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Die Regierung des Waldes
(2022)
Wie verändert sich die Beziehung von Gesellschaften zu ihrer natürlichen Umgebung über die Zeit? Wie werden natürliche Systeme »in Wert« gesetzt? Und welchen Einfluss hat das auf die von uns so bezeichnete »Natur«? Am Beispiel eines Korkeichenwaldes in Marokko geht Juliane Schumacher diesen Fragen nach. Unter Bezugnahme auf Ansätze der Politischen Ökologie, der Science and Technology Studies und Foucaults Gouvernementalitätsanalyse zeigt sie, wie sich seit der Kolonialzeit die Bewirtschaftung des Waldes verändert hat. Dabei wird deutlich, wie Programme zur Integration der Wälder in globale Finanz- und Kohlenstoffmärkte zu neuen, experimentellen Formen der »Regierung des Waldes« führen.
The estimation of financial losses is an integral part of flood risk assessment. The application of existing flood loss models on locations or events different from the ones used to train the models has led to low performance, showing that characteristics of the flood damaging process have not been sufficiently well represented yet. To improve flood loss model transferability, I explore various model structures aiming at incorporating different (inland water) flood types and pathways. That is based on a large survey dataset of approximately 6000 flood-affected households which addresses several aspects of the flood event, not only the hazard characteristics but also information on the affected building, socioeconomic factors, the household's preparedness level, early warning, and impacts. Moreover, the dataset reports the coincidence of different flood pathways. Whilst flood types are a classification of flood events reflecting their generating process (e.g. fluvial, pluvial), flood pathways represent the route the water takes to reach the receptors (e.g. buildings). In this work, the following flood pathways are considered: levee breaches, river floods, surface water floods, and groundwater floods.
The coincidence of several hazard processes at the same time and place characterises a compound event. In fact, many flood events develop through several pathways, such as the ones addressed in the survey dataset used. Earlier loss models, although developed with one or multiple predictor variables, commonly use loss data from a single flood event which is attributed to a single flood type, disregarding specific flood pathways or the coincidence of multiple pathways. This gap is addressed by this thesis through the following research questions: 1. In which aspects do flood pathways of the same (compound inland) flood event differ? 2. How much do factors which contribute to the overall flood loss in a building differ in various settings, specifically across different flood pathways? 3. How well can Bayesian loss models learn from different settings? 4. Do compound, that is, coinciding flood pathways result in higher losses than a single pathway, and what does the outcome imply for future loss modelling?
Statistical analysis has found that households affected by different flood pathways also show, in general, differing characteristics of the affected building, preparedness, and early warning, besides the hazard characteristics. Forecasting and early warning capabilities and the preparedness of the population are dominated by the general flood type, but characteristics of the hazard at the object-level, the impacts, and the recovery are more related to specific flood pathways, indicating that risk communication and loss models could benefit from the inclusion of flood-pathway-specific information.
For the development of the loss model, several potentially relevant predictors are analysed: water depth, duration, velocity, contamination, early warning lead time, perceived knowledge about self-protection, warning information, warning source, gap between warning and action, emergency measures, implementation of property-level precautionary measures (PLPMs), perceived efficacy of PLPMs, previous flood experience, awareness of flood risk, ownership, building type, number of flats, building quality, building value, house/flat area, building area, cellar, age, household size, number of children, number of elderly residents, income class, socioeconomic status, and insurance against floods. After a variable selection, descriptors of the hazard, building, and preparedness were deemed significant, namely: water depth, contamination, duration, velocity, building area, building quality, cellar, PLPMs, perceived efficacy of PLPMs, emergency measures, insurance, and previous flood experience. The inclusion of the indicators of preparedness is relevant, as they are rarely involved in loss datasets and in loss modelling, although previous studies have shown their potential in reducing losses. In addition, the linear model fit indicates that the explanatory factors are, in several cases, differently relevant across flood pathways.
Next, Bayesian multilevel models were trained, which intrinsically incorporate uncertainties and allow for partial pooling (i.e. different groups of data, such as households affected by different flood pathways, can learn from each other), increasing the statistical power of the model. A new variable selection was performed for this new model approach, reducing the number of predictors from twelve to seven variables but keeping factors of the hazard, building, and preparedness, namely: water depth, contamination, duration, building area, PLPMs, insurance, and previous flood experience. The new model was trained not only across flood pathways but also across regions of Germany, divided according to general socioeconomic factors and insurance policies, and across flood events. The distinction across regions and flood events did not improve loss modelling and led to a large overlap of regression coefficients, with no clear trend or pattern. The distinction of flood pathways showed credibly distinct regression coefficients, leading to a better understanding of flood loss modelling and indicating one potential reason why model transferability has been challenging.
