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We review properties and processes of earthquake rupture zones based on field studies, laboratory observations, theoretical models and simulations, with the goal of assessing the possible dominance of different processes in different parts of the rupture and validity of commonly used models. Rupture zones may be divided into front, intermediate, and tail regions that interact to different extents. The rupture front is dominated by fracturing and granulation processes and strong dilatation, producing faulting products that are reworked by subsequent sliding behind. The intermediate region sustains primarily frictional sliding with relatively high slip rates that produce appreciable stress transfer to the propagating front. The tail region further behind is characterized by low slip rates that effectively do not influence the propagating front, although it (and the intermediate region) can spawn small offspring rupture fronts. Wave-mediated stress transfer can also trigger failures ahead of the rupture front. Earthquake ruptures are often spatially discontinuous and intermittent with a hierarchy of asperity and segment sizes that radiate waves with different tensorial compositions and frequency bands. While different deformation processes dominating parts of the rupture zones can be treated effectively with existing constitutive relations, a more appropriate analysis of earthquake processes would require a model that combines aspects of fracture, damage-breakage, and frictional frameworks.
Earthquake source parameters such as seismic stress drop and corner frequency are observed to vary widely, leading to persistent discussion on potential scaling of stress drop and event size. Physical mechanisms that govern stress drop variations arc difficult to evaluate in nature and are more readily studied in controlled laboratory experiments. We perform two stick-slip experiments on fractured (rough) and cut (smooth) Westerly granite samples to explore fault roughness effects on acoustic emission (AE) source parameters. We separate large stick-slip events that generally saturate the seismic recording system from populations of smaller AE events which are sensitive to fault stresses prior to slip. AE event populations show many similarities to natural seismicity and may be interpreted as laboratory equivalent of natural microseismic events. We then compare the temporal evolution of mechanical data such as measured stress release during slip to temporal changes in stress drops derived from Alis using the spectral ratio technique. We report on two primary observations: (1) In contrast to most case studies for natural earthquakes, we observe a strong increase in seismic stress drop with AE size. (2) The scaling of stress drop with magnitude is governed by fault roughness, whereby the rough fault shows a more rapid increase of the stress drop magnitude relation with progressing large stick-slip events than the smooth fault. The overall range of AE sizes on the rough surface is influenced by both the average grain size and the width of the fault core. The magnitudes of the smallest AE events on smooth faults may also be governed by grain size. However, AEs significantly grow beyond peak roughness and the width of the fault core. Our laboratory tests highlight that source parameters vary substantially in the presence of fault zone heterogeneity (i.e. roughness and narrow grain size distribution), which may affect seismic energy partitioning and static stress drops of small and large AE events.
New Zealand's Alpine Fault is a large, platebounding strike-slip fault, which ruptures in large (M-w > 8) earthquakes. We conducted field and laboratory analyses of fault rocks to assess its fault zone architecture. Results reveal that the Alpine Fault Zone has a complex geometry, comprising an anastomosing network of multiple slip planes that have accommodated different amounts of displacement. This contrasts with the previous perception of the Alpine Fault Zone, which assumes a single principal slip zone accommodated all displacement. This interpretation is supported by results of drilling projects and geophysical investigations. Furthermore, observations presented here show that the young, largely unconsolidated sediments that constitute the footwall at shallow depths have a significant influence on fault gouge rheological properties and structure.
New Zealand's Alpine Fault is a large, platebounding strike-slip fault, which ruptures in large (M-w > 8) earthquakes. We conducted field and laboratory analyses of fault rocks to assess its fault zone architecture. Results reveal that the Alpine Fault Zone has a complex geometry, comprising an anastomosing network of multiple slip planes that have accommodated different amounts of displacement. This contrasts with the previous perception of the Alpine Fault Zone, which assumes a single principal slip zone accommodated all displacement. This interpretation is supported by results of drilling projects and geophysical investigations. Furthermore, observations presented here show that the young, largely unconsolidated sediments that constitute the footwall at shallow depths have a significant influence on fault gouge rheological properties and structure.
