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Steep mountain channels are an important component of the fluvial system. On geological timescales, they shape mountain belts and counteract tectonic uplift by erosion. Their channels are strongly coupled to hillslopes and they are often the main source of sediment transported downstream to low-gradient rivers and to alluvial fans, where commonly settlements in mountainous areas are located. Hence, mountain streams are the cause for one of the main natural hazards in these regions. Due to climate change and a pronounced populating of mountainous regions the attention given to this threat is even growing. Although quantitative studies on sediment transport have significantly advanced our knowledge on measuring and calibration techniques we still lack studies of the processes within mountain catchments. Studies examining the mechanisms of energy and mass exchange on small temporal and spatial scales in steep streams remain sparse in comparison to low-gradient alluvial channels.
In the beginning of this doctoral project, a vast amount of experience and knowledge of a steep stream in the Swiss Prealps had to be consolidated in order to shape the principal aim of this research effort. It became obvious, that observations from within the catchment are underrepresented in comparison to experiments performed at the catchment’s outlet measuring fluxes and the effects of the transported material. To counteract this imbalance, an examination of mass fluxes within the catchment on the process scale was intended. Hence, this thesis is heavily based on direct field observations, which are generally rare in these environments in quantity and quality. The first objective was to investigate the coupling of the channel with surrounding hillslopes, the major sources of sediment. This research, which involved the monitoring of the channel and adjacent hillslopes, revealed that alluvial channel steps play a key role in coupling of channel and hillslopes. The observations showed that hillslope stability is strongly associated with the step presence and an understanding of step morphology and stability is therefore crucial in understanding sediment mobilization. This finding refined the way we think about the sediment dynamics in steep channels and motivated continued research of the step dynamics. However, soon it became obvious that the technological basis for developing field tests and analyzing the high resolution geometry measured in the field was not available. Moreover, for many geometrical quantities in mountain channels definitions and a clear scientific standard was not available. For example, these streams are characterized by a high spatial variability of the channel banks, preventing straightforward calculations of the channel width without a defined reference. Thus, the second and inevitable part of this thesis became the development and evaluation of scientific tools in order to investigate the geometrical content of the study reach thoroughly. The developed framework allowed the derivation of various metrics of step and channel geometry which facilitated research on the a large data set of observations of channel steps. In the third part, innovative, physically-based metrics have been developed and compared to current knowledge on step formation, suggested in the literature. With this analyses it could be demonstrated that the formation of channel steps follow a wide range of hydraulic controls. Due to the wide range of tested parameters channel steps observed in a natural stream were attributed to different mechanisms of step formation, including those based on jamming and those based on key-stones. This study extended our knowledge on step formation in a steep stream and harmonized different, often time seen as competing, processes of step formation. This study was based on observations collected at one point in time. In the fourth part of this project, the findings of the snap-shot observations were extended in the temporal dimension and the derived concepts have been utilized to investigate reach-scale step patterns in response to large, exceptional flood events. The preliminary results of this work based on the long-term analyses of 7 years of long profile surveys showed that the previously observed channel-hillslope mechanism is the responsible for the short-term response of step formation.
The findings of the long-term analyses of step patterns drew a bow to the initial observations of a channel-hillslope system which allowed to join the dots in the dynamics of steep stream. Thus, in this thesis a broad approach has been chosen to gain insights into the complex system of steep mountain rivers. The effort includes in situ field observations (article I), the development of quantitative scientific tools (article II), the reach-scale analyses of step-pool morphology (article III) and its temporal evolution (article IV). With this work our view on the processes within the catchment has been advanced towards a better mechanistic understanding of these fluvial system relevant to improve applied scientific work.
Anthropogenically amplified erosion leads to increased fine-grained sediment input into the fluvial system in the 15.000 km2 Kharaa River catchment in northern Mongolia and constitutes a major stressing factor for the aquatic ecosystem. This study uniquely combines the application of intensive monitoring, source fingerprinting and catchment modelling techniques to allow for the comparison of the credibility and accuracy of each single method. High-resolution discharge data were used in combination with daily suspended solid measurements to calculate the suspended sediment budget and compare it with estimations of the sediment budget model SedNet. The comparison of both techniques showed that the development of an overall sediment budget with SedNet was possible, yielding results in the same order of magnitude (20.3 kt a- 1 and 16.2 kt a- 1).
Radionuclide sediment tracing, using Be-7, Cs-137 and Pb-210 was applied to differentiate sediment sources for particles < 10μm from hillslope and riverbank erosion and showed that riverbank erosion generates 74.5% of the suspended sediment load, whereas surface erosion contributes 21.7% and gully erosion only 3.8%. The contribution of the single subcatchments of the Kharaa to the suspended sediment load was assessed based on their variation in geochemical composition (e.g. in Ti, Sn, Mo, Mn, As, Sr, B, U, Ca and Sb). These variations were used for sediment source discrimination with geochemical composite fingerprints based on Genetic Algorithm driven Discriminant Function Analysis, the Kruskal–Wallis H-test and Principal Component Analysis. The contributions of the individual sub-catchment varied from 6.4% to 36.2%, generally showing higher contributions from the sub-catchments in the middle, rather than the upstream portions of the study area.
The results indicate that river bank erosion generated by existing grazing practices of livestock is the main cause for elevated fine sediment input. Actions towards the protection of the headwaters and the stabilization of the river banks within the middle reaches were identified as the highest priority. Deforestation and by lodging and forest fires should be prevented to avoid increased hillslope erosion in the mountainous areas. Mining activities are of minor importance for the overall catchment sediment load but can constitute locally important point sources for particular heavy metals in the fluvial system.
Trends in precipitation over Germany and the Rhine basin related to changes in weather patterns
(2017)
Precipitation as the central meteorological feature for agriculture, water security, and human well-being amongst others, has gained special attention ever since. Lack of precipitation may have devastating effects such as crop failure and water scarcity. Abundance of precipitation, on the other hand, may as well result in hazardous events such as flooding and again crop failure. Thus, great effort has been spent on tracking changes in precipitation and relating them to underlying processes. Particularly in the face of global warming and given the link between temperature and atmospheric water holding capacity, research is needed to understand the effect of climate change on precipitation.
The present work aims at understanding past changes in precipitation and other meteorological variables. Trends were detected for various time periods and related to associated changes in large-scale atmospheric circulation. The results derived in this thesis may be used as the foundation for attributing changes in floods to climate change. Assumptions needed for the downscaling of large-scale circulation model output to local climate stations are tested and verified here.
In a first step, changes in precipitation over Germany were detected, focussing not only on precipitation totals, but also on properties of the statistical distribution, transition probabilities as a measure for wet/dry spells, and extreme precipitation events.
Shifting the spatial focus to the Rhine catchment as one of the major water lifelines of Europe and the largest river basin in Germany, detected trends in precipitation and other meteorological variables were analysed in relation to states of an ``optimal'' weather pattern classification. The weather pattern classification was developed seeking the best skill in explaining the variance of local climate variables.
The last question addressed whether observed changes in local climate variables are attributable to changes in the frequency of weather patterns or rather to changes within the patterns itself. A common assumption for a downscaling approach using weather patterns and a stochastic weather generator is that climate change is expressed only as a changed occurrence of patterns with the pattern properties remaining constant. This assumption was validated and the ability of the latest generation of general circulation models to reproduce the weather patterns was evaluated.
