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Climate change fundamentally transforms glaciated high-alpine regions, with well-known cryospheric and hydrological implications, such as accelerating glacier retreat, transiently increased runoff, longer snow-free periods and more frequent and intense summer rainstorms. These changes affect the availability and transport of sediments in high alpine areas by altering the interaction and intensity of different erosion processes and catchment properties.
Gaining insight into the future alterations in suspended sediment transport by high alpine streams is crucial, given its wide-ranging implications, e.g. for flood damage potential, flood hazard in downstream river reaches, hydropower production, riverine ecology and water quality. However, the current understanding of how climate change will impact suspended sediment dynamics in these high alpine regions is limited. For one, this is due to the scarcity of measurement time series that are long enough to e.g. infer trends. On the other hand, it is difficult – if not impossible – to develop process-based models, due to the complexity and multitude of processes involved in high alpine sediment dynamics. Therefore, knowledge has so far been confined to conceptual models (which do not facilitate deriving concrete timings or magnitudes for individual catchments) or qualitative estimates (‘higher export in warmer years’) that may not be able to capture decreases in sediment export. Recently, machine-learning approaches have gained in popularity for modeling sediment dynamics, since their black box nature tailors them to the problem at hand, i.e. relatively well-understood input and output data, linked by very complex processes.
Therefore, the overarching aim of this thesis is to estimate sediment export from the high alpine Ötztal valley in Tyrol, Austria, over decadal timescales in the past and future – i.e. timescales relevant to anthropogenic climate change. This is achieved by informing, extending, evaluating and applying a quantile regression forest (QRF) approach, i.e. a nonparametric, multivariate machine-learning technique based on random forest.
The first study included in this thesis aimed to understand present sediment dynamics, i.e. in the period with available measurements (up to 15 years). To inform the modeling setup for the two subsequent studies, this study identified the most important predictors, areas within the catchments and time periods. To that end, water and sediment yields from three nested gauges in the upper Ötztal, Vent, Sölden and Tumpen (98 to almost 800 km² catchment area, 930 to 3772 m a.s.l.) were analyzed for their distribution in space, their seasonality and spatial differences therein, and the relative importance of short-term events. The findings suggest that the areas situated above 2500 m a.s.l., containing glacier tongues and recently deglaciated areas, play a pivotal role in sediment generation across all sub-catchments. In contrast, precipitation events were relatively unimportant (on average, 21 % of annual sediment yield was associated to precipitation events). Thus, the second and third study focused on the Vent catchment and its sub-catchment above gauge Vernagt (11.4 and 98 km², 1891 to 3772 m a.s.l.), due to their higher share of areas above 2500 m. Additionally, they included discharge, precipitation and air temperature (as well as their antecedent conditions) as predictors.
The second study aimed to estimate sediment export since the 1960s/70s at gauges Vent and Vernagt. This was facilitated by the availability of long records of the predictors, discharge, precipitation and air temperature, and shorter records (four and 15 years) of turbidity-derived sediment concentrations at the two gauges. The third study aimed to estimate future sediment export until 2100, by applying the QRF models developed in the second study to pre-existing precipitation and temperature projections (EURO-CORDEX) and discharge projections (physically-based hydroclimatological and snow model AMUNDSEN) for the three representative concentration pathways RCP2.6, RCP4.5 and RCP8.5.
The combined results of the second and third study show overall increasing sediment export in the past and decreasing export in the future. This suggests that peak sediment is underway or has already passed – unless precipitation changes unfold differently than represented in the projections or changes in the catchment erodibility prevail and override these trends. Despite the overall future decrease, very high sediment export is possible in response to precipitation events. This two-fold development has important implications for managing sediment, flood hazard and riverine ecology.
