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As land-cover conversion continues to expand into ever more remote areas in the humid tropics, montane rainforests are increasingly threatened. In the south Ecuadorian Andes, they are not only subject to man-made disturbances but also to naturally occurring landslides. I was interested in the impact of this ecosystem dynamics on a key parameter of the hydrologic cycle, the soil saturated hydraulic conductivity (synonym: permeability; Ks from here on), because it is a sensitive indicator for soil disturbances. My general objective was to quantify the effects of the regional natural and human disturbances on the saturated hydraulic conductivity and to describe the resulting spatial-temporal patterns. The main hypotheses were: 1) disturbances cause an apparent displacement of the less permeable soil layer towards the surface, either due to a loss of the permeable surface soil after land-sliding, or as a consequence of the surface soil compaction under cattle pastures; 2) ‘recovery’ from disturbance, either because of landslide re-vegetation or because of secondary succession after pasture abandonment, involves an apparent displacement of the less permeable layer back towards the original depth an 3) disturbances cause a simplification of the Ks spatial structure, i.e. the spatially dependent random variation diminishes; the subsequent recovery entails the re-establishment of the original structure. In my first study, I developed a synthesis of recent geostatistical research regarding its applicability to soil hydraulic data, including exploratory data analysis and variogram estimation techniques; I subsequently evaluated the results in terms of spatial prediction uncertainty. Concerning the exploratory data analysis, my main results were: 1) Gaussian uni- and bivariate distributions of the log-transformed data; 2) the existence of significant local trends; 3) no need for robust estimation; 4) no anisotropic variation. I found partly considerable differences in covariance parameters resulting from different variogram estimation techniques, which, in the framework of spatial prediction, were mainly reflected in the spatial connectivity of the Ks-field. Ignoring the trend component and an arbitrary use of robust estimators, however, would have the most severe consequences in this respect. Regarding variogram modeling, I encouraged restricted maximum likelihood estimation because of its accuracy and independence on the selected lags needed for experimental variograms. The second study dealt with the Ks spatial-temporal pattern in the sequences of natural and man-made disturbances characteristic for the montane rainforest study area. To investigate the disturbance effects both on global means and the spatial structure of Ks, a combined design-and model-based sampling approach was used for field-measurements at soil depths of 12.5, 20, and 50 cm (n=30-150/depth) under landslides of different ages (2 and 8 years), under actively grazed pasture, fallows following pasture abandonment (2 to 25 years of age), and under natural forest. Concerning global means, our main findings were 1) global means of the soil permeability generally decrease with increasing soil depth; 2) no significant Ks differences can be observed among landslides and compared to the natural forest; 3) a distinct permeability decrease of two orders of magnitude occurs after forest conversion to pasture at shallow soil depths, and 4) the slow regeneration process after pasture abandonment requires at least one decade. Regarding the Ks spatial structure, we found that 1) disturbances affect the Ks spatial structure in the topsoil, and 2) the largest differences in spatial patterns are associated with the subsoil permeability. In summary, the regional landslide activity seems to affect soil hydrology to a marginal extend only, which is in contrast to the pronounced drop of Ks after forest conversion. We used this spatial-temporal information combined with local rain intensities to assess the partitioning of rainfall into vertical and lateral flowpaths under undisturbed, disturbed, and regenerating land-cover types in the third study. It turned out that 1) the montane rainforest is characterized by prevailing vertical flowpaths in the topsoil, which can switch to lateral directions below 20 cm depth for a small number of rain events, which may, however, transport a high portion of the annual runoff; 2) similar hydrological flowpaths occur under the landslides except for a somewhat higher probability of impermeable layer formation in the topsoil of a young landslide, and 3) pronounced differences in runoff components can be observed for the human disturbance sequence involving the development of near-surface impeding layers for 24, 44, and 8 % of rain events for pasture, a two-year-old fallow, and a ten-year-old fallow, respectively.
