differences in the measured interception loss. The considerably higher interception loss at the soybean field is attributed to a possible underestimation of stemflow but also to the stronger ventilation within the well-structured plant rows causing higher evaporation rates. This situation is valid only for two months of the rainy season, when soybean plants are fully developed. In the annual balance evapotranspiration at the soybean site is clearly less than at the forest site, accelerating the development of fast runoff components and consequently discharge. In the medium term, a reduction of water availability in the study area can be expected.
For the modeling study, throughfall in a young secondary forest is sampled automatically. The resulting temporally high-resolution dataset allows the distinction between different precipitation and interception events. The core of this study is the sensitivity and uncertainty analysis of the Gash interception model parameters and the consequences for its results. Canopy storage capacity plays a key role for the model and parameter uncertainty. With increasing storage capacity uncertainty in parameter delineation also increases. Evaporation rate as the driving component of the interception process incorporates in this context the largest parameter uncertainty. Depending on the selected method for parameter estimation, parameter values may vary tremendously.
In the third study, I analyze the influence of interception loss on the water balance of the Cirí Grande catchment, incorporating the interlinked effects of temperature, precipitation and changes of the land use mosaic using the SWAT (soil water assessment tool) model. Constructing several land-cover scenarios I assess their influence on the catchment’s discharge. The results show that land-cover change exerts only a small influence on annual discharge in the Cirí Grande catchment whereas an increase in temperature markedly influences evapotranspiration. The temperature-induced larger transpiration and interception loss balances the simultaneous increase in annual precipitation, such that the resulting changes in annual discharge are negligible.
The results of the three studies show the considerable effect of land cover on interception. However, the magnitude of this effect can be masked by changes in local conditions, especially by an increase in temperature. Hence, the results cannot be transferred easily between the different study sites. For modeling purposes, this means that measurements of vegetation characteristics as well as interception loss at the respective sites are indispensable.
During the Cenozoic, global cooling and uplift of the Tian Shan, Pamir, and Tibetan plateau modified atmospheric circulation and reduced moisture supply to Central Asia. These changes led to aridification in the region during the Neogene. Afterwards, Quaternary glaciations led to modification of the landscape and runoff.
In the Issyk-Kul basin of the Kyrgyz Tian Shan, the sedimentary sequences reflect the development of the adjacent ranges and local climatic conditions. In this work, I reconstruct the late Miocene – early Pleistocene depositional environment, climate, and lake development in the Issyk-Kul basin using facies analyses and stable δ18O and δ13C isotopic records from sedimentary sections dated by magnetostratigraphy and 26Al/10Be isochron burial dating. Also, I present 10Be-derived millennial-scale modern and paleo-denudation rates from across the Kyrgyz Tian Shan and long-term exhumation rates calculated from published thermochronology data. This allows me to examine spatial and temporal changes in surface processes in the Kyrgyz Tian Shan.
In the Issyk-Kul basin, the style of fluvial deposition changed at ca. 7 Ma, and aridification in the basin commenced concurrently, as shown by magnetostratigraphy and the δ18O and δ13C data. Lake formation commenced on the southern side of the basin at ca. 5 Ma, followed by a ca. 2 Ma local depositional hiatus. 26Al/10Be isochron burial dating and paleocurrent analysis show that the Kungey range to the north of the basin grew eastward, leading to a change from fluvial-alluvial deposits to proximal alluvial fan conglomerates at 5-4 Ma in the easternmost part of the basin. This transition occurred at 2.6-2.8 Ma on the southern side of the basin, synchronously with the intensification of the Northern Hemisphere glaciation. The paleo-denudation rates from 2.7-2.0 Ma are as low as long-term exhumation rates, and only the millennial-scale denudation rates record an acceleration of denudation.
This work concludes that the growth of the ranges to the north of the basin led to creation of the topographic barrier at ca. 7 Ma and a subsequent aridification in the Issyk-Kul basin. Increased subsidence and local tectonically-induced river system reorganization on the southern side of the basin enabled lake formation at ca. 5 Ma, while growth of the Kungey range blocked westward-draining rivers and led to sediment starvation and lake expansion. Denudational response of the Kyrgyz Tian Shan landscape is delayed due to aridity and only substantial cooling during the late Quaternary glacial cycles led to notable acceleration of denudation. Currently, increased glacier reduction and runoff controls a more rapid denudation of the northern slope of the Terskey range compared to other ranges of the Kyrgyz Tian Shan.
The origin and evolution of granites has been widely studied because granitoid rocks constitute a major portion of the Earth ́s crust. The formation of granitic magma is, besides temperature mainly triggered by the water content of these rocks. The presence of water in magmas plays an important role due to the ability of aqueous fluids to change the chemical composition of the magma. The exsolution of aqueous fluids from melts is closely linked to a fractionation of elements between the two phases. Then, aqueous fluids migrate to shallower parts of the Earth ́s crust because of it ́s lower density compared to that of melts and adjacent rocks. This process separates fluids and melts, and furthermore, during the ascent, aqueous fluids can react with the adjacent rocks and alter their chemical signature. This is particularly impor- tant during the formation of magmatic-hydrothermal ore deposits or in the late stages of the evolution of magmatic complexes. For a deeper insight to these processes, it is essential to improve our knowledge on element behavior in such systems. In particular, trace elements are used for these studies and petrogenetic interpretations because, unlike major elements, they are not essential for the stability of the phases involved and often reflect magmatic processes with less ambiguity. However, for the majority of important trace elements, the dependence of the geochemical behavior on temperature, pressure, and in particular on the composition of the system are only incompletely or not at all experimentally studied. Former studies often fo- cus on the determination of fluid−melt partition coefficients (Df/m=cfluid/cmelt) of economically interesting elements, e.g., Mo, Sn, Cu, and there are some partitioning data available for ele- ments that are also commonly used for petrological interpretations. At present, no systematic experimental data on trace element behavior in fluid−melt systems as function of pressure, temperature, and chemical composition are available. Additionally, almost all existing data are based on the analysis of quenched phases. This results in substantial uncertainties, particularly for the quenched aqueous fluid because trace element concentrations may change upon cooling. The objective of this PhD thesis consisted in the study of fluid−melt partition coefficients between aqueous solutions and granitic melts for different trace elements (Rb, Sr, Ba, La, Y, and Yb) as a function of temperature, pressure, salinity of the fluid, composition of the melt, and experimental and analytical approach. The latter included the refinement of an existing method to measure trace element concentrations in fluids equilibrated with silicate melts di- rectly at elevated pressures and temperatures using a hydrothermal diamond-anvil cell and synchrotron radiation X-ray fluorescence microanalysis. The application of this in-situ method enables to avoid the main source of error in data from quench experiments, i.e., trace element concentration in the fluid. A comparison of the in-situ results to data of conventional quench experiments allows a critical evaluation of quench data from this study and literature data. In detail, starting materials consisted of a suite of trace element doped haplogranitic glasses with ASI varying between 0.8 and 1.4 and H2O or a chloridic solution with m NaCl/KCl=1 and different salinities (1.16 to 3.56 m (NaCl+KCl)). Experiments were performed at 750 to 950◦C and 0.2 or 0.5 GPa using conventional quench devices (externally and internally heated pressure vessels) with different quench rates, and at 750◦C and 0.2 to 1.4 GPa with in-situ analysis of the trace element concentration in the fluids. The fluid−melt partitioning data of all studied trace elements show 1. a preference for the melt (Df/m < 1) at all studied conditions, 2. one to two orders of magnitude higher Df/m using chloridic solutions compared to experiments with H2O, 3. a clear dependence on the melt composition for fluid−melt partitioning of Sr, Ba, La, Y, and Yb in experiments using chloridic solutions, 4. quench rate−related differences of fluid−melt partition coefficients of Rb and Sr, and 5. distinctly higher fluid−melt partitioning data obtained from in-situ experiments than from comparable quench runs, particularly in the case of H2O as starting solution. The data point to a preference of all studied trace elements for the melt even at fairly high salinities, which contrasts with other experimental studies, but is supported by data from studies of natural co-genetically trapped fluid and melt inclusions. The in-situ measurements of trace element concentrations in the fluid verify that aqueous fluids will change their composition upon cooling, which is in particular important for Cl free systems. The distinct differences of the in-situ results to quench data of this study as well as to data from the literature signify the im- portance of a careful fluid sampling and analysis. Therefore, the direct measurement of trace element contents in fluids equilibrated with silicate melts at elevated PT conditions represents an important development to obtain more reliable fluid−melt partition coefficients. For further improvement, both the aqueous fluid and the silicate melt need to be analyzed in-situ because partitioning data that are based on the direct measurement of the trace element content in the fluid and analysis of a quenched melt are still not completely free of quench effects. At present, all available data on element complexation in aqueous fluids in equilibrium with silicate melts at high PT are indirectly derived from partitioning data, which involves in these experiments assumptions on the species present in the fluid. However, the activities of chemical components in these partitioning experiments are not well constrained, which is required for the definition of exchange equilibria between melt and fluid species. For example, the melt-dependent variation of partition coefficient observed for Sr imply that this element can not only be complexed by Cl− as suggested previously. The data indicate a more complicated complexation of Sr in the aqueous fluid. To verify this hypothesis, the in-situ setup was also used to determine strontium complexation in fluids equilibrated with silicate melts at desired PT conditions by the application of X-ray absorption near edge structure (XANES) spectroscopy. First results show a strong effect of both fluid and melt composition on the resulting XANES spectra, which indicates different complexation environments for Sr.