% Paper 1
Precipitation changes in Germany in the period 1951-2006 can be summarised briefly as negative in summer and positive in all other seasons. Different precipitation characteristics confirm the trends in total precipitation: while winter mean and extreme precipitation have increased, wet spells tend to be longer as well (expressed as increased probability for a wet day followed by another wet day). For summer the opposite was observed: reduced total precipitation, supported by decreasing mean and extreme precipitation and reflected in an increasing length of dry spells.
Apart from this general summary for the whole of Germany, the spatial distribution within the country is much more differentiated. Increases in winter precipitation are most pronounced in the north-west and south-east of Germany, while precipitation increases are highest in the west for spring and in the south for autumn. Decreasing summer precipitation was observed in most regions of Germany, with particular focus on the south and west.
The seasonal picture, however, was again differently represented in the contributing months, e.g.\ increasing autumn precipitation in the south of Germany is formed by strong trends in the south-west in October and in the south-east in November. These results emphasise the high spatial and temporal organisation of precipitation changes.
% Paper 2
The next step towards attributing precipitation trends to changes in large-scale atmospheric patterns was the derivation of a weather pattern classification that sufficiently stratifies the local climate variables under investigation. Focussing on temperature, radiation, and humidity in addition to precipitation, a classification based on mean sea level pressure, near-surface temperature, and specific humidity was found to have the best skill in explaining the variance of the local variables. A rather high number of 40 patterns was selected, allowing typical pressure patterns being assigned to specific seasons by the associated temperature patterns. While the skill in explaining precipitation variance is rather low, better skill was achieved for radiation and, of course, temperature.
Most of the recent GCMs from the CMIP5 ensemble were found to reproduce these weather patterns sufficiently well in terms of frequency, seasonality, and persistence.
% Paper 3
Finally, the weather patterns were analysed for trends in pattern frequency, seasonality, persistence, and trends in pattern-specific precipitation and temperature. To overcome uncertainties in trend detection resulting from the selected time period, all possible periods in 1901-2010 with a minimum length of 31 years were considered. Thus, the assumption of a constant link between patterns and local weather was tested rigorously. This assumption was found to hold true only partly. While changes in temperature are mainly attributable to changes in pattern frequency, for precipitation a substantial amount of change was detected within individual patterns.
Magnitude and even sign of trends depend highly on the selected time period. The frequency of certain patterns is related to the long-term variability of large-scale circulation modes.
Changes in precipitation were found to be heterogeneous not only in space, but also in time - statements on trends are only valid for the specific time period under investigation. While some part of the trends can be attributed to changes in the large-scale circulation, distinct changes were found within single weather patterns as well.
The results emphasise the need to analyse multiple periods for thorough trend detection wherever possible and add some note of caution to the application of downscaling approaches based on weather patterns, as they might misinterpret the effect of climate change due to neglecting within-type trends.
Arctic warming has implications for the functioning of terrestrial Arctic ecosystems, global climate and socioeconomic systems of northern communities. A research gap exists in high spatial resolution monitoring and understanding of the seasonality of permafrost degradation, spring snowmelt and vegetation phenology. This thesis explores the diversity and utility of dense TerraSAR-X (TSX) X-Band time series for monitoring ice-rich riverbank erosion, snowmelt, and phenology of Arctic vegetation at long-term study sites in the central Lena Delta, Russia and on Qikiqtaruk (Herschel Island), Canada. In the thesis the following three research questions are addressed:
• Is TSX time series capable of monitoring the dynamics of rapid permafrost degradation in ice-rich permafrost on an intra-seasonal scale and can these datasets in combination with climate data identify the climatic drivers of permafrost degradation?
• Can multi-pass and multi-polarized TSX time series adequately monitor seasonal snow cover and snowmelt in small Arctic catchments and how does it perform compared to optical satellite data and field-based measurements?
• Do TSX time series reflect the phenology of Arctic vegetation and how does the recorded signal compare to in-situ greenness data from RGB time-lapse camera data and vegetation height from field surveys?
To answer the research questions three years of TSX backscatter data from 2013 to 2015 for the Lena Delta study site and from 2015 to 2017 for the Qikiqtaruk study site were used in quantitative and qualitative analysis complimentary with optical satellite data and in-situ time-lapse imagery.
The dynamics of intra-seasonal ice-rich riverbank erosion in the central Lena Delta, Russia were quantified using TSX backscatter data at 2.4 m spatial resolution in HH polarization and validated with 0.5 m spatial resolution optical satellite data and field-based time-lapse camera data. Cliff top lines were automatically extracted from TSX intensity images using threshold-based segmentation and vectorization and combined in a geoinformation system with manually digitized cliff top lines from the optical satellite data and rates of erosion extracted from time-lapse cameras. The results suggest that the cliff top eroded at a constant rate throughout the entire erosional season. Linear mixed models confirmed that erosion was coupled with air temperature and precipitation at an annual scale, seasonal fluctuations did not influence 22-day erosion rates. The results highlight the potential of HH polarized X-Band backscatter data for high temporal resolution monitoring of rapid permafrost degradation.
The distinct signature of wet snow in backscatter intensity images of TSX data was exploited to generate wet snow cover extent (SCE) maps on Qikiqtaruk at high temporal resolution. TSX SCE showed high similarity to Landsat 8-derived SCE when using cross-polarized VH data. Fractional snow cover (FSC) time series were extracted from TSX and optical SCE and compared to FSC estimations from in-situ time-lapse imagery. The TSX products showed strong agreement with the in-situ data and significantly improved the temporal resolution compared to the Landsat 8 time series. The final combined FSC time series revealed two topography-dependent snowmelt patterns that corresponded to in-situ measurements. Additionally TSX was able to detect snow patches longer in the season than Landsat 8, underlining the advantage of TSX for detection of old snow. The TSX-derived snow information provided valuable insights into snowmelt dynamics on Qikiqtaruk previously not available.
The sensitivity of TSX to vegetation structure associated with phenological changes was explored on Qikiqtaruk. Backscatter and coherence time series were compared to greenness data extracted from in-situ digital time-lapse cameras and detailed vegetation parameters on 30 areas of interest. Supporting previous results, vegetation height corresponded to backscatter intensity in co-polarized HH/VV at an incidence angle of 31°. The dry, tall shrub dominated ecological class showed increasing backscatter with increasing greenness when using the cross polarized VH/HH channel at 32° incidence angle. This is likely driven by volume scattering of emerging and expanding leaves. Ecological classes with more prostrate vegetation and higher bare ground contributions showed decreasing backscatter trends over the growing season in the co-polarized VV/HH channels likely a result of surface drying instead of a vegetation structure signal. The results from shrub dominated areas are promising and provide a complementary data source for high temporal monitoring of vegetation phenology.
Overall this thesis demonstrates that dense time series of TSX with optical remote sensing and in-situ time-lapse data are complementary and can be used to monitor rapid and seasonal processes in Arctic landscapes at high spatial and temporal resolution.
Fluvial terraces, floodplains, and alluvial fans are the main landforms to store sediments and to decouple hillslopes from eroding mountain rivers. Such low-relief landforms are also preferred locations for humans to settle in otherwise steep and poorly accessible terrain. Abundant water and sediment as essential sources for buildings and infrastructure make these areas amenable places to live at. Yet valley floors are also prone to rare and catastrophic sedimentation that can overload river systems by abruptly increasing the volume of sediment supply, thus causing massive floodplain aggradation, lateral channel instability, and increased flooding. Some valley-fill sediments should thus record these catastrophic sediment pulses, allowing insights into their timing, magnitude, and consequences.
