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מחקר זה עוסק במשנתו החדשנית של ר' צדוק הכהן מלובלין. לפי רוב החוקרים, ר' צדוק ממשיך את משנת רבו, ר' מרדכי יוסף ליינער מאיזביצה, ומציג פטליזם אקזיסטנציאליסטי: לאדם יש חופש כנגד החוק המקובל, לפי רצון האל הנגלה בליבו, אפילו בתשוקותיו, החורג מההלכה; ואולם, האדם אינו קובע את הרצון המתגלה בשורש נשמתו, אלא חושפו בלבד. בכתבי ר' צדוק ניתן למצוא ביטויים רבים, בתוכן ובצורה, לפטליזם זה; עם זאת, הוא מציג גם התבטאויות רבות בדבר הבחירה האנושית החופשית וכוחה היצירתי לכונן ולקבוע את שורשו של האדם, ולחדש ולהשפיע על העולמות האלוקיים ועל העולם-הזה. מחקר זה מתמקד בקטעים אלו שמרכזיותם הוזנחה במחקר עד כה, ומכאן הבנתו המחודשת במשנתו.
את עמדת ר' צדוק ניתן להסביר באמצעות התפיסה הפרדוקסלית, הטוענת לכוחם המלא של שני הקטבים הסותרים ואף להשפעה הדדית ביניהם, היוצרת מתח קשה אך פורה: בניגוד לתהליך הפורמלי, האניטלקטואלי והאפריורי של הפטליזם, שבו 'הידיעה' האלוהית מבטלת את 'הבחירה' האנושית החופשית, ר' צדוק מציג פטאליות, המזהה המציאות עצמה את הידיעה והרצון האלוהיים המצויים בכל. בפטליות זו הידיעה אינה מבטלת את הבחירה; להיפך: ללא הידיעה האלוקית אין לאף דבר קיום, ולכן רק מציאות הידיעה בבחירה היא המאפשרת את קיומה הממשי.
תפיסתו האונטולוגית של ר' צדוק מתקיימת לא רק בתוכן הישיר של דבריו, אלא גם בעקיפין, באופן דרשנותו ובמובן שהוא מעניק למושגים שבהם הוא דן; לכן, הפטליות מתגלה גם בתחומים נוספים, שבהם מצוי פער בין הממד המוחלט וההכרחי ('ידיעה') לממד הקונטינגנטי, הארעי והיחסי ('בחירה'): השקר, הדמיון, הרוע, החטא, הייסורים ועוד, אמנם קונטינגנטיים ויחסיים לעומת מוחלטות האמת, הטוב וכו'; אך לפי ר' צדוק, האל רוצה בהם ככאלה – כלומר יש להם ממשות שאינה מוחלטת, אלא ממשות ככאלה, כקונטינגנטיים. אך ממשות זו אינה מאשרת אותם כפי שהם, אלא יוצרת בהם-עצמם טרנספורמציה. למשל, הרוע אינו הופך לטוב מוחלט או נותר כרוע, אלא הופך ל'טוב מאד' שלפי ר' צדוק גדול מהטוב הרגיל.
מכאן עולה גם ההשפעה ההפוכה, זו של הבחירה על הידיעה. לפי ר' צדוק, משקבלה הקונטינגנטיות והיחסיות של 'הבחירה' – שהיא למעשה מהות הבריאה ומהות האדם ומעשיו – את ממשותה, בכוחה אף להוסיף כביכול על המוחלטות האלוקית הקבועה של 'הידיעה': 'נגע' החטא או הייסורים הופך בעצמו, בחילוף אותם אותיות, ל'ענג' הגדול מההנאה הרגילה; בכוח האדם להשפיע על העולמות העליונים בגזירת גזירות ובביטול גזירות אלוקיות; בכוחו אף להשפיע על העולם-הזה, בחידושו היומיומי על-ידי חידושי התושב"ע, ובקידוש החודש המסוגל לשנות את תנועת המזלות השמימיים. מצד אחד, היצירתיות האנושית של חידושי התושב"ע כלולה באמת האלוקית הגנוזה בתושב"כ האלוקית והיא רק חושפת אותה; אך לפי ר"צ, מצד אחר מתברר שמקור חידושי התושב"ע דווקא גבוה ממקור התושב"כ והם אלו היוצרים וקובעים אותה.
ר' צדוק מציג שני מושגים מרכזיים לפרדוקס שלו: בממד האונטולוגי – 'הייחוד הגמור' של האל, שבו הדואליות הקונטינגנטית (בין האל לנבראיו, והבחירה שהיא מאפשרת) של 'הייחוד התחתון' מתקיימת פרדוקסלית עם האחדות המוחלטת ו'הידיעה' האלוהית של 'הייחוד העליון'.
בממד של מצבו האקזיסטנציאלי של האדם – 'השורש הנעלם': בניגוד לר' מרדכי יוסף רבו, ר' צדוק טוען שהאדם קובע את גורלו על-ידי מעשיו הבחיריים והקונטינגנטיים; ואולם, במקביל, בדומה לרבו, הוא טוען גם שהשורש הקבוע של האדם נקבע על-ידי 'הידיעה' האלוהית והיא זו הקובעת את מעשיו לטוב או למוטב. אך מעל אלו מציג ר' צדוק שורש נוסף, 'נעלם' הגבוה מהשורש הקבוע: הוא אכן שורש מוחלט ('ידיעה'), אך הוא נקבע ומכוּנן על-ידי מעשיו הבחיריים של האדם, בדומה לבריאה האלוהית 'יש מאין'.
Plant-derived Transcription Factors for Orthologous Regulation of Gene Expression in the Yeast Saccharomyces cerevisiae
Control of gene expression by transcription factors (TFs) is central in many synthetic biology projects where tailored expression of one or multiple genes is often needed. As TFs from evolutionary distant organisms are unlikely to affect gene expression in a host of choice, they represent excellent candidates for establishing orthogonal control systems. To establish orthogonal regulators for use in yeast (Saccharomyces cerevisiae), we chose TFs from the plant Arabidopsis thaliana. We established a library of 106 different combinations of chromosomally integrated TFs, activation domains (yeast GAL4 AD, herpes simplex virus VP64, and plant EDLL) and synthetic promoters harbouring cognate cis-regulatory motifs driving a yEGFP reporter. Transcriptional output of the different driver / reporter combinations varied over a wide spectrum, with EDLL being a considerably stronger transcription activation domain in yeast, than the GAL4 activation domain, in particular when fused to Arabidopsis NAC TFs. Notably, the strength of several NAC - EDLL fusions exceeded that of the strong yeast TDH3 promoter by 6- to 10-fold. We furthermore show that plant TFs can be used to build regulatory systems encoded by centromeric or episomal plasmids. Our library of TF – DNA-binding site combinations offers an excellent tool for diverse synthetic biology applications in yeast.
COMPASS: Rapid combinatorial optimization of biochemical pathways based on artificial transcription factors
We established a high-throughput cloning method, called COMPASS for COMbinatorial Pathway ASSembly, for the balanced expression of multiple genes in Saccharomyces cerevisiae. COMPASS employs orthogonal, plant-derived artificial transcription factors (ATFs) for controlling the expression of pathway genes, and homologous recombination-based cloning for the generation of thousands of individual DNA constructs in parallel. The method relies on a positive selection of correctly assembled pathway variants from both, in vivo and in vitro cloning procedures. To decrease the turnaround time in genomic engineering, we equipped COMPASS with multi-locus CRISPR/Cas9-mediated modification capacity. In its current realization, COMPASS allows combinatorial optimization of up to ten pathway genes, each transcriptionally controlled by nine different ATFs spanning a 10-fold difference in expression strength. The application of COMPASS was demonstrated by generating cell libraries producing beta-carotene and co-producing beta-ionone and biosensor-responsive naringenin. COMPASS will have many applications in other synthetic biology projects that require gene expression balancing.
CaPRedit: Genome editing using CRISPR-Cas9 and plant-derived transcriptional regulators for the redirection of flux through the FPP branch-point in yeast. Technologies developed over the past decade have made Saccharomyces cerevisiae a promising platform for production of different natural products. We developed CRISPR/Ca9- and plant derived regulator-mediated genome editing approach (CaPRedit) to greatly accelerate strain modification and to facilitate very low to very high expression of key enzymes using inducible regulators. CaPRedit can be implemented to enhance the production of yeast endogenous or heterologous metabolites in the yeast S. cerevisiae. The CaPRedit system aims to faciltiate modification of multiple targets within a complex metabolic pathway through providing new tools for increased expression of genes encoding rate-limiting enzymes, decreased expression of essential genes, and removed expression of competing pathways. This approach is based on CRISPR/Cas9-mediated one-step double-strand breaks to integrate modules containing IPTG-inducible plant-derived artificial transcription factor and promoter pair(s) in a desired locus or loci. Here, we used CaPRedit to redirect the yeast endogenous metabolic flux toward production of farnesyl diphosphate (FPP), a central precursor of nearly all yeast isoprenoid products, by overexpression of the enzymes lead to produce FPP from glutamate. We found significantly higher beta-carotene accumulation in the CaPRedit-mediated modified strain than in the wild type (WT) strain. More specifically, CaPRedit_FPP 1.0 strain was generated, in which three genes involved in FPP synthesis, tHMG1, ERG20, and GDH2, were inducibly overexpressed under the control of strong plant-derived ATFPs. The beta–carotene accumulated in CaPRedit_FPP 1.0 strain to a level 1.3-fold higher than the previously reported optimized strain that carries the same overexpressed genes (as well as additional genetic modifications to redirect yeast endogenous metabolism toward FPP production). Furthermore, the genetic modifications implemented in CaPRedit_FPP 1.0 strain resulted in only a very small growth defect (growth rate relative to the WT is ~ -0.03).
Characterization of altered inflorescence architecture in Arabidopsis thaliana BG-5 x Kro-0 hybrid
(2018)
A reciprocal cross between two A. thaliana accessions, Kro-0 (Krotzenburg, Germany) and BG-5 (Seattle, USA), displays purple rosette leaves and dwarf bushy phenotype in F1 hybrids when grown at 17 °C and a parental-like phenotype when grown at 21 °C. This F1 temperature-dependent-dwarf-bushy phenotype is characterized by reduced growth of the primary stem together with an increased number of branches. The reduced stem growth was the strongest at the first internode. In addition, we found that a temperature switch from 21 °C to 17 °C induced the phenotype only before the formation of the first internode of the stem. Similarly, the F1 dwarf-bushy phenotype could not be reversed when plants were shifted from 17 °C to 21 °C after the first internode was formed. Metabolic analysis showed that the F1 phenotype was associated with a significant upregulation of anthocyanin(s), kaempferol(s), salicylic acid, jasmonic acid and abscisic acid. As it has been previously shown that the dwarf-bushy phenotype is linked to two loci, one on chromosome 2 from Kro-0 and one on chromosome 3 from BG-5, an artificial micro-RNA approach was used to investigate the necessary genes on these intervals. From the results obtained, it was found that two genes, AT2G14120 that encodes for a DYNAMIN RELATED PROTEIN3B and AT2G14100 that encodes a member of the Cytochrome P450 family protein CYP705A13, were necessary for the appearance of the F1 phenotype on chromosome 2. It was also discovered that AT3G61035 that encodes for another cytochrome P450 family protein CYP705A13 and AT3G60840 that encodes for a MICROTUBULE-ASSOCIATED PROTEIN65-4 on chromosome 3 were both necessary for the induction of the F1 phenotype. To prove the causality of these genes, genomic constructs of the Kro-0 candidate genes on chromosome 2 were transferred to BG-5 and genomic constructs of the chromosome 3 candidate genes from BG-5 were transferred to Kro-0. The T1 lines showed that these genes are not sufficient alone to induce the phenotype. In addition to the F1 phenotype, more severe phenotypes were observed in the F2 generations that were grouped into five different phenotypic classes. Whilst seed yield was comparable between F1 hybrids and parental lines, three phenotypic classes in the F2 generation exhibited hybrid breakdown in the form of reproductive failure. This F2 hybrid breakdown was less sensitive to temperature and showed a dose-dependent effect of the loci involved in F1 phenotype. The severest class of hybrid breakdown phenotypes was observed only in the population of backcross with the parent Kro-0, which indicates a stronger contribution of the BG-5 allele when compared to the Kro-0 allele on the hybrid breakdown phenotypes. Overall, the findings of my thesis provide a further understanding of the genetic and metabolic factors underlying altered shoot architecture in hybrid dysfunction.
The movement of organisms has formed our planet like few other processes. Movements shape populations, communities, entire ecosystems, and guarantee fundamental ecosystem functions and services, like seed dispersal and pollination. Global, regional and local anthropogenic impacts influence animal movements across ecosystems all around the world. In particular, land-use modification, like habitat loss and fragmentation disrupt movements between habitats with profound consequences, from increased disease transmissions to reduced species richness and abundance. However, neither the influence of anthropogenic change on animal movement processes nor the resulting effects on ecosystems are well understood. Therefore, we need a coherent understanding of organismal movement processes and their underlying mechanisms to predict and prevent altered animal movements and their consequences for ecosystem functions.
In this thesis I aim at understanding the influence of anthropogenically caused land-use change on animal movement processes and their underlying mechanisms. In particular, I am interested in the synergistic influence of large-scale landscape structure and fine-scale habitat features on basic-level movement behaviours (e.g. the daily amount of time spend running, foraging, and resting) and their emerging higher-level movements (home range formation). Based on my findings, I identify the likely consequences of altered animal movements that lead to the loss of species richness and abundances.
The study system of my thesis are hares in agricultural landscapes. European brown hares (Lepus europaeus) are perfectly suited to study animal movements in agricultural landscapes, as hares are hermerophiles and prefer open habitats. They have historically thrived in agricultural landscapes, but their numbers are in decline. Agricultural areas are undergoing strong land-use changes due to increasing food demand and fast developing agricultural technologies. They are already the largest land-use class, covering 38% of the world’s terrestrial surface. To consider the relevance of a given landscape structure for animal movement behaviour I selected two differently structured agricultural landscapes – a simple landscape in Northern Germany with large fields and few landscape elements (e.g. hedges and tree stands), and a complex landscape in Southern Germany with small fields and many landscape elements.
