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Logging and large earthquakes are disturbances that may significantly affect hydrological and erosional processes and process rates, although in decisively different ways. Despite numerous studies that have documented the impacts of both deforestation and earthquakes on water and sediment fluxes, a number of details regarding the timing and type of de- and reforestation; seismic impacts on subsurface water fluxes; or the overall geomorphic work involved have remained unresolved. The main objective of this thesis is to address these shortcomings and to better understand and compare the hydrological and erosional process responses to such natural and man-made disturbances. To this end, south-central Chile provides an excellent natural laboratory owing to its high seismicity and the ongoing conversion of land into highly productive plantation forests. In this dissertation I combine paired catchment experiments, data analysis techniques, and physics-based modelling to investigate: 1) the effect of plantation forests on water resources, 2) the source and sink behavior of timber harvest areas in terms of overland flow generation and sediment fluxes, 3) geomorphic work and its efficiency as a function of seasonal logging, 4) possible hydrologic responses of the saturated zone to the 2010 Maule earthquake and 5) responses of the vadose zone to this earthquake. Re 1) In order to quantify the hydrologic impact of plantation forests, it is fundamental to first establish their water balances. I show that tree species is not significant in this regard, i.e. Pinus radiata and Eucalyptus globulus do not trigger any decisive different hydrologic response. Instead, water consumption is more sensitive to soil-water supply for the local hydro-climatic conditions. Re 2) Contradictory opinions exist about whether timber harvest areas (THA) generate or capture overland flow and sediment. Although THAs contribute significantly to hydrology and sediment transport because of their spatial extent, little is known about the hydrological and erosional processes occurring on them. I show that THAs may act as both sources and sinks for overland flow, which in turn intensifies surface erosion. Above a rainfall intensity of ~20 mm/h, which corresponds to <10% of all rainfall, THAs may generate runoff whereas below that threshold they remain sinks. The overall contribution of Hortonian runoff is thus secondary considering the local rainfall regime. The bulk of both runoff and sediment is generated by Dunne, saturation excess, overland flow. I also show that logging may increase infiltrability on THAs which may cause an initial decrease in streamflow followed by an increase after the groundwater storage has been refilled. Re 3) I present changes in frequency-magnitude distributions following seasonal logging by applying Quantile Regression Forests at hitherto unprecedented detail. It is clearly the season that controls the hydro-geomorphic work efficiency of clear cutting. Logging, particularly dry seasonal logging, caused a shift of work efficiency towards less flashy and mere but more frequent moderate rainfall-runoff events. The sediment transport is dominated by Dunne overland flow which is consistent with physics-based modelling using WASA-SED. Re 4) It is well accepted that earthquakes may affect hydrological processes in the saturated zone. Assuming such flow conditions, consolidation of saturated saprolitic material is one possible response. Consolidation raises the hydraulic gradients which may explain the observed increase in discharge following earthquakes. By doing so, squeezed water saturates the soil which in turn increases the water accessible for plant transpiration. Post-seismic enhanced transpiration is reflected in the intensification of diurnal cycling. Re 5) Assuming unsaturated conditions, I present the first evidence that the vadose zone may also respond to seismic waves by releasing pore water which in turn feeds groundwater reservoirs. By doing so, water tables along the valley bottoms are elevated thus providing additional water resources to the riparian vegetation. By inverse modelling, the transient increase in transpiration is found to be 30-60%. Based on the data available, both hypotheses, are not testable. Finally, when comparing the hydrological and erosional effects of the Maule earthquake with the impact of planting exotic plantation forests, the overall observed earthquake effects are comparably small, and limited to short time scales.
