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Magnetotactic bacteria possess an intracellular structure called the magnetosome chain. Magnetosome chains contain nano−particles of iron crystals enclosed by a membrane and aligned on a cytoskeletal filament. Due to the presence of the magnetosome chains, magnetotactic bacteria are able to orient and swim along the magnetic field lines. A detailed study of structural properties of magnetosome chains in magnetotactic bacteria has primary scientific interests. It can provide more insight into the formation of the cytoskeleton in bacteria. In this thesis, we develop a new framework to study the structural properties of magnetosome chains in magnetotactic bacteria.
First, we address the bending stiffness of magnetosome chains resulting from two main contributions: the magnetic interactions of magnetosome particles and the bending stiffness of the cytoskeletal filament to which the magnetosomes are anchored. Our analysis indicates that the linear configuration of magnetosome particles without the stabilisation to the cytoskeleton may close to ring like structures, with no net magnetic moment, which thus can not perform as a compass in cellular navigation. As a result we think that one of the roles of the filament is to stabilize the linear configuration against ring closure.
We then investigate the equilibrium configurations of magnetosome particles including linear chain and closed−ring structures. We notably observe that for the formation of a stable linear structure on the cytoskeletal filament, presence of a binding energy is needed. In the presence of external stimuli the stability of the magnetosome chain is due to the internal dipole−dipole interactions, the stiffness and the binding energy of the protein structure connecting the magnetosome particles to the filament. Our observations, during and after the treatment of the magnetosome chain with the external magnetic field substantiates the stabilisation of magnetosome chains to the cytoskeletal filament by proteinous linkers and the dynamic feature of these structures.
Finally, we employ our model to study the FMR spectra of magnetosome chains in a single cell of magnetotactic bacteria. We explore the effect of magnetocrystalline anisotropy in three-fold symmetry observed in FMR spectra and the peculiarity of different spectra arisen from different mutants of these bacteria.
Borehole instabilities are frequently encountered when drilling through finely laminated, organic rich shales (Økland and Cook, 1998; Ottesen, 2010; etc.); such instabilities should be avoided to assure a successful exploitation and safe production of the contained unconventional hydrocarbons. Borehole instabilities, such as borehole breakouts or drilling induced tensile fractures, may lead to poor cementing of the borehole annulus, difficulties with recording and interpretation of geophysical logs, low directional control and in the worst case the loss of the well. If these problems are not recognized and expertly remedied, pollution of the groundwater or the emission of gases into the atmosphere can occur since the migration paths of the hydrocarbons in the subsurface are not yet fully understood (e.g., Davies et al., 2014; Zoback et al., 2010). In addition, it is often mentioned that the drilling problems encountered and the resulting downtimes of the wellbore system in finely laminated shales significantly increase drilling costs (Fjaer et al., 2008; Aadnoy and Ong, 2003).
In order to understand and reduce the borehole instabilities during drilling in unconventional shales, we investigate stress-induced irregular extensions of the borehole diameter, which are also referred to as borehole breakouts. For this purpose, experiments with different borehole diameters, bedding plane angles and stress boundary conditions were performed on finely laminated Posidonia shales. The Lower Jurassic Posidonia shale is one of the most productive source rocks for conventional reservoirs in Europe and has the greatest potential for unconventional oil and gas in Europe (Littke et al., 2011).
In this work, Posidonia shale specimens from the North (PN) and South (PS) German basins were selected and characterized petrophysically and mechanically. The composition of the two shales is dominated by calcite (47-56%) followed by clays (23-28%) and quartz (16-17%). The remaining components are mainly pyrite and organic matter. The porosity of the shales varies considerably and is up to 10% for PS and 1% for PN, which is due to a larger deposition depth of PN. Both shales show marked elasticity and strength anisotropy, which can be attributed to a macroscopic distribution and orientation of soft and hard minerals. Under load the hard minerals form a load-bearing, supporting structure, while the soft minerals compensate the deformation. Therefore, if loaded parallel to the bedding, the Posidonia shale is more brittle than loaded normal to the bedding. The resulting elastic anisotropy, which can be defined by the ratio of the modulus of elasticity parallel and normal to the bedding, is about 50%, while the strength anisotropy (i.e., the ratio of uniaxial compressive strength normal and parallel to the bedding) is up to 66%. Based on the petrophysical characterization of the two rocks, a transverse isotropy (TVI) was derived. In general, PS is softer and weaker than PN, which is due to the stronger compaction of the material due to the higher burial depth.
Conventional triaxial borehole breakout experiments on specimens with different borehole diameters showed that, when the diameter of the borehole is increased, the stress required to initiate borehole breakout decreases to a constant value. This value can be expressed as the ratio of the tangential stress and the uniaxial compressive strength of the rock. The ratio increases exponentially with decreasing borehole diameter from about 2.5 for a 10 mm diameter hole to ~ 7 for a 1 mm borehole (increase of initiation stress by 280%) and can be described by a fracture mechanic based criterion. The reduction in borehole diameter is therefore a considerable aspect in reducing the risk of breakouts. New drilling techniques with significantly reduced borehole diameters, such as "fish-bone" holes, are already underway and are currently being tested (e.g., Xing et al., 2012).
The observed strength anisotropy and the TVI material behavior are also reflected in the observed breakout processes at the borehole wall. Drill holes normal to the bedding develop breakouts in a plane of isotropy and are not affected by the strength or elasticity anisotropy. The observed breakouts are point-symmetric and form compressive shear failure planes, which can be predicted by a Mohr-Coulomb failure approach. If the shear failure planes intersect, conjugate breakouts can be described as "dog-eared” breakouts.
While the initiation of breakouts for wells oriented normal to the stratification has been triggered by random local defects, reduced strengths parallel to bedding planes are the starting point for breakouts for wells parallel to the bedding. In the case of a deflected borehole trajectory, therefore, the observed failure type changes from shear-induced failure surfaces to buckling failure of individual layer packages. In addition, the breakout depths and widths increased, resulting in a stress-induced enlargement of the borehole cross-section and an increased output of rock material into the borehole. With the transition from shear to buckling failure and changing bedding plane angle with respect to the borehole axis, the stress required for inducing wellbore breakouts drops by 65%.
These observations under conventional triaxial stress boundary conditions could also be confirmed under true triaxial stress conditions. Here breakouts grew into the rock as a result of buckling failure, too. In this process, the broken layer packs rotate into the pressure-free drill hole and detach themselves from the surrounding rock by tensile cracking. The final breakout shape in Posidonia shale can be described as trapezoidal when the bedding planes are parallel to the greatest horizontal stress and to the borehole axis. In the event that the largest horizontal stress is normal to the stratification, breakouts were formed entirely by shear fractures between the stratification and required higher stresses to initiate similar to breakouts in conventional triaxial experiments with boreholes oriented normal to the bedding.
In the content of this work, a fracture mechanics-based failure criterion for conventional triaxial loading conditions in isotropic rocks (Dresen et al., 2010) has been successfully extended to true triaxial loading conditions in the transverse isotropic rock to predict the initiation of borehole breakouts. The criterion was successfully verified on the experiments carried out.
The extended failure criterion and the conclusions from the laboratory and numerical work may help to reduce the risk of borehole breakouts in unconventional shales.
For several decades, researchers have tried to explain how speakers of more than one language (multilinguals) manage to keep their languages separate and to switch from one language to the other depending on the context. This ability of multilingual speakers to use the intended language, while avoiding interference from the other language(s) has recently been termed “language control”.
A multitude of studies showed that when bilinguals process one language, the other language is also activated and might compete for selection. According to the most influential model of language control developed over the last two decades, competition from the non-intended language is solved via inhibition. In particular, the Inhibitory Control (IC) model proposed by Green (1998) puts forward that the amount of inhibition applied to the non-relevant language depends on its dominance, in that the stronger the language the greater the strength of inhibition applied to it. Within this account, the cost required to reactivate a previously inhibited language depends on the amount of inhibition previously exerted on it, that is, reactivation costs are greater for a stronger compared to a weaker language. In a nutshell, according to the IC model, language control is determined by language dominance.
The goal of the present dissertation is to investigate the extent to which language control in multilinguals is affected by language dominance and whether and how other factors might influence this process. Three main factors are considered in this work: (i) the time speakers have to prepare for a certain language or PREPARATION TIME, (ii) the type of languages involved in the interactional context or LANGUAGE TYPOLOGY, and (iii) the PROCESSING MODALITY, that is, whether the way languages are controlled differs between reception and production.
The results obtained in the four manuscripts, either published or in revision, indicate that language dominance alone does not suffice to explain language switching patterns. In particular, the present thesis shows that language control is profoundly affected by each of the three variables described above. More generally, the findings obtained in the present dissertation indicate that language control in multilingual speakers is a much more dynamic system than previously believed and is not exclusively determined by language dominance, as predicted by the IC model (Green, 1998).
Import and decomposition of dissolved organic carbon in pre-dams of drinking water reservoirs
(2017)
Dissolved organic carbon (DOC) depicts a key component in the aquatic carbon cycle as well as for drinking water production from surface waters. DOC concentrations increased in water bodies of the northern hemisphere in the last decades, posing ecological consequences and water quality problems. Within the pelagic zone of lakes and reservoirs, the DOC pool is greatly affected by biological activity as DOC is simultaneously produced and decomposed. This thesis aimed for a conceptual understanding of organic carbon cycling and DOC quality changes under differing hydrological and trophic conditions. Further, the occurrence of aquatic priming was investigated, which has been proposed as a potential process facilitating the microbial decomposition of stable allochthonous DOC within the pelagic zone.
To study organic carbon cycling under different hydrological conditions, quantitative and qualitative investigations were carried out in three pre-dams of drinking water reservoirs exhibiting a gradient in DOC concentrations and trophic states. All pre-dams were mainly autotrophic in their epilimnia. Discharge and temperature were identified as the key factors regulating net production and respiration in the upper water layers of the pre-dams. Considerable high autochthonous production was observed during the summer season under higher trophic status and base flow conditions. Up to 30% of the total gained organic carbon was produced within the epilimnia. Consequently, this affected the DOC quality within the pre-dams over the year and enhanced characteristics of algae-derived DOC were observed during base flow in summer. Allochthonous derived DOC dominated at high discharges and oligotrophic conditions when production and respiration were low. These results underline that also small impoundments with typically low water residence times are hotspots of carbon cycling, significantly altering water quality in dependence of discharge conditions, temperature and trophic status. Further, it highlights that these factors need to be considered in future water management as increasing temperatures and altered precipitation patterns are predicted in the context of climate change.
Under base flow conditions, heterotrophic bacteria preferentially utilized older DOC components with a conventional radiocarbon age of 195-395 years before present (i.e. before 1950). In contrast, younger carbon components (modern, i.e. produced after 1950) were mineralized following a storm flow event. This highlights that age and recalcitrance of DOC are independent from each other. To assess the ages of the microbially consumed DOC, a simplified method was developed to recover the respired CO2 from heterotrophic bacterioplankton for carbon isotope analyses (13C, 14C). The advantages of the method comprise the operation of replicate incubations at in-situ temperatures using standard laboratory equipment and thus enabling an application in a broad range of conditions.
Aquatic priming was investigated in laboratory experiments during the microbial decomposition of two terrestrial DOC substrates (peat water and soil leachate). Thereby, natural phytoplankton served as a source of labile organic matter and the total DOC pool increased throughout the experiments due to exudation and cell lysis of the growing phytoplankton. A priming effect for both terrestrial DOC substrates was revealed via carbon isotope analysis and mixing models. Thereby, priming was more pronounced for the peat water than for the soil leachate. This indicates that the DOC source and the amount of the added labile organic matter might influence the magnitude of a priming effect. Additional analysis via high-resolution mass spectrometry revealed that oxidized, unsaturated compounds were more strongly decomposed under priming (i.e. in phytoplankton presence). Given the observed increase in DOC concentrations during the experiments, it can be concluded that aquatic priming is not easily detectable via net concentration changes alone and could be considered as a qualitative effect.
The knowledge gained from this thesis contributes to the understanding of aquatic carbon cycling and demonstrated how DOC dynamics in freshwaters vary with hydrological, seasonal and trophic conditions. It further demonstrated that aquatic priming contributes to the microbial transformation of organic carbon and the observed decay of allochthonous DOC during transport in inland waters.
Herstellung anisotroper Kolloide mittels templatgesteuerter Assemblierung und Kontaktdruckverfahren
(2017)
Diese Arbeit befasste sich mit neuen Konzepten zur Darstellung anisotroper Partikelsysteme durch Anordnung von funktionalisierten Partikeln unter Zuhilfenahme etablierter Methoden wie der templatgestützten Assemblierung von Partikeln und dem Mikrokontaktdruck.
Das erste Teilprojekt beschäftigte sich mit der kontrollierten Herstellung von Faltenstrukturen im Mikro- bis Nanometerbereich. Die Faltenstrukturen entstehen durch die Relaxation eines Systems bestehend aus zwei übereinander liegender Schichten unterschiedlicher Elastizität. In diesem Fall wurden Falten auf einem elastischen PDMS-Substrat durch Generierung einer Oxidschicht auf der Substratoberfläche mittels Plasmabehandlung erzeugt. Die Dicke der Oxidschicht, die über verschiedene Parameter wie Behandlungszeit, Prozessleistung, Partialdruck des plasmaaktiven Gases, Vernetzungsgrad, Deformation sowie Substratdicke einstellbar war, bestimmte Wellenlänge und Amplitude der Falten.
Das zweite Teilprojekt hatte die Darstellung komplexer, kolloidaler Strukturen auf Basis supramolekularer Wechselwirkungen zum Ziel. Dazu sollte vor allem die templatgestützte Assemblierung von Partikeln sowohl an fest-flüssig als auch flüssig-flüssig Grenzflächen genutzt werden. Für Erstere sollten die in Teilprojekt 1 hergestellten Faltenstrukturen als Templat, für Letztere Pickering-Emulsionen zur Anwendung kommen. Im ersten Fall wurden verschiedene, modifizierte Silicapartikel und Magnetitnanopartikel, deren Größe und Oberflächenfunktionalität (Cyclodextrin-, Azobenzol- und Arylazopyrazolgruppen) variierte, in Faltenstrukturen angeordnet. Die Anordnung hing dabei nicht nur vom gewählten Verfahren, sondern auch von Faktoren wie der Partikelkonzentration, der Oberflächenladung oder dem Größenverhältnis der Partikel zur Faltengeometrie ab.
Die Kombination von Cyclodextrin (CD)- und Arylazopyrazol-modifizierten Partikeln ermöglichte, auf Basis einer Wirt-Gast-Wechselwirkung zwischen den Partikeltypen und einer templatgesteuerten Anordnung, die Bildung komplexer und strukturierter Formen in der Größenordnung mehrerer Mikrometer. Dieses System kann einerseits als Grundlage für die Herstellung verschiedener Janus-Partikel herangezogen werden, andererseits stellt die gerichtete Vernetzung zweier Partikelsysteme zu größeren Aggregaten den Grundstein für neuartige, funktionale Materialien dar. Neben der Anordnung an fest-flüssig Grenzflächen konnte außerdem nachgewiesen werden, dass Azobenzol-funktionalisierte Silicapartikel in der Lage sind, Pickering-Emulsionen über mehrere Monate zu stabilisieren. Die Stabilität und Größe der Emulsionsphase kann über Parameter, wie das Volumenverhältnis und die Konzentration, gesteuert werden. CD-funktionalisierte Silicapartikel besaßen dagegen keine Grenzflächenaktivität, während es CD-basierten Polymeren wiederum möglich war, durch die Ausbildung von Einschlusskomplexen mit den hydrophoben Molekülen der Ölphase stabile Emulsionen zu bilden. Dagegen zeigte die Kombination zwei verschiedener Partikelsysteme keinen oder einen destabilisierenden Effekt bezüglich der Ausbildung von Emulsionen.
