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The Value of Empirical Data for Estimating the Parameters of a Sociohydrological Flood Risk Model
(2019)
In this paper, empirical data are used to estimate the parameters of a sociohydrological flood risk model. The proposed model, which describes the interactions between floods, settlement density, awareness, preparedness, and flood loss, is based on the literature. Data for the case study of Dresden, Germany, over a period of 200years, are used to estimate the model parameters through Bayesian inference. The credibility bounds of their estimates are small, even though the data are rather uncertain. A sensitivity analysis is performed to examine the value of the different data sources in estimating the model parameters. In general, the estimated parameters are less biased when using data at the end of the modeled period. Data about flood awareness are the most important to correctly estimate the parameters of this model and to correctly model the system dynamics. Using more data for other variables cannot compensate for the absence of awareness data. More generally, the absence of data mostly affects the estimation of the parameters that are directly related to the variable for which data are missing. This paper demonstrates that combining sociohydrological modeling and empirical data gives additional insights into the sociohydrological system, such as quantifying the forgetfulness of the society, which would otherwise not be easily achieved by sociohydrological models without data or by standard statistical analysis of empirical data.
Large-scale flood risk assessments are crucial for decision making, especially with respect to new flood defense schemes, adaptation planning and estimating insurance premiums. We apply the process-based Regional Flood Model (RFM) to simulate a 5000-year flood event catalog for all major catchments in Germany and derive risk curves based on the losses per economic sector. The RFM uses a continuous process simulation including a multisite, multivariate weather generator, a hydrological model considering heterogeneous catchment processes, a coupled 1D-2D hydrodynamic model considering dike overtopping and hinterland storage, spatially explicit sector-wise exposure data and empirical multi-variable loss models calibrated for Germany. For all components, uncertainties in the data and models are estimated. We estimate the median Expected Annual Damage (EAD) and Value at Risk at 99.5% confidence for Germany to be euro0.529 bn and euro8.865 bn, respectively. The commercial sector dominates by making about 60% of the total risk, followed by the residential sector. The agriculture sector gets affected by small return period floods and only contributes to less than 3% to the total risk. The overall EAD is comparable to other large-scale estimates. However, the estimation of losses for specific return periods is substantially improved. The spatial consistency of the risk estimates avoids the large overestimation of losses for rare events that is common in other large-scale assessments with homogeneous return periods. Thus, the process-based, spatially consistent flood risk assessment by RFM is an important step forward and will serve as a benchmark for future German-wide flood risk assessments.
We investigate the usefulness of complex flood damage models for predicting relative damage to residential buildings in a spatial and temporal transfer context. We apply eight different flood damage models to predict relative building damage for five historic flood events in two different regions of Germany. Model complexity is measured in terms of the number of explanatory variables which varies from 1 variable up to 10 variables which are singled out from 28 candidate variables. Model validation is based on empirical damage data, whereas observation uncertainty is taken into consideration. The comparison of model predictive performance shows that additional explanatory variables besides the water depth improve the predictive capability in a spatial and temporal transfer context, i.e., when the models are transferred to different regions and different flood events. Concerning the trade-off between predictive capability and reliability the model structure seem more important than the number of explanatory variables. Among the models considered, the reliability of Bayesian network-based predictions in space-time transfer is larger than for the remaining models, and the uncertainties associated with damage predictions are reflected more completely.
Flood risk is impacted by a range of physical and socio-economic processes. Hence, the quantification of flood risk ideally considers the complete flood risk chain, from atmospheric processes through catchment and river system processes to damage mechanisms in the affected areas. Although it is generally accepted that a multitude of changes along the risk chain can occur and impact flood risk, there is a lack of knowledge of how and to what extent changes in influencing factors propagate through the chain and finally affect flood risk. To fill this gap, we present a comprehensive sensitivity analysis which considers changes in all risk components, i.e. changes in climate, catchment, river system, land use, assets, and vulnerability. The application of this framework to the mesoscale Mulde catchment in Germany shows that flood risk can vary dramatically as a consequence of plausible change scenarios. It further reveals that components that have not received much attention, such as changes in dike systems or in vulnerability, may outweigh changes in often investigated components, such as climate. Although the specific results are conditional on the case study area and the selected assumptions, they emphasize the need for a broader consideration of potential drivers of change in a comprehensive way. Hence, our approach contributes to a better understanding of how the different risk components influence the overall flood risk.
Forecasting and early warning systems are important investments to protect lives, properties, and livelihood. While early warning systems are frequently used to predict the magnitude, location, and timing of potentially damaging events, these systems rarely provide impact estimates, such as the expected amount and distribution of physical damage, human consequences, disruption of services, or financial loss. Complementing early warning systems with impact forecasts has a twofold advantage: It would provide decision makers with richer information to take informed decisions about emergency measures and focus the attention of different disciplines on a common target. This would allow capitalizing on synergies between different disciplines and boosting the development of multihazard early warning systems. This review discusses the state of the art in impact forecasting for a wide range of natural hazards. We outline the added value of impact-based warnings compared to hazard forecasting for the emergency phase, indicate challenges and pitfalls, and synthesize the review results across hazard types most relevant for Europe.
