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Flooding is an imminent natural hazard threatening most river deltas, e.g. the Mekong Delta. An appropriate flood management is thus required for a sustainable development of the often densely populated regions. Recently, the traditional event-based hazard control shifted towards a risk management approach in many regions, driven by intensive research leading to new legal regulation on flood management. However, a large-scale flood risk assessment does not exist for the Mekong Delta. Particularly, flood risk to paddy rice cultivation, the most important economic activity in the delta, has not been performed yet. Therefore, the present study was developed to provide the very first insight into delta-scale flood damages and risks to rice cultivation. The flood hazard was quantified by probabilistic flood hazard maps of the whole delta using a bivariate extreme value statistics, synthetic flood hydrographs, and a large-scale hydraulic model. The flood risk to paddy rice was then quantified considering cropping calendars, rice phenology, and harvest times based on a time series of enhanced vegetation index (EVI) derived from MODIS satellite data, and a published rice flood damage function. The proposed concept provided flood risk maps to paddy rice for the Mekong Delta in terms of expected annual damage. The presented concept can be used as a blueprint for regions facing similar problems due to its generic approach. Furthermore, the changes in flood risk to paddy rice caused by changes in land use currently under discussion in the Mekong Delta were estimated. Two land-use scenarios either intensifying or reducing rice cropping were considered, and the changes in risk were presented in spatially explicit flood risk maps. The basic risk maps could serve as guidance for the authorities to develop spatially explicit flood management and mitigation plans for the delta. The land-use change risk maps could further be used for adaptive risk management plans and as a basis for a cost-benefit of the discussed land-use change scenarios. Additionally, the damage and risks maps may support the recently initiated agricultural insurance programme in Vietnam.
Coastal ecosystems in the Arctic are affected by climate change. As summer rainfall frequency and intensity are projected to increase in the future, more organic matter, nutrients and sediment could bemobilized and transported into the coastal nearshore zones. However, knowledge of current processes and future changes is limited. We investigated streamflow dynamics and the impacts of summer rainfall on lateral fluxes in a small coastal catchment on Herschel Island in the western Canadian Arctic. For the summer monitoring periods of 2014-2016, mean dissolved organic matter flux over 17 days amounted to 82.7 +/- 30.7 kg km(-2) and mean total dissolved solids flux to 5252 +/- 1224 kg km(-2). Flux of suspended sediment was 7245 kg km(-2) in 2015, and 369 kg km(-2) in 2016. We found that 2.0% of suspended sediment was composed of particulate organic carbon. Data and hysteresis analysis suggest a limited supply of sediments; their interannual variability is most likely caused by short-lived localized disturbances. In contrast, our results imply that dissolved organic carbon is widely available throughout the catchment and exhibits positive linear relationship with runoff. We hypothesize that increased projected rainfall in the future will result in a similar increase of dissolved organic carbon fluxes.
Arctic lowlands are characterized by large numbers of small waterbodies, which are known to affect surface energy budgets and the global carbon cycle. Statistical analysis of their size distributions has been hindered by the shortage of observations at sufficiently high spatial resolutions. This situation has now changed with the high-resolution (<5 m) circum-Arctic Permafrost Region Pond and Lake (PeRL) database recently becoming available. We have used this database to make the first consistent, high-resolution estimation of Arctic waterbody size distributions, with surface areas ranging from 0.0001 km(2) (100 m(2)) to 1 km(2). We found that the size distributions varied greatly across the thirty study regions investigated and that there was no single universal size distribution function (including power-law distribution functions) appropriate across all of the study regions. We did, however, find close relationships between the statistical moments (mean, variance, and skewness) of the waterbody size distributions from different study regions. Specifically, we found that the spatial variance increased linearly with mean waterbody size (R-2 = 0.97, p < 2.2e-16) and that the skewness decreased approximately hyperbolically. We have demonstrated that these relationships (1) hold across the 30 Arctic study regions covering a variety of (bio)climatic and permafrost zones, (2) hold over time in two of these study regions for which multi-decadal satellite imagery is available, and (3) can be reproduced by simulating rising water levels in a high-resolution digital elevation model. The consistent spatial and temporal relationships between the statistical moments of the waterbody size distributions underscore the dominance of topographic controls in lowland permafrost areas. These results provide motivation for further analyses of the factors involved in waterbody development and spatial distribution and for investigations into the possibility of using statistical moments to predict future hydrologic dynamics in the Arctic.
River floods are among the most devastating natural hazards worldwide. As their generation is highly dependent on climatic conditions, their magnitude and frequency are projected to be affected by future climate change. Therefore, it is crucial to study the ways in which a changing climate will, and already has, influenced flood generation, and thereby flood hazard. Additionally, it is important to understand how other human influences - specifically altered land cover - affect flood hazard at the catchment scale.
The ways in which flood generation is influenced by climatic and land cover conditions differ substantially in different regions. The spatial variability of these effects needs to be taken into account by using consistent datasets across large scales as well as applying methods that can reflect this heterogeneity. Therefore, in the first study of this cumulative thesis a complex network approach is used to find 10 clusters of similar flood behavior among 4390 catchments in the conterminous United States. By using a consistent set of 31 hydro-climatological and land cover variables, and training a separate Random Forest model for each of the clusters, the regional controls on flood magnitude trends between 1960-2010 are detected. It is shown that changes in rainfall are the most important drivers of these trends, while they are regionally controlled by land cover conditions.