The mechanical behavior of the sandy facies of Opalinus Clay (OPA) was investigated in 42 triaxial tests performed on dry samples at unconsolidated, undrained conditions at confining pressures (p(c)) of 50-100 MPa, temperatures (T) between 25 and 200 degrees C and strain rates (epsilon) (over dot ) of 1 x-10(-3)-5 x-10(-6) -s(-1). Using a Paterson-type deformation apparatus, samples oriented at 0 degrees, 45 degrees and 90 degrees to bedding were deformed up to about 15% axial strain. Additionally, the influence of water content, drainage condition and pre-consolidation was investigated at fixed p(c)-T conditions, using dry and re-saturated samples. Deformed samples display brittle to semi-brittle deformation behavior, characterized by cataclastic flow in quartz-rich sandy layers and granular flow in phyllosilicate-rich layers. Samples loaded parallel to bedding are less compliant compared to the other loading directions. With the exception of samples deformed 45 degrees and 90 degrees to bedding at p(c) = 100 MPa, strain is localized in discrete shear zones. Compressive strength (sigma(max)) increases with increasing pc, resulting in an internal friction coefficient of approximate to 0.31 for samples deformed at 45 degrees and 90 degrees to bedding, and approximate to 0.44 for samples deformed parallel to bedding. In contrast, pre-consolidation, drainage condition, T and epsilon(over dot )do not significantly affect deformation behavior of dried samples. However, sigma(max) and Young's modulus (E) decrease substantially with increasing water saturation. Compared to the clay-rich shaly facies of OPA, sandy facies specimens display higher strength sigma(max) and Young's modulus E at similar deformation conditions. Strength and Young's modulus of samples deformed 90 degrees and 45 degrees to bedding are close to the iso-stress Reuss bound, suggesting a strong influence of weak clay-rich layers on the deformation behavior.
We analyze the spatiotemporal evolution of seismicity during a sequence of moderate (an M-w 4.7 foreshock and M-w 5.8 mainshock) earthquakes occurring in September 2019 at the transition between a creeping and a locked segment of the North Anatolian fault in the central Sea of Marmara, northwest Turkey. To investigate in detail the seismicity evolution, we apply a matched-filter technique to continuous waveforms, thus reducing the magnitude threshold for detection. Sequences of foreshocks preceding the two largest events are clearly seen, exhibiting two different behaviors: a long-term activation of the seismicity along the entire fault segment and a short-term concentration around the epicenters of the large events. We suggest a two-scale preparation phase, with aseismic slip preparing the mainshock final rupture a few days before, and a cascade mechanism leading to the nucleation of the mainshock. Thus, our study shows a combination of seismic and aseismic slip during the foreshock sequence changing the strength of the fault, bringing it closer to failure.
Knowledge of pressure-dependent static and dynamic moduli of porous reservoir rocks is of key importance for evaluating geological setting of a reservoir in geo-energy applications. We examined experimentally the evolution of static and dynamic bulk moduli for porous Bentheim sandstone with increasing confining pressure up to about 190 MPa under dry and water-saturated conditions. The static bulk moduli (K-s) were estimated from stress-volumetric strain curves while dynamic bulk moduli (K-d) were derived from the changes in ultrasonic P- and S- wave velocities (similar to 1 MHz) along different traces, which were monitored simultaneously during the entire deformation. In conjunction with published data of other porous sandstones (Berea, Navajo and Weber sandstones), our results reveal that the ratio between dynamic and static bulk moduli (K-d/K-s) reduces rapidly from about 1.5 - 2.0 at ambient pressure to about 1.1 at high pressure under dry conditions and from about 2.0 - 4.0 to about 1.5 under water-saturated conditions, respectively. We interpret such a pressure-dependent reduction by closure of narrow (compliant) cracks, highlighting thatK(d)/K(s)is positively correlated with the amount of narrow cracks. Above the crack closure pressure, where equant (stiff) pores dominate the void space,K-d/K(s)is almost constant. The enhanced difference between dynamic and static bulk moduli under water saturation compared to dry conditions is possibly caused by high pore pressure that is locally maintained if measured using high-frequency ultrasonic wave velocities. In our experiments, the pressure dependence of dynamic bulk modulus of water-saturated Bentheim sandstone at effective pressures above 5 MPa can be roughly predicted by both the effective medium theory (Mori-Tanaka scheme) and the squirt-flow model. Static bulk moduli are found to be more sensitive to narrow cracks than dynamic bulk moduli for porous sandstones under dry and water-saturated conditions.