I applied GPS devices (hourly fixes) with internal high-resolution accelerometers (4 min samples) to track hares, receiving an almost continuous observation of the animals’ behaviours via acceleration analyses. I used the spatial and behavioural information in combination with remote sensing data (normalized difference vegetation index, or NDVI, a proxy for resource availability), generating an almost complete idea of what the animal was doing when, why and where. Apart from landscape structure (represented by the two differently structured study areas), I specifically tested whether the following fine-scale habitat features influence animal movements: resource, agricultural management events, habitat diversity, and habitat structure.
My results show that, irrespective of the movement process or mechanism and the type of fine-scale habitat features, landscape structure was the overarching variable influencing hare movement behaviour. High resource variability forces hares to enlarge their home ranges, but only in the simple and not in the complex landscape. Agricultural management events result in home range shifts in both landscapes, but force hares to increase their home ranges only in the simple landscape. Also the preference of habitat patches with low vegetation and the avoidance of high vegetation, was stronger in the simple landscape. High and dense crop fields restricted hare movements temporarily to very local and small habitat patch remnants. Such insuperable barriers can separate habitat patches that were previously connected by mobile links. Hence, the transport of nutrients and genetic material is temporarily disrupted. This mechanism is also working on a global scale, as human induced changes from habitat loss and fragmentation to expanding monocultures cause a reduction in animal movements worldwide.
The mechanisms behind those findings show that higher-level movements, like increasing home ranges, emerge from underlying basic-level movements, like the behavioural modes. An increasing landscape simplicity first acts on the behavioural modes, i.e. hares run and forage more, but have less time to rest. Hence, the emergence of increased home range sizes in simple landscapes is based on an increased proportion of time running and foraging, largely due to longer travelling times between distant habitats and scarce resource items in the landscape. This relationship was especially strong during the reproductive phase, demonstrating the importance of high-quality habitat for reproduction and the need to keep up self-maintenance first, in low quality areas. These changes in movement behaviour may release a cascade of processes that start with more time being allocated to running and foraging, resulting into an increased energy expenditure and may lead to a decline in individual fitness. A decrease in individual fitness and reproductive output will ultimately affect population viability leading to local extinctions.
In conclusion, I show that landscape structure has one of the most important effects on hare movement behaviour. Synergistic effects of landscape structure, and fine-scale habitat features, first affect and modify basic-level movement behaviours, that can scales up to altered higher-level movements and may even lead to the decline of species richness and abundances, and the disruption of ecosystem functions. Understanding the connection between movement mechanisms and processes can help to predict and prevent anthropogenically induced changes in movement behaviour. With regard to the paramount importance of landscape structure, I strongly recommend to decrease the size of agricultural fields and increase crop diversity. On the small-scale, conservation policies should assure the year round provision of areas with low vegetation height and high quality forage. This could be done by generating wildflower strips and additional (semi-) natural habitat patches. This will not only help to increase the populations of European brown hares and other farmland species, but also ensure and protects the continuity of mobile links and their intrinsic value for sustaining important ecosystem functions and services.
Health effects, attributed to the environmental pollution resulted from using solvents such as benzene, are relatively unexplored among petroleum workers, personal use, and laboratory researchers. Solvents can cause various health problems, such as neurotoxicity, immunotoxicity, and carcinogenicity. As such it can be absorbed via epidermal or respiratory into the human body resulting in interacting with molecules that are responsible for biochemical and physiological processes of the brain.
Owing to the ever-growing demand for finding a solution, an Ionic liquid can use as an alternative solvent. Ionic liquids are salts in a liquid state at low temperature (below 100 C), or even at room temperature. Ionic liquids impart a unique architectural platform, which has been interesting because of their unusual properties that can be tuned by simple ways such as mixing two ionic liquids.
Ionic liquids not only used as reaction solvents but they became a key developing for novel applications based on their thermal stability, electric conductivity with very low vapor pressure in contrast to the conventional solvents.
In this study, ionic liquids were used as a solvent and reactant at the same time for the novel nanomaterials synthesis for different applications including solar cells, gas sensors, and water splitting.
The field of ionic liquids continues to grow, and become one of the most important branches of science. It appears to be at a point where research and industry can work together in a new way of thinking for green chemistry and sustainable production.
Die intrazelluläre Markierung mit geeigneten Reagenzien ermöglicht ihre bildgebende Darstellung in lebenden Organismen. Dieses Verfahren (auch „Zell-Tracking“ genannt) wird in der Grundlagenforschung zur Entwicklung zellulärer Therapien, für die Erforschung pathologischer Prozesse, wie der Metastasierung, sowie für Therapiekontrollen eingesetzt. Besondere Bedeutung haben in den letzten Jahren zelluläre Therapien mit Stammzellen erlangt, da sie großes Potential bei der Regeneration von Geweben bei Krankheiten wie Morbus Parkinson oder Typ-1-Diabetes versprechen. Für die Entwicklung einer zellulären Therapie sind Informationen über den Verbleib der applizierten Zellen in vivo (Homing-Potential), über ihre Zellphysiologie sowie über die Entstehung möglicher Entzündungen notwendig. Das Ziel der vorliegenden Arbeit war daher die Synthese von Markierungsreagenzien, die nicht nur eine effiziente Zellmarkierung ermöglichen, sondern einen synergistischen Effekt hinsichtlich des modalitätsübergreifenden Einsatzes in den bildgebenden Verfahren MRT und Laser-Ablation(LA)-ICP-MS erlauben. Die MRT-Bildgebung ermöglicht die nicht invasive Nachverfolgung markierter Zellen in vivo und die LA-ICP-MS die anschließende ex vivo Analytik zur Darstellung der Elementverteilung (Bioimaging) in einer Biopsieprobe oder in einem Gewebeschnitt. Für diese Zwecke wurden zwei verschiedene Markierungsreagenzien mit dem kontrastgebenden Element Gadolinium synthetisiert. Gadolinium eignet sich aufgrund seines hohen magnetischen Moments hervorragend für die MRT-Bildgebung und da es in Biomolekülen nicht natürlich vorkommt, konnten die Reagenzien gleichermaßen für die Zellmarkierung und das Bioimaging mit der LA-ICP-MS untersucht werden. Für die Synthese eines makromolekularen Reagenzes wurde das kommerziell verfügbare Dendrimer G5-PAMAM über bifunktionelle Linker mit dem Chelator DOTA funktionalisiert, um anschließend Gadolinium zu komplexieren. Ein zweites, nanopartikuläres Reagenz wurde über eine Solvothermal-Synthese erhalten, bei der Ln:GdVO4-Nanokristalle mit einer funktionellen Polyacrylsäure(PAA)-Hülle dargestellt wurden. Die Dotierung der Ln:GdVO4-PAA Nanokristalle mit verschiedenen Lanthanoiden (Ln=Eu, Tb) zeigte ihre prinzipielle Multiplexfähigkeit in der LA-ICP-MS. Beide Markierungsreagenzien zeichneten sich durch gute Bioverträglichkeiten und r1-Relaxivitäten aus, was zudem ihr Potential für Anwendungen als präklinische „blood-pool“ MRT-Kontrastmittel belegte. Die Untersuchung der Zellmarkierung erfolgte anhand einer Tumorzelllinie und einer Stammzelllinie, wobei beide Zellarten erfolgreich intrazellulär mit beiden Reagenzien markiert wurden. Nach der Zellmarkierung veranschaulichte die in vitro MRT-Bildgebung von Zell-Phantomen eine deutlichere Kontrastverstärkung der Zellen nach der Markierung mit den Nanokristallen im Vergleich zum kommerziellen Kontrastmittel Magnevist®. Die hohe Effizienz der Zellmarkierung mit den Nanokristallen und die damit verbundenen hohen Signalintensitäten in einer einzelnen Zelle erlaubten beim Bioimaging mit der LA-ICP-MS, Messungen bis zu einer Auflösung von 4 µm Laser Spot Size. Nach der Zellmarkierung mit den DOTA(Gd3+)-funktionalisierten G5-PAMAM Dendrimeren waren hingegen Aufnahmen mit der LA-ICP-MS nur bis zu einer Auflösung von 12 µm Laser Spot Size möglich. Insgesamt waren die Ln:GdVO4-PAA Nanokristalle mit größerer Ausbeute und kostengünstiger herstellbar als die DOTA(Gd3+)-funktionalisierten G5-PAMAM Dendrimere und zeigten zudem eine effizientere Zellmarkierung. Die Ln:GdVO4-PAA Nanokristalle erscheinen somit für das Zell-Tracking als besonders vielversprechend. Darauf aufbauend wurden die Nanokristalle zur Etablierung der Antikörper-Konjugation ausgewählt, was sie für die molekulare in vivo Bildgebung sowie für die Immuno-Bildgebung von Gewebeschnitten oder Biopsie-Proben mit der LA-ICP-MS anwendbar macht.
To reach its climate targets, the European Union has to implement a major sustainability transition in the coming decades. While the socio-technical change required for this transition is well discussed in the academic literature, the economics that go along with it are often reduced to a cost-benefit perspective of climate policy measures. By investigating climate change mitigation as a coordination problem, this thesis offers a novel perspective: It integrates the economic and the socio-technical dimension and thus allows to better understand the opportunities of a sustainability transition in Europe.
First, a game theoretic framework is developed to illustrate coordination on green or brown investment from an agent perspective. A model based on the coordination game "stag hunt" is used to discuss the influence of narratives and signals for green investment as a means to coordinate expectations towards green growth. Public and private green investment impulses – triggered by credible climate policy measures and targets – serve as an example for a green growth perspective for Europe in line with a sustainability transition. This perspective also embodies a critical view on classical analyses of climate policy measures.
Secondly, this analysis is enriched with empirical results derived from stakeholder involvement. In interviews and with a survey among European insurance companies, coordination mechanisms such as market and policy signals are identified and evaluated by their impact on investment strategies for green infrastructure. The latter, here defined as renewable energy, electricity distribution and transmission as well as energy efficiency improvements, is considered a central element of the transition to a low-carbon society.
Thirdly, this thesis identifies and analyzes major criticisms raised towards stakeholder involvement in sustainability science. On a conceptual level, different ways of conducting such qualitative research are classified. This conceptualization is then evaluated by scientists, thereby generating empirical evidence on ideals and practices of stakeholder involvement in sustainability science.
Through the combination of theoretical and empirical research on coordination problems, this thesis offers several contributions: On the one hand, it outlines an approach that allows to assess the economic opportunities of sustainability transitions. This is helpful for policy makers in Europe that are striving to implement climate policy measures addressing the targets of the Paris Agreement as well as to encourage a shift of investments towards green infrastructure. On the other hand, this thesis enhances the stabilization of the theoretical foundations in sustainability science. Therefore, it can aid researchers who involve stakeholders when studying sustainability transitions.
Uncertainty is an essential part of atmospheric processes and thus inherent to weather forecasts. Nevertheless, weather forecasts and warnings are still predominately issued as deterministic (yes or no) forecasts, although research suggests that providing weather forecast users with additional information about the forecast uncertainty can enhance the preparation of mitigation measures. Communicating forecast uncertainty would allow for a provision of information on possible future events at an earlier time. The desired benefit is to enable the users to start with preparatory protective action at an earlier stage of time based on the their own risk assessment and decision threshold. But not all users have the same threshold for taking action. In the course of the project WEXICOM (‘Wetterwarnungen: Von der Extremereignis-Information zu Kommunikation und Handlung’) funded by the Deutscher Wetterdienst (DWD), three studies were conducted between the years 2012 and 2016 to reveal how weather forecasts and warnings are reflected in weather-related decision-making. The studies asked which factors influence the perception of forecasts and the decision to take protective action and how forecast users make sense of probabilistic information and the additional lead time. In a first exploratory study conducted in 2012, members of emergency services in Germany were asked questions about how weather warnings are communicated to professional endusers in the emergency community and how the warnings are converted into mitigation measures. A large number of open questions were selected to identify new topics of interest. The questions covered topics like users’ confidence in forecasts, their understanding of probabilistic information as well as their lead time and decision thresholds to start with preparatory mitigation measures. Results show that emergency service personnel generally have a good sense of uncertainty inherent in weather forecasts. Although no single probability threshold could be identified for organisations to start with preparatory mitigation measures, it became clear that emergency services tend to avoid forecasts based on low probabilities as a basis for their decisions. Based on this findings, a second study conducted with residents of Berlin in 2014 further investigated the question of decision thresholds. The survey questions related to the topics of the perception of and prior experience with severe weather, trustworthiness of forecasters and confidence in weather forecasts, and socio-demographic and social-economic characteristics. Within the questionnaire a scenario was created to determine individual decision thresholds and see whether subgroups of the sample lead to different thresholds. The results show that people’s willingness to act tends to be higher and decision thresholds tend to be lower if the expected weather event is more severe or the property at risk is of higher value. Several influencing factors of risk perception have significant effects such as education, housing status and ability to act, whereas socio-demographic determinants alone are often not sufficient to fully grasp risk perception and protection behaviour. Parallel to the quantitative studies, an interview study was conducted with 27 members of German civil protection between 2012 and 2016. The results show that the latest developments in (numerical) weather forecasting do not necessarily fit the current practice of German emergency services. These practices are mostly carried out on alarms and ground truth in a reactive manner rather than on anticipation based on prognosis or forecasts. As the potential consequences rather than the event characteristics determine protective action, the findings support the call and need for impact-based warnings. Forecasters will rely on impact data and need to learn the users’ understanding of impact. Therefore, it is recommended to enhance weather communication not only by improving computer models and observation tools, but also by focusing on the aspects of communication and collaboration. Using information about uncertainty demands awareness about and acceptance of the limits of knowledge, hence, the capabilities of the forecaster to anticipate future developments of the atmosphere and the capabilities of the user to make sense of this information.
