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Institute
On 2012 May 20 and 29, two damaging earthquakes with magnitudes M-w 6.1 and 5.9, respectively, struck the Emilia-Romagna region in the sedimentary Po Plain, Northern Italy, causing 26 fatalities, significant damage to historical buildings and substantial impact to the economy of the region. The earthquake sequence included four more aftershocks with M-w, >= 5.0, all at shallow depths (about 7-9 km), with similar WNW-ESE striking reverse mechanism. The timeline of the sequence suggests significant static stress interaction between the largest events. We perform here a detailed source inversion, first adopting a point source approximation and considering pure double couple and full moment tensor source models. We compare different extended source inversion approaches for the two largest events, and find that the rupture occurred in both cases along a subhorizontal plane, dipping towards SSW Directivity is well detected for the May 20 main shock, indicating that the rupture propagated unilaterally towards SE. Based on the focal mechanism solution, we further estimate the co-seismic static stress change induced by the May 20 event. By using the rate-and-state model and a Poissonian earthquake occurrence, we infer that the second largest event of May 29 was induced with a probability in the range 0.2-0.4. This suggests that the segment of fault was already prone to rupture. Finally, we estimate peak ground accelerations for the two main events as occurred separately or simultaneously. For the scenario involving hypothetical rupture areas of both main events, we estimate M-w = 6.3 and an increase of ground acceleration by 50 per cent. The approach we propose may help to quantify rapidly which regions are invested by a significant increase of the hazard, bearing the potential for large aftershocks or even a second main shock.
Preface to the special issue "Triggered and induced seismicity: probabilities and discrimination"
(2013)
The 2014 April 1, M-w 8.1 Iquique (Chile) earthquake struck in the Northern Chile seismic gap. With a rupture length of less than 200 km, it left unbroken large segments of the former gap. Early studies were able to model the main rupture features but results are ambiguous with respect to the role of aseismic slip and left open questions on the remaining hazard at the Northern Chile gap. A striking observation of the 2014 earthquake has been its extensive preparation phase, with more than 1300 events with magnitude above M-L 3, occurring during the 15 months preceding the main shock. Increasing seismicity rates and observed peak magnitudes accompanied the last three weeks before the main shock. Thanks to the large data sets of regional recordings, we assess the precursor activity, compare foreshocks and aftershocks and model rupture preparation and rupture effects. To tackle inversion challenges for moderate events with an asymmetric network geometry, we use full waveforms techniques to locate events, map the seismicity rate and derive source parameters, obtaining moment tensors for more than 300 events (magnitudes M-w 4.0-8.1) in the period 2013 January 1-2014 April 30. This unique data set of fore- and aftershocks is investigated to distinguish rupture process models and models of strain and stress rotation during an earthquake. Results indicate that the spatial distributions of foreshocks delineated the shallower part of the rupture areas of the main shock and its largest aftershock, well matching the spatial extension of the aftershocks cloud. Most moment tensors correspond to almost pure double couple thrust mechanisms, consistent with the slab orientation. Whereas no significant differences are observed among thrust mechanisms in different areas, nor among thrust foreshocks and aftershocks, the early aftershock sequence is characterized by the presence of normal fault mechanisms, striking parallel to the trench but dipping westward. These events likely occurred in the shallow wedge structure close to the slab interface and are consequence of the increased extensional stress in this region after the largest events. The overall stress inversion result suggests a minor stress rotation after the main shock, but a significant release of the deviatoric stress. The temporal change in the distribution of focal mechanisms can also be explained in terms of the spatial heterogeneity of the stress field: under such interpretation, the potential of a large megathrust earthquake breaking a larger segment offshore Northern Chile remains high.