The styles of deformation of the fore-arc wedges along the Chilean convergent margin are observed to vary significantly, despite similar plate kinematic conditions. Here, I focus on the analysis of fore-arc deformation on two regions along the Chilean convergent margin at 20°-24°S and 37°-42°S. Although both regions are subjected to the oblique subduction of the oceanic Nazca plate and backstopped by the Andes mountain chain; they display different patterns of deformation. The northern Chilean study area (20° - 24°S) is characterized by an exceptionally thick crust of about 60 km beneath the Altiplano – Puna plateau, lack of an accretionary wedge in the fore-arc due to hyperarid climate, and consequently a sediment starved trench. Two major margin parallel strike slip faults are observed in this area, the Atacama Fault Zone (AFZ) and the Precordilleran Fault System (PFS). Both strike-slip faults do not exhibit significant recent displacement. The southern study area (37° - 42°S), compared to the northern study area, is characterized by lower topography, high precipitation rates (~2000 mm/yr), and a younger subducted oceanic plate. An active strike-slip fault, the Liquiñe-Ofqui-Fault-Zone (LOFZ), shows ~1 cm/yr recent dextral movement and shapes the surface of this area. Thus, the southern Chilean study area exhibits localized strike-slip motion. Within this area the largest earthquake ever recorded, the 1960 Valdivia earthquake, occurred with a moment magnitude of MW=9.5. I have constructed 2D thermal models and 3D mechanical models for both Chilean study areas to study processes related to active subduction. The applied numerical method is the finite element technique by means of the commercial software package ABAQUS. The thermal models are focused on the thermal conditions along the plate interface. The thermal structure along the plate interface reveals the limits of coupling but also the type of transition from coupled to uncoupled and vice versa. The model results show that shear heating at the plate interface is an important mechanism that should be taken into account. The models also show that the thermal condition at the downdip limit of the coupling zone leads to a sharp decrease of friction along the interface. Due to the different geometries of the two Chilean study areas, such as the slab dip and the thickness of the continental crust, the downdip limit of the southern study area is slightly shallower than that of the northern study area. The results of the 2D thermal models are used to constrain the spatial extent of the coupling zone in the 3D mechanical models. 3D numerical simulations are used to investigate how geometry, rheology and mechanical parameters influence strain partitioning and styles of deformation in the Chilean fore-arc. The general outline of the models is based on the fore-arc geometry and boundary conditions as derived from geophysical and geological field data. I examined the influence of different rheological approaches and varying physical properties of the fore-arc to identify and constrain the parameters controlling the difference in surface deformation between the northern and southern study area. The results of numerical studies demonstrate that a small slab dip, a high coefficient of basal friction, a high obliquity of convergence, and a high Young’s modulus favour localisation of deformation in the fore-arc wedge. This parameter study helped me to constrain preferred models for the two Chilean study areas that fit to first order observations. These preferred models explain the difference in styles of deformation as controlled by the angle of obliquity, the dip of subducting slab, and the strength of wedge material. The difference in styles can be even larger if I apply stronger coupling between plates within the southern area; however, several independent observations indicate opposite tendency showing southward decrease of intensity of coupling. The weaker wedge material of the preferred model for the northern study area is associated with advanced development of the adjacent orogen, the Central Andes. Analysis of world-wide examples of oblique subduction zones supports the conclusion that more mature subduction zones demonstrate less pronounced localization of strike-slip motion.
Exploring elections features from a geographical perspective is the focus of this study. Its primary objective is to develop a scientific approach based on geoinformation technology (GIT) that promotes deeper understanding how geographical settings affect the spatial and temporal variations of voting behaviour and election outcomes. For this purpose, the five parliamentary elections (1991-2005) following the political turnaround in 1990 in the South East European reform country Albania have been selected as a case study. Elections, like other social phenomena that do not develop uniformly over a territory, inherit a spatial dimension. Despite of fact that elections have been researched by various scientific disciplines ranging from political science to geography, studies that incorporate their spatial dimension are still limited in number and approaches. Consequently, the methodologies needed to generate an integrated knowledge on many facets that constitute election features are lacking. This study addresses characteristics and interactions of the essential elements involved in an election process. Thus, the baseline of the approach presented here is the exploration of relations between three entities: electorate (political and sociodemographic features), election process (electoral system and code) and place (environment where voters reside). To express this interaction the concept of electoral pattern is introduced. Electoral patterns are defined by the study as the final view of election results, chiefly in tabular and/or map form, generated by the complex interaction of social, economic, juridical, and spatial features of the electorate, which has occurred at a specific time and in a particular geographical location. GIT methods of geoanalysis and geovisualization are used to investigate the characteristics of electoral patterns in their spatial and temporal distribution. Aggregate-level data modelled in map form were used to analyse and visualize the spatial distribution of election patterns components and relations. The spatial dimension of the study is addressed in the following three main relations: One, the relation between place and electorate and its expression through the social, demographic and economic features of the electorate resulting in the profile of the electorate’s context; second, the electorate-election interaction which forms the baseline to explore the perspective of local contextual effects in voting behaviour and election results; third, the relation between geographical location and election outcomes reflecting the implication of determining constituency boundaries on election results. To address the above relations, three types of variables: geo, independent and dependent, have been elaborated and two models have been created. The Data Model, developed in a GIS environment, facilitates structuring of election data in order to perform spatial analysis. The peculiarity of electoral patterns – a multidimensional array that contains information on three variables, stored in data layers of dissimilar spatial units of reference and scales of value measurement – prohibit spatial analysis based on the original source data. To perform a joint spatial analysis it is therefore mandatory to restructure the spatial units of reference while preserving their semantic content. In this operation, all relevant electoral as well as socio-demographic data referenced to different administrative spatial entities are re-referenced to uniform grid cells as virtual spatial units of reference. Depending on the scale of data acquisition and map presentation, a cell width of 0.5 km has been determined. The resulting fine grid forms the basis of subsequent data analyses and correlations. Conversion of the original vector data layers into target raster layers allows for unification of spatial units, at the same time retaining the existing level of detail of the data (variables, uniform distribution over space). This in turn facilitates the integration of the variables studied and the performance of GIS-based spatial analysis. In addition, conversion to raster format makes it possible to assign new values to the original data, which are based on a common scale eliminating existing differences in scale of measurement. Raster format operations of the type described are well-established data analysis techniques in GIT, yet they have rarely been employed to process and analyse electoral data. The Geovisualization Model, developed in a cartographic environment, complements the Data Model. As an analog graphic model it facilitates efficient communication and exploration of geographical information through cartographic visualization. Based on this model, 52 choropleth maps have been generated. They represent the outcome of the GIS-based electoral data analysis. The analog map form allows for in-depth visual analysis and interpretation of the distribution and correlation of the electoral data studied. For researchers, decision makers and a wider public the maps provide easy-to-access information on and promote easy-to-understand insight into the spatial dimension, regional variation and resulting structures of the electoral patterns defined.