Crustal deformation can be the result of volcanic and tectonic activity such as fault dislocation and magma intrusion. The crustal deformation may precede and/or succeed the earthquake occurrence and eruption. Mitigating the associated hazard, continuous monitoring of the crustal deformation accordingly has become an important task for geo-observatories and fast response systems. Due to highly non-linear behavior of the crustal deformation fields in time and space, which are not always measurable using conventional geodetic methods (e.g., Leveling), innovative techniques of monitoring and analysis are required. In this thesis I describe novel methods to improve the ability for precise and accurate mapping the spatiotemporal surface deformation field using multi acquisitions of satellite radar data. Furthermore, to better understand the source of such spatiotemporal deformation fields, I present novel static and time dependent model inversion approaches. Almost any interferograms include areas where the signal decorrelates and is distorted by atmospheric delay. In this thesis I detail new analysis methods to reduce the limitations of conventional InSAR, by combining the benefits of advanced InSAR methods such as the permanent scatterer InSAR (PSI) and the small baseline subsets (SBAS) with a wavelet based data filtering scheme. This novel InSAR time series methodology is applied, for instance, to monitor the non-linear deformation processes at Hawaii Island. The radar phase change at Hawaii is found to be due to intrusions, eruptions, earthquakes and flank movement processes and superimposed by significant environmental artifacts (e.g., atmospheric). The deformation field, I obtained using the new InSAR analysis method, is in good agreement with continuous GPS data. This provides an accurate spatiotemporal deformation field at Hawaii, which allows time dependent source modeling. Conventional source modeling methods usually deal with static deformation field, while retrieving the dynamics of the source requires more sophisticated time dependent optimization approaches. This problem I address by combining Monte Carlo based optimization approaches with a Kalman Filter, which provides the model parameters of the deformation source consistent in time. I found there are numerous deformation sources at Hawaii Island which are spatiotemporally interacting, such as volcano inflation is associated to changes in the rifting behavior, and temporally linked to silent earthquakes. I applied these new methods to other tectonic and volcanic terrains, most of which revealing the importance of associated or coupled deformation sources. The findings are 1) the relation between deep and shallow hydrothermal and magmatic sources underneath the Campi Flegrei volcano, 2) gravity-driven deformation at Damavand volcano, 3) fault interaction associated with the 2010 Haiti earthquake, 4) independent block wise flank motion at the Hilina Fault system, Kilauea, and 5) interaction between salt diapir and the 2005 Qeshm earthquake in southern Iran. This thesis, written in cumulative form including 9 manuscripts published or under review in peer reviewed journals, improves the techniques for InSAR time series analysis and source modeling and shows the mutual dependence between adjacent deformation sources. These findings allow more realistic estimation of the hazard associated with complex volcanic and tectonic systems.
Indonesia is one of the countries most prone to natural hazards. Complex interaction of several tectonic plates with high relative velocities leads to approximately two earthquakes with magnitude Mw>7 every year, being more than 15% of the events worldwide. Earthquakes with magnitude above 9 happen far more infrequently, but with catastrophic effects. The most severe consequences thereby arise from tsunamis triggered by these subduction-related earthquakes, as the Sumatra-Andaman event in 2004 showed. In order to enable efficient tsunami early warning, which includes the estimation of wave heights and arrival times, it is necessary to combine different types of real-time sensor data with numerical models of earthquake sources and tsunami propagation. This thesis was created as a result of the GITEWS project (German Indonesian Tsunami Early Warning System). It is based on five research papers and manuscripts. Main project-related task was the development of a database containing realistic earthquake scenarios for the Sunda Arc. This database provides initial conditions for tsunami propagation modeling used by the simulation system at the early warning center. An accurate discretization of the subduction geometry, consisting of 25x150 subfaults was constructed based on seismic data. Green’s functions, representing the deformational response to unit dip- and strike slip at the subfaults, were computed using a layered half-space approach. Different scaling relations for earthquake dimensions and slip distribution were implemented. Another project-related task was the further development of the ‘GPS-shield’ concept. It consists of a constellation of near field GPS-receivers, which are shown to be very valuable for tsunami early warning. The major part of this thesis is related to the geophysical interpretation of GPS data. Coseismic surface displacements caused by the 2004 Sumatra earthquake are inverted for slip at the fault. The effect of different Earth layer models is tested, favoring continental structure. The possibility of splay faulting is