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This book presents an overview of European migration policy and the various institutional arrangements within and between various actors, such as local councils, local media, local economies, and local civil society initiatives. Both the role of local authorities in this policy field and their cooperation with civil society initiatives or networks are under-explored topics for research. In response, this book provides a range of detailed case studies focusing on the six main groups of national and administrative traditions in Europe: Germanic, Scandinavian, Napoleonic, Southeastern European, Central-Eastern European and Anglo-Saxon.
In this introductory chapter, the editors describe the main theoretical basis of analysis of this book and the methodological approach. The core of this book consists of 14 country-specific chapters, which allow a European comparison and show the increasing variance in migration policy approaches within and between European countries. The degree of local autonomy, the level of centralisation and the traditional forms of migration policy are factors that especially influence the possibilities for local authorities to formulate their own integration policies.
The chapter begins with a brief historical overview of Germany’s transition in the twentieth and twenty-first century from a transit and emigration country to one of immigration. The next part of this chapter looks at the challenges and problems facing German immigration policy within a multi-level federal system. Finally, the chapter gives an analysis of some of the trends in German migration policy since the refugee crisis in 2015, such as changes in the party system and in the concepts underlying migration policies to better manage, control and limit immigration to Germany.
This chapter focuses on the relationship between public opinion on migration and its media coverage. Different explanatory models, including individual characteristics, cultural factors and the impact of media and politics, have been proposed to explain public attitudes towards migrants. Understanding the local context is important, as the shares of migrants living in each region and city vary considerably. Providing correct statistical information, stressing the diversity of current migration patterns in Europe and taking part in media and public discussions are ways in which to impact public attitudes at the local level.
As expected, the traditions of national-state migration policies continue to play a very important role, path-dependence in this policy field remains high. The distribution of competences in migration policy and the integration of migrants in the nation states continues to be very different. When implementing integration strategies at grassroots level, the respective policies should be tailored to the profile of both the local migrant community and the native population. Besides better migration management in local administration and the interaction of top-down and bottom-up efforts to integrate migrants is of importance.
Analogy-based collective decision-making and incremental change in international organizations
(2021)
We examine how analogy-based collective decision-making of member states contributes to the endogenous emergence of informal rules and the incremental change of international organizations (IOs). Decision-making by analogy is an important characteristic of day-to-day decision-making in IOs. Relating current decisions to previous ones through analogies drives incremental change and simultaneously reinforces organizational resilience. Whereas the foreign policy analysis literature shows that analogies can be used as cognitive shortcuts in fuzzy and complex foreign policy situations, we focus on their use to overcome social ambiguity (indeterminacy) of coordination situations in IOs. Drawing on psychological conceptions, we develop two micro-level mechanisms that elucidate the effects of analogy-based collective decision-making in member-driven IOs. Analogy-based collective decisions emphasizing similarity between a current situation and previous ones follow an established problem schema and produce expansive and increasingly well-established informal rules. Collective decisions that are analogy-based but emphasize a crucial difference follow different problem schemas and trigger the emergence of additional informal rules that apply to new classes of cases. The result is an increasingly fine-grained web of distinct organizational solutions for a growing number of problems. Accordingly, an IO can increasingly facilitate collective decision-making and gains resilience. Empirically, we probe these propositions with a documentary analysis of decision-making in the Yugoslavia sanctions committee, established by the United Nations Security Council to deal with a stream of requests for exempting certain goods or services from the comprehensive economic embargo imposed on Yugoslavia in response to the War in the Balkans.
Almost twenty years after its recognition in international human rights law, the human right to water continues to spark discussions about its scope and meaning. This article revisits the evolution and contestation of the right's first international legal framework, General Comment No. 15 from the Committee on Economic, Social and Cultural Rights. The analysis highlights the contestation of economic and social rights as a universal phenomenon at multiple levels, but argues that these meaning-making practices can support their validation and recognition.
Jointly with the Global North, the rise of the Global South has come at a high cost to the environment. Driven by its high energy intensity and the use of fossil fuels, the South has contributed a significant portion of global emissions during the last 30 years, and is now contributing some 63% of today's total GHG emissions (including land-use change and forestry). Similar to the Global North, the Global South's emissions are heavily concentrated: India and China alone account for some 60% and the top 10 countries for some 78% of the group's emissions, while some 120 countries account for only 22%. Without highlighting such differences, it makes little sense to use the term 'Global South'. Its members are affected differently, and contribute differently to global climate change. They neither share a common view, nor do they pursue joint interests when it comes to international climate negotiations. Instead, they are organised into more than a dozen subgroups of the global climate regime. There is no single climate strategy for the Global South, and climate action will differ enormously from country to country. Furthermore, just and equitable transitions may be particularly challenging for some countries.
Many international bureaucracies give policy advice to national administrative units. Why is the advice given by some international bureaucracies more influential than the recommendations of others? We argue that targeting advice to member states through national embeddedness and country-tailored research increases the influence of policy advice. Subsequently, we test how these characteristics shape the relative influence of 15 international bureaucracies' advice in four financial policy areas through a global survey of national administrations from more than 80 countries. Our findings support arguments that global blueprints need to be adapted and translated to become meaningful for country-level work. <br /> Points for practitioners <br /> National administrations are advised by an increasing number of international bureaucracies, and they cannot listen to all of this advice. Whereas some international bureaucracies give 'one-size-fits-all' recommendations to rather diverse countries, others cater their recommendations to the national audience. Investigating financial policy recommendations, we find that national embeddedness and country-tailored advice render international bureaucracies more influential.
