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Event coincidence analysis for quantifying statistical interrelationships between event time series
(2016)
Studying event time series is a powerful approach for analyzing the dynamics of complex dynamical systems in many fields of science. In this paper, we describe the method of event coincidence analysis to provide a framework for quantifying the strength, directionality and time lag of statistical interrelationships between event series. Event coincidence analysis allows to formulate and test null hypotheses on the origin of the observed interrelationships including tests based on Poisson processes or, more generally, stochastic point processes with a prescribed inter-event time distribution and other higher-order properties. Applying the framework to country-level observational data yields evidence that flood events have acted as triggers of epidemic outbreaks globally since the 1950s. Facing projected future changes in the statistics of climatic extreme events, statistical techniques such as event coincidence analysis will be relevant for investigating the impacts of anthropogenic climate change on human societies and ecosystems worldwide.
Understanding the role of natural climate variability under the pressure of human induced changes of climate and landscapes, is crucial to improve future projections and adaption strategies. This doctoral thesis aims to reconstruct Holocene climate and environmental changes in NE Germany based on annually laminated lake sediments. The work contributes to the ICLEA project (Integrated CLimate and Landscape Evolution Analyses). ICLEA intends to compare multiple high-resolution proxy records with independent chronologies from the N central European lowlands, in order to disentangle the impact of climate change and human land use on landscape development during the Lateglacial and Holocene. In this respect, two study sites in NE Germany are investigated in this doctoral project, Lake Tiefer See and palaeolake Wukenfurche. While both sediment records are studied with a combination of high-resolution sediment microfacies and geochemical analyses (e.g. µ-XRF, carbon geochemistry and stable isotopes), detailed proxy understanding mainly focused on the continuous 7.7 m long sediment core from Lake Tiefer See covering the last ~6000 years. Three main objectives are pursued at Lake Tiefer See: (1) to perform a reliable and independent chronology, (2) to establish microfacies and geochemical proxies as indicators for climate and environmental changes, and (3) to trace the effects of climate variability and human activity on sediment deposition.
Addressing the first aim, a reliable chronology of Lake Tiefer See is compiled by using a multiple-dating concept. Varve counting and tephra findings form the chronological framework for the last ~6000 years. The good agreement with independent radiocarbon dates of terrestrial plant remains verifies the robustness of the age model. The resulting reliable and independent chronology of Lake Tiefer See and, additionally, the identification of nine tephras provide a valuable base for detailed comparison and synchronization of the Lake Tiefer See data set with other climate records. The sediment profile of Lake Tiefer See exhibits striking alternations between well-varved and non-varved sediment intervals. The combination of microfacies, geochemical and microfossil (i.e. Cladocera and diatom) analyses indicates that these changes of varve preservation are caused by variations of lake circulation in Lake Tiefer See. An exception is the well-varved sediment deposited since AD 1924, which is mainly influenced by human-induced lake eutrophication. Well-varved intervals before the 20th century are considered to reflect phases of reduced lake circulation and, consequently, stronger anoxic conditions. Instead, non-varved intervals indicate increased lake circulation in Lake Tiefer See, leading to more oxygenated conditions at the lake ground. Furthermore, lake circulation is not only influencing sediment deposition, but also geochemical processes in the lake. As, for example, the proxy meaning of δ13COM varies in time in response to changes of the oxygen regime in the lake hypolinion. During reduced lake circulation and stronger anoxic conditions δ13COM is influenced by microbial carbon cycling. In contrast, organic matter degradation controls δ13COM during phases of intensified lake circulation and more oxygenated conditions. The varve preservation indicates an increasing trend of lake circulation at Lake Tiefer See after ~4000 cal a BP. This trend is superimposed by decadal to centennial scale variability of lake circulation intensity. Comparison to other records in Central Europe suggests that the long-term trend is probably related to gradual changes in Northern Hemisphere orbital forcing, which induced colder and windier conditions in Central Europe and, therefore, reinforced lake circulation. Decadal to centennial scale periods of increased lake circulation coincide with settlement phases at Lake Tiefer See, as inferred from pollen data of the same sediment record. Deforestation reduced the wind shelter of the lake, which probably increased the sensitivity of lake circulation to wind stress. However, results of this thesis also suggest that several of these phases of increased lake circulation are additionally reinforced by climate changes. A first indication is provided by the comparison to the Baltic Sea record, which shows striking correspondence between major non-varved intervals at Lake Tiefer See and bioturbated sediments in the Baltic Sea. Furthermore, a preliminary comparison to the ICLEA study site Lake Czechowskie (N central Poland) shows a coincidence of at least three phases of increased lake circulation in both lakes, which concur with periods of known climate changes (2.8 ka event, ’Migration Period’ and ’Little Ice Age’). These results suggest an additional over-regional climate forcing also on short term increased of lake circulation in Lake Tiefer See.
In summary, the results of this thesis suggest that lake circulation at Lake Tiefer See is driven by a combination of long-term and short-term climate changes as well as of anthropogenic deforestation phases. Furthermore, the lake circulation drives geochemical cycles in the lake affecting the meaning of proxy data. Therefore, the work presented here expands the knowledge of climate and environmental variability in NE Germany. Furthermore, the integration of the Lake Tiefer See multi-proxy record in a regional comparison with another ICLEA side, Lake Czechowskie, enabled to better decipher climate changes and human impact on the lake system. These first results suggest a huge potential for further detailed regional comparisons to better understand palaeoclimate dynamics in N central Europe.
The Paleocene was a time of transition for the Arctic, with magmatic activity of the High Arctic Large Igneous Province (HALIP) giving way to magmatism of the North Atlantic Large Igneous Province in connection to plate tectonic changes in the Arctic and North Atlantic. In this study we investigate the Paleocene magmatic record and sediment pathways of the Basilika Formation exposed in the Central Tertiary Basin of Svalbard. By means of geochemistry, SmNd isotopic signatures, and zircon UPb geochronology we investigate the characteristics of several bentonite layers contained in the Basilika Formation, as well as the provenance of the intercalated clastic sediments. Our data show that the volcanic ash layers of the Basilika Formation, which were diagenetically altered to bentonites, originate from alkaline continental-rift magmatism such as the last, explosive stages of the HALIP in North Greenland and the Canadian Arctic. The volcanic ash layers were deposited on Svalbard in a flat shelf environment with dominant sediment supply from the east. Dating of detrital zircons suggests that the detritus was derived from Siberian sources, primarily from the Verkhoyansk Fold-and-Thrust Belt, which would require transport over similar to 3000 km across the Arctic.
Bedrock landslides, by excavating deep below saprolite-rock interfaces, create conditions for weathering in which all mineral phases in a lithology are initially unweathered within landslide deposits. As a result, the most labile phases dominate the weathering immediately after mobilisation and during a transient period of depletion. This mode of dissolution can strongly alter the overall output of solutes from catchments and their contribution to global chemical cycles if landslide-derived material is retained in catchments for extended periods after mass wasting.
A link between chemical weathering and physical erosion exists at the catchment scale over a wide range of erosion rates(1,2). However, in mountain environments, where erosion rates are highest, weathering may be kinetically limited(3-5) and therefore decoupled from erosion. In active mountain belts, erosion is driven by bedrock landsliding(6) at rates that depend strongly on the occurrence of extreme rainfall or seismicity(7). Although landslides affect only a small proportion of the landscape, bedrock landsliding can promote the collection and slow percolation of surface runoff in highly fragmented rock debris and create favourable conditions for weathering. Here we show from analysis of surface water chemistry in the Southern Alps of New Zealand that weathering in bedrock landslides controls the variability in solute load of these mountain rivers. We find that systematic patterns in surface water chemistry are strongly associated with landslide occurrence at scales from a single hillslope to an entire mountain belt, and that landslides boost weathering rates and river solute loads over decades. We conclude that landslides couple erosion and weathering in fast-eroding uplands and, thus, mountain weathering is a stochastic process that is sensitive to climatic and tectonic controls on mass wasting processes.
Lake Meerfelder Maar (MFM) is the northernmost Western European sediment record with annual laminations across the Younger Dryas (YD), and the onset of the YD in the record of MFM has previously been defined as an increase in non-arboreal pollen abundance at ca. 12 680 varve a BP. Here we present a palynological record at unprecedented subdecadal resolution for MFM, covering the Allerod-YD transition. Our results show a fluctuation in pollen accumulation rates (PARs) before the onset of the YD, with lower rates between ca. 12 725 and 12 685 varve a BP. The fluctuation in PARs occurs simultaneous with a previously undescribed short fluctuation in sediment composition and varve thickness, as well as with changes in biogeochemical proxies. The combined evidence indicates signs of climatic instability ca. 45 years before the onset of the YD. The PAR records of Betula and Pinus furthermore show earlier and more abrupt changes at the onset of the YD than the percentage-records do. Finally, heliophilous herbaceous taxa show a delayed increase following the onset of the YD of ca. 145 years. This paper illustrates the potential to identify previously unrecognized climate variability and vegetation change when using subdecadal-resolution analyses. Copyright (C) 2016 John Wiley & Sons, Ltd.