Im letzten Teilprojekt wurde die Herstellung multivalenter Silicapartikel mittels Mikrokontaktdruck untersucht. Die Faltenstrukturen wurden dabei als Stempel verwendet, wodurch es möglich war, die Patch-Geometrie über die Wellenlänge der Faltenstrukturen zu steuern. Als Tinte diente das positiv geladene Polyelektrolyt Polyethylenimin (PEI), welches über elektrostatische Wechselwirkungen auf unmodifizierten Silicapartikeln haftet. Im Gegensatz zum Drucken mit flachen Stempeln fiel dabei zunächst auf, dass sich die Tinte bei den Faltenstrukturen nicht gleichmäßig über die gesamte Substratfläche verteilt, sondern hauptsächlich in den Faltentälern vorlag. Dadurch handelte es sich bei dem Druckprozess letztlich nicht mehr um ein klassisches Mikrokontaktdruckverfahren, sondern um ein Tiefdruckverfahren. Über das Tiefdruckverfahren war es dann aber möglich, sowohl eine als auch beide Partikelhemisphären gleichzeitig und mit verschiedenen Funktionalitäten zu modifizieren und somit multivalente Silicapartikel zu generieren. In Abhängigkeit der Wellenlänge der Falten konnten auf einer Partikelhemisphäre zwei bis acht Patches abgebildet werden. Für die Patch-Geometrie, sprich Größe und Form der Patches, spielten zudem die Konzentration der Tinte auf dem Stempel, das Lösungsmittel zum Ablösen der Partikel nach dem Drucken sowie die Stempelhärte eine wichtige Rolle. Da die Stempelhärte aufgrund der variierenden Dicke der Oxidschicht bei verschiedenen Wellenlängen nicht kontant ist, wurden für den Druckprozess meist Abgüsse der Faltensubstrate verwendet. Auf diese Weise war auch die Vergleichbarkeit bei variierender Wellenlänge gewährleistet. Neben dem erfolgreichen Nachweis der Modifikation mittels Tiefdruckverfahren konnte auch gezeigt werden, dass über die Komplexierung mit PEI negativ geladene Nanopartikel auf die Partikeloberfläche aufgebracht werden können.
Die vorliegende Studie beschäftigt sich mit dem Berufseinstieg von Lehrpersonen und untersucht Zusammenhänge zwischen der Nutzung von Lerngelegenheiten, sozialer Kooperation, individuellen Determinanten und Kompetenzselbsteinschätzungen, die erstmalig in dieser Zusammenstellung überprüft worden sind.
Die Literaturrecherche machte deutlich, dass der Berufseinstieg eine besonders wichtige Phase für die berufliche Sozialisation darstellt. Die Nutzung von Lerngelegenheiten wurde empirisch noch nicht sehr oft untersucht vor allem nicht im Zusammenhang mit individuellen Determinanten und die Kooperation meist nur unter dem Fokus der Bedeutung für die Schule.
An der empirischen Untersuchung nahmen 223 berufseinsteigende Lehrkräfte aus dem Allgemeinen Pflichtschulbereich in Niederösterreich teil, die verpflichtend in den ersten beiden Dienstjahren Fortbildungen besuchen müssen. Diese Situation ist einzigartig in Österreich, da es nur in diesem Bundesland seit 2011 eine verpflichtend zu besuchende Berufseinstiegsphase gibt. Ab 2019 wird es in Österreich eine Induktionsphase für alle Lehrkräfte geben, die in den Beruf einsteigen.
Mit Hilfe von Strukturgleichungsmodellen wurden die Zusammenhänge untersucht und es zeigte sich, dass es diese in allen Bereichen gibt. Am Ende konnte ein neues Theoriemodell zur Nutzung von Lerngelegenheiten abgeleitet werden, das sich in Theorien zu professionellen Kompetenzentwicklung und zu Lernen in Aus-, Fortund Weiterbildung einordnen lässt.
Among modern functional materials, the class of nitrogen-containing carbons combines non-toxicity and sustainability with outstanding properties. The versatility of this materials class is based on the opportunity to tune electronic and catalytic properties via the nitrogen content and –motifs: This ranges from the electronically conducting N-doped carbon, where few carbon atoms in the graphitic lattice are substituted by nitrogen, to the organic semiconductor graphitic carbon nitride (g-C₃N₄), with a structure based on tri-s-triazine units.
In general, composites can reveal outstanding catalytic properties due to synergistic behavior, e.g. the formation of electronic heterojunctions. In this thesis, the formation of an “all-carbon” heterojunction was targeted, i.e. differences in the electronic properties of the single components were achieved by the introduction of different nitrogen motives into the carbon lattice. Such composites are promising as metal-free catalysts for the photocatalytic water splitting. Here, hydrogen can be generated from water by light irradiation with the use of a photocatalyst. As first part of the heterojunction, the organic semiconductor g-C₃N₄ was employed, because of its suitable band structure for photocatalytic water splitting, high stability and non-toxicity. The second part was chosen as C₂N, a recently discovered semiconductor. Compared to g-C₃N₄, the less nitrogen containing C₂N has a smaller band gap and a higher absorption coefficient in the visible light range, which is expected to increase the optical absorption in the composite eventually leading to an enhanced charge carrier separation due to the formation of an electronic heterojunction.
The aim of preparing an “all-carbon” composite included the research on appropriate precursors for the respective components g-C₃N₄ and C₂N, as well as strategies for appropriate structuring. This was targeted by applying precursors which can form supramolecular pre-organized structures. This allows for more control over morphology and atom patterns during the carbonization process.
In the first part of this thesis, it was demonstrated how the photocatalytic activity of g-C₃N₄ can be increased by the targeted introduction of defects or surface terminations. This was achieved by using caffeine as a “growth stopping” additive during the formation of the hydrogen-bonded supramolecular precursor complexes. The increased photocatalytic activity of the obtained materials was demonstrated with dye degradation experiments.
The second part of this thesis was focused on the synthesis of the second component C₂N. Here, a deep eutectic mixture from hexaketocyclohexane and urea was structured using the biopolymer chitosan. This scaffolding resulted in mesoporous nitrogen-doped carbon monoliths and beads. CO₂- and dye-adsorption experiments with the obtained monolith material revealed a high isosteric heat of CO₂-adsorption and showed the accessibility of the monolithic pore system to larger dye molecules. Furthermore, a novel precursor system for C₂N was explored, based on organic crystals from squaric acid and urea. The respective C₂N carbon with an unusual sheet-like morphology could be synthesized by carbonization of the crystals at 550 °C. With this precursor system, also microporous C₂N carbon with a BET surface area of 865 m²/g was obtained by “salt-templating” with ZnCl₂.
Finally, the preparation of a g-C₃N₄/C₂N “all carbon” composite heterojunction was attempted by the self-assembly of g-C₃N₄ and C₂N nanosheets and tested for photocatalytic water splitting. Indeed, the composites revealed high rates of hydrogen evolution when compared to bulk g-C₃N₄. However, the increased catalytic activity was mainly attributed to the high surface area of the nanocomposites rather than to the composition. With regard to alternative composite synthesis ways, first experiments indicated N-Methyl-2-pyrrolidon to be suitable for higher concentrated dispersion of C₂N nanosheets. Eventually, the results obtained in this thesis provide precious synthetic contributions towards the preparation and processing of carbon/nitrogen compounds for energy applications.
In the present work side-chain polystyrenes were synthesized and characterized, in order to be applied in multilayer OLEDs fabricated by solution process techniques. Manufacture of optoelectronic devices by solution process techniques is meant to decrease significantly fabrication cost and allow large scale production of such devices.
This dissertation focusses in three series, enveloped in two material classes. The two classes differ to each other in the type of charge transport exhibited, either ambipolar transport or electron transport. All materials were applied in all-organic solution processed green Ir-based devices.
In the first part, a series of ambipolar host materials were developed to transport both charge types, holes and electrons, and be applied especially as matrix for green Ir-based emitters. It was possible to increase devices efficacy by modulating the predominant charge transport type. This was achieved by modification of molecules electron transport part with more electron-deficient heterocycles or by extending the delocalization of the LUMO. Efficiencies up to 28.9 cd/A were observed for all-organic solution-process three layer devices.
In the second part, suitability of triarylboranes and tetraphenylsilanes as electron transport materials was studied. High triplet energies were obtained, up to 2.95 eV, by rational combination of both molecular structures. Although the combination of both elements had a low effect in materials electron transport properties, high efficiencies around 24 cd/A were obtained for the series in all-organic solution-processed two layer devices.
In the last part, benzene and pyridine were chosen as the series electron-transport motif. By controlling the relative pyridine content (RPC) solubility into methanol was induced for polystyrenes with bulky side-chains. Materials with RPC ≥ 0.5 could be deposited orthogonally from solution without harming underlying layers. From the best of our knowledge, this is the first time such materials are applied in this architecture showing moderate efficiencies around 10 cd/A in all-organic solution processed OLEDs.
Overall, the outcome of these studies will actively contribute to the current research on materials for all-solution processed OLEDs.
In this work, a sensor system based on thermoresponsive materials is developed by utilizing a modular approach. By synthesizing three different key monomers containing either a carboxyl, alkene or alkyne end group connected with a spacer to the methacrylic polymerizable unit, a flexible copolymerization strategy has been set up with oligo ethylene glycol methacrylates. This allows to tune the lower critical solution temperature (LCST) of the polymers in aqueous media. The molar masses are variable thanks to the excurse taken in polymerization in ionic liquids thus stretching molar masses from 25 to over 1000 kDa. The systems that were shown shown to be effective in aqueous solution could be immobilized on surfaces by copolymerizing photo crosslinkable units. The immobilized systems were formulated to give different layer thicknesses, swelling ratios and mesh sizes depending on the demand of the coupling reaction.
The coupling of detector units or model molecules is approached via reactions of the click chemistry pool, and the reactions are evaluated on their efficiency under those aspects, too. These coupling reactions are followed by surface plasmon resonance spectroscopy (SPR) to judge efficiency. With these tools at hand, Salmonella saccharides could be selectively detected by SPR. Influenza viruses were detected in solution by turbidimetry in solution as well as by a copolymerized solvatochromic dye to track binding via the changes of the polymers’ fluorescence by said binding event. This effect could also be achieved by utilizing the thermoresponsive behavior. Another demonstrator consists of the detection system bound to a quartz surface, thus allowing the virus detection on a solid carrier.
The experiments show the great potential of combining the concepts of thermoresponsive materials and click chemistry to develop technically simple sensors for large biomolecules and viruses.
The Yukon Coast in Canada is an ice-rich permafrost coast and highly sensitive to changing environmental conditions. Retrogressive thaw slumps are a common thermoerosion feature along this coast, and develop through the thawing of exposed ice-rich permafrost on slopes and removal of accumulating debris. They contribute large amounts of sediment, including organic carbon and nitrogen, to the nearshore zone.
The objective of this study was to 1) identify the climatic and geomorphological drivers of sediment-meltwater release, 2) quantify the amount of released meltwater, sediment, organic carbon and nitrogen, and 3) project the evolution of sediment-meltwater release of retrogressive thaw slumps in a changing future climate.
The analysis is based on data collected over 18 days in July 2013 and 18 days in August 2012. A cut-throat flume was set up in the main sediment-meltwater channel of the largest retrogressive thaw slump on Herschel Island. In addition, two weather stations, one on top of the undisturbed tundra and one on the slump floor, measured incoming solar radiation, air temperature, wind speed and precipitation. The discharge volume eroding from the ice-rich permafrost and retreating snowbanks was measured and compared to the meteorological data collected in real time with a resolution of one minute.
The results show that the release of sediment-meltwater from thawing of the ice-rich permafrost headwall is strongly related to snowmelt, incoming solar radiation and air temperature. Snowmelt led to seasonal differences, especially due to the additional contribution of water to the eroding sediment-meltwater from headwall ablation, lead to dilution of the sediment-meltwater composition. Incoming solar radiation and air temperature were the main drivers for diurnal and inter-diurnal fluctuations. In July (2013), the retrogressive thaw slump released about 25 000 m³ of sediment-meltwater, containing 225 kg dissolved organic carbon and 2050 t of sediment, which in turn included 33 t organic carbon, and 4 t total nitrogen. In August (2012), just 15 600 m³ of sediment-meltwater was released, since there was no additional contribution from snowmelt. However, even without the additional dilution, 281 kg dissolved organic carbon was released. The sediment concentration was twice as high as in July, with sediment contents of up to 457 g l-1 and 3058 t of sediment, including 53 t organic carbon and 5 t nitrogen, being released.
In addition, the data from the 36 days of observations from Slump D were upscaled to cover the main summer season of 1 July to 31 August (62 days) and to include all 229 active retrogressive thaw slumps along the Yukon Coast. In total, all retrogressive thaw slumps along the Yukon Coast contribute a minimum of 1.4 Mio. m³ sediment-meltwater each thawing season, containing a minimum of 172 000 t sediment with 3119 t organic carbon, 327 t nitrogen and 17 t dissolved organic carbon. Therefore, in addition to the coastal erosion input to the Beaufort Sea, retrogressive thaw slumps additionally release 3 % of sediment and 8 % of organic carbon into the ocean. Finally, the future evolution of retrogressive thaw slumps under a warming scenario with summer air temperatures increasing by 2-3 °C by 2081-2100, would lead to an increase of 109-114% in release of sediment-meltwater.
It can be concluded that retrogressive thaw slumps are sensitive to climatic conditions and under projected future Arctic warming will contribute larger amounts of thawed permafrost material (including organic carbon and nitrogen) into the environment.
The classical Navier-Stokes equations of hydrodynamics are usually written in terms of vector analysis. More promising is the formulation of these equations in the language of differential forms of degree one. In this way the study of Navier-Stokes equations includes the analysis of the de Rham complex. In particular, the Hodge theory for the de Rham complex enables one to eliminate the pressure from the equations. The Navier-Stokes equations constitute a parabolic system with a nonlinear term which makes sense only for one-forms. A simpler model of dynamics of incompressible viscous fluid is given by Burgers' equation. This work is aimed at the study of invariant structure of the Navier-Stokes equations which is closely related to the algebraic structure of the de Rham complex at step 1. To this end we introduce Navier-Stokes equations related to any elliptic quasicomplex of first order differential operators. These equations are quite similar to the classical Navier-Stokes equations including generalised velocity and pressure vectors. Elimination of the pressure from the generalised Navier-Stokes equations gives a good motivation for the study of the Neumann problem after Spencer for elliptic quasicomplexes. Such a study is also included in the work.We start this work by discussion of Lamé equations within the context of elliptic quasicomplexes on compact manifolds with boundary. The non-stationary Lamé equations form a hyperbolic system. However, the study of the first mixed problem for them gives a good experience to attack the linearised Navier-Stokes equations. On this base we describe a class of non-linear perturbations of the Navier-Stokes equations, for which the solvability results still hold.
The timing and location of the two largest earthquakes of the 21st century (Sumatra, 2004 and Tohoku 2011, events) greatly surprised the scientific community, indicating that the deformation processes that precede and follow great megathrust earthquakes remain enigmatic. During these phases before and after the earthquake a combination of multi-scale complex processes are acting simultaneously: Stresses built up by long-term tectonic motions are modified by sudden jerky deformations during earthquakes, before being restored by multiple ensuing relaxation processes.
This thesis details a cross-scale thermomechanical model developed with the aim of simulating the entire subduction process from earthquake (1 minute) to million years’ time scale, excluding only rupture propagation. The model employs elasticity, non-linear transient viscous rheology, and rate-and-state friction. It generates spontaneous earthquake sequences, and, by using an adaptive time-step algorithm, recreates the deformation process as observed naturally over single and multiple seismic cycles. The model is thoroughly tested by comparing results to those from known high- resolution solutions of generic modeling setups widely used in modeling of rupture propagation. It is demonstrated, that while not modeling rupture propagation explicitly, the modeling procedure correctly recognizes the appearance of instability (earthquake) and correctly simulates the cumulative slip at a fault during great earthquake by means of a quasi-dynamic approximation.