Finally, new model structures were trained to include the possibility of compound inland floods (i.e. when multiple flood pathways coincide on the same affected asset). The dataset does not allow for verifying in which sequence the flood pathway waves occurred and predictor variables reflect only their mixed or combined outcome. Thus, two Bayesian models were trained: 1. a multi-membership model, a structure which learns the regression coefficients for multiple flood pathways at the same time, and 2. a multilevel model wherein the combination of coinciding flood pathways makes individual categories. The multi-membership model resulted in credibly different coefficients across flood pathways but did not improve model performance in comparison to the model assuming only a single dominant flood pathway. The model with combined categories signals an increase in impacts after compound floods, but due to the uncertainty in model coefficients and estimates, it is not possible to ascertain such an increase as credible. That is, with the current level of uncertainty in differentiating the flood pathways, the loss estimates are not credibly distinct from individual flood pathways.
To overcome the challenges faced, non-linear or mixed models could be explored in the future. Interactions, moderation, and mediation effects, as well as non-linear effects, should also be further studied. Loss data collection should regularly include preparedness indicators, and either data collection or hydraulic modelling should focus on the distinction of coinciding flood pathways, which could inform loss models and further improve estimates. Flood pathways show distinct (financial) impacts, and their inclusion in loss modelling proves relevant, for it helps in clarifying the different contribution of influencing factors to the final loss, improving understanding of the damaging process, and indicating future lines of research.
Forest structure and individual tree inventories of northeastern Siberia along climatic gradients
(2022)
We compile a data set of forest surveys from expeditions to the northeast of the Russian Federation, in Krasnoyarsk Krai, the Republic of Sakha (Yakutia), and the Chukotka Autonomous Okrug (59-73 degrees N, 97-169 degrees E), performed between the years 2011 and 2021. The region is characterized by permafrost soils and forests dominated by larch (Larix gmelinii Rupr. and Larix cajanderi Mayr).
Our data set consists of a plot database describing 226 georeferenced vegetation survey plots and a tree database with information about all the trees on these plots. The tree database, consisting of two tables with the same column names, contains information on the height, species, and vitality of 40 289 trees. A subset of the trees was subject to a more detailed inventory, which recorded the stem diameter at base and at breast height, crown diameter, and height of the beginning of the crown.
We recorded heights up to 28.5 m (median 2.5 m) and stand densities up to 120 000 trees per hectare (median 1197 ha(-1)), with both values tending to be higher in the more southerly areas. Observed taxa include Larix Mill., Pinus L., Picea A. Dietr., Abies Mill., Salix L., Betula L., Populus L., Alnus Mill., and Ulmus L.
In this study, we present the forest inventory data aggregated per plot. Additionally, we connect the data with different remote sensing data products to find out how accurately forest structure can be predicted from such products. Allometries were calculated to obtain the diameter from height measurements for every species group. For Larix, the most frequent of 10 species groups, allometries depended also on the stand density, as denser stands are characterized by thinner trees, relative to height. The remote sensing products used to compare against the inventory data include climate, forest biomass, canopy height, and forest loss or disturbance. We find that the forest metrics measured in the field can only be reconstructed from the remote sensing data to a limited extent, as they depend on local properties. This illustrates the need for ground inventories like those data we present here.
The data can be used for studying the forest structure of northeastern Siberia and for the calibration and validation of remotely sensed data.
From gustiness to dustiness
(2022)
This study delivers the first empirical data-driven analysis of the impact of turbulence induced gustiness on the fine dust emissions from a measuring field. For quantification of the gust impact, a new measure, the Gust uptake Efficiency (GuE) is introduced. GuE provides a percentage of over- or under-proportional dust uptake due to gust activity during a wind event. For the three analyzed wind events, GuE values of up to 150% could be found, yet they significantly differed per particle size class with a tendency for lower values for smaller particles. In addition, a high-resolution correlation analysis among 31 particle size classes and wind speed was conducted; it revealed strong negative correlation coefficients for very small particles and positive correlations for bigger particles, where 5 mu m appears to be an empirical threshold dividing both directions. We conclude with a number of suggestions for further investigations: an optimized field experiment setup, a new particle size ratio (PM1/PM0.5 in addition to PM10/PM2.5), as well as a comprehensive data-driven search for an optimal wind gust definition in terms of soil erosivity.