This thesis pursues this theme and focuses on a prominent ~150 km2 valley fill in the Pokhara Valley just south of the Annapurna Massif in central Nepal. The Pokhara Valley is conspicuously broad and gentle compared to the surrounding dissected mountain terrain,
and is filled with locally more than 70 m of clastic debris. The area’s main river, Seti Khola, descends from the Annapurna Sabche Cirque at 3500-4500 m asl down to 900 m asl where it incises into this valley fill. Humans began to settle on this extensive
fan surface in the 1750’s when the Trans-Himalayan trade route connected the Higher Himalayas, passing Pokhara city, with the subtropical lowlands of the Terai. High and unstable river terraces and steep gorges undermined by fast flowing rivers with highly seasonal (monsoon-driven) discharge, a high earthquake risk, and a growing population make the Pokhara Valley an ideal place to study the recent geological and geomorphic history of its sediments and the implication for natural hazard appraisals.
The objective of this thesis is to quantify the timing, the sedimentologic and geomorphic processes as well as the fluvial response to a series of strong sediment pulses. I report
diagnostic sedimentary archives, lithofacies of the fan terraces, their geochemical provenance, radiocarbon-age dating and the stratigraphic relationship between them. All these various and independent lines of evidence show consistently that multiple sediment pulses filled the Pokhara Valley in medieval times, most likely in connection with, if not triggered by, strong seismic ground shaking. The geomorphic and sedimentary evidence is
consistent with catastrophic fluvial aggradation tied to the timing of three medieval Himalayan earthquakes in ~1100, 1255, and 1344 AD. Sediment provenance and calibrated radiocarbon-age data are the key to distinguish three individual sediment pulses, as these are not evident from their sedimentology alone. I explore various measures of adjustment and fluvial response of the river system following these massive aggradation pulses. By using proxies such as net volumetric erosion, incision and erosion rates, clast provenance on active river banks, geomorphic markers such as re-exhumed tree trunks in growth position, and knickpoint locations in tributary valleys, I estimate the response of the river network in the Pokhara Valley to earthquake disturbance over several centuries. Estimates of the removed volumes since catastrophic valley filling began, require average net sediment
yields of up to 4200 t km−2 yr−1 since, rates that are consistent with those reported for Himalayan rivers. The lithological composition of active channel-bed load differs from that of local bedrock material, confirming that rivers have adjusted 30-50% depending on data of different tributary catchments, locally incising with rates of 160-220 mm yr−1. In many tributaries to the Seti Khola, most of the contemporary river loads come from a Higher Himalayan source, thus excluding local hillslopes as sources. This imbalance in sediment provenance emphasizes how the medieval sediment pulses must have rapidly traversed up to 70 km downstream to invade the downstream reaches of the tributaries
up to 8 km upstream, thereby blocking the local drainage and thus reinforcing, or locally creating new, floodplain lakes still visible in the landscape today.
Understanding the formation, origin, mechanism and geomorphic processes of this valley fill is crucial to understand the landscape evolution and response to catastrophic sediment pulses. Several earthquake-triggered long-runout rock-ice avalanches or catastrophic dam burst in the Higher Himalayas are the only plausible mechanisms to explain both the geomorphic and sedimentary legacy that I document here. In any case, the Pokhara Valley was most likely hit by a cascade of extremely rare processes over some two centuries starting in the early 11th century. Nowhere in the Himalayas do we find valley fills of
comparable size and equally well documented depositional history, making the Pokhara Valley one of the most extensively dated valley fill in the Himalayas to date. Judging from the growing record of historic Himalayan earthquakes in Nepal that were traced and
dated in fault trenches, this thesis shows that sedimentary archives can be used to directly aid reconstructions and predictions of both earthquake triggers and impacts from a sedimentary-response perspective. The knowledge about the timing, evolution, and response of the Pokhara Valley and its river system to earthquake triggered sediment pulses is important to address the seismic and geomorphic risk for the city of Pokhara. This
thesis demonstrates how geomorphic evidence on catastrophic valley infill can help to independently verify paleoseismological fault-trench records and may initiate re-thinking on post-seismic hazard assessments in active mountain regions.
The formation and breaching of natural dammed lakes have formed the landscapes, especially in seismically active high-mountain regions. Dammed lakes pose both, potential water resources, and hazard in case of dam breaching. Central Asia has mostly arid and semi-arid climates. Rock glaciers already store more water than ice-glaciers in some semi-arid regions of the world, but their distribution and advance mechanisms are still under debate in recent research. Their impact on the water availability in Central Asia will likely increase as temperatures rise and glaciers diminish.
This thesis provides insight to the relative age distribution of selected Kyrgyz and Kazakh rock glaciers and their single lobes derived from lichenometric dating. The size of roughly 8000 different lichen specimens was used to approximate an exposure age of the underlying debris surface. We showed that rock-glacier movement differs signifcantly on small scales. This has several implications for climatic inferences from rock glaciers. First, reactivation of their lobes does not necessarily point to climatic changes, or at least at out-of-equilibrium conditions. Second, the elevations of rock-glacier toes can no longer be considered as general indicators of the limit of sporadic mountain permafrost as they have been used traditionally.
In the mountainous and seismically active region of Central Asia, natural dams, besides rock glaciers, also play a key role in controlling water and sediment infux into river valleys. However, rock glaciers advancing into valleys seem to be capable of infuencing the stream network, to dam rivers, or to impound lakes. This influence has not previously been addressed. We quantitatively explored these controls using a new inventory of 1300 Central Asian rock glaciers. Elevation, potential incoming solar radiation, and the size of rock glaciers and their feeder basins played key roles in predicting dam appearance. Bayesian techniques were used to credibly distinguish between lichen sizes on rock glaciers and their lobes, and to find those parameters of a rock-glacier system that are most credibly expressing the potential to build natural dams.
To place these studies in the region's history of natural dams, a combination of dating of former lake levels and outburst flood modelling addresses the history and possible outburst flood hypotheses of the second largest mountain lake of the world, Issyk Kul in Kyrgyzstan. Megafoods from breached earthen or glacial dams were found to be a likely explanation for some of the lake's highly fluctuating water levels. However, our detailed analysis of candidate lake sediments and outburst-flood deposits also showed that more localised dam breaks to the west of Issyk Kul could have left similar geomorphic and sedimentary evidence in this Central Asian mountain landscape. We thus caution against readily invoking megafloods as the main cause of lake-level drops of Issyk Kul. In summary, this thesis addresses some new pathways for studying rock glaciers and natural dams with several practical implications for studies on mountain permafrost and natural hazards.
Landslides are frequent natural hazards in rugged terrain, when the resisting frictional force of the surface of rupture yields to the gravitational force. These forces are functions of geological and morphological factors, such as angle of internal friction, local slope gradient or curvature, which remain static over hundreds of years; whereas more dynamic triggering events, such as rainfall and earthquakes, compromise the force balance by temporarily reducing resisting forces or adding transient loads. This thesis investigates landslide distribution and orientation due to landslide triggers (e.g. rainfall) at different scales (6-4∙10^5 km^2) and aims to link rainfall movement with the landslide distribution. It additionally explores the local impacts of the extreme rainstorms on landsliding and the role of precursory stability conditions that could be induced by an earlier trigger, such as an earthquake.