Understanding the physical mechanisms governing fluid-induced fault slip is important for improved mitigation of seismic risks associated with large-scale fluid injection. We conducted fluid-induced fault slip experiments in the laboratory on critically stressed saw-cut sandstone samples with high permeability using different fluid pressurization rates. Our experimental results demonstrate that fault slip behavior is governed by fluid pressurization rate rather than injection pressure. Slow stick-slip episodes (peak slip velocity < 4 mu m/s) are induced by fast fluid injection rate, whereas fault creep with slip velocity < 0.4 mu m/s mainly occurs in response to slow fluid injection rate. Fluid-induced fault slip may remain mechanically stable for loading stiffness larger than fault stiffness. Independent of fault slip mode, we observed dynamic frictional weakening of the artificial fault at elevated pore pressure. Our observations highlight that varying fluid injection rates may assist in reducing potential seismic hazards of field-scale fluid injection projects. <br /> Plain Language Summary Human-induced earthquakes from field-scale fluid injection projects including enhanced geothermal system and deep wastewater injection have been documented worldwide. Although it is clear that fluid pressure plays a crucial role in triggering fault slip, the physical mechanism behind induced seismicity still remains poorly understood. We performed laboratory tests, and here we present two fluid-induced slip experiments conducted on permeable Bentheim sandstone samples crosscut by a fault that is critically stressed. Fault slip is then triggered by pumping the water from the bottom end of the sample at different fluid injection rates. Our results show that fault slip is controlled by fluid pressure increase rate rather than by the absolute magnitude of fluid pressure. In contrast to episodes of relatively rapid but stable sliding events caused by a fast fluid injection rate, fault creep is observed during slow fluid injection. Strong weakening of the dynamic friction coefficient of the experimental fault is observed at elevated pore pressure, independent of fault slip mode. These results may provide a better understanding of the complex behavior of fluid-induced fault slip on the field scale.
Analysis of past and present stimulation projects reveals that the temporal evolution and growth of maximum observed moment magnitudes may be linked directly to the injected fluid volume and hydraulic energy. Overall evolution of seismic moment seems independent of the tectonic stress regime and is most likely governed by reservoir specific parameters, such as the preexisting structural inventory. Data suggest that magnitudes can grow either in a stable way, indicating the constant propagation of self-arrested ruptures, or unbound, for which the maximum magnitude is only limited by the size of tectonic faults and fault connectivity. Transition between the two states may occur at any time during injection or not at all. Monitoring and traffic light systems used during stimulations need to account for the possibility of unstable rupture propagation from the very beginning of injection by observing the entire seismicity evolution in near-real time and at high resolution for an immediate reaction in injection strategy.
Plain Language Summary Predicting and controlling the size of earthquakes caused by fluid injection is currently the major concern of many projects associated with geothermal energy production. Here, we analyze the magnitude and seismic moment evolution with injection parameters for prominent geothermal and scientific projects to date. Evolution of seismicity seems to be largely independent of the tectonic stress background and seemingly depends on reservoir specific characteristics. We find that the maximum observed magnitudes relate linearly to the injected volume or hydraulic energy. A linear relation suggests stable growth of induced ruptures, as predicted by current models, or rupture growth may no longer depend on the stimulated volume but on tectonics. A system may change between the two states during the course of fluid injection. Close-by and high-resolution monitoring of seismic and hydraulic parameters in near-real time may help identify these fundamental changes in ample time to change injection strategy and manage maximum magnitudes.