This thesis shows that QRF can be a very useful tool to model sediment export in high-alpine areas. Several validations in the second study showed good performance of QRF and its superiority to traditional sediment rating curves – especially in periods that contained high sediment export events, which points to its ability to deal with threshold effects. A technical limitation of QRF is the inability to extrapolate beyond the range of values represented in the training data. We assessed the number and severity of such out-of-observation-range (OOOR) days in both studies, which showed that there were few OOOR days in the second study and that uncertainties associated with OOOR days were small before 2070 in the third study. As the pre-processed data and model code have been made publically available, future studies can easily test further approaches or apply QRF to further catchments.
We have assembled CO2 emission figures from collections of urban GHG emission estimates published in peer-reviewed journals or reports from research institutes and non-governmental organizations. Analyzing the scaling with population size, we find that the exponent is development dependent with a transition from super- to sub-linear scaling. From the climate change mitigation point of view, the results suggest that urbanization is desirable in developed countries. Further, we compare this analysis with a second scaling relation, namely the fundamental allometry between city population and area, and propose that density might be a decisive quantity too. Last, we derive the theoretical country-wide urban emissions by integration and obtain a dependence on the size of the largest city.
The work is designed to investigate the impacts and sensitivity of climate change on water resources, droughts and hydropower production in Malawi, the South-Eastern region which is highly vulnerable to climate change. It is observed that rainfall is decreasing and temperature is increasing which calls for the understanding of what these changes may impact the water resources, drought occurrences and hydropower generation in the region. The study is conducted in the Greater Lake Malawi Basin (Lake Malawi and Shire River Basins) and is divided into three projects. The first study is assessing the variability and trends of both meteorological and hydrological droughts from 1970-2013 in Lake Malawi and Shire River basins using the standardized precipitation index (SPI) and standardized precipitation and evaporation Index (SPEI) for meteorological droughts and the lake level change index (LLCI) for hydrological droughts. And later the relationship of the meteorological and hydrological droughts is established.
While the second study extends the drought analysis into the future by examining the potential future meteorological water balance and associated drought characteristics such as the drought intensity (DI), drought months (DM), and drought events (DE) in the Greater Lake Malawi Basin. The sensitivity of drought to changes of rainfall and temperature is also assessed using the scenario-neutral approach. The climate change projections from 20 Coordinated Regional Climate Downscaling Experiment (CORDEX) models for Africa based on two scenarios (RCP4.5 and RCP8.5) for the periods 2021–2050 and 2071–2100 are used. The study also investigates the effect of bias-correction (i.e., empirical quantile mapping) on the ability of the climate model ensemble in reproducing observed drought characteristics as compared to raw climate projections.
The sensitivity of key hydrologic variables and hydropower generation to climate change in Lake Malawi and Shire River basins is assessed in third study. The study adapts the mesoscale Hydrological Model (mHM) which is applied separately in the Upper Lake Malawi and Shire River basins. A particular Lake Malawi model, which focuses on reservoir routing and lake water balance, has been developed and is interlinked between the two basins. Similar to second study, the scenario-neutral approach is also applied to determine the sensitivity of climate change on water resources more particularly Lake Malawi level and Shire River flow which later helps to estimate the hydropower production susceptibility.
Results suggest that meteorological droughts are increasing due to a decrease in precipitation which is exacerbated by an increase in temperature (potential evapotranspiration). The hydrological system of Lake Malawi seems to have a >24-month memory towards meteorological conditions since the 36-months SPEI can predict hydrological droughts ten-months in advance. The study has found the critical lake level that would trigger hydrological drought to be 474.1 m.a.s.l.
Despite the differences in the internal structures and uncertainties that exist among the climate models, they all agree on an increase of meteorological droughts in the future in terms of higher DI and longer events (DM). DI is projected to increase between +25% and +50% during 2021-2050 and between +131% and +388% during 2071-2100. This translates into +3 to +5, and +7 to +8 more drought months per year during both periods, respectively. With longer lasting drought events, DE is decreasing. Projected droughts based on RCP8.5 are 1.7 times more severe than droughts based on RCP4.5.