Entwicklung, Implementierung und Erprobung eines planetaren Informationssystems auf Basis von ArcGIS
(2007)
Mit der Entwicklung der modernen Raumfahrt Mitte der 60er-Jahre des zwanzigsten Jahrhunderts und der Eroberung des Weltraums brach eine neue Epoche der bis dato auf Beobachtungen mit dem Teleskop gestützten planetaren Forschung an. Während des Wettrennens um die technologische Führerschaft im All zur Zeit des Kalten Krieges war das erste Ziel die Entsendung von Satelliten zur Erdbeobachtung, denen aber schon bald Sonden zum Mond und den benachbarten Planeten folgten. Diese Missionen lieferten eine enorme Fülle von Informationen in Form von Bildern und Messergebnissen in unterschiedlichen Datenformaten. Diese galt und gilt es zu strukturieren, zu verwalten, zu aktualisieren und zu interpretieren. Für die Interpretation terrestrischer Daten werden geographische Informationssysteme (GIS) hinzugezogen, die jedoch für planetare Anwendungen aufgrund unterschiedlicher Voraussetzungen nicht ohne weiteres eingesetzt werden können. Daher wurde im Rahmen dieser Arbeit die für die Verwaltung von geographischen Daten der Erdfernerkundung kommerziell erhältliche Software ArcGIS Desktop 9.0 / 9.1 (ESRI) mit eigenen Programmen und Modulen für die Planetenforschung angepasst. Diese ermöglichen die Aufbereitung und den Import planetarer Bild- und Textinformation in die kommerzielle Software. Zusätzlich wurde eine planetare Datenbank zur Speicherung und zentralen Verwaltung der Informationen aufgebaut. Die im Rahmen dieser Arbeit entwickelten Softwarekomponenten ermöglichen die schnelle und benutzerfreundliche Aufbereitung der in der Datenbank gehaltenen Informationen und das Auslesen in Dateiformate, die für geographische Informationssysteme geeignet sind. Des Weiteren wurde eine „Werkzeugleiste“ für ArcGIS entwickelt, die das Arbeiten mit planetaren Datensätzen beträchtlich beschleunigt und vereinfacht. Sie beinhaltet auch Module zur wissenschaftlichen Interpretation der planetaren Informationen, wie beispielsweise der Berechnung der Oberflächenrauigkeit der Marsoberfläche inklusive der flächendeckenden Kalibrierung der Eingangs-Basisdaten. Exemplarisch konnte gezeigt werden, dass das Verfahren eine verbesserte Berechnung der Oberflächenrauigkeit ermöglicht, als bisher angewandte Ansätze. Zudem wurde eine auf ArcGIS basierende Prozesskette zur Berechnung von hierarchischen Flussnetzen entwickelt und erprobt. Das terrestrische Beispiel, die Analyse eines Abflusssystems auf Island, zeigte eine sehr große Übereinstimmung der errechneten Gewässernetze mit den morphologischen Gegebenheiten vor Ort. Daraus ließ sich eine hohe Genauigkeit der mit demselben Ansatz errechneten Gewässernetze auf dem Mars ableiten. Auf der Grundlage der in dieser Arbeit entwickelten Programme und Module lassen sich auch Daten zukünftiger Missionen aufbereiten und in ein solches System einbinden, um diese mit eigenen Ansätzen zu verwalten, zu aktualisieren und für neue wissenschaftliche Fragestellungen perfekt anzupassen, einzusetzen und zu präsentieren, um so neue wissenschaftliche Erkenntnisse in der Planetenforschung zu gewinnen.
