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Rainfall, snow-, and glacial melt throughout the Himalaya control river discharge, which is vital for maintaining agriculture, drinking water and hydropower generation. However, the spatiotemporal contribution of these discharge components to Himalayan rivers is not well understood, mainly because of the scarcity of ground-based observations. Consequently, there is also little known about the triggers and sources of peak sediment flux events, which account for extensive hydropower reservoir filling and turbine abrasion. We therefore lack basic information on the distribution of water resources and controls of erosion processes. In this thesis, I employ various methods to assess and quantify general characteristics of and links between precipitation, river discharge, and sediment flux in the Sutlej Valley. First, I analyze daily precipitation data (1998-2007) from 80 weather stations in the western Himalaya, to decipher the distribution of rain- and snowfall. Rainfall magnitude frequency analyses indicate that 40% of the summer rainfall budget is attributed to monsoonal rainstorms, which show higher variability in the orogenic interior than in frontal regions. Combined analysis of rainstorms and sediment flux data of a major Sutlej River tributary indicate that monsoonal rainfall has a first order control on erosion processes in the orogenic interior, despite the dominance of snowfall in this region. Second, I examine the contribution of rainfall, snow and glacial melt to river discharge in the Sutlej Valley (s55,000 km2), based on a distributed hydrological model, which covers the period 2000-2008. To achieve high spatial and daily resolution despite limited ground-based observations the hydrological model is forced by daily remote sensing data, which I adjusted and calibrated with ground station data. The calibration shows that the Tropical Rainfall Measuring Mission (TRMM) 3B42 rainfall product systematically overestimates rainfall in semi-arid and arid regions, increasing with aridity. The model results indicate that snowmelt-derived discharge (74%) is most important during the pre-monsoon season (April to June) whereas rainfall (56%) and glacial melt (17%) dominate the monsoon season (July-September). Therefore, climate change most likely causes a reduction in river discharge during the pre-monsoon season, which especially affects the orogenic interior. Third, I investigate the controls on suspended sediment flux in different parts of the Sutlej catchments, based on daily gauging data from the past decade. In conjunction with meteorological data, earthquake records, and rock strength measurements I find that rainstorms are the most frequent trigger of high-discharge events with peaks in suspended sediment concentrations (SSC) that account for the bulk of the suspended sediment flux. The suspended sediment flux increases downstream, mainly due to increases in runoff. Pronounced erosion along the Himalayan Front occurs throughout the monsoon season, whereas efficient erosion of the orogenic interior is confined to single extreme events. The results of this thesis highlight the importance of snow and glacially derived melt waters in the western Himalaya, where extensive regions receive only limited amounts of monsoonal rainfall. These regions are therefore particularly susceptible to global warming with major implications on the hydrological cycle. However, the sediment discharge data show that infrequent monsoonal rainstorms that pass the orographic barrier of the Higher Himalaya are still the primary trigger of the highest-impact erosion events, despite being subordinate to snow and glacially–derived discharge. These findings may help to predict peak sediment flux events and could underpin the strategic development of preventative measures for hydropower infrastructures.
Um Extremereignisse in der Dynamik des indischen Sommermonsuns (ISM) in der geologischen Vergangenheit zu identifizieren, schlage ich einen neuartigen Ansatz basierend auf der Quantifikation von Fluktuationen in einem nichtlinearen Ähnlichkeitsmaß vor. Dieser reagiert empfindlich auf Zeitabschnitte mit deutlichen Veränderungen in der dynamischen Komplexität kurzer Zeitreihen. Ein mathematischer Zusammenhang zwischen dem neuen Maß und dynamischen Invarianten des zugrundeliegenden Systems wie fraktalen Dimensionen und Lyapunovexponenten wird analytisch hergeleitet. Weiterhin entwickle ich einen statistischen Test zur Schätzung der Signifikanz der so identifizierten dynamischen Übergänge. Die Stärken der Methode werden durch die Aufdeckung von Bifurkationsstrukturen in paradigmatischen Modellsystemen nachgewiesen, wobei im Vergleich zu den traditionellen Lyapunovexponenten eine Identifikation komplexerer dynamischer Übergänge möglich ist. Wir wenden die neu entwickelte Methode zur Analyse realer Messdaten an, um ausgeprägte dynamische Veränderungen auf Zeitskalen von Jahrtausenden in Klimaproxydaten des südasiatischen Sommermonsunsystems während des Pleistozäns aufzuspüren. Dabei zeigt sich, dass viele dieser Übergänge durch den externen Einfluss der veränderlichen Sonneneinstrahlung, sowie durch dem Klimasystem interne Einflussfaktoren auf das Monsunsystem (Eiszeitzyklen der nördlichen Hemisphäre und Einsatz der tropischenWalkerzirkulation) induziert werden. Trotz seiner Anwendbarkeit auf allgemeine Zeitreihen ist der diskutierte Ansatz besonders