Refine
Year of publication
Document Type
- Article (109)
- Postprint (17)
- Other (3)
- Monograph/Edited Volume (2)
- Part of a Book (1)
- Conference Proceeding (1)
- Preprint (1)
Language
- English (134) (remove)
Keywords
- climate change (6)
- runoff (5)
- Climate change (4)
- Connectivity (4)
- meteorological drought (4)
- time-series (4)
- variability (4)
- Extreme events (3)
- Lake Malawi (3)
- Precipitation (3)
Regional Flood Frequency Analysis (RFFA) is one of the widely used approaches for estimating design floods in the ungauged basins.
We developed an eXtreme Gradient Boost (XGB) machine learning model for RFFA and flood estimation.
Our approach relies on developing a regression model between flood quantiles and the commonly available catchment descriptors.
We used CAMELs data for 671 catchments from the USA to test the approach's efficacy. The results were compared with the traditional Multiple Linear Regression methods and Artificial Neural Networks.
Results revealed that the XGB-based approach estimated design flood with the highest accuracy during training and validation with minor mean absolute error, root mean square error values, and percentage bias ranging from -10 to + 10.
The importance of each catchment feature is visualized by three different approaches Gini Impurity, Permutation, and Dropout Loss Feature Ranking. We observed that the most dominating variables are rainfall intensity, slope, snow fraction, soil porosity, and temperature. It is observed that the importance of these variables is a function of the hydroclimatic regions and varies with space.
In contrast, mean annual areal potential evapotranspiration, mean annual rainfall, fraction forest area, and soil conductivity have low significance in estimating design flood for an ungauged catchment.
Indeed, the proposed XGB-based approach has broader applicability and replicability.
Knowledge on the response of sediment export to recent climate change in glacierized areas in the European Alps is limited, primarily because long-term records of suspended sediment concentrations (SSCs) are scarce. Here we tested the estimation of sediment export of the past five decades using quantile regression forest (QRF), a nonparametric, multivariate regression based on random forest. The regression builds on short-term records of SSCs and long records of the most important hydroclimatic drivers (discharge, precipitation and air temperature - QPT). We trained independent models for two nested and partially glacier-covered catchments, Vent (98 km(2)) and Vernagt (11.4 km(2)), in the upper otztal in Tyrol, Austria (1891 to 3772 m a.s.l.), where available QPT records start in 1967 and 1975. To assess temporal extrapolation ability, we used two 2-year SSC datasets at gauge Vernagt, which are almost 20 years apart, for a validation. For Vent, we performed a five-fold cross-validation on the 15 years of SSC measurements. Further, we quantified the number of days where predictors exceeded the range represented in the training dataset, as the inability to extrapolate beyond this range is a known limitation of QRF. Finally, we compared QRF performance to sediment rating curves (SRCs). We analyzed the modeled sediment export time series, the predictors and glacier mass balance data for trends (Mann-Kendall test and Sen's slope estimator) and step-like changes (using the widely applied Pettitt test and a complementary Bayesian approach).Our validation at gauge Vernagt demonstrated that QRF performs well in estimating past daily sediment export (Nash-Sutcliffe efficiency (NSE) of 0.73) and satisfactorily for SSCs (NSE of 0.51), despite the small training dataset. The temporal extrapolation ability of QRF was superior to SRCs, especially in periods with high-SSC events, which demonstrated the ability of QRF to model threshold effects. Days with high SSCs tended to be underestimated, but the effect on annual yields was small. Days with predictor exceedances were rare, indicating a good representativity of the training dataset. Finally, the QRF reconstruction models outperformed SRCs by about 20 percent points of the explained variance.Significant positive trends in the reconstructed annual suspended sediment yields were found at both gauges, with distinct step-like increases around 1981. This was linked to increased glacier melt, which became apparent through step-like increases in discharge at both gauges as well as change points in mass balances of the two largest glaciers in the Vent catchment. We identified exceptionally high July temperatures in 1982 and 1983 as a likely cause. In contrast, we did not find coinciding change points in precipitation. Opposing trends at the two gauges after 1981 suggest different timings of "peak sediment". We conclude that, given large-enough training datasets, the presented QRF approach is a promising tool with the ability to deepen our understanding of the response of high-alpine areas to decadal climate change.