Ziel dieser Arbeit war es, die Stickstoff- und Phosphorprozesse im nordostdeutschen Tiefland detailliert zu untersuchen und Handlungsoptionen hinsichtlich der Landnutzung zur nachhaltigen Steuerung der Stickstoff- und Phosphoreinträge in die Fließgewässer aufzuzeigen. Als Grundvoraussetzung für die Modellierung des Nährstoffhaushaltes mussten zunächst die hydrologischen Prozesse und die Abflüsse für die Einzugsgebiete validiert werden. Dafür wurde in dieser Arbeit das ökohydrologische Modell SWIM verwendet. Die Abflussmodellierung umfasste den Zeitraum 1991 - 2000. Die Ergebnisse dazu zeigen, dass SWIM in der Lage war, die hydrologischen Prozesse in den Untersuchungsgebieten adäquat wiederzugeben. Auf der Grundlage der Modellierung des Wasserhaushaltes wurden mit SWIM die Stoffumsatzprozesse für den Zeitraum 1996 - 2000 simuliert. Um dabei besonders das Prozessgeschehen im Tiefland zu berücksichtigen, war die Erweiterung von SWIM um einen Ammonium-Pool mit dessen Umsatzprozessen erforderlich. Außerdem wurde der Prozess der Nährstoffversickerung so ergänzt, dass neben Nitrat auch Ammonium und Phosphat durch das gesamte Bodenprofil verlagert und über die Abflusskomponenten zum Gebietsauslass transportiert werden können. Mit diesen Modellerweiterungen konnten die Stickstoff und Phosphorprozesse in den Untersuchungsgebieten gut abgebildet werden. Mit dem so validierten Modell wurden weitere Anwendungen ermöglicht. Nährstoffsimulationen für den Zeitraum 1981 bis 2000 dienten der Untersuchung des abnehmenden Trends in den Nährstoffkonzentrationen der Nuthe. Die Untersuchungsergebnisse lassen deutlich erkennen, dass sich die Konzentrationen nach 1990 hauptsächlich auf Grund der Reduzierung der Einträge aus punktförmigen Quellen und Rieselfeldern verringert haben. Weitere Modellrechnungen zur Herkunft der Nährstoffe haben ergeben, dass Nitrat überwiegend aus diffusen Quellen, Ammonium und Phosphat dagegen aus punktförmigen Quellen stammen. Als besonders sensitiv auf die Modellergebnisse haben sich die Parameter zu Landnutzung und -management und die Durchwurzelungstiefe der Pflanzen herausgestellt. Abschließend wurden verschiedene Landnutzungsszenarien angewendet. Die Ergebnisse zu den Szenariorechnungen zeigen, dass fast alle vorgegebenen Landnutzungsszenarien zu einer Verringerung der Stickstoff- bzw. Phosphoremissionen führten. Die Anwendung von Szenarien, die alle relevanten Zielvorgaben und Empfehlungen zum Ressourcenschutz berücksichtigen, zeigen die größten Veränderungen.
Sicherung und Entwicklung von Böden und ihren Funktionen in Niederungen durch Naturschutzmaßnahmen
(2007)
Mit dem 1999 in Kraft getretenen Bundesbodenschutzgesetz ist eine wichtige Grundlage geschaffen, den Boden u. a. stärker in Planungs- und Zulassungsverfahren zu berücksichtigen. Die Ziele des Gesetzes, die nachhaltige Sicherung und Wiederherstellung von Bodenfunktionen, können wegen fehlender gesetzlicher Instrumente allerdings nicht eigenständig umgesetzt werden. Eine Schnittstelle zur Realisierung bodenbezogener Erhaltungs- und Entwicklungsziele bieten deshalb naturschutzrechtliche Instrumente wie die Landschaftsplanung, die Eingriffsregelung und Pflege- und Entwicklungspläne von Schutzgebieten. Am Beispiel beeinträchtigter Niederungsböden wird in der Arbeit hinterfragt und aufgezeigt, inwieweit auf das Schutzgut Boden bezogene Maßnahmenplanungen wie Wiedervernässung und Extensivierung mit naturschutzrechtlichen Instrumenten effektiv erstellt und umgesetzt werden können. Es liegt die Hypothese zugrunde, dass eine genaue Ist-Zustandserfassung von Niederungsböden auf Grundlage der in der naturschutzfachlichen Planungspraxis gängig herangezogenen Kartengrundlagen nicht möglich ist. Für die Bestimmung der Entwicklungspotenziale von Niederungsböden sowie die Erarbeitung detaillierter Maßnahmenplanungen ist