It is also found that an annual temperature increase of 1°C decreases mean lake level and outflow by 0.3 m and 17%, respectively, signifying the importance of intensified evaporation for Lake Malawi’s water budget. Meanwhile, a +5% (-5%) deviation in annual rainfall changes mean lake level by +0.7 m (-0.6 m). The combined effects of temperature increase and rainfall decrease result in significantly lower flows on Shire River. The hydrological river regime may change from perennial to seasonal with the combination of annual temperature increase and precipitation decrease beyond 1.5°C (3.5°C) and -20% (-15%). The study further projects a reduction in annual hydropower production between 1% (RCP8.5) and 2.5% (RCP4.5) during 2021–2050 and between 5% (RCP4.5) and 24% (RCP8.5) during 2071–2100.
The findings are later linked to global policies more particularly the United Nations Framework Convention on Climate Change (UNFCCC)’s Paris Agreement and the United Nations (UN)’s Sustainable Development Goals (SDGs), and how the failure to adhere the restriction of temperature increase below the global limit of 1.5°C will affect drought and the water resources in Malawi consequently impact the hydropower production. As a result, the achievement of most of the SDGs will be compromised.
The results show that it is of great importance that a further development of hydro energy on the Shire River should take into account the effects of climate change. The information generation is important for decision making more especially supporting the climate action required to fight against climate change. The frequency of extreme climate events due to climate change has reached the climate emergency as saving lives and livelihoods require urgent action.
Floods and debris flows in small Alpine torrent catchments (<10km(2)) arise from a combination of critical antecedent system state conditions and mostly convective precipitation events with high precipitation intensities. Thus, climate change may influence the magnitude-frequency relationship of extreme events twofold: by a modification of the occurrence probabilities of critical hydrological system conditions and by a change of event precipitation characteristics. Three small Alpine catchments in different altitudes in Western Austria (Ruggbach, Brixenbach and Langentalbach catchment) were investigated by both field experiments and process-based simulation. Rainfall-runoff model (HQsim) runs driven by localized climate scenarios (CNRM-RM4.5/ARPEGE, MPI-REMO/ECHAM5 and ICTP-RegCM3/ECHAM5) were used in order to estimate future frequencies of stormflow triggering system state conditions. According to the differing altitudes of the study catchments, two effects of climate change on the hydrological systems can be observed. On one hand, the seasonal system state conditions of medium altitude catchments are most strongly affected by air temperature-controlled processes such as the development of the winter snow cover as well as evapotranspiration. On the other hand, the unglaciated high-altitude catchment is less sensitive to climate change-induced shifts regarding days with critical antecedent soil moisture and desiccated litter layer due to its elevation-related small proportion of sensitive areas. For the period 2071-2100, the number of days with critical antecedent soil moisture content will be significantly reduced to about 60% or even less in summer in all catchments. In contrast, the number of days with dried-out litter layers causing hydrophobic effects will increase by up to 8%-11% of the days in the two lower altitude catchments. The intensity analyses of heavy precipitation events indicate a clear increase in rain intensities of up to 10%.
During the last few decades, the rapid separation of the Small Aral Sea from the isolated basin has changed its hydrological and ecological conditions tremendously. In the present study, we developed and validated the hybrid model for the Syr Darya River basin based on a combination of state-of-the-art hydrological and machine learning models. Climate change impact on freshwater inflow into the Small Aral Sea for the projection period 2007–2099 has been quantified based on the developed hybrid model and bias corrected and downscaled meteorological projections simulated by four General Circulation Models (GCM) for each of three Representative Concentration Pathway scenarios (RCP). The developed hybrid model reliably simulates freshwater inflow for the historical period with a Nash–Sutcliffe efficiency of 0.72 and a Kling–Gupta efficiency of 0.77. Results of the climate change impact assessment showed that the freshwater inflow projections produced by different GCMs are misleading by providing contradictory results for the projection period. However, we identified that the relative runoff changes are expected to be more pronounced in the case of more aggressive RCP scenarios. The simulated projections of freshwater inflow provide a basis for further assessment of climate change impacts on hydrological and ecological conditions of the Small Aral Sea in the 21st Century.