Light-driven diffusioosmosis
(2018)
The emergence of microfluidics created the need for precise and remote control of micron-sized objects. I demonstrate how light-sensitive motion can be induced at the micrometer scale by a simple addition of a photosensitive surfactant, which makes it possible to trigger hydrophobicity with light. With point-like laser irradiation, radial inward and outward hydrodynamic surface flows are remotely switched on and off. In this way, ensembles of microparticles can be moved toward or away from the irradiation center. Particle motion is analyzed according to varying parameters, such as surfactant and salt concentration, illumination condition, surface hydrophobicity, and surface structure.
The physical origin of this process is the so-called light-driven diffusioosmosis (LDDO), a phenomenon that was discovered in the framework of this thesis and is described experimentally and theoretically in this work. To give a brief explanation, a focused light irradiation induces a local photoisomerization that creates a concentration gradient at the solid-liquid interface. To compensate for the change in osmotic pressure near the surface, a hydrodynamic flow along the surface is generated. Surface-surfactant interaction largely governs LDDO. It is shown that surfactant adsorption depends on the isomerization state of the surfactant. Photoisomerization, therefore, triggers a surfactant attachment or detachment from the surface. This change is considered to be one of the reasons for the formation of LDDO flow.
These flows are introduced not only by a focused laser source but also by global irradiation. Porous particles show reversible repulsive and attractive interactions when dispersed in the solution of photosensitive surfactant. Repulsion and attraction is controlled by the irradiation wavelength. Illumination with red light leads to formation of aggregates, while illumination with blue light leads to the formation of a well-separated grid with equal interparticle distances, between 2µm and 80µm, depending on the particle surface density. These long-range interactions are considered to be a result of an increase or decrease of surfactant concentration around each particle, depending on the irradiation wavelength. Surfactant molecules adsorb inside the pores of the particles. A light-induced photoisomerization changes adsorption to the pores and drives surfactant molecules to the outside. The concentration gradients generate symmetric flows around each single particle resulting in local LDDO. With a break of the symmetry (i.e., by closing one side of the particle with a metal cap), one can achieve active self-propelled particle motion.
Water at α-alumina surfaces
(2018)
The (0001) surface of α-Al₂O₃ is the most stable surface cut under UHV conditions and was studied by many groups both theoretically and experimentally. Reaction barriers computed with GGA functionals are known to be underestimated. Based on an example reaction at the (0001) surface, this work seeks to improve this rate by applying a hybrid functional method and perturbation theory (LMP2) with an atomic orbital basis, rather than a plane wave basis. In addition to activation barriers, we calculate the stability and vibrational frequencies of water on the surface. Adsorption energies were compared to PW calculations and confirmed PBE+D2/PW stability results. Especially the vibrational frequencies with the B3LYP hybrid functional that have been calculated for the (0001) surface are in good agreement with experimental findings. Concerning the barriers and the reaction rate constant, the expectations are fully met. It could be shown that recalculation of the transition state leads to an increased barrier, and a decreased rate constant when hybrid functionals or LMP2 are applied.
Furthermore, the molecular beam scattering of water on (0001) surface was studied. In a previous work by Hass the dissociation was studied by AIMD of molecularly adsorbed water, referring to an equilibrium situation. The experimental method to obtaining this is pinhole dosing. In contrast to this earlier work, the dissociation process of heavy water that is brought onto the surface from a molecular beam source was modeled in this work by periodic ab initio molecular dynamics simulations. This experimental method results in a non-equilibrium situation. The calculations with different surface and beam models allow us to understand the results of the non-equilibrium situation better. In contrast to a more equilibrium situation with pinhole dosing, this gives an increase in the dissociation probability, which could be explained and also understood mechanistically by those calculations.
In this work good progress was made in understanding the (1120) surface of α-Al₂O₃ in contact with water in the low-coverage regime. This surface cut is the third most stable one under UHV conditions and has not been studied to a great extent yet. After optimization of the clean, defect free surface, the stability of different adsorbed species could be classified. One molecular minimum and several dissociated species could be detected. Starting from these, reaction rates for various surface reactions were evaluated. A dissociation reaction was shown to be very fast because the molecular minimum is relatively unstable, whereas diffusion reactions cover a wider range from fast to slow. In general, the (112‾0) surface appears to be much more reactive against water than the (0001) surface. In addition to reactivity, harmonic vibrational frequencies were determined for comparison with the findings of the experimental “Interfacial Molecular Spectroscopy” group from Fritz-Haber institute in Berlin. Especially the vibrational frequencies of OD species could be assigned to vibrations from experimental SFG spectra with very good agreement. Also, lattice vibrations were studied in close collaboration with the experimental partners. They perform SFG spectra at very low frequencies to get deep into the lattice vibration region. Correspondingly, a bigger slab model with greater expansion perpendicular to the surface was applied, considering more layers in the bulk. Also with the lattice vibrations we could obtain reasonably good agreement in terms of energy differences between the peaks.
Time-dependent correlation function based methods to study optical spectroscopy involving electronic transitions can be traced back to the work of Heller and coworkers. This intuitive methodology can be expected to be computationally efficient and is applied in the current work to study the vibronic absorption, emission, and resonance Raman spectra of selected organic molecules. Besides, the "non-standard" application of this approach to photoionization processes is also explored. The application section consists of four chapters as described below.
In Chapter 4, the molar absorptivities and vibronic absorption/emission spectra of perylene and several of its N-substituted derivatives are investigated. By systematically varying the number and position of N atoms, it is shown that the presence of nitrogen heteroatoms has a negligible effect on the molecular structure and geometric distortions upon electronic transitions, while spectral properties are more sensitive: In particular the number of N atoms is important while their position is less decisive. Thus, N-substitution can be used to fine-tune the optical properties of perylene-based molecules.
In Chapter 5, the same methods are applied to study the vibronic absorption/emission and resonance Raman spectra of a newly synthesized donor-acceptor type molecule. The simulated absorption/emission spectra agree fairly well with experimental data, with discrepancies being attributed to solvent effects. Possible modes which may dominate the fine-structure in the vibronic spectra are proposed by analyzing the correlation function with the aid of Raman and resonance Raman spectra.
In the next two chapters, besides the above types of spectra, the methods are extended to study photoelectron spectra of several small diamondoid-related systems (molecules, radicals, and cations). Comparison of the photoelectron spectra with available experimental data suggests that the correlation function based approach can describe ionization processes reasonably well. Some of these systems, cationic species in particular, exhibit somewhat peculiar optical behavior, which presents them as possible candidates for functional devices.
Correlation function based methods in a more general sense can be very versatile. In fact, besides the above radiative processes, formulas for non-radiative processes such as internal conversion have been derived in literature. Further implementation of the available methods is among our next goals.
The purpose of Probabilistic Seismic Hazard Assessment (PSHA) at a construction site is to provide the engineers with a probabilistic estimate of ground-motion level that could be equaled or exceeded at least once in the structure’s design lifetime. A certainty on the predicted ground-motion allows the engineers to confidently optimize structural design and mitigate the risk of extensive damage, or in worst case, a collapse. It is therefore in interest of engineering, insurance, disaster mitigation, and security of society at large, to reduce uncertainties in prediction of design ground-motion levels.
In this study, I am concerned with quantifying and reducing the prediction uncertainty of regression-based Ground-Motion Prediction Equations (GMPEs). Essentially, GMPEs are regressed best-fit formulae relating event, path, and site parameters (predictor variables) to observed ground-motion values at the site (prediction variable). GMPEs are characterized by a parametric median (μ) and a non-parametric variance (σ) of prediction. μ captures the known ground-motion physics i.e., scaling with earthquake rupture properties (event), attenuation with distance from source (region/path), and amplification due to local soil conditions (site); while σ quantifies the natural variability of data that eludes μ. In a broad sense, the GMPE prediction uncertainty is cumulative of 1) uncertainty on estimated regression coefficients (uncertainty on μ,σ_μ), and 2) the inherent natural randomness of data (σ). The extent of μ parametrization, the quantity, and quality of ground-motion data used in a regression, govern the size of its prediction uncertainty: σ_μ and σ.
In the first step, I present the impact of μ parametrization on the size of σ_μ and σ. Over-parametrization appears to increase the σ_μ, because of the large number of regression coefficients (in μ) to be estimated with insufficient data. Under-parametrization mitigates σ_μ, but the reduced explanatory strength of μ is reflected in inflated σ. For an optimally parametrized GMPE, a ~10% reduction in σ is attained by discarding the low-quality data from pan-European events with incorrect parametric values (of predictor variables).
In case of regions with scarce ground-motion recordings, without under-parametrization, the only way to mitigate σ_μ is to substitute long-term earthquake data at a location with short-term samples of data across several locations – the Ergodic Assumption. However, the price of ergodic assumption is an increased σ, due to the region-to-region and site-to-site differences in ground-motion physics. σ of an ergodic GMPE developed from generic ergodic dataset is much larger than that of non-ergodic GMPEs developed from region- and site-specific non-ergodic subsets - which were too sparse to produce their specific GMPEs. Fortunately, with the dramatic increase in recorded ground-motion data at several sites across Europe and Middle-East, I could quantify the region- and site-specific differences in ground-motion scaling and upgrade the GMPEs with 1) substantially more accurate region- and site-specific μ for sites in Italy and Turkey, and 2) significantly smaller prediction variance σ. The benefit of such enhancements to GMPEs is quite evident in my comparison of PSHA estimates from ergodic versus region- and site-specific GMPEs; where the differences in predicted design ground-motion levels, at several sites in Europe and Middle-Eastern regions, are as large as ~50%.
Resolving the ergodic assumption with mixed-effects regressions is feasible when the quantified region- and site-specific effects are physically meaningful, and the non-ergodic subsets (regions and sites) are defined a priori through expert knowledge. In absence of expert definitions, I demonstrate the potential of machine learning techniques in identifying efficient clusters of site-specific non-ergodic subsets, based on latent similarities in their ground-motion data. Clustered site-specific GMPEs bridge the gap between site-specific and fully ergodic GMPEs, with their partially non-ergodic μ and, σ ~15% smaller than the ergodic variance.
The methodological refinements to GMPE development produced in this study are applicable to new ground-motion datasets, to further enhance certainty of ground-motion prediction and thereby, seismic hazard assessment. Advanced statistical tools show great potential in improving the predictive capabilities of GMPEs, but the fundamental requirement remains: large quantity of high-quality ground-motion data from several sites for an extended time-period.
El objetivo de este trabajo es investigar cómo se evoca la realidad del habla en la novela Rosario Tijeras, del colombiano Jorge Franco, y sus traducciones al alemán y al inglés. En esta novela negra, el autor recurre a un lenguaje coloquial llamado parlache, típico de un sector socioeconómico marginal de Medellín, y cuya influencia se ha extendido a todos los ámbitos de la ciudad y del país. El estudio se centrará en la descripción de la variación diatópica y diastrática en la ficción; concretamente, de las expresiones típicas del parlache. Con ello se pretende determinar la contribución de ciertos recursos lingüísticos típicos de esta variedad del español a la construcción de un diálogo hablado verosímil. Además, se estudiará cómo se reexpresa este «colorido local» en la evocación de la oralidad en las traducciones. Se intentarán determinar, por tanto, las divergencias de traducción y profundizar en la descripción de la variación lingüística (diatópica y diastrática) en la traducción literaria.
Die Klangeigenschaften von Musikinstrumenten werden durch das Zusammenwirken der auf ihnen anregbaren akustischen Schwingungsmoden bestimmt, welche sich wiederum aus der geometrischen Struktur des Resonators in Kombination mit den verwendeten Materialien ergeben. In dieser Arbeit wurde das Schwingungsverhalten von Streichinstrumenten durch den Einsatz minimal-invasiver piezoelektrischer Polymerfilmsensoren untersucht. Die studierten Kopplungsphänomene umfassen den sogenannten Wolfton und Schwingungstilger, die zu dessen Abschwächung verwendet werden, sowie die gegenseitige Beeinflussung von Bogen und Instrument beim Spielvorgang. An Dielektrischen Elastomeraktormembranen wurde dagegen der Einfluss der elastischen Eigenschaften des Membranmaterials auf das akustische und elektromechanische Schwingungsverhalten gezeigt. Die Dissertation gliedert sich in drei Teile, deren wesentliche Ergebnisse im Folgenden zusammengefasst werden.
In Teil I wurde die Funktionsweise eines abstimmbaren Schwingungstilgers zur Dämpfung von Wolftönen auf Streichinstrumenten untersucht. Durch Abstimmung der Resonanzfrequenz des Schwingungstilgers auf die Wolftonfrequenz kann ein Teil der Saitenschwingungen absorbiert werden, so dass die zu starke Anregung der Korpusresonanz vermieden wird, die den Wolfton verursacht. Der Schwingungstilger besteht aus einem „Wolftöter“, einem Massestück, welches auf der Nachlänge der betroffenen Saite (zwischen Steg und Saitenhalter) installiert wird. Hier wurde gezeigt, wie die Resonanzen dieses Schwingungstilgers von der Masse des Wolftöters und von dessen Position auf der Nachlänge abhängen. Aber auch die Geometrie des Wolftöters stellte sich als ausschlaggebend heraus, insbesondere bei einem nicht-rotationssymmetrischen Wolftöter: In diesem Fall entsteht – basierend auf den zu erwartenden nicht-harmonischen Moden einer massebelasteten Saite – eine zusätzliche Mode, die von der Polarisationsrichtung der Saitenschwingung abhängt.
