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The Central Andean region is characterized by diverse climate zones with sharp transitions between them. In this work, the area of interest is the South-Central Andes in northwestern Argentina that borders with Bolivia and Chile. The focus is the observation of soil moisture and water vapour with Global Navigation Satellite System (GNSS) remote-sensing methodologies. Because of the rapid temporal and spatial variations of water vapour and moisture circulations, monitoring this part of the hydrological cycle is crucial for understanding the mechanisms that control the local climate. Moreover, GNSS-based techniques have previously shown high potential and are appropriate for further investigation. This study includes both logistic-organization effort and data analysis. As for the prior, three GNSS ground stations were installed in remote locations in northwestern Argentina to acquire observations, where there was no availability of third-party data.
The methodological development for the observation of the climate variables of soil moisture and water vapour is independent and relies on different approaches. The soil-moisture estimation with GNSS reflectometry is an approximation that has demonstrated promising results, but it has yet to be operationally employed. Thus, a more advanced algorithm that exploits more observations from multiple satellite constellations was developed using data from two pilot stations in Germany. Additionally, this algorithm was slightly modified and used in a sea-level measurement campaign. Although the objective of this application is not related to monitoring hydrological parameters, its methodology is based on the same principles and helps to evaluate the core algorithm. On the other hand, water-vapour monitoring with GNSS observations is a well-established technique that is utilized operationally. Hence, the scope of this study is conducting a meteorological analysis by examining the along-the-zenith air-moisture levels and introducing indices related to the azimuthal gradient.
The results of the experiments indicate higher-quality soil moisture observations with the new algorithm. Furthermore, the analysis using the stations in northwestern Argentina illustrates the limits of this technology because of varying soil conditions and shows future research directions. The water-vapour analysis points out the strong influence of the topography on atmospheric moisture circulation and rainfall generation. Moreover, the GNSS time series allows for the identification of seasonal signatures, and the azimuthal-gradient indices permit the detection of main circulation pathways.
The Arctic tundra, covering approx. 5.5 % of the Earth’s land surface, is one of the last ecosystems remaining closest to its untouched condition. Remote sensing is able to provide information at regular time intervals and large spatial scales on the structure and function of Arctic ecosystems. But almost all natural surfaces reveal individual anisotropic reflectance behaviors, which can be described by the bidirectional reflectance distribution function (BRDF). This effect can cause significant changes in the measured surface reflectance depending on solar illumination and sensor viewing geometries. The aim of this thesis is the hyperspectral and spectro-directional reflectance characterization of important Arctic tundra vegetation communities at representative Siberian and Alaskan tundra sites as basis for the extraction of vegetation parameters, and the normalization of BRDF effects in off-nadir and multi-temporal remote sensing data. Moreover, in preparation for the upcoming German EnMAP (Environmental Mapping and Analysis Program) satellite mission, the understanding of BRDF effects in Arctic tundra is essential for the retrieval of high quality, consistent and therefore comparable datasets. The research in this doctoral thesis is based on field spectroscopic and field spectro-goniometric investigations of representative Siberian and Alaskan measurement grids. The first objective of this thesis was the development of a lightweight, transportable, and easily managed field spectro-goniometer system which nevertheless provides reliable spectro-directional data. I developed the Manual Transportable Instrument platform for ground-based Spectro-directional observations (ManTIS). The outcome of the field spectro-radiometrical measurements at the Low Arctic study sites along important environmental gradients (regional climate, soil pH, toposequence, and soil moisture) show that the different plant communities can be distinguished by their nadir-view reflectance spectra. The results especially reveal separation possibilities between the different tundra vegetation communities in the visible (VIS) blue and red wavelength regions. Additionally, the near-infrared (NIR) shoulder and NIR reflectance plateau, despite their relatively low values due to the low structure of tundra vegetation, are still valuable information sources and can separate communities according to their biomass and vegetation structure. In general, all different tundra plant communities show: (i) low maximum NIR reflectance; (ii) a weakly or nonexistent visible green reflectance peak in the VIS spectrum; (iii) a narrow “red-edge” region between