During the last few decades, the rapid separation of the Small Aral Sea from the isolated basin has changed its hydrological and ecological conditions tremendously. In the present study, we developed and validated the hybrid model for the Syr Darya River basin based on a combination of state-of-the-art hydrological and machine learning models. Climate change impact on freshwater inflow into the Small Aral Sea for the projection period 2007-2099 has been quantified based on the developed hybrid model and bias corrected and downscaled meteorological projections simulated by four General Circulation Models (GCM) for each of three Representative Concentration Pathway scenarios (RCP). The developed hybrid model reliably simulates freshwater inflow for the historical period with a Nash-Sutcliffe efficiency of 0.72 and a Kling-Gupta efficiency of 0.77. Results of the climate change impact assessment showed that the freshwater inflow projections produced by different GCMs are misleading by providing contradictory results for the projection period. However, we identified that the relative runoff changes are expected to be more pronounced in the case of more aggressive RCP scenarios. The simulated projections of freshwater inflow provide a basis for further assessment of climate change impacts on hydrological and ecological conditions of the Small Aral Sea in the 21st Century.
Regional warming and modifications in precipitation regimes has large impacts on streamflow in Norway, where both rainfall and snowmelt are important runoff generating processes. Hydrological impacts of recent changes in climate are usually investigated by trend analyses applied on annual, seasonal, or monthly time series. None of these detect sub-seasonal changes and their underlying causes. This study investigated sub-seasonal changes in streamflow, rainfall, and snowmelt in 61 and 51 catchments respectively in Western (Vestlandet) and Eastern (ostlandet) Norway by applying the Mann-Kendall test and Theil-Sen estimator on 10-day moving averaged daily time series over a 30-year period (1983-2012). The relative contribution of rainfall versus snowmelt to daily streamflow and the changes therein have also been estimated to identify the changing relevance of these driving processes over the same period. Detected changes in 10-day moving averaged daily streamflow were finally attributed to changes in the most important hydro-meteorological drivers using multiple-regression models with increasing complexity. Earlier spring flow timing in both regions occur due to earlier snowmelt. ostlandet shows increased summer streamflow in catchments up to 1100 m a.s.l. and slightly increased winter streamflow in about 50% of the catchments. Trend patterns in Vestlandet are less coherent. The importance of rainfall has increased in both regions. Attribution of trends reveals that changes in rainfall and snowmelt can explain some streamflow changes where they are dominant processes (e.g., spring snowmelt in ostlandet and autumn rainfall in Vestlandet). Overall, the detected streamflow changes can be best explained by adding temperature trends as an additional predictor, indicating the relevance of additional driving processes such as increased glacier melt and evapotranspiration.
This study investigates possible impacts of four global warming levels (GWLs: GWL1.5, GWL2.0, GWL2.5, and GWL3.0) on drought characteristics over Niger River basin (NRB) and Volta River basin (VRB). Two drought indices-Standardized Precipitation Index (SPI) and Standardized Precipitation-Evapotranspiration Index (SPEI)-were employed in characterizing droughts in 20 multi-model simulation outputs from the Coordinated Regional Climate Downscaling Experiment (CORDEX). The performance of the simulation in reproducing basic hydro-climatological features and severe drought characteristics (i.e., magnitude and frequency) in the basins were evaluated. The projected changes in the future drought frequency were quantified and compared under the four GWLs for two climate forcing scenarios (RCP8.5 and RCP4.5). The regional climate model (RCM) ensemble gives a realistic simulation of historical hydro-climatological variables needed to calculate the drought indices. With SPEI, the simulation ensemble projects an increase in the magnitude and frequency of severe droughts over both basins (NRB and VRB) at all GWLs, but the increase, which grows with the GWLs, is higher over NRB than over VRB. More than 75% of the simulations agree on the projected increase at GWL1.5 and all simulations agree on the increase at higher GWLs. With SPI, the projected changes in severe drought is weaker and the magnitude remains the same at all GWLs, suggesting that SPI projection may underestimate impacts of the GWLs on the intensity and severity of future drought. The results of this study have application in mitigating impact of global warming on future drought risk over the regional water systems.