Over short and long timescales, wildfires can be an important cause of hydrological and geomorphological change. Mediterranean rivers are part of a fire-prone and high-energy environment in which the timing of major storms in relation to fire influences the impact on fluvial systems; accordingly, the identification of major sources, stores and fluxes of sediments is essential for providing more effective post-fire management strategies. In this study, caesium-137 and excess lead-210 were used as tracers to quantify the proportional contributions of fine sediment from hillslope surface and channel bank sources to suspended sediment and channel bed deposits before the impact of a forest wildfire in Na Borges, a Mediterranean groundwater-dominated river. It also compared burnt and unburnt spatial sources of sediment within a single catchment and the extent to which burnt material was transported downstream. The study focused on two small and steep sub-catchments, where just one of the catchments was partially affected by a wildfire. The pre-fire dynamics indicated that surface soils were the main sediment source in these ephemeral creeks. Post-fire sediment dynamics were characterised by a single flood event with a short recurrence interval (i.e. return period ca. <1 year). Sediment generated from the burnt area contributed 12% on average to bed-stored sediments within the burnt catchment, which reduced downstream to 5% along the main channel of the Na Borges River. The findings demonstrate the potential for using fallout radionuclide tracers to understand the wider impacts of wildfires on fluvial environments located outside of the burn area. Copyright (C) 2015 John Wiley & Sons, Ltd.
Despite a large number of dated glacial landforms in the Himalaya, the ice extent during the global Last Glacial Maximum (LGM) from 19 to 23 ka is only known to first order. New cosmogenic Be-10 exposure ages from well-preserved glacially polished surfaces, combined with published data, and an improved production rate scaling model allow reconstruction of the LGM ice extent and subsequent deglaciation in the Chandra Valley of NW India. We show that a >1000 m thick valley glacier retreated >150 km within a few thousand years after the onset of LGM deglaciation. By comparing the recession of the Chandra Valley Glacier and other Himalayan glaciers with those of Northern and Southern Hemisphere glaciers, we demonstrate that post-LGM deglaciation was similar and nearly finished prior to the Bolling/Allerod interstadial. Our study supports the view that many Himalayan glaciers advanced during the LGM, likely in response to global variations in temperature.
In the past, floods were basically managed by flood control mechanisms. The focus was set on the reduction of flood hazard. The potential consequences were of minor interest. Nowadays river flooding is increasingly seen from the risk perspective, including possible consequences. Moreover, the large-scale picture of flood risk became increasingly important for disaster management planning, national risk developments and the (re-) insurance industry. Therefore, it is widely accepted that risk-orientated flood management ap-proaches at the basin-scale are needed. However, large-scale flood risk assessment methods for areas of several 10,000 km² are still in early stages. Traditional flood risk assessments are performed reach wise, assuming constant probabilities for the entire reach or basin. This might be helpful on a local basis, but where large-scale patterns are important this approach is of limited use. Assuming a T-year flood (e.g. 100 years) for the entire river network is unrealistic and would lead to an overestimation of flood risk at the large scale. Due to the lack of damage data, additionally, the probability of peak discharge or rainfall is usually used as proxy for damage probability to derive flood risk. With a continuous and long term simulation of the entire flood risk chain, the spatial variability of probabilities could be consider and flood risk could be directly derived from damage data in a consistent way.
The objective of this study is the development and application of a full flood risk chain, appropriate for the large scale and based on long term and continuous simulation. The novel approach of ‘derived flood risk based on continuous simulations’ is introduced, where the synthetic discharge time series is used as input into flood impact models and flood risk is directly derived from the resulting synthetic damage time series.
The bottleneck at this scale is the hydrodynamic simu-lation. To find suitable hydrodynamic approaches for the large-scale a benchmark study with simplified 2D hydrodynamic models was performed. A raster-based approach with inertia formulation and a relatively high resolution of 100 m in combination with a fast 1D channel routing model was chosen.
To investigate the suitability of the continuous simulation of a full flood risk chain for the large scale, all model parts were integrated into a new framework, the Regional Flood Model (RFM). RFM consists of the hydrological model SWIM, a 1D hydrodynamic river network model, a 2D raster based inundation model and the flood loss model FELMOps+r. Subsequently, the model chain was applied to the Elbe catchment, one of the largest catchments in Germany. For the proof-of-concept, a continuous simulation was per-formed for the period of 1990-2003. Results were evaluated / validated as far as possible with available observed data in this period. Although each model part introduced its own uncertainties, results and runtime were generally found to be adequate for the purpose of continuous simulation at the large catchment scale.
Finally, RFM was applied to a meso-scale catchment in the east of Germany to firstly perform a flood risk assessment with the novel approach of ‘derived flood risk assessment based on continuous simulations’. Therefore, RFM was driven by long term synthetic meteorological input data generated by a weather generator. Thereby, a virtual time series of climate data of 100 x 100 years was generated and served as input to RFM providing subsequent 100 x 100 years of spatially consistent river discharge series, inundation patterns and damage values. On this basis, flood risk curves and expected annual damage could be derived directly from damage data, providing a large-scale picture of flood risk. In contrast to traditional flood risk analysis, where homogenous return periods are assumed for the entire basin, the presented approach provides a coherent large-scale picture of flood risk. The spatial variability of occurrence probability is respected. Additionally, data and methods are consistent. Catchment and floodplain processes are repre-sented in a holistic way. Antecedent catchment conditions are implicitly taken into account, as well as physical processes like storage effects, flood attenuation or channel–floodplain interactions and related damage influencing effects. Finally, the simulation of a virtual period of 100 x 100 years and consequently large data set on flood loss events enabled the calculation of flood risk directly from damage distributions. Problems associated with the transfer of probabilities in rainfall or peak runoff to probabilities in damage, as often used in traditional approaches, are bypassed.
RFM and the ‘derived flood risk approach based on continuous simulations’ has the potential to provide flood risk statements for national planning, re-insurance aspects or other questions where spatially consistent, large-scale assessments are required.
Understanding how compression affects the distribution of liquid water and gaseous oxygen in the polymer electrolyte membrane fuel cell gas diffusion layer (GDL) is vital for informing the design of improved porous materials for effective water management strategies. Pore networks extracted from synchrotron-based micro-computed tomography images of compressed GDLs were employed to simulate liquid water transport in GDL materials over a range of compression pressures. The oxygen transport resistance was predicted for each sample under dry and partially saturated conditions. A favorable GDL compression value for a preferred liquid water distribution and oxygen diffusion was found for Toray TGP-H-090 (10%), yet an optimum compression value was not recognized for SGL Sigracet 25BC. SGL Sigracet 25BC exhibited lower transport resistance values compared to Toray TGP-H-090, and this is attributed to the additional diffusion pathways provided by the microporous layer (MPL), an effect that is particularly significant under partially saturated conditions. (C) 2016 Elsevier B.V. All rights reserved.
Carbonatites are peculiar magmatic rocks with mantle-related genesis, commonly interpreted as the products of melting of CO2-bearing peridotites, or resulting from the chemical evolution of mantle derived magmas, either through extreme "differentiation or secondary immiscibility. Here we report the first finding of anatectic carbonatites of crustal origin, preserved as calcite-rich polycrystalline inclusions in garnet from low-to-medium pressure migmatites of the Oberpfalz area, SW Bohemian Massif (Central Europe). These inclusions originally trapped a melt of calciocarbonatitic composition with a characteristic enrichment in Ba, Sr and LREE. This interpretation is supported by the results of a detailed microstructural and microchemical investigation, as well as re-melting experiments using a piston cylinder apparatus. Carbonatitic inclusions coexist in the same cluster with crystallized silicate melt inclusions (nanogranites) and COH fluid inclusions, suggesting conditions of primary immiscibility between two melts and a fluid during anatexis. The production of both carbonatitic and granitic melts during the same anatectic event requires a suitable heterogeneous protolith. This may be represented by a sedimentary sequence containing marble lenses of limited extension, similar to the one still visible in the adjacent central Moldanubian Zone. The presence of CO2-rich fluid inclusions suggests furthermore that high CO2 activity during anatexis may be required to stabilize a carbonate-rich melt in a silica-dominated, system. This natural occurrence displays a remarkable similarity with experiments on carbonate-silicate melt immiscibility, where CO2 saturation is a condition commonly imposed. In conclusion, this study shows how the investigation of partial melting through melt inclusion studies may unveil unexpected processes whose evidence, while preserved in stiff minerals such as garnet, is completely obliterated in the rest of the rock due to metamorphic re-equilibration. Our results thus provide invaluable new insights into the processes which shape the geochemical evolution of our planet, such as the redistribution of carbon and strategic metals during orogenesis. (C) 2016 Elsevier B.V. All rights reserved.