the red and NIR wavelength regions; and (iv) no distinct NIR reflectance plateau. These common nadir-view reflectance characteristics are essential for the understanding of the variability of BRDF effects in Arctic tundra. None of the analyzed tundra communities showed an even closely isotropic reflectance behavior. In general, tundra vegetation communities: (i) usually show the highest BRDF effects in the solar principal plane; (ii) usually show the reflectance maximum in the backward viewing directions, and the reflectance minimum in the nadir to forward viewing directions; (iii) usually have a higher degree of reflectance anisotropy in the VIS wavelength region than in the NIR wavelength region; and (iv) show a more bowl-shaped reflectance distribution in longer wavelength bands (>700 nm). The results of the analysis of the influence of high sun zenith angles on the reflectance anisotropy show that with increasing sun zenith angles, the reflectance anisotropy changes to azimuthally symmetrical, bowl-shaped reflectance distributions with the lowest reflectance values in the nadir view position. The spectro-directional analyses also show that remote sensing products such as the NDVI or relative absorption depth products are strongly influenced by BRDF effects, and that the anisotropic characteristics of the remote sensing products can significantly differ from the observed BRDF effects in the original reflectance data. But the results further show that the NDVI can minimize view angle effects relative to the contrary spectro-directional effects in the red and NIR bands. For the researched tundra plant communities, the overall difference of the off-nadir NDVI values compared to the nadir value increases with increasing sensor viewing angles, but on average never exceeds 10 %. In conclusion, this study shows that changes in the illumination-target-viewing geometry directly lead to an altering of the reflectance spectra of Arctic tundra communities according to their object-specific BRDFs. Since the different tundra communities show only small, but nonetheless significant differences in the surface reflectance, it is important to include spectro-directional reflectance characteristics in the algorithm development for remote sensing products.
The continuously increasing demand for rare earth elements in technical components of modern technologies, brings the detection of new deposits closer into the focus of global exploration. One promising method to globally map important deposits might be remote sensing, since it has been used for a wide range of mineral mapping in the past. This doctoral thesis investigates the capacity of hyperspectral remote sensing for the detection of rare earth element deposits. The definition and the realization of a fundamental database on the spectral characteristics of rare earth oxides, rare earth metals and rare earth element bearing materials formed the basis of this thesis. To investigate these characteristics in the field, hyperspectral images of four outcrops in Fen Complex, Norway, were collected in the near-field. A new methodology (named REEMAP) was developed to delineate rare earth element enriched zones. The main steps of REEMAP are: 1) multitemporal weighted averaging of multiple images covering the sample area; 2) sharpening the rare earth related signals using a Gaussian high pass deconvolution technique that is calibrated on the standard deviation of a Gaussian-bell shaped curve that represents by the full width of half maxima of the target absorption band; 3) mathematical modeling of the target absorption band and highlighting of rare earth elements. REEMAP was further adapted to different hyperspectral sensors (EO-1 Hyperion and EnMAP) and a new test site (Lofdal, Namibia). Additionally, the hyperspectral signatures of associated minerals were investigated to serve as proxy for the host rocks. Finally, the capacity and limitations of spectroscopic rare earth element detection approaches in general and of the REEMAP approach specifically were investigated and discussed. One result of this doctoral thesis is that eight rare earth oxides show robust absorption bands and, therefore, can be used for hyperspectral detection methods. Additionally, the spectral signatures of iron oxides, iron-bearing sulfates, calcite and kaolinite can be used to detect metasomatic alteration zones and highlight the ore zone. One of the key results of this doctoral work is the developed REEMAP approach, which can be applied from near-field to space. The REEMAP approach enables rare earth element mapping especially for noisy images. Limiting factors are a low signal to noise ratio, a reduced spectral resolution, overlaying materials, atmospheric absorption residuals and non-optimal illumination conditions. Another key result of this doctoral thesis is the finding that the future hyperspectral EnMAP satellite (with its currently published specifications, June 2015) will be theoretically capable to detect absorption bands of erbium, dysprosium, holmium, neodymium and europium, thulium and samarium. This thesis presents a new methodology REEMAP that enables a spatially wide and rapid hyperspectral detection of rare earth elements in order to meet the demand for fast, extensive and efficient rare earth exploration (from near-field to space).
