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Human-induced climate change is impacting the global water cycle by, e.g., causing changes in precipitation patterns, evapotranspiration dynamics, cryosphere shrinkage, and complex streamflow trends. These changes, coupled with the increased frequency and severity of extreme hydrometeorological events like floods, droughts, and heatwaves, contribute to hydroclimatic disasters, posing significant implications for local and global infrastructure, human health, and overall productivity.
In the tropical Andes, climate change is evident through warming trends, glacier retreats, and shifts in precipitation patterns, leading to altered risks of floods and droughts, e.g., in the upper Amazon River basin. Projections for the region indicate rising temperatures, potential glacier disappearance or substantial shrinkage, and altered streamflow patterns, highlighting challenges in water availability due to these expected changes and growing human water demand. The evolving trends in hydroclimatic conditions in the tropical Andes present significant challenges to socioeconomic and environmental systems, emphasizing the need for a comprehensive understanding to guide effective adaptation policies and strategies in response to the impacts of climate change in the region.
The main objective of this thesis is to investigate current hydrological dynamics in the tropical Andes of Peru and Ecuador and their responses to climate change. Given the scarcity of hydrometeorological data in the region, this objective was accomplished through a comprehensive data preparation and analysis in combination with hydrological modeling using the Soil and Water Assessment Tool (SWAT) eco-hydrological model. In this context, the initial steps involved assessing, identifying, and/or generating more reliable climate input data to address data limitations.
The thesis introduces RAIN4PE, a high-resolution precipitation dataset for Peru and Ecuador, developed by merging satellite, reanalysis, and ground-based data with surface elevation through the random forest method. Further adjustments of precipitation estimates were made for catchments influenced by fog/cloud water input on the eastern side of the Andes using streamflow data and applying the method of reverse hydrology. RAIN4PE surpasses other global and local precipitation datasets, showcasing superior reliability and accuracy in representing precipitation patterns and simulating hydrological processes across the tropical Andes. This establishes it as the optimal precipitation product for hydrometeorological applications in the region.
Due to the significant biases and limitations of global climate models (GCMs) in representing key atmospheric variables over the tropical Andes, this study developed regionally adapted GCM simulations specifically tailored for Peru and Ecuador. These simulations are known as the BASD-CMIP6-PE dataset, and they were derived using reliable, high-resolution datasets like RAIN4PE as reference data. The BASD-CMIP6-PE dataset shows notable improvements over raw GCM simulations, reflecting enhanced representations of observed climate properties and accurate simulation of streamflow, including high and low flow indices. This renders it suitable for assessing regional climate change impacts on agriculture, water resources, and hydrological extremes.
In addition to generating more accurate climatic input data, a reliable hydrological model is essential for simulating watershed hydrological processes. To tackle this challenge, the thesis presents an innovative multiobjective calibration framework integrating remote sensing vegetation data, baseflow index, discharge goodness-of-fit metrics, and flow duration curve signatures. In contrast to traditional calibration strategies relying solely on discharge goodness-of-fit metrics, this approach enhances the simulation of vegetation, streamflow, and the partitioning of flow into surface runoff and baseflow in a typical Andean catchment. The refined hydrological model calibration strategy was applied to conduct reliable simulations and understand current and future hydrological trajectories in the tropical Andes.
By establishing a region-suitable and thoroughly tested hydrological model with high-resolution and reliable precipitation input data from RAIN4PE, this study provides new insights into the spatiotemporal distribution of water balance components in Peru and transboundary catchments. Key findings underscore the estimation of Peru's total renewable freshwater resource (total river runoff of 62,399 m3/s), with the Peruvian Amazon basin contributing 97.7%. Within this basin, the Amazon-Andes transition region emerges as a pivotal hotspot for water yield (precipitation minus evapotranspiration), characterized by abundant rainfall and lower atmospheric water demand/evapotranspiration. This finding underlines its paramount role in influencing the hydrological variability of the entire Amazon basin.
