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Throughfall, that is, the fraction of rainfall that passes through the forest canopy, is strongly influenced by rainfall and forest stand characteristics which are in turn both subject to seasonal dynamics. Disentangling the complex interplay of these controls is challenging, and only possible with long-term monitoring and a large number of throughfall events measured in parallel at different forest stands. We therefore based our analysis on 346 rainfall events across six different forest stands at the long-term terrestrial environmental observatory TERENO Northeast Germany. These forest stands included pure stands of beech, pine and young pine, and mixed stands of oak-beech, pine-beech and pine-oak-beech. Throughfall was overall relatively low, with 54-68% of incident rainfall in summer. Based on the large number of events it was possible to not only investigate mean or cumulative throughfall but also its statistical distribution. The distributions of throughfall fractions show distinct differences between the three types of forest stands (deciduous, mixed and pine). The distributions of the deciduous stands have a pronounced peak at low throughfall fractions and a secondary peak at high fractions in summer, as well as a pronounced peak at higher throughfall fractions in winter. Interestingly, the mixed stands behave like deciduous stands in summer and like pine stands in winter: their summer distributions are similar to the deciduous stands but the winter peak at high throughfall fractions is much less pronounced. The seasonal comparison further revealed that the wooden components and the leaves behaved differently in their throughfall response to incident rainfall, especially at higher rainfall intensities. These results are of interest for estimating forest water budgets and in the context of hydrological and land surface modelling where poor simulation of throughfall would adversely impact estimates of evaporative recycling and water availability for vegetation and runoff.
Motivations and research objectives: During the passage of rain water through a forest canopy two main processes take place. First, water is redistributed; and second, its chemical properties change substantially. The rain water redistribution and the brief contact with plant surfaces results in a large variability of both throughfall and its chemical composition. Since throughfall and its chemistry influence a range of physical, chemical and biological processes at or below the forest floor the understanding of throughfall variability and the prediction of throughfall patterns potentially improves the understanding of near-surface processes in forest ecosystems. This thesis comprises three main research objectives. The first objective is to determine the variability of throughfall and its chemistry, and to investigate some of the controlling factors. Second, I explored throughfall spatial patterns. Finally, I attempted to assess the temporal persistence of throughfall and its chemical composition. Research sites and methods: The thesis is based on investigations in a tropical montane rain forest in Ecuador, and lowland rain forest ecosystems in Brazil and Panama. The first two studies investigate both throughfall and throughfall chemistry following a deterministic approach. The third study investigates throughfall patterns with geostatistical methods, and hence, relies on a stochastic approach. Results and Conclusions: Throughfall is highly variable. The variability of throughfall in tropical forests seems to exceed that of many temperate forests. These differences, however, do not solely reflect ecosystem-inherent characteristics, more likely they also mirror management practices. Apart from biotic factors that influence throughfall variability, rainfall magnitude is an important control. Throughfall solute concentrations and solute deposition are even more variable than throughfall. In contrast to throughfall volumes, the variability of solute deposition shows no clear differences between tropical and temperate forests, hence, biodiversity is not a strong predictor of solute deposition heterogeneity. Many other factors control solute deposition patterns, for instance, solute concentration in rainfall and antecedent dry period. The temporal variability of the latter factors partly accounts for the low temporal persistence of solute deposition. In contrast, measurements of throughfall volume are quite stable over time. Results from the Panamanian research site indicate that wet and dry areas outlast consecutive wet seasons. At this research site, throughfall exhibited only weak or pure nugget autocorrelation structures over the studies lag distances. A close look at the geostatistical tools at hand provided evidence that throughfall datasets, in particular those of large events, require robust variogram estimation if one wants to avoid outlier removal. This finding is important because all geostatistical throughfall studies that have been published so far analyzed their data using the classical, non-robust variogram estimator.