A set of 2D models is used to study the effects of non-linear transient rheology on the postseismic processes following great earthquakes. Our models predict that the viscosity in the mantle wedge drops by 3 to 4 orders of magnitude during a great earthquake with magnitude above 9. This drop in viscosity results in spatial scales and timings of the relaxation processes following the earthquakes that are significantly different to previous estimates. These models replicate centuries long seismic cycles exhibited by the greatest earthquakes (like the Great Chile 1960 Earthquake) and are consistent with the major features of postseismic surface displacements recorded after the Great Tohoku Earthquake.
The 2D models are also applied to study key factors controlling maximum magnitudes of earthquakes in subduction zones. Even though methods of instrumentally observing earthquakes at subduction zones have rapidly improved in recent decades, the characteristic recurrence interval of giant earthquakes (Mw>8.5) is much larger than the currently available observational record and therefore the necessary conditions for giant earthquakes are not clear. Statistical studies have recognized the importance of the slab shape and its surface roughness, state of the strain of the upper plate and thickness of sediments filling the trenches. In this thesis we attempt to explain these observations and to identify key controlling parameters. We test a set of 2D models representing great earthquake seismic cycles at known subduction zones with various known geometries, megathrust friction coefficients, and convergence rates implemented. We found that low-angle subduction (large effect) and thick sediments in the subduction channel (smaller effect) are the fundamental necessary conditions for generating giant earthquakes, while the change of subduction velocity from 10 to 3.5 cm/yr has a lower effect. Modeling results also suggest that having thick sediments in the subduction channel causes low static friction, resulting in neutral or slightly compressive deformation in the overriding plate for low-angle subduction zones. These modeling results agree well with observations for the largest earthquakes. The model predicts the largest possible earthquakes for subduction zones of given dipping angles. The predicted maximum magnitudes exactly threshold magnitudes of all known giant earthquakes of 20th and 21st centuries.
The clear limitation of most of the models developed in the thesis is their 2D nature. Development of 3D models with comparable resolution and complexity will require significant advances in numerical techniques. Nevertheless, we conducted a series of low-resolution 3D models to study the interaction between two large asperities at a subduction interface separated by an aseismic gap of varying width. The novelty of the model is that it considers behavior of the asperities during multiple seismic cycles. As expected, models show that an aseismic gap with a narrow width could not prevent rupture propagation from one asperity to another, and that rupture always crosses the entire model. When the gap becomes too wide, asperities do not interact anymore and rupture independently. However, an interesting mode of interaction was observed in the model with an intermediate width of the aseismic gap: In this model the asperities began to stably rupture in anti-phase following multiple seismic cycles. These 3D modeling results, while insightful, must be considered preliminary because of the limitations in resolution.
The technique developed in this thesis for cross-scale modeling of seismic cycles can be used to study the effects of multiple seismic cycles on the long-term deformation of the upper plate. The technique can be also extended to the case of continental transform faults and for the advanced 3D modeling of specific subduction zones. This will require further development of numerical techniques and adaptation of the existing advanced highly scalable parallel codes like LAMEM and ASPECT.
In der vorliegenden Arbeit konnte gezeigt werden, dass die beiden verwendeten Amphiphile mit Cholesterol als hydrophoben Block, gute Template für die Mineralisation von Calciumphosphat an der Wasser/Luft-Grenzfläche sind. Mittels Infrarot-Reflexions-Absorptions-Spektroskopie (IRRAS), Röntgenphotoelektronenspektroskopie (XPS), Energie dispersiver Röntgenspektroskopie (EDXS), Elektronenbeugung (SAED) und hochauflösende Transmissionselektronenmikroskopie (HRTEM) konnte die erfolgreiche Mineralisation von Calciumphosphat für beide Amphiphile an der Wasser/Luft-Grenzfläche nachgewiesen werden. Es konnte auch gezeigt werden, dass das Phasenverhalten der beiden Amphiphile und die bei der Mineralisation von Calciumphosphat gebildeten Kristallphasen nicht identisch sind. Beide Amphiphile üben demnach einen unterschiedlichen Einfluss auf den Mineralisationsverlauf aus.
Beim CHOL-HEM konnte sowohl nach 3 h als auch nach 5 h Octacalciumphosphat (OCP) als einzige Kristallphase mittels XPS, SAED, HRTEM und EDXS nachgewiesen werden. Das A-CHOL hingegen zeigte bei der Mineralisation von Calciumphosphat nach 1 h zunächst eine nicht eindeutig identifizierbare Vorläuferphase aus amorphen Calciumphosphat, Brushit (DCPD) oder OCP. Diese wandelte sich dann nach 3 h und 5 h in ein Gemisch, bestehend aus OCP und ein wenig Hydroxylapatit (HAP) um.
Die Schlussfolgerung daraus ist, dass das CHOL-HEM in der Lage ist, dass während der Mineralisation entstandene OCP zu stabilisieren. Dies geschieht vermutlich durch die Adsorption des Amphiphils bevorzugt an der OCP Oberfläche in [100] Orientierung. Dadurch wird die Spaltung entlang der c-Achse unterdrückt und die Hydrolyse zum HAP verhindert.
Das A-CHOL ist hingegen sterisch anspruchsvoller und kann wahrscheinlich aufgrund seiner Größe nicht so gut an der OCP Kristalloberfläche adsorbieren verglichen zum CHOL HEM. Das CHOL-HEM kann also die Hydrolyse von OCP zu HAP besser unterdrücken als das A-CHOL. Da jedoch auch beim A-CHOL nach einer Mineralisationszeit von 5 h nur wenig HAP zu finden ist, wäre auch hier ein Stabilisierungseffekt der OCP Kristalle möglich. Um eine genaue Aussage darüber treffen zu können, sind jedoch zusätzliche Kontrollexperimente notwendig. Es wäre zum einen denkbar, die Mineralisationsexperimente über einen längeren Zeitraum durchzuführen. Diese könnten zeigen, ob das CHOL-HEM die Hydrolyse vom OCP zum HAP komplett unterdrückt. Außerdem könnte nachgewiesen werden, ob beim A-CHOL das OCP weiter zum HAP umgesetzt wird oder ob ein Gemisch beider Kristallphasen erhalten bleibt.
Um die Mineralisation an der Wasser/Luft-Grenzfläche mit der Mineralisation in Bulklösung zu vergleichen, wurden zusätzlich Mineralisationsexperimente in Bulklösung durchgeführt. Dazu wurden Nitrilotriessigsäure (NTA) und Ethylendiamintetraessigsäure (EDTA) als Mineralisationsadditive verwendet, da NTA unter anderem der Struktur der hydrophilen Kopfgruppe des A-CHOLs ähnelt. Es konnte gezeigt werden, dass ein Vergleich der Mineralisation an der Grenzfläche mit der Mineralisation in Bulklösung nicht ohne weiteres möglich ist. Bei der Mineralisation in Bulklösung wird bei tiefen pH-Werten DCPD und bei höheren pH-Werten HAP gebildet. Diese wurde mittels Röntgenpulverdiffraktometrie Messungen nachgewiesen und durch Infrarotspektroskopie bekräftigt. Die Bildung von OCP wie an der Wasser/Luft-Grenzfläche konnte nicht beobachtet werden.
Es konnte auch gezeigt werden, dass beide Additive NTA und EDTA einen unterschiedlichen Einfluss auf den Verlauf der Mineralisation nehmen. So unterscheiden sich zum einen die Morphologien des gebildeten DCPDs und zum anderen wurde beispielsweise in Anwesenheit von 10 und 15 mM NTA neben DCPD auch HAP bei einem Ausgangs-pH-Wert von 7 nachgewiesen.
Da unser Augenmerk speziell auf der Mineralisation von Calciumphosphat an der Wasser/Luft-Grenzfläche liegt, könnten Folgeexperimente wie beispielsweise GIXD Messungen durchgeführt werden. Dadurch wäre es möglich, einen Überblick über die gebildeten Kristallphasen nach unterschiedlichen Reaktionszeiten direkt auf dem Trog zu erhalten.
Es konnte weiterhin gezeigt werden, dass auch einfache Amphiphile in der Lage sind, die Mineralisation von Calciumphosphat zu steuern. Amphiphile mit Cholesterol als hydrophoben Block bilden offensichtlich besonders stabile Monolagen an der Wasser/Luft-Grenzfläche. Eine Untersuchung des Einflusses ähnlicher Amphiphile mit unterschiedlichen hydrophilen Kopfgruppen auf das Mineralisationsverhalten von Calciumphosphat wäre durchaus interessant.
Tremendous progress in the development of thin film solar cell techniques has been made over the last decade. The field of organic solar cells is constantly developing, new material classes like Perowskite solar cells are emerging and different types of hybrid organic/inorganic material combinations are being investigated for their physical properties and their applicability in thin film electronics. Besides typical single-junction architectures for solar cells, multi-junction concepts are also being investigated as they enable the overcoming of theoretical limitations of a single-junction. In multi-junction devices each sub-cell operates in different wavelength regimes and should exhibit optimized band-gap energies. It is exactly this tunability of the band-gap energy that renders organic solar cell materials interesting candidates for multi-junction applications. Nevertheless, only few attempts have been made to combine inorganic and organic solar cells in series connected multi-junction architectures. Even though a great diversity of organic solar cells exists nowadays, their open circuit voltage is usually low compared to the band-gap of the active layer. Hence, organic low band-gap solar cells in particular show low open circuit voltages and the key factors that determine the voltage losses are not yet fully understood. Besides open circuit voltage losses the recombination of charges in organic solar cells is also a prevailing research topic, especially with respect to the influence of trap states.
The exploratory focus of this work is therefore set, on the one hand, on the development of hybrid organic/inorganic multi-junctions and, on the other hand, on gaining a deeper understanding of the open circuit voltage and the recombination processes of organic solar cells.
In the first part of this thesis, the development of a hybrid organic/inorganic triple-junction will be discussed which showed at that time (Jan. 2015) a record power conversion efficiency of 11.7%. The inorganic sub-cells of these devices consist of hydrogenated amorphous silicon and were delivered by the Competence Center Thin-Film and Nanotechnology for Photovoltaics in Berlin. Different recombination contacts and organic sub-cells were tested in conjunction with these inorganic sub-cells on the basis of optical modeling predictions for the optimal layer thicknesses to finally reach record efficiencies for this type of solar cells.
In the second part, organic model systems will be investigated to gain a better understanding of the fundamental loss mechanisms that limit the open circuit voltage of organic solar cells. First, bilayer systems with different orientation of the donor and acceptor molecules were investigated to study the influence of the donor/acceptor orientation on non-radiative voltage loss. Secondly, three different bulk heterojunction solar cells all comprising the same amount of fluorination and the same polymer backbone in the donor component were examined to study the influence of long range electrostatics on the open circuit voltage. Thirdly, the device performance of two bulk heterojunction solar cells was compared which consisted of the same donor polymer but used different fullerene acceptor molecules. By this means, the influence of changing the energetics of the acceptor component on the open circuit voltage was investigated and a full analysis of the charge carrier dynamics was presented to unravel the reasons for the worse performance of the solar cell with the higher open circuit voltage. In the third part, a new recombination model for organic solar cells will be introduced and its applicability shown for a typical low band-gap cell. This model sheds new light on the recombination process in organic solar cells in a broader context as it re-evaluates the recombination pathway of charge carriers in devices which show the presence of trap states. Thereby it addresses a current research topic and helps to resolve alleged discrepancies which can arise from the interpretation of data derived by different measurement techniques.
Dark matter, DM, has not yet been directly observed, but it has a very solid theoretical basis. There are observations that provide indirect evidence, like galactic rotation curves that show that the galaxies are rotating too fast to keep their constituent parts, and galaxy clusters that bends the light coming from behind-lying galaxies more than expected with respect to the mass that can be calculated from what can be visibly seen. These observations, among many others, can be explained with theories that include DM. The missing piece is to detect something that can exclusively be explained by DM. Direct observation in a particle accelerator is one way and indirect detection using telescopes is another. This thesis is focused on the latter method.
The Very Energetic Radiation Imaging Telescope Array System, V ERITAS, is a telescope array that detects Cherenkov radiation. Theory predicts that DM particles annihilate into, e.g., a γγ pair and create a distinctive energy spectrum when detected by such telescopes, e.i., a monoenergetic line at the same energy as the particle mass. This so called ”smoking-gun” signature is sought with a sliding window line search within the sub-range ∼ 0.3 − 10 TeV of the VERITAS energy range, ∼ 0.01 − 30 TeV.
Standard analysis within the VERITAS collaboration uses Hillas analysis and look-up tables, acquired by analysing particle simulations, to calculate the energy of the particle causing the Cherenkov shower. In this thesis, an improved analysis method has been used. Modelling each shower as a 3Dgaussian should increase the energy recreation quality. Five dwarf spheroidal galaxies were chosen as targets with a total of ∼ 224 hours of data. The targets were analysed individually and stacked. Particle simulations were based on two simulation packages, CARE and GrISU.
Improvements have been made to the energy resolution and bias correction, up to a few percent each, in comparison to standard analysis. Nevertheless, no line with a relevant significance has been detected. The most promising line is at an energy of ∼ 422 GeV with an upper limit cross section of 8.10 · 10^−24 cm^3 s^−1 and a significance of ∼ 2.73 σ, before trials correction and ∼ 1.56 σ after. Upper limit cross sections have also been calculated for the γγ annihilation process and four other outcomes. The limits are in line with current limits using other methods, from ∼ 8.56 · 10^−26 − 6.61 · 10^−23 cm^3s^−1. Future larger telescope arrays, like the upcoming Cherenkov Telescope Array, CTA, will provide better results with the help of this analysis method.
Die zerstörungsfreien Prüfungen von Bauwerken mit Hilfe von Ultraschallmessverfahren haben in den letzten Jahren an Bedeutung gewonnen. Durch Ultraschallmessungen können die Geometrien von Bauteilen bestimmt sowie von außen nicht sichtbare Fehler wie Delaminationen und Kiesnester erkannt werden.
Mit neuartigen, in das Betonbauteil eingebetteten Ultraschallprüfköpfen sollen nun Bauwerke dauerhaft auf Veränderungen überprüft werden. Dazu werden Ultraschallsignale direkt im Inneren eines Bauteils erzeugt, was die Möglichkeiten der herkömmlichen Methoden der Bauwerksüberwachung wesentlich erweitert. Ein Ultraschallverfahren könnte mit eingebetteten Prüfköpfen ein Betonbauteil kontinuierlich integral überwachen und damit auch stetig fortschreitende Gefügeänderungen, wie beispielsweise Mikrorisse, registrieren.
Sicherheitsrelevante Bauteile, die nach dem Einbau für Messungen unzugänglich oder mittels Ultraschall, beispielsweise durch zusätzliche Beschichtungen der Oberfläche, nicht prüfbar sind, lassen sich mit eingebetteten Prüfköpfen überwachen. An bereits vorhandenen Bauwerken können die Ultraschallprüfköpfe mithilfe von Bohrlöchern und speziellem Verpressmörtel auch nachträglich in das Bauteil integriert werden. Für Fertigbauteile bieten sich eingebettete Prüfköpfe zur Herstellungskontrolle sowie zur Überwachung der Baudurchführung als Werkzeug der Qualitätssicherung an. Auch die schnelle Schadensanalyse eines Bauwerks nach Naturkatastrophen, wie beispielsweise einem Erdbeben oder einer Flut, ist denkbar.
Durch die gute Ankopplung ermöglichen diese neuartigen Prüfköpfe den Einsatz von empfindlichen Auswertungsmethoden, wie die Kreuzkorrelation, die Coda-Wellen-Interferometrie oder die Amplitudenauswertung, für die Signalanalyse. Bei regelmäßigen Messungen können somit sich anbahnende Schäden eines Bauwerks frühzeitig erkannt werden.