Precision horticulture encompasses site- or tree-specific management in fruit plantations. Of decisive importance is spatially resolved data (this means data from each tree) from the production site, since it may enable customized and, therefore, resource-efficient production measures.
The present thesis involves an examination of the apparent electrical conductivity of the soil (ECa), the plant water status spatially measured by means of the crop water stress index (CWSI), and the fruit quality (e.g. fruit size) for Prunus domestica L. (plums) and Citrus x aurantium, Syn. Citrus paradisi (grapefruit). The goals of the present work were i) characterization of the 3D distribution of the apparent electrical conductivity of the soil and variability of the plant’s water status; ii) investigation of the interaction between ECa, CWSI, and fruit quality; and iii) an approach for delineating management zones with respect to managing trees individually.
To that end, the main investigations took place in the plum orchard. This plantation got a slope of 3° grade on Pleistocene and post-Pleistocene substrates in a semi-humid climate (Potsdam, Germany) and encloses an area of 0.37 ha with 156 trees of the cultivar ˈTophit Plusˈ on a Wavit rootstock. The plantation was laid in 2009 with annual and biannual trees spaced 4 m distance along the irrigation system and 5 m between the rows. The trees were watered three times a week with a drip irrigation system positioned 50 cm above ground level providing 1.6 l per tree per event. With the help of geoelectric measurements, the apparent electrical conductivity of the upper soil (0.25 m) was measured for each tree with an electrode spacing of 0.5 m (4-point light hp). In this manner, the plantation was spatially charted with respect to the soil’s ECa. Additionally, tomography measurements were performed for 3D mapping of the soil ECa and spot checks of drilled cores with a profile of up to 1 m. The vegetative, generative, and fruit quality data were collected for each tree. The instantaneous plant water status was comprehensively determined in spot checks with the established Scholander method for water potential analysis (Scholander pressure bomb) as well as thermal imaging. An infrared camera was used for the thermal imaging (ThermaCam SC 500), mounted on a tractor 3.3 m above ground level. The thermal images (320 x 240 px) of the canopy surface were taken with an aperture of 45° and a geometric resolution of 8.54 x 6.41 mm. With the aid of the canopy temperature readings from the thermal images, cross-checked with manual temperature measurements of a dry and a wet reference leaf, the crop water stress index (CWSI) was calculated. Adjustments in CWSI for measurements in a semi-humid climate were developed, whereas the collection of reference temperatures was automatically collected from thermal images.
The bonitur data were transformed with the help of a variance stabilization process into a normal distribution. The statistical analyses as well as the automatic evaluation routine were performed with several scripts in MATLAB® (R2010b and R2016a) and a free program (spatialtoolbox). The hot spot analysis served to check whether an observed pattern is statistically significant. The method was evaluated with an established k-mean analysis. To test the hot-spot analysis by comparison, data from a grapefruit plantation (Adana, Turkey) was collected, including soil ECa, trunk circumference, and yield data. The plantation had 179 trees on a soil of type Xerofkuvent with clay and clay-loamy texture. The examination of the interaction between the critical values from the soil and plant water status information and the vegetative and generative plant growth variables was performed with the application from ANOVA.
The study indicates that the variability of the soil and plant information in fruit production is high, even considering small orchards. It was further indicated that the spatial patterns found in the soil ECa stayed constant through the years (r = 0.88 in 2011-2012 and r = 0.71 in 2012-2013). It was also demonstrated that CWSI determination may also be possible in semi-humid climate. A correlation (r = - 0.65, p < 0.0001) with the established method of leaf water potential analysis was found. The interaction between the ECa from various depths and the plant variables produced a highly significant connection with the topsoil in which the irrigation system was to be found. A correlation between yield and ECatopsoil of r = 0.52 was determined. By using the hot-spot analysis, extreme values in the spatial data could be determined. These extremes served to divide the zones (cold-spot, random, hot-spot). The random zone showed the highest correlation to the plant variables.
In summary it may be said that the cumulative water use efficiency (WUEc) was enhanced with high crop load. While the CWSI had no effect on fruit quality, the interaction of CWSI and WUEc even outweighed the impact of soil ECa on fruit quality in the production system with irrigation. In the plum orchard, irrigation was relevant for obtaining high quality produce even in the semi-humid climate.
In a changing world facing several direct or indirect anthropogenic challenges the freshwater resources are endangered in quantity and quality. An excessive supply of nutrients, for example, can cause disproportional phytoplankton development and oxygen deficits in large rivers, leading to failure of the aims requested by the Water Framework Directive (WFD). Such problems can be observed in many European river catchments including the Elbe basin, and effective measures for improving water quality status are highly appreciated.
In water resources management and protection, modelling tools can help to understand the dominant nutrient processes and to identify the main sources of nutrient pollution in a watershed. They can be effective instruments for impact assessments investigating the effects of changing climate or socio-economic conditions on the status of surface water bodies, and for testing the usefulness of possible protection measures. Due to the high number of interrelated processes, ecohydrological model approaches containing water quality components are more complex than the pure hydrological ones, and their setup and calibration require more efforts. Such models, including the Soil and Water Integrated Model (SWIM), still need some further development and improvement.
Therefore, this cumulative dissertation focuses on two main objectives: 1) the approach-related objectives aiming in the SWIM model improvement and further development regarding nutrient (nitrogen and phosphorus) process description, and 2) the application-related objectives in meso- to large-scale Elbe river basins to support adaptive river basin management in view of possible future changes. The dissertation is based on five scientific papers published in international journals and dealing with these research questions.
Several adaptations were implemented in the model code to improve the representation of nutrient processes including a simple wetland approach, an extended by ammonium nitrogen cycle in the soils, as well as a detailed in-stream module, simulating algal growth, nutrient transformation processes and oxygen conditions in the river reaches, mainly driven by water temperature and light. Although this new approaches created a highly complex ecohydrological model with a large number of additional calibration parameters and rising uncertainty, the calibration and validation of the SWIM model enhanced by the new approaches in selected subcatchment and the entire Elbe river basin delivered satisfactory to good model results in terms of criteria of fit. Thus, the calibrated and validated model provided a sound base for the assessment of possible future changes and impacts in climate, land use and management in the Elbe river (sub)basin(s).