Within a research project about future sustainable water management options in the Elbe River basin, quasi-natural discharge scenarios had to be provided. The semi-distributed eco-hydrological model SWIM was utilised for this task. According to scenario simulations driven by the stochastical climate model STAR, the region would get distinctly drier. However, this thesis focuses on the challenge of meeting the requirement of high model fidelity even for smaller sub-basins. Usually, the quality of the simulations is lower at inner points than at the outlet. Four research paper chapters and the discussion chapter deal with the reasons for local model deviations and the problem of optimal spatial calibration. Besides other assessments, the Markov Chain Monte Carlo method is applied to show whether evapotranspiration or precipitation should be corrected to minimise runoff deviations, principal component analysis is used in an unusual way to evaluate local precipitation alterations by land cover changes, and remotely sensed surface temperatures allow for an independent view on the evapotranspiration landscape. The overall insight is that spatially explicit hydrological modelling of such a large river basin requires a lot of local knowledge. It probably needs more time to obtain such knowledge as is usually provided for hydrological modelling studies.
Accurate weather observations are the keystone to many quantitative applications, such as precipitation monitoring and nowcasting, hydrological modelling and forecasting, climate studies, as well as understanding precipitation-driven natural hazards (i.e. floods, landslides, debris flow). Weather radars have been an increasingly popular tool since the 1940s to provide high spatial and temporal resolution precipitation data at the mesoscale, bridging the gap between synoptic and point scale observations. Yet, many institutions still struggle to tap the potential of the large archives of reflectivity, as there is still much to understand about factors that contribute to measurement errors, one of which is calibration. Calibration represents a substantial source of uncertainty in quantitative precipitation estimation (QPE). A miscalibration of a few dBZ can easily deteriorate the accuracy of precipitation estimates by an order of magnitude. Instances where rain cells carrying torrential rains are misidentified by the radar as moderate rain could mean the difference between a timely warning and a devastating flood.
Since 2012, the Philippine Atmospheric, Geophysical, and Astronomical Services Administration (PAGASA) has been expanding the country’s ground radar network. We had a first look into the dataset from one of the longest running radars (the Subic radar) after devastating week-long torrential rains and thunderstorms in August 2012 caused by the annual southwestmonsoon and enhanced by the north-passing Typhoon Haikui. The analysis of the rainfall spatial distribution revealed the added value of radar-based QPE in comparison to interpolated rain gauge observations. However, when compared with local gauge measurements, severe miscalibration of the Subic radar was found. As a consequence, the radar-based QPE would have underestimated the rainfall amount by up to 60% if they had not been adjusted by rain gauge observations—a technique that is not only affected by other uncertainties, but which is also not feasible in other regions of the country with very sparse rain gauge coverage.
Relative calibration techniques, or the assessment of bias from the reflectivity of two radars, has been steadily gaining popularity. Previous studies have demonstrated that reflectivity observations from the Tropical Rainfall Measuring Mission (TRMM) and its successor, the Global Precipitation Measurement (GPM), are accurate enough to serve as a calibration reference for ground radars over low-to-mid-latitudes (± 35 deg for TRMM; ± 65 deg for GPM). Comparing spaceborne radars (SR) and ground radars (GR) requires cautious consideration of differences in measurement geometry and instrument specifications, as well as temporal coincidence. For this purpose, we implement a 3-D volume matching method developed by Schwaller and Morris (2011) and extended by Warren et al. (2018) to 5 years worth of observations from the Subic radar. In this method, only the volumetric intersections of the SR and GR beams are considered.
Calibration bias affects reflectivity observations homogeneously across the entire radar domain. Yet, other sources of systematic measurement errors are highly heterogeneous in space, and can either enhance or balance the bias introduced by miscalibration. In order to account for such heterogeneous errors, and thus isolate the calibration bias, we assign a quality index to each matching SR–GR volume, and thus compute the GR calibration bias as a qualityweighted average of reflectivity differences in any sample of matching SR–GR volumes. We exemplify the idea of quality-weighted averaging by using beam blockage fraction (BBF) as a quality variable. Quality-weighted averaging is able to increase the consistency of SR and GR observations by decreasing the standard deviation of the SR–GR differences, and thus increasing the precision of the bias estimates.
To extend this framework further, the SR–GR quality-weighted bias estimation is applied to the neighboring Tagaytay radar, but this time focusing on path-integrated attenuation (PIA) as the source of uncertainty. Tagaytay is a C-band radar operating at a lower wavelength and is therefore more affected by attenuation. Applying the same method used for the Subic radar, a time series of calibration bias is also established for the Tagaytay radar.