Da die Schädigung eines Bauwerks keine direkt messbare Größe darstellt, erfordert eine eindeutige Schadenserkennung in der Regel die Messung mehrerer physikalischer Größen die geeignet verknüpft werden. Physikalische Größen können sein: Ultraschalllaufzeit, Amplitude des Ultraschallsignals und Umgebungstemperatur. Dazu müssen Korrelationen zwischen dem Zustand des Bauwerks, den Umgebungsbedingungen und den Parametern des gemessenen Ultraschallsignals untersucht werden.
In dieser Arbeit werden die neuartigen Prüfköpfe vorgestellt. Es wird beschrieben, dass sie sich, sowohl in bereits errichtete Betonbauwerke als auch in der Konstruktion befindliche, einbauen lassen. Experimentell wird gezeigt, dass die Prüfköpfe in mehreren Ebenen eingebettet sein können da ihre Abstrahlcharakteristik im Beton nahezu ungerichtet ist. Die Mittenfrequenz von rund 62 kHz ermöglicht Abstände, je nach Betonart und SRV, von mindestens 3 m zwischen Prüfköpfen die als Sender und Empfänger arbeiten. Die Empfindlichkeit der eingebetteten Prüfköpfe gegenüber Veränderungen im Beton wird an Hand von zwei Laborexperimenten gezeigt, einem Drei-Punkt-Biegeversuch und einem Versuch zur Erzeugung von Frost-Tau-Wechsel Schäden. Die Ergebnisse werden mit anderen zerstörungsfreien Prüfverfahren verglichen. Es zeigt sich, dass die Prüfköpfe durch die Anwendung empfindlicher Auswertemethoden, auftretende Risse im Beton detektieren, bevor diese eine Gefahr für das Bauwerk darstellen. Abschließend werden Beispiele von Installation der neuartigen Ultraschallprüfköpfe in realen Bauteilen, zwei Brücken und einem Fundament, gezeigt und basierend auf dort gewonnenen ersten Erfahrungen ein Konzept für die Umsetzung einer Langzeitüberwachung aufgestellt.
I. Ceric ammonium nitrate (CAN) mediated thiocyanate radical additions to glycals
In this dissertation, a facile entry was developed for the synthesis of 2-thiocarbohydrates and their transformations. Initially, CAN mediated thiocyanation of carbohydrates was carried out to obtain the basic building blocks (2-thiocyanates) for the entire studies. Subsequently, 2-thiocyanates were reduced to the corresponding thiols using appropriate reagents and reaction conditions. The screening of substrates, stereochemical outcome and the reaction mechanism are discussed briefly (Scheme I).
Scheme I. Synthesis of the 2-thiocyanates II and reductions to 2-thiols III & IV.
An interesting mechanism was proposed for the reduction of 2-thiocyanates II to 2-thiols III via formation of a disulfide intermediate. The water soluble free thiols IV were obtained by cleaving the thiocyanate and benzyl groups in a single step. In the subsequent part of studies, the synthetic potential of the 2-thiols was successfully expanded by simple synthetic transformations.
II. Transformations of the 2-thiocarbohydrates
The 2-thiols were utilized for convenient transformations including sulfa-Michael additions, nucleophilic substitutions, oxidation to disulfides and functionalization at the anomeric position. The diverse functionalizations of the carbohydrates at the C-2 position by means of the sulfur linkage are the highlighting feature of these studies. Thus, it creates an opportunity to expand the utility of 2-thiocarbohydrates for biological studies.
Reagents and conditions: a) I2, pyridine, THF, rt, 15 min; b) K2CO3, MeCN, rt, 1 h; c) MeI, K2CO3, DMF, 0 °C, 5 min; d) Ac2O, H2SO4 (1 drop), rt, 10 min; e) CAN, MeCN/H2O, NH4SCN, rt, 1 h; f) NaN3, ZnBr2, iPrOH/H2O, reflux, 15 h; g) NaOH (1 M), TBAI, benzene, rt, 2 h; h) ZnCl2, CHCl3, reflux, 3 h.
Scheme II. Functionalization of 2-thiocarbohydrates.
These transformations have enhanced the synthetic value of 2-thiocarbohydrates for the preparative scale. Worth to mention is the Lewis acid catalyzed replacement of the methoxy group by other nucleophiles and the synthesis of the (2→1) thiodisaccharides, which were obtained with complete β-selectivity. Additionally, for the first time, the carbohydrate linked thiotetrazole was synthesized by a (3 + 2) cycloaddition approach at the C-2 position.
III. Synthesis of thiodisaccharides by thiol-ene coupling.
In the final part of studies, the synthesis of thiodisaccharides by a classical photoinduced thiol-ene coupling was successfully achieved.
Reagents and conditions: 2,2-Dimethoxy-2-phenylacetophenone (DPAP), CH2Cl2/EtOH, hv, rt.
Scheme III. Thiol-ene coupling between 2-thiols and exo-glycals.
During the course of investigations, it was found that the steric hindrance plays an important role in the addition of bulky thiols to endo-glycals. Thus, we successfully screened the suitable substrates for addition of various thiols to sterically less hindered alkenes (Scheme III). The photochemical addition of 2-thiols to three different exo-glycals delivered excellent regio- and diastereoselectivities as well as yields, which underlines the synthetic potential of this convenient methodology.
Persistently high unemployment rates are a major threat to the social cohesion in many societies. To moderate the consequences of unemployment industrialized countries spend substantial shares of their GDP on labor market policies, while in recent years there has been a shift from passive measures, such as transfer payments, towards more activating elements which aim to promote the reintegration into the labor market. Although, there exists a wide range of evidence about the effects of traditional active labor market policies (ALMP) on participants’ subsequent labor market outcomes, a deeper understanding of the impact of these programs on the job search behavior and the interplay with long-term labor market outcomes is necessary. This allows policy makers to improve the design of labor market policies and the allocation of unemployed workers into specific programs. Moreover, previous studies have shown that many traditional ALMP programs, like public employment or training schemes, do not achieve the desired results. This underlines the importance of understanding the effect mechanisms, but also the need to develop innovative programs that are more effective. This thesis extends the existing literature with respect to several dimensions.
First, it analyzes the impact of job seekers’ beliefs about upcoming ALMPs programs on the effectiveness of realized treatments later during the unemployment spell. This provides important insights with respect to the job search process and relates potential anticipation effects (on the job seekers behavior before entering a program) to the vast literature evaluating the impact of participating in an ALMP program on subsequent outcomes. The empirical results show that training programs are more effective if the participants expect participation ex ante, while expected treatment effects are unrelated to the actual labor market outcomes of participants. A subsequent analysis of the effect mechanisms shows that job seekers who expect to participate also receive more information by their caseworker and show a higher willingness to adjust their search behavior in association with an upcoming ALMP program. The findings suggest that the effectiveness of training programs can be improved by providing more detailed information about the possibility of a future treatment early during the unemployment spell.
Second, the thesis investigates the effects of a relatively new class of programs that aim to improve the geographical mobility of unemployed workers with respect to the job search behavior, the subsequent job finding prospects and the returns to labor market mobility. To estimate the causal impact of these programs, it is exploited that local employment agencies have a degree of autonomy when deciding about the regional-specific policy mix. The findings show that the policy style of the employment agency indeed affects the job search behavior of unemployed workers. Job seekers who are assigned to agencies with higher preferences for mobility programs increase their search radius without affecting the total number of job applications. This shift of the search effort to distant regions leads to a higher probability to find a regular job and higher wages. Moreover, it is shown that participants in one of the subsidy programs who move to geographically distant region a earn significantly higher wages, end up in more stable jobs and face a higher long-run employment probability compared to non-participants.
Third, the thesis offers an empirical assessment of the unconfoundedness assumption with respect to the relevance of variables that are usually unobserved in studies evaluating ALMP programs. A unique dataset that combines administrative records and survey data allows us to observe detailed information on typical covariates, as well as usually unobserved variables including personality traits, attitudes, expectations, intergenerational information, as well as indicators about social networks and labor market flexibility. The findings show that, although our set of usually unobserved variables indeed has a significant effect on the selection into ALMP programs, the overall impact when estimating treatment effects is rather small.
Finally, the thesis also examines the importance of gender differences in reservation wages that allows assessing the importance of special ALMP programs targeting women. In particular, when including reservation wages in a wage decomposition exercise, the gender gap in realized wages becomes small and statistically insignificant. The strong connection between gender differences in reservation wages and realized wages raises the question how these differences in reservation wages are set in the first place. Since traditional covariates cannot sufficiently explain the gender gap in reservation wages, we perform subgroup analysis to better understand what the driving forces behind this gender gap are.
During the drug discovery & development process, several phases encompassing a number of preclinical and clinical studies have to be successfully passed to demonstrate safety and efficacy of a new drug candidate. As part of these studies, the characterization of the drug's pharmacokinetics (PK) is an important aspect, since the PK is assumed to strongly impact safety and efficacy. To this end, drug concentrations are measured repeatedly over time in a study population. The objectives of such studies are to describe the typical PK time-course and the associated variability between subjects. Furthermore, underlying sources significantly contributing to this variability, e.g. the use of comedication, should be identified. The most commonly used statistical framework to analyse repeated measurement data is the nonlinear mixed effect (NLME) approach. At the same time, ample knowledge about the drug's properties already exists and has been accumulating during the discovery & development process: Before any drug is tested in humans, detailed knowledge about the PK in different animal species has to be collected. This drug-specific knowledge and general knowledge about the species' physiology is exploited in mechanistic physiological based PK (PBPK) modeling approaches -it is, however, ignored in the classical NLME modeling approach.
Mechanistic physiological based models aim to incorporate relevant and known physiological processes which contribute to the overlying process of interest. In comparison to data--driven models they are usually more complex from a mathematical perspective. For example, in many situations, the number of model parameters outrange the number of measurements and thus reliable parameter estimation becomes more complex and partly impossible. As a consequence, the integration of powerful mathematical estimation approaches like the NLME modeling approach -which is widely used in data-driven modeling -and the mechanistic modeling approach is not well established; the observed data is rather used as a confirming instead of a model informing and building input.
Another aggravating circumstance of an integrated approach is the inaccessibility to the details of the NLME methodology so that these approaches can be adapted to the specifics and needs of mechanistic modeling. Despite the fact that the NLME modeling approach exists for several decades, details of the mathematical methodology is scattered around a wide range of literature and a comprehensive, rigorous derivation is lacking. Available literature usually only covers selected parts of the mathematical methodology. Sometimes, important steps are not described or are only heuristically motivated, e.g. the iterative algorithm to finally determine the parameter estimates.
Thus, in the present thesis the mathematical methodology of NLME modeling is systemically described and complemented to a comprehensive description,
comprising the common theme from ideas and motivation to the final parameter estimation. Therein, new insights for the interpretation of different approximation methods used in the context of the NLME modeling approach are given and illustrated; furthermore, similarities and differences between them are outlined. Based on these findings, an expectation-maximization (EM) algorithm to determine estimates of a NLME model is described.
Using the EM algorithm and the lumping methodology by Pilari2010, a new approach on how PBPK and NLME modeling can be combined is presented and exemplified for the antibiotic levofloxacin. Therein, the lumping identifies which processes are informed by the available data and the respective model reduction improves the robustness in parameter estimation. Furthermore, it is shown how apriori known factors influencing the variability and apriori known unexplained variability is incorporated to further mechanistically drive the model development. Concludingly, correlation between parameters and between covariates is automatically accounted for due to the mechanistic derivation of the lumping and the covariate relationships.
A useful feature of PBPK models compared to classical data-driven PK models is in the possibility to predict drug concentration within all organs and tissue in the body. Thus, the resulting PBPK model for levofloxacin is used to predict drug concentrations and their variability within soft tissues which are the site of action for levofloxacin. These predictions are compared with data of muscle and adipose tissue obtained by microdialysis, which is an invasive technique to measure a proportion of drug in the tissue, allowing to approximate the concentrations in the interstitial fluid of tissues. Because, so far, comparing human in vivo tissue PK and PBPK predictions are not established, a new conceptual framework is derived. The comparison of PBPK model predictions and microdialysis measurements shows an adequate agreement and reveals further strengths of the presented new approach.
We demonstrated how mechanistic PBPK models, which are usually developed in the early stage of drug development, can be used as basis for model building in the analysis of later stages, i.e. in clinical studies. As a consequence, the extensively collected and accumulated knowledge about species and drug are utilized and updated with specific volunteer or patient data. The NLME approach combined with mechanistic modeling reveals new insights for the mechanistic model, for example identification and quantification of variability in mechanistic processes. This represents a further contribution to the learn & confirm paradigm across different stages of drug development.
Finally, the applicability of mechanism--driven model development is demonstrated on an example from the field of Quantitative Psycholinguistics to analyse repeated eye movement data. Our approach gives new insight into the interpretation of these experiments and the processes behind.
The field of nanophotonics focuses on the interaction between electromagnetic radiation and matter on the nanometer scale. The elements of nanoscale photonic devices can transfer excitation energy non-radiatively from an excited donor molecule to an acceptor molecule by Förster resonance energy transfer (FRET). The efficiency of this energy transfer is highly dependent on the donor-acceptor distance. Hence, in these nanoscale photonic devices it is of high importance to have a good control over the spatial assembly of used fluorophores. Based on molecular self-assembly processes, various nanostructures can be produced. Here, DNA nanotechnology and especially the DNA origami technique are auspicious self-assembling methods. By using DNA origami nanostructures different fluorophores can be introduced with a high local control to create a variety of nanoscale photonic objects. The applications of such nanostructures range from photonic wires and logic gates for molecular computing to artificial light harvesting systems for artificial photosynthesis.
In the present cumulative doctoral thesis, different FRET systems on DNA origami structures have been designed and thoroughly analyzed. Firstly, the formation of guanine (G) quadruplex structures from G rich DNA sequences has been studied based on a two-color FRET system (Fluorescein (FAM)/Cyanine3 (Cy3)). Here, the influences of different cations (Na+ and K+), of the DNA origami structure and of the DNA sequence on the G-quadruplex formation have been analyzed. In this study, an ion-selective K+ sensing scheme based on the G-quadruplex formation on DNA origami structures has been developed. Subsequently, the reversibility of the G-quadruplex formation on DNA origami structures has been evaluated. This has been done for the simple two-color FRET system which has then been advanced to a switchable photonic wire by introducing additional fluorophores (FAM/Cy3/Cyanine5 (Cy5)/IRDye®700). In the last part, the emission intensity of the acceptor molecule (Cy5) in a three-color FRET cascade has been tuned by arranging multiple donor (FAM) and transmitter (Cy3) molecules around the central acceptor molecule. In such artificial light harvesting systems, the excitation energy is absorbed by several donor and transmitter molecules followed by an energy transfer to the acceptor leading to a brighter Cy5 emission. Furthermore, the range of possible excitation wavelengths is extended by using several different fluorophores (FAM/Cy3/Cy5). In this part of the thesis, the light harvesting efficiency (antenna effect) and the FRET efficiency of different donor/transmitter/acceptor assemblies have been analyzed and the artificial light harvesting complex has been optimized in this respect.
Observational and computational extragalactic astrophysics are two fields of research that study a similar subject from different perspectives. Observational extragalactic astrophysics aims, by recovering the spectral energy distribution of galaxies at different wavelengths, to reliably measure their properties at different cosmic times and in a large variety of environments. Analyzing the light collected by the instruments, observers try to disentangle the different processes occurring in galaxies at the scales of galactic physics, as well as the effect of larger scale processes such as mergers and accretion, in order to obtain a consistent picture of galaxy formation and evolution. On the other hand, hydrodynamical simulations of galaxy formation in cosmological context are able to follow the evolution of a galaxy along cosmic time, taking into account both external processes such as mergers, interactions and accretion, and internal mechanisms such as feedback from Supernovae and Active Galactic Nuclei. Due to the great advances in both fields of research, we have nowadays available spectral and photometric information for a large number of galaxies in the Universe at different cosmic times, which has in turn provided important knowledge about the evolution of the Universe; at the same time, we are able to realistically simulate galaxy formation and evolution in large volumes of the Universe, taking into account the most relevant physical processes occurring in galaxies.