The change of the mechanical properties of granular materials with pressure is an important topic associated with many industrial applications. In this paper we investigate the influence of hydrostatic pressure (P-e) on the effective bulk compressibility (C-eff) of a granular material by applying two modified theoretical approaches that are based on contact mechanics and micromechanics, respectively. For a granular material composed of rough grains, an extended contact model is developed to elucidate the effect of roughness of grain surfaces on bulk compressibility. At relatively low pressures, the model predicts that the decrease of bulk compressibility with pressure may be described by a power law with an exponent of -1/2 (i.e., C-eff proportional to P-e(1/2) ), but deviates at intermediate pressures. At elevated pressures beyond full contact, bulk compressibility remains almost unchanged, which may be roughly evaluated by continuum contact mechanics. As an alternative explanation of pressure-dependent bulk compressibility, we suggest a micromechanical model that accounts for effects of different types of pore space present in granular materials. Narrow and compliant inter-granular cracks are approximated by three-dimensional oblate spheroidal cracks with rough surfaces, whereas the equant and stiff pores surrounded by three and four neighboring grains are modeled as tubular pores with cross sections of three and four cusp-like corners, respectively. In this model, bulk compressibility is strongly reduced with increasing pressure by progressive closure of rough-walled cracks. At pressures exceeding crack closure pressure, deformation of the remaining equant pores is largely insensitive to pressure, with almost no further change in bulk compressibility. To validate these models, we performed hydrostatic compression tests on Bentheim sandstone (a granular rock consisting of quartz with high porosity) under a wide range of pressure. The relation between observed microstructures and measured pressure-dependent bulk compressibility is well explained by both suggested models.
Natural earthquakes often have very few observable foreshocks which significantly complicates tracking potential preparatory processes. To better characterize expected preparatory processes before failures, we study stick-slip events in a series of triaxial compression tests on faulted Westerly granite samples. We focus on the influence of fault roughness on the duration and magnitude of recordable precursors before large stick-slip failure. Rupture preparation in the experiments is detectable over long time scales and involves acoustic emission (AE) and aseismic deformation events. Preparatory fault slip is found to be accelerating during the entire pre-failure loading period, and is accompanied by increasing AE rates punctuated by distinct activity spikes associated with large slip events. Damage evolution across the fault zones and surrounding wall rocks is manifested by precursory decrease of seismic b-values and spatial correlation dimensions. Peaks in spatial event correlation suggest that large slip initiation occurs by failure of multiple asperities. Shear strain estimated from AE data represents only a small fraction (< 1%) of total shear strain accumulated during the preparation phase, implying that most precursory deformation is aseismic. The relative contribution of aseismic deformation is amplified by larger fault roughness. Similarly, seismic coupling is larger for smooth saw-cut faults compared to rough faults. The laboratory observations point towards a long-lasting and continuous preparation process leading to failure and large seismic events. The strain partitioning between aseismic and observable seismic signatures depends on fault structure and instrument resolution.
Understanding the relation between injection-induced seismic moment release and operational parameters is crucial for early identification of possible seismic hazards associated with fluid-injection projects. We conducted laboratory fluid-injection experiments on permeable sandstone samples containing a critically stressed fault at different fluid pressurization rates. The observed fluid-induced fault deformation is dominantly aseismic. Fluid-induced stick-slip and fault creep reveal that total seismic moment release of acoustic emission (AE) events is related to total injected volume, independent of respective fault slip behavior. Seismic moment release rate of AE scales with measured fault slip velocity. For injection-induced fault slip in a homogeneous pressurized region, released moment shows a linear scaling with injected volume for stable slip (steady slip and fault creep), while we find a cubic relation for dynamic slip. Our results highlight that monitoring evolution of seismic moment release with injected volume in some cases may assist in discriminating between stable slip and unstable runaway ruptures.
We investigate source processes of fluid-induced seismicity from The Geysers geothermal reservoir in California to determine their relation with hydraulic operations and improve the corresponding seismic hazard estimates. Analysis of 869 well-constrained full moment tensors (M-w 0.8-3.5) reveals significant non-double-couple components (>25%) for about 65% of the events. Volumetric deformation is governed by cumulative injection rates with larger non-double-couple components observed near the wells and during high injection periods. Source mechanisms are magnitude dependent and vary significantly between faulting regimes. Normal faulting events (M-w<2) reveal substantial volumetric components indicating dilatancy in contrast to strike-slip events that have a dominant double-couple source. Volumetric components indicating closure of cracks in the source region are mostly found for reverse faulting events with M-w>2.5. Our results imply that source processes and magnitudes of fluid-induced seismic events are strongly affected by the hydraulic operations, the reservoir stress state, and the faulting regime.