Extreme rainfall is a common landslide trigger. Although several studies assessed rainfall intensity and duration to study the distribution of thus triggered landslides, only a few case studies quantified spatial rainfall patterns (i.e. orographic effect). Quantifying the regional trajectories of extreme rainfall could aid predicting landslide prone regions in Japan. To this end, I combined a non-linear correlation metric, namely event synchronization, and radial statistics to assess the general pattern of extreme rainfall tracks over distances of hundreds of kilometers using satellite based rainfall estimates. Results showed that, although the increase in rainfall intensity and duration positively correlates with landslide occurrence, the trajectories of typhoons and frontal storms were insufficient to explain landslide distribution in Japan. Extreme rainfall trajectories inclined northwestwards and were concentrated along some certain locations, such as coastlines of southern Japan, which was unnoticed in the landslide distribution of about 5000 rainfall-triggered landslides. These landslides seemed to respond to the mean annual rainfall rates.
Above mentioned findings suggest further investigation on a more local scale to better understand the mechanistic response of landscape to extreme rainfall in terms of landslides. On May 2016 intense rainfall struck southern Germany triggering high waters and landslides. The highest damage was reported at the Braunsbach, which is located on the tributary-mouth fan formed by the Orlacher Bach. Orlacher Bach is a ~3 km long creek that drains a catchment of about ~6 km^2. I visited this catchment in June 2016 and mapped 48 landslides along the creek. Such high landslide activity was not reported in the nearby catchments within ~3300 km^2, despite similar rainfall intensity and duration based on weather radar estimates. My hypothesis was that several landslides were triggered by rainfall-triggered flash floods that undercut hillslope toes along the Orlacher Bach. I found that morphometric features such as slope and curvature play an important role in landslide distribution on this micro scale study site (<10 km^2). In addition, the high number of landslides along the Orlacher Bach could also be boosted by accumulated damages on hillslopes due karst weathering over longer time scales.
Precursory damages on hillslopes could also be induced by past triggering events that effect landscape evolution, but this interaction is hard to assess independently from the latest trigger. For example, an earthquake might influence the evolution of a landscape decades long, besides its direct impacts, such as landslides that follow the earthquake. Here I studied the consequences of the 2016 Kumamoto Earthquake (MW 7.1) that triggered some 1500 landslides in an area of ~4000 km^2 in central Kyushu, Japan. Topography, i.e. local slope and curvature, both amplified and attenuated seismic waves, thus controlling the failure mechanism of those landslides (e.g. progressive). I found that topography fails in explaining the distribution and the preferred orientation of the landslides after the earthquake; instead the landslides were concentrated around the northeast of the rupture area and faced mostly normal to the rupture plane. This preferred location of the landslides was dominated mainly by the directivity effect of the strike-slip earthquake, which is the propagation of wave energy along the fault in the rupture direction; whereas amplitude variations of the seismic radiation altered the preferred orientation. I suspect that the earthquake directivity and the asymmetry of seismic radiation damaged hillslopes at those preferred locations increasing landslide susceptibility. Hence a future weak triggering event, e.g. scattered rainfall, could further trigger landslides at those damaged hillslopes.
Together with the gradual change of mean values, ongoing climate change is projected to increase frequency and amplitude of temperature and precipitation extremes in many regions of Europe. The impacts of such in most cases short term extraordinary climate situations on terrestrial ecosystems are a matter of central interest of recent climate change research, because it can not per se be assumed that known dependencies between climate variables and ecosystems are linearly scalable. So far, yet, there is a high demand for a method to quantify such impacts in terms of simultaneities of event time series.
In the course of this manuscript the new statistical approach of Event Coincidence Analysis (ECA) as well as it's R implementation is introduced, a methodology that allows assessing whether or not two types of event time series exhibit similar sequences of occurrences. Applications of the method are presented, analyzing climate impacts on different temporal and spacial scales: the impact of extraordinary expressions of various climatic variables on tree stem variations (subdaily and local scale), the impact of extreme temperature and precipitation events on the owering time of European shrub species (weekly and country scale), the impact of extreme temperature events on ecosystem health in terms of NDVI (weekly and continental scale) and the impact of El Niño and La Niña events on precipitation anomalies (seasonal and global scale).
The applications presented in this thesis refine already known relationships based on classical methods and also deliver substantial new findings to the scientific community: the widely known positive correlation between flowering time and temperature for example is confirmed to be valid for the tails of the distributions while the widely assumed positive dependency between stem diameter variation and temperature is shown to be not valid for very warm and very cold days. The larger scale investigations underline the sensitivity of anthrogenically shaped landscapes towards temperature extremes in Europe and provide a comprehensive global ENSO impact map for strong precipitation events.
Finally, by publishing the R implementation of the method, this thesis shall enable other researcher to further investigate on similar research questions by using Event Coincidence Analysis.
Active and passive source data from two seismic experiments within the interdisciplinary project TIPTEQ (from The Incoming Plate to mega Thrust EarthQuake processes) were used to image and identify the structural and petrophysical properties (such as P- and S-velocities, Poisson's ratios, pore pressure, density and amount of fluids) within the Chilean seismogenic coupling zone at 38.25°S, where in 1960 the largest earthquake ever recorded (Mw 9.5) occurred. Two S-wave velocity models calculated using traveltime and noise tomography techniques were merged with an existing velocity model to obtain a 2D S-wave velocity model, which gathered the advantages of each individual model. In a following step, P- and S-reflectivity images of the subduction zone were obtained using different pre stack and post-stack depth migration techniques. Among them, the recent prestack line-drawing depth migration scheme yielded revealing results. Next, synthetic seismograms modelled using the reflectivity method allowed, through their input 1D synthetic P- and S-velocities, to infer the composition and rocks within the subduction zone. Finally, an image of the subduction zone is given, jointly interpreting the results from this work with results from other studies. The Chilean seismogenic coupling zone at 38.25°S shows a continental crust with highly reflective horizontal, as well as (steep) dipping events. Among them, the Lanalhue Fault Zone (LFZ), which is interpreted to be east-dipping, is imaged to very shallow depths. Some steep reflectors are observed for the first time, for example one near the coast, related to high seismicity and another one near the LFZ. Steep shallow reflectivity towards the volcanic arc could be related to a steep west-dipping reflector interpreted as fluids and/or melts, migrating upwards due to material recycling in the continental mantle wedge. The high resolution of the S-velocity model in the first kilometres allowed to identify several sedimentary basins, characterized by very low P- and S-velocities, high Poisson's ratios and possible steep reflectivity. Such high Poisson's ratios are also observed within the oceanic crust, which reaches the seismogenic zone hydrated due to bending-related faulting. It is interpreted to release water until reaching the coast and under the continental mantle wedge. In terms of seismic velocities, the inferred composition and rocks in the continental crust is in agreement with field geology observations at the surface along the proflle. Furthermore, there is no requirement to call on the existence of measurable amounts of present-day fluids above the plate interface in the continental crust of the Coastal Cordillera and the Central Valley in this part of the Chilean convergent margin. A large-scale anisotropy in the continental crust and upper mantle, previously proposed from magnetotelluric studies, is proposed from seismic velocities. However, quantitative studies on this topic in the continental crust of the Chilean seismogenic zone at 38.25°S do not exist to date.