As these two approaches are intrinsically different in their methodology and in the information they provide, the connection between simulations and observations is still not fully established, although simulations are often used in galaxies' studies to interpret observations and assess the effect of the different processes acting on galaxies on the observable properties, and simulators usually test the physical recipes implemented in their hydrodynamical codes through the comparison with observations. In this dissertation we aim to better connect the observational and computational approaches in the study of galaxy formation and evolution, using the methods and results of one field to test and validate the methods and results of the other.
In a first work we study the biases and systematics in the derivation of the galaxy properties in observations. We post-process hydrodynamical cosmological simulations of galaxy formation to calculate the galaxies' Spectral Energy Distributions (SEDs) using different approaches, including radiative transfer techniques. Comparing the direct results of the simulations with the quantities obtained applying observational techniques to these synthetic SEDs, we are able to make an analysis of the biases intrinsic in the observational algorithms, and quantify their accuracy in recovering the galaxies' properties, as well as estimating the uncertainties affecting a comparison between simulations and observations when different approaches to obtain the observables are followed. Our results show that for some quantities such as the stellar ages, metallicities and gas oxygen abundances large differences can appear, depending on the technique applied in the derivation.
In a second work we compare a set of fifteen galaxies similar in mass to the Milky Way and with a quiet merger history in the recent past (hence expected to have properties close to spiral galaxies), simulated in a cosmological context, with data from the Sloan Digital Sky Survey (SDSS). We use techniques to obtain the observables as similar as possible to the ones applied in SDSS, with the aim of making an unbiased comparison between our set of hydrodynamical simulations and SDSS observations. We quantify the differences in the physical properties when these are obtained directly from the simulations without post-processing, or mimicking the SDSS observational techniques. We fit linear relations between the values derived directly from the simulations and following SDSS observational procedures, which in most of the cases have relatively high correlation, that can be easily used to more reliably compare simulations with SDSS data. When mimicking SDSS techniques, these simulated galaxies are photometrically similar to galaxies in the SDSS blue sequence/green valley, but have in general older ages, lower SFRs and metallicities compared to the majority of the spirals in the observational dataset.
In a third work, we post-process hydrodynamical simulations of galaxies with radiative transfer techniques, to generate synthetic data that mimic the properties of the CALIFA Integral Field Spectroscopy (IFS) survey. We reproduce the main characteristics of the CALIFA observations in terms of field of view and spaxel physical size, data format, point spread functions and detector noise. This 3-dimensional dataset is suited to be analyzed by the same algorithms applied to the CALIFA dataset, and can be used as a tool to test the ability of the observational algorithms in recovering the properties of the CALIFA galaxies. To this purpose, we also generate the resolved maps of the simulations' properties, calculated directly from the hydrodynamical snapshots, or from the simulated spectra prior to the addition of the noise.
Our work shows that a reliable connection between the models and the data is of crucial importance both to judge the output of galaxy formation codes and to accurately test the observational algorithms used in the analysis of galaxy surveys' data. A correct interpretation of observations will be particularly important in the future, in light of the several ongoing and planned large galaxy surveys that will provide the community with large datasets of properties of galaxies (often spatially-resolved) at different cosmic times, allowing to study galaxy formation physics at a higher level of detail than ever before. We have shown that neglecting the observational biases in the comparison between simulations and an observational dataset may move the simulations to different regions in the planes of the observables, strongly affecting the assessment of the correctness of the sub-resolution physical models implemented in galaxy formation codes, as well as the interpretation of given observational results using simulations.
The thesis focuses on the inter-departmental coordination of adaptation and mitigation of demographic change in East Germany. All Eastern German States (Länder) have set up inter-departmental committees (IDCs) that are expected to deliver joint strategies to tackle demographic change. IDCs provide an organizational setting for potential positive coordination, i.e. a joint approach to problem solving that pools and utilizes the expertise of many departments in a constructive manner from the very beginning. Whether they actually achieve positive coordination is contested within the academic debate. This motivates the first research question of this thesis: Do IDCs achieve positive coordination?
Interdepartmental committees and their role in horizontal coordination within the core executive triggered interest among scholars already more than fifty years ago. However, we don’t know much about their actual importance for the inter-departmental preparation of cross-cutting policies. Until now, few studies can be found that analyzes inter-departmental committees in a comparative way trying to identify whether they achieve positive coordination and what factors shape the coordination process and output of IDCs.
Each IDC has a chair organization that is responsible for managing the interactions within the IDCs. The chair organization is important, because it organizes and structures the overall process of coordination in the IDC. Consequently, the chair of an IDC serves as the main boundary-spanner and therefore has remarkable influence by arranging meetings and the work schedule or by distributing internal roles. Interestingly, in the German context we find two organizational approaches: while some states decided to put a line department (e.g. Department of Infrastructure) in charge of managing the IDC, others rely on the State Chancelleries, i.e. the center of government.
This situation allows for comparative research design that can address the role of the State Chancellery in inter-departmental coordination of cross-cutting policies. This is relevant, because the role of the center is crucial when studying coordination within central government. The academic debate on the center of government in the German politico-administrative system is essentially divided into two camps. One camp claims that the center can improve horizontal coordination and steer cross-cutting policy-making more effectively, while the other camp points to limits to central coordination due to departmental autonomy. This debate motivates the second research question of this thesis: Does the State Chancellery as chair organization achieve positive coordination in IDCs?
The center of government and its role in the German politic-administrative system has attracted academic attention already in the 1960s and 1970s. There is a research desiderate regarding the center’s role during the inter-departmental coordination process. There are only few studies that explicitly analyze centers of government and their role in coordination of cross-cutting policies, although some single case studies have been published. This gap in the academic debate will be addressed by the answer to the second research question.
The dependent variable of this study is the chair organization of IDCs. The value of this variable is dichotomous: either an IDC is chaired by a Line department or by a State Chancellery. We are interested whether this variable has an effect on two dependent variables. First, we will analyze the coordination process, i.e. interaction among bureaucrats within the IDC. Second, the focus of this thesis will be on the coordination result, i.e. the demography strategies that are produced by the respective IDCs.
In terms of the methodological approach, this thesis applies a comparative case study design based on a most-similar-systems logic. The German Federalism is quite suitable for such designs. Since the institutional framework largely is the same across all states, individual variables and their effect can be isolated and plausibly analyzed. To further control for potential intervening variables, we will limit our case selection to states located in East Germany, because the demographic situation is most problematic in the Eastern part of Germany, i.e. there is a equal problem pressure. Consequently, we will analyze five cases: Thuringia, Saxony-Anhalt (line department) and Brandenburg, Mecklenburg-Vorpommern and Saxony (State Chancellery).
There is no grand coordination theory that is ready to be applied to our case studies. Therefore, we need to tailor our own approach. Our assumption is that the individual chair organization has an effect on the coordination process and output of IDCs, although all cases are embedded in the same institutional setting, i.e. the German politico-administrative system. Therefore, we need an analytical approach than incorporates institutionalist and agency-based arguments. Therefore, this thesis will utilize Actor-Centered Institutionalism (ACI). Broadly speaking, ACI conceptualizes actors’ behavior as influenced - but not fully determined - by institutions. Since ACI is rather abstract we need to adapt it for the purpose of this thesis. Line Departments and State Chancelleries will be modeled as distinct actors with different action orientations and capabilities to steer the coordination process. However, their action is embedded within the institutional context of governments, which we will conceptualize as being comprised of regulative (formal rules) and normative (social norms) elements.
Die vorliegende Arbeit trägt den Titel: Intellektuellen-Rolle in Günter Grass Werken : „Die Plebejer proben den Aufstand“(1966), „Örtlich betäubt“(1969), „Aus dem Tagebuch einer Schnecke“(1972), und „Ein weites Feld“(1995).
Das erste Kapitel befasst sich insgesamt mit drei Haupttiteln
II. Der Intellektuelle
II.1 Das allgemeine Umfeld
In diesem Teil der Dissertation sollen Aussagen getroffen werden, die auf folgende und weitere Fragen eine Antwort geben: Was ist ein Intellektueller? Wie kam der Begriff zustande? Gibt es Unterschiede zwischen den Intellektuellen und wie werden sie eingeteilt?
II.2 Das deutsche Umfeld
Die Behandlung des Nazisystems und dessen historische Hintergründe vermittelt bedeutsame Lehren. Aber wozu braucht man diese Lehren? Gibt es Spuren von Nationalsozialismus heutzutage? Wo waren die Intellektuellen bei der Bildung des Nationalsozialismus? Ist der Nationalsozialismus erst mit Hitler aufgetaucht? Wenn zuvor, in welcher Phase hat er sich im Bewusstsein der Deutschen verankert? Ob theoretische bzw. geistige Tendenzen dazu beigetragen haben?
II.3 Das Bild von Grass als Intellektueller
II.3.1 Positionierung
Eine Hauptthese für Grass intellektuelle Positionierung wird durch die Verbindung zwischen Grass’ Grundkonzeption der gesellschaftspolitischen Intellektualität und der Gruppe 47 ermittelt. Dann bezweckt die Behandlung von Grass Bild nach Erscheinen seines autobiographischen Werks: „Beim Häuten der Zwiebel“ (2006), dass seine Intellektualität nicht nur aus dem positiven, sondern auch aus dem negativen Profil beleuchtet wird.
Aus der Darstellung zahlreicher Ansichten von Günter Grass werden fünf thematische Kernpunkte als Konzepte behandelt. Unter jedem Konzept sollen spezifische Vorschläge zur gesellschaftlichen Positionierung aufgezeigt werden.
II.3.2 Grass’ politische Merkmale
Es handelt sich hier um die intellektuellen Charaktereigenschaften. Dadurch kommen manche Fragen zu Wort: Hat Günter Grass gesellschaftliche Aktivitäten? Hat er die Voraussetzungen dafür? Wie ist der Umfang seiner Aktivitäten? Hat die Gruppe 47 Einfluss auf Grass intellektuelle Merkmale? Steht bei Grass eine Methode der gesellschaftspolitischen Arbeit zur Verfügung?
Dann wird die politische Sprache von Günter Grass und ihre Wirkung auf den Rezipienten untersucht. Danach wird nach Grass’ Auffassung von der Revision gefragt und ob sie mit seiner Auffassung der Aufklärung zusammenpasst. Darauf wird die Funktion der Revision in seinem literarischen Werk und in seiner gesellschaftspolitischen Aktivität gezeigt.
Abschließend werden die Argumente seiner Intellektualität untersucht:
Wie hat Grass’ gesellschaftspolitische Aktivität den konkreten politischen Rahmen berücksichtigt? Um diese Frage zu beantworten, muss der Zusammenhang zwischen Politik und Moral verdeutlicht werden.
III. Historischer Kontext und Inhalt der Werke
Unter diesem Titel wird erstens der historische Zusammenhang der untersuchten Werke skizziert. Dann werden meistens durch Argumente aus jedem Werk selbst nicht nur der Kern des Werkes und sein Handlungsverlauf, sondern auch die dafür angewandte Methode dargestellt.
IV. Bezug der untersuchten Werke zu konkreten gesellschaftspolitischen Fragen
IV.1 Interaktionswege des Intellektuellen mit der Gesellschaft, vor allem beim Wandel gesellschaftspolitischer Prozesse
Zentralkonzepte des ersten Werkes sind: Vermittlung, Engagement, Solidarität und die Aktualität als Maßstab. Diese werden durch zwei Konzepte des zweiten Werkes: Appell an Generationen beim Wechsel und Zusammenhaltsprinzip an Revision gebunden, sowie durch die Behandlung vom Prozess der Meinungsbildung im vierten Werk ausgearbeitet.
IV.2 Thematische Aspekte zur Vermeidung eines Naziregimes
Aus den thematischen Perspektiven der drei letzten Werke geht eine bunte Sammlung intellektueller Konzepte aus, die zur Bekämpfung von Nazivorsprünge verwendet werden können.
V. Pädagogische Strategien der untersuchten Werke
Die pädagogischen Aspekte der untersuchten Werke sollen intellektuelle Werte vermitteln, die einen bedeutenden Beitrag zur Lösung gesellschaftspolitischer Probleme und Konflikte leisten.
VI. Entwicklung der literarischen und gesellschaftspolitischen Vision
Hier wird die Entwicklungslinie der gesellschaftspolitischen Vision in den untersuchten Werken verfolgt.
VII. Zur Rezeption der vier Werke
Durch die Auseinandersetzung mit der negativen Kritik wird angestrebt, ihre Subjektivität darzulegen, damit der gesellschaftspolitische Wert der vier Werke enthüllt wird.
Researchers have made many approaches to study the complexities of the mammalian taste system; however molecular mechanisms of taste processing in the early structures of the central taste pathway remain unclear. More recently the Arc catFISH (cellular compartment analysis of temporal activity by fluorescent in situ hybridisation) method has been used in our lab to study neural activation following taste stimulation in the first central structure in the taste pathway, the nucleus of the solitary tract. This method uses the immediate early gene Arc as a neural activity marker to identify taste-responsive neurons. Arc plays a critical role in memory formation and is necessary for conditioned taste aversion memory formation. In the nucleus of the solitary tract only bitter taste stimulation resulted in increased Arc expression, however this did not occur following stimulation with tastants of any other taste quality. The primary target for gustatory NTS neurons is the parabrachial nucleus (PbN) and, like Arc, the PbN plays an important role in conditioned taste aversion learning.
The aim of this thesis is to investigate Arc expression in the PbN following taste stimulation to elucidate the molecular identity and function of Arc expressing, taste- responsive neurons. Naïve and taste-conditioned mice were stimulated with tastants from each of the five basic taste qualities (sweet, salty, sour, umami, and bitter), with additional bitter compounds included for comparison. The expression patterns of Arc and marker genes were analysed using in situ hybridisation (ISH). The Arc catFISH method was used to observe taste-responsive neurons following each taste stimulation. A double fluorescent in situ hybridisation protocol was then established to investigate possible neuropeptide genes involved in neural responses to taste stimulation.
The results showed that bitter taste stimulation induces increased Arc expression in the PbN in naïve mice. This was not true for other taste qualities. In mice conditioned to find an umami tastant aversive, subsequent umami taste stimulation resulted in an increase in Arc expression similar to that seen in bitter-stimulated mice. Taste-responsive Arc expression was denser in the lateral PbN than the medial PbN. In mice that received two temporally separated taste stimulations, each stimulation time-point showed a distinct population of Arc-expressing neurons, with only a small population (10 – 18 %) of neurons responding to both stimulations. This suggests that either each stimulation event activates a different population of neurons, or that Arc is marking something other than simple cellular activation, such as long-term cellular changes that do not occur twice within a 25 minute time frame. Investigation using the newly established double-FISH protocol revealed that, of the bitter-responsive Arc expressing neuron population: 16 % co-expressed calcitonin RNA; 17 % co-expressed glucagon-like peptide 1 receptor RNA; 17 % co-expressed hypocretin receptor 1 RNA; 9 % co-expressed gastrin-releasing peptide RNA; and 20 % co-expressed neurotensin RNA. This co-expression with multiple different neuropeptides suggests that bitter-activated Arc expression mediates multiple neural responses to the taste event, such as taste aversion learning, suppression of food intake, increased heart rate, and involves multiple brain structures such as the lateral hypothalamus, amygdala, bed nucleus of the stria terminalis, and the thalamus.
The increase in Arc-expression suggests that bitter taste stimulation, and umami taste stimulation in umami-averse animals, may result in an enhanced state of Arc- dependent synaptic plasticity in the PbN, allowing animals to form taste-relevant memories to these aversive compounds more readily. The results investigating neuropeptide RNA co- expression suggest the amygdala, bed nucleus of the stria terminalis, and thalamus as possible targets for bitter-responsive Arc-expressing PbN neurons.