considered and shown to be a secondary order effect in respect to tsunamigenity for this event. Tsunami models based on source inversions are compared to satellite radar altimetry observations. Postseismic GPS time series are used to test a wide parameter range of uni- and biviscous rheological models of the asthenosphere. Steady-state Maxwell rheology is shown to be incompatible with near-field GPS data, unless large afterslip, amounting to more than 10% of the coseismic moment is assumed. In contrast, transient Burgers rheology is in agreement with data without the need for large aseismic afterslip. Comparison to postseismic geoid observation by the GRACE satellites reveals that even with afterslip, the model implementing Maxwell rheology results in amplitudes being too small, and thus supports a biviscous asthenosphere. A simple approach based on the assumption of quasi-static deformation propagation is introduced and proposed for inversion of coseismic near-field GPS time series. Application of this approach to observations from the 2004 Sumatra event fails to quantitatively reconstruct the rupture propagation, since a priori conditions are not fulfilled in this case. However, synthetic tests reveal the feasibility of such an approach for fast estimation of rupturing properties.
The seismicity of the Dead Sea fault zone (DSFZ) during the last two millennia is characterized by a number of damaging and partly devastating earthquakes. These events pose a considerable seismic hazard and seismic risk to Syria, Lebanon, Palestine, Jordan, and Israel. The occurrence rates for large earthquakes along the DSFZ show indications to temporal changes in the long-term view. The aim of this thesis is to find out, if the occurrence rates of large earthquakes (Mw ≥ 6) in different parts of the DSFZ are time-dependent and how. The results are applied to probabilistic seismic hazard assessments (PSHA) in the DSFZ and neighboring areas. Therefore, four time-dependent statistical models (distributions), including Weibull, Gamma, Lognormal and Brownian Passage Time (BPT), are applied beside the exponential distribution (Poisson process) as the classical time-independent model. In order to make sure, if the earthquake occurrence rate follows a unimodal or a multimodal form, a nonparametric bootstrap test of multimodality has been done. A modified method of weighted Maximum Likelihood Estimation (MLE) is applied to estimate the parameters of the models. For the multimodal cases, an Expectation Maximization (EM) method is used in addition to the MLE method. The selection of the best model is done by two methods; the Bayesian Information Criterion (BIC) as well as a modified Kolmogorov-Smirnov goodness-of-fit test. Finally, the confidence intervals of the estimated parameters corresponding to the candidate models are calculated, using the bootstrap confidence sets. In this thesis, earthquakes with Mw ≥ 6 along the DSFZ, with a width of about 20 km and inside 29.5° ≤ latitude ≤ 37° are considered as the dataset. The completeness of this dataset is calculated since 300 A.D. The DSFZ has been divided into three sub zones; the southern, the central and the northern sub zone respectively. The central and the northern sub zones have been investigated but not the southern sub zone, because of the lack of sufficient data. The results of the thesis for the central part of the DSFZ show that the earthquake occurrence rate does not significantly pursue a multimodal form. There is also no considerable difference between the time-dependent and time-independent models. Since the time-independent model is easier to interpret, the earthquake occurrence rate in this sub zone has been estimated under the exponential distribution assumption (Poisson process) and will be considered as time-independent with the amount of 9.72 * 10-3 events/year. The northern part of the DSFZ is a special case, where the last earthquake has occurred in 1872 (about 137 years ago). However, the mean recurrence time of Mw ≥ 6 events in this area is about 51 years. Moreover, about 96 percent of the observed earthquake inter-event times (the time between two successive earthquakes) in the dataset regarding to this sub zone are smaller than 137 years. Therefore, it is a zone with an overdue earthquake. The results for this sub zone verify that the earthquake occurrence rate is strongly time-dependent, especially shortly after an earthquake occurrence. A bimodal Weibull-Weibull model has been selected as the best fit for this sub zone. The earthquake occurrence rate, corresponding to the selected model, is a smooth function of time and reveals two clusters within the time after an earthquake occurrence. The first cluster begins right after an earthquake occurrence, lasts about 80 years, and is explicitly time-dependent. The occurrence rate, regarding to this cluster, is considerably lower right after an earthquake occurrence, increases strongly during the following ten years and reaches its maximum about 0.024 events/year, then decreases over the next 70 years to its minimum about 0.0145 events/year. The second cluster begins 80 years after an earthquake occurrence and lasts until the next earthquake occurs. The earthquake occurrence rate, corresponding to this cluster, increases extremely slowly, such as it can be considered as an almost constant rate about 0.015 events/year. The results are applied to calculate the time-dependent PSHA in the northern part of the DSFZ and neighbouring areas.