Teil II der Dissertation befasst sich mit Elastomermembranen, die als Basis von Dielektrischen Elastomeraktoren dienen, und die wegen der Membranspannung auch akustische Resonanzen aufweisen. Die Ansprache von Elastomeraktoren hängt unter anderem von der Geschwindigkeit der elektrischen Anregung ab. Die damit zusammenhängenden viskoelastischen Eigenschaften der hier verwendeten Elastomere, Silikon und Acrylat, wurden einerseits in einer frequenzabhängigen dynamisch-mechanischen Analyse des Elastomers erfasst, andererseits auch optisch an vollständigen Aktoren selbst gemessen. Die höhere Viskosität des Acrylats, das bei tieferen Frequenzen höhere Aktuationsdehnungen als das Silikon zeigt, führt zu einer Verminderung der Dehnungen bei höheren Frequenzen, so dass über etwa 40 Hertz mit Silikon größere Aktuationsdehnungen erreicht werden. Mit den untersuchten Aktoren konnte die Gitterkonstante weicher optischer Beugungsgitter kontrolliert werden, die als zusätzlicher Film auf der Membran installiert wurden. Über eine Messung der akustischen Resonanzfrequenz von Elastomermebranen aus Acrylat in 1Abhängigkeit von ihrer Vorstreckung konnte in Verbindung mit einer Modellierung des hyperelastischen Verhaltens des Elastomers (Ogden-Modell) der Schermodul bestimmt werden.
Schließlich wird in Teil III die Untersuchung von Geigen und ihrer Streichanregung mit Hilfe minimal-invasiver piezoelektrischer Polymerfilme geschildert. Es konnten am Bogen und am Steg von Geigen – unter den beiden Füßen des Stegs – jeweils zwei Filmsensoren installiert werden. Mit den beiden Sensoren am Steg wurden Frequenzgänge von Geigen gemessen, welche eine Bestimmung der frequenzabhängigen Stegbewegung erlaubten. Diese Methode ermöglicht damit auch eine umfassende Charakterisierung der Signaturmoden in Bezug auf die Stegdynamik. Die Ergebnisse der komplementären Methoden von Impulsanregung und natürlichem Spielen der Geigen konnten dank der Sensoren verglichen werden. Für die Nutzung der Sensoren am Bogen – insbesondere für eine Messung des Bogendrucks – wurde eine Kalibrierung des Bogen-Sensor-Systems mit Hilfe einer Materialprüfmaschine durchgeführt. Bei einer Messung während des natürlichen Spielens wurde mit den Sensoren am Bogen einerseits die Übertragung der Saitenschwingung auf den Bogen festgestellt. Dabei konnten außerdem longitudinale Bogenhaarresonanzen identifiziert werden, die von der Position der Saite auf dem Bogen abhängen. Aus der Analyse dieses Phänomens konnte die longitudinale Wellengeschwindigkeit der Bogenhaare bestimmt werden, die eine wichtige Größe für die Kopplung zwischen Saite und Bogen ist. Mit Hilfe des Systems aus Sensoren an Bogen und Steg werden auf Grundlage der vorliegenden Arbeit Studien an Streichinstrumenten vorgeschlagen, in denen die Bespielbarkeit der Instrumente zu den jeweils angeregten Steg- und Bogenschwingungen in Beziehung gesetzt werden kann. Damit könnte nicht zuletzt auch die bisher nicht vollständig geklärte Rolle des Bogens für Klang und Bespielbarkeit besser beurteilt werden
Poly(vinylidene fluoride-trifluoroethylene) (P(VDF-TrFE)) ferroelectric thin films of different molar ratio have been studied with regard to data memory applications. Therefore, films with thicknesses of 200 nm and less have been spin coated from solution. Observations gained from single layers have been extended to multilayer capacitors and three terminal transistor devices.
Besides conventional hysteresis measurements, the measurement of dielectric non-linearities has been used as a main tool of characterisation. Being a very sensitive and non-destructive method, non-linearity measurements are well suited for polarisation readout and property studies. Samples have been excited using a high quality, single-frequency sinusoidal voltage with an amplitude significantly smaller than the coercive field of the samples. The response was then measured at the excitation frequency and its higher harmonics. Using the measurement results, the linear and non-linear dielectric permittivities ɛ₁, ɛ₂ and ɛ₃ have been determined. The permittivities have been used to derive the temperature-dependent polarisation behaviour as well as the polarisation state and the order of the phase transitions.
The coercive field in VDF-TrFE copolymers is high if compared to their ceramic competitors. Therefore, the film thickness had to be reduced significantly. Considering a switching voltage of 5 V and a coercive field of 50 MV/m, the film thickness has to be 100 nm and below. If the thickness becomes substantially smaller than the other dimensions, surface and interface layer effects become more pronounced. For thicker films of P(VDF-TrFE) with a molar fraction of 56/44 a second-order phase transition without a thermal hysteresis for an ɛ₁(T) temperature cycle has been predicted and observed. This however, could not be confirmed by the measurements of thinner films. A shift of transition temperatures as well as a temperature independent, non-switchable polarisation and a thermal hysteresis for P(VDF-TrFE) 56/44 have been observed. The impact of static electric fields on the polarisation and the phase transition has therefore been studied and simulated, showing that all aforementioned phenomena including a linear temperature dependence of the polarisation might originate from intrinsic electric fields.
In further experiments the knowledge gained from single layer capacitors has been extended to bilayer copolymer thin films of different molar composition. Bilayers have been deposited by succeeding cycles of spin coating from solution. Single layers and their bilayer combination have been studied individually in order to prove the layers stability. The individual layers have been found to be physically stable. But while the bilayers reproduced the main ɛ₁(T) properties of the single layers qualitatively, quantitative numbers could not be explained by a simple serial connection of capacitors. Furthermore, a linear behaviour of the polarisation throughout the measured temperature range has been observed. This was found to match the behaviour predicted considering a constant electric field.
Retention time is an important quantity for memory applications. Hence, the retention behaviour of VDF-TrFE copolymer thin films has been determined using dielectric non-linearities. The polarisation loss in P(VDF-TrFE) poled samples has been found to be less than 20% if recorded over several days. The loss increases significantly if the samples have been poled with lower amplitudes, causing an unsaturated polarisation. The main loss was attributed to injected charges. Additionally, measurements of dielectric non-linearities have been proven to be a sensitive and non-destructive tool to measure the retention behaviour.
Finally, a ferroelectric field effect transistor using mainly organic materials (FerrOFET) has been successfully studied. DiNaphtho[2,3-b:2',3'-f]Thieno[3,2-b]Thiophene (DNTT) has proven to be a stable, suitable organic semiconductor to build up ferroelectric memory devices. Furthermore, an oxidised aluminium bottom electrode and additional dielectric layers, i.e. parylene C, have proven to reduce the leakage current and therefore enhance the performance significantly.
The last years have shown an increasing sophistication of attacks against enterprises. Traditional security solutions like firewalls, anti-virus systems and generally Intrusion Detection Systems (IDSs) are no longer sufficient to protect an enterprise against these advanced attacks. One popular approach to tackle this issue is to collect and analyze events generated across the IT landscape of an enterprise. This task is achieved by the utilization of Security Information and Event Management (SIEM) systems. However, the majority of the currently existing SIEM solutions is not capable of handling the massive volume of data and the diversity of event representations. Even if these solutions can collect the data at a central place, they are neither able to extract all relevant information from the events nor correlate events across various sources. Hence, only rather simple attacks are detected, whereas complex attacks, consisting of multiple stages, remain undetected. Undoubtedly, security operators of large enterprises are faced with a typical Big Data problem.
In this thesis, we propose and implement a prototypical SIEM system named Real-Time Event Analysis and Monitoring System (REAMS) that addresses the Big Data challenges of event data with common paradigms, such as data normalization, multi-threading, in-memory storage, and distributed processing. In particular, a mostly stream-based event processing workflow is proposed that collects, normalizes, persists and analyzes events in near real-time. In this regard, we have made various contributions in the SIEM context. First, we propose a high-performance normalization algorithm that is highly parallelized across threads and distributed across nodes. Second, we are persisting into an in-memory database for fast querying and correlation in the context of attack detection. Third, we propose various analysis layers, such as anomaly- and signature-based detection, that run on top of the normalized and correlated events. As a result, we demonstrate our capabilities to detect previously known as well as unknown attack patterns. Lastly, we have investigated the integration of cyber threat intelligence (CTI) into the analytical process, for instance, for correlating monitored user accounts with previously collected public identity leaks to identify possible compromised user accounts.
In summary, we show that a SIEM system can indeed monitor a large enterprise environment with a massive load of incoming events. As a result, complex attacks spanning across the whole network can be uncovered and mitigated, which is an advancement in comparison to existing SIEM systems on the market.
The rapid development and integration of Information Technologies over the last decades influenced all areas of our life, including the business world. Yet not only the modern enterprises become digitalised, but also security and criminal threats move into the digital sphere. To withstand these threats, modern companies must be aware of all activities within their computer networks.
The keystone for such continuous security monitoring is a Security Information and Event Management (SIEM) system that collects and processes all security-related log messages from the entire enterprise network. However, digital transformations and technologies, such as network virtualisation and widespread usage of mobile communications, lead to a constantly increasing number of monitored devices and systems. As a result, the amount of data that has to be processed by a SIEM system is increasing rapidly. Besides that, in-depth security analysis of the captured data requires the application of rather sophisticated outlier detection algorithms that have a high computational complexity. Existing outlier detection methods often suffer from performance issues and are not directly applicable for high-speed and high-volume analysis of heterogeneous security-related events, which becomes a major challenge for modern SIEM systems nowadays.
This thesis provides a number of solutions for the mentioned challenges. First, it proposes a new SIEM system architecture for high-speed processing of security events, implementing parallel, in-memory and in-database processing principles. The proposed architecture also utilises the most efficient log format for high-speed data normalisation. Next, the thesis offers several novel high-speed outlier detection methods, including generic Hybrid Outlier Detection that can efficiently be used for Big Data analysis. Finally, the special User Behaviour Outlier Detection is proposed for better threat detection and analysis of particular user behaviour cases.
The proposed architecture and methods were evaluated in terms of both performance and accuracy, as well as compared with classical architecture and existing algorithms. These evaluations were performed on multiple data sets, including simulated data, well-known public intrusion detection data set, and real data from the large multinational enterprise. The evaluation results have proved the high performance and efficacy of the developed methods.
All concepts proposed in this thesis were integrated into the prototype of the SIEM system, capable of high-speed analysis of Big Security Data, which makes this integrated SIEM platform highly relevant for modern enterprise security applications.
In a changing world facing several direct or indirect anthropogenic challenges the freshwater resources are endangered in quantity and quality. An excessive supply of nutrients, for example, can cause disproportional phytoplankton development and oxygen deficits in large rivers, leading to failure of the aims requested by the Water Framework Directive (WFD). Such problems can be observed in many European river catchments including the Elbe basin, and effective measures for improving water quality status are highly appreciated.
In water resources management and protection, modelling tools can help to understand the dominant nutrient processes and to identify the main sources of nutrient pollution in a watershed. They can be effective instruments for impact assessments investigating the effects of changing climate or socio-economic conditions on the status of surface water bodies, and for testing the usefulness of possible protection measures. Due to the high number of interrelated processes, ecohydrological model approaches containing water quality components are more complex than the pure hydrological ones, and their setup and calibration require more efforts. Such models, including the Soil and Water Integrated Model (SWIM), still need some further development and improvement.
Therefore, this cumulative dissertation focuses on two main objectives: 1) the approach-related objectives aiming in the SWIM model improvement and further development regarding nutrient (nitrogen and phosphorus) process description, and 2) the application-related objectives in meso- to large-scale Elbe river basins to support adaptive river basin management in view of possible future changes. The dissertation is based on five scientific papers published in international journals and dealing with these research questions.
Several adaptations were implemented in the model code to improve the representation of nutrient processes including a simple wetland approach, an extended by ammonium nitrogen cycle in the soils, as well as a detailed in-stream module, simulating algal growth, nutrient transformation processes and oxygen conditions in the river reaches, mainly driven by water temperature and light. Although this new approaches created a highly complex ecohydrological model with a large number of additional calibration parameters and rising uncertainty, the calibration and validation of the SWIM model enhanced by the new approaches in selected subcatchment and the entire Elbe river basin delivered satisfactory to good model results in terms of criteria of fit. Thus, the calibrated and validated model provided a sound base for the assessment of possible future changes and impacts in climate, land use and management in the Elbe river (sub)basin(s).
The new enhanced modelling approach improved the applicability of the SWIM model for the WFD related research questions, where the ability to consider biological water quality components (such as phytoplankton) is important. It additionally enhanced its ability to simulate the behaviour of nutrients coming mainly from point sources (e.g. phosphate phosphorus). Scenario results can be used by decision makers and stakeholders to find and understand future challenges and possible adaptation measures in the Elbe river basin.
Background: Individuals with aphasia after stroke (IWA) often present with working memory (WM) deficits. Research investigating the relationship between WM and language abilities has led to the promising hypothesis that treatments of WM could lead to improvements in language, a phenomenon known as transfer. Although recent treatment protocols have been successful in improving WM, the evidence to date is scarce and the extent to which improvements in trained tasks of WM transfer to untrained memory tasks, spoken sentence comprehension, and functional communication is yet poorly understood.
Aims: We aimed at (a) investigating whether WM can be improved through an adaptive n-back training in IWA (Study 1–3); (b) testing whether WM training leads to near transfer to unpracticed WM tasks (Study 1–3), and far transfer to spoken sentence comprehension (Study 1–3), functional communication (Study 2–3), and memory in daily life in IWA (Study 2–3); and (c) evaluating the methodological quality of existing WM treatments in IWA (Study 3). To address these goals, we conducted two empirical studies – a case-controls study with Hungarian speaking IWA (Study 1) and a multiple baseline study with German speaking IWA (Study 2) – and a systematic review (Study 3).
Methods: In Study 1 and 2 participants with chronic, post-stroke aphasia performed an adaptive, computerized n-back training. ‘Adaptivity’ was implemented by adjusting the tasks’ difficulty level according to the participants’ performance, ensuring that they always practiced at an optimal level of difficulty. To assess the specificity of transfer effects and to better understand the underlying mechanisms of transfer on spoken sentence comprehension, we included an outcome measure testing specific syntactic structures that have been proposed to involve WM processes (e.g., non-canonical structures with varying complexity).