Subsurface hydrological pathways, particularly baseflow from aquifers, strongly influence water yield in lowland and Andean catchments, sustaining streamflow, especially during the extended dry season. Water yield demonstrates an elevation- and latitude-dependent increase in the Pacific Basin (catchments draining into the Pacific Ocean), while it follows an unimodal curve in the Peruvian Amazon Basin, peaking in the Amazon-Andes transition region. This observation indicates an intricate relationship between water yield and elevation.
In Amazon lowlands rivers, particularly in the Ucayali River, floodplains play a significant role in shaping streamflow seasonality by attenuating and delaying peak flows for up to two months during periods of high discharge. This observation underscores the critical importance of incorporating floodplain dynamics into hydrological simulations and river management strategies for accurate modeling and effective water resource management.
Hydrological responses vary across different land use types in high Andean catchments. Pasture areas exhibit the highest water yield, while agricultural areas and mountain forests show lower yields, emphasizing the importance of puna (high-altitude) ecosystems, such as pastures, páramos, and bofedales, in regulating natural storage.
Projected future hydrological trajectories were analyzed by driving the hydrological model with regionalized GCM simulations provided by the BASD-CMIP6-PE dataset. The analysis considered sustainable (low warming, SSP1-2.6) and fossil fuel-based development (high-end warming, SSP5-8.5) scenarios for the mid (2035-2065) and end (2065-2095) of the century. The projected changes in water yield and streamflow across the tropical Andes exhibit distinct regional and seasonal variations, particularly amplified under a high-end warming scenario towards the end of the century. Projections suggest year-round increases in water yield and streamflow in the Andean regions and decreases in the Amazon lowlands, with exceptions such as the northern Amazon expecting increases during wet seasons. Despite these regional differences, the upper Amazon River's streamflow is projected to remain relatively stable throughout the 21st century. Additionally, projections anticipate a decrease in low flows in the Amazon lowlands and an increased risk of high flows (floods) in the Andean and northern Amazon catchments.
This thesis significantly contributes to enhancing climatic data generation, overcoming regional limitations that previously impeded hydrometeorological research, and creating new opportunities. It plays a crucial role in advancing hydrological model calibration, improving the representation of internal hydrological processes, and achieving accurate results for the right reasons. Novel insights into current hydrological dynamics in the tropical Andes are fundamental for improving water resource management. The anticipated intensified changes in water flows and hydrological extreme patterns under a high-end warming scenario highlight the urgency of implementing emissions mitigation and adaptation measures to address the heightened impacts on water resources.
In fact, the new datasets (RAIN4PE and BASD-CMIP6-PE) have already been utilized by researchers and experts in regional and local-scale projects and catchments in Peru and Ecuador. For instance, they have been applied in river catchments such as Mantaro, Piura, and San Pedro to analyze local historical and future developments in climate and water resources.
The work is designed to investigate the impacts and sensitivity of climate change on water resources, droughts and hydropower production in Malawi, the South-Eastern region which is highly vulnerable to climate change. It is observed that rainfall is decreasing and temperature is increasing which calls for the understanding of what these changes may impact the water resources, drought occurrences and hydropower generation in the region. The study is conducted in the Greater Lake Malawi Basin (Lake Malawi and Shire River Basins) and is divided into three projects. The first study is assessing the variability and trends of both meteorological and hydrological droughts from 1970-2013 in Lake Malawi and Shire River basins using the standardized precipitation index (SPI) and standardized precipitation and evaporation Index (SPEI) for meteorological droughts and the lake level change index (LLCI) for hydrological droughts. And later the relationship of the meteorological and hydrological droughts is established.
While the second study extends the drought analysis into the future by examining the potential future meteorological water balance and associated drought characteristics such as the drought intensity (DI), drought months (DM), and drought events (DE) in the Greater Lake Malawi Basin. The sensitivity of drought to changes of rainfall and temperature is also assessed using the scenario-neutral approach. The climate change projections from 20 Coordinated Regional Climate Downscaling Experiment (CORDEX) models for Africa based on two scenarios (RCP4.5 and RCP8.5) for the periods 2021–2050 and 2071–2100 are used. The study also investigates the effect of bias-correction (i.e., empirical quantile mapping) on the ability of the climate model ensemble in reproducing observed drought characteristics as compared to raw climate projections.