Motivation: Corruption is often cited as a central reason why development projects fail. The article tests this claim by assessing whether World Bank projects perform worse in implementation environments with a higher corruption level. The article focuses specifically on bribery between public officials and firms during the procurement of needed goods and services. Approach and Methods: I use data from the World Bank's Enterprise Surveys to avoid the often-criticized corruption perception indices and to allow for an assessment of effects at the subnational level. The analysis builds on an assessment of the performance ratings of 1,228 World Bank projects and covers 87 different countries. Finding: Overall, the article finds a small but statistically significant correlation between the corruption level and project performance. This result indicates that the corruption level of recipient countries should be considered during the design and implementation of projects. Policy Implications: Nonetheless, the relatively small correlation and the low pseudo R-squareds advise not overestimating the relevance of corruption for project performance. At least for the project level, the article finds no indication that corruption is a primary obstacle to aid effectiveness.
REDD+ and leakage
(2021)
A corporate appetite for greenhouse gas reduction from nature-based solutions, in general, and REDD+, in particular, is driving a rapidly growing voluntary carbon market. The interest to invest in solutions that avoid or reduce deforestation holds the potential to significantly support national efforts to achieve the Paris Agreement’s temperature goals. However, controversy over leakage coupled with confusion and insufficient understanding of spill-over and displacement effects risk holding back necessary investments. This article seeks to shed light on different concepts surrounding leakage, including underlying dynamics and possible solutions on how to address them. In doing so, it makes the case for integrating avoided deforestation projects into national REDD+ strategies and highlights the need for a multi-level and multi-actor approach towards REDD+. Leakage occurs at all levels of implementation of REDD+ activities, at the project, programme and policy level, and both within and beyond national boundaries. Local leakage can largely be controlled through project design that analyses and addresses the proximate causes of leakage and underlying drivers, however, leakage is more difficult to avoid at the programme or policy level. Market leakage is particularly complex and harder to manage, but can – to a certain extent – be modelled and accounted for. Successful REDD+ efforts will combine demand-side measures with national or jurisdictional programmes that support governance reforms and integrate local investments in nature-based solutions and avoided deforestation projects.
Key policy insights
Emissions leakage is a ubiquitous phenomenon in climate mitigation that occurs at all levels of implementation. However, it is of particular concern in the case of REDD+, where reduced deforestation in one geographical area can lead to an increase in forest loss in another area.
Leakage has to be managed and monitored at different scales: locally through avoided deforestation projects that address local drivers of deforestation; nationally through well-designed REDD+ policies; and internationally, among others, through demand-side standards in countries importing forest-risk commodities.
Larger-scale programmes that link government interventions with efforts to eliminate deforestation from commodity supply chains, conservation efforts and avoided deforestation projects can limit leakage while helping to integrate various conservation and financing strategies.
‘Nesting’ of avoided deforestation projects into larger REDD+ programmes, at sub-national or national scale, allows for the integration of greenhouse gas accounting across different scales of implementation.
Beyond Charter and Index
(2021)
The Chapter examines the concept of local autonomy in modern European states by analysing theoretical approaches. The classical, deductive approach defines local autonomy mostly through legal, economic and financial conditions, especially by formal structures. This proves to be too weak to define the internal strength of local authorities and their real political-administrative power. A more multidimensional definition of autonomy, including indicators as importance, capacity, as well as discretion and democracy at local level is needed. The authors utilise the indicators, used by the Local Autonomy Index (LAI) developed by Ladner et al. and the European Charter of Local Self-Government to find out what is still missing. The contribution redounds to stimulate the scientific debate on local autonomy in Europe. Until the concept of local autonomy will fit for all European states with extremely differentiated local authorities, the research in this field remains a conceptual and heuristic endeavour. Especially, because local government and democracy are until now territory-based, whereas the reality is one of multilevel and cross-border governance.
The recently adopted German Online Access Act triggered the creation of digitalization labs for designing digital services, bringing together federal, state, and local authorities; end-users; and private-sector actors. These labs provide opportunities for boundary spanning due to organizational field and lab features. Our comparative case studies on three digitalization labs show variations in boundary spanning and reveal lab members de-coupling from their parent organizations to a varying extent. We have concluded labs offer boundary spanning that supports safeguarding the legitimacy of innovative policy designs but also raise concerns over public accountability.
Expert authority is regarded as the heart of international bureaucracies' power. To measure whether international bureaucracies' expert authority is indeed recognised and deferred to, we draw on novel data from a survey of a key audience: officials in the policy units of national ministries in 121 countries. Respondents were asked to what extent they recognised the expert authority of nine international bureaucracies in various thematic areas of agricultural and financial policy. The results show wide variance. To explain this variation, we test well-established assumptions on the sources of de facto expert authority. Specifically, we look at ministry officials' perceptions of these sources and, thus, focus on a less-studied aspect of the authority relationship. We examine the role of international bureaucracies' perceived impartiality, objectivity, global impact, and the role of knowledge asymmetries. Contrary to common assumptions, we find that de facto expert authority does not rest on impartiality perceptions, and that perceived objectivity plays the smallest role of all factors considered. We find some indications that knowledge asymmetries are associated with more expert authority. Still, and robust to various alternative specifications, the perception that international bureaucracies are effectively addressing global challenges is the most important factor.
While the intergovernmental climate regime increasingly recognizes the role of non-state actors in achieving the goals of the Paris Agreement (PA), the normative linkages between the intergovernmental climate regime and the non-state dominated 'transnational partnership governance' remain vague and tentative. A formalized engagement of the intergovernmental climate regime with transnational partnerships can increase the effectiveness of partnerships in delivering on climate mitigation and adaptation, thereby complementing rather than replacing government action. The proposed active engagement with partnerships would include (i) collecting and analyzing information to develop and prioritize areas for transnational and partnership engagement; (ii) defining minimum criteria and procedural requirements to be listed on an enhanced Non-state Actor Zone for Climate Action platform; (iii) actively supporting strategic initiatives; (iv) facilitating market or non-market finance as part of Article 6 PA; and (v) evaluating the effectiveness of partnerships in the context of the enhanced transparency framework (Article 13 PA) and the global stocktake (Article 14 PA). The UNFCCC Secretariat could facilitate engagement and problem solving by actively orchestrating transnational partnerships. Constructing effective implementation partnerships, recording their mitigation and adaptation goals, and holding them accountable may help to move climate talks from rhetoric to action.
