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Landslide hazard models aim at mitigating landslide impact by providing probabilistic forecasting, and the accuracy of these models hinges on landslide databases for model training and testing.
Landslide databases at times lack information on the underlying triggering mechanism, making these inventories almost unusable in hazard models.
We developed a Python-based unique library, Landsifier, that contains three different machine-Learning frameworks for assessing the likely triggering mechanisms of individual landslides or entire inventories based on landslide geometry.
Two of these methods only use the 2D landslide planforms, and the third utilizes the 3D shape of landslides relying on an underlying digital elevation model (DEM). The base method extracts geometric properties of landslide polygons as a feature space for the shallow learner - random forest (RF).
An alternative method relies on landslide planform images as an input for the deep learning algorithm - convolutional neural network (CNN).
The last framework extracts topological properties of 3D landslides through topological data analysis (TDA) and then feeds these properties as a feature space to the random forest classifier.
We tested all three interchangeable methods on several inventories with known triggers spread over the Japanese archipelago. To demonstrate the effectiveness of developed methods, we used two testing configurations.
The first configuration merges all the available data for the k-fold cross-validation, whereas the second configuration excludes one inventory during the training phase to use as the sole testing inventory.
Our geometric-feature-based method performs satisfactorily, with classification accuracies varying between 67 % and 92 %. We have introduced a more straightforward but data-intensive CNN alternative, as it inputs only landslide images without manual feature selection.
CNN eases the scripting process without losing classification accuracy. Using topological features from 3D landslides (extracted through TDA) in the RF classifier improves classification accuracy by 12 % on average.
TDA also requires less training data. However, the landscape autocorrelation could easily bias TDA-based classification. Finally, we implemented the three methods on an inventory without any triggering information to showcase a real-world application.
Faults and fractures can be permeable pathways for focused fluid flow in structurally controlled ore-forming hydrothermal systems.
However, quantifying their role in fluid flow on the scale of several kilometers with numerical models typically requires high-resolution meshes.
This study introduces a modified numerical representation of m-scale fault zones using lower-dimensional elements (here, one-dimensional [1D] elements in a 2D domain) to resolve structurally controlled fluid flow with coarser mesh resolutions and apply the method to magmatic-hydrothermal ore-forming systems.
We modeled horizontal and vertical structure-controlled magmatic-hydrothermal deposits to understand the role of permeability and structure connectivity on ore deposition.
The simulation results of vertically extended porphyry copper systems show that ore deposition can occur along permeable vertical structures where ascending, overpressured magmatic fluids are cooled by downflowing ambient fluids. Structure permeability and fault location control the distribution of ore grades.
In highly permeable structures, the mineralization can span up to 3 km vertically, resulting in heat-pipe mechanisms that promote the ascent of a magmatic vapor phase to an overlying structurally controlled epithermal system.
Simulations for the formation of subhorizontal vein-type deposits suggest that the major control on fluid flow and metal deposition along horizontal structures is the absence of vertical structures above the injection location but their presence at greater distances.
Using a dynamic permeability model mimicking crack-seal mechanisms within the structures leads to a pulsating behavior of fracture-controlled hydrothermal systems and prevents the inflow of ambient fluids under overpressured conditions.
Floods affect more people than any other natural hazard; thus flood warning and disaster management are of utmost importance.
However, the operational hydrological forecasts do not provide information about affected areas and impact but only discharge and water levels at gauges.
We show that a simple hydrodynamic model operating with readily available data is able to provide highly localized information on the expected flood extent and impacts, with simulation times enabling operational flood warning.
We demonstrate that such an impact forecast would have indicated the deadly potential of the 2021 flood in western Germany with sufficient lead time.
Climate change heavily threatens forest ecosystems worldwide and there is urgent need to understand what controls tree survival and forests stability.
There is evidence that biodiversity can enhance ecosystem stability (Loreau and de Mazancourt in Ecol Lett 16:106-115, 2013; McCann in Nature 405:228-233, 2000), however it remains largely unclear whether this also holds for climate change and what aspects of biodiversity might be most important.
Here we apply machine learning to outputs of a flexible-trait Dynamic Global Vegetation Model to unravel the effects of enhanced functional tree trait diversity and its sub-components on climate-change resistance of temperate forests (http://www.pik-potsdam.de/similar to billing/video/Forest_Resistance_LPJmLFIT.mp4).