Rapid and robust characterization of large earthquakes in terms of their spatial extent and temporal duration is of high importance for disaster mitigation and early warning applications. Backtracking of seismic P-waves was successfully used by several authors to image the rupture process of the great Sumatra earthquake (26.12.2004) using short period and broadband arrays. We follow here an approach of Walker et al. to backtrack and stack broadband waveforms from global network stations using traveltimes for a global Earth model to obtain the overall spatio-temporal development of the energy radiation of large earthquakes in a quick and robust way. We present results for selected events with well studied source processes (Kokoxili 14.11.2001, Tokachi-Oki 25.09.2003, Nias 28.03.2005). Further, we apply the technique in a semi-real time fashion to broadband data of earthquakes with a broadband magnitude >= 7 (roughly corresponding to Mw 6.5). Processing is based on first automatic detection messages from the GEOFON extended virtual network (GEVN).
An der Universität Potsdam wird seit 2008 ein automatisiertes Verfahren angewandt, um Bruchparamter großer Erdbeben in quasi-Echtzeit, d.h. wenige Minuten nachdem sich das Beben ereignet hat, zu bestimmen und der Öffentlichkeit via Internet zur Verfügung zu stellen. Es ist vorgesehen, das System in das Deutsch-Indonesische Tsunamifrühwarnsystem (GITEWS) zu integrieren, für das es speziell konfiguriert ist. Wir bestimmen insbesondere die Dauer und die Ausdehnung des Erdbebens, sowie dessen Bruchgeschwindigkeit und -richtung. Dabei benutzen wir die Seismogramme der zuerst eintreffenden P Wellen vom Breitbandstationen in teleseimischer Entfernung vom Beben sowie herkömmliche Arrayverfahren in teilweise modifizierter Form. Die Semblance wir als Ähnlichkeitsmaß verwendet, um Seismogramme eines Stationsnetzes zu vergleichen. Im Falle eines Erdbebens ist die Semblance unter Berücksichtigung des Hypozentrums zur Herdzeit und während des Bruchvorgangs deutlich zeitlich und räumlich erhöht und konzentriert. Indem wir die Ergebnisse verschiedener Stationsnetzwerke kombinieren, erreichen wir Unabhängigkeit von der Herdcharakteristik und eine raum-zeitliche Auflösung, die es erlaubt die o.g. Parameter abzuleiten. In unserem Beitrag skizzieren wir die Methode. Anhand der beiden M8.0 Benkulu Erdbeben (Sumatra, Indonesien) vom 12.09.2007 und dem M8.0 Sichuan Ereignis (China) vom 12.05.2008 demonstrieren wir Auflösungsmöglichkeiten und vergleichen die Ergebnisse der automatisierten Echtzeitanwendung mit nachträglichen Berechnungen. Weiterhin stellen wir eine Internetseite zur Verfügung, die die Ergebnisse präsentiert und animiert. Diese kann z.B. in geowissenschaftlichen Einrichtungen an Computerterminals gezeigt werden. Die Internetauftritte haben die folgenden Adressen: http://www.geo.uni-potsdam.de/arbeitsgruppen/Geophysik_Seismologie/forschung/ruptrack/openday http://www.geo.uni-potsdam.de/arbeitsgruppen/Geophysik_Seismologie/forschung/ruptrack
We study the rupture propagation of the 2008/05/12 Ms8.0 Wenchuan Earthquake. We apply array techniques such as semblance vespagram analysis to P waves recorded at seismic broadband station within 30-100° epicentral distance. By combination of multiple large aperture station groups spatial and temporal resolution is enhanced and problems due source directivity and source mechanism are avoided. We find that seismic energy was released for at least 110 s. Propagating unilaterally at sub-shear rupture velocity of about 2.5 km/s in NE direction, the earthquake reaches a lateral extent of more than 300 km. Whereas high semblance during within 70 s from rupture start indicates simple propagation more complex source processes are indicated thereafter by decreases coherency in seismograms. At this stage of the event coherency is low but significantly above noise level. We emphasize that first result of our computations where obtain within 30 minutes after source time by using an atomized algorithm. This procedure has been routinely and globally applied to major earthquakes. Results are made public through internet.