A unique assemblage including kumdykolite and kokchetavite, polymorphs of albite and K-feldspar, respectively, together with cristobalite, micas, and calcite has been identified in high-pressure granulites of the Orlica-Snieznik dome (Bohemian Massif) as the product of partial melt crystallization in preserved nanogranites. Previous reports of both kumdykolite and kokchetavite in natural rocks are mainly from samples that passed through the diamond stability field. However, because the maximum pressure recorded in these host rocks is <3 GPa, our observations indicate that high pressure is not required for the formation of kumdykolite and kokchetavite, and their presence is not therefore an indicator of ultrahigh-pressure conditions. Detailed microstructural and microchemical investigation of these inclusions indicates that such phases should instead be regarded as (1) a direct mineralogical criteria to identify former melt inclusions with preserved original compositions, including H2O and CO2 contents and (2) indicators of rapid cooling of the host rocks. Thus, the present study provides novel criteria for the interpretation of melt inclusions in natural rocks and allows a more rigorous characterization of partial melts during deep subduction to mantle depth as well as their behavior on exhumation.
The common carp (Cyprinus carpio) is a highly invasive species and an ecological engineer. It has been repeatedly shown to increase nutrient concentrations and phytoplankton biomass while destroying submerged macrophytes, although there are few studies from the Mediterranean region. We studied its impact on the zooplankton community in Laguna de Medina lake, a shallow lake in Jerez de la Frontera, south-west Spain. Carp were removed with rotenone in 2007 but returned in 2010-2011. We compared zooplankton sampled monthly from 8 points from May to December in 2008 (without carp) and 2012 (with carp). Extensive macrophyte beds present in 2008 were absent in 2012. As expected, chlorophyll-a concentrations, turbidity, total suspended solids and total phosphorus were much higher in 2012. Zooplankton richness decreased from 21 taxa in 2008 to 8 taxa in 2012, accompanied by a decrease in Shannon-Wiener diversity, an increase in Evenness and a change in size distribution with loss of larger taxa. In 2008, the crustaceans were dominated by the macrocladocerans Daphnia magna and Moina brachiata and the large calanoid copepod Arctodiaptomus salinus. In 2012, these three taxa were completely absent and the zooplankton was dominated by the alien cyclopoid Acanthocyclops americanus and the rotifers Brachionus plicatilis and Keratella quadrata. Our results confirm the disappearance of macrocladocera reported by others in mesocosm experiments with carp, and suggest that alien carp facilitate the spread of the alien copepod A. americanus.
Human development has far-reaching impacts on the surface of the globe. The transformation of natural land cover occurs in different forms, and urban growth is one of the most eminent transformative processes. We analyze global land cover data and extract cities as defined by maximally connected urban clusters. The analysis of the city size distribution for all cities on the globe confirms Zipf’s law. Moreover, by investigating the percolation properties of the clustering of urban areas we assess the closeness to criticality for various countries. At the critical thresholds, the urban land cover of the countries undergoes a transition from separated clusters to a gigantic component on the country scale. We study the Zipf-exponents as a function of the closeness to percolation and find a systematic dependence, which could be the reason for deviating exponents reported in the literature. Moreover, we investigate the average size of the clusters as a function of the proximity to percolation and find country specific behavior. By relating the standard deviation and the average of cluster sizes—analogous to Taylor’s law—we suggest an alternative way to identify the percolation transition. We calculate spatial correlations of the urban land cover and find long-range correlations. Finally, by relating the areas of cities with population figures we address the global aspect of the allometry of cities, finding an exponent δ ≈ 0.85, i.e., large cities have lower densities.
The Greater and Lesser Caucasus mountains and their associated foreland basins contain similar rock types, experience a similar two-fold, along-strike variation in mean annual precipitation, and were affected by extreme base-level drops of the neighboring Caspian Sea. However, the two Caucasus ranges are characterized by decidedly different tectonic regimes and rates of deformation that are subject to moderate (less than an order of magnitude) gradients in climate, and thus allow for a unique opportunity to isolate the effects of climate and tectonics in the evolution of topography within active orogens. There is an apparent disconnect between modern climate, shortening rates, and topography of both the Greater Caucasus and Lesser Caucasus which exhibit remarkably similar topography along-strike despite the gradients in forcing. By combining multiple datasets, we examine plausible causes for this disconnect by presenting a detailed analysis of the topography of both ranges utilizing established relationships between catchment-mean erosion rates and topography (local relief, hillslope gradients, and channel steepness) and combining it with a synthesis of previously published low-temperature thermochronologic data. Modern climate of the Caucasus region is assessed through an analysis of remotely-sensed data (TRMM and MODIS) and historical streamflow data. Because along-strike variation in either erosional efficiency or thickness of accreted material fail to explain our observations, we suggest that the topography of both the western Lesser and Greater Caucasus are partially supported by different geodynamic forces. In the western Lesser Caucasus, high relief portions of the landscape likely reflect uplift related to ongoing mantle lithosphere delamination beneath the neighboring East Anatolian Plateau. In the Greater Caucasus, maintenance of high topography in the western portion of the range despite extremely low (<2-4 mm/y) modern convergence rates may be related to dynamic topography from detachment of the north-directed Greater Caucasus slab or to a recent slowing of convergence rates. Large-scale spatial gradients in climate are not reflected in the topography of the Caucasus and do not seem to exert any significant control on the tectonics or structure of either range. (C) 2016 Elsevier B.V. All rights reserved.
A Paleoarchean impact spherule-bearing interval of the 763 m long International Continental Scientific Drilling Program (ICDP) drill core BARB5 from the lower Mapepe Formation of the Fig Tree Group, Barberton Mountain Land (South Africa) was investigated using nondestructive analytical techniques. The results of visual observation, infrared (IR) spectroscopic imaging, and micro-X-ray fluorescence (lXRF) of drill cores are presented. Petrographic and sedimentary features, as well as major and trace element compositions of lithologies from the micrometer to kilometer-scale, assisted in the localization and characterization of eight spherule-bearing intervals between 512.6 and 510.5 m depth. The spherule layers occur in a strongly deformed section between 517 and 503 m, and the rocks in the core above and below are clearly less disturbed. The lXRF element maps show that spherule layers have similar petrographic and geochemical characteristics but differences in (1) sorting of two types of spherules and (2) occurrence of primary minerals (Ni-Cr spinel and zircon). We favor a single impact scenario followed by postimpact reworking, and subsequent alteration. The spherule layers are Al2O3-rich and can be distinguished from the Al2O3-poor marine sediments by distinct Al-OH absorption features in the short wave infrared (SWIR) region of the electromagnetic spectrum. Infrared images can cover tens to hundreds of square meters of lithologies and, thus, may be used to search for Al-OH-rich spherule layers in Al2O3-poor sediments, such as Eoarchean metasediments, where the textural characteristics of the spherule layers are obscured by metamorphism.
Ice-wedge polygon (IWP) peatlands in the Arctic and Subarctic are extremely vulnerable to climatic and environmental change. We present the results of a multidisciplinary paleoenvironmental study on IWPs in the northern Yukon, Canada. High-resolution laboratory analyses were carried out on a permafrost core and the overlying seasonally thawed (active) layer, from an IWP located in a drained lake basin on Herschel Island. In relation to 14 Accelerator Mass Spectrometry (AMS) radiocarbon dates spanning the last 5000 years, we report sedimentary data including grain size distribution and biogeochemical parameters (organic carbon, nitrogen, C/N ratio, delta C-13), stable water isotopes (delta O-18, delta D), as well as fossil pollen, plant macrofossil and diatom assemblages. Three sediment units (SUS) correspond to the main stages of deposition (1) in a thermokarst lake (SW : 4950 to 3950 cal yrs BP), (2) during transition from lacustrine to palustrine conditions after lake drainage (SU2: 3950 to 3120 cal yrs BP), and (3) in palustrine conditions of the IWP field that developed after drainage (SU3: 3120 cal yrs BP to 2012 CE). The lacustrine phase (pre 3950 cal yrs BP) is characterized by planktonic-benthic and pioneer diatom species indicating circumneutral waters, and very few plant macrofossils. The pollen record has captured a regional signal of relatively stable vegetation composition and climate for the lacustrine stage of the record until 3950 cal yrs BP. Palustrine conditions with benthic and acidophilic diatom species characterize the peaty shallow-water environments of the low-centered IWP. The transition from lacustrine to palustrine conditions was accompanied by acidification and rapid revegetation of the lake bottom within about 100 years. Since the palustrine phase we consider the pollen record as a local vegetation proxy dominated by the plant communities growing in the IWP. Ice-wedge cracking in water-saturated sediments started immediately after lake drainage at about 3950 cal yrs BP and led to the formation of an IWP mire. Permafrost aggradation through downward closed-system freezing of the lake talik is indicated by the stable water isotope record. The originally submerged IWP center underwent gradual drying during the past 2000 years. This study highlights the sensitivity of permafrost landscapes to climate and environmental change throughout the Holocene. (C) 2016 Elsevier Ltd. All rights reserved.