Tagaytay radar sits at a higher altitude than the Subic radar and is surrounded by a gentler terrain, so beam blockage is negligible, especially in the overlapping region. Conversely, Subic radar is largely affected by beam blockage in the overlapping region, but being an SBand radar, attenuation is considered negligible. This coincidentally independent uncertainty contributions of each radar in the region of overlap provides an ideal environment to experiment with the different scenarios of quality filtering when comparing reflectivities from the two ground radars. The standard deviation of the GR–GR differences already decreases if we consider either BBF or PIA to compute the quality index and thus the weights. However, combining them multiplicatively resulted in the largest decrease in standard deviation, suggesting that taking both factors into account increases the consistency between the matched samples.
The overlap between the two radars and the instances of the SR passing over the two radars at the same time allows for verification of the SR–GR quality-weighted bias estimation method. In this regard, the consistency between the two ground radars is analyzed before and after bias correction is applied. For cases when all three radars are coincident during a significant rainfall event, the correction of GR reflectivities with calibration bias estimates from SR overpasses dramatically improves the consistency between the two ground radars which have shown incoherent observations before correction. We also show that for cases where adequate SR coverage is unavailable, interpolating the calibration biases using a moving average can be used to correct the GR observations for any point in time to some extent. By using the interpolated biases to correct GR observations, we demonstrate that bias correction reduces the absolute value of the mean difference in most cases, and therefore improves the consistency between the two ground radars.
This thesis demonstrates that in general, taking into account systematic sources of uncertainty that are heterogeneous in space (e.g. BBF) and time (e.g. PIA) allows for a more consistent estimation of calibration bias, a homogeneous quantity. The bias still exhibits an unexpected variability in time, which hints that there are still other sources of errors that remain unexplored. Nevertheless, the increase in consistency between SR and GR as well as between the two ground radars, suggests that considering BBF and PIA in a weighted-averaging approach is a step in the right direction.
Despite the ample room for improvement, the approach that combines volume matching between radars (either SR–GR or GR–GR) and quality-weighted comparison is readily available for application or further scrutiny. As a step towards reproducibility and transparency in atmospheric science, the 3D matching procedure and the analysis workflows as well as sample data are made available in public repositories. Open-source software such as Python and wradlib are used for all radar data processing in this thesis. This approach towards open science provides both research institutions and weather services with a valuable tool that can be applied to radar calibration, from monitoring to a posteriori correction of archived data.
About 24 % of the land surface in the northern hemisphere are underlayed by permafrost in various states. Permafrost aggradation occurs under special environmental conditions with overall low annual precipitation rates and very low mean annual temperatures. Because the general permafrost occurrence is mainly driven by large-scale climatic conditions, the distribution of permafrost deposits can be considered as an important climate indicator. The region with the most extensive continuous permafrost is Siberia. In northeast Siberia, the ice- and organic-rich permafrost deposits of the Ice Complex are widely distributed. These deposits consist mostly of silty to fine-grained sandy sediments that were accumulated during the Late Pleistocene in an extensive plain on the then subaerial Laptev Sea shelf. One important precondition for the Ice Complex sedimentation was, that the Laptev Sea shelf was not glaciated during the Late Pleistocene, resulting in a mostly continuous accumulation of permafrost sediments for at least this period. This shelf landscape became inundated and eroded in large parts by the Holocene marine transgression after the Last Glacial Maximum. Remnants of this landscape are preserved only in the present day coastal areas. Because the Ice Complex deposits contain a wide variety of palaeo-environmental proxies, it is an excellent palaeo-climate archive for the Late Quaternary in the region. Furthermore, the ice-rich Ice Complex deposits are sensible to climatic change, i.e. climate warming. Because of the large-scale climatic changes at the transition from the Pleistocene to the Holocene, the Ice Complex