eine gezielte Vor-Ort-Erhebung planungsrelevanter Bodenmerkmale erforderlich, auf die jedoch häufig verzichtet wird. Zudem wird bisher den Wirkungen von Maßnahmen auf das Leistungsvermögen und die Funktionsfähigkeit sowie den erforderlichen Ausgangsvoraussetzungen zu wenig Beachtung geschenkt. Dies erschwert die Umsetzung mit naturschutzrechtlichen Instrumenten. Ziel der Arbeit ist es, verallgemeinerbare Handlungsempfehlungen für die Durchführung von Vor-Ort-Erhebungen und die Ableitung von Aufwertungspotenzialen von Niederungsböden für eine zielgerichtete Maßnahmenkonzeption und sachgerechte Umsetzung zu formulieren. Auf der Basis einer Literaturanalyse und einer Untersuchung der aktuellen Standortausprägung in einem Beispielgebiet, dem Polder "Götz-Gollwitz", der in der entwässerten Niederung der "Mittleren Havel" (Bundesland Brandenburg)liegt, - wird untersucht, wie die Maßnahmen Wiedervernässung und Extensivierung auf die Bodeneigenschaften wirken und welche Veränderungen zum Erhalt und zur Verbesserung der Funktionsfähigkeit der Böden führen. - werden die aktuellen Substrat- und Bodentypen, die hydromorphen Verhältnisse sowie die Vegetationsausprägung gekennzeichnet. Es erfolgt ein Vergleich der Ergebnisse mit der Aussagekraft von standortkundlichen Kartenwerken. - werden Entwicklungsszenarien skizziert. Es wird aufgezeigt, welche Ausgangsvoraussetzungen und durchzuführenden Maßnahmen für die Erreichung bodenbezogener Ziele im Polder "Götz-Gollwitz" erforderlich und welche Wirkungen dabei auf den Boden, die derzeitige Flächennutzung sowie auf die Biotop- und Artenausstattung zu erwarten sind. Auf Basis der prognostizierten Standortveränderungen erfolgt die Diskussion, inwieweit es in Abhängigkeit der Szenarien bzw. der dabei getätigten Maßnahmen im Einzelnen zum Erhalt bzw. zur Verbesserung der Funktionsfähigkeit von Böden kommt. Für die Formulierung von Handlungsempfehlungen - wird anhand dreier häufig auftretender Ausgangszustände eine vom Beispielgebiet losgelöste Diskussion zum Erhalt und zu Verbesserungsmöglichkeiten der Leistungs- und Funktionsfähigkeit von Böden geführt. Dabei erfolgt die Unterscheidung, ob konkrete Maßnahmen als Ausgleichs- und Ersatzmaßnahmen aus der naturschutzrechtlichen Eingriffsregelung oder durch Pflege- und Entwicklungspläne als sonstige Minderungs-, Erhaltungs- oder Entwicklungsmaßnahmen umgesetzt werden können. - werden die Aktualität sowie Flächen- und Aussagenschärfe von Kartengrundlagen bewertet und ein Teil der Bodenparameter bestimmt, die unbedingt im Gelände zu erheben sind, um Ziele und Maßnahmen gezielter abzuleiten. - wird aus den Untersuchungen abgeleitet, mit welchem Aufwand und Methoden eine Überprüfung der aktuellen Standortausprägung zu erfolgen hat. Die Herleitung eines vertretbaren Erhebungsaufwandes (Punktdichte und -anordnung) wird durch verschiedene Rechenbeispiele unterstützt, die auf Basis der Honorarordnung für Architekten und Ingenieure (HOAI) und der im Beispielgebiet aufgebrachten Arbeitszeit kalkuliert werden. Die Vorgehensweise für die Prüfung und Erhebung des aktuellen Bodenzustandes sowie Ableitung der Aufwertungspotenziale von Bodenfunktionen wird in einem Ablaufschema dargestellt. Schlussfolgerungen beziehen sich auf Erreichung bodenbezogener Zielvorstellung in Abhängigkeit von den Anforderungen naturschutzrechtlicher Planungsinstrumente. Es wird die Bedeutung von Vor-Ort-Erhebungen als wertvollen Planungsbeitrag herausgestellt und die Notwendigkeit und Möglichkeiten aufgezeigt, für die Ebene der Maßnahmenplanung finanzielle Mittel zur Begleichung der Kosten von Vor-Ort-Erhebungen aufzubringen. Die vorliegende Arbeit leistet einen substanziellen Beitrag dazu, bodenbezogene Maßnahmenplanungen in Niederungsgebieten künftig realistischer und sachgerecht mit Instrumenten des Naturschutzes durchführen zu können.