In den vergangenen Jahren hat sich die Politikdidaktik zunehmend mit dem Einsatz von Narrationen im Politikunterricht beschäftigt, denn neben Sachtexten bietet auch die Belletristik die Möglichkeit, sich mit politischen Themen auseinanderzusetzen. Insbesondere die Literatur von Ferdinand von Schirach hat in den letzten Jahren zunehmend Anklang in der Gesellschaft gefunden. Von Schirachs Texte greifen gesellschaftskritische Themen auf, beleuchten diese aus verschiedenen Perspektiven und fordern zur Meinungsbildung heraus. Aus diesem Grund weisen von Schirachs Narrationen ein hohes Potential für die Politische Bildung auf. Politische Bildung schließt auch die Rechterziehung ein. Der Fall Collini von Ferdinand von Schirach setzt sich sowohl mit rechtlichen, als auch mit politischen Themen im Sinne der Rechtserziehung auseinander. In der vorliegenden Masterarbeit wird der Frage nachgegangen, inwieweit der Roman Der Fall Collini von Ferdinand von Schirach als Narration eine Chance für politisch-rechtliches Lernen im Politikunterricht darstellt. Um die Forschungsfrage zu beantworten, werden die Lernchancen und -grenzen des Romans hinsichtlich seiner Thematik und seines Genres, sowie durch den Roman geförderten Kompetenzen herausgearbeitet und die durch ihn möglichen fächerübergreifenden Bezüge verdeutlicht. Durch die Auseinandersetzung mit von Schirachs Werk beschäftigen sich die Schülerinnen und Schüler mit politisch-rechtlichen Themen, wie dem Spannungsverhältnis von Recht und Gerechtigkeit, dem Ablauf von Strafgerichtsverfahren, dem theoretischen Anspruch des Rechtsstaates und dessen realen Schwächen. Zudem fördert die Auseinandersetzung mit dem Roman Der Fall Collini die vier fachbezogenen Kompetenzen der Politischen Bildung, sowie Multiperspektivität und exemplarisches Lernen. Des Weiteren verknüpft der Roman historische, politisch-rechtliche und moralisch-ethische Aspekte miteinander, wodurch fächerübergreifende Bezüge mit den Fächern Geschichte, Deutsch und L-E-R hergestellt werden können. Darüber hinaus spricht der Justizroman als Narration seine Leserinnen und Leser auch emotional an und fördert somit eine ganzheitliche und nachhaltige Wissensvermittlung im Sinne der Rechtserziehung. Es hat sich gezeigt, dass Der Fall Collini von Ferdinand von Schirach sich für die unterrichtliche Beschäftigung innerhalb der Politischen Bildung besonders eignet.
Over the last three years, corporate interest in voluntary carbon markets has almost tripled, and this trend has seemed to resist the COVID-19 economic fallout. If managed well, this market has the potential to become a very significant driver of mitigation action, in particular in developing countries, which supply the majority of voluntary carbon offsets. Robust standards and rules can overcome concerns that voluntary carbon markets could lead to company greenwashing and undermine the goals of the Paris Agreement. On the contrary, voluntary corporate investments can encourage more ambitious government climate action, and encourage governments to make more ambitious pledges under the Paris Agreement. Multisectoral mitigation partnerships can ensure the complementarity of public and private action and support policy alignment and investments in priority sectors and regions.
The liberal international order is being challenged and international organizations (IOs) are a main target of contestation. COVID-19 seems to exacerbate the situation with many states pursuing domestic strategies at the expense of multilateral cooperation. At the same time, IOs have traditionally benefited from cross-border crises. This article analyzes the policy responses of IOs to the exogenous COVID-19 shock by asking why some IOs use this crisis as an opportunity to expand their scope and policy instruments? It provides a cross-sectional analysis using original data on the responses of 75 IOs to COVID-19 during the first wave between March and June 2020. It finds that the bureaucratic capacity of IOs is significant when it comes to using the crisis as an opportunity. It also finds some evidence that the number of COVID-19 cases among the member states affects policy responses and that general purpose IOs have benefited more.
Der rechtliche, moralisch-ethische und auch politische Gehalt des Theaterstücks „Gott“ wirft aus politikdidaktischer Perspektive u. a. die Frage auf, inwiefern sich das Textbuch zu dem Theaterstück Gott von Ferdinand von Schirach als Unterrichtsmedium zur Rechtserziehung im Politikunterricht eignet. Diese Frage stellt sich v. a. vor dem Hintergrund, dass der Politikdidaktiker Ingo Juchler im Rahmen des von ihm begründeten narrativen Ansatzes der politischen Bildung den Einsatz von Narrationen in der fächerübergreifenden politischen Bildung explizit vorschlägt. Darüber hinaus lässt sich die Narration auch thematisch dem Politikunterricht zuordnen. Denn, dass Recht „Teil der Politischen Bildung ist und im Unterricht eine Rolle spielen sollte“ (Goll 2017: 592), gilt in der fachdidaktischen Literatur zum rechtlichen Lernen gemeinhin als unstrittig. Die Arbeit ist gedanklich in zwei Teile gegliedert: Im ersten Teil wird zunächst eine wissenschaftlich bzw. fachdidaktisch fundierte Grundlage geschaffen. In einem ersten Schritt werden deshalb der narrative Ansatz der politischen Bildung und in diesem Zusammenhang insbesondere die Vorzüge des Einsatzes von Narrationen im Politikunterricht vorgestellt. Anschließend werden Recht und Rechtserziehung in den Kontext von Schule und Politikunterricht eingeordnet. Aus beiden Abschnitten werden folglich Kriterien abgeleitet, anhand derer im Allgemeinen die Eignung einer Narration für den Politikunterricht (Abschnitt 2) und im Besonderen die Eignung einer Narration als Unterrichtsmedium zur Rechtserziehung im Politikunterricht (Abschnitt 3) bestimmt werden kann. Diese Kriterien werden in einem Kriterienkatalog (Abschnitt 4) gebündelt, mit dessen Hilfe im zweiten Teil das Textbuch zu dem Theaterstück „Gott“ hinsichtlich seiner Eignung als Unterrichtsmedium zur Rechtserziehung im Politikunterricht überprüft wird. Abschließend werden die Untersuchungsergebnisse pointiert dargelegt und das Vorgehen reflektiert.