was subject to extensive thermokarst processes since the Early Holocene. Permafrost deposits are not only an environmental indicator, but also an important climate factor. Tundra wetlands, which have developed in environments with aggrading permafrost, are considered a net sink for carbon, as organic matter is stored in peat or is syn-sedimentary frozen with permafrost aggradation. Contrary, the Holocene thermokarst development resulted in permafrost degradation and thus the release of formerly stored organic carbon. Modern tundra wetlands are also considered an important source for the climate-driving gas methane, originating mainly from microbial activity in the seasonal active layer. Most scenarios for future global climate development predict a strong warming trend especially in the Arctic. Consequently, for the understanding of how permafrost deposits will react and contribute to such scenarios, it is necessary to investigate and evaluate ice-rich permafrost deposits like the widespread Ice Complex as climate indicator and climate factor during the Late Quaternary. Such investigations are a pre-condition for the precise modelling of future developments in permafrost distribution and the influence of permafrost degradation on global climate. The focus of this work, which was conducted within the frame of the multi-disciplinary joint German-Russian research projects "Laptev Sea 2000" (1998-2002) and "Dynamics of Permafrost" (2003-2005), was twofold. First, the possibilities of using remote sensing and terrain modelling techniques for the observation of periglacial landscapes in Northeast Siberia in their present state was evaluated and applied to key sites in the Laptev Sea coastal lowlands. The key sites were situated in the eastern Laptev Sea (Bykovsky Peninsula and Khorogor Valley) and the western Laptev Sea (Cape Mamontovy Klyk region). For this task, techniques using CORONA satellite imagery, Landsat-7 satellite imagery, and digital elevation models were developed for the mapping of periglacial structures, which are especially indicative of permafrost degradation. The major goals were to quantify the extent of permafrost degradation structures and their distribution in the investigated key areas, and to establish techniques, which can be used also for the investigation of other regions with thermokarst occurrence. Geographical information systems were employed for the mapping, the spatial analysis, and the enhancement of classification results by rule-based stratification. The results from the key sites show, that thermokarst, and related processes and structures, completely re-shaped the former accumulation plain to a strongly degraded landscape, which is characterised by extensive deep depressions and erosional remnants of the Late Pleistocene surface. As a results of this rapid process, which in large parts happened within a short period during the Early Holocene, the hydrological and sedimentological regime was completely changed on a large scale. These events resulted also in a release of large amounts of organic carbon. Thermokarst is now the major component in the modern periglacial landscapes in terms of spatial extent, but also in its influence on hydrology, sedimentation and the development of vegetation assemblages. Second, the possibilities of using remote sensing and terrain modelling as a supplementary tool for palaeo-environmental reconstructions in the investigated regions were explored. For this task additionally a comprehensive cryolithological field database was developed for the Bykovsky Peninsula and the Khorogor Valley, which contains previously published data from boreholes, outcrops sections, subsurface samples, and subsurface samples, as well as additional own field data. The period covered by this database is mainly the Late Pleistocene and the Holocene, but also the basal deposits of the sedimentary sequence, interpreted as Pliocene to Early Pleistocene, are contained. Remote sensing was applied for the observation of periglacial strucures, which then were successfully related to distinct landscape development stages or time intervals in the investigation area. Terrain modelling was used for providing a general context of the landscape development. Finally, a scheme was developed describing mainly the Late Quaternary landscape evolution in this area. A major finding was the possibility of connecting periglacial surface structures to distinct landscape development stages, and thus use them as additional palaeo-environmental indicator together with other proxies for area-related palaeo-environmental reconstructions. In the landscape evolution scheme, i.e. of the genesis of the Late Pleistocene Ice Complex and the Holocene thermokarst development, some new aspects are presented in terms of sediment source and general sedimentation conditions. This findings apply also for other sites in the Laptev Sea region.