A novel approach for estimating precipitation patterns is developed here and applied to generate a new hydrologically corrected daily precipitation dataset, called RAIN4PE (Rain for Peru and Ecuador), at 0.1 degrees spatial resolution for the period 1981-2015 covering Peru and Ecuador. It is based on the application of 1) the random forest method to merge multisource precipitation estimates (gauge, satellite, and reanalysis) with terrain elevation, and 2) observed and modeled streamflow data to first detect biases and second further adjust gridded precipitation by inversely applying the simulated results of the ecohydrological model SWAT (Soil and Water Assessment Tool). Hydrological results using RAIN4PE as input for the Peruvian and Ecuadorian catchments were compared against the ones when feeding other uncorrected (CHIRP and ERA5) and gauge-corrected (CHIRPS, MSWEP, and PISCO) precipitation datasets into the model. For that, SWAT was calibrated and validated at 72 river sections for each dataset using a range of performance metrics, including hydrograph goodness of fit and flow duration curve signatures. Results showed that gauge-corrected precipitation datasets outperformed uncorrected ones for streamflow simulation. However, CHIRPS, MSWEP, and PISCO showed limitations for streamflow simulation in several catchments draining into the Pacific Ocean and the Amazon River. RAIN4PE provided the best overall performance for streamflow simulation, including flow variability (low, high, and peak flows) and water budget closure. The overall good performance of RAIN4PE as input for hydrological modeling provides a valuable criterion of its applicability for robust countrywide hydrometeorological applications, including hydroclimatic extremes such as droughts and floods. Significance StatementWe developed a novel precipitation dataset RAIN4PE for Peru and Ecuador by merging multisource precipitation data (satellite, reanalysis, and ground-based precipitation) with terrain elevation using the random forest method. Furthermore, RAIN4PE was hydrologically corrected using streamflow data in watersheds with precipitation underestimation through reverse hydrology. The results of a comprehensive hydrological evaluation showed that RAIN4PE outperformed state-of-the-art precipitation datasets such as CHIRP, ERA5, CHIRPS, MSWEP, and PISCO in terms of daily and monthly streamflow simulations, including extremely low and high flows in almost all Peruvian and Ecuadorian catchments. This underlines the suitability of RAIN4PE for hydrometeorological applications in this region. Furthermore, our approach for the generation of RAIN4PE can be used in other data-scarce regions.
Urban surface runoff management via best management practices (BMP) and low impact development (LID) has earned significant recognition owing to positive environmental and ecological impacts. However, due to the complexity of the parameters involved, the estimation of LID efficiency in attenuating the urban surface runoff at the watershed scale is challenging. A planning analysis of employing Green Roofs and Infiltration Trenches as BMPs/LIDs practices for urban surface runoff control is presented in this study. A multi-objective optimization decision-making framework is established by coupling SWMM (Storm Water Management Model) with NSGA-II models to check the performance of BMPs/LIDs concerning the cost-benefit analysis of LID at the watershed scale. Two urbanized areas belonging to Central Delhi in India were used as case studies. The results showed that the SWMM model is useful in simulating optimization problems for managing urban surface runoff. The optimum scenarios efficiently minimized the urban runoff volume while maintaining the BMPs/LIDs implementation costs and size. With BMPs/LIDs implementation, the reduction in runoff volume increases as expenses increase initially; however, there is no noticeable reduction in flood volume after a certain threshold. Contrasted with the haphazard arrangement of BMPs/LIDs, the proposed approach demonstrates 22%-24% runoff reductions for the same expenditures in watershed 1 and 23%-26% in watershed 2. The result of the study provides insights into planning and management of the urban surface runoff control with LID practices. The proposed framework assists the hydrologists in optimum selection and placements of BMPs/LIDs practices to acquire the most extreme ecological advantages with the least expenses.