A spatially localized seismic sequence originated few tens of kilometres offshore the Mediterranean coast of Spain, close to the Ebro river delta, starting on 2013 September 5, and lasting at least until 2013 October. The sequence culminated in a maximal moment magnitude M-w 4.3 earthquake, on 2013 October 1. The most relevant seismogenic feature in the area is the Fosa de Amposta fault system, which includes different strands mapped at different distances to the coast, with a general NE-SW orientation, roughly parallel to the coastline. However, no significant known historical seismicity has involved this fault system in the past. The epicentral region is also located near the offshore platform of the Castor project, where gas is conducted through a pipeline from mainland and where it was recently injected in a depleted oil reservoir, at about 2 km depth. We analyse the temporal evolution of the seismic sequence and use full waveform techniques to derive absolute and relative locations, estimate depths and focal mechanisms for the largest events in the sequence (with magnitude mbLg larger than 3), and compare them to a previous event (2012 April 8, mbLg 3.3) taking place in the same region prior to the gas injection. Moment tensor inversion results show that the overall seismicity in this sequence is characterized by oblique mechanisms with a normal fault component, with a 30A degrees low-dip angle plane oriented NNE-SSW and a subvertical plane oriented NW-SE. The combined analysis of hypocentral location and focal mechanisms could indicate that the seismic sequence corresponds to rupture processes along shallow low-dip surfaces, which could have been triggered by the gas injection in the reservoir, and excludes the activation of the Amposta fault, as its known orientation is inconsistent with focal mechanism results. An alternative scenario includes the iterated triggering of a system of steep faults oriented NW-SE, which were identified by prior marine seismics investigations.
Two nuclear explosions were carried out by the Democratic People’s Republic of North Korea in January and September 2016. Epicenters were located close to those of the 2006, 2009, and 2013 previous explosions. We perform a seismological analysis of the 2016 events combining the analysis of full waveforms at regional distances and seismic array beams at teleseismic distances. We estimate the most relevant source parameters, such as source depth, moment release, and full moment tensor (MT). The best MT solution can be decomposed into an isotropic source, directly related with the explosion and an additional deviatoric term, likely due to near‐source interactions with topographic and/or underground facilities features. We additionally perform an accurate resolution test to assess source parameters uncertainties and trade‐offs. This analysis sheds light on source parameters inconsistencies among studies on previous shallow explosive sources. The resolution of the true MT is hindered by strong source parameters trade‐offs, so that a broad range of well‐fitting MT solutions can be found, spanning from a dominant positive isotropic term to a dominant negative vertical compensated linear vector dipole. The true mechanism can be discriminated by additionally modeling first‐motion polarities at seismic arrays at teleseismic distances. A comparative assessment of the 2016 explosion with earlier nuclear tests documents similar vertical waveforms but a significant increase of amplitude for the 2016 explosions, which proves that the 9 September 2016 was the largest nuclear explosion ever performed in North Korea with a magnitude Mw 4.9 and a shallow depth of less than 2 km, although there are no proofs of a fusion explosion. Modeling transversal component waveforms suggests variable size and orientation of the double‐couple components of the 2009, 2013, and 2016 sources.
We suggest a new clustering approach to classify focal mechanisms from large moment tensor catalogues, with the purpose of automatically identify families of earthquakes with similar source geometry, recognize the orientation of most active faults, and detect temporal variations of the rupture processes. The approach differs in comparison to waveform similarity methods since clusters are detected even if they occur in large spatial distances. This approach is particularly helpful to analyse large moment tensor catalogues, as in microseismicity applications, where a manual analysis and classification is not feasible. A flexible algorithm is here proposed: it can handle different metrics, norms, and focal mechanism representations. In particular, the method can handle full moment tensor or constrained source model catalogues, for which different metrics are suggested. The method can account for variable uncertainties of different moment tensor components. We verify the method with synthetic catalogues. An application to real data from mining induced seismicity illustrates possible applications of the method and demonstrate the cluster detection and event classification performance with different moment tensor catalogues. Results proof that main earthquake source types occur on spatially separated faults, and that temporal changes in the number and characterization of focal mechanism clusters are detected. We suggest that moment tensor clustering can help assessing time dependent hazard in mines.