This study investigates possible impacts of four global warming levels (GWLs: GWL1.5, GWL2.0, GWL2.5, and GWL3.0) on drought characteristics over Niger River basin (NRB) and Volta River basin (VRB). Two drought indices-Standardized Precipitation Index (SPI) and Standardized Precipitation-Evapotranspiration Index (SPEI)-were employed in characterizing droughts in 20 multi-model simulation outputs from the Coordinated Regional Climate Downscaling Experiment (CORDEX). The performance of the simulation in reproducing basic hydro-climatological features and severe drought characteristics (i.e., magnitude and frequency) in the basins were evaluated. The projected changes in the future drought frequency were quantified and compared under the four GWLs for two climate forcing scenarios (RCP8.5 and RCP4.5). The regional climate model (RCM) ensemble gives a realistic simulation of historical hydro-climatological variables needed to calculate the drought indices. With SPEI, the simulation ensemble projects an increase in the magnitude and frequency of severe droughts over both basins (NRB and VRB) at all GWLs, but the increase, which grows with the GWLs, is higher over NRB than over VRB. More than 75% of the simulations agree on the projected increase at GWL1.5 and all simulations agree on the increase at higher GWLs. With SPI, the projected changes in severe drought is weaker and the magnitude remains the same at all GWLs, suggesting that SPI projection may underestimate impacts of the GWLs on the intensity and severity of future drought. The results of this study have application in mitigating impact of global warming on future drought risk over the regional water systems.
Studies of the role of disturbance in vegetation or ecosystems showed that disturbances are an essential and intrinsic element of ecosystems that contribute substantially to ecosystem health, to structural diversity of ecosystems and to nutrient cycling at the local as well as global level. Fire as a grassland, bush or forest fire is a special disturbance agent, since it is caused by biotic as well abiotic environmental factors. Fire affects biogeochemical cycles and plays an important role in atmospheric chemistry by releasing climate-sensitive trace gases and aerosols, and thus in the global carbon cycle by releasing approximately 3.9 Gt C p.a. through biomass burning. A combined model to describe effects and feedbacks between fire and vegetation became relevant as changes in fire regimes due to land use and land management were observed and the global dimension of biomass burnt as an important carbon flux to the atmosphere, its influence on atmospheric chemistry and climate as well as vegetation dynamics were emphasized. The existing modelling approaches would not allow these investigations. As a consequence, an optimal set of variables that best describes fire occurrence, fire spread and its effects in ecosystems had to be defined, which can simulate observed fire regimes and help to analyse interactions between fire and vegetation dynamics as well as to allude to the reasons behind changing fire regimes. Especially, dynamic links between vegetation, climate and fire processes are required to analyse dynamic feedbacks and effects of changes of single environmental factors. This led us to the point, where new fire models had to be developed that would allow the investigations, mentioned above, and could help to improve our understanding of the role of fire in global ecology. In conclusion of the thesis, one can state that moisture conditions, its persistence over time and fuel load are the important components that describe global fire pattern. If time series of a particular region are to be reproduced, specific ignition sources, fire-critical climate conditions and vegetation composition become additional determinants. Vegetation composition changes the level of fire occurrence and spread, but has limited impact on the inter-annual variability of fire. The importance to consider the full range of major fire processes and links to vegetation dynamics become apparent under climate change conditions. Increases in climate-dependent length of fire season does not automatically imply increases in biomass burnt, it can be buffered or accelerated by changes in vegetation productivity. Changes in vegetation composition as well as enhanced vegetation productivity can intensify changes in fire and lead to even more fire-related emissions. --- Anmerkung: Die Autorin ist Trägerin des von der Mathematisch-Naturwissenschaftlichen Fakultät der Universität Potsdam vergebenen Michelson-Preises für die beste Promotion des Jahres 2002/2003.