A water quality model for shallow river-lake systems and its application in river basin management
(2007)
This work documents the development and application of a new model for simulating mass transport and turnover in rivers and shallow lakes. The simulation tool called 'TRAM' is intended to complement mesoscale eco-hydrological catchment models in studies on river basin management. TRAM aims at describing the water quality of individual water bodies, using problem- and scale-adequate approaches for representing their hydrological and ecological characteristics. The need for such flexible water quality analysis and prediction tools is expected to further increase during the implementation of the European Water Framework Directive (WFD) as well as in the context of climate change research. The developed simulation tool consists of a transport and a reaction module with the latter being highly flexible with respect to the description of turnover processes in the aquatic environment. Therefore, simulation approaches of different complexity can easily be tested and model formulations can be chosen in consideration of the problem at hand, knowledge of process functioning, and data availability. Consequently, TRAM is suitable for both heavily simplified engineering applications as well as scientific ecosystem studies involving a large number of state variables, interactions, and boundary conditions. TRAM can easily be linked to catchment models off-line and it requires the use of external hydrodynamic simulation software. Parametrization of the model and visualization of simulation results are facilitated by the use of geographical information systems as well as specific pre- and post-processors. TRAM has been developed within the research project 'Management Options for the Havel River Basin' funded by the German Ministry of Education and Research. The project focused on the analysis of different options for reducing the nutrient load of surface waters. It was intended to support the implementation of the WFD in the lowland catchment of the Havel River located in North-East Germany. Within the above-mentioned study TRAM was applied with two goals in mind. In a first step, the model was used for identifying the magnitude as well as spatial and temporal patterns of nitrogen retention and sediment phosphorus release in a 100~km stretch of the highly eutrophic Lower Havel River. From the system analysis, strongly simplified conceptual approaches for modeling N-retention and P-remobilization in the studied river-lake system were obtained. In a second step, the impact of reduced external nutrient loading on the nitrogen and phosphorus concentrations of the Havel River was simulated (scenario analysis) taking into account internal retention/release. The boundary conditions for the scenario analysis such as runoff and nutrient emissions from river basins were computed by project partners using the catchment models SWIM and ArcEGMO-Urban. Based on the output of TRAM, the considered options of emission control could finally be evaluated using a site-specific assessment scale which is compatible with the requirements of the WFD. Uncertainties in the model predictions were also examined. According to simulation results, the target of the WFD -- with respect to total phosphorus concentrations in the Lower Havel River -- could be achieved in the medium-term, if the full potential for reducing point and non-point emissions was tapped. Furthermore, model results suggest that internal phosphorus loading will ease off noticeably until 2015 due to a declining pool of sedimentary mobile phosphate. Mass balance calculations revealed that the lakes of the Lower Havel River are an important nitrogen sink. This natural retention effect contributes significantly to the efforts aimed at reducing the river's nitrogen load. If a sustainable improvement of the river system's water quality is to be achieved, enhanced measures to further reduce the immissions of both phosphorus and nitrogen are required.
There is already strong evidence that temperate lakes have been highly vulnerable to human induced climate warming during the last century. Hitherto climate impact studies have mainly focussed on the impacts of the recent long-term warming in winter and spring and little is known on the influence of climate warming on temperate lakes in summer. In the present thesis, I studied some aspects, which may have been strongly involved in determining the response of a lake to climate warming in summer. Thereby I have focussed on climate induced impacts on the thermal characteristics and the phenology and abundance of summer plankton in a shallow polymictic lake (Müggelsee, Germany). First, the influence of climate warming on the phenology and abundance of the lake plankton was investigated across seasons. Fast-growing spring phytoplankton and zooplankton (Daphnia) advanced largely synchronously, whereas long-term changes in the phenology of slow-growing summer zooplankton were clearly species-specific and not synchronised. The phenology and/or abundance of several summer copepod species changed according to their individual thermal requirements at decisive developmental stages such as emergence from diapause in spring. The study emphasises that not only the degree of warming, but also its timing within the annual cycle is of great ecological importance. To analyse the impact of climate change on the thermal characteristics of the lake, I examined the long-term development of the daily epilimnetic temperature extrema during summer. The study demonstrated for the first time for lakes that the daily epilimnetic minima (during nighttime) have increased more rapidly than the daily epilimnetic maxima (during daytime), resulting in a distinct decrease in the daily epilimnetic temperature range. This day-night asymmetry in epilimnetic temperature was likely caused by an increased nighttime emission of long-wave radiation from the atmosphere. This underlines that not only increases in air temperature, but also changes in other meteorological variables such as wind speed, relative humidity and cloud cover may play an important role in determining the lake temperature with respect to further climate change. Furthermore, a short-term analysis on the mixing regime of the polymictic lake was conducted to examine the frequency and duration of stratification events and their impacts on dissolved oxygen, dissolved nutrients and summer phytoplankton. Even during the longest stratification events (heatwaves in 2003 and 2006) the thermal characteristics of the lake differed from those typically found in shallow dimictic lakes, which exhibit a continuous stratification during summer. Particularly, hypolimnetic temperatures were higher, favouring the depletion of oxygen and the accumulation of dissolved nutrient in the hypolimnion. Thermal stratification will be very likely amplified in the future, thus, I conclude that polymictic lakes will be very vulnerable to alterations in the thermal regime with respect to projections of further climate change during summer. Finally, a long-term case study on the long and short-term changes in the development of the planktonic larvae of the freshwater mussel Dreissena polymorpha was performed to analyse the impacts of simultaneous changes in the thermal and in the trophic regime of the lake. Both the climate warming and the decrease in external nutrient load were important in determining the abundance of the pelagic larvae by affecting different features of the life-history of this species throughout the warm season. The long-term increase in the abundance and length of larvae was related to the decrease in external nutrient loading and the change in phytoplankton composition. However, the recent heatwaves in 2003 and 2006 have offset this positive effect on larval abundance, due to unfavourable low oxygen concentrations that had resulted from extremely long stratification events, mimicking the effects of nutrient enrichment. Climate warming may thus induce counteracting effects in productive shallow lakes that underwent lake restoration through a decrease in external nutrient loading. I conclude that not only the nature of climate change and thus the timing of climate warming throughout the seasons and the occurrence of climatic extremes as heatwaves, but also site-specific lake conditions as the thermal mixing regime and the trophic state are crucial factors governing the impacts of climate warming on internal lake processes during summer. Consequently, further climate impact research on lake functioning should focus on how the different lake types respond to the complex environmental forcing in summer, to allow for a comprehensive understanding of human induced environmental changes in lakes.