Galaxies are among the most complex systems that can currently be modelled with a computer. A realistic simulation must take into account cosmology and gravitation as well as effects of plasma, nuclear, and particle physics that occur on very different time, length, and energy scales. The Milky Way is the ideal test bench for such simulations, because we can observe millions of its individual stars whose kinematics and chemical composition are records of the evolution of our Galaxy. Thanks to the advent of multi-object spectroscopic surveys, we can systematically study stellar populations in a much larger volume of the Milky Way. While the wealth of new data will certainly revolutionise our picture of the formation and evolution of our Galaxy and galaxies in general, the big-data era of Galactic astronomy also confronts us with new observational, theoretical, and computational challenges.
This thesis aims at finding new observational constraints to test Milky-Way models, primarily based on infra-red spectroscopy from the Apache Point Observatory Galactic Evolution Experiment (APOGEE) and asteroseismic data from the CoRoT mission. We compare our findings with chemical-evolution models and more sophisticated chemodynamical simulations. In particular we use the new powerful technique of combining asteroseismic and spectroscopic observations that allows us to test the time dimension of such models for the first time. With CoRoT and APOGEE (CoRoGEE) we can infer much more precise ages for distant field red-giant stars, opening up a new window for Galactic archaeology.
Another important aspect of this work is the forward-simulation approach that we pursued when interpreting these complex datasets and comparing them to chemodynamical models.
The first part of the thesis contains the first chemodynamical study conducted with the APOGEE survey. Our sample comprises more than 20,000 red-giant stars located within 6 kpc from the Sun, and thus greatly enlarges the Galactic volume covered with high-resolution spectroscopic observations. Because APOGEE is much less affected by interstellar dust extinction, the sample covers the disc regions very close to the Galactic plane that are typically avoided by optical surveys. This allows us to investigate the chemo-kinematic properties of the Milky Way's thin disc outside the solar vicinity. We measure, for the first time with high-resolution data, the radial metallicity gradient of the disc as a function of distance from the Galactic plane, demonstrating that the gradient flattens and even changes its sign for mid-plane distances greater than 1 kpc.
Furthermore, we detect a gap between the high- and low-[$\alpha$/Fe] sequences in the chemical-abundance diagram (associated with the thin and thick disc) that unlike in previous surveys can hardly be explained by selection effects. Using 6D kinematic information, we also present chemical-abundance diagrams cleaned from stars on kinematically hot orbits. The data allow us to confirm without doubt that the scale length of the (chemically-defined) thick disc is significantly shorter than that of the thin disc.
In the second part, we present our results of the first combination of asteroseismic and spectroscopic data in the context of Galactic Archaeology. We analyse APOGEE follow-up observations of 606 solar-like oscillating red giants in two CoRoT fields close to the Galactic plane. These stars cover a large radial range of the Galactic disc (4.5 kpc $\lesssim R_{\rm Gal}\lesssim15$ kpc) and a large age baseline (0.5 Gyr $\lesssim \tau\lesssim$ 13 Gyr), allowing us to study the age- and radius-dependence of the [$\alpha$/Fe] vs. [Fe/H] distributions. We find that the age distribution of the high-[$\alpha$/Fe] sequence appears to be broader than expected from a monolithically-formed old thick disc that stopped to form stars 10 Gyr ago. In particular, we discover a significant population of apparently young, [$\alpha$/Fe]-rich stars in the CoRoGEE data whose existence cannot be explained by standard chemical-evolution models. These peculiar stars are much more abundant in the inner CoRoT field LRc01 than in the outer-disc field LRc01, suggesting that at least part of this population has a chemical-evolution rather than a stellar-evolution origin, possibly due to a peculiar chemical-enrichment history of the inner disc. We also find that strong radial migration is needed to explain the abundance of super-metal-rich stars in the outer disc.
Finally, we use the CoRoGEE sample to study the time evolution of the radial metallicity gradient in the thin disc, an observable that has been the subject of observational and theoretical debate for more than 20 years. By dividing the CoRoGEE dataset into six age bins, performing a careful statistical analysis of the radial [Fe/H], [O/H], and [Mg/Fe] distributions, and accounting for the biases introduced by the observation strategy, we obtain reliable gradient measurements. The slope of the radial [Fe/H] gradient of the young red-giant population ($-0.058\pm0.008$ [stat.] $\pm0.003$ [syst.] dex/kpc) is consistent with recent Cepheid data. For the age range of $1-4$ Gyr, the gradient steepens slightly ($-0.066\pm0.007\pm0.002$ dex/kpc), before flattening again to reach a value of $\sim-0.03$ dex/kpc for stars with ages between 6 and 10 Gyr. This age dependence of the [Fe/H] gradient can be explained by a nearly constant negative [Fe/H] gradient of $\sim-0.07$ dex/kpc in the interstellar medium over the past 10 Gyr, together with stellar heating and migration. Radial migration also offers a new explanation for the puzzling observation that intermediate-age open clusters in the solar vicinity (unlike field stars) tend to have higher metallicities than their younger counterparts. We suggest that non-migrating clusters are more likely to be kinematically disrupted, which creates a bias towards high-metallicity migrators from the inner disc and may even steepen the intermediate-age cluster abundance gradient.
Translating innovation
(2017)
This doctoral thesis studies the process of innovation adoption in public administrations, addressing the research question of how an innovation is translated to a local context. The study empirically explores Design Thinking as a new problem-solving approach introduced by a federal government organisation in Singapore. With a focus on user-centeredness, collaboration and iteration Design Thinking seems to offer a new way to engage recipients and other stakeholders of public services as well as to re-think the policy design process from a user’s point of view. Pioneered in the private sector, early adopters of the methodology include civil services in Australia, Denmark, the United Kingdom, the United States as well as Singapore. Hitherto, there is not much evidence on how and for which purposes Design Thinking is used in the public sector.
For the purpose of this study, innovation adoption is framed in an institutionalist perspective addressing how concepts are translated to local contexts. The study rejects simplistic views of the innovation adoption process, in which an idea diffuses to another setting without adaptation. The translation perspective is fruitful because it captures the multidimensionality and ‘messiness’ of innovation adoption. More specifically, the overall research question addressed in this study is: How has Design Thinking been translated to the local context of the public sector organisation under investigation? And from a theoretical point of view: What can we learn from translation theory about innovation adoption processes?
Moreover, there are only few empirical studies of organisations adopting Design Thinking and most of them focus on private organisations. We know very little about how Design Thinking is embedded in public sector organisations. This study therefore provides further empirical evidence of how Design Thinking is used in a public sector organisation, especially with regards to its application to policy work which has so far been under-researched.
An exploratory single case study approach was chosen to provide an in-depth analysis of the innovation adoption process. Based on a purposive, theory-driven sampling approach, a Singaporean Ministry was selected because it represented an organisational setting in which Design Thinking had been embedded for several years, making it a relevant case with regard to the research question. Following a qualitative research design, 28 semi-structured interviews (45-100 minutes) with employees and managers were conducted. The interview data was triangulated with observations and documents, collected during a field research research stay in Singapore.
The empirical study of innovation adoption in a single organisation focused on the intra-organisational perspective, with the aim to capture the variations of translation that occur during the adoption process. In so doing, this study opened the black box often assumed in implementation studies. Second, this research advances translation studies not only by showing variance, but also by deriving explanatory factors. The main differences in the translation of Design Thinking occurred between service delivery and policy divisions, as well as between the first adopter and the rest of the organisation. For the intra-organisational translation of Design Thinking in the Singaporean Ministry the following five factors played a role: task type, mode of adoption, type of expertise, sequence of adoption, and the adoption of similar practices.
Cellular membranes constantly experience remodeling, as exemplified by morphological changes during endo- and exocytosis. Regulation of membrane morphology is essential for these processes. In this work, we attempt to establish a regulation path based on the use of photoswitches exhibiting conformational changes in model membranes, namely, giant unilamellar vesicles (GUVs). The mechanism of the changes in the GUVs’ morphology caused by isomerization of the photosensitive molecules has been previously explored but still remains elusive. We examine the morphological reshaping of GUVs in the presence of the photoswitch o-tetrafluoroazobenzene (F-azo) and show that the mechanism behind the resulting morphological changes involves both an increase in the membrane area and generation of a positive spontaneous curvature. First, we characterize the partitioning of F-azo in a single-component membrane using both experimental and computational approaches. The partition coefficient calculated from molecular dynamic simulations agrees with experimental data obtained with size-exclusion chromatography. Then, we implement the approach of vesicle electrodeformation in order to assess the increase in the membrane area, which is observed as a result of the conformational change of F-azo. Finally, the local and the effective membrane spontaneous curvatures were estimated from the observed shapes of vesicles exhibiting outward budding. We then extend the application of the F-azo to multicomponent lipid membranes, which exhibit a coexistence of domains in different liquid phases due to a miscibility gap between the lipids. We perform initial experiments to investigate whether F-azo can be employed to modulate the lateral lipid packing and organization. We observe either complete mixing of the domains or the appearing of disordered domains within the domains of more ordered phase. The type of behavior observed in response to the photoisomerization of F-azo was dependent on the used lipid composition. We believe that the findings introduced here will have an impact in understanding and controlling both lipid phase modulation and regulation of the membrane morphology in membrane systems.
This cumulative doctoral dissertation, based on three publications, is devoted to the investigation of several aspects of azobenzene molecular switches, with the aid of computational chemistry.
In the first paper, the isomerization rates of a thermal cis → trans isomerization of azobenzenes for species formed upon an integer electron transfer, i.e., with added or removed electron, are calculated from Eyring’s transition state theory and activation energy barriers, computed by means of density functional theory. The obtained results are discussed in connection with an experimental study of the thermal cis → trans isomerization of azobenzene derivatives in the presence of gold nanoparticles, which is demonstrated to be greatly accelerated in comparison to the same isomerization reaction in the absence of nanoparticles.
The second paper is concerned with electronically excited states of (i) dimers, composed of two photoswitchable units placed closely side-by-side, as well as (ii) monomers and dimers adsorbed on a silicon cluster. A variety of quantum chemistry methods, capable of calculating molecular electronic absorption spectra, based on density functional and wave function theories, is employed to quantify changes in optical absorption upon dimerization and covalent grafting to a surface. Specifically, the exciton (Davydov) splitting between states of interest is determined from first-principles calculations with the help of natural transition orbital analysis, allowing for insight into the nature of excited states.
In the third paper, nonadiabatic molecular dynamics with trajectory surface hopping is applied to model the photoisomerization of azobenzene dimers, (i) for the isolated case (exhibiting the exciton coupling between two molecules) as well as (ii) for the constrained case (providing the van der Waals interaction with environment in addition to the exciton coupling between two monomers). For the latter, the additional azobenzene molecules, surrounding the dimer, are introduced, mimicking a densely packed self-assembled monolayer. From obtained results it is concluded that the isolated dimer is capable of isomerization likewise the monomer, whereas the steric hindrance considerably suppresses trans → cis photoisomerization.
Furthermore, the present dissertation comprises the general introduction describing the main features of the azobenzene photoswitch and objectives of this work, theoretical basis of the employed methods, and discussion of gained findings in the light of existing literature. Also, additional results on (i) activation parameters of the thermal cis → trans isomerization of azobenzenes, (ii) an approximate scheme to account for anharmonicity of molecular vibrations in calculation of the activation entropy, as well as (iii) absorption spectra of photoswitch–silicon composites obtained from time-demanding wave function-based methods are presented.
Via their powerful radiation, stellar winds, and supernova explosions, massive stars (Mini & 8 M☉) bear a tremendous impact on galactic evolution. It became clear in recent decades that the majority of massive stars reside in binary systems. This thesis sets as a goal to quantify the impact of binarity (i.e., the presence of a companion star) on massive stars. For this purpose, massive binary systems in the Local Group, including OB-type binaries, high mass X-ray binaries (HMXBs), and Wolf-Rayet (WR) binaries, were investigated by means of spectral, orbital, and evolutionary analyses.
The spectral analyses were performed with the non-local thermodynamic equillibrium (non-LTE) Potsdam Wolf-Rayet (PoWR) model atmosphere code. Thanks to critical updates in the calculation of the hydrostatic layers, the code became a state-of-the-art tool applicable for all types of hot massive stars (Chapter 2). The eclipsing OB-type triple system δ Ori served as an intriguing test-case for the new version of the PoWR code, and provided key insights regarding the formation of X-rays in massive stars (Chapter 3). We further analyzed two prototypical HMXBs, Vela X-1 and IGR J17544-2619, and obtained fundamental conclusions regarding the dichotomy of two basic classes of HMXBs (Chapter 4). We performed an exhaustive analysis of the binary R 145 in the Large Magellanic Cloud (LMC), which was claimed to host the most massive stars known. We were able to disentangle the spectrum of the system, and performed an orbital, polarimetric, and spectral analysis, as well as an analysis of the wind-wind collision region. The true masses of the binary components turned out to be significantly lower than suggested, impacting our understanding of the initial mass function and stellar evolution at low metallicity (Chapter 5). Finally, all known WR binaries in the Small Magellanic Cloud (SMC) were analyzed. Although it was theoretical predicted that virtually all WR stars in the SMC should be formed via mass-transfer in binaries, we find that binarity was not important for the formation of the known WR stars in the SMC, implying a strong discrepancy between theory and observations (Chapter 6).
Culture-driven innovation
(2017)
This cumulative dissertation deals with the potential of underexplored cultural sources for innovation.
Nowadays, firms recognize an increasing demand for innovation to keep pace with an ever-growing dynamic worldwide competition. Knowledge is one of the most crucial sources and resource, while until now innovation has been foremost driven by technology. But since the last years, we have been witnessing a change from technology's role as a driver of innovation to an enabler of innovation. Innovative products and services increasingly differentiate through emotional qualities and user experience. These experiences are hard to grasp and require alignment in innovation management theory and practice.
This work cares about culture in a broader matter as a source for innovation. It investigates the requirements and fundamentals for "culture-driven innovation" by studying where and how to unlock cultural sources. The research questions are the following: What are cultural sources for knowledge and innovation? Where can one find cultural sources and how to tap into them?
The dissertation starts with an overview of its central terms and introduces cultural theories as an overarching frame to study cultural sources for innovation systematically. Here, knowledge is not understood as something an organization owns like a material resource, but it is seen as something created and taking place in practices. Such a practice theoretical lens inheres the rejection of the traditional economic depiction of the rational Homo Oeconomicus. Nevertheless, it also rejects the idea of the Homo Sociologicus about the strong impact of society and its values on individual actions. Practice theory approaches take account of both concepts by underscoring the dualism of individual (agency, micro-level) and structure (society, macro-level). Following this, organizations are no enclosed entities but embedded within their socio-cultural environment, which shapes them and is also shaped by them.
Then, the first article of this dissertation acknowledges a methodological stance of this dualism by discussing how mixed methods support an integrated approach to study the micro- and macro-level. The article focuses on networks (thus communities) as a central research unit within studies of entrepreneurship and innovation.
The second article contains a network analysis and depicts communities as central loci for cultural sources and knowledge. With data from the platform Meetup.com about events etc., the study explores which overarching communities and themes have been evolved in Berlin's start up and tech scene.
While the latter study was about where to find new cultural sources, the last article addresses how to unlock such knowledge sources. It develops the concept of a cultural absorptive capacity, that is the capability of organizations to open up towards cultural sources. Furthermore, the article points to the role of knowledge intermediaries in the early phases of knowledge acquisition. Two case studies on companies working with artists illustrate the roles of such intermediaries and how they support firms to gain knowledge from cultural sources.
Overall, this dissertation contributes to a better understanding of culture as a source for innovation from a theoretical, methodological, and practitioners' point of view. It provides basic research to unlock the potential of such new knowledge sources for companies - sources that so far have been neglected in innovation management.