Various techniques are utilized by the seismological community, extractive industries, energy and geoengineering companies to identify earthquake nucleation processes in close proximity to engineering operation points. These operations may comprise fluid extraction or injections, artificial water reservoir impoundments, open pit and deep mining, deep geothermal power generations or carbon sequestration. In this letter to the editor, we outline several lines of investigation that we suggest to follow to address the discrimination problem between natural seismicity and seismic events induced or triggered by geoengineering activities. These suggestions have been developed by a group of experts during several meetings and workshops, and we feel that their publication as a summary report is helpful for the geoscientific community. Specific investigation procedures and discrimination approaches, on which our recommendations are based, are also published in this Special Issue (SI) of Journal of Seismology.
Earthquakes occurring close to hydrocarbon fields under production are often under critical view of being induced or triggered. However, clear and testable rules to discriminate the different events have rarely been developed and tested. The unresolved scientific problem may lead to lengthy public disputes with unpredictable impact on the local acceptance of the exploitation and field operations. We propose a quantitative approach to discriminate induced, triggered, and natural earthquakes, which is based on testable input parameters. Maxima of occurrence probabilities are compared for the cases under question, and a single probability of being triggered or induced is reported. The uncertainties of earthquake location and other input parameters are considered in terms of the integration over probability density functions. The probability that events have been human triggered/induced is derived from the modeling of Coulomb stress changes and a rate and state-dependent seismicity model. In our case a 3-D boundary element method has been adapted for the nuclei of strain approach to estimate the stress changes outside the reservoir, which are related to pore pressure changes in the field formation. The predicted rate of natural earthquakes is either derived from the background seismicity or, in case of rare events, from an estimate of the tectonic stress rate. Instrumentally derived seismological information on the event location, source mechanism, and the size of the rupture plane is of advantage for the method. If the rupture plane has been estimated, the discrimination between induced or only triggered events is theoretically possible if probability functions are convolved with a rupture fault filter. We apply the approach to three recent main shock events: (1) the M-w 4.3 Ekofisk 2001, North Sea, earthquake close to the Ekofisk oil field; (2) the M-w 4.4 Rotenburg 2004, Northern Germany, earthquake in the vicinity of the Sohlingen gas field; and (3) the M-w 6.1 Emilia 2012, Northern Italy, earthquake in the vicinity of a hydrocarbon reservoir. The three test cases cover the complete range of possible causes: clearly human induced, not even human triggered, and a third case in between both extremes.
We have studied the focal mechanism of an M-w 4.0 earthquake that occurred on 8 October 2011 in the southwest of El Hierro (Canary Islands), the largest shock of the swarm that preceded the submarine eruption of El Hierro 2011-2012. The joint focal mechanism solution of 34 foreshocks has also been obtained. The results for the mainshock are consistent with a pure double-couple mechanism of a strike-slip motion with a reverse component and a focal depth of 12-13 km. The stress pattern obtained from the focal mechanism indicates horizontal compression in a north-northwest-south-southeast direction, parallel to the southern ridge of the island, and a quasi-horizontal extension in an east-west direction. Similar stress pattern is derived from the joint solution of the foreshocks. The occurrence of this family of earthquakes at the moment of the maximum strain rate of the pre-eruptive swarm suggests that their rupture process is related to tectonic stress, which led to the eruption only two days later, 5 km away from the mainshock epicenter.