Mafic magmatism in the Eastern Cordillera and Putumayo Basin, Colombia : causes and consequences
(2007)
The Eastern Cordillera of Colombia is mainly composed of sedimentary rocks deposited since early Mesozoic times. Magmatic rocks are scarce. They are represented only by a few locally restricted occurrences of dykes and sills of mafic composition presumably emplaced in the Cretaceous and of volcanic rocks of Neogene age. This work is focused on the study of the Cretaceous magmatism with the intention to understand the processes causing the genesis of these rocks and their significance in the regional tectonic setting of the Northern Andes. The magmatic rocks cut the Cretaceous sedimentary succession of black shales and marlstones that crop out in both flanks of the Eastern Cordillera. The studied rocks were classified as gabbros (Cáceres, Pacho, Rodrigoque), tonalites (Cáceres, La Corona), diorites and syenodiorites (La Corona), pyroxene-hornblende gabbros (Pacho), and pyroxene-hornblendites (Pajarito). The gabbroic samples are mainly composed of plagioclase, clinopyroxene, and/or green to brown hornblende, whereas the tonalitic rocks are mainly composed of plagioclase and quartz. The samples are highly variable in crystal sizes from fine- to coarse-grained. Accessory minerals such as biotite, titanite and zircon are present. Some samples are characterized by moderate to strong alteration, and show the presence of epidote, actinolite and chlorite. Major and trace element compositions of the rocks as well as the rock-forming minerals show significant differences in the geochemical and petrological characteristics for the different localities, suggesting that this magmatism does not result from a single melting process. The wide compositional spectrum of trace elements in the intrusions is characteristic for different degrees of mantle melting and enrichment of incompatible elements. MORB- and OIB-like compositions suggest at least two different sources of magma with tholeiitic and alkaline affinity, respectively. Evidence of slab-derived fluids can be recognized in the western part of the basin reflected in higher Ba/Nb and Sr/P ratios and also in the Sr radiogenic isotope ratios, which is possible a consequence of metasomatism in the mantle due to processes related to the presence of a previously subducted slab. The trace element patterns evidence an extensional setting in the Cretaceous basin producing a continental rift, with continental crust being stretched until oceanic crust was generated in the last stages of this extension. Electron microprobe analyses (EMPA) of the major elements and synchrotron radiation micro-X-ray fluorescence (μ-SRXRF) analyses of the trace element composition of the early crystallized minerals of the intrusions (clinopyroxenes and amphiboles) reflect the same dual character that has been found in the bulk-rock analyses. Despite the observed alteration of the rocks, the mineral composition shows evidences for an enriched and a relative depleted magma source. Even the normalization of the trace element concentrations of clinopyroxenes and amphiboles to the whole rock nearly follows the pattern predicted by published partition coefficients, suggesting that the alteration did not change the original trace element compositions of the investigated minerals. Sr-Nd-Pb isotope data reveal a large isotopic variation but still suggest an initial origin of the magmas in the mantle. Samples have moderate to highly radiogenic compositions of 143Nd/144Nd and high 87Sr/86Sr ratios and follow a trend towards enriched mantle compositions, like the local South American Paleozoic crust. The melts experienced variable degrees of contamination by sediments, crust, and seawater. The age corrected Pb isotope ratios show two separated groups of samples. This suggests that the chemical composition of the mantle below the Northern Andes has been modified by the interaction with other components resulting in a heterogeneous combination of materials of diverse origins. Although previous K/Ar age dating have shown that the magmatism took place in the Cretaceous, the high error of the analyses and the altered nature of the investigated minerals did preclude reliable interpretations. In the present work 40Ar/39Ar dating was carried out. The results show a prolonged history of magmatism during the Cretaceous over more than 60 Ma, from ~136 to ~74 Ma (Hauterivian to Campanian). Pre-Cretaceous rifting phases occurred in the Triassic-Jurassic for the western part of the basin and in the Paleozoic for the eastern part. Those previous rifting phases are decisive mechanisms controlling the localization and composition of the Cretaceous magmatism. Therefore, it is the structural position and not the age of the intrusions which preconditions the kind of magmatism and the degree of melting. The divergences on ages are the consequence of the segmentation of the basin in several sub-basins which stretching, thermal evolution and subsidence rate evolved independently. The first hypothesis formulated at the beginning of this investigation was that the Cretaceous gabbroic intrusions identified in northern Ecuador could be correlated with the intrusions described in the Eastern Cordillera. The mafic occurrences should mark the location of the most subsiding places of the large Cretaceous basin in northern South America. For this reason, the gabbroic intrusions cutting the Cretaceous succession in the Putumayo Basin, southern Colombia, were investigated. The results of the studies were quite unexpected. The petrologic and geochemical character of the magmatic rocks indicates subduction-related magmatism. K/Ar dating of amphibole yields a Late Miocene to Pliocene age (6.1 ± 0.7 Ma) for the igneous event in the basin. Although there is no correlation between this magmatic event and the Cretaceous magmatic event, the data obtained has significant tectonic and economic implications. The emplacement of the Neogene gabbroic rocks coincides with the late Miocene/Pliocene Andean orogenic uplift as well as with a significant pulse of hydrocarbon generation and expulsion.