Results: We detected a mixed pattern of training and transfer effects across individuals: five participants out of six significantly improved in the n-back training. Our most important finding is that all six participants improved significantly in spoken sentence comprehension (i.e., far transfer effects). In addition, we also found far transfer to functional communication (in two participants out of three in Study 2) and everyday memory functioning (in all three participants in Study 2), and near transfer to unpracticed n-back tasks (in four participants out of six). Pooled data analysis of Study 1 and 2 showed a significant negative relationship between initial spoken sentence comprehension and the amount of improvement in this ability, suggesting that the more severe the participants’ spoken sentence comprehension deficit was at the beginning of training, the more they improved after training. Taken together, we detected both near far and transfer effects in our studies, but the effects varied across participants. The systematic review evaluating the methodological quality of existing WM treatments in stroke IWA (Study 3) showed poor internal and external validity across the included 17 studies. Poor internal validity was mainly due to use of inappropriate design, lack of randomization of study phases, lack of blinding of participants and/or assessors, and insufficient sampling. Low external validity was mainly related to incomplete information on the setting, lack of use of appropriate analysis or justification for the suitability of the analysis procedure used, and lack of replication across participants and/or behaviors. Results in terms of WM, spoken sentence comprehension, and reading are promising, but further studies with more rigorous methodology and stronger experimental control are needed to determine the beneficial effects of WM intervention.
Conclusions: Results of the empirical studies suggest that WM can be improved with a computerized and adaptive WM training, and improvements can lead to transfer effects to spoken sentence comprehension and functional communication in some individuals with chronic post-stroke aphasia. The fact that improvements were not specific to certain syntactic structures (i.e., non-canonical complex sentences) in spoken sentence comprehension suggest that WM is not involved in the online, automatic processing of syntactic information (i.e., parsing and interpretation), but plays a more general role in the later stage of spoken sentence comprehension (i.e., post-interpretive comprehension). The individual differences in treatment outcomes call for future research to clarify how far these results are generalizable to the population level of IWA. Future studies are needed to identify a few mechanisms that may generalize to at least a subpopulation of IWA as well as to investigate baseline non-linguistic cognitive and language abilities that may play a role in transfer effects and the maintenance of such effects. These may require larger yet homogenous samples.
In this thesis, deficits in theory of mind (ToM) and executive function (EF) were examined in tandem and separately as risk factors for conduct problems, including different forms and functions of aggressive behavior. All three reported studies and the additional analyses were based on a large community sample of N = 1,657 children, including three waves of a longitudinal study covering middle childhood and the transition to early adolescence (range 6 to 13 years) over a total of about three years. All data were analyzed with structural equation modeling.
Altogether, the results of all the conducted studies in this thesis extend previous research and confirm the propositions of the SIP model (Crick & Dodge, 1994) and of the amygdala theory of violent behavior (e.g., Blair et al., 2014) besides other accounts. Considering the three main research questions, the results of the thesis suggest first that deficits in ToM are a risk factor for relational and physical aggression from a mean age of 8 to 11 years under the control of stable between-person differences in aggression. In addition, earlier relationally aggressive behavior predicts later deficits in ToM in this age range, which confirms transactional relations between deficits in ToM and aggressive behavior in children (Crick & Dodge, 1994). Further, deficits in ToM seem to be a risk factor for parent-rated conduct problems cross-sectionally in an age range from 9 to 13 years. Second, deficits in cool EF are a risk factor for later physical, relational, and reactive aggression but not for proactive aggression over a course of three years from middle childhood to early adolescence. Habitual anger seems to mediate the relation between cool EF and physical, and as a trend also relational, aggression. Deficits in emotional and inhibitory control and planning have a direct effect on the individual level of conduct problems under the control of interindividual differences in conduct problems at a mean age of 8 years, but not on the trajectory of conduct problems over the course from age 8 to 11. Third, when deficits in cool EF and ToM are studied in tandem cross-sectionally at the transition from middle childhood to early adolescence, deficits in cool EF seem to play only an indirect role through deficits in ToM as a risk factor for conduct problems. Finally, all results hold equal for females and males in the conducted studies.
The results of this thesis emphasize the need to intervene in the transactional processes between deficits in ToM and in EF and conduct problems, including different forms and functions of aggression, particularly in the socially sensible period from middle and late childhood to early adolescence.
The interaction between surfaces displaying end-grafted hydrophilic polymer brushes plays important roles in biology and in many wet-technological applications. The outer surfaces of Gram-negative bacteria, for example, are composed of lipopolysaccharide (LPS) molecules exposing oligo- and polysaccharides to the aqueous environment. This unique, structurally complex biological interface is of great scientific interest as it mediates the interaction of bacteria with neighboring bacteria in colonies and biofilms. The interaction between polymer-decorated surfaces is generally coupled to the distance-dependent conformation of the polymer chains. Therefore, structural insight into the interacting surfaces is a prerequisite to understand the interaction characteristics as well as the underlying physical mechanisms. This problem has been addressed by theory, but accurate experimental data on polymer conformations under confinement are rare, because obtaining perturbation-free structural insight into buried soft interfaces is inherently difficult.
In this thesis, lipid membrane surfaces decorated with hydrophilic polymers of technological and biological relevance are investigated under controlled interaction conditions, i.e., at defined surface separations. For this purpose, dedicated sample architectures and experimental tools are developed. Via ellipsometry and neutron reflectometry pressure-distance curves and distance-dependent polymer conformations in terms of brush compression and reciprocative interpenetration are determined. Additional element-specific structural insight into the end-point distribution of interacting brushes is obtained by standing-wave x-ray fluorescence (SWXF).
The methodology is first established for poly[ethylene glycol] (PEG) brushes of defined length and grafting density. For this system, neutron reflectometry revealed pronounced brush interpenetration, which is not captured in common brush theories and therefore motivates rigorous simulation-based treatments. In the second step the same approach is applied to realistic mimics of the outer surfaces of Gram-negative bacteria: monolayers of wild type LPSs extracted from E. Coli O55:B5 displaying strain-specific O-side chains. The neutron reflectometry experiments yield unprecedented structural insight into bacterial interactions, which are of great relevance for the properties of biofilms.
Die Entstehung der modernen britischen Nachrichtendienstarchitektur fiel in die erste Hälfte des zwanzigsten Jahrhunderts. Zeitgleich erfuhr die britische Gesellschaft eine nie dagewesene Demokratisierung. Die Arbeit versucht darzulegen, wie auch vermeintlich arkane Bereiche staatlichen Handelns in öffentliche Aushandlungsprozesse eingebettet sind und rekonstruiert deshalb erstmals systematisch öffentliche und fachöffentliche Diskurse über Nachrichtendienste Großbritanniens im Zeitalter der Weltkriege.
Mit der New Economic Geography (NEG) kann die Verteilung von Unternehmen und Arbeitskräften auf Regionen modellhaft diskutiert werden. In diesem Beitrag wird untersucht, welche räumlichen Verteilungen der mobilen Arbeitskräfte und Unternehmen in einem NEG-Modellansatz resultieren, wenn die Größe einer Region und damit der ihr zur Verfügung stehende Boden, die zu überwindende Distanz für den Gütertransport innerhalb der Regionen, sowie Bodennutzungskonkurrenzen zwischen Wohnen, Industrie und Landwirtschaft berücksichtigt werden. Auch wird der Frage nachgegangen, welche Wohlfahrtswirkungen hierbei resultieren.
Diese Arbeit besteht aus drei Aufsätzen. Der erste Aufsatz („Die Arbeitsmarktpolitik in Südosteuropa: Von der Transformation bis zur EU-Integration“) erörtert die wirtschaftlichen und politischen Rahmenbedingungen in Südosteuropa und die damit einhergehenden Entwicklungen auf den jeweiligen Arbeitsmärkten seit 1991. Im Fokus steht dabei der Einfluss der Arbeitslosigkeit (als systemunabhängiges Problem) auf den EU-Integrationsprozess in den jugoslawischen Nachfolgestaaten und Albanien.
Welchen Einfluss haben der qualifikatorische und regionale Mismatch auf die Arbeitslosigkeit in Kroatien? Um diese Frage zu beantworten, wird im zweiten Kapitel dieser Arbeit („Arbeitslosigkeit im Transformationsprozess: Qualifikatorischer und regionaler Mismatch in Kroatien“) der Mismatch sowohl statisch mit Mismatch-Indikatoren als auch dynamisch im Rahmen der Matching-Funktion erörtert. Unter Anwendung von Paneldaten für neun Berufsgruppen und 21 Regionen im Zeitraum zwischen Januar 2004 und Juni 2015 wird in diesem Kapitel mithilfe von Fixed-Effects-Modellen dieser Einfluss geschätzt.
Führt die Anpassung der Arbeitslosenversicherungsgesetze an die EU-Standards zu einer Verbesserung der Arbeitsmarktergebnisse in den Staaten Südosteuropas? Mit Hilfe von Paneldaten für den Zeitraum 1996–2014 wird für fünf südosteuropäische Staaten (Albanien, Kroatien, Mazedonien, Montenegro und Serbien) dieser Einfluss im Rahmen eines Differenz-in-Differenzen-Modells im dritten Aufsatz („Unvollständige Integration: Eine Differenz-in-Differenzen-Analyse der südosteuropäischen Arbeitsmärkte“) geschätzt.
Causes for slow weathering and erosion in the steep, warm, monsoon-subjected Highlands of Sri Lanka
(2018)
In the Highlands of Sri Lanka, erosion and chemical weathering rates are among the lowest for global mountain denudation. In this tropical humid setting, highly weathered deep saprolite profiles have developed from high-grade metamorphic charnockite during spheroidal weathering of the bedrock. The spheroidal weathering produces rounded corestones and spalled rindlets at the rock-saprolite interface. I used detailed textural, mineralogical, chemical, and electron-microscopic (SEM, FIB, TEM) analyses to identify the factors limiting the rate of weathering front advance in the profile, the sequence of weathering reactions, and the underlying mechanisms. The first mineral attacked by weathering was found to be pyroxene initiated by in situ Fe oxidation, followed by in situ biotite oxidation. Bulk dissolution of the primary minerals is best described with a dissolution – re-precipitation process, as no chemical gradients towards the mineral surface and sharp structural boundaries are observed at the nm scale. Only the local oxidation in pyroxene and biotite is better described with an ion by ion process. The first secondary phases are oxides and amorphous precipitates from which secondary minerals (mainly smectite and kaolinite) form. Only for biotite direct solid state transformation to kaolinite is likely. The initial oxidation of pyroxene and biotite takes place in locally restricted areas and is relatively fast: log J = -11 molmin/(m2 s). However, calculated corestone-scale mineral oxidation rates are comparable to corestone-scale mineral dissolution rates: log R = -13 molpx/(m2 s) and log R = -15 molbt/(m2 s). The oxidation reaction results in a volume increase. Volumetric calculations suggest that this observed oxidation leads to the generation of porosity due to the formation of micro-fractures in the minerals and the bedrock allowing for fluid transport and subsequent dissolution of plagioclase. At the scale of the corestone, this fracture reaction is responsible for the larger fractures that lead to spheroidal weathering and to the formation of rindlets. Since these fractures have their origin from the initial oxidational induced volume increase, oxidation is the rate limiting parameter for weathering to take place. The ensuing plagioclase weathering leads to formation of high secondary porosity in the corestone over a distance of only a few cm and eventually to the final disaggregation of bedrock to saprolite. As oxidation is the first weathering reaction, the supply of O2 is a rate-limiting factor for chemical weathering. Hence, the supply of O2 and its consumption at depth connects processes at the weathering front with erosion at the surface in a feedback mechanism. The strength of the feedback depends on the relative weight of advective versus diffusive transport of O2 through the weathering profile. The feedback will be stronger with dominating diffusive transport. The low weathering rate ultimately depends on the transport of O2 through the whole regolith, and on lithological factors such as low bedrock porosity and the amount of Fe-bearing primary minerals. In this regard the low-porosity charnockite with its low content of Fe(II) bearing minerals impedes fast weathering reactions. Fresh weatherable surfaces are a pre-requisite for chemical weathering. However, in the case of the charnockite found in the Sri Lankan Highlands, the only process that generates these surfaces is the fracturing induced by oxidation. Tectonic quiescence in this region and low pre-anthropogenic erosion rate (attributed to a dense vegetation cover) minimize the rejuvenation of the thick and cohesive regolith column, and lowers weathering through the feedback with erosion.
This dissertation consists of five self-contained essays, addressing different aspects of career choices, especially the choice of entrepreneurship, under risk and ambiguity. In Chapter 2, the first essay develops an occupational choice model with boundedly rational agents, who lack information, receive noisy feedback, and are restricted in their decisions by their personality, to analyze and explain puzzling empirical evidence on entrepreneurial decision processes. In the second essay, in Chapter 3, I contribute to the literature on entrepreneurial choice by constructing a general career choice model on the basis of the assumption that outcomes are partially ambiguous. The third essay, in Chapter 4, theoretically and empirically analyzes the impact of media on career choices, where information on entrepreneurship provided by the media is treated as an informational shock affecting prior beliefs. The fourth essay, presented in Chapter 5, contains an empirical analysis of the effects of cyclical macro variables (GDP and unemployment) on innovative start-ups in Germany. In the fifth, and last, essay in Chapter 6, we examine whether information on personality is useful for advice, using the example of career advice.
The Himalayan arc stretches >2500 km from east to west at the southern edge of the Tibetan Plateau, representing one of the most important Cenozoic continent-continent collisional orogens. Internal deformation processes and climatic factors, which drive weathering, denudation, and transport, influence the growth and erosion of the orogen. During glacial times wet-based glaciers sculpted the mountain range and left overdeepend and U-shaped valleys, which were backfilled during interglacial times with paraglacial sediments over several cycles. These sediments partially still remain within the valleys because of insufficient evacuation capabilities into the foreland. Climatic processes overlay long-term tectonic processes responsible for uplift and exhumation caused by convergence. Possible processes accommodating convergence within the orogenic wedge along the main Himalayan faults, which divide the range into four major lithologic units, are debated. In this context, the identification of processes shaping the Earth’s surface on short- and on long-term are crucial to understand the growth of the orogen and implications for landscape development in various sectors along the arc. This thesis focuses on both surface and tectonic processes that shape the landscape in the western Indian Himalaya since late Miocene.