Automated location of seismic events is a very important task in microseismic monitoring operations as well for local and regional seismic monitoring. Since microseismic records are generally characterized by low signal-to-noise ratio, automated location methods are requested to be noise robust and sufficiently accurate. Most of the standard automated location routines are based on the automated picking, identification and association of the first arrivals of P and S waves and on the minimization of the residuals between theoretical and observed arrival times of the considered seismic phases. Although current methods can accurately pick P onsets, the automatic picking of the S onset is still problematic, especially when the P coda overlaps the S wave onset. In this paper, we propose a picking free earthquake location method based on the use of the short-term-average/long-term-average (STA/LTA) traces at different stations as observed data. For the P phases, we use the STA/LTA traces of the vertical energy function, whereas for the S phases, we use the STA/LTA traces of a second characteristic function, which is obtained using the principal component analysis technique. In order to locate the seismic event, we scan the space of possible hypocentral locations and origin times, and stack the STA/LTA traces along the theoretical arrival time surface for both P and S phases. Iterating this procedure on a 3-D grid, we retrieve a multidimensional matrix whose absolute maximum corresponds to the spatial coordinates of the seismic event. A pilot application was performed in the Campania-Lucania region (southern Italy) using a seismic network (Irpinia Seismic Network) with an aperture of about 150 km. We located 196 crustal earthquakes (depth < 20 km) with magnitude range 1.1 < M-L < 2.7. A subset of these locations were compared with accurate manual locations refined by using a double-difference technique. Our results indicate a good agreement with manual locations. Moreover, our method is noise robust and performs better than classical location methods based on the automatic picking of the P and S waves first arrivals.
The moment magnitude (M-w) 5.5 earthquake that struck South Korea in November 2017 was one of the largest and most damaging events in that country over the past century. Its proximity to an enhanced geothermal system site, where high-pressure hydraulic injection had been performed during the previous 2 years, raises the possibility that this earthquake was anthropogenic. We have combined seismological and geodetic analyses to characterize the mainshock and its largest aftershocks, constrain the geometry of this seismic sequence, and shed light on its causal factors. According to our analysis, it seems plausible that the occurrence of this earthquake was influenced by the aforementioned industrial activities. Finally, we found that the earthquake transferred static stress to larger nearby faults, potentially increasing the seismic hazard in the area.
Automated seismic event location by travel-time stacking an application to mining induced seismicity
(2013)
Despite its high-seismogenic potential, the details of the seismogenic processes of Zagros Simply Folded Belt (SFB) remains debated. Three large earthquakes (M-w 7.3, 5.9 and 6.3) struck in the Lurestan arc of the Zagros SFB in 2017 and 2018. The sequence was recorded by seismic stations at regional, and teleseismic distances. Coseismic surface displacements, measured by Sentinel-1A/B satellites, provide additional data and a unique opportunity to study these earthquakes in detail. Here, we complement previous studies of the coseismic slip distribution of the 12 November 2017 M-w 7.3 Ezgeleh earthquake by a detailed analysis of its aftershocks, and we analysed the rupture process of the two interrelated earthquakes (25 August 2018 M-w 5.9 Tazehabad and the 25 November 2018 M-w 6.3 Sarpol-e Zahab earthquakes). We model the surface displacements obtained from Interferometric Synthetic Aperture Radar (InSAR) measurements and seismic records. We conduct non-linear probabilistic optimizations based on joint InSAR and seismic data to obtain finite-fault rupture of these earthquakes. The Lurestan arc earthquakes were followed by a sustained aftershock activity, with 133 aftershocks exceeding M-n 4.0 until 30 December 2019. We rely on the permanent seismic networks of Iran and Iraq to relocate similar to 700 M-n 3 + events and estimate moment tensor solutions for 85 aftershocks down to M-w 4.0. The 2017 Ezgeleh earthquake has been considered to activate a low-angle (similar to 17 degrees) dextral-thrust fault at the depth of 10-20 km. However, most of its aftershocks have shallow centroid depths (8-12 km). The joint interpretation of finite source models, moment tensor and hypocentral location indicate that the 2018 Tazehabad and Sarpol-e Zahab earthquakes ruptured different strike-slip structures, providing evidence for the activation of the sinistral and dextral strike-slip faults, respectively. The deformation in the Lurestan arc is seismically accommodated by a complex fault system involving both thrust and strike-slip faults. Knowledge about the deformation characteristics is important for the understanding of crustal shortening, faulting and hazard and risk assessment in this region.