The terrestrial biosphere impacts considerably on the global carbon cycle. In particular, ecosystems contribute to set off anthropogenic induced fossil fuel emissions and hence decelerate the rise of the atmospheric CO₂ concentration. However, the future net sink strength of an ecosystem will heavily depend on the response of the individual processes to a changing climate. Understanding the makeup of these processes and their interaction with the environment is, therefore, of major importance to develop long-term climate mitigation strategies. Mathematical models are used to predict the fate of carbon in the soil-plant-atmosphere system under changing environmental conditions. However, the underlying processes giving rise to the net carbon balance of an ecosystem are complex and not entirely understood at the canopy level. Therefore, carbon exchange models are characterised by considerable uncertainty rendering the model-based prediction into the future prone to error. Observations of the carbon exchange at the canopy scale can help learning about the dominant processes and hence contribute to reduce the uncertainty associated with model-based predictions. For this reason, a global network of measurement sites has been established that provides long-term observations of the CO₂ exchange between a canopy and the atmosphere along with micrometeorological conditions. These time series, however, suffer from observation uncertainty that, if not characterised, limits their use in ecosystem studies. The general objective of this work is to develop a modelling methodology that synthesises physical process understanding with the information content in canopy scale data as an attempt to overcome the limitations in both carbon exchange models and observations. Similar hybrid modelling approaches have been successfully applied for signal extraction out of noisy time series in environmental engineering. Here, simple process descriptions are used to identify relationships between the carbon exchange and environmental drivers from noisy data. The functional form of these relationships are not prescribed a priori but rather determined directly from the data, ensuring the model complexity to be commensurate with the observations. Therefore, this data-led analysis results in the identification of the processes dominating carbon exchange at the ecosystem scale as reflected in the data. The description of these processes may then lead to robust carbon exchange models that contribute to a faithful prediction of the ecosystem carbon balance. This work presents a number of studies that make use of the developed data-led modelling approach for the analysis and interpretation of net canopy CO₂ flux observations. Given the limited knowledge about the underlying real system, the evaluation of the derived models with synthetic canopy exchange data is introduced as a standard procedure prior to any real data employment. The derived data-led models prove successful in several different applications. First, the data-based nature of the presented methods makes them particularly useful for replacing missing data in the observed time series. The resulting interpolated CO₂ flux observation series can then be analysed with dynamic modelling techniques, or integrated to coarser temporal resolution series for further use e.g., in model evaluation exercises. However, the noise component in these observations interferes with deterministic flux integration in particular when long time periods are considered. Therefore, a method to characterise the uncertainties in the flux observations that uses a semi-parametric stochastic model is introduced in a second study. As a result, an (uncertain) estimate of the annual net carbon exchange of the observed ecosystem can be inferred directly from a statistically consistent integration of the noisy data. For the forest measurement sites analysed, the relative uncertainty for the annual sum did not exceed 11 percent highlighting the value of the data. Based on the same models, a disaggregation of the net CO₂ flux into carbon assimilation and respiration is presented in a third study that allows for the estimation of annual ecosystem carbon uptake and release. These two components can then be further analysed for their separate response to environmental conditions. Finally, a fourth study demonstrates how the results from data-led analyses can be turned into a simple parametric model that is able to predict the carbon exchange of forest ecosystems. Given the global network of measurements available the derived model can now be tested for generality and transferability to other biomes. In summary, this work particularly highlights the potential of the presented data-led methodologies to identify and describe dominant carbon exchange processes at the canopy level contributing to a better understanding of ecosystem functioning.