Most hydrological studies rely on a model calibrated using discharge alone. However, judging the model reliability based on such calibration is problematic, as it does not guarantee the correct representation of internal hydrological processes. This study aims (a) to develop a comprehensive multi-objective calibration framework using remote sensing vegetation data and hydrological signatures (flow duration curve - FDC, and baseflow index) in addition to discharge, and (b) to apply this framework for calibration of the Soil and Water Assessment Tool (SWAT) in a typical Andean catchment. Overall, our calibration approach outperformed traditional discharge-based and FDC signature-based calibration strategies in terms of vegetation, streamflow, and flow partitioning simulation. New hydrological insights for the region are the following: baseflow is the main component of the streamflow sustaining the long dry-season flow, and pasture areas offer higher water yield and baseflow than other land-cover types. The proposed approach could be used in other data-scarce regions with complex topography.
Recent climatic changes have the potential to severely alter river runoff, particularly in snow-dominated river basins. Effects of changing snow covers superimpose with changes in precipitation and anthropogenic modifications of the watershed and river network. In the attempt to identify and disentangle long-term effects of different mechanisms, we employ a set of analytical tools to extract long-term changes in river runoff at high resolution. We combine quantile sampling with moving average trend statistics and empirical mode decomposition and apply these tools to discharge data recorded along rivers with nival, pluvial and mixed flow regimes as well as temperature and precipitation data covering the time frame 1869-2016. With a focus on central Europe, we analyse the long-term impact of snow cover and precipitation changes along with their interaction with reservoir constructions.
Our results show that runoff seasonality of snow-dominated rivers decreases. Runoff increases in winter and spring, while discharge decreases in summer and at the beginning of autumn. We attribute this redistribution of annual flow mainly to reservoir constructions in the Alpine ridge. During the course of the last century, large fractions of the Alpine rivers were dammed to produce hydropower. In recent decades, runoff changes induced by reservoir constructions seem to overlap with changes in snow cover. We suggest that Alpine signals propagate downstream and affect runoff far outside the Alpine area in river segments with mixed flow regimes. Furthermore, our results hint at more (intense) rain-fall in recent decades. Detected increases in high discharge can be traced back to corresponding changes in precipitation.
The sensitivity of key hydrologic variables and hydropower generation to climate change in the Lake Malawi and Shire River basins is assessed. The study adapts the mesoscale Hydrological Model (mHM) which is applied separately in the Upper Lake Malawi and Shire River basins. A particular Lake Malawi model, which focuses on reservoir routing and lake water balance, has been developed and is interlinked between the two basins. Climate change projections from 20 Coordinated Regional Climate Downscaling Experiment (CORDEX) models for Africa based on two scenarios (RCP4.5 and RCP8.5) for the periods 2021-2050 and 2071-2100 are used. An annual temperature increase of 1 degrees C decreases mean lake level and outflow by 0.3 m and 17%, respectively, signifying the importance of intensified evaporation for Lake Malawi's water budget. Meanwhile, a +5% (-5%) deviation in annual rainfall changes mean lake level by +0.7 m (-0.6 m). The combined effects of temperature increase and rainfall decrease result in significantly lower flows in the Shire River. The hydrological river regime may change from perennial to seasonal with the combination of annual temperature increase and precipitation decrease beyond 1.5 degrees C (3.5 degrees C) and -20% (-15%). The study further projects a reduction in annual hydropower production between 1% (RCP8.5) and 2.5% (RCP4.5) during 2021-2050 and between 5% (RCP4.5) and 24% (RCP8.5) during 2071-2100. The results show that it is of great importance that a further development of hydro energy on the Shire River should take into account the effects of climate change, e.g., longer low flow periods and/or higher discharge fluctuations, and thus uncertainty in the amount of electricity produced.