Small-aperture array as a tool to monitor fluid injection- and extraction-induced microseismicity
(2019)
The monitoring of microseismicity during temporary human activities such as fluid injections for hydrofracturing, hydrothermal stimulations or wastewater disposal is a difficult task. The seismic stations often cannot be installed on hard rock, and at quiet places, noise is strongly increased during the operation itself and the installation of sensors in deep wells is costly and often not feasible. The combination of small-aperture seismic arrays with shallow borehole sensors offers a solution. We tested this monitoring approach at two different sites: (1) accompanying a fracking experiment in sedimentary shale at 4km depth and (2) above a gas field under depletion. The small-aperture arrays were planned according to theoretical wavenumber studies combined with simulations considering the local noise conditions. We compared array recordings with recordings available from shallow borehole sensors and give examples of detection and location performance. Although the high-frequency noise on the 50-m-deep borehole sensors was smaller compared to the surface noise before the injection experiment, the signals were highly contaminated during injection by the pumping activities. Therefore, a set of three small-aperture arrays at different azimuths was more suited to detect small events, since noise recorded on these arrays is uncorrelated with each other. Further, we developed recommendations for the adaptation of the monitoring concept to other sites experiencing induced seismicity.
We develop an amplitude spectral ratio method for event couples from clustered earthquakes to estimate seismic wave attenuation (Q-1) in the source volume. The method allows to study attenuation within the source region of earthquake swarms or aftershocks at depth, independent of wave path and attenuation between source region and surface station. We exploit the high-frequency slope of phase spectra using multitaper spectral estimates. The method is tested using simulated full wave-field seismograms affected by recorded noise and finite source rupture. The synthetic tests verify the approach and show that solutions are independent of focal mechanisms but also show that seismic noise may broaden the scatter of results. We apply the event couple spectral ratio method to northwest Bohemia, Czech Republic, a region characterized by the persistent occurrence of earthquake swarms in a confined source region at mid-crustal depth. Our method indicates a strong anomaly of high attenuation in the source region of the swarm with an averaged attenuation factor of Qp < 100. The application to S phases fails due to scattered P-phase energy interfering with S phases. The Qp anomaly supports the common hypothesis of highly fractured and fluid saturated rocks in the source region of the swarms in northwest Bohemia. However, high temperatures in a small volume around the swarms cannot be excluded to explain our observations.
We develop an amplitude spectral ratio method for event couples from clustered earthquakes to estimate seismic wave attenuation (Q-1) in the source volume. The method allows to study attenuation within the source region of earthquake swarms or aftershocks at depth, independent of wave path and attenuation between source region and surface station. We exploit the high-frequency slope of phase spectra using multitaper spectral estimates. The method is tested using simulated full wave-field seismograms affected by recorded noise and finite source rupture. The synthetic tests verify the approach and show that solutions are independent of focal mechanisms but also show that seismic noise may broaden the scatter of results. We apply the event couple spectral ratio method to northwest Bohemia, Czech Republic, a region characterized by the persistent occurrence of earthquake swarms in a confined source region at mid-crustal depth. Our method indicates a strong anomaly of high attenuation in the source region of the swarm with an averaged attenuation factor of Qp < 100. The application to S phases fails due to scattered P-phase energy interfering with S phases. The Qp anomaly supports the common hypothesis of highly fractured and fluid saturated rocks in the source region of the swarms in northwest Bohemia. However, high temperatures in a small volume around the swarms cannot be excluded to explain our observations.