The spatio-temporal evolution of the three recent tsunamogenic earthquakes (TsE) off-coast N-Sumatra (Mw9.3), 28/03/2005 (Mw8.5) off-coast Nias, on 17/07/2006 (Mw7.7) off-coast Java. Start time, duration, and propagation of the rupture are retrieved. All parameters can be obtained rapidly after recording of the first-arrival phases in near-real time processing. We exploit semblance analysis, backpropagation and broad-band seismograms within 30°-95° distance. Image enhancement is reached by stacking the semblance of arrays within different directions. For the three events, the rupture extends over about 1150, 150, and 200km, respectively. The events in 2004, 2005, and 2006 had source durations of at least 480s, 120s, and 180s, respectively. We observe unilateral rupture propagation for all events except for the rupture onset and the Nias event, where there is evidence for a bilateral start of the rupture. Whereas average rupture speed of the events in 2004 and 2005 is in the order of the S-wave speed (≈2.5-3km/s), unusually slow rupturing (≈1.5 km/s) is indicated for the July 2006 event. For the July 2006 event we find rupturing of a 200 x 100 km wide area in at least 2 phases with propagation from NW to SE. The event has some characteristics of a circular rupture followed by unilateral faulting with change in slip rate. Fault area and aftershock distribution coincide. Spatial and temporal resolution are frequency dependent. Studies of a Mw6.0 earthquake on 2006/09/21 and one synthetic source show a ≈1° limit in resolution. Retrieved source area, source duration as well as peak values for semblance and beam power generally increase with the size of the earthquake making possible an automatic detection and classification of large and small earthquakes.
The Mw=7.7 tsunamogenic earthquake (TsE) on 17 July 2006, 08:19:28 shock the Indian Ocean at about 15 km depth off-coast Java, Indonesia. It caused a local tsunami with wave heights exceeding 2 m. The death toll reached several hundred. Thousands of people were displaced. By means of standard array methods, we have investigated the propagation and the extent of the rupture front of the causative earthquake. Waveform similarity is expressed by means of the semblance. We back-propagate the semblance for first-arrival phases recorded at broad-band stations within teleseismic distances (30°-95°). Image enhancement is realised by stacking the semblance of 8 arrays within different epicentral and azimuthal directions. From teleseismic observations we find rupturing of a 200 x 100 km wide area in at least 2 phases with propagation from NW to SE and source duration >125 s. The event has some characteristics of a circular rupture followed by unilateral faulting with change in slip rate. Unusually slow rupturing (≈1.5 km/s) is indicated. Fault area and aftershock distribution coincide. Spatial and temporal resolution are frequency dependent. Studies of a Mw6.0 earthquake on 2006/09/21 and one synthetic source show a ≈1° limit in resolution. Retrieved source area, source duration as well as peak values for semblance and beam power increase with the size of the earthquake making possible an automatic detection and classification of large and small earthquakes.