The new enhanced modelling approach improved the applicability of the SWIM model for the WFD related research questions, where the ability to consider biological water quality components (such as phytoplankton) is important. It additionally enhanced its ability to simulate the behaviour of nutrients coming mainly from point sources (e.g. phosphate phosphorus). Scenario results can be used by decision makers and stakeholders to find and understand future challenges and possible adaptation measures in the Elbe river basin.
A comprehensive study on seismic hazard and earthquake triggering is crucial for effective mitigation of earthquake risks. The destructive nature of earthquakes motivates researchers to work on forecasting despite the apparent randomness of the earthquake occurrences. Understanding their underlying mechanisms and patterns is vital, given their potential for widespread devastation and loss of life. This thesis combines methodologies, including Coulomb stress calculations and aftershock analysis, to shed light on earthquake complexities, ultimately enhancing seismic hazard assessment.
The Coulomb failure stress (CFS) criterion is widely used to predict the spatial distributions of aftershocks following large earthquakes. However, uncertainties associated with CFS calculations arise from non-unique slip inversions and unknown fault networks, particularly due to the choice of the assumed aftershocks (receiver) mechanisms. Recent studies have proposed alternative stress quantities and deep neural network approaches as superior to CFS with predefined receiver mechanisms. To challenge these propositions, I utilized 289 slip inversions from the SRCMOD database to calculate more realistic CFS values for a layered-half space and variable receiver mechanisms. The analysis also investigates the impact of magnitude cutoff, grid size variation, and aftershock duration on the ranking of stress metrics using receiver operating characteristic (ROC) analysis. Results reveal the performance of stress metrics significantly improves after accounting for receiver variability and for larger aftershocks and shorter time periods, without altering the relative ranking of the different stress metrics.
To corroborate Coulomb stress calculations with the findings of earthquake source studies in more detail, I studied the source properties of the 2005 Kashmir earthquake and its aftershocks, aiming to unravel the seismotectonics of the NW Himalayan syntaxis. I simultaneously relocated the mainshock and its largest aftershocks using phase data, followed by a comprehensive analysis of Coulomb stress changes on the aftershock planes. By computing the Coulomb failure stress changes on the aftershock faults, I found that all large aftershocks lie in regions of positive stress change, indicating triggering by either co-seismic or post-seismic slip on the mainshock fault.
Finally, I investigated the relationship between mainshock-induced stress changes and associated seismicity parameters, in particular those of the frequency-magnitude (Gutenberg-Richter) distribution and the temporal aftershock decay (Omori-Utsu law). For that purpose, I used my global data set of 127 mainshock-aftershock sequences with the calculated Coulomb Stress (ΔCFS) and the alternative receiver-independent stress metrics in the vicinity of the mainshocks and analyzed the aftershocks properties depend on the stress values. Surprisingly, the results show a clear positive correlation between the Gutenberg-Richter b-value and induced stress, contrary to expectations from laboratory experiments. This observation highlights the significance of structural heterogeneity and strength variations in seismicity patterns. Furthermore, the study demonstrates that aftershock productivity increases nonlinearly with stress, while the Omori-Utsu parameters c and p systematically decrease with increasing stress changes. These partly unexpected findings have significant implications for future estimations of aftershock hazard.
The findings in this thesis provides valuable insights into earthquake triggering mechanisms by examining the relationship between stress changes and aftershock occurrence. The results contribute to improved understanding of earthquake behavior and can aid in the development of more accurate probabilistic-seismic hazard forecasts and risk reduction strategies.
The current thesis contains the results from two experimental and one modelling study focused on the topic of ductile strain localization in the presence of material heterogeneities. Localization of strain in the high temperature regime is a well known feature of rock deformation occurring in nature at different scales and in a variety of lithologies. Large scale shear zones at the roots of major crustal fault zones are considered responsible for the activity of plate tectonics on our planet. A large number of mechanisms are suggested to be associated with strain softening and nucleation of localization. Among these, the presence of material heterogeneities within homogeneous host rocks is frequently observed in field examples to trigger shear zone development. Despite a number of studies conducted on the topic, the mechanisms controlling initiation and evolution of localization are not fully understood yet. We investigated, experimentally and by means of numerical modelling, phenomenological and microphysical aspects of high temperature strain localization in a homogeneous body containing single and paired inclusions of weaker material. A monomineralic carbonate system composed of Carrara marble (homogeneous, strong matrix) and Solnhofen limestone (weak planar inclusions) is selected for our studies based on its versatility as an experimental material and on the frequent occurrence of carbonate rocks at the core of natural shear zones.
To explore the influence of different loading conditions on heterogeneity-induced high temperature shear zones we conducted torsion experiments under constant twist (deformation) rate and constant torque (stress) conditions in a Paterson-type deformation apparatus on hollow cylinders of marble containing single planar inclusions of limestone. At the imposed experimental conditions (900 ◦C temperature and 400 MPa confining pressure) both materials deform plastically and the marble is ≈ 9 times stronger than the limestone. The viscosity contrast between the two materials induces a perturbation of the stress field within the marble matrix at the tip of the planar inclusion. Early on along the deformation path (at bulk shear strains ≈ 0.3), heterogeneous distribution of strain can be observed under both loading conditions and a small area of incipient strain localization is formed at the tip of the weak limestone inclusion. Strongly deformed grains, incipient dynamic recrystallization and a weak crystallographic preferred orientation characterize the marble within an area a few mm in front of the inclusion. As the bulk strain is increased (up to γ ≈ 1), the area of microstructural modification is expanded along the inclusion plane, the texture strengthens and grain size refinement by dynamic recrystallization becomes pervasive. Locally, evidences for coexisting brittle deformation are also observed regardless of the imposed loading conditions. A shear zone is effectively formed within the deforming Carrara marble, its geometry controlled by the plane containing the thin plate of limestone. Thorough microstructural and textural analysis, however, do not reveal substantial differences in the mechanisms or magnitude of strain localization at the different loading conditions. We conclude that, in the presence of material heterogeneities capable of inducing strain softening, the imposed loading conditions do not affect ductile localization in its nucleating and transient stages.
As the ultimate goal of experimental rock deformation is the extrapolation of results to geologically relevant time and space scales, we developed 2D numerical models reproducing (and benchmarked to) our experimental results. Our cm-scaled models have been implemented with a first-order strain-dependent softening law to reproduce the effect of rheological weakening in the deforming material. We successfully reproduced the local stress concentration at the inclusion tips and the strain localization initiated in the marble matrix. The heterogeneous distribution of strain and its evolution with imposed bulk deformation (i.e. the shape and extent of the nucleating shear zone) are observed to depend on the degree of softening imposed to the deforming matrix. When a second (artificial) softening step is introduced at elevated bulk strains in the model, the formation of a secondary high strain layer is observed at the core of the initial shear zone, analogous to the development of ultramylonite bands in high strain natural shear zones. Our results do not only reproduce the nucleation and transient evolution of a heterogeneity-induced high temperature shear zone with high accuracy, but also confirm the importance of introducing reliable softening laws capable of mimicking strain weakening to numerical models of crustal scale ductile processes.
Material heterogeneities inducing strain localization in the field are often consisting of brittle precursors (joints and fractures). More generally, the interaction of brittle and ductile deformation mechanisms and its effect on the localization of strain have been a key topic in the structural geology community for a long time. The positive feedback between (micro)fracturing and ductile strain localization is a well recognized effect in a number of field examples. We experimentally investigated the influence of brittle deformation on the initiation and evolution of high temperature shear zones in a strong matrix containing pairs of weak material heterogeneities. Our Carrara marble-Solnhofen limestone inclusions system was tested in triaxial compression under constant strain rate and high temperature (900 ◦C) conditions in a Paterson deformation apparatus. The inclusion pairs were arranged in non-overlapping step-over geometries of either compressional or extensional nature. Experimental runs were conducted at different confining pressures (30, 50, 100 and 300 MPa) to induce various amounts of brittle deformation within the marble matrix. At low confinement (30 and 50 MPa) abundant brittle deformation is observed in all configurations, but the spatial distribution of cracks is dependent on the kinematics of the step-over region: concentrated along the shearing plane between the inclusions in the extensional samples, or broadly distributed around the inclusions but outside the step-over region in the compressional configuration. Accordingly, brittle-assisted ductile processes tend to localize deformation along the inclusions plane in the extensional geometry or to distribute widely across large areas of the matrix in the compressional step-over. At pressures of 100 and 300 MPa fracturing is mostly suppressed in both configurations and strain is accommodated almost entirely by viscous creep. In extensional samples this leads to progressive de-localization with increasing confinement. Our results show that, while ductile localization of strain is indeed more efficient where assisted by brittle processes, these latter are only effective if themselves heterogeneously distributed, ultimately a function of the local stress perturbations.