Leaf wax n-alkane H-2 values carry important information about environmental and ecophysiological processes in plants. However, the physiological and biochemical drivers that shape leaf wax n-alkane H-2 values are not completely understood. It is particularly unclear why n-alkanes in grasses are typically H-2-depleted compared with plants from other taxonomic groups such as dicotyledonous plants and why C3 grasses are H-2-depleted compared with C4 grasses. To resolve these uncertainties, we quantified the effects of leaf water evaporative H-2-enrichment and biosynthetic hydrogen isotope fractionation on n-alkane H-2 values for a range of C3 and C4 grasses grown in climate-controlled chambers. We found that only a fraction of leaf water evaporative H-2-enrichment is imprinted on the leaf wax n-alkane H-2 values in grasses. This is interesting, as previous studies have shown in dicotyledonous plants a nearly complete transfer of this H-2-enrichment to the n-alkane H-2 values. We thus infer that the typically observed H-2-depletion of n-alkanes in grasses (as opposed to dicots) is because only a fraction of the leaf water evaporative H-2-enrichment is imprinted on the H-2 values. Our experiments also show that differences in n-alkane H-2 values between C3 and C4 grasses are largely the result of systematic differences in biosynthetic fractionation between these two plant groups, which was on average -198 and-159 parts per thousand for C3 and C4 grasses, respectively. We present novel and exciting data on how leaf wax n-alkane 2H values from grasses are affected by plant physiological (leaf water evaporative 2H-enrichment) or biochemical processes (biosynthetic hydrogen isotope fractionation). These results are very interesting because they shed new light on how naturally observed differences between 2H values from C3 and C4 grasses and dicots can be explained by systematic differences in the biosynthesis of n-alkanes between these plant group (i.e. largely driven by NADPH origins).
We applied the geomorphic indices (hypsometry and stream length gradient) to evaluate the differential uplift of the central and southern Longmenshan, a mountain range characterized by rapid erosion, strong tectonic uplift, and devastating seismic hazards. The results of the geomorphic analysis indicate that the Beichuan-Yingxiu fault and the Shuangshi-Dachuan fault act as major tectonic boundaries separating areas experiencing rapid uplift from slow uplift. The results of the geomorphic analysis also suggest that the Beichuan-Yingxiu fault is the most active fault with the largest relative uplift rates compared to the rest of the faults in the Longmenshan fault system. We compared reflected relative uplift rates based on the hypsometry and stream length gradient indices with geological/geodetic absolute rates. Along-strike and across-strike variations in the hypsometry and stream length gradient correlate with the spatial patterns derived from the apatite fission track exhumation rates, the leveling-derived uplift rate, and coseismic vertical displacements during the 2008 Wenchuan earthquake. These data defined multiple fault relationships in a complex thrust zone and provided geomorphic evidence to evaluate the potential seismic hazards of the southern Longmenshan range.
The main scope of the InterPACIFIC (Intercomparison of methods for site parameter and velocity profile characterization) project is to assess the reliability of in-hole and surface-wave methods, used for estimating shear wave velocity. Three test-sites with different subsurface conditions were chosen: a soft soil, a stiff soil and a rock outcrop. This paper reports the surface-wave methods results. Specifically 14 teams of expert users analysed the same experimental surface-wave datasets, consisting of both passive and active data. Each team adopted their own strategy to retrieve the dispersion curve and the shear-wave velocity profile at each site. Despite different approaches, the dispersion curves are quite in agreement with each other. Conversely, the shear-wave velocity profiles show a certain variability that increases in correspondence of major stratigraphic interfaces. This larger variability is mainly due to non-uniqueness of the solution and lateral variability. As expected, the observed variability in V-s,V-30 estimatesis small, as solution non-uniqueness plays a limited role. (C) 2015 Elsevier Ltd. All rights reserved.
The collision of bathymetric anomalies, such as oceanic spreading centers, at convergent plate margins can profoundly affect subduction dynamics, magmatism, and the structural and geomorphic evolution of the overriding plate. The Southern Patagonian Andes of South America are a prime example for sustained oceanic ridge collision and the successive formation and widening of an extensive asthenospheric slab window since the Middle Miocene. Several of the predicted upper-plate geologic manifestations of such deep-seated geodynamic processes have been studied in this region, but many topics remain highly debated. One of the main controversial topics is the interpretation of the regional low-temperature thermochronology exhumational record and its relationship with tectonic and/or climate-driven processes, ultimately manifested and recorded in the landscape evolution of the Patagonian Andes. The prominent along-strike variance in the topographic characteristics of the Andes, combined with coupled trends in low-temperature thermochronometer cooling ages have been interpreted in very contrasting ways, considering either purely climatic (i.e. glacial erosion) or geodynamic (slab-window related) controlling factors.
This thesis focuses on two main aspects of these controversial topics. First, based on field observations and bedrock low-temperature thermochronology data, the thesis addresses an existing research gap with respect to the neotectonic activity of the upper plate in response to ridge collision - a mechanism that has been shown to affect the upper plate topography and exhumational patterns in similar tectonic settings. Secondly, the qualitative interpretation of my new and existing thermochronological data from this region is extended by inverse thermal modelling to define thermal histories recorded in the data and evaluate the relative importance of surface vs. geodynamic factors and their possible relationship with the regional cooling record.
My research is centered on the Northern Patagonian Icefield (NPI) region of the Southern Patagonian Andes. This site is located inboard of the present-day location of the Chile Triple Junction - the juncture between the colliding Chile Rise spreading center and the Nazca and Antarctic Plates along the South American convergent margin. As such this study area represents the region of most recent oceanic-ridge collision and associated slab window formation. Importantly, this location also coincides with the abrupt rise in summit elevations and relief characteristics in the Southern Patagonian Andes. Field observations, based on geological, structural and geomorphic mapping, are combined with bedrock apatite (U-Th)/He and apatite fission track (AHe and AFT) cooling ages sampled along elevation transects across the orogen. This new data reveals the existence of hitherto unrecognized neotectonic deformation along the flanks of the range capped by the NPI.
This deformation is associated with the closely spaced oblique collision of successive oceanic-ridge segments in this region over the past 6 Ma. I interpret that this has caused a crustal-scale partitioning of deformation and the decoupling, margin-parallel migration, and localized uplift of a large crustal sliver (the NPI block) along the subduction margin. The location of this uplift coincides with a major increase of summit elevations and relief at the northern edge of the NPI massif. This mechanism is compatible with possible extensional processes along the topographically subdued trailing edge of the NPI block as documented by very recent and possibly still active normal faulting. Taken together, these findings suggest a major structural control on short-wavelength variations in topography in the Southern Patagonian Andes - the region affected by ridge collision and slab window formation.
The second research topic addressed here focuses on using my new and existing bedrock low-temperature cooling ages in forward and inverse thermal modeling. The data was implemented in the HeFTy and QTQt modeling platforms to constrain the late Cenozoic thermal history of the Southern Patagonian Andes in the region of the most recent upper-plate sectors of ridge collision. The data set combines AHe and AFT data from three elevation transects in the region of the Northern Patagonian Icefield. Previous similar studies claimed far-reaching thermal effects of the approaching ridge collision and slab window to affect patterns of Late Miocene reheating in the modelled thermal histories. In contrast, my results show that the currently available data can be explained with a simpler thermal history than previously proposed. Accordingly, a reheating event is not needed to reproduce the observations. Instead, the analyzed ensemble of modelled thermal histories defines a Late Miocene protracted cooling and Pliocene-to-recent stepwise exhumation. These findings agree with the geological record of this region. Specifically, this record indicates an Early Miocene phase of active mountain building associated with surface uplift and an active fold-and-thrust belt, followed by a period of stagnating deformation, peneplanation, and lack of synorogenic deposition in the Patagonian foreland. The subsequent period of stepwise exhumation likely resulted from a combination of pulsed glacial erosion and coeval neotectonic activity. The differences between the present and previously published interpretation of the cooling record can be reconciled with important inconsistencies of previously used model setup. These include mainly the insufficient convergence of the models and improper assumptions regarding the geothermal conditions in the region. This analysis puts a methodological emphasis on the prime importance of the model setup and the need for its thorough examination to evaluate the robustness of the final outcome.
The subduction of bathymetric anomalies at convergent margins can profoundly affect subduction dynamics, magmatism, and the structural and geomorphic evolution of the overriding plate. The Northern Patagonian Icefield (NPI) is located east of the Chile Triple Junction at similar to 47 degrees S, where the Chile Rise spreading center collides with South America. This region is characterized by an abrupt increase in summit elevations and relief that has been controversially debated in the context of geodynamic versus glacial erosion effects on topography. Here we present geomorphic, thermochronological, and structural data that document neotectonic activity along hitherto unrecognized faults along the flanks of the NPI. New apatite (U-Th)/He bedrock cooling ages suggest faulting since 2-3 Ma. We infer the northward translation of an similar to 140 km long fore-arc sliver-the NPI block-results from enhanced partitioning of oblique plate convergence due to the closely spaced collision of three successive segments of the Chile Rise. In this model, greater uplift occurs in the hanging wall of the Exploradores thrust at the northern leading edge of the NPI block, whereas the Cachet and Liquine-Ofqui dextral faults decouple the NPI block along its eastern and western flanks, respectively. Localized extension possibly occurs at its southern trailing edge along normal faults associated with margin-parallel extension, tectonic subsidence, and lower elevations along the Andean crest line. Our neotectonic model provides a novel explanation for the abrupt topographic variations inland of the Chile Triple Junction and emphasizes the fundamental effects of local tectonics on exhumation and topographic patterns in this glaciated landscape.