We find that functional tree trait diversity enhances forest resistance. We explain this with 1. stronger complementarity effects (similar to 25% importance) especially improving the survival of trees in the understorey of up to +16.8% (+/- 1.6%) and 2. environmental and competitive filtering of trees better adapted to future climate (40-87% importance).
We conclude that forests containing functionally diverse trees better resist and adapt to future conditions.
In this context, we especially highlight the role of functionally diverse understorey trees as they provide the fundament for better survival of young trees and filtering of resistant tree individuals in the future.
Seasonal variations in landslide activity remain understudied compared to recent advances in landslide early warning at hourly to daily timescales.
Here, we learn the seasonal pattern of monthly landslide activity in the Pacific Northwest from five heterogeneous landslide inventories with differing spatial and temporal coverage and reporting protocols combined in a Bayesian multi-level model.
We find that landslide activity is distinctly seasonal, with credible increases in landslide intensity, inter-annual variability, and probability marking the onset of the landslide season in November.
Peaks in landslide probability in January and intensity in February lag the annual peak in mean monthly precipitation and landslide activity is more variable in winter than in summer, when landslides are rare.
For a given monthly rainfall, landslide intensity at the season peak in February is up to 10 times higher than at the onset in November, underlining the importance of antecedent seasonal hillslope conditions.
Floods continue to be the leading cause of economic damages and fatalities among natural disasters worldwide. As future climate and exposure changes are projected to intensify these damages, the need for more accurate and scalable flood risk models is rising. Over the past decade, macro-scale flood risk models have evolved from initial proof-of-concepts to indispensable tools for decision-making at global-, nationaland, increasingly, the local-level. This progress has been propelled by the advent of high-performance computing and the availability of global, space-based datasets. However, despite such advancements, these models are rarely validated and consistently fall short of the accuracy achieved by high-resolution local models. While capabilities have improved, significant gaps persist in understanding the behaviours of such macro-scale models, particularly their tendency to overestimate risk. This dissertation aims to address such gaps by examining the scale transfers inherent in the construction and application of coarse macroscale models. To achieve this, four studies are presented that, collectively, address exposure, hazard, and vulnerability components of risk affected by upscaling or downscaling.
The first study focuses on a type of downscaling where coarse flood hazard inundation grids are enhanced to a finer resolution. While such inundation downscaling has been employed in numerous global model chains, ours is the first study to focus specifically on this component, providing an evaluation of the state of the art and a novel algorithm. Findings demonstrate that our novel algorithm is eight times faster than existing methods, offers a slight improvement in accuracy, and generates more physically coherent flood maps in hydraulically challenging regions. When applied to a case study, the algorithm generated a 4m resolution inundation map from 30m hydrodynamic model outputs in 33 s, a 60-fold improvement in runtime with a 25% increase in RMSE compared with direct hydrodynamic modelling. All evaluated downscaling algorithms yielded better accuracy than the coarse hydrodynamic model when compared to observations, demonstrating similar limits of coarse hydrodynamic models reported by others. The substitution of downscaling into flood risk model chains, in place of high-resolution modelling, can drastically improve the lead time of impactbased forecasts and the efficiency of hazard map production. With downscaling, local regions could obtain high resolution local inundation maps by post-processing a global model without the need for expensive modelling or expertise.
The second study focuses on hazard aggregation and its implications for exposure, investigating implicit aggregations commonly used to intersect hazard grids with coarse exposure models. This research introduces a novel spatial classification framework to understand the effects of rescaling flood hazard grids to a coarser resolution. The study derives closed-form analytical solutions for the location and direction of bias from flood grid aggregation, showing that bias will always be present in regions near the edge of inundation. For example, inundation area will be positively biased when water depth grids are aggregated, while volume will be negatively biased when water elevation grids are aggregated. Extending the analysis to effects of hazard aggregation on building exposure, this study shows that exposure in regions at the edge of inundation are an order of magnitude more sensitive to aggregation errors than hazard alone. Among the two aggregation routines considered, averaging water surface elevation grids better preserved flood depths at buildings than averaging of water depth grids. The study provides the first mathematical proof and generalizeable treatment of flood hazard grid aggregation, demonstrating important mechanisms to help flood risk modellers understand and control model behaviour.