Earthquakes form by sudden brittle failure of rock mostly as shear ruptures along a rupture plane. Beside this, mechanisms other than pure shearing have been observed for some earthquakes mainly in volcanic areas. Possible explanations include complex rupture geometries and tensile earthquakes. Tensile earthquakes occur by opening or closure of cracks during rupturing. They are likely to be often connected with fluids that cause pressure changes in the pore space of rocks leading to earthquake triggering. Tensile components have been reported for swarm earthquakes in West Bohemia in 2000. The aim and subject of this work is an assessment and the accurate determination of such tensile components for earthquakes in anisotropic media. Currently used standard techniques for the retrieval of earthquake source mechanisms assume isotropic rock properties. By means of moment tensors, equivalent forces acting at the source are used to explain the radiated wavefield. Conversely, seismic anisotropy, i.e. directional dependence of elastic properties, has been observed in the earth's crust and mantle such as in West Bohemia. In comparison to isotropy, anisotropy causes modifications in wave amplitudes and shear-wave splitting. In this work, effects of seismic anisotropy on true or apparent tensile source components of earthquakes are investigated. In addition, earthquake source parameters are determined considering anisotropy. It is shown that moment tensors and radiation patterns due to shear sources in anisotropic media may be similar to those of tensile sources in isotropic media. In contrast, similarities between tensile earthquakes in anisotropic rocks and shear sources in isotropic media may exist. As a consequence, the interpretation of tensile source components is ambiguous. The effects that are due to anisotropy depend on the orientation of the earthquake source and the degree of anisotropy. The moment of an earthquake is also influenced by anisotropy. The orientation of fault planes can be reliably determined even if isotropy instead of anisotropy is assumed and if the spectra of the compressional waves are used. Greater difficulties may arise when the spectra of split shear waves are additionally included. Retrieved moment tensors show systematic artefacts. Observed tensile source components determined for events in West Bohemia in 1997 can only partly be attributed to the effects of moderate anisotropy. Furthermore, moment tensors determined earlier for earthquakes induced at the German Continental Deep Drilling Program (KTB), Bavaria, were reinterpreted under assumptions of anisotropic rock properties near the borehole. The events can be consistently identified as shear sources, although their moment tensors comprise tensile components that are considered to be apparent. These results emphasise the necessity to consider anisotropy to uniquely determine tensile source parameters. Therefore, a new inversion algorithm has been developed, tested, and successfully applied to 112 earthquakes that occurred during the most recent intense swarm episode in West Bohemia in 2000 at the German-Czech border. Their source mechanisms have been retrieved using isotropic and anisotropic velocity models. Determined local magnitudes are in the range between 1.6 and 3.2. Fault-plane solutions are similar to each other and characterised by left-lateral faulting on steeply dipping, roughly North-South oriented rupture planes. Their dip angles decrease above a depth of about 8.4km. Tensile source components indicating positive volume changes are found for more than 60% of the considered earthquakes. Their size depends on source time and location. They are significant at the beginning of the swarm and at depths below 8.4km but they decrease in importance later in the course of the swarm. Determined principle stress axes include P axes striking Northeast and Taxes striking Southeast. They resemble those found earlier in Central Europe. However, depth-dependence in plunge is observed. Plunge angles of the P axes decrease gradually from 50° towards shallow angles with increasing depth. In contrast, the plunge angles of the T axes change rapidly from about 8° above a depth of 8.4km to 21° below this depth. By this thesis, spatial and temporal variations in tensile source components and stress conditions have been reported for the first time for swarm earthquakes in West Bohemia in 2000. They also persist, when anisotropy is assumed and can be explained by intrusion of fluids into the opened cracks during tensile faulting.