Hummocky soil landscapes are characterized by 3D spatial patterns of soil types that result from erosion-affected pedogenesis. Due to tillage and water erosion, truncated profiles have been formed at steep and mid slopes and colluvial soils at hollows, while intact profiles remained at plateau positions. Pedogenetic variations in soil horizons lead to spatial differences in the soil water balance at hillslope positions. Here, possible interactions between erosion affected soil properties, the water balances, and the crop growth and feedback effects of erosion on the leaching rates were assumed. The hypothesis was tested by water balance simulations comparing uniform with hillslope position-specific crop and root growths for soils at plateau, flat mid slope, steep slope, and hollow using the Hydrus-1D program. The boundary condition data were monitored at the CarboZALF-D experimental field site, which was cropped with perennial lucerne (Medicago sativa L.) in 2013 and 2014. Crop and root growth at the four hillslope positions was assumed proportional to observed leaf area index (LAI). Fluxes of dissolved organic and inorganic carbon (DOC, DIC) were obtained from simulated water fluxes and measured DOC and DIC concentrations. For the colluvic soil at hollow, the crop growth was initially highest and later limited by an increasing water table; here the predominately upward flow led to a net input in DIC and DOC. For the truncated soils at steep slopes, simulations support the hypothesis that reduced crop growth caused an increase in percolation and DIC leaching from the subsoil horizons, which in turn led to accelerated soil development and more soil variations along eroding hillslopes in arable soil landscapes. (C) 2015 Elsevier B.V. All rights reserved.
Variational methods are employed in situations where exact Bayesian inference becomes intractable due to the difficulty in performing certain integrals. Typically, variational methods postulate a tractable posterior and formulate a lower bound on the desired integral to be approximated, e.g. marginal likelihood. The lower bound is then optimised with respect to its free parameters, the so-called variational parameters. However, this is not always possible as for certain integrals it is very challenging (or tedious) to come up with a suitable lower bound. Here, we propose a simple scheme that overcomes some of the awkward cases where the usual variational treatment becomes difficult. The scheme relies on a rewriting of the lower bound on the model log-likelihood. We demonstrate the proposed scheme on a number of synthetic and real examples, as well as on a real geophysical model for which the standard variational approaches are inapplicable.
Adequate irrigation inputs are essential for the application of hydrological models in irrigated catchments, but reliable data on both the amount and the frequency of irrigation applications are often missing at an appropriate spatial scale. In this paper, we demonstrate and test approaches to estimate irrigation inputs for distributed hydrological modelling. In this context, the Soil and Water Assessment Tool was applied to simulate water balances for an irrigated catchment in southeast Australia during the period 2008–2010. Two methods for estimating irrigation inputs were tested. One method was based on a fixed irrigation application rate, whereas the other one had variable irrigation rates depending on season and the irrigated crop. These two approaches were also compared with the ‘auto-irrigation’ method within the Soil and Water Assessment Tool model. The method with variable irrigation rates resulted in the most reasonable interpretation of the readily available irrigation data, consistent estimates of irrigation runoff coefficients throughout the year and the best fit to observed data on both drain flows at the catchment outlet and spatial evapotranspiration patterns. We also found that the different irrigation inputs significantly affected simulated water balances, in particular deep percolation under relatively dry climatic conditions. All these results suggest that it is possible to infer irrigation inputs from readily available data and local knowledge, adequate for hydrological modelling in irrigated catchments. Our study also demonstrates that, in order to predict reliable water balances in irrigated catchments, an accurate knowledge of irrigation scheduling and irrigation runoff is required. Copyright © 2015 John Wiley & Sons, Ltd.
Decreasing groundwater levels in many parts of Germany and decreasing low flows in Central Europe have created a need for adaptation measures to stabilize the water balance and to increase low flows. The objective of our study was to estimate the impact of ditch water level management on stream-aquifer interactions in small lowland catchments of the mid-latitudes. The water balance of a ditch-irrigated area and fluxes between the subsurface and the adjacent stream were modeled for three runoff recession periods using the Hydrus-2D software package. The results showed that the subsurface flow to the stream was closely related to the difference between the water level in the ditch system and the stream. Evapotranspiration during the growing season additionally reduced base flow. It was crucial to stop irrigation during a recession period to decrease water withdrawal from the stream and enhance the base flow by draining the irrigated area. Mean fluxes to the stream were between 0.04 and 0.64 ls(-1) for the first 20 days of the low-flow periods. This only slightly increased the flow in the stream, whose mean was 57 ls(-1) during the period with the lowest flows. Larger areas would be necessary to effectively increase flows in mesoscale catchments.
Decreasing groundwater levels in many parts of Germany and decreasing low flows in Central Europe have created a need for adaptation measures to stabilize the water balance and to increase low flows. The objective of our study was to estimate the impact of ditch water level management on stream-aquifer interactions in small lowland catchments of the mid-latitudes. The water balance of a ditch-irrigated area and fluxes between the subsurface and the adjacent stream were modeled for three runoff recession periods using the Hydrus-2D software package. The results showed that the subsurface flow to the stream was closely related to the difference between the water level in the ditch system and the stream. Evapotranspiration during the growing season additionally reduced base flow. It was crucial to stop irrigation during a recession period to decrease water withdrawal from the stream and enhance the base flow by draining the irrigated area. Mean fluxes to the stream were between 0.04 and 0.64 ls(-1) for the first 20 days of the low-flow periods. This only slightly increased the flow in the stream, whose mean was 57 ls(-1) during the period with the lowest flows. Larger areas would be necessary to effectively increase flows in mesoscale catchments.
The lakes in the Kenyan Rift Valley offer the unique opportunity to study a wide range of hydrochemical environmental conditions, ranging from freshwater to highly saline and alkaline lakes. Because little is known about the hydro- and biogeochemical conditions in the underlying lake sediments, it was the aim of this study to extend the already existing data sets with data from porewater and biomarker analyses. Additionally, reduced sulphur compounds and sulphate reduction rates in the sediment were determined. The new data was used to examine the anthropogenic and microbial influence on the lakes sediments as well as the influence of the water chemistry on the degradation and preservation of organic matter in the sediment column. The lakes discussed in this study are: Logipi, Eight (a small crater lake in the region of Kangirinyang), Baringo, Bogoria, Naivasha, Oloiden, and Sonachi.
The biomarker compositions were similar in all studied lake sediments; nevertheless, there were some differences between the saline and freshwater lakes. One of those differences is the occurrence of a molecule related to β-carotene, which was only found in the saline lakes. This molecule most likely originates from cyanobacteria, single-celled organisms which are commonly found in saline lakes. In the two freshwater lakes, stigmasterol, a sterol characteristic for freshwater algae, was found. In this study, it was shown that Lakes Bogoria and Sonachi can be used for environmental reconstructions with biomarkers, because the absence of oxygen at the lake bottoms slowed the degradation process. Other lakes, like for example Lake Naivasha, cannot be used for such reconstructions, because of the large anthropogenic influence. But the biomarkers proved to be a useful tool to study those anthropogenic influences. Additionally, it was observed that horizons with a high concentration of elemental sulphur can be used as temporal markers. Those horizons were deposited during times when the lake levels were very low. The sulphur was deposited by microorganisms which are capable of anoxygenic photosynthesis or sulphide oxidation.
Zircon (ZrSiO4), hafnon (HfSiO4) and five intermediate compositions were synthesized from a Pb silicate melt. The resulting crystals were 20-300 mu m in size and displayed sector and growth zoning. Raman spectra were acquired at locations in the sample for which preceding electron microprobe (EMP) analyses revealed sufficient compositional homogeneity. The dataset documents shifts of Raman bands with changing composition. In this study, bands that have previously not been reported were found for the intermediate compositions and for pure hafnon, in particular at wavenumbers less than 200 cm(-1). For these external modes, the dataset provides new insight into the compositional dependence of their frequencies. Density-functional theory calculations support the observations and are used for a detailed interpretation of the spectra. The pitfalls of the EMP analysis along the zircon-hafnon join are highlighted.
Cities play a vital role in the global climate change mitigation agenda. City population density is one of the key factors that influence urban energy consumption and the subsequent GHG emissions. However, previous research on the relationship between population density and GHG emissions led to contradictory results due to urban/rural definition conundrum and the varying methodologies for estimating GHG emissions. This work addresses these ambiguities by employing the City Clustering Algorithm (CCA) and utilizing the gridded CO2 emissions data. Our results, derived from the analysis of all inhabited areas in the US, show a sub-linear relationship between population density and the total emissions (i.e. the sum of on-road and building emissions) on a per capita basis. Accordingly, we find that doubling the population density would entail a reduction in the total CO2 emissions in buildings and on-road sectors typically by at least 42%. Moreover, we find that population density exerts a higher influence on on-road emissions than buildings emissions. From an energy consumption point of view, our results suggest that on-going urban sprawl will lead to an increase in on-road energy consumption in cities and therefore stresses the importance of developing adequate local policy measures to limit urban sprawl. (C) 2016 Elsevier Ltd. All rights reserved.