Da geologische Störungen können als Grundwasserleiter, -Barrieren oder als gemischte leitende /stauende Fluidsysteme wirken. Aufgrund dessen können Störungen maßgeblich den Grundwasserfluss im Untergrund beeinflussen, welcher deutliche Veränderungen des tiefen thermischen Feldes bewirken kann. Grundwasserdynamik und Temperaturveränderungen sind wiederum entscheidende Faktoren für die Exploration geothermischer Energie. Diese Studie untersuchte den Einfluss von Störungen auf das Fluidsystem und das thermische Feld im Untergrund. Sie erforschte die physikalischen Prozesse, welche das Fluidverhalten und die Temperaturverteilung in Störungen und in den umgebenden Gesteinen. Dazu wurden 3D Finite Elemente Simulationen des gekoppelten Fluid und Wärmetransports für synthetische sowie reale Modelszenarien auf unterschiedlichen Skalen durchgeführt. Um den Einfluss einer schräg einfallenden Störung systematisch durch die schrittweise Veränderung der hydraulischen Öffnungsweite und der Permeabilität, zu untersuchen, wurde ein klein-skaliges synthetisches Modell entwickelt. Ein inverser linearer Zusammenhang wurde festgestellt, welcher zeigt, dass sich die Fluidgeschwindigkeit in der Störung jeweils um ~1e-01 m/s verringert, wenn die Öffnungsweite der Störung um jeweils eine Magnitude vergrößert wird. Ein hoher Permeabilitätskontrast zwischen Störung und umgebender Matrix begünstigt die Fluidadvektion hin zur Störung und führt zu ausgeprägten Druck- und Temperaturveränderungen innerhalb und um die Störung herum. Bei geringem Permeabilitätskontrast zwischen Störung und umgebendem Gestein findet hingegen kein Fluidfluss in der Störung statt, wobei das hydrostatische Druck- sowie das Temperaturfeld unverändert bleiben. Auf Grundlage der synthetischen Modellierungsergebnisse wurde der Einfluss von Störungen auf einer größeren Skala anhand eines komplexeren (realen) geologischen Systems analysiert. Dabei handelt es sich um ein 3D Modell des Geothermiestandortes Groß Schönebeck, der ca. 40 km nördlich von Berlin liegt. Die Integration von einer permeablen und drei impermeablen Hauptstörungen, zeigte unterschiedlich starke Einflüsse auf Fluidzirkulation, Temperatur – und Druckfeld. Die modellierte konvektive Zirkulation in der permeablen Störung verändert das thermische Feld stark (bis zu 15 K). In den gering durchlässigen Störungen wird die Wärme ausschließlich durch Diffusion geleitet. Der konduktive Wärmetransport beeinflusst das thermische Feld nicht, bewirkt jedoch lokale Veränderungen des hydrostatischen Druckfeldes. Um den Einfluss großer Störungszonen mit kilometerweitem vertikalen Versatz auf das geothermische Feld der Beckenskala zu untersuchen, wurden gekoppelte Fluid- und Wärmetransportsimulationen für ein 3D Strukturmodell des Gebietes Brandenburg durchgeführt (Noack et al. 2010; 2013). Bezüglich der Störungspermeabilität wurden verschiedene geologische Szenarien modelliert, von denen zwei Endgliedermodelle ausgewertet wurden. Die Ergebnisse zeigten, dass die undurchlässigen Störungen den Fluidfluss nur lokal beeinflussen. Da sie als hydraulische Barrieren wirken, wird der Fluidfluss mir sehr geringen Geschwindigkeiten entlang der Störungen innerhalb eines Bereichs von ~ 1 km auf jeder Seite umgelenkt. Die modellierten lokalen Veränderungen des Grundwasserzirkulationssystems haben keinen beobachtbaren Effekt auf das Temperaturfeld. Hingegen erzeugen permeable Störungszonen eine ausgeprägte thermische Signatur innerhalb eines Einflussbereichs von ~ 2.4-8.8 km in -1000 m Tiefe und ~6-12 km in -3000 m Tiefe. Diese thermische Signatur, in der sich kältere und wärmere Temperaturbereiche abwechseln, wird durch auf- und abwärts gerichteten Fluidfluss innerhalb der Störung verursacht, der grundsätzlich durch existierende Gradienten in der hydraulischen Druckhöhe angetrieben wird. Alle Studien haben gezeigt, dass Störungen einen beachtlichen Einfluss auf den Fluid-, und Wärmefluss haben. Es stellte sich heraus, dass die Permeabilität in der Störung und in den umgebenden geologischen Schichten so wie der spezifische geologische Rahmen entscheidende Faktoren in der Ausbildung verschiedener Wärmetransportmechanismen sind, die sich in Störungen entwickeln können. Die von permeablen Störungen verursachten Temperaturveränderungen können lokal, jedoch groß sein, genauso wie die durch hydraulisch leitende und nichtleitende Störungen hervorgerufenen Veränderungen des Fluidystems. Letztlich haben die Simulationen für die unterschiedlich skalierten Modelle gezeigt, dass die Ergebnisse sich nicht aufeinander übertragen lassen und dass es notwendig ist, jeden geologischen Rahmen hinsichtlich Konfiguration und Größenskala gesondert zu betrachten. Abschließend hat diese Studie demonstriert, dass die Betrachtung von Störungen in 3D Finiten Elementen Modellen für die Simulation von gekoppeltem Fluid- und Wärmetransport auf unterschiedlichen Skalen möglich ist. Da diese Art von numerischen Simulationen sowohl die geologische Struktur des Untergrunds sowie die im Erdinnern ablaufenden physikalischen Prozesse integriert, können sie einen wertvollen Beitrag leisten, indem sie Feld- und Laborgestützte Untersuchungen vervollständigen.
Several mechanisms are proposed to be part of the earthquake triggering process, including static stress interactions and dynamic stress transfer. Significant differences of these mechanisms are particularly expected in the spatial distribution of aftershocks. However, testing the different hypotheses is challenging because it requires the consideration of the large uncertainties involved in stress calculations as well as the appropriate consideration of secondary aftershock triggering which is related to stress changes induced by smaller pre- and aftershocks. In order to evaluate the forecast capability of different mechanisms, I take the effect of smaller--magnitude earthquakes into account by using the epidemic type aftershock sequence (ETAS) model where the spatial probability distribution of direct aftershocks, if available, is correlated to alternative source information and mechanisms. Surface shaking, rupture geometry, and slip distributions are tested. As an approximation of the shaking level, ShakeMaps are used which are available in near real-time after a mainshock and thus could be used for first-order forecasts of the spatial aftershock distribution. Alternatively, the use of empirical decay laws related to minimum fault distance is tested and Coulomb stress change calculations based on published and random slip models. For comparison, the likelihood values of the different model combinations are analyzed in the case of several well-known aftershock sequences (1992 Landers, 1999 Hector Mine, 2004 Parkfield). The tests show that the fault geometry is the most valuable information for improving aftershock forecasts. Furthermore, they reveal that static stress maps can additionally improve the forecasts of off--fault aftershock locations, while the integration of ground shaking data could not upgrade the results significantly. In the second part of this work, I focused on a procedure to test the information content of inverted slip models. This allows to quantify the information gain if this kind of data is included in aftershock forecasts. For this purpose, the ETAS model based on static stress changes, which is introduced in part one, is applied. The forecast ability of the models is systematically tested for several earthquake sequences and compared to models using random slip distributions. The influence of subfault resolution and segment strike and dip is tested. Some of the tested slip models perform very good, in that cases almost no random slip models are found to perform better. Contrastingly, for some of the published slip models, almost all random slip models perform better than the published slip model. Choosing a different subfault resolution hardly influences the result, as long the general slip pattern is still reproducible. Whereas different strike and dip values strongly influence the results depending on the standard deviation chosen, which is applied in the process of randomly selecting the strike and dip values.