The scientific drilling campaign PALEOVAN was conducted in the summer of 2010 and was part of the international continental drilling programme (ICDP). The main goal of the campaign was the recovery of a sensitive climate archive in the East of Anatolia. Lacustrine deposits underneath the lake floor of ‘Lake Van’ constitute this archive. The drilled core material was recovered from two locations: the Ahlat Ridge and the Northern Basin. A composite core was constructed from cored material of seven parallel boreholes at the Ahlat Ridge and covers an almost complete lacustrine history of Lake Van. The composite record offered sensitive climate proxies such as variations of total organic carbon, K/Ca ratios, or a relative abundance of arboreal pollen. These proxies revealed patterns that are similar to climate proxy variations from Greenland ice cores. Climate variations in Greenland ice cores have been dated by modelling the timing of orbital forces to affect the climate. Volatiles from melted ice aliquots are often taken as high-resolution proxies and provide a base for fitting the according temporal models.
The ICDP PALEOVAN scientific team fitted proxy data from the lacustrine drilling record to ice core data and constructed an age model. Embedded volcaniclastic layers had to be dated radiometrically in order to provide independent age constraints to the climate-stratigraphic age model. Solving this task by an application of the 40Ar/39Ar method was the main objective of this thesis. Earlier efforts to apply the 40Ar/39Ar dating resulted in inaccuracies that could not be explained satisfactorily.
The absence of K-rich feldspars in suitable tephra layers implied that feldspar crystals needed to be 500 μm in size minimum, in order to apply single-crystal 40Ar/39Ar dating. Some of the samples did not contain any of these grain sizes or only very few crystals of that size. In order to overcome this problem this study applied a combined single-crystal and multi-crystal approach with different crystal fractions from the same sample. The preferred method of a stepwise heating analysis of an aliquot of feldspar crystals has been applied to three samples. The Na-rich crystals and their young geological age required 20 mg of inclusion-free, non-corroded feldspars. Small sample volumes (usually 25 % aliquots of 5 cm3 of sample material – a spoon full of tephra) and the widespread presence of melt-inclusion led to the application of combined single- and multigrain total fusion analyses. 40Ar/39Ar analyses on single crystals have the advantage of being able to monitor the presence of excess 40Ar and detrital or xenocrystic contamination in the samples. Multigrain analyses may hide the effects from these obstacles. The results from the multigrain analyses are therefore discussed with respect to the findings from the respective cogenetic single crystal ages. Some of the samples in this study were dated by 40Ar/39Ar on feldspars on multigrain separates and (if available) in combination with only a few single crystals. 40Ar/39Ar ages from two of the samples deviated statistically from the age model. All other samples resulted in identical ages. The deviations displayed older ages than those obtained from the age model. t-Tests compared radiometric ages with available age control points from various proxies and from the relative paleointensity of the earth magnetic field within a stratigraphic range of ± 10 m. Concordant age control points from different relative chronometers indicated that deviations are a result of erroneous 40Ar/39Ar ages. The thesis argues two potential reasons for these ages: (1) the irregular appearance of 40Ar from rare melt- and fluid- inclusions and (2) the contamination of the samples with older crystals due to a rapid combination of assimilation and ejection.
Another aliquot of feldspar crystals that underwent separation for the application of 40Ar/39Ar dating was investigated for geochemical inhomogeneities. Magmatic zoning is ubiquitous in the volcaniclastic feldspar crystals. Four different types of magmatic zoning were detected. The zoning types are compositional zoning (C-type zoning), pseudo-oscillatory zoning of trace ele- ment concentrations (PO-type zoning), chaotic and patchy zoning of major and trace element concentrations (R-type zoning) and concentric zoning of trace elements (CC-type zoning). Sam- ples that deviated in 40Ar/39Ar ages showed C-type zoning, R-type zoning or a mix of different types of zoning (C-type and PO-type). Feldspars showing PO-type zoning typically represent the smallest grain size fractions in the samples. The constant major element compositions of these crystals are interpreted to represent the latest stages in the compositional evolution of feldspars in a peralkaline melt. PO-type crystals contain less melt- inclusions than other zoning types and are rarely corroded. This thesis concludes that feldspars that show PO-type zoning are most promising chronometers for the 40Ar/39Ar method, if samples provide mixed zoning types of Quaternary anorthoclase feldspars.
Five samples were dated by applying the 40Ar/39Ar method to volcanic glass. High fractions of atmospheric Ar (typically > 98%) significantly hampered the precision of the 40Ar/39Ar ages and resulted in rough age estimates that widely overlap the age model. Ar isotopes indicated that the glasses bore a chorine-rich Ar-end member. The chlorine-derived 38Ar indicated chlorine-rich fluid-inclusions or the hydration of the volcanic glass shards. This indication strengthened the evidence that irregularly distributed melt-inclusions and thus irregular distributed excess 40Ar influenced the problematic feldspar 40Ar/39Ar ages. Whether a connection between a corrected initial 40Ar/36Ar ratio from glasses to the 40Ar/36Ar ratios from pore waters exists remains unclear.
This thesis offers another age model, which is similarly based on the interpolation of the temporal tie points from geophysical and climate-stratigraphic data. The model used a PCHIP- interpolation (piecewise cubic hermite interpolating polynomial) whereas the older age model used a spline-interpolation. Samples that match in ages from 40Ar/39Ar dating of feldspars with the earlier published age model were additionally assigned with an age from the PCHIP- interpolation. These modelled ages allowed a recalculation of the Alder Creek sanidine mineral standard. The climate-stratigraphic calibration of an 40Ar/39Ar mineral standard proved that the age versus depth interpolations from PAELOVAN drilling cores were accurate, and that the applied chronometers recorded the temporal evolution of Lake Van synchronously.
Petrochemical discrimination of the sampled volcaniclastic material is also given in this thesis. 41 from 57 sampled volcaniclastic layers indicate Nemrut as their provenance. Criteria that served for the provenance assignment are provided and reviewed critically. Detailed correlations of selected PALEOVAN volcaniclastics to onshore samples that were described in detail by earlier studies are also discussed. The sampled volcaniclastics dominantly have a thickness of < 40 cm and have been ejected by small to medium sized eruptions. Onshore deposits from these types of eruptions are potentially eroded due to predominant strong winds on Nemrut and Süphan slopes. An exact correlation with the data presented here is therefore equivocal or not possible at all.
Deviating feldspar 40Ar/39Ar ages can possibly be explained by inherited 40Ar from feldspar xenocrysts contaminating the samples. In order to test this hypothesis diffusion couples of Ba were investigated in compositionally zoned feldspar crystals. The diffusive behaviour of Ba in feldspar is known, and gradients in the changing concentrations allowed for the calculation of the duration of the crystal’s magmatic development since the formation of the zoning interface. Durations were compared with degassing scenarios that model the Ar-loss during assimilation and subsequent ejection of the xenocrystals. Diffusive equilibration of the contrasting Ba concentrations is assumed to generate maximum durations as the gradient could have been developed in several growth and heating stages. The modelling does not show any indication of an involvement of inherited 40Ar in any of the deviating samples. However, the analytical set-up represents the lower limit of the required spatial resolution. Therefore, it cannot be excluded that the degassing modelling relies on a significant overestimation of the maximum duration of the magmatic history. Nevertheless, the modelling of xenocrystal degassing evidences that the irregular incorporation of excess 40Ar by melt- and fluid inclusions represents the most critical problem that needs to be overcome in dating volcaniclastic feldspars from the PALEOVAN drill cores. This thesis provides the complete background in generating and presenting 40Ar/39Ar ages that are compared to age data from a climate-stratigraphic model. Deviations are identified statistically and then discussed in order to find explanations from the age model and/or from 40Ar/39Ar geochronology. Most of the PALEOVAN stratigraphy provides several chronometers that have been proven for their synchronicity. Lacustrine deposits from Lake Van represent a key archive for reconstructing climate evolution in the eastern Mediterranean and in the Near East. The PALEOVAN record offers a climate-stratigraphic age model with a remarkable accuracy and resolution.
