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The geochemical composition of oceanic basalts provides us with a window into the distribution of geochemical elements within the Earth’s mantle in space and time. In conjunction with a throughout knowledge on how the different elements behave e.g. during melt formation and evolution or on their partition behaviour between e.g. minerals and melts this information has been transformed into various models on how oceanic crust is formed along plume influenced or normal mid-ocean ridge segments, how oceanic crust evolves in response to seawater, on subduction recycling of oceanic crust and so forth. The work presented in this habilitation was aimed at refining existing models, putting further constraints on some of the major open questions in this field of research while at the same time trying to increase our knowledge on the behaviour of noble gases as a tracer for melt formation and evolution processes. In the line of this work the author and her co-workers were able to answer one of the major questions concerning the formation of oceanic crust along plume-influenced ridges – in which physical state does the plume material enter the ridge? Based on submarine volcanic glass He, Ne and Ar data, the author and her co-workers have shown that the interaction of mantle plumes with mid-ocean ridges occurs in the physical form of melts. In addition, the author and her co-workers have also put further constraints on one of the major questions concerning the formation of oceanic crust along normal mid-ocean ridges – namely how is the mid-ocean ridge system effectively cooled to form the lower oceanic crust? Based on Ne and Ar data in combination with Cl/K ratios of basaltic glass from the Mid-Atlantic ridge and estimates of crystallisation pressures they have shown, that seawater penetration reaches lower crustal levels close to the Moho, indicating that hydrothermal circulation might be an effective cooling mechanism even for the deep parts of the oceanic crust. Considering subduction recycling, the heterogeneity of the Earth’s mantle and mantle dynamic processes the key question is on which temporal and spatial scales is the Earth’s mantle geochemically heterogeneous? In the line of this work the author along with her co-workers have shown based on Cl/K ratios in conjunction with the Sr, Nd, and Pb isotopes of the OIBs representing the type localities for the different mantle endmembers that the quantity of Cl recycled into the mantle via subduction is not uniform and that neither the HIMU nor the EM1 and EM2 mantle components can be considered as distinct mantle endmembers. In addition, we have shown, based on He, Ne and Ar isotope and trace-element data from the Foundation hotspot that the near ridge seamounts of the Foundation seamount chain formed by the Foundation hotspot erupt lavas with a trace-element signature clearly characteristic of oceanic gabbro which indicates the existence of recycled, virtually unchanged lower oceanic crust in the plume source. This is a clear sign of the inefficiency of the stirring mechanism existing at mantle depth. Similar features are seen in other near-axis hotspot magmas around the world. Based on He, Sr, Nd, Pb and O isotopes and trace elements in primitive mafic dykes from the Etendeka flood basalts, NW Namibia the author along with her co-workers have shown that deep, less degassed mantle material carried up by a mantle plume contributed significantly to the flood basalt magmatism. The Etendeka flood basalts are part of the South Atlantic LIP, which is associated with the breakup of Gondwana, the formation of the Paraná-Etendeka flood basalts and the Walvis Ridge - Tristan da Cunha hotspot track. Thus reinforcing the lately often-challenged concept of mantle plumes and the role of mantle plumes in the formation of large igneous provinces. Studying the behaviour of noble gases during melt formation and evolution the author along with her co-workers has shown that He can be considerable more susceptible to changes during melt formation and evolution resulting not only in a complete decoupling of He isotopes from e.g. Ne or Pb isotopes but also in a complete loss of the primary mantle isotope signal. They have also shown that this decoupling occurs mainly during the melt formation processes requiring He to be more compatible during mantle melting than Ne. In addition, the author along with her co workers were able to show that incorporation of atmospheric noble gases into igneous rocks is in general a two-step process: (1) magma contamination by assimilation of altered oceanic crust results in the entrainment of air-equilibrated seawater noble gases; (2) atmospheric noble gases are adsorbed onto grain surfaces during sample preparation. This implies, considering the ubiquitous presence of the contamination signal, that magma contamination by assimilation of a seawater-sourced component is an integral part of mid-ocean ridge basalt evolution.
The habilitation thesis presented here includes results from several studies dealing with fluid-rock interactions and rock deformation processes in active fault zones. The focus in all of these studies is on the influence of clay minerals on the geochemical and the hydro-mechanical behavior of the fault rocks. The research was conducted on rock cores and cuttings from four scientific drilling projects at the San Andreas Fault (USA), the Nankai Trough subduction zone and the Japan Trench subduction zone (Japan), as well as the Alpine Fault in New Zealand. These ICDP (International Continental Scientific Drilling Program) and IODP (International Ocean Discovery Program) funded projects were all conducted with the aim to monitor and better understand earthquakes.
Chapter 1 contains a short introduction to the topic with basic principles and objectives regarding the research approach. Chapter 2 describes the state of the art in clay mineral and fault zone science, gives a short description of the individual drilling projects and their locations on which the research was based, and summarizes the most important analytical methods used. Chapter 3 comprises ten peer-reviewed publications that are connected thematically and methodologically. The papers were published in the years 2006-2015, and additional related publications including myself as co-author are given in the literature list. The ten publications address different questions concerning the formation of clay minerals and processes of fluid-rock interaction in active fault zones. Six papers contain results from the SAFOD drilling project, USA (San Andreas Fault Observatory at Depth), with the main focus on fluid-rock interaction processes in fault rocks and the formation and location of clay minerals. Three publications report on research from the NanTroSEIZE drilling project (Nankai Trough Seismogenic Zone Experiment) and the JFAST drilling project (Japan Trench Fast Drilling Project). Both projects are situated in Japan. Here, the swelling behavior of smectite clay minerals in relation to changing environmental conditions (e.g. temperature and/or humidity) was investigated. The last publication included here concerns a study from the DFDP project (Deep Fault Drilling Project) in New Zealand, where I investigated the deformation of clay minerals on the context of the hydro-mechanical behavior of the fault zone rocks. I was first author in nine of the publications and in charge of the project preparation, measurements and data analyses, and the completion of the manuscript. As co-author on the other publication I was responsible for electronmicroscopy analyses (SEM and TEM) and their interpretation.
The key results from the publications in Chapter 3 are discussed in Chapter 4 with additional considerations from more recent papers. Following the major theses in Chapter 5, Chapter 6 highlights a future research project in clay mineralogy research at the GFZ. An appendix includes more detailed descriptions of the laboratory equipment and lists of all publications, conference contributions and teaching courses and modules.
The habilitation deals with the numerical analysis of the recurrence properties of geological and climatic processes. The recurrence of states of dynamical processes can be analysed with recurrence plots and various recurrence quantification options. In the present work, the meaning of the structures and information contained in recurrence plots are examined and described. New developments have led to extensions that can be used to describe the recurring patterns in both space and time. Other important developments include recurrence plot-based approaches to identify abrupt changes in the system's dynamics, to detect and investigate external influences on the dynamics of a system, the couplings between different systems, as well as a combination of recurrence plots with the methodology of complex networks. Typical problems in geoscientific data analysis, such as irregular sampling and uncertainties, are tackled by specific modifications and additions. The development of a significance test allows the statistical evaluation of quantitative recurrence analysis, especially for the identification of dynamical transitions. Finally, an overview of typical pitfalls that can occur when applying recurrence-based methods is given and guidelines on how to avoid such pitfalls are discussed. In addition to the methodological aspects, the application potential especially for geoscientific research questions is discussed, such as the identification and analysis of transitions in past climates, the study of the influence of external factors to ecological or climatic systems, or the analysis of landuse dynamics based on remote sensing data.