The trace gases CO2 and CH4 pertain to the most relevant greenhouse gases and are important exchange fluxes of the global carbon (C) cycle. Their atmospheric quantity increased significantly as a result of the intensification of anthropogenic activities, such as especially land-use and land-use change, since the mid of the 18th century. To mitigate global climate change and ensure food security, land-use systems need to be developed, which favor reduced trace gas emissions and a sustainable soil carbon management. This requires the accurate and precise quantification of the influence of land-use and land-use change on CO2 and CH4 emissions. A common method to determine the trace gas dynamics and C sink or source function of a particular ecosystem is the closed chamber method. This method is often used assuming that accuracy and precision are high enough to determine differences in C gas emissions for e.g., treatment comparisons or different ecosystem components.
However, the broad range of different chamber designs, related operational procedures and data-processing strategies which are described in the scientific literature contribute to the overall uncertainty of closed chamber-based emission estimates. Hence, the outcomes of meta-analyses are limited, since these methodical differences hamper the comparability between studies. Thus, a standardization of closed chamber data acquisition and processing is much-needed.
Within this thesis, a set of case studies were performed to: (I) develop standardized routines for an unbiased data acquisition and processing, with the aim of providing traceable, reproducible and comparable closed chamber based C emission estimates; (II) validate those routines by comparing C emissions derived using closed chambers with independent C emission estimates; and (III) reveal processes driving the spatio-temporal dynamics of C emissions by developing (data processing based) flux separation approaches.
The case studies showed: (I) the importance to test chamber designs under field conditions for an appropriate sealing integrity and to ensure an unbiased flux measurement. Compared to the sealing integrity, the use of a pressure vent and fan was of minor importance, affecting mainly measurement precision; (II) that the developed standardized data processing routines proved to be a powerful and flexible tool to estimate C gas emissions and that this tool can be successfully applied on a broad range of flux data sets from very different ecosystem; (III) that automatic chamber measurements display temporal dynamics of CO2 and CH4 fluxes very well and most importantly, that they accurately detect small-scale spatial differences in the development of soil C when validated against repeated soil inventories; and (IV) that a simple algorithm to separate CH4 fluxes into ebullition and diffusion improves the identification of environmental drivers, which allows for an accurate gap-filling of measured CH4 fluxes.
Overall, the proposed standardized data acquisition and processing routines strongly improved the detection accuracy and precision of source/sink patterns of gaseous C emissions. Hence, future studies, which consider the recommended improvements, will deliver valuable new data and insights to broaden our understanding of spatio-temporal C gas dynamics, their particular environmental drivers and underlying processes.
Flood design necessitates discharge estimates for large recurrence intervals. However, in a flood frequency analysis, the uncertainty of discharge estimates increases with higher recurrence intervals, particularly due to the small number of available flood data. Furthermore, traditional distribution functions increase unlimitedly without consideration of an upper bound discharge. Hence, additional information needs to be considered which is representative for high recurrence intervals. Envelope curves which bound the maximum observed discharges of a region are an adequate regionalisation method to provide additional spatial information for the upper tail of a distribution function. Probabilistic regional envelope curves (PRECs) are an extension of the traditional empirical envelope curve approach, in which a recurrence interval is estimated for a regional envelope curve (REC). The REC is constructed for a homogeneous pooling group of sites. The estimation of this recurrence interval is based on the effective sample years of data considering the intersite dependence among all sites of the pooling group. The core idea of this thesis was an improvement of discharge estimates for high recurrence intervals by integrating empirical and probabilistic regional envelope curves into the flood frequency analysis. Therefore, the method of probabilistic regional envelope curves was investigated in detail. Several pooling groups were derived by modifying candidate sets of catchment descriptors and settings of two different pooling methods. These were used to construct PRECs. A sensitivity analysis shows the variability of discharges and the recurrence intervals for a given site due to the different assumptions. The unit flood of record which governs the intercept of PREC was determined as the most influential aspect. By separating the catchments into nested and unnested pairs, the calculation algorithm for the effective sample years of data was refined. In this way, the estimation of the recurrence intervals was improved, and therefore the use of different parameter sets for nested and unnested pairs of catchments is recommended. In the second part of this thesis, PRECs were introduced into a distribution function. Whereas in the traditional approach only discharge values are used, PRECs provide a discharge and its corresponding recurrence interval. Hence, a novel approach was developed, which allows a combination of the PREC results with the traditional systematic flood series while taking the PREC recurrence interval into consideration. An adequate mixed bounded distribution function was presented, which in addition to the PREC results also uses an upper bound discharge derived by an empirical envelope curve. By doing so, two types of additional information which are representative for the upper tail of a distribution function were included in the flood frequency analysis. The integration of both types of additional information leads to an improved discharge estimation for recurrence intervals between 100 and 1000 years.
Seismological agencies play an important role in seismological research and seismic hazard mitigation by providing source parameters of seismic events (location, magnitude, mechanism), and keeping these data accessible in the long term. The availability of catalogues of seismic source parameters is an important requirement for the evaluation and mitigation of seismic hazards, and the catalogues are particularly valuable to the research community as they provide fundamental long-term data in the geophysical sciences. This work is well motivated by the rising demand for developing more robust and efficient methods for routine source parameter estimation, and ultimately generation of reliable catalogues of seismic source parameters. Specifically, the aim of this work is to develop some methods to determine hypocentre location and temporal evolution of seismic sources based on regional and teleseismic observations more accurately, and investigate the potential of these methods to be integrated in near real-time processing.
To achieve this, a location method that considers several events simultaneously and improves the relative location accuracy among nearby events has been provided. This method tries to reduce the biasing effects of the lateral velocity heterogeneities (or equivalently to compensate for limitations and inaccuracies in the assumed velocity model) by calculating a set of timing corrections for each seismic station. The systematic errors introduced into the locations by the inaccuracies in the assumed velocity structure can be corrected without explicitly solving for a velocity model. Application to sets of multiple earthquakes in complex tectonic environments with strongly heterogeneous structure such as subduction zones and plate boundary region demonstrate that this relocation process significantly improves the hypocentre locations compared to standard locations.
To meet the computational demands of this location process, a new open-source software package has been developed that allows for efficient relocation of large-scale multiple seismic events using arrival time data. Upon that, a flexible location framework is provided which can be tailored to various application cases on local, regional, and global scales. The latest version of the software distribution including source codes, a user guide, an example data set, and a change history, is freely available to the community.
The developed relocation algorithm has been modified slightly and then its performance in a simulated near real-time processing has been evaluated. It has been demonstrated that applying the proposed technique significantly reduces the bias in routine locations and enhance the ability to locate the lower magnitude events using only regional arrival data.
Finally, to return to emphasis on global seismic monitoring, an inversion framework has been developed to determine the seismic source time function through direct waveform fitting of teleseismic recordings. The inversion technique can be systematically applied to moderate- size seismic events and has the potential to be performed in near real-time applications. It is exemplified by application to an abnormal seismic event; the 2017 North Korean nuclear explosion.
The presented work and application case studies in this dissertation represent the first step in an effort to establish a framework for automatic, routine generation of reliable catalogues of seismic event locations and source time functions.