The sensitivity of key hydrologic variables and hydropower generation to climate change in Lake Malawi and Shire River basins is assessed in third study. The study adapts the mesoscale Hydrological Model (mHM) which is applied separately in the Upper Lake Malawi and Shire River basins. A particular Lake Malawi model, which focuses on reservoir routing and lake water balance, has been developed and is interlinked between the two basins. Similar to second study, the scenario-neutral approach is also applied to determine the sensitivity of climate change on water resources more particularly Lake Malawi level and Shire River flow which later helps to estimate the hydropower production susceptibility.
Results suggest that meteorological droughts are increasing due to a decrease in precipitation which is exacerbated by an increase in temperature (potential evapotranspiration). The hydrological system of Lake Malawi seems to have a >24-month memory towards meteorological conditions since the 36-months SPEI can predict hydrological droughts ten-months in advance. The study has found the critical lake level that would trigger hydrological drought to be 474.1 m.a.s.l.
Despite the differences in the internal structures and uncertainties that exist among the climate models, they all agree on an increase of meteorological droughts in the future in terms of higher DI and longer events (DM). DI is projected to increase between +25% and +50% during 2021-2050 and between +131% and +388% during 2071-2100. This translates into +3 to +5, and +7 to +8 more drought months per year during both periods, respectively. With longer lasting drought events, DE is decreasing. Projected droughts based on RCP8.5 are 1.7 times more severe than droughts based on RCP4.5.
It is also found that an annual temperature increase of 1°C decreases mean lake level and outflow by 0.3 m and 17%, respectively, signifying the importance of intensified evaporation for Lake Malawi’s water budget. Meanwhile, a +5% (-5%) deviation in annual rainfall changes mean lake level by +0.7 m (-0.6 m). The combined effects of temperature increase and rainfall decrease result in significantly lower flows on Shire River. The hydrological river regime may change from perennial to seasonal with the combination of annual temperature increase and precipitation decrease beyond 1.5°C (3.5°C) and -20% (-15%). The study further projects a reduction in annual hydropower production between 1% (RCP8.5) and 2.5% (RCP4.5) during 2021–2050 and between 5% (RCP4.5) and 24% (RCP8.5) during 2071–2100.
The findings are later linked to global policies more particularly the United Nations Framework Convention on Climate Change (UNFCCC)’s Paris Agreement and the United Nations (UN)’s Sustainable Development Goals (SDGs), and how the failure to adhere the restriction of temperature increase below the global limit of 1.5°C will affect drought and the water resources in Malawi consequently impact the hydropower production. As a result, the achievement of most of the SDGs will be compromised.
The results show that it is of great importance that a further development of hydro energy on the Shire River should take into account the effects of climate change. The information generation is important for decision making more especially supporting the climate action required to fight against climate change. The frequency of extreme climate events due to climate change has reached the climate emergency as saving lives and livelihoods require urgent action.
Himalayan water resources attract a rapidly growing number of hydroelectric power projects (HPP) to satisfy Asia's soaring energy demands. Yet HPP operating or planned in steep, glacier-fed mountain rivers face hazards of glacial lake outburst floods (GLOFs) that can damage hydropower infrastructure, alter water and sediment yields, and compromise livelihoods downstream. Detailed appraisals of such GLOF hazards are limited to case studies, however, and a more comprehensive, systematic analysis remains elusive. To this end we estimate the regional exposure of 257 Himalayan HPP to GLOFs, using a flood-wave propagation model fed by Monte Carlo-derived outburst volumes of >2300 glacial lakes. We interpret the spread of thus modeled peak discharges as a predictive uncertainty that arises mainly from outburst volumes and dam-breach rates that are difficult to assess before dams fail. With 66% of sampled HPP are on potential GLOF tracks, up to one third of these HPP could experience GLOF discharges well above local design floods, as hydropower development continues to seek higher sites closer to glacial lakes. We compute that this systematic push of HPP into headwaters effectively doubles the uncertainty about GLOF peak discharge in these locations. Peak discharges farther downstream, in contrast, are easier to predict because GLOF waves attenuate rapidly. Considering this systematic pattern of regional GLOF exposure might aid the site selection of future Himalayan HPP. Our method can augment, and help to regularly update, current hazard assessments, given that global warming is likely changing the number and size of Himalayan meltwater lakes.