Die Masterarbeit beschäftigt sich auf der theoretischen Grundlage der Entwicklung der Mensch-Tier-Beziehung sowie der Entstehung der Human-Animal Studies (HAS) mit der Frage, welche Möglichkeiten es gibt, um das Bewusstsein der Menschen für einen moralischen und sensiblen Umgang mit Tieren zu sensibilisieren. Konkret geht die vorliegende Arbeit der Frage nach, wie die Mensch-Tier-Beziehung und die Rechte der Tiere Bestandteil des Politikunterrichts werden können. Um das gewaltige Repertoire an Möglichkeiten, das sich mit dieser Überlegung öffnet, einzugrenzen, wurde die Mensch-Tier-Beziehung schwerpunktmäßig anhand der (konventionellen) Nutztierhaltung untersucht.
Das Ergebnis der Arbeit zeigt, dass die Thematik der Mensch-Tier-Beziehung im Allgemeinen sowie die entwickelte Unterrichtskonzeption im Konkreten für den Unterricht der Politischen Bildung geeignet sind. Darüber hinaus konnte die Erkenntnis gewonnen werden, dass die Thematik vielfältige Anknüpfungspunkte sowohl für den Politikunterricht als auch für weitere Unterrichtsfächer bietet.
Reacting, fast and slow
(2021)
The COVID-19 pandemic created extraordinary challenges for governments to safeguard the well-being of their people. To what extent has leaders' reliance on scientific advice shaped government responses to the COVID-19 outbreak? We argue that leaders who tend to orient themselves on expert advice realized the extent of the crisis earlier. Consequently, these governments would adopt containment measures relatively quickly, despite the high uncertainty they faced. Over time, differences in government responses based on the use of science would dissipate due to herding effects. We test our argument on data combining 163 government responses to the pandemic with national- and individual-level characteristics. Consistent with our argument, we find that countries governed by politicians with a stronger technocratic mentality, approximated by holding a PhD, adopted restrictive containment measures faster in the early, but not in the later, stages of the crisis. This importance of expert-based leadership plausibly extends to other large-scale societal crises.
World Bank evaluations show that recipient performance varies substantially between different projects. Extant research has focused on country-level variables when explaining these variations. This article goes beyond country-level explanations and highlights the role of World Bank staff. We extend established arguments in the literature on compliance with the demands of International Organizations (IOs) and hypothesize that IO staff can shape recipient performance in three ways. First, recipient performance may be influenced by the quality of IO staff monitoring and supervision. Second, the leniency and stringency with which IO staff apply the aid agreement could improve recipient performance. Third, recipient performance may depend on whether IO staff can identify and mobilize supportive interlocutors through their networks in the recipient country. We test these arguments by linking a novel database on the tenure of World Bank task team leaders to projects evaluated between 1986 and 2020. The findings are consistent with the expectation that World Bank staff play an important role, but only in investment projects. There is substantial evidence that World Bank staff supervisory ability and country experience are linked to recipient performance in those projects. Less consistent evidence indicates that leniency could matter. These findings imply that World Bank staff play an important role in facilitating implementation of investment projects.
During COVID-19, various public institutions tried to shape citizens’ behaviour to slow the spread of the pandemic. How did their authority affect citizens’ support of public measures taken to combat the spread of COVID-19? The article makes two contributions. First, it presents a novel conceptualisation of authority as a source heuristic. Second, it analyses the authority of four types of public institutions (health ministries, universities, public health agencies, the WHO) in two countries (Germany and the UK), drawing on novel data from a survey experiment conducted in May 2020. On average, institutional endorsements seem to have mattered little. However, there is an observable polarisation effect where citizens who ascribe much expertise to public institutions support COVID-19 measures more than the control group. Furthermore, those who ascribe little expertise support them less than the control group. Finally, neither perception of biases nor exposure to institutions in public debates seems consistently to affect their authority.
Die aktuelle Politik der Europäischen Union hat im Umgang mit flüchtenden Menschen das Mittelmeer in ein Massengrab verwandelt. Dass auch im Jahr 2021 täglich Menschen an den EU-Außengrenzen sterben hängt dabei mit dem Ausbau von Sicherheitsmechanismen zum Zweck eines verstärkten Grenzschutzes zusammen. Durch Sicherheitsmechanismen wie bspw. den Ausbau von Frontex und die elektronische Erfassung von Ein- und Ausreisedaten schottet sich die EU dabei immer weiter ab während gleichzeitig die Thematik der Flucht und Migration eine zunehmende ‚Versicherheitlichung‘ erfährt.
Die vorliegende Arbeit geht davon aus, dass die Grundzüge der Versicherheitlichung von Flucht und Migration bereits im liberalen Staatsverständnis der EU angelegt sind. Mithilfe einer foucaultschen Diskursanalyse hinterfragt die Arbeit daher die historisch entstandenen und im Liberalismus inbegriffenen Vorannahmen über nicht-europäische Menschen und deren Fortentwicklung in die heutigen Politiken der EU. Dabei geht die Arbeit einerseits der Frage nach, wie sich die zunehmende Versicherheitlichung der Migration und der damit verbundene Umgang mit Nicht-Europäer*innen an den EU-Außengrenzen erklären lässt. Vertieft wird gefragt, inwieweit sich die konstruierten Wissensmuster über das europäische ‚wir‘ und die nicht-europäischen ‚Anderen‘ aus dem Liberalismus in der heutigen EU-Politik wiederfinden.