Global heat adaptation among urban populations and its evolution under different climate futures
(2022)
Heat and increasing ambient temperatures under climate change represent a serious threat to human health in cities. Heat exposure has been studied extensively at a global scale. Studies comparing a defined temperature threshold with the future daytime temperature during a certain period of time, had concluded an increase in threat to human health. Such findings however do not explicitly account for possible changes in future human heat adaptation and might even overestimate heat exposure. Thus, heat adaptation and its development is still unclear. Human heat adaptation refers to the local temperature to which populations are adjusted to. It can be inferred from the lowest point of the U- or V-shaped heat-mortality relationship (HMR), the Minimum Mortality Temperature (MMT). While epidemiological studies inform on the MMT at the city scale for case studies, a general model applicable at the global scale to infer on temporal change in MMTs had not yet been realised. The conventional approach depends on data availability, their robustness, and on the access to daily mortality records at the city scale. Thorough analysis however must account for future changes in the MMT as heat adaptation happens partially passively. Human heat adaptation consists of two aspects: (1) the intensity of the heat hazard that is still tolerated by human populations, meaning the heat burden they can bear and (2) the wealth-induced technological, social and behavioural measures that can be employed to avoid heat exposure. The objective of this thesis is to investigate and quantify human heat adaptation among urban populations at a global scale under the current climate and to project future adaptation under climate change until the end of the century. To date, this has not yet been accomplished. The evaluation of global heat adaptation among urban populations and its evolution under climate change comprises three levels of analysis. First, using the example of Germany, the MMT is calculated at the city level by applying the conventional method. Second, this thesis compiles a data pool of 400 urban MMTs to develop and train a new model capable of estimating MMTs on the basis of physical and socio-economic city characteristics using multivariate non-linear multivariate regression. The MMT is successfully described as a function of the current climate, the topography and the socio-economic standard, independently of daily mortality data for cities around the world. The city-specific MMT estimates represents a measure of human heat adaptation among the urban population. In a final third analysis, the model to derive human heat adaptation was adjusted to be driven by projected climate and socio-economic variables for the future. This allowed for estimation of the MMT and its change for 3 820 cities worldwide for different combinations of climate trajectories and socio-economic pathways until 2100. The knowledge on the evolution of heat adaptation in the future is a novelty as mostly heat exposure and its future development had been researched. In this work, changes in heat adaptation and exposure were analysed jointly. A wide range of possible health-related outcomes up to 2100 was the result, of which two scenarios with the highest socio-economic developments but opposing strong warming levels were highlighted for comparison. Strong economic growth based upon fossil fuel exploitation is associated with a high gain in heat adaptation, but may not be able to compensate for the associated negative health effects due to increased heat exposure in 30% to 40% of the cities investigated caused by severe climate change. A slightly less strong, but sustainable growth brings moderate gains in heat adaptation but a lower heat exposure and exposure reductions in 80% to 84% of the cities in terms of frequency (number of days exceeding the MMT) and intensity (magnitude of the MMT exceedance) due to a milder global warming. Choosing a 2 ° C compatible development by 2100 would therefore lower the risk of heat-related mortality at the end of the century. In summary, this thesis makes diverse and multidisciplinary contributions to a deeper understanding of human adaptation to heat under the current and the future climate. It is one of the first studies to carry out a systematic and statistical analysis of urban characteristics which are useful as MMT drivers to establish a generalised model of human heat adaptation, applicable at the global level. A broad range of possible heat-related health options for various future scenarios was shown for the first time. This work is of relevance for the assessment of heat-health impacts in regions where mortality data are not accessible or missing. The results are useful for health care planning at the meso- and macro-level and to urban- and climate change adaptation planning. Lastly, beyond having met the posed objective, this thesis advances research towards a global future impact assessment of heat on human health by providing an alternative method of MMT estimation, that is spatially and temporally flexible in its application.
Canada's RADARSAT missions improve the potential to study past flood events; however, existing tools to derive flood depths from this remote-sensing data do not correct for errors, leading to poor estimates.