In this paper, an underground experiment at the Aspo Hard Rock Laboratory (HRL) is described. Main goal is optimizing geothermal heat exchange in crystalline rock mass at depth by multistage hydraulic fracturing with minimal impact on the environment, that is, seismic events. For this, three arrays with acoustic emission, microseismicity and electromagnetic sensors are installed mapping hydraulic fracture initiation and growth. Fractures are driven by three different water injection schemes (continuous, progressive and pulse pressurization). After a brief review of hydraulic fracture operations in crystalline rock mass at mine scale, the site geology and the stress conditions at Aspo HRL are described. Then, the continuous, single-flow rate and alternative, multiple-flow rate fracture breakdown tests in a horizontal borehole at depth level 410 m are described together with the monitoring networks and sensitivity. Monitoring results include the primary catalogue of acoustic emission hypocentres obtained from four hydraulic fractures with the in situ trigger and localizing network. The continuous versus alternative water injection schemes are discussed in terms of the fracture breakdown pressure, the fracture pattern from impression packer result and the monitoring at the arrays. An example of multistage hydraulic fracturing with several phases of opening and closing of fracture walls is evaluated using data from acoustic emissions, seismic broad-band recordings and electromagnetic signal response. Based on our limited amount of in situ tests (six) and evaluation of three tests in Avro granodiorite, in the multiple-flow rate test with progressively increasing target pressure, the acoustic emission activity starts at a later stage in the fracturing process compared to the conventional fracturing case with continuous water injection. In tendency, also the total number and magnitude of acoustic events are found to be smaller in the progressive treatment with frequent phases of depressurization.
The Alpine Fault is capable of generating large (MW > 8) earthquakes and is the main geohazard on South Island, NZ, and late in its 250–291-year seismic cycle. To minimize its hazard potential, it is indispensable to identify and understand the processes influencing the geomechanical behavior and strength-evolution of the fault. High-resolution microstructural, mineralogical and geochemical analyses of the Alpine Fault's core demonstrate wall rock fragmentation, assisted by mineral dissolution, and cementation resulting in the formation of a fine-grained principal slip zone (PSZ). A complex network of anastomosing and mutually cross-cutting calcite veins implies that faulting occurred during episodes of dilation, slip and sealing. Fluid-assisted dilatancy leads to a significant volume increase accommodated by vein formation in the fault core. Undeformed euhedral chlorite crystals and calcite veins that have cut footwall gravels demonstrate that these processes occurred very close to the Earth's surface. Microstructural evidence indicates that cataclastic processes dominate the deformation and we suggest that powder lubrication and grain rolling, particularly influenced by abundant nanoparticles, play a key role in the fault core's velocity-weakening behavior rather than frictional sliding. This is further supported by the absence of smectite, which is reasonable given recently measured geothermal gradients of more than 120 °C km−1 and the impermeable nature of the PSZ, which both limit the growth of this phase and restrict its stability to shallow depths. Our observations demonstrate that high-temperature fluids can influence authigenic mineral formation and thus control the fault's geomechanical behavior and the cyclic evolution of its strength.