Auf Basis der Werke Michel Foucaults führt die Arbeit in die Entwicklung liberaler Staatlichkeit seit dem 17. Jahrhundert ein. Ergänzt werden diese Darstellungen um eine postkoloniale Perspektive, die eine Darstellung des liberalen Denkens über das europäische ‚Außen‘ vermittelt. Gemeinsam legen diese beiden Perspektiven die Strukturen liberalen Denkens offen, die im späteren Verlauf der Analyse in aktuellen EU-Dokumenten wiedererkannt werden. Als Analysedokumente dienen dabei sechs von der EU veröffentlichte Agenden, Verordnungen und Strategien, die die thematische Schnittstelle zwischen Sicherheit und Migration umfassen.
Die Ergebnisse zeigen, dass sich ein ‚Othering‘ - die historisch entstandene Gruppenbildung des homogen begriffenen europäischen ‚Wirs‘ gegenüber den nicht-europäischen ‚Anderen‘ - in der heutigen Politik der EU an deren Außengrenzen reproduziert. Das im 17. Jahrhundert entstandene Sicherheitsdenken des liberalen Staates wird über die Reproduktion bestimmter Wissensmuster in Form von ‚Stories‘ auf die heutigen EU-Außengrenzen übertragen. Nach ‚innen‘ handelt die EU dabei nach einem Grundsatz der ‚gemeinsamen Stärke‘ der europäischen Staaten bzw. der EU-Mitgliedstaaten, während nach ‚außen‘ eine zweckrationale Kooperation mit Drittstaaten verfolgt wird. Statt um die Wahrung von Menschenleben geht es damals wie heute v.a. um den Vorteil Europas bzw. der EU. Von diesen Ergebnissen ausgehend wird die Zunahme der Versicherheitlichung von Flucht und Migration an den EU-Außengrenzen durch die Reproduktion des geschichtlich entstandenen Sicherheitsdenkens erklärt.
Introduction
(2021)
This article investigates local perceptions of international peacebuilding in Sierra Leone and Liberia and explains the need for an inclusive framework addressing peace and justice at the same time. These neighbouring countries in West Africa not only share the burden of an intertwined conflict history but have also been described as prototypes for successful peacebuilding. However, both cases show striking differences with regard to the relative importance given to security and justice during the peace process and within the selected peacebuilding approaches. In Liberia, the peacebuilding framework was clearly sequenced, favouring security over justice. In Sierra Leone, it included a comprehensive TJ component, which was implemented alongside security-centred initiatives. In order to compare these two cases and to elaborate on the challenges of establishing both peace and justice in post-conflict settings with a more people-centred focus, we conducted expert interviews with (inter)national peacebuilding actors and opinion surveys, asking how the civilian populations themselves perceive the peace process and the effectiveness of international peacebuilding. The findings provide insights into local experiences with the inclusive peacebuilding framework implemented in Sierra Leone and the drawbacks of delaying justice and accountability in Liberia.
In a democracy, a constitutional separation of powers between the executive and the assembly may be desirable, but the constitutional concentration of executive power in a single human being is not. The book defends this thesis and explores ‘semi-parliamentary government’ as an alternative to presidential government. Semi-parliamentarism avoids power concentration in one person by shifting the separation of powers into the democratic assembly. The executive becomes fused with only one part of the assembly, even though the other part has at least equal democratic legitimacy and robust veto power on ordinary legislation. The book identifies the Australian Commonwealth and Japan, as well as the Australian states of New South Wales, South Australia, Tasmania, Victoria, and Western Australia, as semi-parliamentary systems. Using data from 23 countries and 6 Australian states, it maps how parliamentary and semi-parliamentary systems balance competing visions of democracy; it analyzes patterns of electoral and party systems, cabinet formation, legislative coalition-building, and constitutional reforms; it systematically compares the semi-parliamentary and presidential separation of powers; and it develops new and innovative semi-parliamentary designs, some of which do not require two separate chambers.
Wandlungsfähige Verwaltungen
(2021)
Deutschland landet in europäischen Rankings zur Verwaltungsdigitalisierung regelmäßig im hinteren Mittelfeld. Die bisherige Bilanz der Digitalisierung für die deutsche öffentliche Verwaltung ist trotz verstärkter Anstrengungen aller föderaler Ebenen, wie sie insbesondere in der Umsetzung des Onlinezugangsgesetzes (OZG) zum Ausdruck kommen, nach wie vor als eher ernüchternd einzuschätzen. Vor diesem Hintergrund beschäftigt sich der vorliegende Beitrag mit der Umsetzung, den Hürden und ausgewählten Wirkungsaspekten der Verwaltungsdigitalisierung auf kommunaler Ebene. Die empirische Basis bildet eine 2019 abgeschlossene Studie zur digitalen Transformation in einem Schlüsselbereich bürgerbezogener Leistungserbringung, den städtischen Bürgerämtern, welche die am meisten nachgefragten kommunalen Dienstleistungen bereitstellen. Aus der Analyse lassen sich wichtige Erkenntnisse für die zukünftige Entwicklung der Digitalisierung öffentlicher Leistungserbringung in Deutschland ableiten.
This article provides a conceptual framework for the analysis of COVID-19 crisis governance in the first half of 2020 from a cross-country comparative perspective. It focuses on the issue of opportunity management, that is, how the crisis was used by relevant actors of distinctly different administrative cultures as a window of opportunity. We started from an overall interest in the factors that have influenced the national politics of crisis management to answer the question of whether and how political and administrative actors in various countries have used the crisis as an opportunity to facilitate, accelerate or prevent changes in institutional settings. The objective is to study the institutional settings and governance structures, (alleged) solutions and remedies, and constellations of actors and preferences that have influenced the mode of crisis and opportunity management. Finally, the article summarizes some major comparative findings drawn from the country studies of this Special Issue, focusing on similarities and differences in crisis responses and patterns of opportunity management.