Himalayan water resources attract a rapidly growing number of hydroelectric power projects (HPP) to satisfy Asia's soaring energy demands. Yet HPP operating or planned in steep, glacier-fed mountain rivers face hazards of glacial lake outburst floods (GLOFs) that can damage hydropower infrastructure, alter water and sediment yields, and compromise livelihoods downstream. Detailed appraisals of such GLOF hazards are limited to case studies, however, and a more comprehensive, systematic analysis remains elusive. To this end we estimate the regional exposure of 257 Himalayan HPP to GLOFs, using a flood-wave propagation model fed by Monte Carlo-derived outburst volumes of >2300 glacial lakes. We interpret the spread of thus modeled peak discharges as a predictive uncertainty that arises mainly from outburst volumes and dam-breach rates that are difficult to assess before dams fail. With 66% of sampled HPP are on potential GLOF tracks, up to one third of these HPP could experience GLOF discharges well above local design floods, as hydropower development continues to seek higher sites closer to glacial lakes. We compute that this systematic push of HPP into headwaters effectively doubles the uncertainty about GLOF peak discharge in these locations. Peak discharges farther downstream, in contrast, are easier to predict because GLOF waves attenuate rapidly. Considering this systematic pattern of regional GLOF exposure might aid the site selection of future Himalayan HPP. Our method can augment, and help to regularly update, current hazard assessments, given that global warming is likely changing the number and size of Himalayan meltwater lakes.
Himalayan water resources attract a rapidly growing number of hydroelectric power projects (HPP) to satisfy Asia's soaring energy demands. Yet HPP operating or planned in steep, glacier-fed mountain rivers face hazards of glacial lake outburst floods (GLOFs) that can damage hydropower infrastructure, alter water and sediment yields, and compromise livelihoods downstream. Detailed appraisals of such GLOF hazards are limited to case studies, however, and a more comprehensive, systematic analysis remains elusive. To this end we estimate the regional exposure of 257 Himalayan HPP to GLOFs, using a flood-wave propagation model fed by Monte Carlo-derived outburst volumes of >2300 glacial lakes. We interpret the spread of thus modeled peak discharges as a predictive uncertainty that arises mainly from outburst volumes and dam-breach rates that are difficult to assess before dams fail. With 66% of sampled HPP are on potential GLOF tracks, up to one third of these HPP could experience GLOF discharges well above local design floods, as hydropower development continues to seek higher sites closer to glacial lakes. We compute that this systematic push of HPP into headwaters effectively doubles the uncertainty about GLOF peak discharge in these locations. Peak discharges farther downstream, in contrast, are easier to predict because GLOF waves attenuate rapidly. Considering this systematic pattern of regional GLOF exposure might aid the site selection of future Himalayan HPP. Our method can augment, and help to regularly update, current hazard assessments, given that global warming is likely changing the number and size of Himalayan meltwater lakes.
Plans are currently being drafted for the next decade of action on biodiversity-both the post-2020 Global Biodiversity Framework of the Convention on Biological Diversity (CBD) and Biodiversity Strategy of the European Union (EU). Freshwater biodiversity is disproportionately threatened and underprioritized relative to the marine and terrestrial biota, despite supporting a richness of species and ecosystems with their own intrinsic value and providing multiple essential ecosystem services. Future policies and strategies must have a greater focus on the unique ecology of freshwater life and its multiple threats, and now is a critical time to reflect on how this may be achieved. We identify priority topics including environmental flows, water quality, invasive species, integrated water resources management, strategic conservation planning, and emerging technologies for freshwater ecosystem monitoring. We synthesize these topics with decades of first-hand experience and recent literature into 14 special recommendations for global freshwater biodiversity conservation based on the successes and setbacks of European policy, management, and research. Applying and following these recommendations will inform and enhance the ability of global and European post-2020 biodiversity agreements to halt and reverse the rapid global decline of freshwater biodiversity.