Earthquake clustering has proven the most useful tool to forecast changes in seismicity rates in the short and medium term (hours to months), and efforts are currently being made to extend the scope of such models to operational earthquake forecasting. The overarching goal of the research presented in this thesis is to improve physics-based earthquake forecasts, with a focus on aftershock sequences. Physical models of triggered seismicity are based on the redistribution of stresses in the crust, coupled with the rate-and-state constitutive law proposed by Dieterich to calculate changes in seismicity rate. This type of models are known as Coulomb- rate and-state (CRS) models. In spite of the success of the Coulomb hypothesis, CRS models typically performed poorly in comparison to statistical ones, and they have been underepresented in the operational forecasting context. In this thesis, I address some of these issues, and in particular these questions: (1) How can we realistically model the uncertainties and heterogeneity of the mainshock stress field? (2) What is the effect of time dependent stresses in the postseismic phase on seismicity? I focus on two case studies from different tectonic settings: the Mw 9.0 Tohoku megathrust and the Mw 6.0 Parkfield strike slip earthquake. I study aleatoric uncertainties using a Monte Carlo method. I find that the existence of multiple receiver faults is the most important source of intrinsic stress heterogeneity, and CRS models perform better when this variability is taken into account. Epistemic uncertainties inherited from the slip models also have a significant impact on the forecast, and I find that an ensemble model based on several slip distributions outperforms most individual models. I address the role of postseismic stresses due to aseismic slip on the mainshock fault (afterslip) and to the redistribution of stresses by previous aftershocks (secondary triggering). I find that modeling secondary triggering improves model performance. The effect of afterslip is less clear, and difficult to assess for near-fault aftershocks due to the large uncertainties of the afterslip models. Off-fault events, on the other hand, are less sensitive to the details of the slip distribution: I find that following the Tohoku earthquake, afterslip promotes seismicity in the Fukushima region. To evaluate the performance of the improved CRS models in a pseudo-operational context, I submitted them for independent testing to a collaborative experiment carried out by CSEP for the 2010-2012 Canterbury sequence. Preliminary results indicate that physical models generally perform well compared to statistical ones, suggesting that CRS models may have a role to play in the future of operational forecasting. To facilitate efforts in this direction, and to enable future studies of earthquake triggering by time dependent processes, I have made the code open source. In the final part of this thesis I summarize the capabilities of the program and outline technical aspects regarding performance and parallelization strategies.
Veränderungen im thermalen Regime des Permafrosts verursachen Störungen der Erdoberfläche. Diese Veränderungen werden durch die in der Arktis seit Jahrzehnten ansteigenden Temperaturen verstärkt. Thermokarst ist ein Prozess, welcher die Erdoberfläche durch Schmelzen von Grundeis, oder Auftauen von Permafrost absacken lässt, wodurch charakteristische Landformen entstehen. Thermokarst ist vor allem entlang von Hängen weit verbreitet und die Anzahl der damit verbundenen Landformen in der Arktis steigt stetig an. Dieser Prozess mobilisiert große Mengen an Material, welche in Richtung Meer transportiert oder entlang von Hängen akkumuliert werden. Während entlang von Hängen auftretender Thermokarst terrestrische sowie aquatische Ökosysteme stark verändert, ist dessen Einfluss auf regionaler Skala zurzeit noch Gegenstand der Forschung.
In dieser Arbeit quantifizieren wir die Auswirkungen von Thermokarstprozessen entlang von Hängen auf die umliegenden Ökosysteme der küstennahen Täler und Nahküstenbereiche entlang der Yukon Küste in Kanada. Mittels überwachtem maschinellen Lernen haben wir geomorphische Faktoren identifiziert, welche die Entwicklung von retrogressiven Auftaurutschungen (RTS) begünstigen. RTS sind eine Erscheinungsform von Thermokarst entlang von Hängen. Die Küstengeomorphologie, sowie der Grundeistyp und -inhalt sind die wesentlichen bestimmenden Faktoren für das Auftreten von RTS. Wir haben Luftbildaufnahmen und Satellitenbilder genutzt, um die Evolution von RTS im Zeitraum von 1952 bis 2011 zu verfolgen. Während dieser Zeit ist die Anzahl und Ausdehnung von RTS linear angestiegen. Wir zeigen, dass 56% der RTS welche entlang der Küste in 2011 identifiziert wurden, 16.6 × 106 m3 an Material erodiert haben. Hiervon wurden 45% durch Küstenprozesse entlang der Küste transportiert. RTS tragen wesentlich zu dem Kohlenstoff-Budget des Nahküstenbereiches bei: 17% der in 2011 identifizierten RTS, haben 0.6% des organischen Kohlenstoffes transportiert, welcher durch Küstenerosion entlang der Yukon Küste jährlich freigesetzt wird. Um den Einfluss von Thermokarst entlang von Hängen auf das terrestrische Ökosystem zu beurteilen, haben wir die räumliche Verteilung von organischem Bodenkohlenstoff und Stickstoff (SOC, TN) entlang von Hangprofilen in drei arktischen Tälern analysiert.Wir weisen auf eine hohe räumliche Variabilität in der Verteilung von SOC und TN hin, welche auf komplexe Bodenprozesse zurückzuführen ist, welche entlang von Hängen auftreten. Thermokarst entlang von Hängen hat einen großen Einfluss auf die Degradierung von organischem Material und die Speicherung von SOC und TN.
Enhanced geothermal systems (EGS) are considered a cornerstone of future sustainable energy production. In such systems, high-pressure fluid injections break the rock to provide pathways for water to circulate in and heat up. This approach inherently induces small seismic events that, in rare cases, are felt or can even cause damage. Controlling and reducing the seismic impact of EGS is crucial for a broader public acceptance. To evaluate the applicability of hydraulic fracturing (HF) in EGS and to improve the understanding of fracturing processes and the hydromechanical relation to induced seismicity, six in-situ, meter-scale HF experiments with different injection schemes were performed under controlled conditions in crystalline rock in a depth of 410 m at the Äspö Hard Rock Laboratory (Sweden).
I developed a semi-automated, full-waveform-based detection, classification, and location workflow to extract and characterize the acoustic emission (AE) activity from the continuous recordings of 11 piezoelectric AE sensors. Based on the resulting catalog of 20,000 AEs, with rupture sizes of cm to dm, I mapped and characterized the fracture growth in great detail. The injection using a novel cyclic injection scheme (HF3) had a lower seismic impact than the conventional injections. HF3 induced fewer AEs with a reduced maximum magnitude and significantly larger b-values, implying a decreased number of large events relative to the number of small ones. Furthermore, HF3 showed an increased fracture complexity with multiple fractures or a fracture network. In contrast, the conventional injections developed single, planar fracture zones (Publication 1).
An independent, complementary approach based on a comparison of modeled and observed tilt exploits transient long-period signals recorded at the horizontal components of two broad-band seismometers a few tens of meters apart from the injections. It validated the efficient creation of hydraulic fractures and verified the AE-based fracture geometries. The innovative joint analysis of AEs and tilt signals revealed different phases of the fracturing process, including the (re-)opening, growth, and aftergrowth of fractures, and provided evidence for the reactivation of a preexisting fault in one of the experiments (Publication 2). A newly developed network-based waveform-similarity analysis applied to the massive AE activity supports the latter finding.
To validate whether the reduction of the seismic impact as observed for the cyclic injection schemes during the Äspö mine-scale experiments is transferable to other scales, I additionally calculated energy budgets for injection experiments from previously conducted laboratory tests and from a field application. Across all three scales, the cyclic injections reduce the seismic impact, as depicted by smaller maximum magnitudes, larger b-values, and decreased injection efficiencies (Publication 3).