In my first study, I dated well-preserved glacially polished bedrock on high-elevated ridges and valley walls in the upper of the Chandra Valley the by means of 10Be terrestrial cosmogenic radionuclides (TCN). I used these ages and mapped glacial features to reconstruct the extent and timing of Pleistocene glaciation at the southern front of the Himalaya. I was able to reconstruct an extensive valley glacier of ~200 km length and >1000 m thickness. Deglaciation of the Chandra Valley glacier started subsequently to insolation increase on the Northern Hemisphere and thus responded to temperature increase. I showed that the timing this deglaciation onset was coeval with retreat of further midlatitude glaciers on the Northern and Southern Hemispheres. These comparisons also showed that the post-LGM deglaciation very rapid, occurred within a few thousand years, and was nearly finished prior to the Bølling/Allerød interstadial.
A second study (co-authorship) investigates how glacial advances and retreats in high mountain environments impact the landscape. By 10Be TCN dating and geomorphic mapping, we obtained maximal length and height of the Siachen Glacier within the Nubra Valley. Today the Shyok and Nubra confluence is backfilled with sedimentary deposits, which are attributed to the valley blocking of the Siachen Glacier 900 m above the present day river level. A glacial dam of the Siachen Glacier blocked the Shyok River and lead to the evolution of a more than 20 km long lake. Fluvial and lacustrine deposits in the valley document alternating draining and filling cycles of the lake dammed by the Siachen Glacier. In this study, we can show that glacial incision was outpacing fluvial incision.
In the third study, which spans the million-year timescale, I focus on exhumation and erosion within the Chandra and Beas valleys. In this study the position and discussed possible reasons of rapidly exhuming rocks, several 100-km away from one of the main Himalayan faults (MFT) using Apatite Fission Track (AFT) thermochronometry. The newly gained AFT ages indicate rapid exhumation and confirm earlier studies in the Chandra Valley. I assume that the rapid exhumation is most likely related to uplift over subsurface structures. I tested this hypothesis by combining further low-temperature thermochronometers from areas east and west of my study area. By comparing two transects, each parallel to the Beas/Chandra Valley transect, I demonstrate similarities in the exhumation pattern to transects across the Sutlej region, and strong dissimilarities in the transect crossing the Dhauladar Range. I conclude that the belt of rapid exhumation terminates at the western end of the Kullu-Rampur window. Therewith, I corroborate earlier studies suggesting changes in exhumation behavior in the western Himalaya. Furthermore, I discussed several causes responsible for the pronounced change in exhumation patterns along strike: 1) the role of inherited pre-collisional features such as the Proterozoic sedimentary cover of the Indian basement, former ridges and geological structures, and 2) the variability of convergence rates along the Himalayan arc due to an increased oblique component towards the syntaxis.
The combination of field observations (geological and geomorphological mapping) and methods to constrain short- and long-term processes (10Be, AFT) help to understand the role of the individual contributors to exhumation and erosion in the western Indian Himalaya. With the results of this thesis, I emphasize the importance of glacial and tectonic processes in shaping the landscape by driving exhumation and erosion in the studied areas.
Magnetotellurics (MT) is a geophysical method that is able to image the electrical conductivity structure of the subsurface by recording time series of natural electromagnetic (EM) field variations. During the data processing these time series are divided into small segments and for each segment spectral values are computed which are typically averaged in a statistical manner to obtain MT transfer functions. Unfortunately, the presence of man-made EM noise sources often deteriorates a significant amount of the recorded time series resulting in disturbed transfer functions. Many advanced processing techniques, e.g. robust statistics, pre-stack data selection or remote reference, have been developed to tackle this problem. The first two techniques reduce the amount of outliers and noise in the data whereas the latter approach removes noise by using data from another MT station. However, especially in populated regions the data processing is still quite challenging even with these approaches. In this thesis, I present two novel pre-stack data confinement and selection criteria for the detection of outliers and noise affected data based on (i) a distance measure of each data segment with regard to the entire sample distribution and (ii) the evaluation of the magnetic polarisation direction of all segments. The first criterion is able to remove data points that scatter around the desired MT distribution and furthermore it can, under some circumstances, even reject complete data cluster originating from noise sources. The second criterion eliminates data points caused by a strongly polarised magnetic signal. Both criteria have been successfully applied to many stations with different noise contaminations showing that they can significantly improve the transfer function estimation. The novel criteria were used to evaluate a MT data set from the Eastern Karoo Basin in South Africa. The corresponding field experiment is part of an extensive research programme to collect information of the current e.g. geological setting in this region prior to a potential shale gas exploitation. The aim was to investigate whether a three-dimensional (3D) inversion of the newly measured data fosters a more realistic mapping of physical properties of the target horizon. For this purpose, a comprehensive 3D model was derived by using all available data. In a second step, I analysed parameters of the target horizon, e.g. its conductivity, that are proxies for physical properties such as thermal maturity and porosity.
Kolorektalkrebs (CRC) ist die dritthäufigste Tumorerkrankung weltweit. Neben dem Alter spielt auch die Ernährung eine wichtige Rolle bei der Entstehung der Krankheit. Eine vermutlich krebspräventive Wirkung wird dabei dem Spurenelement Selen zugeschrieben, das fast ausschließlich über Lebensmittel aufgenommen wird. So hängt beispielsweise ein niedriger Selenstatus mit dem Risiko, im Laufe des Lebens an CRC zu erkranken, zusammen. Seine Funktionen vermittelt Selen dabei überwiegend durch Selenoproteine, in denen es in Form von Selenocystein eingebaut wird. Zu den bisher am besten untersuchten Selenoproteinen mit möglicher Funktion während CRC zählen die Glutathionperoxidasen (GPXen). Die Mitglieder dieser Familie tragen aufgrund ihrer Hydroperoxid-reduzierenden Eigenschaften entscheidend zum Schutz der Zellen vor oxidativem Stress bei. Dies kann je nach Art und Stadium des Tumors entweder krebshemmend oder -fördernd wirken, da auch transformierte Zellen von dieser Schutzfunktion profitieren.
In dieser Arbeit wurde die GPX2 in HT29-Darmkrebszellen mithilfe stabil-transfizierter shRNA herunterreguliert, um die Funktion des Enzyms vor allem in Hinblick auf regulierte Signalwege zu untersuchen. Ein Knockdowns (KD) der strukturell ähnlichen GPX1 kam ebenfalls zum Einsatz, um gezielt Isoform-spezifische Funktionen unterscheiden zu können. Anhand eines PCR-Arrays wurden Signalwege identifiziert, die auf einen Einfluss der beiden Proteine im Zellwachstum hindeuteten. Anschließende Untersuchungen ließen auf einen verminderten Differenzierungsstatus in den GPX1- und GPX2-KDs aufgrund einer geringeren Aktivität der Alkalischen Phosphatase schließen. Zudem war die Zellviabilität im Neutralrot-Assay (NRU) bei Fehlen der GPX1 bzw. GPX2 im Vergleich zur Kontrolle reduziert. Die Ergebnisse des PCR-Arrays, und speziell für die GPX2 frühere Untersuchungen der Arbeitsgruppe, wiesen weiterhin auf eine Rolle der beiden Proteine in der entzündungsgetriebenen Karzinogenese hin. Daher wurden auch mögliche Interaktionen mit dem NFκB-Signalweg analysiert. Eine Stimulation der Zellen mit dem proinflammatorischen Zytokin IL1β ging mit einer verstärkten Aktivierung der MAP-Kinasen ERK1/2 in den Zellen mit GPX1- bzw. GPX2-KD einher. Die gleichzeitige Behandlung mit dem Antioxidans NAC führte nicht zur Rücknahme der Effekte in den KDs, sodass möglicherweise nicht nur die antioxidativen Eigenschaften der Enzyme bei der Interaktion mit diesen Signalwegsproteinen relevant sind.
Weiterhin wurden Analysen zum Substratspektrum der GPX2 in HCT116-Zellen mit einer Überexpression des Proteins durchgeführt. Dabei zeigte sich mittels NRU-Assay und DNA-Laddering, dass die GPX2 besonders vor den proapoptotischen Effekten einer Behandlung mit den Lipidhydroperoxiden HPODE und HPETE schützt.
Im Gegensatz zur GPX2 lässt sich Selenoprotein H (SELENOH) stärker durch die alimentäre Selenzufuhr beeinflussen. Einer möglichen Nutzung als Biomarker oder gar als Ansatzpunkt bei der Prävention bzw. Behandlung von CRC steht allerdings unvollständiges Wissen über die Funktion des Proteins gegenüber. Zur genaueren Charakterisierung von SELENOH wurden daher stabil-transfizierte KD-Klone in HT29- und Caco2-Zellen hergestellt und zunächst auf ihre Tumorigenität untersucht.
Zellen mit SELENOH-KD bildeten mehr und größere Kolonien im Soft Agar und zeigten ein erhöhtes Proliferations- und Migrationspotenzial im Vergleich zur Kontrolle.
Ein Xenograft in Nacktmäusen resultierte zudem in einer stärkeren Tumorbildung nach Injektion von KD-Zellen. Untersuchungen zur Beteiligung von SELENOH an der Zellzyklusregulation deuten auf eine hemmende Rolle des Proteins in der G1/S-Phase hin.
Die weiterhin beobachtete Hochregulation von SELENOH in humanen Adenokarzinomen und präkanzerösem Mausgewebe lässt sich möglicherweise mit der postulierten Schutzfunktion vor oxidativen Zell- und DNA-Schäden erklären. In gesunden Darmepithelzellen war das Protein vorrangig am Kryptengrund lokalisiert, was zu einer potenziellen Rolle während der gastrointestinalen Differenzierung passt.
The continuously increasing pollution of aquatic environments with microplastics (plastic particles < 5 mm) is a global problem with potential implications for organisms of all trophic levels. For microorganisms, trillions of these floating microplastics particles represent a huge surface area for colonization. Due to the very low biodegradability, microplastics remain years to centuries in the environment and can be transported over thousands of kilometers together with the attached organisms. Since also pathogenic, invasive, or otherwise harmful species could be spread this way, it is essential to study microplastics-associated communities.
For this doctoral thesis, eukaryotic communities were analyzed for the first time on microplastics in brackish environments and compared to communities in the surrounding water and on the natural substrate wood. With Illumina MiSeq high-throughput sequencing, more than 500 different eukaryotic taxa were detected on the microplastics samples. Among them were various green algae, dinoflagellates, ciliates, fungi, fungal-like protists and small metazoans such as nematodes and rotifers. The most abundant organisms was a dinoflagellate of the genus Pfiesteria, which could include fish pathogenic and bloom forming toxigenic species. Network analyses revealed that there were numerous interaction possibilities among prokaryotes and eukaryotes in microplastics biofilms. Eukaryotic community compositions on microplastics differed significantly from those on wood and in water, and compositions were additionally distinct among the sampling locations. Furthermore, the biodiversity was clearly lower on microplastics in comparison to the diversity on wood or in the surrounding water.
In another experiment, a situation was simulated in which treated wastewater containing microplastics was introduced into a freshwater lake. With increasing microplastics concentrations, the resulting bacterial communities became more similar to those from the treated wastewater. Moreover, the abundance of integrase I increased together with rising concentrations of microplastics. Integrase I is often used as a marker for anthropogenic environmental pollution and is further linked to genes conferring, e.g., antibiotic resistance.
This dissertation gives detailed insights into the complexity of prokaryotic and eukaryotic communities on microplastics in brackish and freshwater systems. Even though microplastics provide novel microhabitats for various microbes, they might also transport toxigenic, pathogenic, antibiotic-resistant or parasitic organisms; meaning their colonization can pose potential threats to humans and the environment. Finally, this thesis explains the urgent need for more research as well as for strategies to minimize the global microplastic pollution.
Gamma-ray astronomy has proven to provide unique insights into cosmic-ray accelerators in the past few decades. By combining information at the highest photon energies with the entire electromagnetic spectrum in multi-wavelength studies, detailed knowledge of non-thermal particle populations in astronomical objects and systems has been gained: Many individual classes of gamma-ray sources could be identified inside our galaxy and outside of it. Different sources were found to exhibit a wide range of temporal evolution, ranging from seconds to stable behaviours over many years of observations. With the dawn of both neutrino- and gravitational wave astronomy, additional messengers have come into play over the last years. This development presents the advent of multi-messenger astronomy: a novel approach not only to search for sources of cosmic rays, but for astronomy in general.
In this thesis, both traditional multi-wavelength studies and multi-messenger studies will be presented. They were carried out with the H.E.S.S. experiment, an imaging air Cherenkov telescope array located in the Khomas Highland of Namibia. H.E.S.S. has entered its second phase in 2012 with the addition of a large, fifth telescope. While the initial array was limited to the study of gamma-rays with energies above 100 GeV, the new instrument allows to access gamma-rays with energies down to a few tens of GeV. Strengths of the multi-wavelength approach will be demonstrated at the example of the galaxy NGC253, which is undergoing an episode of enhanced star-formation. The gamma-ray emission will be discussed in light of all the information on this system available from radio, infrared and X-rays. These wavelengths reveal detailed information on the population of supernova remnants, which are suspected cosmic-ray accelerators. A broad-band gamma-ray spectrum is derived from H.E.S.S. and Fermi-LAT data. The improved analysis of H.E.S.S. data provides a measurement which is no longer dominated by systematic uncertainties. The long-term behaviour of cosmic rays in the starburst galaxy NGC253 is finally characterised.
In contrast to the long time-scale evolution of a starburst galaxy, multi-messenger studies are especially intriguing when shorter time-scales are being probed. A prime example of a short time-scale transient are Gamma Ray Bursts. The efforts to understand this phenomenon effectively founded the branch of gamma-ray astronomy. The multi-messenger approach allows for the study of illusive phenomena such as Gamma Ray Bursts and other transients using electromagnetic radiation, neutrinos, cosmic rays and gravitational waves contemporaneously. With contemporaneous observations getting more important just recently, the execution of such observation campaigns still presents a big challenge due to the different limitations and strengths of the infrastructures.