Elevation-dependent compensation effects in snowmelt in the Rhine River Basin upstream gauge Basel
(2021)
In snow-dominated river basins, floods often occur during early summer, when snowmelt-induced runoff superimposes with rainfall-induced runoff. An earlier onset of seasonal snowmelt as a consequence of a warming climate is often expected to shift snowmelt contribution to river runoff and potential flooding to an earlier date. Against this background, we assess the impact of rising temperatures on seasonal snowpacks and quantify changes in timing, magnitude and elevation of snowmelt. We analyse in situ snow measurements, conduct snow simulations and examine changes in river runoff at key gauging stations. With regard to snowmelt, we detect a threefold effect of rising temperatures: snowmelt becomes weaker, occurs earlier and forms at higher elevations. Due to the wide range of elevations in the catchment, snowmelt does not occur simultaneously at all elevations. Results indicate that elevation bands melt together in blocks. We hypothesise that in a warmer world with similar sequences of weather conditions, snowmelt is moved upward to higher elevation. The movement upward the elevation range makes snowmelt in individual elevation bands occur earlier, although the timing of the snowmelt-induced runoff stays the same. Meltwater from higher elevations, at least partly, replaces meltwater from elevations below.
The study examined the potential future changes of drought characteristics in the Greater Lake Malawi Basin in Southeast Africa. This region strongly depends on water resources to generate electricity and food. Future projections (considering both moderate and high emission scenarios) of temperature and precipitation from an ensemble of 16 bias-corrected climate model combinations were blended with a scenario-neutral response surface approach to analyses changes in: (i) the meteorological conditions, (ii) the meteorological water balance, and (iii) selected drought characteristics such as drought intensity, drought months, and drought events, which were derived from the Standardized Precipitation and Evapotranspiration Index. Changes were analyzed for a near-term (2021-2050) and far-term period (2071-2100) with reference to 1976-2005. The effect of bias-correction (i.e., empirical quantile mapping) on the ability of the climate model ensemble to reproduce observed drought characteristics as compared to raw climate projections was also investigated. Results suggest that the bias-correction improves the climate models in terms of reproducing temperature and precipitation statistics but not drought characteristics. Still, despite the differences in the internal structures and uncertainties that exist among the climate models, they all agree on an increase of meteorological droughts in the future in terms of higher drought intensity and longer events. Drought intensity is projected to increase between +25 and +50% during 2021-2050 and between +131 and +388% during 2071-2100. This translates into +3 to +5, and +7 to +8 more drought months per year during both periods, respectively. With longer lasting drought events, the number of drought events decreases. Projected droughts based on the high emission scenario are 1.7 times more severe than droughts based on the moderate scenario. That means that droughts in this region will likely become more severe in the coming decades. Despite the inherent high uncertainties of climate projections, the results provide a basis in planning and (water-)managing activities for climate change adaptation measures in Malawi. This is of particular relevance for water management issues referring hydro power generation and food production, both for rain-fed and irrigated agriculture.
Transferability of data-driven models to predict urban pluvial flood water depth in Berlin, Germany
(2023)
Data-driven models have been recently suggested to surrogate computationally expensive hydrodynamic models to map flood hazards. However, most studies focused on developing models for the same area or the same precipitation event. It is thus not obvious how transferable the models are in space. This study evaluates the performance of a convolutional neural network (CNN) based on the U-Net architecture and the random forest (RF) algorithm to predict flood water depth, the models' transferability in space and performance improvement using transfer learning techniques. We used three study areas in Berlin to train, validate and test the models. The results showed that (1) the RF models outperformed the CNN models for predictions within the training domain, presumable at the cost of overfitting; (2) the CNN models had significantly higher potential than the RF models to generalize beyond the training domain; and (3) the CNN models could better benefit from transfer learning technique to boost their performance outside training domains than RF models.