We present an algorithm that performs sequentially one-dimensional inversion of subsurface magnetic permeability and electrical conductivity by using multi-configuration electromagnetic induction sensor data. The presented method is based on the conversion of the in-phase and out-of-phase data into effective magnetic permeability and electrical conductivity of the equivalent homogeneous half-space. In the case of small-offset systems, such as portable electromagnetic induction sensors, for which in-phase and out-of-phase data are moderately coupled, the effective half-space magnetic permeability and electrical conductivity can be inverted sequentially within an iterative scheme. We test and evaluate the proposed inversion strategy using synthetic and field examples. First, we apply it to synthetic data for some highly magnetic environments. Then, the method is tested on real field data acquired in a basaltic environment to image a formation of archaeological interest. These examples demonstrate that a joint interpretation of in-phase and out-of-phase data leads to a better characterisation of the subsurface in magnetic environments such as volcanic areas.
Steppe vegetation represents a key marker of past Asian aridification and is associated with monsoonal intensification. Little is, however, known about the origin of this pre-Oligocene vegetation, its specific composition and how it changed over time and responded to climatic variations. Here, we describe the morphological characters of Ephedraceae pollen in Eocene strata of the Xining Basin and compare the pollen composition with the palynological composition of Late Cretaceous and Paleocene deposits of the Xining Basin and the Quaternary deposits of the Qaidam Basin. We find that the Late Cretaceous steppe was dominated by Gnetaceaepollenites; in the transition from the Cretaceous to the Paleocene, Gnetaceaepollenites became extinct and Ephedripites subgenus Ephedripites dominated the flora with rare occurrences of Ephedripites subgen. Distachyapites; the middle to late Eocene presents a strong increase of Ephedripites subgen. Distachyapites; and the Quaternary/Recent is marked by a significantly lower diversity of Ephedraceae (and Nitrariaceae) compared to the Eocene. In the modern landscape of China, only a fraction of the Paleogene species diversity of Ephedraceae remains and we propose that these alterations in Ephedreaceae composition occurred in response to the climatic changes at least since the Eocene. In particular, the strong Eocene monsoons that enhanced the continental aridification may have played an important role in the evolution of Ephedripites subgen. Distachyapites triggering an evolutionary shift to wind-pollination in this group. Conceivably, the Ephedraceae/Nitrariaceae dominated steppe ended during the Eocene/Oligocene climatic cooling and aridification, which favoured other plant taxa.
Oceanic lithospheric S-wave velocities from the analysis of P-wave polarization at the ocean floor
(2016)
Our knowledge of the absolute S-wave velocities of the oceanic lithosphere is mainly based on global surface wave tomography, local active seismic or compliance measurements using oceanic infragravity waves. The results of tomography give a rather smooth picture of the actual S-wave velocity structure and local measurements have limitations regarding the range of elastic parameters or the geometry of the measurement. Here, we use the P-wave polarization (apparent P-wave incidence angle) of teleseismic events to investigate the S-wave velocity structure of the oceanic crust and the upper tens of kilometres of the mantle beneath single stations. In this study, we present an up to our knowledge new relation of the apparent P-wave incidence angle at the ocean bottom dependent on the half-space S-wave velocity. We analyse the angle in different period ranges at ocean bottom stations (OBSs) to derive apparent S-wave velocity profiles. These profiles are dependent on the S-wave velocity as well as on the thickness of the layers in the subsurface. Consequently, their interpretation results in a set of equally valid models. We analyse the apparent P-wave incidence angles of an OBS data set which was collected in the Eastern Mid Atlantic. We are able to determine reasonable S-wave-velocity-depth models by a three-step quantitative modelling after a manual data quality control, although layer resonance sometimes influences the estimated apparent S-wave velocities. The apparent S-wave velocity profiles are well explained by an oceanic PREM model in which the upper part is replaced by four layers consisting of a water column, a sediment, a crust and a layer representing the uppermost mantle. The obtained sediment has a thickness between 0.3 and 0.9 km with S-wave velocities between 0.7 and 1.4 km s(-1). The estimated total crustal thickness varies between 4 and 10 km with S-wave velocities between 3.5 and 4.3 km s(-1). We find a slight increase of the total crustal thickness from similar to 5 to similar to 8 km towards the South in the direction of a major plate boundary, the Gloria Fault. The observed crustal thickening can be related with the known dominant compression in the vicinity of the fault. Furthermore, the resulting mantle S-wave velocities decrease from values around 5.5 to 4.5 km s(-1) towards the fault. This decrease is probably caused by serpentinization and indicates that the oceanic transform fault affects a broad region in the uppermost mantle. Conclusively, the presented method is useful for the estimation of the local S-wave velocity structure beneath ocean bottom seismic stations. It is easy to implement and consists of two main steps: (1) measurement of apparent P-wave incidence angles in different period ranges for real and synthetic data, and (2) comparison of the determined apparent S-wave velocities for real and synthetic data to estimate S-wave velocity-depth models.
Restoring degraded lands in rural environments that are heavily managed to meet subsistence needs is a challenge due to high rates of disturbance and resource extraction. This study investigates the efficacy of erosion control structures (ECSs) as restoration tools in the context of a watershed rehabilitation and wet meadow (bofedal) restoration program in the Bolivian Andes. In an effort to enhance water security and increase grazing stability, Aymara indigenous communities built over 15,000 check dams, 9,100 terraces, 5,300 infiltration ditches, and 35 pasture improvement trials. Communities built ECSs at different rates, and we compared vegetation change in the highest restoration management intensity, lowest restoration management intensity, and nonproject control communities. We used line transects to measure changes in vegetation cover and standing water in gullies with check dams and without check dams, and related these ground measurements to a time series (1986-2009) of normalized difference vegetation index derived from Landsat TM5 images. Evidence suggests that check dams increase bofedal vegetation and standing water at a local scale, and lead to increased greenness at a basin scale when combined with other ECSs. Watershed rehabilitation enhances ecosystem services significant to local communities (grazing stability, water security), which creates important synergies when conducting land restoration in rural development settings.
Glacial legacies on interglacial vegetation at the Pliocene-Pleistocene transition in NE Asia
(2016)
Broad-scale climate control of vegetation is widely assumed. Vegetation-climate lags are generally thought to have lasted no more than a few centuries. Here our palaeoecological study challenges this concept over glacial–interglacial timescales. Through multivariate analyses of pollen assemblages from Lake El’gygytgyn, Russian Far East and other data we show that interglacial vegetation during the Plio-Pleistocene transition mainly reflects conditions of the preceding glacial instead of contemporary interglacial climate. Vegetation–climate disequilibrium may persist for several millennia, related to the combined effects of permafrost persistence, distant glacial refugia and fire. In contrast, no effects from the preceding interglacial on glacial vegetation are detected. We propose that disequilibrium was stronger during the Plio-Pleistocene transition than during the Mid-Pliocene Warm Period when, in addition to climate, herbivory was important. By analogy to the past, we suggest today’s widespread larch ecosystem on permafrost is not in climate equilibrium. Vegetation-based reconstructions of interglacial climates used to assess atmospheric CO2–temperature relationships may thus yield misleading simulations of past global climate sensitivity.
The global carbon cycle is closely linked to Earth’s climate. In the context of continuously unchecked anthropogenic CO₂ emissions, the importance of natural CO₂ bond and carbon storage is increasing. An important biogenic mechanism of natural atmospheric CO₂ drawdown is the photosynthetic carbon fixation in plants and the subsequent longterm deposition of plant detritus in sediments.
The main objective of this thesis is to identify factors that control mobilization and transport of plant organic matter (pOM) through rivers towards sedimentation basins. I investigated this aspect in the eastern Nepalese Arun Valley. The trans-Himalayan Arun River is characterized by a strong elevation gradient (205 − 8848 m asl) that is accompanied by strong changes in ecology and climate ranging from wet tropical conditions in the Himalayan forelad to high alpine tundra on the Tibetan Plateau. Therefore, the Arun is an excellent natural laboratory, allowing the investigation of the effect of vegetation cover, climate, and topography on plant organic matter mobilization and export in tributaries along the gradient.
Based on hydrogen isotope measurements of plant waxes sampled along the Arun River and its tributaries, I first developed a model that allows for an indirect quantification of pOM contributed to the mainsetm by the Arun’s tributaries. In order to determine the role of climatic and topographic parameters of sampled tributary catchments, I looked for significant statistical relations between the amount of tributary pOM export and tributary characteristics (e.g. catchment size, plant cover, annual precipitation or runoff, topographic measures). On one hand, I demonstrated that pOMsourced from the Arun is not uniformly derived from its entire catchment area. On the other, I showed that dense vegetation is a necessary, but not sufficient, criterion for high tributary pOM export. Instead, I identified erosion and rainfall and runoff as key factors controlling pOM sourcing in the Arun Valley. This finding is supported by terrestrial cosmogenic nuclide concentrations measured on river sands along the Arun and its tributaries in order to quantify catchment wide denudation rates. Highest denudation rates corresponded well with maximum pOM mobilization and export also suggesting the link between erosion and pOM sourcing.