An alert system for transient phenomena has been developed over the course of this thesis for H.E.S.S. It aims to address many follow-up challenges in order to maximise the science return of the new large telescope, which is able to repoint much faster than the initial four telescopes. The system allows for fully automated observations based on scientific alerts from any wavelength or messenger and allows H.E.S.S. to participate in multi-messenger campaigns. Utilising this new system, many interesting multi-messenger observation campaigns have been performed. Several highlight observations with H.E.S.S. are analysed, presented and discussed in this work. Among them are observations of Gamma Ray Bursts with low latency and low energy threshold, the follow-up of a neutrino candidate in spatial coincidence with a flaring active galactic nucleus and of the merger of two neutron stars, which was revealed by the coincidence of gravitational waves and a Gamma-Ray Burst.
Plastic pollution is ubiquitous on the planet since several millions of tons of plastic waste enter aquatic ecosystems each year. Furthermore, the amount of plastic produced is expected to increase exponentially shortly. The heterogeneity of materials, additives and physical characteristics of plastics are typical of these emerging contaminants and affect their environmental fate in marine and freshwaters. Consequently, plastics can be found in the water column, sediments or littoral habitats of all aquatic ecosystems. Most of this plastic debris will fragment as a product of physical, chemical and biological forces, producing particles of small size. These particles (< 5mm) are known as “microplastics” (MP). Given their high surface-to-volume ratio, MP stimulate biofouling and the formation of biofilms in aquatic systems.
As a result of their unique structure and composition, the microbial communities in MP biofilms are referred to as the “Plastisphere.” While there is increasing data regarding the distinctive composition and structure of the microbial communities that form part of the plastisphere, scarce information exists regarding the activity of microorganisms in MP biofilms. This surface-attached lifestyle is often associated with the increase in horizontal gene transfer (HGT) among bacteria. Therefore, this type of microbial activity represents a relevant function worth to be analyzed in MP biofilms. The horizontal exchange of mobile genetic elements (MGEs) is an essential feature of bacteria. It accounts for the rapid evolution of these prokaryotes and their adaptation to a wide variety of environments. The process of HGT is also crucial for spreading antibiotic resistance and for the evolution of pathogens, as many MGEs are known to contain antibiotic resistance genes (ARGs) and genetic determinants of pathogenicity.
In general, the research presented in this Ph.D. thesis focuses on the analysis of HGT and heterotrophic activity in MP biofilms in aquatic ecosystems. The primary objective was to analyze the potential of gene exchange between MP bacterial communities vs. that of the surrounding water, including bacteria from natural aggregates. Moreover, the thesis addressed the potential of MP biofilms for the proliferation of biohazardous bacteria and MGEs from wastewater treatment plants (WWTPs) and associated with antibiotic resistance. Finally, it seeks to prove if the physiological profile of MP biofilms under different limnological conditions is divergent from that of the water communities. Accordingly, the thesis is composed of three independent studies published in peer-reviewed journals. The two laboratory studies were performed using both model and environmental microbial communities. In the field experiment, natural communities from freshwater ecosystems were examined.
In Chapter I, the inflow of treated wastewater into a temperate lake was simulated with a concentration gradient of MP particles. The effects of MP on the microbial community structure and the occurrence of integrase 1 (int 1) were followed. The int 1 is a marker associated with mobile genetic elements and known as a proxy for anthropogenic effects on the spread of antimicrobial resistance genes. During the experiment, the abundance of int1 increased in the plastisphere with increasing MP particle concentration, but not in the surrounding water. In addition, the microbial community on MP was more similar to the original wastewater community with increasing microplastic concentrations. Our results show that microplastic particles indeed promote persistence of standard indicators of microbial anthropogenic pollution in natural waters.
In Chapter II, the experiments aimed to compare the permissiveness of aquatic bacteria towards model antibiotic resistance plasmid pKJK5, between communities that form biofilms on MP vs. those that are free-living. The frequency of plasmid transfer in bacteria associated with MP was higher when compared to bacteria that are free-living or in natural aggregates. Moreover, comparison increased gene exchange occurred in a broad range of phylogenetically-diverse bacteria. The results indicate a different activity of HGT in MP biofilms, which could affect the ecology of aquatic microbial communities on a global scale and the spread of antibiotic resistance.
Finally, in Chapter III, physiological measurements were performed to assess whether microorganisms on MP had a different functional diversity from those in water. General heterotrophic activity such as oxygen consumption was compared in microcosm assays with and without MP, while diversity and richness of heterotrophic activities were calculated by using Biolog® EcoPlates. Three lakes with different nutrient statuses presented differences in MP-associated biomass build up. Functional diversity profiles of MP biofilms in all lakes differed from those of the communities in the surrounding water, but only in the oligo-mesotrophic lake MP biofilms had a higher functional richness compared to the ambient water. The results support that MP surfaces act as new niches for aquatic microorganisms and can affect global carbon dynamics of pelagic environments.
Overall, the experimental works presented in Chapters I and II support a scenario where MP pollution affects HGT dynamics among aquatic bacteria. Among the consequences of this alteration is an increase in the mobilization and transfer efficiency of ARGs. Moreover, it supposes that changes in HGT can affect the evolution of bacteria and the processing of organic matter, leading to different catabolic profiles such as demonstrated in Chapter III. The results are discussed in the context of the fate and magnitude of plastic pollution and the importance of HGT for bacterial evolution and the microbial loop, i.e., at the base of aquatic food webs. The thesis supports a relevant role of MP biofilm communities for the changes observed in the aquatic microbiome as a product of intense human intervention.
Microbial processing of organic matter (OM) in the freshwater biosphere is a key component of global biogeochemical cycles. Freshwaters receive and process valuable amounts of leaf OM from their terrestrial landscape. These terrestrial subsidies provide an essential source of energy and nutrients to the aquatic environment as a function of heterotrophic processing by fungi and bacteria. Particularly in freshwaters with low in-situ primary production from algae (microalgae, cyanobacteria), microbial turnover of leaf OM significantly contributes to the productivity and functioning of freshwater ecosystems and not least their contribution to global carbon cycling.
Based on differences in their chemical composition, it is believed that leaf OM is less bioavailable to microbial heterotrophs than OM photosynthetically produced by algae. Especially particulate leaf OM, consisting predominantly of structurally complex and aromatic polymers, is assumed highly resistant to enzymatic breakdown by microbial heterotrophs. However, recent research has demonstrated that OM produced by algae promotes the heterotrophic breakdown of leaf OM in aquatic ecosystems, with profound consequences for the metabolism of leaf carbon (C) within microbial food webs. In my thesis, I aimed at investigating the underlying mechanisms of this so called priming effect of algal OM on the use of leaf C in natural microbial communities, focusing on fungi and bacteria.
The works of my thesis underline that algal OM provides highly bioavailable compounds to the microbial community that are quickly assimilated by bacteria (Paper II). The substrate composition of OM pools determines the proportion of fungi and bacteria within the microbial community (Paper I). Thereby, the fraction of algae OM in the aquatic OM pool stimulates the activity and hence contribution of bacterial communities to leaf C turnover by providing an essential energy and nutrient source for the assimilation of the structural complex leaf OM substrate. On the contrary, the assimilation of algal OM remains limited for fungal communities as a function of nutrient competition between fungi and bacteria (Paper I, II). In addition, results provide evidence that environmental conditions determine the strength of interactions between microalgae and heterotrophic bacteria during leaf OM decomposition (Paper I, III). However, the stimulatory effect of algal photoautotrophic activities on leaf C turnover remained significant even under highly dynamic environmental conditions, highlighting their functional role for ecosystem processes (Paper III).
The results of my thesis provide insights into the mechanisms by which algae affect the microbial turnover of leaf C in freshwaters. This in turn contributes to a better understanding of the function of algae in freshwater biogeochemical cycles, especially with regard to their interaction with the heterotrophic community.
Die Kernfrage der vorliegenden Arbeit lautet: Sichert die Schuldenbremse die fiskalische Nachhaltigkeit in Deutschland? Zur Beantwortung dieser Frage wird zunächst untersucht, welche Vor-Wirkungen die Einführung der Schuldenbremse im Zeitraum 2010-16 auf die deutschen Bundesländer zeitigte. Dafür wurden die beobachtete Konsolidierungsleistung und der 2009 bestehende Konsolidierungsanreiz bzw. –druck der Bundesländer mit Hilfe einer eigens zu diesem Zweck entwickelten Scorecard evaluiert. Mittels multipler Regressionsanalyse wurde dann analysiert, wie die Faktoren der Scorecard die Konsolidierungsleistung der Bun- desländer beeinflussen. Dabei wurde festgestellt, dass beinahe 90% der Variation, durch die unabhängigen Variablen Haushaltslage, Schuldenlast, Einnahmenwachstum und Pensionslast erklärt werden und der Schuldenbremse bei der Konsolidierungsepisode 2009-2016 eher eine untergeordnete Rolle zugefallen sein dürfte. Anschließend wurde mithilfe der in 65 Expertinneninterviews gesammelten Daten analysiert, welche Grenzen der neuen Fiskalregel in ihrem Wirken gesetzt sind, bzw. welche Risiken zukünftig die Einhaltung der Schuldenbremse erschweren oder verhindern könnten: Kommunalverschuldung, FEUs, Eventualverpflichtungen in Form von Bürgschaften für Finanzinstitute und Pensionsverpflichtungen. Die häufig geäußerten Kritikpunkte, die Schuldenbremse sei eine Konjunktur- und Investitionsbremse werden ebenfalls überprüft und zurückgewiesen. Schließlich werden potentielle zukünftige Entwicklungen hinsichtlich der Schuldenbremse und der öffentlichen Verwaltung in Deutschland sowie der Konsolidierungsbemühungen der Länder erörtert.
Modern gamma-ray telescopes, provide the main stream of data for astrophysicists in quest of detecting the sources of gamma rays such as active galactic nuclei (AGN). Many blazars have been detected with gamma-ray telescopes such as HESS, VERITAS, MAGIC and Fermi satellite as sources of gamma-rays with the energy E ≥ 100 GeV. These very-high-energy photons interact with extragalactic background light (EBL) producing ultra-relativistic electron-positron pairs. Observations with Fermi-LAT indicate that the GeV gamma-ray flux from some blazars is lower than that predicted from the full electromagnetic cascade. The pairs can induce electrostatic and electromagnetic instabilities. In this case, wave-particle interactions can reduce the energy of the pairs. Therefore, the collective plasma effects can also substantially suppress the GeV-band gamma-ray emission affecting as well the IGMF constraints. Using Particle in cell (PIC) simulations, we have revisited the issue of plasma instabilities induced by electron-positron beams in the fully ionized intergalactic medium. This problem is related to pair beams produced by TeV radiation of blazars. The main objective of our study is to clarify the feedback of the beam-driven instabilities on the pairs. The present dissertation provides new results regarding the plasma instabilities from blazar induced pair beams interacting with intergalactic medium. This clarifies the relevance of plasma instabilities and improves our understanding of blazars.
This paper introduces a novel measure to assess similarity between event hydrographs. It is based on Cross Recurrence Plots and Recurrence Quantification Analysis which have recently gained attention in a range of disciplines when dealing with complex systems. The method attempts to quantify the event runoff dynamics and is based on the time delay embedded phase space representation of discharge hydrographs. A phase space trajectory is reconstructed from the event hydrograph, and pairs of hydrographs are compared to each other based on the distance of their phase space trajectories. Time delay embedding allows considering the multi-dimensional relationships between different points in time within the event. Hence, the temporal succession of discharge values is taken into account, such as the impact of the initial conditions on the runoff event. We provide an introduction to Cross Recurrence Plots and discuss their parameterization. An application example based on flood time series demonstrates how the method can be used to measure the similarity or dissimilarity of events, and how it can be used to detect events with rare runoff dynamics. It is argued that this methods provides a more comprehensive approach to quantify hydrograph similarity compared to conventional hydrological signatures.
Natural extreme events are an integral part of nature on planet earth. Usually these events are only considered hazardous to humans, in case they are exposed. In this case, however, natural hazards can have devastating impacts on human societies. Especially hydro-meteorological hazards have a high damage potential in form of e.g. riverine and pluvial floods, winter storms, hurricanes and tornadoes, which can occur all over the globe. Along with an increasingly warm climate also an increase in extreme weather which potentially triggers natural hazards can be expected. Yet, not only changing natural systems, but also changing societal systems contribute to an increasing risk associated with these hazards. These can comprise increasing exposure and possibly also increasing vulnerability to the impacts of natural events. Thus, appropriate risk management is required to adapt all parts of society to existing and upcoming risks at various spatial scales. One essential part of risk management is the risk assessment including the estimation of the economic impacts. However, reliable methods for the estimation of economic impacts due to hydro-meteorological hazards are still missing. Therefore, this thesis deals with the question of how the reliability of hazard damage estimates can be improved, represented and propagated across all spatial scales. This question is investigated using the specific example of economic impacts to companies as a result of riverine floods in Germany.
Flood damage models aim to describe the damage processes during a given flood event. In other words they describe the vulnerability of a specific object to a flood. The models can be based on empirical data sets collected after flood events. In this thesis tree-based models trained with survey data are used for the estimation of direct economic flood impacts on the objects. It is found that these machine learning models, in conjunction with increasing sizes of data sets used to derive the models, outperform state-of-the-art damage models. However, despite the performance improvements induced by using multiple variables and more data points, large prediction errors remain at the object level. The occurrence of the high errors was explained by a further investigation using distributions derived from tree-based models. The investigation showed that direct economic impacts to individual objects cannot be modeled by a normal distribution. Yet, most state-of-the-art approaches assume a normal distribution and take mean values as point estimators. Subsequently, the predictions are unlikely values within the distributions resulting in high errors. At larger spatial scales more objects are considered for the damage estimation. This leads to a better fit of the damage estimates to a normal distribution. Consequently, also the performance of the point estimators get better, although large errors can still occur due to the variance of the normal distribution. It is recommended to use distributions instead of point estimates in order to represent the reliability of damage estimates.