From precipitation to damage
(2018)
Flood risk assessments for large river basins often involve piecing together smaller-scale assessments leading to erroneous risk statements. We describe a coupled model chain for quantifying flood risk at the scale of 100,000 km(2). It consists of a catchment model, a 1D-2D river network model, and a loss model. We introduce the model chain and present two applications. The first application for the Elbe River basin with an area of 66,000 km(2) demonstrates that it is feasible to simulate the complete risk chain for large river basins in a continuous simulation mode with high temporal and spatial resolution. In the second application, RFM is coupled to a multisite weather generator and applied to the Mulde catchment with an area of 6,000 km(2). This approach is able to provide a very long time series of spatially heterogeneous patterns of precipitation, discharge, inundation, and damage. These patterns respect the spatial correlation of the different processes and are suitable to derive large-scale risk estimates. We discuss how the RFM approach can be transferred to the continental scale.
Different upper tail indicators exist to characterize heavy tail phenomena, but no comparative study has been carried out so far. We evaluate the shape parameter (GEV), obesity index, Gini index and upper tail ratio (UTR) against a novel benchmark of tail heaviness - the surprise factor. Sensitivity analyses to sample size and changes in scale-to-location ratio are carried out in bootstrap experiments. The UTR replicates the surprise factor best but is most uncertain and only comparable between records of similar length. For samples with symmetric Lorenz curves, shape parameter, obesity and Gini indices provide consistent indications. For asymmetric Lorenz curves, however, the first two tend to overestimate, whereas Gini index tends to underestimate tail heaviness. We suggest the use of a combination of shape parameter, obesity and Gini index to characterize tail heaviness. These indicators should be supported with calculation of the Lorenz asymmetry coefficients and interpreted with caution.
Inventory of dams in Germany
(2021)
Dams are an important element of water resources management. Data about dams are crucial for practitioners, scientists, and policymakers for various purposes, such as seasonal forecasting of water availability or flood mitigation. However, detailed information on dams on the national level for Germany is so far not freely available. We present the most comprehensive open-access dam inventory for Germany (DIG) to date. We have collected and combined information on dams using books, state agency reports, engineering reports, and internet pages. We have applied a priority rule that ensures the highest level of reliability for the dam information. Our dam inventory comprises 530 dams in Germany with information on name, location, river, start year of construction and operation, crest length, dam height, lake area, lake volume, purpose, dam structure, and building characteristics. We have used a global, satellite-based water surface raster to evaluate the location of the dams. A significant proportion (63 %) of dams were built between 1950-2013. Our inventory shows that dams in Germany are mostly single-purpose (52 %), 53% can be used for flood control, and 25% are involved in energy production. The inventory is freely available through GFZ (GeoForschungsZentrum) Data Services (https://doi.org/10.5880/GFZ.4.4.2020.005)
Flood warning systems are longstanding success stories with respect to protecting human life, but monetary losses continue to grow. Knowledge on the effectiveness of flood early warning in reducing monetary losses is scarce, especially at the individual level. To gain more knowledge in this area, we analyze a dataset that is unique with respect to detailed information on warning reception and monetary losses at the property level and with respect to amount of data available. The dataset contains 4,468 loss cases from six flood events in Germany. These floods occurred between 2002 and 2013. The data from each event were collected by computer-aided telephone interviews in four surveys following a repeated cross-sectional design. We quantitatively reveal that flood early warning is only effective in reducing monetary losses when people know what to do when they receive the warning. We also show that particularly long-term preparedness is associated with people knowing what to do when they receive a warning. Thus, risk communication, training, and (financial) support for private preparedness are effective in mitigating flood losses in two ways: precautionary measures and more effective emergency responses.
Hydrodynamic interactions, i.e. the floodplain storage effects caused by inundations upstream on flood wave propagation, inundation areas, and flood damage downstream, are important but often ignored in large-scale flood risk assessments. Although new methods considering these effects sometimes emerge, they are often limited to a small or meso scale. In this study, we investigate the role of hydrodynamic interactions and floodplain storage on flood hazard and risk in the German part of the Rhine basin. To do so, we compare a new continuous 1D routing scheme within a flood risk model chain to the piece-wise routing scheme, which largely neglects floodplain storage. The results show that floodplain storage is significant, lowers water levels and discharges, and reduces risks by over 50%. Therefore, for accurate risk assessments, a system approach must be adopted, and floodplain storage and hydrodynamic interactions must carefully be considered.