The second part of this thesis focusses on the applicability of stable isotope records such as plant wax n-alkanes in sediment archives as qualitative and quantitative proxy for the variability of past Indian Summer Monsoon (ISM) strength. First, I determined how ISM strength affects the hydrogen and oxygen stable isotopic composition (reported as δD and δ18O values vs. Vienna Standard Mean Ocean Water) of precipitation in the Arun Valley and if this amount effect (Dansgaard, 1964) is strong enough to be recorded in potential paleo-ISM isotope proxies. Second, I investigated if potential isotope records across the Arun catchment reflect ISM strength dependent precipitation δD values only, or if the ISM isotope signal is superimposed by winter precipitation or glacial melt. Furthermore, I tested if δD values of plant waxes in fluvial deposits reflect δD values of environmental waters in the respective catchments.
I showed that surface water δD values in the Arun Valley and precipitation δD from south of the Himalaya both changed similarly during two consecutive years (2011 & 2012) with distinct ISM rainfall amounts (~20% less in 2012). In order to evaluate the effect of other water sources (Winter-Westerly precipitation, glacial melt) and evapotranspiration in the Arun Valley, I analysed satellite remote sensing data of rainfall distribution (TRMM 3B42V7), snow cover (MODIS MOD10C1), glacial coverage (GLIMSdatabase, Global Land Ice Measurements from Space), and evapotranspiration (MODIS MOD16A2). In addition to the predominant ISM in the entire catchment I found through stable isotope analysis of surface waters indications for a considerable amount of glacial melt derived from high altitude tributaries and the Tibetan Plateau. Remotely sensed snow cover data revealed that the upper portion of the Arun also receives considerable winter precipitation, but the effect of snow melt on the Arun Valley hydrology could not be evaluated as it takes place in early summer, several months prior to our sampling campaigns. However, I infer that plant wax records and other potential stable isotope proxy archives below the snowline are well-suited for qualitative, and potentially quantitative, reconstructions of past changes of ISM strength.
It is commonly recognized that soil moisture exhibits spatial heterogeneities occurring in a wide range of scales. These heterogeneities are caused by different factors ranging from soil structure at the plot scale to land use at the landscape scale. There is an urgent need for effi-cient approaches to deal with soil moisture heterogeneity at large scales, where manage-ment decisions are usually made. The aim of this dissertation was to test innovative ap-proaches for making efficient use of standard soil hydrological data in order to assess seep-age rates and main controls on observed hydrological behavior, including the role of soil het-erogeneities.
As a first step, the applicability of a simplified Buckingham-Darcy method to estimate deep seepage fluxes from point information of soil moisture dynamics was assessed. This was done in a numerical experiment considering a broad range of soil textures and textural het-erogeneities. The method performed well for most soil texture classes. However, in pure sand where seepage fluxes were dominated by heterogeneous flow fields it turned out to be not applicable, because it simply neglects the effect of water flow heterogeneity. In this study a need for new efficient approaches to handle heterogeneities in one-dimensional water flux models was identified.
As a further step, an approach to turn the problem of soil moisture heterogeneity into a solu-tion was presented: Principal component analysis was applied to make use of the variability among soil moisture time series for analyzing apparently complex soil hydrological systems. It can be used for identifying the main controls on the hydrological behavior, quantifying their relevance, and describing their particular effects by functional averaged time series. The ap-proach was firstly tested with soil moisture time series simulated for different texture classes in homogeneous and heterogeneous model domains. Afterwards, it was applied to 57 mois-ture time series measured in a multifactorial long term field experiment in Northeast Germa-ny.
The dimensionality of both data sets was rather low, because more than 85 % of the total moisture variance could already be explained by the hydrological input signal and by signal transformation with soil depth. The perspective of signal transformation, i.e. analyzing how hydrological input signals (e.g., rainfall, snow melt) propagate through the vadose zone, turned out to be a valuable supplement to the common mass flux considerations. Neither different textures nor spatial heterogeneities affected the general kind of signal transfor-mation showing that complex spatial structures do not necessarily evoke a complex hydro-logical behavior. In case of the field measured data another 3.6% of the total variance was unambiguously explained by different cropping systems. Additionally, it was shown that dif-ferent soil tillage practices did not affect the soil moisture dynamics at all.
The presented approach does not require a priori assumptions about the nature of physical processes, and it is not restricted to specific scales. Thus, it opens various possibilities to in-corporate the key information from monitoring data sets into the modeling exercise and thereby reduce model uncertainties.
Classification of clouds, cirrus, snow, shadows and clear sky areas is a crucial step in the pre-processing of optical remote sensing images and is a valuable input for their atmospheric correction. The Multi-Spectral Imager on board the Sentinel-2's of the Copernicus program offers optimized bands for this task and delivers unprecedented amounts of data regarding spatial sampling, global coverage, spectral coverage, and repetition rate. Efficient algorithms are needed to process, or possibly reprocess, those big amounts of data. Techniques based on top-of-atmosphere reflectance spectra for single-pixels without exploitation of external data or spatial context offer the largest potential for parallel data processing and highly optimized processing throughput. Such algorithms can be seen as a baseline for possible trade-offs in processing performance when the application of more sophisticated methods is discussed. We present several ready-to-use classification algorithms which are all based on a publicly available database of manually classified Sentinel-2A images. These algorithms are based on commonly used and newly developed machine learning techniques which drastically reduce the amount of time needed to update the algorithms when new images are added to the database. Several ready-to-use decision trees are presented which allow to correctly label about 91% of the spectra within a validation dataset. While decision trees are simple to implement and easy to understand, they offer only limited classification skill. It improves to 98% when the presented algorithm based on the classical Bayesian method is applied. This method has only recently been used for this task and shows excellent performance concerning classification skill and processing performance. A comparison of the presented algorithms with other commonly used techniques such as random forests, stochastic gradient descent, or support vector machines is also given. Especially random forests and support vector machines show similar classification skill as the classical Bayesian method.
The effect of methods of statistical downscaling of daily precipitation on changes in extreme flow indices under a plausible future climate change scenario was investigated in 11 catchments selected from 9 countries in different parts of Europe. The catchments vary from 67 to 6171 km(2) in size and cover different climate zones. 15 regional climate model outputs and 8 different statistical downscaling methods, which are broadly categorized as change factor and bias correction based methods, were used for the comparative analyses. Different hydrological models were implemented in different catchments to simulate daily runoff. A set of flood indices were derived from daily flows and their changes have been evaluated by comparing their values derived from simulations corresponding to the current and future climate. Most of the implemented downscaling methods project an increase in the extreme flow indices in most of the catchments. The catchments where the extremes are expected to increase have a rainfall dominated flood regime. In these catchments, the downscaling methods also project an increase in the extreme precipitation in the seasons when the extreme flows occur. In catchments where the flooding is mainly caused by spring/summer snowmelt, the downscaling methods project a decrease in the extreme flows in three of the four catchments considered. A major portion of the variability in the projected changes in the extreme flow indices is attributable to the variability of the climate model ensemble, although the statistical downscaling methods contribute 35-60% of the total variance. (C) 2016 Elsevier B.V. All rights reserved.
Knowledge of the quality factor of near-surface materials is of fundamental interest in various applications. Attenuation can be very strong close to the surface and thus needs to be properly assessed. In recent years, several researchers have studied the retrieval of attenuation coefficients from the cross correlation of ambient seismic noise. Yet, the determination of exact amplitude information from noise-correlation functions is, in contrast to the extraction of traveltimes, not trivial. Most of the studies estimated attenuation coefficients on the regional scale and within the microseism band. In this paper, we investigate the possibility to derive attenuation coefficients from seismic noise at much shallower depths and higher frequencies (> 1 Hz). The Euroseistest area in northern Greece offers ideal conditions to study quality factor retrieval from ambient noise for different rock types. Correlations are computed between the stations of a small scale array experiment (station spacings < 2 km) that was carried out in the Euroseistest area in 2011. We employ the correlation of the coda of the correlation (C-3) method instead of simple cross correlations to mitigate the effect of uneven noise source distributions on the correlation amplitude. Transient removal and temporal flattening are applied instead of 1-bit normalization in order to retain relative amplitudes. The C-3 method leads to improved correlation results (higher signal-to-noise ratio and improved time symmetry) compared to simple cross correlations. The C-3 functions are rotated from the ZNE to the ZRT system and we focus on Love wave arrivals on the transverse component and on Love wave quality factors Q(L). The analysis is performed for selected stations being either situated on soft soil or on weathered rock. Phase slowness is extracted using a slant-stack method. Attenuation parameters are inferred by inspecting the relative amplitude decay of Love waves with increasing interstation distance. We observe that the attenuation coefficient gamma and Q(L) can be reliably extracted for stations situated on soft soil whereas the derivation of attenuation parameters is more problematic for stations that are located on weathered rock. The results are in acceptable conformance with theoretical Love wave attenuation curves that were computed using 1-D shear wave velocity and quality factor profiles from the Euroseistest area.