Ingo Juchler setzt sich am Beispiel des Romans „Am kürzeren Ende der Sonnenallee“ (1999) von Thomas Brussig mit „Groteske und Satire im DDR-Roman als didaktische Momente in der politischen Bildung“ auseinander. Nach der Einführung in den Roman erörtert er dessen politischen Sinngehalt, den er in der Auseinandersetzung mit den literarischen Leitfiguren des Romans, Friedrich Schiller und Jean-Paul Sartre, im besonderen Wert der Freiheit findet. Den Toten der Berliner Mauer, die davon Zeugnis geben, setzt Juchler im abschließenden Kapitel ein Denkmal.
This book presents new research results on the challenges of local politics in different European countries, including Germany, the Netherlands, the Nordic countries and Switzerland, together with theoretical considerations on the further development and strengthening of local self-government. It focuses on analyses of the most recent developments in local democracy and administration. “Most ‘local government’ books are written by believers. This book is different for its realistic visions of futures of local government. It shows how autonomy, digitalization, marketization, and amalgamation could be functional or dysfunctional, and also how this is affected by links to politics, and impacted by intergovernmental relations. This is a must read for all believers in local government.” —Geert Bouckaert, KU Leuven Public Governance Institute, Belguim “The twenty chapters of this book provide a timely and thought-provoking addition to our understanding of local self-governance in eight countries in Northern and Central Europe. This book was completed shortly before the Corona-crisis crashed in. But the lessons to be learned from this volume will doubtlessly prove important in fully exploiting local government’s potential in facing the challenges of the difficult times ahead.” —Bas Denters, Professor of Public Administration, University of Twente, Netherlands “Very inspiring book that covers the most important aspects of local self-government within a comparative framework. As we might have expected, there is no general trend, no single best model but a variety of functionally equivalent settings and patterns. The book gives insight into the diversity and richness of local government, its very essence, actual challenges and transformations, and puts subnational policy making in a multi-level perspective of governance.” —Andreas Ladner, Professor for Political Institutions and Public Administration at the IDHEAP, University of Lausanne, Switzerland “Covering eight countries, this ambitious volume compares developments in local governments across Europe. Local governments are on the front-line when it comes to responding to wicked issues like climate change and migration, yet face major challenges in terms of financial and human resources. Using rich empirical evidence, the volume presents a nuanced analysis of trends. No one direction emerges for Europe’s local governments, but a rich seam of innovation is revealed covering political participation and public administration alike. Local governments have the potential to engage citizens in meaningful ways and deliver effective and responsive services, but this requires clear local leadership and support rather direction from the centre.”
Die Erzählungen der Energiewende: Erzählungen beherrschen die Interpretation des politischen Geschehens mehr als formal und methodisch strenge Argumentationsketten. Dies gilt insbesondere für Demokratien. In Demokratien gilt es zu überzeugen und auch zu überreden, um Macht zu erhalten, Macht zu sichern oder Akzeptanz für bestimmte politische Vorhaben zu generieren. Diese simple Feststellung lässt zwei Schlüsse für eine transformativ ausgerichtete Politikwissenschaft zu. Erstens können transformative Narrative produziert werden, die das Auftreten von ökologisch, sozial, ökonomisch und kulturell nachhaltigem wahrscheinlicher machen, Zweitens können die Narrative von nachhaltiger wie nicht-nachhaltiger Transformation analysiert werden. Beiden Aufgaben widmet sich die Dissertationsschrift. Dabei werden für den transformativen Teil ethnografisch erhobene Daten zu fünf transformativen Narrativen verdichtet, die Vorwärts- und Vorbildcharakter haben. In den fünf Aufsätzen wurde auf Diversität zwischen den beschriebenen Protagonisten geachtet, sodass eine breite Leser*innenschaft angesprochen wird. Im analytischen Part wird in einem Aufsatz über diese Vorgehen reflektiert und die Form beschrieben durch die transformative Narrative Wirksamkeit entfalten. Dabei gilt immer, dass die Wissenschaft keine Narrative selbst setzt, sondern mittels nachvollziehbarer Methoden Daten zum Sprechen bringt. Dies ist unter review-Bedingungen gelungen. Neben eines Einsatz von Narrativen in Fragen der Gestaltung der neu entstandenen und weiter entstehenden Energielandschaften behandelt diese Dissertationsschrift a, diskursstrangorientierte als auch institutionsorientierte Erzählungen über die Energiewende. Dabei wurden diskursstrangorientiert die unterschiedlichen Erzählungen der und über energieintensive Unternehmen bezüglich der EEG-Umlage untersucht und kategorisiert und die Metaphern der Energiewende im Magazin DER SPIEGEL erhoben und analysiert. Institutionsorientiert wurde die Energiewendeerzählung der Partei `Alternative für Deutschland´, die Bildsprache des Wirtschaftsministeriums an Hand eines Beispiels sowie die Nachhaltigkeitserzählungen der Zukunftsinstitut GmbH. Schließlich wird nach messbaren Folgen des Nachhaltigkeitsnarrativs in drei Regionen des Rhein-Maas-Gebiets gefragt, was die Arbeit abrunden soll.
Future Outlook and Scenarios
(2021)
Where is local self-government heading in the future? Among trends identified is firstly an intensification of multilevel, intermunicipal, and cross-border governance. In the future even more of cooperation and coordination among different political and administrative levels will be required. Territorial boundaries have become increasingly incongruent with functional public activities. Secondly, the innovative potential of introducing markets as templates for organisational reform has reached its end. Future reforms will most likely try to adapt market reforms to local public contexts, or even reverse the development. Finally, a tightening of state steering and an increased dependence on state funding to uphold local services is expected. Waves of amalgamations might slow down this process but they will not make financial problems disappear completely.