Basaltic fissure eruptions, such as on Hawai'i or on Iceland, are thought to be driven by the lateral propagation of feeder dikes and graben subsidence. Associated solid earth processes, such as deformation and structural development, are well studied by means of geophysical and geodetic technologies. The eruptions themselves, lava fountaining and venting dynamics, in turn, have been much less investigated due to hazardous access, local dimension, fast processes, and resulting poor data availability.
This thesis provides a detailed quantitative understanding of the shape and dynamics of lava fountains and the morphological changes at their respective eruption sites. For this purpose, I apply image processing techniques, including drones and fixed installed cameras, to the sequence of frames of video records from two well-known fissure eruptions in Hawai'i and Iceland. This way I extract the dimensions of multiple lava fountains, visible in all frames. By putting these results together and considering the acquisition times of the frames I quantify the variations in height, width and eruption velocity of the lava fountains. Then I analyse these time-series in both time and frequency domains and investigate the similarities and correlations between adjacent lava fountains. Following this procedure, I am able to link the dynamics of the individual lava fountains to physical parameters of the magma transport in the feeder dyke of the fountains.
The first case study in this thesis focuses on the March 2011 Pu'u'O'o eruption, Hawai'i, where a continuous pulsating behaviour at all eight lava fountains has been observed. The lava fountains, even those from different parts of the fissure that are closely connected, show a similar frequency content and eruption behaviour. The regular pattern in the heights of lava fountain suggests a controlling process within the magma feeder system like a hydraulic connection in the underlying dyke, affecting or even controlling the pulsating behaviour.
The second case study addresses the 2014-2015 Holuhraun fissure eruption, Iceland. In this case, the feeder dyke is highlighted by the surface expressions of graben-like structures and fault systems. At the eruption site, the activity decreases from a continuous line of fire of ~60 vents to a limited number of lava fountains. This can be explained by preferred upwards magma movements through vertical structures of the pre-eruptive morphology. Seismic tremors during the eruption reveal vent opening at the surface and/or pressure changes in the feeder dyke. The evolving topography of the cinder cones during the eruption interacts with the lava fountain behaviour. Local variations in the lava fountain height and width are controlled by the conduit diameter, the depth of the lava pond and the shape of the crater. Modelling of the fountain heights shows that long-term eruption behaviour is controlled mainly by pressure changes in the feeder dyke.
This research consists of six chapters with four papers, including two first author and two co-author papers. It establishes a new method to analyse lava fountain dynamics by video monitoring. The comparison with the seismicity, geomorphologic and structural expressions of fissure eruptions shows a complex relationship between focussed flow through dykes, the morphology of the cinder cones, and the lava fountain dynamics at the vents of a fissure eruption.
Holocene climate variability is generally characterized by low frequency changes than compared to the last glaciations including the Lateglacial. However, there is vast evidence for decadal to centennial scale oscillations and millennial scale climate trends, which are within and beyond a human lifetime perception, respectively. Within the Baltic realm, a transitional zone between oceanic and continental climate influence, the impact of Holocene and Lateglacial climate and environmental change is currently partly understood. This is mainly attributed to the scarcity of well-dated and high-resolution sediment records and to the lacking continuity of already investigated archives.
The aim of this doctoral thesis is to reconstruct Holocene and Late Glacial climate variability on local to (over)regional scales based on varved (annually laminated) sediments from Lake Czechowskie down to annual resolution. This project was carried out within the Virtual Institute for Integrated Climate and Landscape Evolution Analyses (ICLEA) and funded by the Helmholtz Association and the Helmholtz Climate Initiative REKLIM (Regional Climate Change). ICLEA intended to gain a better understanding of climate variability and landscape evolution processes in the Northern Central European lowlands since the last deglaciation. REKLIM Topic 8 “Abrupt climate change derived from proxy data” aims at identifying spatiotemporal patterns of climate variability between e.g. higher and lower latitudes. The main aim of this thesis was (i) to establish a robust chronology based on a multiple dating approach for Lake Czechowskie covering the Late Glacial and Holocene and for the Trzechowskie palaeolake for the Lateglacial, respectively, (ii) to reconstruct past climatic and environmental conditions on centennial to multi-millennial time scales and (iii) to distinguish between local to regional different sediments responses to climate change.
Addressing the first aim, the Lake Czechowskie chronology has been established by a multiple dating approach comprising information from varve counting, tephrochronology, AMS 14C dating of terrestrial plant remains, biostratigraphy and 137Cs activity concentration measurements. Those independent age constraints covering the Lateglacial and the entire Holocene and have been further implemented in a Bayesian age model by using OxCal v.4.2. Thus, even within non-varved sediment intervals, robust chronological information has been used for absolute age determination. The identification of five cryptotephras, of which three are used as unambiguous isochrones, is furthermore a significant improvement of the Czechowskie chronology and currently unique for the Holocene within Poland. The first findings of coexisting early Holocene Hässeldalen and Askja-S cryptotephras within a varved sequence even allowed differential dating between both volcanic ashes and stimulated the discussion of revising the absolute ages of the Askja-S tephra.
The Trzechowskie palaeolake chronology has been established by a multiple dating approach comprising varve counting, tephrochronology, AMS 14C dating of terrestrial plant remains and biostratigraphy, covers the Lateglacial period (Allerød and Younger Dryas) and has been implemented in OxCal v.4.2. Those age constraints allowed regional correlation to other high-resolution climate archives and identifying leads and lags of proxy responses at the onset of the Younger Dryas.
The second aim has been accomplished by detailed micro-facies and geochemical analyses of the Czechowskie sediments for the entire Holocene. Thus, especially micro-facies changes had been linked to enhanced productivity at Lake Czechowskie. Most prominent changes have been recorded at 7.3, 6.5, 4.3 and 2.8 varve kyrs BP and are linked to a stepwise increasing influence of Atlantic air masses. Especially, the mid-Holocene change, which had been widely reported from palaeohydrological records in low latitudes, has been identified and linked to large scale reorganization of atmospheric circulation patterns. Thus, especially long-term changes of climatic and environmental boundary conditions are widely recorded by the Czechowskie sediments. The pronounced response to (multi)millennial scale changes is further corroborated by the lack of clear sediment responses to early Holocene centennial scale climate oscillations (e.g. the Preboreal Oscillation).
However, decadal scale changes at Lake Czechowskie during the most recent period (last 140 years) have been investigated in a lake comparison study. To fulfill the third aim of the doctoral thesis, three lakes in close vicinity to each other have been investigated in order to better distinguish how local, site-specific parameters, may superimpose regional climate driven changes. All lakes haven been unambiguously linked by the Askja AD1875 cryptotephra and independent varve chronologies. As a result, climate warming has only been recorded by sedimentation changes at the smallest and best sheltered lake (Głęboczek), whereas the largest lake (Czechowskie) and the shallowest lake (Jelonek) showed attenuated and less clear sediment responses, respectively. The different responses have been linked to morphological lake characteristics (lake size and depth, catchment area). This study highlights the potential of high-resolution lake comparison for robust proxy based climate reconstructions.