In addition current approaches also mostly ignore the uncertainty associated with the characteristics of the hazard and the exposed objects. For a given flood event e.g. the estimation of the water level at a certain building is prone to uncertainties. Current approaches define exposed objects mostly by the use of land use data sets. These data sets often show inconsistencies, which introduce additional uncertainties. Furthermore, state-of-the-art approaches also imply problems of missing consistency when predicting the damage at different spatial scales. This is due to the use of different types of exposure data sets for model derivation and application. In order to face these issues a novel object-based method was developed in this thesis. The method enables a seamless estimation of hydro-meteorological hazard damage across spatial scales including uncertainty quantification. The application and validation of the method resulted in plausible estimations at all spatial scales without overestimating the uncertainty.
Mainly newly available data sets containing individual buildings make the application of the method possible as they allow for the identification of flood affected objects by overlaying the data sets with water masks. However, the identification of affected objects with two different water masks revealed huge differences in the number of identified objects. Thus, more effort is needed for their identification, since the number of objects affected determines the order of magnitude of the economic flood impacts to a large extent.
In general the method represents the uncertainties associated with the three components of risk namely hazard, exposure and vulnerability, in form of probability distributions. The object-based approach enables a consistent propagation of these uncertainties in space. Aside from the propagation of damage estimates and their uncertainties across spatial scales, a propagation between models estimating direct and indirect economic impacts was demonstrated. This enables the inclusion of uncertainties associated with the direct economic impacts within the estimation of the indirect economic impacts. Consequently, the modeling procedure facilitates the representation of the reliability of estimated total economic impacts. The representation of the estimates' reliability prevents reasoning based on a false certainty, which might be attributed to point estimates. Therefore, the developed approach facilitates a meaningful flood risk management and adaptation planning.
The successful post-event application and the representation of the uncertainties qualifies the method also for the use for future risk assessments. Thus, the developed method enables the representation of the assumptions made for the future risk assessments, which is crucial information for future risk management. This is an important step forward, since the representation of reliability associated with all components of risk is currently lacking in all state-of-the-art methods assessing future risk.
In conclusion, the use of object-based methods giving results in the form of distributions instead of point estimations is recommended. The improvement of the model performance by the means of multi-variable models and additional data points is possible, but small. Uncertainties associated with all components of damage estimation should be included and represented within the results. Furthermore, the findings of the thesis suggest that, at larger scales, the influence of the uncertainty associated with the vulnerability is smaller than those associated with the hazard and exposure. This leads to the conclusion that for an increased reliability of flood damage estimations and risk assessments, the improvement and active inclusion of hazard and exposure, including their uncertainties, is needed in addition to the improvements of the models describing the vulnerability of the objects.
Today, more than half of the world’s population lives in urban areas. With a high density of population and assets, urban areas are not only the economic, cultural and social hubs of every society, they are also highly susceptible to natural disasters. As a consequence of rising sea levels and an expected increase in extreme weather events caused by a changing climate in combination with growing cities, flooding is an increasing threat to many urban agglomerations around the globe.
To mitigate the destructive consequences of flooding, appropriate risk management and adaptation strategies are required. So far, flood risk management in urban areas is almost exclusively focused on managing river and coastal flooding. Often overlooked is the risk from small-scale rainfall-triggered flooding, where the rainfall intensity of rainstorms exceeds the capacity of urban drainage systems, leading to immediate flooding. Referred to as pluvial flooding, this flood type exclusive to urban areas has caused severe losses in cities around the world. Without further intervention, losses from pluvial flooding are expected to increase in many urban areas due to an increase of impervious surfaces compounded with an aging drainage infrastructure and a projected increase in heavy precipitation events. While this requires the integration of pluvial flood risk into risk management plans, so far little is known about the adverse consequences of pluvial flooding due to a lack of both detailed data sets and studies on pluvial flood impacts. As a consequence, methods for reliably estimating pluvial flood losses, needed for pluvial flood risk assessment, are still missing.
Therefore, this thesis investigates how pluvial flood losses to private households can be reliably estimated, based on an improved understanding of the drivers of pluvial flood loss. For this purpose, detailed data from pluvial flood-affected households was collected through structured telephone- and web-surveys following pluvial flood events in Germany and the Netherlands.
Pluvial flood losses to households are the result of complex interactions between impact characteristics such as the water depth and a household’s resistance as determined by its risk awareness, preparedness, emergency response, building properties and other influencing factors. Both exploratory analysis and machine-learning approaches were used to analyze differences in resistance and impacts between households and their effects on the resulting losses. The comparison of case studies showed that the awareness around pluvial flooding among private households is quite low. Low awareness not only challenges the effective dissemination of early warnings, but was also found to influence the implementation of private precautionary measures. The latter were predominately implemented by households with previous experience of pluvial flooding. Even cases where previous flood events affected a different part of the same city did not lead to an increase in preparedness of the surveyed households, highlighting the need to account for small-scale variability in both impact and resistance parameters when assessing pluvial flood risk.
While it was concluded that the combination of low awareness, ineffective early warning and the fact that only a minority of buildings were adapted to pluvial flooding impaired the coping capacities of private households, the often low water levels still enabled households to mitigate or even prevent losses through a timely and effective emergency response.
These findings were confirmed by the detection of loss-influencing variables, showing that cases in which households were able to prevent any loss to the building structure are predominately explained by resistance variables such as the household’s risk awareness, while the degree of loss is mainly explained by impact variables.
Based on the important loss-influencing variables detected, different flood loss models were developed. Similar to flood loss models for river floods, the empirical data from the preceding data collection was used to train flood loss models describing the relationship between impact and resistance parameters and the resulting loss to building structures. Different approaches were adapted from river flood loss models using both models with the water depth as only predictor for building structure loss and models incorporating additional variables from the preceding variable detection routine.
The high predictive errors of all compared models showed that point predictions are not suitable for estimating losses on the building level, as they severely impair the reliability of the estimates. For that reason, a new probabilistic framework based on Bayesian inference was introduced that is able to provide predictive distributions instead of single loss estimates. These distributions not only give a range of probable losses, they also provide information on how likely a specific loss value is, representing the uncertainty in the loss estimate.
Using probabilistic loss models, it was found that the certainty and reliability of a loss estimate on the building level is not only determined by the use of additional predictors as shown in previous studies, but also by the choice of response distribution defining the shape of the predictive distribution. Here, a mix between a beta and a Bernoulli distribution to account for households that are able to prevent losses to their building’s structure was found to provide significantly more certain and reliable estimates than previous approaches using Gaussian or non-parametric response distributions.
The successful model transfer and post-event application to estimate building structure loss in Houston, TX, caused by pluvial flooding during Hurricane Harvey confirmed previous findings, and demonstrated the potential of the newly developed multi-variable beta model for future risk assessments. The highly detailed input data set constructed from openly available data sources containing over 304,000 affected buildings in Harris County further showed the potential of data-driven, building-level loss models for pluvial flood risk assessment.
In conclusion, pluvial flood losses to private households are the result of complex interactions between impact and resistance variables, which should be represented in loss models. The local occurrence of pluvial floods requires loss estimates on high spatial resolutions, i.e. on the building level, where losses are variable and uncertainties are high.
Therefore, probabilistic loss estimates describing the uncertainty of the estimate should be used instead of point predictions. While the performance of probabilistic models on the building level are mainly driven by the choice of response distribution, multi-variable models are recommended for two reasons:
First, additional resistance variables improve the detection of cases in which households were able to prevent structural losses.
Second, the added variability of additional predictors provides a better representation of the uncertainties when loss estimates from multiple buildings are aggregated.
This leads to the conclusion that data-driven probabilistic loss models on the building level allow for a reliable loss estimation at an unprecedented level of detail, with a consistent quantification of uncertainties on all aggregation levels. This makes the presented approach suitable for a wide range of applications, from decision support in spatial planning to impact- based early warning systems.
The concept of hydrologic connectivity summarizes all flow processes that link separate regions of a landscape. As such, it is a central theme in the field of catchment hydrology, with influence on neighboring disciplines such as ecology and geomorphology. It is widely acknowledged to be an important key in understanding the response behavior of a catchment and has at the same time inspired research on internal processes over a broad range of scales. From this process-hydrological point of view, hydrological connectivity is the conceptual framework to link local observations across space and scales.
This is the context in which the four studies this thesis comprises of were conducted. The focus was on structures and their spatial organization as important control on preferential subsurface flow. Each experiment covered a part of the conceptualized flow path from hillslopes to the stream: soil profile, hillslope, riparian zone, and stream.
For each study site, the most characteristic structures of the investigated domain and scale, such as slope deposits and peat layers were identified based on preliminary or previous investigations or literature reviews. Additionally, further structural data was collected and topographical analyses were carried out. Flow processes were observed either based on response observations (soil moisture changes or discharge patterns) or direct measurement (advective heat transport). Based on these data, the flow-relevance of the characteristic structures was evaluated, especially with regard to hillslope to stream connectivity.
Results of the four studies revealed a clear relationship between characteristic spatial structures and the hydrological behavior of the catchment. Especially the spatial distribution of structures throughout the study domain and their interconnectedness were crucial for the establishment of preferential flow paths and their relevance for large-scale processes. Plot and hillslope-scale irrigation experiments showed that the macropores of a heterogeneous, skeletal soil enabled preferential flow paths at the scale of centimeters through the otherwise unsaturated soil. These flow paths connected throughout the soil column and across the hillslope and facilitated substantial amounts of vertical and lateral flow through periglacial slope deposits.
In the riparian zone of the same headwater catchment, the connectivity between hillslopes and stream was controlled by topography and the dualism between characteristic subsurface structures and the geomorphological heterogeneity of the stream channel. At the small scale (1 m to 10 m) highest gains always occurred at steps along the longitudinal streambed profile, which also controlled discharge patterns at the large scale (100 m) during base flow conditions (number of steps per section). During medium and high flow conditions, however, the impact of topography and parafluvial flow through riparian zone structures prevailed and dominated the large-scale response patterns.
In the streambed of a lowland river, low permeability peat layers affected the connectivity between surface water and groundwater, but also between surface water and the hyporheic zone. The crucial factor was not the permeability of the streambed itself, but rather the spatial arrangement of flow-impeding peat layers, causing increased vertical flow through narrow “windows” in contrast to predominantly lateral flow in extended areas of high hydraulic conductivity sediments.
These results show that the spatial organization of structures was an important control for hydrological processes at all scales and study areas. In a final step, the observations from different scales and catchment elements were put in relation and compared. The main focus was on the theoretical analysis of the scale hierarchies of structures and processes and the direction of causal dependencies in this context. Based on the resulting hierarchical structure, a conceptual framework was developed which is capable of representing the system’s complexity while allowing for adequate simplifications.
The resulting concept of the parabolic scale series is based on the insight that flow processes in the terrestrial part of the catchment (soil and hillslopes) converge. This means that small-scale processes assemble and form large-scale processes and responses. Processes in the riparian zone and the streambed, however, are not well represented by the idea of convergence. Here, the large-scale catchment signal arrives and is modified by structures in the riparian zone, stream morphology, and the small-scale interactions between surface water and groundwater. Flow paths diverge and processes can better be represented by proceeding from large scales to smaller ones. The catchment-scale representation of processes and structures is thus the conceptual link between terrestrial hillslope processes and processes in the riparian corridor.
The climate is a complex dynamical system involving interactions and feedbacks among different processes at multiple temporal and spatial scales. Although numerous studies have attempted to understand the climate system, nonetheless, the studies investigating the multiscale characteristics of the climate are scarce. Further, the present set of techniques are limited in their ability to unravel the multi-scale variability of the climate system. It is completely plausible that extreme events and abrupt transitions, which are of great interest to climate community, are resultant of interactions among processes operating at multi-scale. For instance, storms, weather patterns, seasonal irregularities such as El Niño, floods and droughts, and decades-long climate variations can be better understood and even predicted by quantifying their multi-scale dynamics. This makes a strong argument to unravel the interaction and patterns of climatic processes at different scales. With this background, the thesis aims at developing measures to understand and quantify multi-scale interactions within the climate system.
In the first part of the thesis, I proposed two new methods, viz, multi-scale event synchronization (MSES) and wavelet multi-scale correlation (WMC) to capture the scale-specific features present in the climatic processes. The proposed methods were tested on various synthetic and real-world time series in order to check their applicability and replicability. The results indicate that both methods (WMC and MSES) are able to capture scale-specific associations that exist between processes at different time scales in a more detailed manner as compared to the traditional single scale counterparts.
In the second part of the thesis, the proposed multi-scale similarity measures were used in constructing climate networks to investigate the evolution of spatial connections within climatic processes at multiple timescales. The proposed methods WMC and MSES, together with complex network were applied to two different datasets.
In the first application, climate networks based on WMC were constructed for the univariate global sea surface temperature (SST) data to identify and visualize the SSTs patterns that develop very similarly over time and distinguish them from those that have long-range teleconnections to other ocean regions. Further investigations of climate networks on different timescales revealed (i) various high variability and co-variability regions, and (ii) short and long-range teleconnection regions with varying spatial distance. The outcomes of the study not only re-confirmed the existing knowledge on the link between SST patterns like El Niño Southern Oscillation and the Pacific Decadal Oscillation, but also suggested new insights into the characteristics and origins of long-range teleconnections.
In the second application, I used the developed non-linear MSES similarity measure to quantify the multivariate teleconnections between extreme Indian precipitation and climatic patterns with the highest relevance for Indian sub-continent. The results confirmed significant non-linear influences that were not well captured by the traditional methods. Further, there was a substantial variation in the strength and nature of teleconnection across India, and across time scales.
Overall, the results from investigations conducted in the thesis strongly highlight the need for considering the multi-scale aspects in climatic processes, and the proposed methods provide robust framework for quantifying the multi-scale characteristics.