Gangschwärme nehmen eine bedeutende Stellung im Verständnis zur kontinentalen Fragmentierung ein. Einerseits markieren sie das Paläo-Spannungsfeld und helfen bei der Rekonstruktion der strukturellen Entwicklung der gedehnten Lithosphäre, andererseits gibt ihre petrologische Beschaffenheit Aufschluß über die Entstehung des Magmas, Aufstieg und Platznahme und schließlich erlaubt ihre Altersbestimmung die Rekonstruktion einer chronologischen Reihenfolge magmatischer und struktureller Ereignisse. Das Arbeitsgebiet im namibianischen Henties Bay-Outjo Dike swarm (HOD) war zur Zeit der Unterkreide einem Rifting mit intensiver Platznahme von überwiegend mafischen Gängen unterworfen. Geochemische Signaturen weisen die Gänge als erodierte Förderkanäle der Etendeka Plateaubasalte aus. Durch den Einsatz von hochauflösenden Aeromagnetik- und Satellitendaten war es möglich, die Geometrie des Gangschwarmes erstmals detailliert synoptisch zu erfassen. Viele zu den Schichten des Grundgebirges foliationsparallel verlaufende magnetische Anomalien können unaufgeschlossenen kretazischen Intrusionen zugeordnet werden. Bei der nach Norden propagierenden Südatlantiköffnung spielte die unterschiedliche strukturelle Vorzeichnung durch die neoproterozoischen Faltengürtel sowie Lithologie und Spannungsfeld des Angola Kratons eine bedeutende Rolle. Im küstennahen zentralen Bereich war dank der Vorzeichnung des Nordost streichenden Damara-Faltengürtels ein Rifting in Nordwest-Südost-Richtung dominierend, bis das Angola Kraton ein weiteres Fortscheiten nach Nordosten hemmte und die Vorzeichnung des Nordwest streichenden Kaoko-Faltengürtels an der Westgrenze den weiteren Riftverlauf und die letztendlich erfolgreiche Öffnung des Südatlantiks bestimmte. Aus diesem Grund kann das Gebiet des HOD als ein failed rift betrachtet werden. Die Entwicklung des Spannungsfeldes im HOD kann folgendermaßen skizziert werden: 1. Platznahme von Gängen bei gleichzeitig hoher Dehnungsrate und hohem Magmenfluß. 2. Platznahme von Zentralvulkanen entlang reaktivierter paläozoischer Lineamente bei Abnahme der Dehnungsrate und fortbestehendem hohen Magmenfluß. 3. Abnahme/Versiegen des Magmenflusses und neotektonische Bewegungen führen zur Bildung von Halbgräben.
The Arctic is a particularly sensitive area with respect to climate change due to the high surface albedo of snow and ice and the extreme radiative conditions. Clouds and aerosols as parts of the Arctic atmosphere play an important role in the radiation budget, which is, as yet, poorly quantified and understood. The LIDAR (Light Detection And Ranging) measurements presented in this PhD thesis contribute with continuous altitude resolved aerosol profiles to the understanding of occurrence and characteristics of aerosol layers above Ny-Ålesund, Spitsbergen. The attention was turned to the analysis of periods with high aerosol load. As the Arctic spring troposphere exhibits maximum aerosol optical depths (AODs) each year, March and April of both the years 2007 and 2009 were analyzed. Furthermore, stratospheric aerosol layers of volcanic origin were analyzed for several months, subsequently to the eruptions of the Kasatochi and Sarychev volcanoes in summer 2008 and 2009, respectively. The Koldewey Aerosol Raman LIDAR (KARL) is an instrument for the active remote sensing of atmospheric parameters using pulsed laser radiation. It is operated at the AWIPEV research base and was fundamentally upgraded within the framework of this PhD project. It is now equipped with a new telescope mirror and new detection optics, which facilitate atmospheric profiling from 450m above sea level up to the mid-stratosphere. KARL provides highly resolved profiles of the scattering characteristics of aerosol and cloud particles (backscattering, extinction and depolarization) as well as water vapor profiles within the lower troposphere. Combination of KARL data with data from other instruments on site, namely radiosondes, sun photometer, Micro Pulse LIDAR, and tethersonde system, resulted in a comprehensive data set of scattering phenomena in the Arctic atmosphere. The two spring periods March and April 2007 and 2009 were at first analyzed based on meteorological parameters, like local temperature and relative humidity profiles as well as large scale pressure patterns and air mass origin regions. Here, it was not possible to find a clear correlation between enhanced AOD and air mass origin. However, in a comparison of two cloud free periods in March 2007 and April 2009, large AOD values in 2009 coincided with air mass transport through the central Arctic. This suggests the occurrence of aerosol transformation processes during the aerosol transport to Ny-Ålesund. Measurements on 4 April 2009 revealed maximum AOD values of up to 0.12 and aerosol size distributions changing with altitude. This and other performed case studies suggest the differentiation between three aerosol event types and their origin: Vertically limited aerosol layers in dry air, highly variable hygroscopic boundary layer aerosols and enhanced aerosol load across wide portions of the troposphere. For the spring period 2007, the available KARL data were statistically analyzed using a characterization scheme, which is based on optical characteristics of the scattering particles. The scheme was validated using several case studies. Volcanic eruptions in the northern hemisphere in August 2008 and June 2009 arose the opportunity to analyze volcanic aerosol layers within the stratosphere. The rate of stratospheric AOD change was similar within both years with maximum values above 0.1 about three to five weeks after the respective eruption. In both years, the stratospheric AOD persisted at higher rates than usual until the measurements were stopped in late September due to technical reasons. In 2008, up to three aerosol layers were detected, the layer structure in 2009 was characterized by up to six distinct and thin layers which smeared out to one broad layer after about two months. The lowermost aerosol layer was continuously detected at the tropopause altitude. Three case studies were performed, all revealed rather large indices of refraction of m = (1.53–1.55) - 0.02i, suggesting the presence of an absorbing carbonaceous component. The particle radius, derived with inversion calculations, was also similar in both years with values ranging from 0.16 to 0.19 μm. However, in 2009, a second mode in the size distribution was detected at about 0.5 μm. The long term measurements with the Koldewey Aerosol Raman LIDAR in Ny-Ålesund provide the opportunity to study Arctic aerosols in the troposphere and the stratosphere not only in case studies but on longer time scales. In this PhD thesis, both, tropospheric aerosols in the Arctic spring and stratospheric aerosols following volcanic eruptions have been described qualitatively and quantitatively. Case studies and comparative studies with data of other instruments on site allowed for the analysis of microphysical aerosol characteristics and their temporal evolution.