In summary, the doctoral thesis presents a high-resolution sediment record with an underlying age model, which is prerequisite for unprecedented age control down to annual resolution. Sediment proxy based climate reconstructions demonstrate the importance of the Czechowskie sediments for better understanding climate variability in the southern Baltic realm. Case studies showed the clear response on millennial time scale, while decadal scale fluctuations are either less well expressed or superimposed by local, site-specific parameters. The identification of volcanic ash layers is not only used for unambiguous isochrones, those are key tie lines for local to supra regional archive synchronization and establish the Lake Czechowskie as a key climate archive.
More than a billion people rely on water from rivers sourced in High Mountain Asia (HMA), a significant portion of which is derived from snow and glacier melt. Rural communities are heavily dependent on the consistency of runoff, and are highly vulnerable to shifts in their local environment brought on by climate change. Despite this dependence, the impacts of climate change in HMA remain poorly constrained due to poor process understanding, complex terrain, and insufficiently dense in-situ measurements.
HMA's glaciers contain more frozen water than any region outside of the poles. Their extensive retreat is a highly visible and much studied marker of regional and global climate change. However, in many catchments, snow and snowmelt represent a much larger fraction of the yearly water budget than glacial meltwaters. Despite their importance, climate-related changes in HMA's snow resources have not been well studied.
Changes in the volume and distribution of snowpack have complex and extensive impacts on both local and global climates. Eurasian snow cover has been shown to impact the strength and direction of the Indian Summer Monsoon -- which is responsible for much of the precipitation over the Indian Subcontinent -- by modulating earth-surface heating. Shifts in the timing of snowmelt have been shown to limit the productivity of major rangelands, reduce streamflow, modify sediment transport, and impact the spread of vector-borne diseases. However, a large-scale regional study of climate impacts on snow resources had yet to be undertaken.
Passive Microwave (PM) remote sensing is a well-established empirical method of studying snow resources over large areas. Since 1987, there have been consistent daily global PM measurements which can be used to derive an estimate of snow depth, and hence snow-water equivalent (SWE) -- the amount of water stored in snowpack. The SWE estimation algorithms were originally developed for flat and even terrain -- such as the Russian and Canadian Arctic -- and have rarely been used in complex terrain such as HMA.
This dissertation first examines factors present in HMA that could impact the reliability of SWE estimates. Forest cover, absolute snow depth, long-term average wind speeds, and hillslope angle were found to be the strongest controls on SWE measurement reliability. While forest density and snow depth are factors accounted for in modern SWE retrieval algorithms, wind speed and hillslope angle are not. Despite uncertainty in absolute SWE measurements and differences in the magnitude of SWE retrievals between sensors, single-instrument SWE time series were found to be internally consistent and suitable for trend analysis.
Building on this finding, this dissertation tracks changes in SWE across HMA using a statistical decomposition technique. An aggregate decrease in SWE was found (10.6 mm/yr), despite large spatial and seasonal heterogeneities. Winter SWE increased in almost half of HMA, despite general negative trends throughout the rest of the year. The elevation distribution of these negative trends indicates that while changes in SWE have likely impacted glaciers in the region, climate change impacts on these two pieces of the cryosphere are somewhat distinct.
Following the discussion of relative changes in SWE, this dissertation explores changes in the timing of the snowmelt season in HMA using a newly developed algorithm. The algorithm is shown to accurately track the onset and end of the snowmelt season (70% within 5 days of a control dataset, 89% within 10). Using a 29-year time series, changes in the onset, end, and duration of snowmelt are examined. While nearly the entirety of HMA has experienced an earlier end to the snowmelt season, large regions of HMA have seen a later start to the snowmelt season. Snowmelt periods have also decreased in almost all of HMA, indicating that the snowmelt season is generally shortening and ending earlier across HMA.
By examining shifts in both the spatio-temporal distribution of SWE and the timing of the snowmelt season across HMA, we provide a detailed accounting of changes in HMA's snow resources. The overall trend in HMA is towards less SWE storage and a shorter snowmelt season. However, long-term and regional trends conceal distinct seasonal, temporal, and spatial heterogeneity, indicating that changes in snow resources are strongly controlled by local climate and topography, and that inter-annual variability plays a significant role in HMA's snow regime.
The prediction of the ground shaking that can occur at a site of interest due to an earthquake is crucial in any seismic hazard analysis. Usually, empirically derived ground-motion prediction equations (GMPEs) are employed within a logic-tree framework to account for this step. This is, however, challenging if the area under consideration has only low seismicity and lacks enough recordings to develop a region-specific GMPE. It is then usual practice to adapt GMPEs from data-rich regions (host area) to the area with insufficient ground-motion recordings (target area). Host GMPEs must be adjusted in such a way that they will capture the specific ground-motion characteristics of the target area. In order to do so, seismological parameters of the target region have to be provided as, for example, the site-specific attenuation factor kappa0. This is again an intricate task if data amount is too sparse to derive these parameters.
In this thesis, I explore methods that can facilitate the selection of non-endemic GMPEs in a logic-tree analysis or their adjustment to a data-poor region. I follow two different strategies towards this goal.
The first approach addresses the setup of a ground-motion logic tree if no indigenous GMPE is available. In particular, I propose a method to derive an optimized backbone model that captures the median ground-motion characteristics in the region of interest. This is done by aggregating several foreign GMPEs as weighted components of a mixture model in which the weights are inferred from observed data. The approach is applied to Northern Chile, a region for which no indigenous GMPE existed at the time of the study. Mixture models are derived for interface and intraslab type events using eight subduction zone GMPEs originating from different parts of the world. The derived mixtures provide satisfying results in terms of average residuals and average sample log-likelihoods. They outperform all individual non-endemic GMPEs and are comparable to a regression model that was specifically derived for that area.
The second approach is concerned with the derivation of the site-specific attenuation factor kappa0. kappa0 is one of the key parameters in host-to-target adjustments of GMPEs but is hard to derive if data amount is sparse. I explore methods to estimate kappa0 from ambient seismic noise. Seismic noise is, in contrast to earthquake recordings, continuously available. The rapidly emerging field of seismic interferometry gives the possibility to infer velocity and attenuation information from the cross-correlation or deconvolution of long noise recordings. The extraction of attenuation parameters from diffuse wavefields is, however, not straightforward especially not for frequencies above 1 Hz and at shallow depth. In this thesis, I show the results of two studies. In the first one, data of a small-scale array experiment in Greece are used to derive Love wave quality factors in
the frequency range 1-4 Hz. In a second study, frequency dependent quality factors of S-waves (5-15 Hz) are estimated by deconvolving noise recorded in a borehole and at a co-located surface station in West Bohemia/Vogtland. These two studies can be seen as preliminary steps towards the estimation of kappa0 from seismic noise.
Signals stored in sediment
(2018)
Tectonic and climatic boundary conditions determine the amount and the characteristics (size distribution and composition) of sediment that is generated and exported from mountain regions. On millennial timescales, rivers adjust their morphology such that the incoming sediment (Qs,in) can be transported downstream by the available water discharge (Qw). Changes in climatic and tectonic boundary conditions thus trigger an adjustment of the downstream river morphology. Understanding the sensitivity of river morphology to perturbations in boundary conditions is therefore of major importance, for example, for flood assessments, infrastructure and habitats. Although we have a general understanding of how rivers evolve over longer timescales, the prediction of channel response to changes in boundary conditions on a more local scale and over shorter timescales remains a major challenge. To better predict morphological channel evolution, we need to test (i) how channels respond to perturbations in boundary conditions and (ii) how signals reflecting the persisting conditions are preserved in sediment characteristics. This information can then be applied to reconstruct how local river systems have evolved over time.