All over Europe, cities and municipalities face new and numerous challenges to uphold their unique self-governing role in society. This intriguing reality underscores this volume’s ambition of brightening the future of local self-government. After further elaborating on this relevant background and the approach taken, the first chapter introduces three main dimensions of analysis. They are key to the volume’s subsequent parts on the essence of local government’s autonomy, its transformations in the light of digitalisation, marketisation and amalgamation and, finally, its changing intergovernmental relations concerning supervision and subnational policy-making. This volume covers eight countries, spread over Europe. And so, this introductory chapter ends with highlighting main features of the different local government systems involved.
The digital transformation of the local public sector is an important step towards making local service delivery more citizen-centred and user-oriented. The state of digitalisation in public administration in Germany is, however, well behind the far-reaching hopes associated with this modernisation theme. This chapter will explore the question as to what extent digital tools have been introduced in German local governments, more specifically in local one-stop shops (Bürgerämter), which hurdles local actors face when coping with the digital transformation, and which tools impact on citizens and local employees as well as have unintended effects and dysfunctionalities so far. A comprehensive and standardised survey amongst mayors and heads of staff councils in German municipalities as well as citizens and employees’ surveys and case studies will form the empirical basis of this chapter.
Obwohl seit der Finanzkrise 2008 systemische Finanzrisiken das Objekt zahlreicher wissenschaftlicher Studien waren, hat die Frage, unter welchen Bedingungen und Umständen die Auferlegung eines systemischen Finanzrisikos moralisch unzulässig ist, bisher kaum Beachtung gefunden. Ziel dieses Aufsatzes ist es, eine Reihe von normativen Kriterien für die Einschätzung der moralischen Unzulässigkeit von systemischen Risiken zu entwickeln. Darüber hinaus wird argumentiert, dass staatliche und andere relevante Institutionen zwei zentrale Pflichten hinsichtlich des Umgangs mit systemischen Finanzrisiken haben: eine Schutzpflicht gegenüber allen Bürger*innen und eine Sorgfaltspflicht, um die diesen Institutionen obliegenden Kontroll- und Aufsichtsfunktionen verantwortungsvoll auszuüben.
Despite geopolitics play a pivotal role in the energy sector, geopolitical aspects are often not considered in the quantitative assessment models aimed at supporting the energy investment decision-making process. To address this issue, this work proposes an Extended Multi-regional Input-Output model (EMRIO) that incorporates import dependence and governance along the value chain. As case study, two alternative energy investments in Mexico – a Natural Gas Power plant (NG) and a Concentrated Solar Power plant (CSP) – are assessed. The method quantifies the geographical diversification of suppliers and the quality of governance. The assessment of the case study shows that the supply chain of the CSP plant includes more countries and with better governance levels than the supply chain of the NG power plant. That means, a priori, that the supply risks of investing in CSP power plants will be lower, as will suppliers' endogenous geopolitical risk. However, a sensitivity analysis considering different providers of the solar plant components reveals that CSP plant value chain could also entail similar or even higher governance risks levels as the NG plant. The scenario where China provides some of the components entails a much higher governance risks, even higher than the NG base case. In consequence, we have proved that the method proposed allows the identification of hidden geopolitical risks that would otherwise go unnoticed. This paper enlarges the existing knowledge on assessment methodologies for energy policy decision-support by measuring diversification and imports dependence from countries with different levels of governance along the whole value chain.
International organizations (IOs) experience significant variation in their decision-making performance, or the extent to which they produce policy output. While some IOs are efficient decision-making machineries, others are plagued by deadlock. How can such variation be explained? Examining this question, the article makes three central contributions. First, we approach performance by looking at IO decision-making in terms of policy output and introduce an original measure of decision-making performance that captures annual growth rates in IO output. Second, we offer a novel theoretical explanation for decision-making performance. This account highlights the role of institutional design, pointing to how majoritarian decision rules, delegation of authority to supranational institutions, and access for transnational actors (TNAs) interact to affect decision-making. Third, we offer the first comparative assessment of the decision-making performance of IOs. While previous literature addresses single IOs, we explore decision-making across a broad spectrum of 30 IOs from 1980 to 2011. Our analysis indicates that IO decision-making performance varies across and within IOs. We find broad support for our theoretical account, showing the combined effect of institutional design features in shaping decision-making performance. Notably, TNA access has a positive effect on decision-making performance when pooling is greater, and delegation has a positive effect when TNA access is higher. We also find that pooling has an independent, positive effect on decision-making performance. All-in-all, these findings suggest that the institutional design of IOs matters for their decision-making performance, primarily in more complex ways than expected in earlier research.
We analyse the potential for industry entry and catching up by latecomer countries or firms in formative sectors, by deriving a framework that builds on the concept of windows of opportunity for catching up. This framework highlights differences in technological, market, and institutional characteristics between formative and mature sectors, and elaborates how this may affect opportunities for catching up. We apply this framework to the global Concentrated Solar Power sector, in which China has rapidly narrowed the gap to the global forefront in terms of technological capabilities and market competitiveness. We find that the formative nature of the sector resulted in turbulent development of the technological, market, and institutional dimensions, making it more difficult for early leaders to retain leadership, and therefore easier for latecomer firms or countries to catch up. This signals an increased role in early-stage technology development in the next phase of the energy transition.
Die vorliegende Studie zeigt, dass Daten in der Krise eine herausragende Bedeutung für die wissenschaftliche Politikberatung, administrative Entscheidungsvorbereitung und politische Entscheidungsfindung haben. In der Krise gab es jedoch gravierende Kommunikationsprobleme und Unsicherheiten in der wechselseitigen Erwartungshaltung von wissenschaftlichen Datengebern und politisch-administrativen Datennutzern. Die Wissensakkumulation und Entscheidungsabwägung wurde außerdem durch eine unsichere und volatile Datenlage zum Pandemiegeschehen, verbunden mit einer dynamischen Lageentwicklung, erschwert. Nach wie vor sind das Bewusstsein und wechselseitige Verständnis für die spezifischen Rollenprofile der am wissenschaftlichen Politikberatungsprozess beteiligten Akteure sowie insbesondere deren Abgrenzung als unzureichend einzuschätzen.