Soil conditions under vegetation cover and their spatial and temporal variations from point to catchment scale are crucial for understanding hydrological processes within the vadose zone, for managing irrigation and consequently maximizing yield by precision farming. Soil moisture and soil roughness are the key parameters that characterize the soil status. In order to monitor their spatial and temporal variability on large scales, remote sensing techniques are required. Therefore the determination of soil parameters under vegetation cover was approached in this thesis by means of (multi-angular) polarimetric SAR acquisitions at a longer wavelength (L-band, lambda=23cm). In this thesis, the penetration capabilities of L-band are combined with newly developed (multi-angular) polarimetric decomposition techniques to separate the different scattering contributions, which are occurring in vegetation and on ground. Subsequently the ground components are inverted to estimate the soil characteristics. The novel (multi-angular) polarimetric decomposition techniques for soil parameter retrieval are physically-based, computationally inexpensive and can be solved analytically without any a priori knowledge. Therefore they can be applied without test site calibration directly to agricultural areas. The developed algorithms are validated with fully polarimetric SAR data acquired by the airborne E-SAR sensor of the German Aerospace Center (DLR) for three different study areas in Germany. The achieved results reveal inversion rates up to 99% for the soil moisture and soil roughness retrieval in agricultural areas. However, in forested areas the inversion rate drops significantly for most of the algorithms, because the inversion in forests is invalid for the applied scattering models at L-band. The validation against simultaneously acquired field measurements indicates an estimation accuracy (root mean square error) of 5-10vol.% for the soil moisture (range of in situ values: 1-46vol.%) and of 0.37-0.45cm for the soil roughness (range of in situ values: 0.5-4.0cm) within the catchment. Hence, a continuous monitoring of soil parameters with the obtained precision, excluding frozen and snow covered conditions, is possible. Especially future, fully polarimetric, space-borne, long wavelength SAR missions can profit distinctively from the developed polarimetric decomposition techniques for separation of ground and volume contributions as well as for soil parameter retrieval on large spatial scales.