To provide more accurate gridded depth estimates of historical flooding, a new tool is proposed that integrates Height Above Nearest Drainage and Cost Allocation algorithms. This tool is tested against two trusted, hydraulically derived, gridded depths of recent floods in Canada.
This validation shows the proposed tool outperforms existing tools and can provide more accurate estimates from minimal data without the need for complex physics-based models or expert judgement.
With improvements in remote-sensing data, the tool proposed here can provide flood researchers and emergency managers accurate depths in near-real time.
Despite the amount of research focussed on the Alpine orogen, different hypotheses still exist regarding varying spatial seismicity distribution patterns throughout the region. Previous measurement-constrained regional 3D models of lithospheric density distribution and thermal field facilitate the generation of a data-based rheological model of the region.
In this study, we compute the long-term lithospheric strength and compare its spatial variation to observed seismicity patterns. We demonstrate how strength maxima within the crust (similar to 1 GPa) and upper mantle (> 2 GPa) occur at temperatures characteristic of the onset of crystal plasticity in those rocks (crust: 200-400 degrees C; mantle: similar to 600 degrees C), with almost all seismicity occurring in these regions. Correlation in the northern and southern forelands between crustal and lithospheric strengths and seismicity show different patterns of event distribution, reflecting their different tectonic settings. Seismicity in the plate boundary setting of the southern foreland corresponds to the integrated lithospheric strength, occurring mainly in the weaker domains surrounding the strong Adriatic plate. In the intraplate setting of the northern foreland, seismicity correlates to modelled crustal strength, and it mainly occurs in the weaker and warmer crust beneath the Upper Rhine Graben.
We, therefore, suggest that seismicity in the upper crust is linked to weak crustal domains, which are more prone to localise deformation promoting failure and, depending on the local properties of the fault, earthquakes at relatively lower levels of accumulated stress than their neighbouring stronger counterparts. Upper mantle seismicity at depths greater than modelled brittle conditions, can be either explained by embrittlement of the mantle due to grain-size sensitive deformation within domains of active or recent slab cooling, or by dissipative weakening mechanisms, such as thermal runaway from shear heating and/or dehydration reactions within an overly ductile mantle.
Results generated in this study are available for open access use to further discussions on the region.
Earthquake site responses or site effects are the modifications of surface geology to seismic waves. How well can we predict the site effects (average over many earthquakes) at individual sites so far? To address this question, we tested and compared the effectiveness of different estimation techniques in predicting the outcrop Fourier site responses separated using the general inversion technique (GIT) from recordings. Techniques being evaluated are (a) the empirical correction to the horizontal-to-vertical spectral ratio of earthquakes (c-HVSR), (b) one-dimensional ground response analysis (GRA), and (c) the square-root-impedance (SRI) method (also called the quarter-wavelength approach). Our results show that c-HVSR can capture significantly more site-specific features in site responses than both GRA and SRI in the aggregate, especially at relatively high frequencies. c-HVSR achieves a "good match" in spectral shape at similar to 80%-90% of 145 testing sites, whereas GRA and SRI fail at most sites. GRA and SRI results have a high level of parametric and/or modeling errors which can be constrained, to some extent, by collecting on-site recordings.
A reliable estimation of flood impacts enables meaningful flood risk management and rapid assessments of flood impacts shortly after a flood. The flood in 2021 in Central Europe and the analysis of its impacts revealed that these estimations are still inadequate. Therefore, we investigate the influence of different data sets and methods aiming to improve flood impact estimates. We estimated economic flood impacts to private households and companies for a flood event in 2013 in Germany using (a) two different flood maps, (b) two approaches to map exposed objects based on OpenStreetMap and the Basic European Asset Map, (c) two different approaches to estimate asset values, and (d) tree-based models and Stage-Damage-Functions to describe the vulnerability. At the macro scale, water masks lead to reasonable impact estimations. At the micro and meso-scale, the identification of affected objects by means of water masks is insufficient leading to unreliable estimations. The choice of exposure data sets is most influential on the estimations. We find that reliable impact estimations are feasible with reported numbers of flood-affected objects from the municipalities. We conclude that more effort should be put in the investigation of different exposure data sets and the estimation of asset values. Furthermore, we recommend the establishment of a reporting system in the municipalities for a fast identification of flood-affected objects shortly after an event.