Die Studie hat darüber hinaus vielfältige Defizite hinsichtlich der Verfügbarkeit, Qualität, Zugänglichkeit, Teilbarkeit und Nutzbarkeit von Daten identifiziert, die Datenproduzenten und -verwender vor erhebliche Herausforderungen stellen und einen umfangreichen Reformbedarf aufzeigen, da zum einen wichtige Datenbestände für eine krisenbezogene Politikberatung fehlen. Zum anderen sind die Tiefenschärfe und Differenziertheit des verfügbaren Datenbestandes teilweise unzureichend. Dies gilt z.B. für sozialstrukturelle Daten zur Schwere der Pandemiebetroffenheit verschiedener Gruppen oder für kleinräumige Daten über Belastungs- und Kapazitätsparameter, etwa zur Personalabdeckung auf Intensivstationen, in Gesundheitsämtern und Pflegeeinrichtungen. Datendefizite sind ferner im Hinblick auf eine ganzheitliche Pandemiebeurteilung festzustellen, zum Beispiel bezüglich der Gesundheitseffekte im weiteren Sinne, die aufgrund der ergriffenen Maßnahmen entstanden sind (Verschiebung oder Wegfall von Operationen, Behandlungen und Prävention, aber auch häusliche Gewalt und psychische Belastungen). Mangels systematischer Begleitstudien und evaluativer Untersuchungen, u.a. auch zu lokalen Pilotprojekten und Experimenten, bestehen außerdem Datendefizite im Hinblick auf die Wirkungen von Eindämmungsmaßnahmen oder deren Aufhebung auf der gebietskörperschaftlichen Ebene.
Insgesamt belegt die Studie, dass es zur Optimierung der datenbasierten Politikberatung und politischen Entscheidungsfindung in und außerhalb von Krisen nicht nur darum gehen kann, ein „Mehr“ an Daten zu produzieren sowie deren Qualität, Verknüpfung und Teilung zu verbessern. Vielmehr müssen auch die Anreizstrukturen und Interessenlagen in Politik, Verwaltung und Wissenschaft sowie die Kompetenzen, Handlungsorientierungen und kognitiv-kulturellen Prägungen der verschiedenen Akteure in den Blick genommen werden. Es müssten also Anreize gesetzt und Strukturen geschaffen werden, um das Interesse, den Willen und das Können (will and skill) zur Datennutzung auf Seiten politisch-administrativer Entscheider und zur Dateneinspeisung auf Seiten von Wissenschaftlern zu stärken. Neben adressatengerechter Informationsaufbereitung geht es dabei auch um die Gestaltung eines normativen und institutionellen Rahmens, innerhalb dessen die Nutzung von Daten für Entscheidungen effektiver, qualifizierter, aber auch transparenter, nachvollziehbarer und damit demokratisch legitimer erfolgen kann.
Vor dem Hintergrund dieser empirischen Befunde werden acht Cluster von Optimierungsmaßnahmen vorgeschlagen:
(1) Etablierung von Datenstrecken und Datenteams,
(2) Schaffung regionaler Datenkompetenzzentren,
(3) Stärkung von Data Literacy und Beschleunigung des Kulturwandels in der öffentlichen Verwaltung,
(4) Datenstandardisierung, Interoperabilität und Registermodernisierung,
(5) Ausbau von Public Data Pools und Open Data Nutzung,
(6) Effektivere Verbindung von Datenschutz und Datennutzung,
(7) Entwicklung eines hochfrequenten, repräsentativen Datensatzes,
(8) Förderung der europäischen Daten-Zusammenarbeit.
This chapter analyses managerial reforms at the subnational level of government from a comparative perspective and outlines possible routes for future comparative research. It examines reforms of the external relationships between local governments and private service providers, which were aimed at transforming the organizational macro-setting of local service provision, the task portfolio and functional profile of local governments. The chapter then moves to scrutinizing internal managerial reforms concerned with the modernization of organization and processes and the improvement of management capacities inside local administrations meant to strengthen performance, output- and consumer-orientation in local service delivery. The country sample includes the United Kingdom (England), Sweden, and Germany that represent three distinct types of administrative culture and local government in Europe.
Mundus vult decipi
(2021)
Die Menschen glauben, was sie glauben wollen. Betonung auf wollen. (…) Nein, der Glaube der Menschen hängt nicht von Fakten ab, nicht von Beweisen. Schlimmer noch – und das ist fast so etwas wie der zweite Teil der Erleuchtung, eine Steigerung: Man kann ihnen Fakten liefern, man kann sie widerlegen, es hilft nichts. Im Gegenteil, wer etwas glauben will, findet einen Weg! Er wird sich durch den winzigen Spalt quetschen, den die Wahrheit im lässt. Wird die Dinge so lange so drehen und wenden, bis sie wieder in seinen Glauben hineinpassen, und seine ganze Klugheit wird ihn nicht etwa daran hindern, sondern ihm noch dabei behilflich sein.
Eugen Ruge, Metropol
Toren sind, die alles loben und lieben, was im Nebel verdrehter Worte dunkel daherkommt; Toren, die für wahr halten, was ihnen eingefärbt durch wohltönende Phrasen, reizvoll die Ohren kitzelt.
Lukrez, Über die Natur der Dinge
Ein Volkskanzler
(2021)
Wie Grundrechte unter den Augen aller ausgehöhlt und umgebaut werden, wie kurz der Weg von der Demokratie zur Diktatur ist, zeigt Maximilian Steinbeis‘ Gedankenexperiment »Ein Volkskanzler« in sechs Schritten. Auf der Grundlage seines Essays hat er ein Theaterstück verfasst, das bereits auf vielen Bühnen gespielt und nun auch als Kammerspiel verfilmt wurde.
Die didaktische Handreichung unterstützt Lehrerinnen und Lehrer bei der Einbettung des Theaterstücks oder der Verfilmung von »Ein Volkskanzler« im Unterricht.
Aporien des Rechts
(2021)