In this thesis, I address those questions by combining targeted field data collection in the Quebrada del Toro (Southern Central Andes of NW Argentina) with cosmogenic nuclide analysis and remote sensing data. In particular, I (1) investigate how information on hillslope processes is preserved in the 10Be concentration (geochemical composition) of fluvial sediments and how those signals are altered during downstream transport. I complement the field-based approach with physical experiments in the laboratory, in which I (2) explore how changes in sediment supply (Qs,in) or water discharge (Qw) generate distinct signals in the amount of sediment discharge at the basin outlet (Qs,out). With the same set of experiments, I (3) study the adjustments of alluvial channel morphology to changes in Qw and Qs,in, with a particular focus in fill-terrace formation. I transfer the findings from the experiments to the field to (4) reconstruct the evolution of a several-hundred meter thick fluvial fill-terrace sequence in the Quebrada del Toro. I create a detailed terrace chronology and perform reconstructions of paleo-Qs and Qw from the terrace deposits. In the following paragraphs, I summarize my findings on each of these four topics.
First, I sampled detrital sediment at the outlet of tributaries and along the main stem in the Quebrada del Toro, analyzed their 10Be concentration ([10Be]) and compared the data to a detailed hillslope-process inventory. The often observed non-linear increase in catchment-mean denudation rate (inferred from [10Be] in fluvial sediment) with catchment-median slope, which has commonly been explained by an adjustment in landslide-frequency, coincided with a shift in the main type of hillslope processes. In addition, the [10Be] in fluvial sediments varied with grain-size. I defined the normalized sand-gravel-index (NSGI) as the 10Be-concentration difference between sand and gravel fractions divided by their summed concentrations. The NSGI increased with median catchment slope and coincided with a shift in the prevailing hillslope processes active in the catchments, thus making the NSGI a potential proxy for the evolution of hillslope processes over time from sedimentary deposits. However, the NSGI recorded hillslope-processes less well in regions of reduced hillslope-channel connectivity and, in addition, has the potential to be altered during downstream transport due to lateral sediment input, size-selective sediment transport and abrasion.
Second, my physical experiments revealed that sediment discharge at the basin outlet (Qs,out) varied in response to changes in Qs,in or Qw. While changes in Qw caused a distinct signal in Qs,out during the transient adjustment phase of the channel to new boundary conditions, signals related to changes in Qs,in were buffered during the transient phase and likely only become apparent once the channel is adjusted to the new conditions. The temporal buffering is related to the negative feedback between Qs,in and channel-slope adjustments. In addition, I inferred from this result that signals extracted from the geochemical composition of sediments (e.g., [10Be]) are more likely to represent modern-day conditions during times of aggradation, whereas the signal will be temporally buffered due to mixing with older, remobilized sediment during times of channel incision.
Third, the same set of experiments revealed that river incision, channel-width narrowing and terrace cutting were initiated by either an increase in Qw, a decrease in Qs,in or a drop in base level. The lag-time between the external perturbation and the terrace cutting determined (1) how well terrace surfaces preserved the channel profile prior to perturbation and (2) the degree of reworking of terrace-surface material. Short lag-times and well preserved profiles occurred in cases with a rapid onset of incision. Also, lag-times were synchronous along the entire channel after upstream perturbations (Qw, Qs,in), whereas base-level fall triggered an upstream migrating knickzone, such that lag-times increased with distance upstream. Terraces formed after upstream perturbations (Qw, Qs,in) were always steeper when compared to the active channel in new equilibrium conditions. In the base-level fall experiment, the slope of the terrace-surfaces and the modern channel were similar. Hence, slope comparisons between the terrace surface and the modern channel can give insights into the mechanism of terrace formation.
Fourth, my detailed terrace-formation chronology indicated that cut-and-fill episodes in the Quebrada del Toro followed a ~100-kyr cyclicity, with the oldest terraces ~ 500 kyr old. The terraces were formed due to variability in upstream Qw and Qs. Reconstructions of paleo-Qs over the last 500 kyr, which were restricted to times of sediment deposition, indicated only minor (up to four-fold) variations in paleo-denudation rates. Reconstructions of paleo-Qw were limited to the times around the onset of river incision and revealed enhanced discharge from 10 to 85% compared to today. Such increases in Qw are in agreement with other quantitative paleo-hydrological reconstructions from the Eastern Andes, but have the advantage of dating further back in time.
Causes for slow weathering and erosion in the steep, warm, monsoon-subjected Highlands of Sri Lanka
(2018)
In the Highlands of Sri Lanka, erosion and chemical weathering rates are among the lowest for global mountain denudation. In this tropical humid setting, highly weathered deep saprolite profiles have developed from high-grade metamorphic charnockite during spheroidal weathering of the bedrock. The spheroidal weathering produces rounded corestones and spalled rindlets at the rock-saprolite interface. I used detailed textural, mineralogical, chemical, and electron-microscopic (SEM, FIB, TEM) analyses to identify the factors limiting the rate of weathering front advance in the profile, the sequence of weathering reactions, and the underlying mechanisms. The first mineral attacked by weathering was found to be pyroxene initiated by in situ Fe oxidation, followed by in situ biotite oxidation. Bulk dissolution of the primary minerals is best described with a dissolution – re-precipitation process, as no chemical gradients towards the mineral surface and sharp structural boundaries are observed at the nm scale. Only the local oxidation in pyroxene and biotite is better described with an ion by ion process. The first secondary phases are oxides and amorphous precipitates from which secondary minerals (mainly smectite and kaolinite) form. Only for biotite direct solid state transformation to kaolinite is likely. The initial oxidation of pyroxene and biotite takes place in locally restricted areas and is relatively fast: log J = -11 molmin/(m2 s). However, calculated corestone-scale mineral oxidation rates are comparable to corestone-scale mineral dissolution rates: log R = -13 molpx/(m2 s) and log R = -15 molbt/(m2 s). The oxidation reaction results in a volume increase. Volumetric calculations suggest that this observed oxidation leads to the generation of porosity due to the formation of micro-fractures in the minerals and the bedrock allowing for fluid transport and subsequent dissolution of plagioclase. At the scale of the corestone, this fracture reaction is responsible for the larger fractures that lead to spheroidal weathering and to the formation of rindlets. Since these fractures have their origin from the initial oxidational induced volume increase, oxidation is the rate limiting parameter for weathering to take place. The ensuing plagioclase weathering leads to formation of high secondary porosity in the corestone over a distance of only a few cm and eventually to the final disaggregation of bedrock to saprolite. As oxidation is the first weathering reaction, the supply of O2 is a rate-limiting factor for chemical weathering. Hence, the supply of O2 and its consumption at depth connects processes at the weathering front with erosion at the surface in a feedback mechanism. The strength of the feedback depends on the relative weight of advective versus diffusive transport of O2 through the weathering profile. The feedback will be stronger with dominating diffusive transport. The low weathering rate ultimately depends on the transport of O2 through the whole regolith, and on lithological factors such as low bedrock porosity and the amount of Fe-bearing primary minerals. In this regard the low-porosity charnockite with its low content of Fe(II) bearing minerals impedes fast weathering reactions. Fresh weatherable surfaces are a pre-requisite for chemical weathering. However, in the case of the charnockite found in the Sri Lankan Highlands, the only process that generates these surfaces is the fracturing induced by oxidation. Tectonic quiescence in this region and low pre-anthropogenic erosion rate (attributed to a dense vegetation cover) minimize the rejuvenation of the thick and cohesive regolith column, and lowers weathering through the feedback with erosion.