Rainfall-induced attenuation is a major source of underestimation for radar-based precipitation estimation at C-band. Unconstrained gate-by-gate correction procedures are known to be inherently unstable and thus not suited for unsupervised attenuation correction. In this study, we evaluate three different procedures to constrain gate-by-gate attenuation correction using reflectivity as the only input. These procedures are benchmarked against rainfall estimates from uncorrected radar data, using six years of radar observations from the single-polarized C-band radar in South-West Germany. The precipitation estimation error is obtained by comparing the radar-based estimates to rain gauge observations. All attenuation correction procedures benchmarked in this study lead to an effective improvement of precipitation estimation. The first method caps the corrections if the rain intensity increase exceeds a factor of two. The second method decreases the parameters of the attenuation correction iteratively for every radar beam calculation until attaining a stability criterion. The second method outperforms the first method and leads to a consistent distribution of path-integrated attenuation along the radar beam. As a third method, we propose a slight modification of Kraemer's approach which allows users to exert better control over attenuation correction by introducing an additional constraint that prevents unplausible corrections in cases of dramatic signal losses.
The molecular biomarker composition of two sediment cores from Sanabria Lake (NW Iberian Peninsula) and a survey of modern plants in the watershed provide a reconstruction of past vegetation and landscape dynamics since deglaciation. During a proglacial stage in Lake Sanabria (prior to 14.7 cal ka BP), very low biomarker concentration and carbon preference index (CPI) values similar to 1 suggest that the n-alkanes could have derived from eroded ancient sediment sources or older organic matter with high degree of maturity. During the Late glacial (14.7-11.7 cal ka BP) and the Holocene (last 11.7 cal ka BP) intervals with higher biomarker and triterpenoid concentrations (high %nC(29) , nC(31) alkanes), higher CPI and average carbon length (ACL), and lower P-aq (proportion of aquatic plants) are indicative of major contribution of vascular land plants from a more forested watershed (e.g. Mid Holocene period 7.0-4.0 cal ka BP). Lower biomarker concentrations (high %nC(27) alkanes), CPI and ACL values responded to short phases with decreased allochthonous contribution into the lake that correspond to centennial-scale periods of regional forest decline (e.g. 4-3 ka BP, Roman deforestation after 2.0 ka, and some phases of the LIA, seventeenth-nineteenth centuries). Human activities in the watershed were significant during early medieval times (1.3-1.0 cal ka BP) and since 1960 CE, in both cases associated with relatively higher productivity stages in the lake (lower biomarker and triterpenoid concentrations, high %nC(23) and %nC(31) respectively, lower ACL and CPI values and higher P-aq). The lipid composition of Sanabria Lake sediments indicates a major allochthonous (watershed-derived) contribution to the organic matter budget since deglaciation, and a dominant oligotrophic status during the lake history. The study constrains the climate and anthropogenic forcings and watershed versus lake sources in organic matter accumulation processes and helps to design conservation and management policies in mountain, oligotrophic lakes.
Rapidly uplifting coastlines are frequently associated with convergent tectonic boundaries, like subduction zones, which are repeatedly breached by giant megathrust earthquakes. The coastal relief along tectonically active realms is shaped by the effect of sea-level variations and heterogeneous patterns of permanent tectonic deformation, which are accumulated through several cycles of megathrust earthquakes. However, the correlation between earthquake deformation patterns and the sustained long-term segmentation of forearcs, particularly in Chile, remains poorly understood. Furthermore, the methods used to estimate permanent deformation from geomorphic markers, like marine terraces, have remained qualitative and are based on unrepeatable methods. This contrasts with the increasing resolution of digital elevation models, such as Light Detection and Ranging (LiDAR) and high-resolution bathymetric surveys.
Throughout this thesis I study permanent deformation in a holistic manner: from the methods to assess deformation rates, to the processes involved in its accumulation. My research focuses particularly on two aspects: Developing methodologies to assess permanent deformation using marine terraces, and comparing permanent deformation with seismic cycle deformation patterns under different spatial scales along the M8.8 Maule earthquake (2010) rupture zone. Two methods are developed to determine deformation rates from wave-built and wave-cut terraces respectively. I selected an archetypal example of a wave-built terrace at Santa Maria Island studying its stratigraphy and recognizing sequences of reoccupation events tied with eleven radiocarbon sample ages (14C ages). I developed a method to link patterns of reoccupation with sea-level proxies by iterating relative sea level curves for a range of uplift rates. I find the best fit between relative sea-level and the stratigraphic patterns for an uplift rate of 1.5 +- 0.3 m/ka.
A Graphical User Interface named TerraceM® was developed in Matlab®. This novel software tool determines shoreline angles in wave-cut terraces under different geomorphic scenarios. To validate the methods, I select test sites in areas of available high-resolution LiDAR topography along the Maule earthquake rupture zone and in California, USA. The software allows determining the 3D location of the shoreline angle, which is a proxy for the estimation of permanent deformation rates. The method is based on linear interpolations to define the paleo platform and cliff on swath profiles. The shoreline angle is then located by intersecting these interpolations. The
accuracy and precision of TerraceM® was tested by comparing its results with previous assessments, and through an experiment with students in a computer lab setting at the University
of Potsdam.
I combined the methods developed to analyze wave-built and wave-cut terraces to assess regional patterns of permanent deformation along the (2010) Maule earthquake rupture. Wave-built terraces are tied using 12 Infra Red Stimulated luminescence ages (IRSL ages) and shoreline angles in wave-cut terraces are estimated from 170 aligned swath profiles. The comparison of coseismic slip, interseismic coupling, and permanent deformation, leads to three areas of high permanent uplift, terrace warping, and sharp fault offsets. These three areas correlate with regions of high slip and low coupling, as well as with the spatial limit of at least eight historical megathrust ruptures (M8-9.5). I propose that the zones of upwarping at Arauco and Topocalma reflect changes in frictional properties of the megathrust, which result in discrete boundaries for the propagation of mega earthquakes.
To explore the application of geomorphic markers and quantitative morphology in offshore areas I performed a local study of patterns of permanent deformation inferred from hitherto unrecognized drowned shorelines at the Arauco Bay, at the southern part of the (2010) Maule earthquake rupture zone. A multidisciplinary approach, including morphometry, sedimentology, paleontology, 3D morphoscopy, and a landscape Evolution Model is used to recognize, map, and assess local rates and patterns of permanent deformation in submarine environments. Permanent deformation patterns are then reproduced using elastic models to assess deformation rates of an active submarine splay fault defined as Santa Maria Fault System. The best fit suggests a reverse structure with a slip rate of 3.7 m/ka for the last 30 ka. The register of land level changes during the earthquake cycle at Santa Maria Island suggest that most of the deformation may be accrued through splay fault reactivation during mega earthquakes, like the (2010) Maule event. Considering a recurrence time of 150 to 200 years, as determined from historical and geological observations, slip between 0.3 and 0.7 m per event would be required to account for the 3.7 m/ka millennial slip rate. However, if the SMFS slips only every ~1000 years, representing a few megathrust earthquakes, then a slip of ~3.5 m per event would be required to account for the long- term rate. Such event would be equivalent to a magnitude ~6.7 earthquake capable to generate a local tsunami.
The results of this thesis provide novel and fundamental information regarding the amount of permanent deformation accrued in the crust, and the mechanisms responsible for this accumulation at millennial time-scales along the M8.8 Maule earthquake (2010) rupture zone. Furthermore, the results of this thesis highlight the application of quantitative geomorphology and the use of repeatable methods to determine permanent deformation, improve the accuracy of marine terrace assessments, and estimates of vertical deformation rates in tectonically active coastal areas. This is vital information for adequate coastal-hazard assessments and to anticipate realistic earthquake and tsunami scenarios.
High-resolution topographic data greatly facilitate the remote identification of geomorphic features, furnishing valuable information concerning surface processes and characterization of reference markers for quantifying tectonic deformation. Marine terraces have been used as long baseline geodetic markers of relative past sea-level positions, reflecting the interplay between vertical crustal movements and sea-level oscillations. Uplift rates may be determined from the terrace age and the elevation of its shoreline angle, a geomorphic feature that can be correlated with past sea-levels positions. A precise definition of the shoreline angle in time and space is essential to obtain reliable uplift rates with coherent spatial correlation. To improve our ability to rapidly assess and map shoreline angles at regional and local scales, we have developed TerraceM, a MATLAB (R) graphical user interface that allows the shoreline angle and its associated error to be estimated using high-resolution topography. TerraceM uses topographic swath profiles oriented orthogonally to the terrace riser. Four functions are included to analyze the swath profiles and extract the shoreline angle, from both staircase sequences of multiple terraces and rough coasts characterized by eroded remnants of emerged terrace surfaces. The former are measured by outlining the paleocliffs and paieo-platforms and finding their intersection by extrapolating linear regressions, whereas the latter are assessed by automatically detecting peaks of sea-stack tops and back-projecting them to the modern sea cliff. In the absence of rigorous absolute age determinations of marine terraces, their geomorphic age may be estimated using previously published diffusion models. Postprocessing functions are included to obtain first-order statistics of shoreline-angle elevations and their spatial distribution. TerraceM has the ability to process series of profiles from several sites in an efficient and structured workflow. Results may be exported in Google Earth and ESRI shapefile formats. The precision and accuracy of the method have been estimated from a case study at Santa Cruz, California, by comparing TerraceM results with published field measurements. The repeatability was evaluated using multiple measurements made by inexperienced users. TerraceM will improve the efficiency and precision of estimating shoreline-angle elevations in wave-cut terraces in both marine and lacustrine environments.