In this study, we analyze acoustic emission (AE) data recorded at the Morsleben salt mine, Germany, to assess the catalog completeness, which plays an important role in any seismicity analysis. We introduce the new concept of a magnitude completeness interval consisting of a maximum magnitude of completeness (M-c(max)) in addition to the well-known minimum magnitude of completeness. This is required to describe the completeness of the catalog, both for the smallest events (for which the detection performance may be low) and for the largest ones (which may be missed because of sensors saturation). We suggest a method to compute the maximum magnitude of completeness and calculate it for a spatial grid based on (1) the prior estimation of saturation magnitude at each sensor, (2) the correction of the detection probability function at each sensor, including a drop in the detection performance when it saturates, and (3) the combination of detection probabilities of all sensors to obtain the network detection performance. The method is tested using about 130,000 AE events recorded in a period of five weeks, with sources confined within a small depth interval, and an example of the spatial distribution of M-c(max) is derived. The comparison between the spatial distribution of M-c(max) and of the maximum possible magnitude (M-max), which is here derived using a recently introduced Bayesian approach, indicates that M-max exceeds M-c(max) in some parts of the mine. This suggests that some large and important events may be missed in the catalog, which could lead to a bias in the hazard evaluation.
Reliable estimations of magnitude of completeness (M-c) are essential for a correct interpretation of seismic catalogues. The spatial distribution of M-c may be strongly variable and difficult to assess in mining environments, owing to the presence of galleries, cavities, fractured regions, porous media and different mineralogical bodies, as well as in consequence of inhomogeneous spatial distribution of the seismicity. We apply a 3-D modification of the probabilistic magnitude of completeness (PMC) method, which relies on the analysis of network detection capabilities. In our approach, the probability to detect an event depends on its magnitude, source receiver Euclidian distance and source receiver direction. The suggested method is proposed for study of the spatial distribution of the magnitude of completeness in a mining environment and here is applied to a 2-months acoustic emission (AE) data set recorded at the Morsleben salt mine, Germany. The dense seismic network and the large data set, which includes more than one million events, enable a detailed testing of the method. This method is proposed specifically for strongly heterogeneous media. Besides, it can also be used for specific network installations, with sensors with a sensitivity, dependent on the direction of the incoming wave (e.g. some piezoelectric sensors). In absence of strong heterogeneities, the standards PMC approach should be used. We show that the PMC estimations in mines strongly depend on the source receiver direction, and cannot be correctly accounted using a standard PMC approach. However, results can be improved, when adopting the proposed 3-D modification of the PMC method. Our analysis of one central horizontal and vertical section yields a magnitude of completeness of about M-c approximate to 1 (AE magnitude) at the centre of the network, which increases up to M-c approximate to 4 at further distances outside the network; the best detection performance is estimated for a NNE-SSE elongated region, which corresponds to the strike direction of the low-attenuating salt body. Our approach provides us with small-scale details about the capability of sensors to detect an earthquake, which can be linked to the presence of heterogeneities in specific directions. Reduced detection performance in presence of strong structural heterogeneities (cavities) is confirmed by synthetic waveform modelling in heterogeneous media.
Identification and characterization of growing large-scale en-echelon fractures in a salt mine
(2014)
The spatiotemporal seismicity of acoustic emission (AE) events recorded in the Morsleben salt mine is investigated. Almost a year after backfilling of the cavities from 2003, microevents are distributed with distinctive stripe shapes above cavities at different depth levels. The physical forces driving the creation of these stripes are still unknown. This study aims to find the active stripes and track fracture developments over time by combining two different temporal and spatial clustering techniques into a single methodological approach. Anomalous seismicity parameters values like sharp b-value changes for two active stripes are good indicators to explain possible stress accumulation at the stripe tips. We identify the formation of two new seismicity stripes and show that the AE activities in active clusters are migrated mostly unidirectional to eastward and upward. This indicates that the growth of underlying macrofractures is controlled by the gradient of extensional stress. Studying size distribution characteristic in terms of frequency-magnitude distribution and b-value in active phase and phase with constant seismicity rate show that deviations from the Gutenberg-Richter power law can be explained by the inclusion of different activity phases: (1) the inactive period before the formation of macrofractures, which is characterized by a deficit of larger events (higher b-values) and (2) the period of fracture growth characterized by the occurrence of larger events (smaller b-values).