We investigate the source characteristics of picoseismicity (M-w < -2) recorded during a hydraulic fracturing in situ experiment performed in the underground Aspo Hard Rock Laboratory, Sweden. The experiment consisted of six stimulations driven by three different water injection schemes and was performed inside a 28-m-long, horizontal borehole located at 410-m depth. The fracturing processes were monitored with a variety of seismic networks including broadband seismometers, geophones, high-frequency accelerometers, and acoustic emission sensors thereby covering a wide frequency band between 0.01 and 100,000Hz. Here we study the high-frequency signals with dominant frequencies exceeding 1000 Hz. The combined seismic network allowed for detection and detailed analysis of 196 small-scale seismic events with moment magnitudes M-W < -3.5 (source sizes of decimeter scale) that occurred solely during the stimulations and shortly after. The double-difference relocated hypocenter catalog as well as source parameters were used to study the physical characteristics of the induced seismicity and then compared to the stimulation parameters. We observe a spatiotemporal migration of the picoseismic events away and toward the injection intervals in direct correlation with changes in the hydraulic energy (product of fluid injection pressure and injection rate). We find that the total radiated seismic energy is extremely low with respect to the product of injected fluid volume and pressure (hydraulic energy). The radiated seismic energy correlates well with the hydraulic energy rate. The obtained fault plane solutions for particularly well-characterized events signify the reactivation of preexisting rock defects under influence of increased pore fluid pressure on fault plane orientations in good correspondence with the local stress field orientation.
We analyze a large transient strainmeter signal recorded at 62.5 m depth along the southern shore of the eastern Sea of Marmara region in northwestern Turkey. This region represents a passage of stress transfer from the Izmit rupture to the Marmara seismic gap. The strain signal was recorded at the Esenkoy site by one of the ICDP-GONAF (International Continental Drilling Programme - Geophysical Observatory at the North Anatolian Fault) strainmeters on the Armutlu peninsula with a maximum amplitude of 5 microstrain and lasting about 50 days. The onset of the strain signal coincided with the origin time of a M-w 4.4 earthquake offshore Yalova, which occurred as part of a seismic sequence including eight M-w >= 3.5 earthquakes. The Mw 4.4 event occurred at a distance of about 30 km from Esenkoy on June 25th 2016 representing the largest earthquake in this region since 2008. Before the event, the maximum horizontal strain was subparallel to the regional maximum horizontal stress derived from stress inversion of local seismicity. During the strain transient, we observe a clockwise rotation in the local horizontal strain field of about 20 degrees. The strain signal does not correlate with known environmental parameters such as annual changes of sea level, rainfall or temperature. The strain signal could indicate local slow slip on the Cinarcik fault and thus a transfer of stress to the eastern Marmara seismic gap.
We show that near-real-time seismic monitoring of fluid injection allowed control of induced earthquakes during the stimulation of a 6.1-km-deep geothermal well near Helsinki, Finland. A total of 18,160 m(3) of fresh water was pumped into crystalline rocks over 49 days in June to July 2018. Seismic monitoring was performed with a 24-station borehole seismometer network. Using near-real-time information on induced-earthquake rates, locations, magnitudes, and evolution of seismic and hydraulic energy, pumping was either stopped or varied-in the latter case, between well-head pressures of 60 and 90 MPa and flow rates of 400 and 800 liters/min. This procedure avoided the nucleation of a project-stopping magnitude M-W 2.0 induced earthquake, a limit set by local authorities. Our results suggest a possible physics-based approach to controlling stimulation-induced seismicity in geothermal projects.
Preparatory mechanisms accompanying or leading to nucleation of larger earthquakes have been observed at both laboratory and field scales, but conditions favoring the occurrence of observable preparatory processes are still largely unknown. In particular, it remains a matter of debate why some earthquakes occur spontaneously without noticeable precursors as opposed to events that are preceded by an extended failure process. In this study, we have generated new high-resolution seismicity catalogs framing the occurrence of 20 M-L > 2.5 earthquakes at The Geysers geothermal field in California. To this end, a seismicity catalog of the 11 days framing each large event was created. We selected 20 sequences sampling different hypocentral depths and hydraulic conditions within the field. Seismic activity and magnitude frequency distributions displayed by the different earthquake sequences are correlated with their location within the reservoir. Sequences located in the northwestern part of the reservoir show overall increased seismic activity and low b values, while the southeastern part is dominated by decreased seismic activity and higher b values. Periods of high injection coincide with high b values and vice versa. These observations potentially reflect varying differential and mean stresses and damage of the reservoir rocks across the field. About 50% of analyzed sequences exhibit no change in seismicity rate in response to the large main event. However, we find complex waveforms at the onset of the main earthquake, suggesting that small ruptures spontaneously grow into or trigger larger events.