Lignin valorization
(2017)
The topic of this project is the use of lignin as alternative source of aromatic building blocks and oligomers to fossil feedstocks. Lignin is known as the most abundant aromatic polymer in nature and is isolated from the lignocellulosic component of plants by different possible extraction treatments. Both the biomass source and the extraction method affect the structure of the isolated lignin, therefore influencing its further application. Lignin was extracted from beech wood by two different hydrothermal alkaline treatments, which use NaOH and Ba(OH)2 as base and by an acid-catalyzed organosolv process. Moreover, lignin was isolated from bamboo, beech wood and coconut by soda treatment of the biomasses. A comparison of the structural features of such isolated lignins was performed through the use of a wide range of analytical methods. Alkaline lignins resulted in a better candidate as carbon precursor and macromonomers for the synthesis of polymer than organosolv lignin. In fact, alkaline lignins showed higher residual mass after carbonization and higher content of the reactive hydroxy functionalities. In contrast, the lignin source turned out to slightly affect the lignin hydroxyl content.
One of the most common lignin modifications is its deconstruction to obtain aromatic molecules, which can be used as starting materials for the synthesis of fine chemicals. Lignin deconstruction leads to a complex mixture of aromatic molecules. A gas chromatographic analytical method was developed to characterize the mixture of products obtained by lignin deconstruction via heterogeneous catalytic hydrogenolysis. The analytical protocol allowed the quantification of three main groups of molecules by means of calibration curves, internal standard and a preliminary silylation step of the sample. The analytical method was used to study the influence of the hydrogenolysis catalyst, temperature and system (flow and batch reactor) on the yield and selectivity of the aromatic compounds.
Lignin extracted from beech wood by a hydrothermal process using Ba(OH)2 as base, was functionalized by aromatic nitration in order to add nitrogen functionalities. The final goal was the synthesis of a nitrogen doped carbon. Nitrated lignin was reduced to the amino form in order to compare the influence of different nitrogen functionalities on the porosity of the final carbon. The carbons were obtained by ionothermal treatment of the precursors in the presence of the eutectic salt mixture KCl/ZnCl2 Such synthesized carbons showed micro-, macro- and mesoporosity and were tested for their electrocatalytic activity towards the oxygen reduction reaction. Mesoporous carbon derived from nitro lignin displayed the highest electrocatalytic activity.
Lignins isolated from coconut, beech wood and bamboo were used as macromonomers for the synthesis of biobased polyesters. A condensation reaction was performed between lignin and a hyper branched poly(ester-amine), previously obtained by condensation of triethanolamine and adipic acid. The influence of the lignin source and content on the thermochemical and mechanical properties of the final material was investigated. The prepolymer showed adhesive properties towards aluminum and its shear strength was therefore measured. The gluing properties of such synthesized glues turned out to be independent from the lignin source but affected by the amount of lignin in the final material.
This work shows that, although still at a laboratory scale, the valorization of lignin can overcome the critical issues of lignin´s structure variability and complexity.
Natural hazards can have serious societal and economic impacts. Worldwide, around one third of economic losses due to natural hazards are attributable to floods. The majority of natural hazards are triggered by weather-related extremes such as heavy precipitation, rapid snow melt, or extreme temperatures. Some of them, and in particular floods, are expected to further increase in terms of frequency and/or intensity in the coming decades due to the impacts of climate change. In this context, the European Alps areas are constantly disclosed as being particularly sensitive.
In order to enhance the resilience of societies to natural hazards, risk assessments are substantial as they can deliver comprehensive risk information to be used as a basis for effective and sustainable decision-making in natural hazards management. So far, current assessment approaches mostly focus on single societal or economic sectors – e.g. flood damage models largely concentrate on private-sector housing – and other important sectors, such as the transport infrastructure sector, are widely neglected. However, transport infrastructure considerably contributes to economic and societal welfare, e.g. by ensuring mobility of people and goods. In Austria, for example, the national railway network is essential for the European transit of passengers and freights as well as for the development of the complex Alpine topography. Moreover, a number of recent experiences show that railway infrastructure and transportation is highly vulnerable to natural hazards. As a consequence, the Austrian Federal Railways had to cope with economic losses on the scale of several million euros as a result of flooding and other alpine hazards.
The motivation of this thesis is to contribute to filling the gap of knowledge about damage to railway infrastructure caused by natural hazards by providing new risk information for actors and stakeholders involved in the risk management of railway transportation. Hence, in order to support the decision-making towards a more effective and sustainable risk management, the following two shortcomings in natural risks research are approached: i) the lack of dedicated models to estimate flood damage to railway infrastructure, and ii) the scarcity of insights into possible climate change impacts on the frequency of extreme weather events with focus on future implications for railway transportation in Austria.
With regard to flood impacts to railway infrastructure, the empirically derived damage model Railway Infrastructure Loss (RAIL) proved expedient to reliably estimate both structural flood damage at exposed track sections of the Northern Railway and resulting repair cost. The results show that the RAIL model is capable of identifying flood risk hot spots along the railway network and, thus, facilitates the targeted planning and implementation of (technical) risk reduction measures. However, the findings of this study also show that the development and validation of flood damage models for railway infrastructure is generally constrained by the continuing lack of detailed event and damage data.
In order to provide flood risk information on the large scale to support strategic flood risk management, the RAIL model was applied for the Austrian Mur River catchment using three different hydraulic scenarios as input as well as considering an increased risk aversion of the railway operator. Results indicate that the model is able to deliver comprehensive risk information also on the catchment level. It is furthermore demonstrated that the aspect of risk aversion can have marked influence on flood damage estimates for the study area and, hence, should be considered with regard to the development of risk management strategies.
Looking at the results of the investigation on future frequencies of extreme weather events jeopardizing railway infrastructure and transportation in Austria, it appears that an increase in intense rainfall events and heat waves has to be expected, whereas heavy snowfall and cold days are likely to decrease. Furthermore, results indicate that frequencies of extremes are rather sensitive to changes of the underlying thresholds. It thus emphasizes the importance to carefully define, validate, and — if needed — to adapt the thresholds that are used to detect and forecast meteorological extremes. For this, continuous and standardized documentation of damaging events and near-misses is a prerequisite.
Overall, the findings of the research presented in this thesis agree on the necessity to improve event and damage documentation procedures in order to enable the acquisition of comprehensive and reliable risk information via risk assessments and, thus, support strategic natural hazards management of railway infrastructure and transportation.
תקציר
מצוות הפריון הינה אחת מן המצוות החשובות ביהדות ומגדירה במובנים רבים את מהות קיומו של האדם היהודי הדתי. זוגות דתיים אשר סובלים מבעיית פריון נקרעים לא פעם בין מחוייבותם הדתית והלחץ החברתי בקהילתם לבין אי יכולתם להביא ילדים לעולם בדרך טבעית. החל מאמצע המאה ה 20- הפכו טכנולוגיות פריון רפואיות לנגישות לציבור הרחב בישראל ובעולם והובילו למהפכה חברתית אשר אפשרה לזוגות חשוכי ילדים להגשים את חלומם בפעם הראשונה ולהפוך להורים. פריצת דרך רפואית זו לא נעלמה מעיני הציבור הדתי על זרמיו השונים וגרמה לטלטלה בתפיסת עולמם של מנהיגיהם, אשר נדרשו לתת מענה הלכתי הולם המאזן בין רווחת קהילותיהם לבין שמירה על ערכי ומצוות הדת היהודית. על רקע תמורות אלו התפתח שיח הלכתי ואקדמי חשוב ומעניין באשר למקומה של טכנולוגיה מודרנית בחברה המתנהלת על פי קודים מסורתיים. עם זאת, הדיאלוג החי המתקיים בין מנהיגי היהדות לבין קהילותיהם, אשר מתועד כאוסף שאלות ותשובות (שו"ת) לבעיות הלכתיות אקטואליות בתחום הפריון, לא נחקר דיו.
עבודתנו עוסקת במחקר ספרות השו"ת ובגישת פוסקי ההלכה להסתייעות בטכנולוגיית ההזרעה המלאכותית ובטיפולי פוריות חדשניים נוספים שהתפתחו בעקבותיה כגון הפריה חוץ גופית, פונדקאות ותרומת ביציות. העבודה סוקרת את התגבשות ועיצוב ההלכה בשאלה זו, כפי שעולה מספרות השו"ת החל מתקופת הראשונים (המאות ה 11- עד ה- 16 ) ועד לפוסקים מתקופת האחרונים (המאה ה- 16 ואילך), ומתמקדת בעיקר בתקופה המודרנית של המאה האחרונה. במרכז העבודה יעמדו מעמדם ההלכתי של האם והוולד בעקבות שימוש בהזרעה והפריה מלאכותית וכן השלכותיהן ההלכתיות של השימוש הרפואי בזרע.
תרומתו של מחקר זה הינה בהצגת וניתוח התמודדות הפוסקים עם העימות הערכי וההלכתי שמעוררות תמורות במבנה המשפחה ובדפוסי הורות מסורתיים כתוצאה משימוש הולך וגובר בטכנולוגיות פריון מתקדמות בחברה המודרנית. יתר על כן, מחקר זה מרחיב את הדיון ההלכתי אל מעבר לעמדות הפוסקים ביהדות האורתודוקסית, הנצמדים לעקרונות ההלכה ההיסטורית, ומציג לראשונה אף את קשת הדעות של רבנים המשתייכים לזרמי היהדות המתקדמת והקונסרבטיבית, הדוגלים בפיתוח ההלכה והתאמתה למציאות החיים המשתנה. כך, מעניקה עבודת מחקר זו תמונה שלמה ומקיפה יותר באשר להתמודדות הרבנים עם שאלת ההזרעה המלאכותית ומציגה את רב גוניותה של ההלכה כפי שמשתקפת בזרמי היהדות השונים בישראל ובתפוצות.
העבודה מחולקת לשישה חלקים אשר יפורטו בקצרה להלן.
חלק ראשון - מבוא לשאלת ההזרעה המלאכותית בספרות השו"ת
חלק זה מהווה מבוא והקדמה תיאורטית ומחקרית לשאלת ההזרעה המלאכותית ומטרתו לצייד את הקורא ברקע ההיסטורי ובכלים המחקריים הדרושים להמשך העבודה. הפרק הראשון סוקר מצוות דתיות והשקפות תרבותיות בנוגע לילודה בחברה היהודית ואילו הפרק השני מניח יסודות מתודולוגיים והיסטוריים הנחוצים לחקר שאלת ההזרעה המלאכותית בספרות השו"ת.
פרק ראשון - מצוות דתיות והשקפות תרבותיות בנוגע לילודה בחברה היהודית
פרק זה מציג את המשנה האידיאולוגית העומדת בבסיס ההצדקה ההלכתית להתרתם של טיפולי הפוריות. הפרק דן בחשיבות מצוות הפריון כפי שעולה ממקורות הלכתיים קדומים וברקע ההיסטורי והתרבותי למרכזיותה של מצווה זו ומצוות נלוות לה בדת היהודית. הפרק מדגים כיצד עיצבה חשיבות המצווה את דפוס המשפחה היהודית לאורך ההיסטוריה ועד לימינו ומסתיים בדיון קצר בשאלות רפואיות מוסריות העולות מהנגשת טכנולוגיות פריון מתקדמות במדינת ישראל המודרנית.
פרק שני - יסודות מתודולוגיים והיסטוריים בחקר שאלת ההזרעה המלאכותית בספרות השו"ת
בפרק זה מוצגים תחילה מטרות ושיטות המחקר אשר נבחרו לשם ניתוח הפסיקה בשאלת ההזרעה המלאכותית. מכיוון שהעבודה עוסקת בשאלה רפואית חדשנית והשפעתה על העולם הדתי, יערך מחקר זה תוך שימוש בניתוח רב מימדי המשלב מספר שיטות מחקר ובראשן השיטה הדוגמטית-היסטורית, כמו גם בניתוח ביקורתי של שיקולי המדיניות העומדים בבסיס שיקולי הפוסקים לפי אסוכלת הריאליזים ההלכתי. לאחר מכן נסקרים ונידונים המקורות ההיסטוריים העיקריים אשר עוסקים בהתעברות על טבעית באמבט או באמצעות שכיבה על סדינים והעומדים בבסיס הכרעות הפוסקים בהשלכות הזרעה מלאכותית על מעמדם ההלכתי של האישה והילוד.
חלק שני- ספרות השו"ת האורתודוקסית בשאלת הזרעה מלאכותית מן הבעל
חלקו שני של המחקר עוסק בניתוח ספרות השו"ת האורתודוקסית בשאלת הזרעה מלאכותית מן הבעל ובוחן את התפתחותו הרעיונית של איסור השחתת זרע ואת עמדות הפוסקים בשאלת הזרעה מלאכותית מן הבעל כפי שנידונה בספרות השו"ת.
פרק ראשון - התפתחותו הרעיונית של איסור השחתת זרע
בפרק זה נסקרים מקורותיו ההיסטוריים של האיסור להשחתת זרע. איסור זה נושק לכל תחומי חייו של הזוג הדתי ובעיקר לתחום המיניות והפריון ובעל השפעה מהותית על מגבלות הצניעות שהוחלו בעקבותיו על המיניות הגברית. קיים ויכוח בין החוקרים האם נובע האיסור מן המקורות העתיקים כגון התלמוד או לחילופין התעצם בעקבות החמרות הרבנים. מחקרינו מציע כי האפשרות השניה היא הסבירה יותר. חכמי התלמוד מפגינים גישה מקלה כלפי האיסור אך מביעים סלידה מהוצאת זרע לבטלה מתוך חשיבה חסידית או אמונה כי עיסוק בעינוג מיני עצמי עלול להסיט את האדם מקיום מצוות הפריון. לעומת זאת, בספרות הקבלה ובמיוחד בזוהר ניכרת החמרה במימדי האיסור החודרת מאוחר יותר אל עולם ההלכה.
פרק שני - דיון בהזרעה מן הבעל בספרות השו"ת
הפרק דן בפסיקותיהם של רבנים בולטים בזרם האורתודוקסי בשאלת ההזרעה מן הבעל. בספרות השו"ת האורתודוקסית ניכרת השפעתו של איסור הוצאת זרע לבטלה על שיקולי הפוסקים באם להתיר את הטיפול בהזרעה מלאכותית מן הבעל. פוסקים מקלים כגון הרבנים פיינשטיין, נבנצל ויוסף מייחסים משקל רב יותר לחשיבות מצוות הפריון ומצמצמים בשל כך את תחולת האיסור. לעומתם, פוסקים מחמירים ובראשם הרבנים טננבוים, קוק, עוזיאל, הדאיה ולדנברג מתנגדים לטיפולי פוריות מחשש השחתת זרע ובשל השלכותיה הרוחניות של העבירה על האיסור. שאלה מהותית נוספת בשיח ההלכתי בה נחלקו הרבנים הינה באשר לאפשרות קיומה של מצוות הפריה והרביה באמצעות הריון שהושג בסיוע רפואי. פוסקים מדור האחרונים, כגון הרבנים טננבוים, סגל ואזולאי (החיד"א), ובעקבותיהם פוסקים בולטים במאה ה- 20 וה- 21 כמו הרבנים עוזיאל, הדאיה, ולדנברג וקניבסקי סברו כי ניתן לקיים את המצווה באופן טבעי בלבד. לעומת זאת, הרבנים נבנצל, יוסף, וינברג ואוירבך ייחסו חשיבות רבה יותר לכוונת העושה ולתוצאה המיוחלת של ההריון אשר מגשימה לדעתם את הרציונל העומד בבסיס מצוות הפרייה הרבייה ובמצוות ישוב העולם.
שאלה נוספת המתעוררת בעניין הזרעה מן הבעל ונידונה בפרק זה עוסקת בבעיית העקרות ההלכתית. התעקשות הרבנים לשמור על הלכות הנידה במתכונתן המסורתית חושפת נשים דתיות לאי ודאות באשר לטהרתן ומכפיפה את חיי המין והפריון של משפחות שלמות למרות הסמכות הרבנית.