The final two studies focus on the aggregation of vulnerability models or flood damage functions, investigating the practice of applying per-asset functions to aggregate exposure models. Both studies extend Jensen’s inequality, a well-known 1906 mathematical proof, to demonstrate how the aggregation of flood damage functions leads to bias. Applying Jensen’s proof in this new context, results show that typically concave flood damage functions will introduce a positive bias (overestimation) when aggregated. This behaviour was further investigated with a simulation experiment including 2 million buildings in Germany, four global flood hazard simulations and three aggregation scenarios. The results show that positive aggregation bias is not distributed evenly in space, meaning some regions identified as “hot spots of risk” in assessments may in fact just be hot spots of aggregation bias. This study provides the first application of Jensen’s inequality to explain the overestimates reported elsewhere and advice for modellers to minimize such artifacts.
In total, this dissertation investigates the complex ways aggregation and disaggregation influence the behaviour of risk models, focusing on the scale-transfers underpinning macro-scale flood risk assessments. Extending a key finding of the flood hazard literature to the broader context of flood risk, this dissertation concludes that all else equal, coarse models overestimate risk. This dissertation goes beyond previous studies by providing mathematical proofs for how and where such bias emerges in aggregation routines, offering a mechanistic explanation for coarse model overestimates. It shows that this bias is spatially heterogeneous, necessitating a deep understanding of how rescaling may bias models to effectively reduce or communicate uncertainties. Further, the dissertation offers specific recommendations to help modellers minimize scale transfers in problematic regions. In conclusion, I argue that such aggregation errors are epistemic, stemming from choices in model structure, and therefore hold greater potential and impetus for study and mitigation. This deeper understanding of uncertainties is essential for improving macro-scale flood risk models and their effectiveness in equitable, holistic, and sustainable flood management.
After a long history of floodplain degradation and substantial losses of inundation areas over the last decades, a rethinking of floodplain management has taken place in Germany.
Floodplains are now acknowledged as important areas for both biodiversity and society. This transformation has been significantly supported by nationwide research activities. A systematic assessment of the current floodplain management is still lacking.
We therefore developed a scheme to assess floodplain management through the steps of identification, analysis, implementation, and evaluation.
Reviewing the data and literature on nationwide floodplain-related research and activities, we defined key elements of floodplain management for Germany.
We concluded that research activities already follow a strategic nationwide approach of identifying and analyzing floodplains.
Progress in implementation is slow, however, and potentials are far from being reached.
Nevertheless, new and unique initiatives enable Germany to stay on the long-term path of giving rivers more space and improving floodplain conditions.
On October 9, 2014, a Mw 7.1-6.7 seismic doublet occurred at the Juan Fernandez microplate, close to the triple junction with Pacific and Nazca plates. The Mw 7.1 earthquake is the largest earthquake ever to have been recorded in the region. Its thrust focal mechanism is also unusual for the region, although the northern part of the microplate is expected to undergo compression. The region is remote and seismological data is limited to a seismic station at similar to 600 km distance on Easter Island and teleseismic observations for the largest events. We use a combination of advanced seismological techniques to overcome the lack of local data and resolve earthquake source parameters for the doublet and its aftershock sequence, being able to reconstruct the chronology of the sequence and the geometry of affected fault segments. Our results depict a complex seismic sequence characterized by the interplay of thrust and strike-slip earthquakes along different structures, including a second, reversed strike slip-thrust seismic doublet in November 2014. Seismicity occurred within the microplate and only in the late part of the sequence migrated northward, towards the microplate boundary. The first largest doublet, whose rupture kinematic is well explained by stress changes imparted by the first subevent on the second one, may have activated unmapped E-W and NE-SW faults or an internal curved pseudofault, attributed to the longterm rotation of the microplate. Few large, thrust earthquakes are observed within the sequence, taking place in the vicinity of mapped compressional ridges. We suggest that compressional stresses in the northern part of the microplate and at its boundary are partially accommodated aseismically. However, the occasional occurrence of large, impulsive thrust earthquakes, with a considerable tsunamigenic potential, poses a relevant hazard for islands in the South Pacific region.