Volcanic hydrothermal systems are an integral part of most volcanoes and typically involve a heat source, adequate fluid supply, and fracture or pore systems through which the fluids can circulate within the volcanic edifice. Associated with this are subtle but powerful processes that can significantly influence the evolution of volcanic activity or the stability of the near-surface volcanic system through mechanical weakening, permeability reduction, and sealing of the affected volcanic rock. These processes are well constrained for rock samples by laboratory analyses but are still difficult to extrapolate and evaluate at the scale of an entire volcano. Advances in unmanned aircraft systems (UAS), sensor technology, and photogrammetric processing routines now allow us to image volcanic surfaces at the centimeter scale and thus study volcanic hydrothermal systems in great detail. This thesis aims to explore the potential of UAS approaches for studying the structures, processes, and dynamics of volcanic hydrothermal systems but also to develop methodological approaches to uncover secondary information hidden in the data, capable of indicating spatiotemporal dynamics or potentially critical developments associated with hydrothermal alteration. To accomplish this, the thesis describes the investigation of two near-surface volcanic hydrothermal systems, the El Tatio geyser field in Chile and the fumarole field of La Fossa di Vulcano (Italy), both of which are among the best-studied sites of their kind. Through image analysis, statistical, and spatial analyses we have been able to provide the most detailed structural images of both study sites to date, with new insights into the driving forces of such systems but also revealing new potential controls, which are summarized in conceptual site-specific models. Furthermore, the thesis explores methodological remote sensing approaches to detect, classify and constrain hydrothermal alteration and surface degassing from UAS-derived data, evaluated them by mineralogical and chemical ground-truthing, and compares the alteration pattern with the present-day degassing activity. A significant contribution of the often neglected diffuse degassing activity to the total amount of degassing is revealed and constrains secondary processes and dynamics associated with hydrothermal alteration that lead to potentially critical developments like surface sealing. The results and methods used provide new approaches for alteration research, for the monitoring of degassing and alteration effects, and for thermal monitoring of fumarole fields, with the potential to be incorporated into volcano monitoring routines.
Hyperspectral remote sensing of the spatial and temporal heterogeneity of low Arctic vegetation
(2019)
Arctic tundra ecosystems are experiencing warming twice the global average and Arctic vegetation is responding in complex and heterogeneous ways. Shifting productivity, growth, species composition, and phenology at local and regional scales have implications for ecosystem functioning as well as the global carbon and energy balance. Optical remote sensing is an effective tool for monitoring ecosystem functioning in this remote biome. However, limited field-based spectral characterization of the spatial and temporal heterogeneity limits the accuracy of quantitative optical remote sensing at landscape scales. To address this research gap and support current and future satellite missions, three central research questions were posed:
• Does canopy-level spectral variability differ between dominant low Arctic vegetation communities and does this variability change between major phenological phases?
• How does canopy-level vegetation colour images recorded with high and low spectral resolution devices relate to phenological changes in leaf-level photosynthetic pigment concentrations?
• How does spatial aggregation of high spectral resolution data from the ground to satellite scale influence low Arctic tundra vegetation signatures and thereby what is the potential of upcoming hyperspectral spaceborne systems for low Arctic vegetation characterization?
To answer these questions a unique and detailed database was assembled. Field-based canopy-level spectral reflectance measurements, nadir digital photographs, and photosynthetic pigment concentrations of dominant low Arctic vegetation communities were acquired at three major phenological phases representing early, peak and late season. Data were collected in 2015 and 2016 in the Toolik Lake Research Natural Area located in north central Alaska on the North Slope of the Brooks Range. In addition to field data an aerial AISA hyperspectral image was acquired in the late season of 2016. Simulations of broadband Sentinel-2 and hyperspectral Environmental and Mapping Analysis Program (EnMAP) satellite reflectance spectra from ground-based reflectance spectra as well as simulations of EnMAP imagery from aerial hyperspectral imagery were also obtained.
Results showed that canopy-level spectral variability within and between vegetation communities differed by phenological phase. The late season was identified as the most discriminative for identifying many dominant vegetation communities using both ground-based and simulated hyperspectral reflectance spectra. This was due to an overall reduction in spectral variability and comparable or greater differences in spectral reflectance between vegetation communities in the visible near infrared spectrum.
Red, green, and blue (RGB) indices extracted from nadir digital photographs and pigment-driven vegetation indices extracted from ground-based spectral measurements showed strong significant relationships. RGB indices also showed moderate relationships with chlorophyll and carotenoid pigment concentrations. The observed relationships with the broadband RGB channels of the digital camera indicate that vegetation colour strongly influences the response of pigment-driven spectral indices and digital cameras can track the seasonal development and degradation of photosynthetic pigments.
Spatial aggregation of hyperspectral data from the ground to airborne, to simulated satel-lite scale was influenced by non-photosynthetic components as demonstrated by the distinct shift of the red edge to shorter wavelengths. Correspondence between spectral reflectance at the three scales was highest in the red spectrum and lowest in the near infra-red. By artificially mixing litter spectra at different proportions to ground-based spectra, correspondence with aerial and satellite spectra increased. Greater proportions of litter were required to achieve correspondence at the satellite scale.
Overall this thesis found that integrating multiple temporal, spectral, and spatial data is necessary to monitor the complexity and heterogeneity of Arctic tundra ecosystems. The identification of spectrally similar vegetation communities can be optimized using non-peak season hyperspectral data leading to more detailed identification of vegetation communities. The results also highlight the power of vegetation colour to link ground-based and satellite data. Finally, a detailed characterization non-photosynthetic ecosystem components is crucial for accurate interpretation of vegetation signals at landscape scales.
The lakes of the East African Rift System (EARS) have been intensively studied to better understand the influence of climate change on hydrological systems. The exceptional sensitivity of these rift lakes, however, is both a challenge and an opportunity when trying to reconstruct past climate changes from changes in the hydrological budget of lake basins on timescales 100 to 104 years. On one hand, differences in basin geometrics (shape, area, volume, depth), catchment rainfall distributions and varying erosion-deposition rates complicate regional interpretation of paleoclimate information from lacustrine sediment proxies. On the other hand, the sensitivity of rift lakes often provides paleoclimate records of excellent quality characterized by a high signal-to-noise ratio. This study aims at better understanding of the climate-proxy generating process in rift lakes by parameterizing the geomorphological and hydroclimatic conditions of a particular site providing a step towards the establishment of regional calibrations of transfer functions for climate reconstructions. The knowledge of the sensitivity of a lake basin to climate change furthermore is crucial for a better assessment of the probability of catastrophic changes in the future, which bear risks for landscapes, ecosystems, and organisms of all sorts, including humans. Part 1 of this thesis explores the effect of the morphology and the effective moisture of a lake catchment. The availability of digital elevation models (DEM) and gridded climate data sets facilitates the comparison of the morphological and hydroclimatic conditions of rift lakes. I used the hypsometric integral (HI) calculated from Shuttle Radar Topography Mission (SRTM) data to describe the morphology of ten lake basins in Kenya and Ethiopia. The aridity index (AI) describing the difference in the precipitation/evaporation balance within a catchment was used to compare the hydroclimatic of these basins. Correlating HI and AI with published Holocene lake-level variations revealed that lakes responding sensitively to relatively moderate climate change are typically graben shaped and characterized by a HI between 0.23-0.30, and relatively humid conditions with AI >1. These amplifier lakes, a term first introduced but not fully parameterized by Alayne Street-Perrott in the early 80s, are unexceptionally located in the crest of the Kenyan and Ethiopian domes. The non-amplifier lakes in the EARS either have lower HI 0.13-0.22 and higher AI (>1) or higher HI (0.31-0.37) and low AI (<1), reflecting pan-shaped morphologies with more arid hydroclimatic conditions. Part 2 of this work addresses the third important factor to be considered when using lake-level and proxy records to unravel past climate changes in the EARS: interbasin connectivity and groundwater flow through faulted and porous subsurface lithologies in a rift setting. First, I have compiled the available hydrogeological data including lithology, resistivity and water-well data for the adjacent Naivasha and Elmenteita-Nakuru basins in the Central Kenya Rift. Using this subsurface information and established records of lake-level decline at the last wet-dry climate transitions, i.e., the termination of the African Humid Period (AHP, 15 to 5 kyr BP), I used a linear decay model to estimate typical groundwater flow between the two basins. The results suggest a delayed response of the groundwater levels of ca. 5 kyrs if no recharge of groundwater occurs during the wet-dry transition, whereas the lag is 2-2.7 kyrs only using the modern recharge of ca. 0.52 m/yr. The estimated total groundwater flow from higher Lake Naivasha (1,880 m a.s.l. during the AHP) to Nakuru-Elmenteita (1,770 m) was 40 cubic kilometers. The unexpectedly large volume, more than half of the volume of the paleo-Lake Naivasha during the Early Holocene, emphasizes the importance of groundwater in hydrological modeling of paleo-lakes in rifts. Moreover, the subsurface connectivity of rift lakes also causes a significant lag time to the system introducing a nonlinear component to the system that has to be considered while interpreting paleo-lake records. Part 3 of this thesis investigated the modern intraseasonal precipitation variability within eleven lake basins discussed in the first section of the study excluding Lake Victoria and including Lake Tana. Remotely sensed rainfall estimates (RFE) from FEWS NET for 1996-2010, are used for the, March April May (MAM) July August September (JAS), October November (ON) and December January February (DJF). The seasonal precipitation are averaged and correlated with the prevailing regional and local climatic mechanisms. Results show high variability with Biennial to Triennial precipitation patterns. The spatial distribution of precipitation in JAS are linked to the onset and strength of the Congo Air Boundary (CAB) and Indian Summer Monsoon (ISM) dynamics. while in ON they are related to the strength of Positive ENSO and IOD phases This study describes the influence of graben morphologies, extreme climate constrasts within catchments and basins connectivity through faults and porous lithologies on rift lakes. Hence, it shows the importance of a careful characterization of a rift lake by these parameters prior to concluding from lake-level and proxy records to climate changes. Furthermore, this study highlights the exceptional sensitivity of rift lakes to relatively moderate climate change and its consequences for water availability to the biosphere including humans.