zur Untersuchung von kurzen Paläoklimazeitreihen geeignet. Die während des ISM über dem indischen Subkontinent fallenden Niederschläge treten, bedingt durch die zugrundeliegende Dynamik der atmosphärischen Zirkulation und topographische Einflüsse, in äußerst komplexen, raumzeitlichen Mustern auf. Ich stelle eine detaillierte Analyse der Sommermonsunniederschläge über der indischen Halbinsel vor, die auf Ereignissynchronisation (ES) beruht, einem Maß für die nichtlineare Korrelation von Punktprozessen wie Niederschlagsereignissen. Mit hierarchischen Clusteringalgorithmen identifiziere ich zunächst Regionen mit besonders kohärenten oder homogenen Monsunniederschlägen. Dabei können auch die Zeitverzögerungsmuster von Regenereignissen rekonstruiert werden. Darüber hinaus führe ich weitere Analysen auf Basis der Theorie komplexer Netzwerke durch. Diese Studien ermöglichen wertvolle Einsichten in räumliche Organisation, Skalen und Strukturen von starken Niederschlagsereignissen oberhalb der 90% und 94% Perzentilen während des ISM (Juni bis September). Weiterhin untersuche ich den Einfluss von verschiedenen, kritischen synoptischen Systemen der Atmosphäre sowie der steilen Topographie des Himalayas auf diese Niederschlagsmuster. Die vorgestellte Methode ist nicht nur geeignet, die Struktur extremer Niederschlagsereignisse zu visualisieren, sondern kann darüber hinaus über der Region atmosphärische Transportwege von Wasserdampf und Feuchtigkeitssenken auf dekadischen Skalen identifizieren.Weiterhin wird ein einfaches, auf komplexen Netzwerken basierendes Verfahren zur Entschlüsselung der räumlichen Feinstruktur und Zeitentwicklung von Monsunniederschlagsextremen während der vergangenen 60 Jahre vorgestellt.
After the collapse of the Soviet Union the former member states have started the transformation process. The transformation process from planned to market economy includes not only the adaptation of the economy to the new market rules but also the profound social and political transformation. For this reason such processes present huge challenges to affected societies. The transformational recession in Georgia was significantly enhanced by the civil war and by ethnic conflicts in Abkhazia and South Ossetia. During the ethnic conflicts and civil war the business and technical infrastructure were damaged and most of them were completely destroyed. Poverty and political instability were predominated. The trade relations with the member countries of Council of Mutual Economic Assistance (Comecon) were aborted. Moreover, the conflict in South Ossetia hampered the power supply from Russia and a conflict in Abkhazia, the production and trade with tea and citruses, which were major trade commodities at that time. In the beginning of 90-ies, Georgian government with the assistance of international organizations, such as International Monetary Fund and World Bank started to elaborate political and economical reforms. The reforms included several aspects, such as the transfer of public assets to private through privatization, the liberalization of domestic market and trade and the creation of market-oriented institutions. Because of lack in implementation neither economical nor political transformation has been achieved. For instance, by the begin of market oriented reforms the awareness of policy makers about the importance of entrepreneurship, in particular small and medium ones for the economy was low. The absence of previous experience prevented the elaboration of appropriate policy instruments and methods for the development of competitive market economy. The stimulation of private sector has been generally neglected. This had a severe affect on political, social and economical problems, which still hampers the development of middle class in Georgia. The presented research indicates that productive entrepreneurship is a driving force of an economy. The entrepreneurial activities on the one hand facilitate the resource allocation and on the other through the development of new products and services urge the competition. Furthermore, they contribute to technological improvements through innovation, create jobs and thus boost the economic and social development of a particular region or country. However, it is important that the legal and institutional framework is appropriately settled. Unlike mature market economies, Georgia is not characterized by well-developed sector of small and medium sized businesses. Most existing SMEs are operating in local markets and predominantly in the shadow economy. It is also noteworthy that small business in Georgia belongs to so called “mom and pop” rather than to innovative, growth oriented businesses. They are mostly engaged in trade and craft. In addition of poor performance, the business activity of SMEs is very centralized. The vast majority of them are operating in the capital Tbilisi. The poor performance of small and medium businesses in Georgia and their negligence by the market forces is among others due to the armed conflicts and state failure. As in the beginning of transformation process, down to the present day, the state fails to provide necessary conditions, such as rule of law, the protection of property rights and competition, transparent and uncorrupted public administration. The result is the weak middle class. The weak middle class by itself has a negative impact on economic development and democratization process in Georgia.