חלק שלישי- ספרות השו"ת האורתודוקסית בשאלת הזרעה מלאכותית מתורם
חלקו השלישי של המחקר עוסק בדיון ההלכתי האורתודוקסי בשאלת ההזרעה המלאכותית מתורם יהודי או נוכרי לאישה נשואה. מרבית הפוסקים הסתייגו מתרומת זרע לאישה נשואה מתורם יהודי כמו גם מנוכרי משיקולים הלכתיים ואידיאולוגיים.
פרק ראשון - שאלת ההזרעה המלאכותית מתורם יהודי
תרומת זרע מתורם יהודי זר מעלה חששות הלכתיים רבים לגבי מעמדה ההלכתי של האישה כגון ניאוף וקיום מצוות הייבום והחליצה. כמו כן הועלו חששות לגבי יחוסו וכשרותו ההלכתית של הקטין כגון חשש ממזרות, גילוי עריות בין ילדי התורם, פגיעה במעמד הכהונה ובעיות בתחום המעמד האישי בשל אי ודאות לגבי זהות התורם. בנוסף, משליכה הכרעה בשאלות אלה על זכאות הקטין לזכויות סוציאליות המגיעות לו מאביו, כגון הזכות למזונות ולירושה. פסיקת ההלכה במאה האחרונה אימצה את עמדתו של הרב פיינשטיין, לפיה רק הריון הנובע ממגע מיני ישיר בין אישה נשואה לגבר זר, בניגוד להזרעה מלאכותית, יכול לפגוע במעמד האישה והילוד. עם זאת, פוסקים רבים אסרו לבצע הזרעה מלאכותית מגבר יהודי מטעמי זהירות, בגין חששות אלו.
פרק שני - הזרעה מלאכותית מתורם לא יהודי לאישה נשואה
על אף שבמקרה של תרומת זרע מנוכרי נעדר הילוד יחוס לאביו הנוכרי וכשרותו נקבעת על פי מעמד האם בלבד, מסתייגים פוסקים רבים מן הפעולה. הפוסקים מונים טיעונים רבים לאיסור תרומת זרע מגבר נוכרי וביניהם חילול השם, פגיעה בביצוע מנהג הייבום והחליצה, ספקות לגבי זכויות הירושה, עידוד ההפקרות המינית ופגיעה ביציבות התא המשפחתי המסורתי. בנוסף חוששים הם מבלבול לגבי זהות אבי הילוד ופגיעה במעמד הכהונה. במהלך המאה ה- 20 ניכרת מגמה בקרב פוסקים העוסקים בקבלה לייחוס תכונות שליליות לזרע נוכרי, אשר עוברות לילוד ובאופן זה פוגעות בקדושת העם היהודי. מעבר לשאלות ההלכתיות מועלים בפרק זה קשיים אתיים אשר מעוררת תרומת זרע אנונימית, המונעת מן הילוד לברר את שורשיו הביולוגיים.
חלק רביעי- יחס הפסיקה האורתודוקסית לשינויים במבנה המשפחה המסורתית
בעקבות שימוש בטכנולוגיות פריון חלק זה מנתח את יחס הפסיקה האורתודוקסית לשינויים במבנה המשפחה המסורתית בעקבות שימוש בטכנולוגיות פריון ומורכב משלושה פרקים: הזרעה מלאכותית לאישה פנויה, הפריה חוץ גופית והקמת משפחה אלטרנטיבית בפרספקטיבה הלכתית אורתודוקסית.
פרק ראשון - הזרעה מלאכותית לאישה פנויה
המוסכמה ההלכתית הינה כי ילדה של אישה פנויה לא ייחשב לממזר, אפילו אם אביו הביולוגי הוא יהודי. למרות זאת אסרו פוסקים מסויימים על הזרעה מלאכותית במקרה זה בגין חששות לייחוס הילוד, גילוי עריות וגזילת ירושת שאר האחים. חלק מן הפוסקים קוראים לאסור הזרעה מלאכותית לאישה פנויה בשם טובת הילד ולא מסיבות הלכתיות. אפשרות נוספת אשר השלכותיה ההלכתיות נידונות בפרק זה הינה ביצוע הזרעה מלאכותית באישה רווקה או אלמנה באמצעות שימוש בזרעו של אדם שנפטר. חשוב לציין כי השימוש בטכנולוגיה זו שנוי במחלוקת בקרב הרבנים בגין החשיבות אותה מייחסת היהדות לערך כבוד המת.
פרק שני - הפריה חוץ גופית
הפריית מבחנה יכולה להתבצע בין בני זוג נשואים בסיוע או ללא היזקקות לתרומת ביצית או זרע. פוסקים אשר התירו את השימוש בטכנולוגיה זו הביעו את חששותיהם בנוגע להשלכותיה ההלכתיות של הפריה החוץ גופית בשל הקושי לפקח על התהליך, הנעשה מחוץ לגוף האדם. מתנגדי הפריית המבחנה סברו כי היא מתערבת במלאכת הבריאה האלוהית ועשויה לדרדר את האנושות מבחינה מוסרית לתכנון ולשיבוט בני אדם.
הפריה חוץ גופית מעוררות שאלות הלכתיות חדשניות ובראשן שאלת הגדרת האמהות, כגון במקרי פונדקאות ותרומת ביציות, מהן הסתייגו מרבית פוסקי הדור במאה ה 20- . הקביעה שאומצה בשיח ההלכתי העכשווי גורסת כי אמו של התינוק תהיה האישה שילדה אותו, גם אם נולד מתרומת ביצית. הכרעה זו מובלעת ברציונל החוקים המסדירים את הפונדקאות במדינת ישראל ואשר מטילים מגבלות הלכתיות על בחירת הפונדקאית לשם מניעת חשש ממזרות או שאלה לגבי יהדותו של הילוד.
פרק שלישי - הקמת משפחה אלטרנטיבית בפרספקטיבה הלכתית אורתודוקסית
קיימת בעיה הלכתית מהותית במיסוד הקשר החד-מיני ביהדות האורתודוקסית. ספרות השו"ת האורתודוקסית אינה עוסקת במפורש בשאלת השימוש בהזרעה מלאכותית לצורך הקמת המשפחה החד- מינית. עם זאת, ניתן ללמוד רבות על גישת האורתודוקסיה משו"תים עכשוויים העוסקים בתופעת ההומוסקסואליות ובקיום מצוות הפריון במקרה זה. הדעה הרווחת היום בקרב הפוסקים הינה כי קשר חד- מיני אסור, כמו גם מיסודו וקיום מצוות פרו ורבו במסגרת זו. בשל כך ניתן להסיק כי הרבנים לא יתירו שימוש בהזרעה מלאכותית לצורך קיום מצוות הפריון במשפחה חד-מינית.
חלק חמישי- עמדת רבני הזרם רפורמי והקונסרבטיבי בשאלת ההזרעה המלאכותית
חלק זה מתמקד בזרמי היהדות הרפורמית והקונסרבטיבית ומציג את עמדות רבני זרמים אלו בעניין ההזרעה המלאכותית תוך עימותן עם עמדות פוסקים אורתודוקסיים.
פרק ראשון - עמדת הרבנות הרפורמית בשאלת ההזרעה המלאכותית
חשיבות מצוות הפריון מודגשת בספרות השו"ת הרפורמית, אולם טיפולי פוריות אינם מתפרשים כדרך היחידה לקיומה. על מנת שלא לפגוע במרקם החיים המשפחתי מוצעת לא אחת חלופת האימוץ לטיפולי פוריות מייגעים, תרומת זרע והיזקקות לפונדקאות ותרומת ביציות. שאלת השחתת הזרע, המעסיקה רבות את רבני הזרם האורתודוקסי, כמעט שאינה נידונה על ידי רבני הזרם הרפורמי. באשר לשאלות של כשרות וייחוס, רווחת הדעה בקרב רבנים רפורמיים בולטים כגון הרב הומולקה ורומיין, כי מעמד הממזרות איננו רלוונטי עוד בימינו ולכן ממילא לא נשקפת לילד הסכנה שזכויותיו הדתיות ייפגעו.
ועד הרבנים הרפורמיים התיר לחבריו לפעול לפי שיקול דעתם בעניין עריכת טקס נישואין דתי בין בני זוג בני אותו המין, תוך הדגשת הויכוח הפנימי בתנועה ומורת הרוח הקיימת מצד הזרמים האחרים ביהדות.
פרק שני - עמדת הרבנות הקונסרבטיבית בשאלת ההזרעה המלאכותית
עמדת רבני היהדות הקונסרבטיבית גורסת כי טיפולי פוריות מהווים רשות, אך אינם בגדר חובה עבור זוגות הרוצים לקיים את מצוות הפריה והרבייה ומתקשים בכך. בדומה לביטולה של גזירת הממזרות בזרם הרפורמי, בוטל מעמד זה לאחרונה גם ביהדות הקונסרבטיבית. אוננות במסגרת טיפולי פוריות הינה מותרת ואיננה מוגדרת כהשחתת זרע לבטלה ואף מותרת גם לשם תרומת זרע של יהודי לאישה לא יהודיה. כמו בזרם הרפורמי גם כאן מונחת אופציית האימוץ על סדר היום.
כנסת הרבנים הקונסרבטיבים בארצות הברית קיבלה החלטה ברוב זעום להכרה אזרחית בהומוסקסואלים, אך עם זאת השאירה על כנו את האיסור לקדש זוגות אלה. אין בהחלטה זו הכרה הלכתית בזוגיות החד-מינית אלא קבלתם החברתית של זוגות אלה ועידודם להשתלב בקהילות הקונסרבטיביות.
חלק שישי - סיכום ודיון בהשלכות המחקר
בחלקו השישי והאחרון בעבודת מחקר זו נסכם ונדון בהשלכותיה האתיות והגלובליולת של הפסיקה ההלכית בשאלה הנידונה.
כפי שניתן לראות מעבודת מחקר זו, הרבנים האורתודוקסיים מסתמכים בהכרעותיהם בעיקר על שיקולים הלכתיים ופחות על שיקולים אתיים ואוניברסליים. מחד, מסתייגים פוסקים אורתודוקסיים מסויימים משימוש לרעה בטיפולי פוריות, אך מאידך מוכנים הם בשם עקרונות דתיים להתיר שימוש בטכנולוגיות אלו במקרים שאינם מצריכים זאת משיקולים רפואיים. במיוחד בולט העדר התייחסותם של הפוסקים האורתודוקסיים לשיקולים מוסריים חברתיים, כמו גם לרצונה ולרווחתה של האישה העוברת טיפולי פוריות. לעומתם מביעים רבני הזרם הרפורמי והקונסרבטיבי את דאגתם להשלכותיהם של טיפולים אלו על נשים הנזקקות להתערבות רפואית מעין זו לשם התעברות ואלו העובדות בתעשיית הפריון. יש לציין כי הדיון ההלכתי עוסק בהיבט צר בלבד של שאלת ההזרעה המלאכותית ואינו נוגע ברבות מן השאלות המורכבות שמעוררות טכנולוגיות פריון מתקדמות. עם זאת הדיון ההלכתי הינו חשוב ביותר ומציף אף שאלות נוספות בדבר הסכנה הצפויה מהפיכתן של טכנולוגיות אלה לכלי שרת בידי אידאולוגיות דתיות או פוליטיות.
This thesis investigates the processing of non-canonical word orders and whether non-canonical orders involving object topicalizations, midfield scrambling and particle verbs are treated the same by native (L1) and non-native (L2) speakers. The two languages investigated are Norwegian and German.
32 L1 Norwegian and 32 L1 German advanced learners of Norwegian were tested in two experiments on object topicalization in Norwegian. The results from the online self-paced reading task and the offline agent identification task show that both groups are able to identify the non-canonical word order and show a facilitatory effect of animate subjects in their reanalysis. Similarly high error rates in the agent identification task suggest that globally unambiguous object topicalizations are a challenging structure for L1 and L2 speakers alike.
The same participants were also tested in two experiments on particle placement in Norwegian, again using a self-paced reading task, this time combined with an acceptability rating task. In the acceptability rating L1 and L2 speakers show the same preference for the verb-adjacent placement of the particle over the non-adjacent placement after the direct object. However, this preference for adjacency is only found in the L1 group during online processing, whereas the L2 group shows no preference for either order.
Another set of experiments tested 33 L1 German and 39 L1 Slavic advanced learners of German on object scrambling in ditransitive clauses in German. Non-native speakers accept both object orders and show neither a preference for either order nor a processing advantage for the canonical order. The L1 group, in contrast, shows a small, but significant preference for the canonical dative-first order in the judgment and the reading task.
The same participants were also tested in two experiments on the application of the split rule in German particle verbs. Advanced L2 speakers of German are able to identify particle verbs and can apply the split rule in V2 contexts in an acceptability judgment task in the same way as L1 speakers. However, unlike the L1 group, the L2 group is not sensitive to the grammaticality manipulation during online processing. They seem to be sensitive to the additional lexical information provided by the particle, but are unable to relate the split particle to the preceding verb and recognize the ungrammaticality in non-V2 contexts.
Taken together, my findings suggest that non-canonical word orders are not per se more difficult to identify for L2 speakers than L1 speakers and can trigger the same reanalysis processes as in L1 speakers. I argue that L2 speakers’ ability to identify a non-canonical word order depends on how the non-canonicity is signaled (case marking vs. surface word order), on the constituents involved (identical vs. different word types), and on the impact of the word order change on sentence meaning. Non-canonical word orders that are signaled by morphological case marking and cause no change to the sentence’s content are hard to detect for L2 speakers.
Trunk loading and back pain
(2017)
An essential function of the trunk is the compensation of external forces and loads in order to guarantee stability. Stabilising the trunk during sudden, repetitive loading in everyday tasks, as well as during performance is important in order to protect against injury. Hence, reduced trunk stability is accepted as a risk factor for the development of back pain (BP). An altered activity pattern including extended response and activation times as well as increased co-contraction of the trunk muscles as well as a reduced range of motion and increased movement variability of the trunk are evident in back pain patients (BPP). These differences to healthy controls (H) have been evaluated primarily in quasi-static test situations involving isolated loading directly to the trunk. Nevertheless, transferability to everyday, dynamic situations is under debate. Therefore, the aim of this project is to analyse 3-dimensional motion and neuromuscular reflex activity of the trunk as response to dynamic trunk loading in healthy (H) and back pain patients (BPP).
A measurement tool was developed to assess trunk stability, consisting of dynamic test situations. During these tests, loading of the trunk is generated by the upper and lower limbs with and without additional perturbation. Therefore, lifting of objects and stumbling while walking are adequate represents. With the help of a 12-lead EMG, neuromuscular activity of the muscles encompassing the trunk was assessed. In addition, three-dimensional trunk motion was analysed using a newly developed multi-segmental trunk model. The set-up was checked for reproducibility as well as validity. Afterwards, the defined measurement set-up was applied to assess trunk stability in comparisons of healthy and back pain patients.
Clinically acceptable to excellent reliability could be shown for the methods (EMG/kinematics) used in the test situations. No changes in trunk motion pattern could be observed in healthy adults during continuous loading (lifting of objects) of different weights. In contrast, sudden loading of the trunk through perturbations to the lower limbs during walking led to an increased neuromuscular activity and ROM of the trunk. Moreover, BPP showed a delayed muscle response time and extended duration until maximum neuromuscular activity in response to sudden walking perturbations compared to healthy controls. In addition, a reduced lateral flexion of the trunk during perturbation could be shown in BPP.
It is concluded that perturbed gait seems suitable to provoke higher demands on trunk stability in adults. The altered neuromuscular and kinematic compensation pattern in back pain patients (BPP) can be interpreted as increased spine loading and reduced trunk stability in patients. Therefore, this novel assessment of trunk stability is suitable to identify deficits in BPP. Assignment of affected BPP to therapy interventions with focus on stabilisation of the trunk aiming to improve neuromuscular control in dynamic situations is implied. Hence, sensorimotor training (SMT) to enhance trunk stability and compensation of unexpected sudden loading should be preferred.