Logging and large earthquakes are disturbances that may significantly affect hydrological and erosional processes and process rates, although in decisively different ways. Despite numerous studies that have documented the impacts of both deforestation and earthquakes on water and sediment fluxes, a number of details regarding the timing and type of de- and reforestation; seismic impacts on subsurface water fluxes; or the overall geomorphic work involved have remained unresolved. The main objective of this thesis is to address these shortcomings and to better understand and compare the hydrological and erosional process responses to such natural and man-made disturbances. To this end, south-central Chile provides an excellent natural laboratory owing to its high seismicity and the ongoing conversion of land into highly productive plantation forests. In this dissertation I combine paired catchment experiments, data analysis techniques, and physics-based modelling to investigate: 1) the effect of plantation forests on water resources, 2) the source and sink behavior of timber harvest areas in terms of overland flow generation and sediment fluxes, 3) geomorphic work and its efficiency as a function of seasonal logging, 4) possible hydrologic responses of the saturated zone to the 2010 Maule earthquake and 5) responses of the vadose zone to this earthquake. Re 1) In order to quantify the hydrologic impact of plantation forests, it is fundamental to first establish their water balances. I show that tree species is not significant in this regard, i.e. Pinus radiata and Eucalyptus globulus do not trigger any decisive different hydrologic response. Instead, water consumption is more sensitive to soil-water supply for the local hydro-climatic conditions. Re 2) Contradictory opinions exist about whether timber harvest areas (THA) generate or capture overland flow and sediment. Although THAs contribute significantly to hydrology and sediment transport because of their spatial extent, little is known about the hydrological and erosional processes occurring on them. I show that THAs may act as both sources and sinks for overland flow, which in turn intensifies surface erosion. Above a rainfall intensity of ~20 mm/h, which corresponds to <10% of all rainfall, THAs may generate runoff whereas below that threshold they remain sinks. The overall contribution of Hortonian runoff is thus secondary considering the local rainfall regime. The bulk of both runoff and sediment is generated by Dunne, saturation excess, overland flow. I also show that logging may increase infiltrability on THAs which may cause an initial decrease in streamflow followed by an increase after the groundwater storage has been refilled. Re 3) I present changes in frequency-magnitude distributions following seasonal logging by applying Quantile Regression Forests at hitherto unprecedented detail. It is clearly the season that controls the hydro-geomorphic work efficiency of clear cutting. Logging, particularly dry seasonal logging, caused a shift of work efficiency towards less flashy and mere but more frequent moderate rainfall-runoff events. The sediment transport is dominated by Dunne overland flow which is consistent with physics-based modelling using WASA-SED. Re 4) It is well accepted that earthquakes may affect hydrological processes in the saturated zone. Assuming such flow conditions, consolidation of saturated saprolitic material is one possible response. Consolidation raises the hydraulic gradients which may explain the observed increase in discharge following earthquakes. By doing so, squeezed water saturates the soil which in turn increases the water accessible for plant transpiration. Post-seismic enhanced transpiration is reflected in the intensification of diurnal cycling. Re 5) Assuming unsaturated conditions, I present the first evidence that the vadose zone may also respond to seismic waves by releasing pore water which in turn feeds groundwater reservoirs. By doing so, water tables along the valley bottoms are elevated thus providing additional water resources to the riparian vegetation. By inverse modelling, the transient increase in transpiration is found to be 30-60%. Based on the data available, both hypotheses, are not testable. Finally, when comparing the hydrological and erosional effects of the Maule earthquake with the impact of planting exotic plantation forests, the overall observed earthquake effects are comparably small, and limited to short time scales.
Watershed management requires an understanding of key hydrochemical processes. The Pra Basin is one of the five major river basins in Ghana with a population of over 4.2 million people. Currently, water resources management faces challenges due to surface water pollution caused by the unregulated release of untreated household and industrial waste into aquatic ecosystems and illegal mining activities. This has increased the need for groundwater as the most reliable water supply. Our understanding of groundwater recharge mechanisms and chemical evolution in the basin has been inadequate, making effective management difficult. Therefore, the main objective of this work is to gain insight into the processes that determine the hydrogeochemical evolution of groundwater quality in the Pra Basin. The combined use of stable isotope, hydrochemistry, and water level data provides the basis for conceptualizing the chemical evolution of groundwater in the Pra Basin. For this purpose, the origin and evaporation rates of water infiltrating into the unsaturated zone were evaluated. In addition, Chloride Mass Balance (CMB) and Water Table Fluctuations (WTF) were considered to quantify groundwater recharge for the basin. Indices such as water quality index (WQI), sodium adsorption ratio (SAR), Wilcox diagram, and salinity (USSL) were used in this study to determine the quality of the resource for use as drinking water and for irrigation purposes. Due to the heterogeneity of the hydrochemical data, the statistical techniques of hierarchical cluster and factor analysis were applied to subdivide the data according to their spatial correlation. A conceptual hydrogeochemical model was developed and subsequently validated by applying combinatorial inverse and reaction pathway-based geochemical models to determine plausible mineral assemblages that control the chemical composition of the groundwater. The interactions between water and rock determine the groundwater quality in the Pra Basin. The results underline that the groundwater is of good quality and can be used for drinking water and irrigation purposes. It was demonstrated that there is a large groundwater potential to meet the entire Pra Basin’s current and future water demands. The main recharge area was identified as the northern zone, while the southern zone is the discharge area. The predominant influence of weathering of silicate minerals plays a key role in the chemical evolution of the groundwater. The work presented here provides fundamental insights into the hydrochemistry of the Pra Basin and provides data important to water managers for informed decision-making in planning and allocating water resources for various purposes. A novel inverse modelling approach was used in this study to identify different mineral compositions that determine the chemical evolution of groundwater in the Pra Basin. This modelling technique has the potential to simulate the composition of groundwater at the basin scale with large hydrochemical heterogeneity, using average water composition to represent established spatial groupings of water chemistry.