Gegenstand dieser Arbeit ist die Konzeption, Entwicklung und exemplarische Implementierung eines generischen Verfahrens zur Erfassung, Verarbeitung, Auswertung und kartographischen Visualisierung urbaner Strukturen im altweltlichen Trockengürtel mittels hochauflösender operationeller Fernerkundungsdaten. Das Verfahren wird am Beispiel der jemenitischen Hauptstadt Sanaa einer Vertreterin des Typus der Orientalischen Stadt angewandt und evaluiert. Das zu entwickelnde Verfahren soll auf Standardverfahren und Systemen der raumbezogenen Informationsverarbeitung basieren und in seinen wesentlichen Prozessschritten automatisiert werden können. Daten von hochauflösenden operationellen Fernerkundungssystemen (wie z.B. QuickBird, Ikonos u. a.) erlauben die Erkennung und Kartierung urbaner Objekte, wie Gebäude, Straßen und sogar Autos. Die mit ihnen erstellten Karten und den daraus gewonnenen Informationen können zur Erfassung von Urbanisierungsprozessen (Stadt- und Bevölkerungswachstum) herangezogen werden. Sie werden auch zur Generierung von 3D-Stadtmodellen genutzt. Diese dienen z.B. der Visualisierung für touristische Anwendungen, für die Stadtplanung, für Lärmanalysen oder für die Standortplanung von Mobilfunkantennen. Bei dem in dieser Arbeit erzeugten 3D-Visualisierung wurden jedoch keine Gebäudedetails erfasst. Entscheidend war vielmehr die Wiedergabe der Siedlungsstruktur, die im Vorhandensein und in der Anordnung der Gebäude liegt. In dieser Arbeit wurden Daten des Satellitensensors Quickbird von 2005 verwendet. Sie zeigen einen Ausschnitt der Stadt Sanaa in Jemen. Die Fernerkundungsdaten wurden durch andere Daten, u.a. auch Geländedaten, ergänzt und verifiziert. Das ausgearbeitete Verfahren besteht aus der Klassifikation der Satellitenbild-aufnahme, die u.a. pixelbezogen und für jede Klasse einzeln (pixelbezogene Klassifikation auf Klassenebene) durchgeführt wurde. Zusätzlich fand eine visuelle Interpretation der Satellitenbildaufnahme statt, bei der einzelne Flächen und die Straßen digitalisiert und die Objekte mit Symbolen gekennzeichnet wurden. Die aus beiden Verfahren erstellten Stadtkarten wurden zu einer fusioniert. Durch die Kombination der Ergebnisse werden die Vorteile beider Karten in einer vereint und ihre jeweiligen Schwächen beseitigt bzw. minimiert. Die digitale Erfassung der Konturlinien auf der Orthophotomap von Sanaa erlaubte die Erstellung eines Digitalen Geländemodells, das der dreidimensionalen Darstellung des Altstadtbereichs von Sanaa diente. Die 3D-Visualisierung wurde sowohl von den pixelbezogenen Klassifikationsergebnissen auf Klassenebene als auch von der digitalen Erfassung der Objekte erstellt. Die Ergebnisse beider Visualisierungen wurden im Anschluss in einer Stadtkarte vereint. Bei allen Klassifikationsverfahren wurden die asphaltierten Straßen, die Vegetation und einzeln stehende Gebäude sehr gut erfasst. Die Klassifikation der Altstadt gestaltete sich aufgrund der dort für die Klassifikation herrschenden ungünstigen Bedingungen am problematischsten. Die insgesamt besten Ergebnisse mit den höchsten Genauigkeitswerten wurden bei der pixelbezogenen Klassifikation auf Klassenebene erzielt. Dadurch, dass jede Klasse einzeln klassifiziert wurde, konnte die zu einer Klasse gehörende Fläche besser erfasst und nachbearbeitet werden. Die Datenmenge wurde reduziert, die Bearbeitungszeit somit kürzer und die Speicherkapazität geringer. Die Auswertung bzw. visuelle Validierung der pixel-bezogenen Klassifikationsergebnisse auf Klassenebene mit dem Originalsatelliten-bild gestaltete sich einfacher und erfolgte genauer als bei den anderen durch-geführten Klassifikationsverfahren. Außerdem war es durch die alleinige Erfassung der Klasse Gebäude möglich, eine 3D-Visualisierung zu erzeugen. Bei einem Vergleich der erstellten Stadtkarten ergibt sich, dass die durch die visuelle Interpretation erstellte Karte mehr Informationen enthält. Die von den pixelbezogenen Klassifikationsergebnissen auf Klassenebene erstellte Karte ist aber weniger arbeits- und zeitaufwendig zu erzeugen. Zudem arbeitet sie die Struktur einer orientalischen Stadt mit den wesentlichen Merkmalen besser heraus. Durch die auf Basis der 2D-Stadtkarten erstellte 3D-Visualisierung wird ein anderer räumlicher Eindruck vermittelt und bestimmte Elemente einer orientalischen Stadt deutlich gemacht. Dazu zählen die sich in der Altstadt befindenden Sackgassen und die ehemalige Stadtmauer. Auch die für Sanaa typischen Hochhäuser werden in der 3D-Visualisierung erkannt. Insgesamt wurde in der Arbeit ein generisches Verfahren entwickelt, dass mit geringen Modifikationen auch auf andere städtische Räume des Typus orientalische Stadt angewendet werden kann.