While climate change is most commonly associated with flood magnitude trends, it has been shown to also influence flood timing. This can lead to trends in the size of the area across which floods occur simultaneously, the flood synchrony scale. The second study is an analysis of data from 3872 European streamflow gauges and shows that flood synchrony scales have increased in Western Europe and decreased in Eastern Europe. These changes are attributed to changes in flood generation, especially a decreasing relevance of snowmelt. Additionally, the analysis shows that both the absolute values and the trends of flood magnitudes and flood synchrony scales are positively correlated. If these trends persist in the future and are not accounted for, the combined increases of flood magnitudes and flood synchrony scales can exceed the capacities of disaster relief organizations and insurers.
Hazard cascades are an additional way through which climate change can influence different aspects of flood hazard. The 2019/2020 wildfires in Australia, which were preceded by an unprecedented drought and extinguished by extreme rainfall that led to local flooding, present an opportunity to study the effects of multiple preceding hazards on flood hazard. All these hazards are individually affected by climate change, additionally complicating the interactions within the cascade. By estimating and analyzing the burn severity, rainfall magnitude, soil erosion and stream turbidity in differently affected tributaries of the Manning River catchment, the third study shows that even low magnitude floods can pose a substantial hazard within a cascade.
This thesis shows that humanity is affecting flood hazard in multiple ways with spatially and temporarily varying consequences, many of which were previously neglected (e.g. flood synchrony scale, hazard cascades). To allow for informed decision making in risk management and climate change adaptation, it will be crucial to study these aspects across the globe and to project their trajectories into the future. The presented methods can depict the complex interactions of different flood drivers and their spatial variability, providing a basis for the assessment of future flood hazard changes. The role of land cover should be considered more in future flood risk modelling and management studies, while holistic, transferable frameworks for hazard cascade assessment will need to be designed.
Terrestrial gravimetry is increasingly used to monitor mass transport processes in geophysics boosted by the ongoing technological development of instruments. Resolving a particular phenomenon of interest, however, requires a set of gravity corrections of which the uncertainties have not been addressed up to now. In this study, we quantify the time domain uncertainty of tide, global atmospheric, large-scale hydrological, and nontidal ocean loading corrections. The uncertainty is assessed by comparing the majority of available global models for a suite of sites worldwide. The average uncertainty expressed as root-mean-square error equals 5.1nm/s(2), discounting local hydrology or air pressure. The correction-induced uncertainty of gravity changes over various time periods of interest ranges from 0.6nm/s(2) for hours up to a maximum of 6.7nm/s(2) for 6months. The corrections are shown to be significant and should be applied for most geophysical applications of terrestrial gravimetry. From a statistical point of view, however, resolving subtle gravity effects in the order of few nanometers per square second is challenged by the uncertainty of the corrections. Plain Language Summary Many scientists are exploring ways to benefit from gravity measurements in fields of high societal relevance such as monitoring of volcanoes or measuring the amount of water in underground. Any application of such new methods, however, requires careful preparation of the gravity measurements. The intention of the preparation process is to ensure that the measurements do not contain information about processes that are not of interest. For that reason, the influence of atmosphere, ocean, tides, and hydrology needs to be reduced from the gravity. In this study, we investigate how this reduction process influences the quality of the measurement. We found that the precision degrades especially owing to the hydrology. The ocean plays an important role at sites close to the coast and the atmosphere at sites located in mountains. The overall errors of the reductions may complicate a reliable use of gravity measurements in certain studies focusing on very small signals. Nevertheless, the precision of gravity reductions alone does not obstruct a meaningful use of gravity measurements in most research fields. Details specifying the reduction precision are provided in this study allowing scientist dealing with gravity measurements to decide if their signal of interest can be reliably resolved.
Hydrological models are important tools for the simulation and quantification of the water cycle.
They therefore aid in the understanding of hydrological processes, prediction of river discharge, assessment of the impacts of land use and climate changes, or the management of water resources.
However, uncertainties associated with hydrological modelling are still large.
While significant research has been done on the quantification and reduction of uncertainties, there are still fields which have gained little attention so far, such as model structural uncertainties that are related to the process implementations in the models.
This holds especially true for complex process-based models in contrast to simpler conceptual models.
Consequently, the aim of this thesis is to improve the understanding of structural uncertainties with focus on process-based hydrological modelling, including methods for their quantification.
To identify common deficits of frequently used hydrological models and develop further strategies on how to reduce them, a survey among modellers was conducted.
It was found that there is a certain degree of subjectivity in the perception of modellers, for instance with respect to the distinction of hydrological models into conceptual groups.
It was further found that there are ambiguities on how to apply a certain hydrological model, for instance how many parameters should be calibrated, together with a large diversity of opinion regarding the deficits of models.
Nevertheless, evapotranspiration processes are often represented in a more physically based manner, while processes of groundwater and soil water movement are often simplified, which many survey participants saw as a drawback.
A large flexibility, for instance with respect to different alternative process implementations or a small number of parameters that needs to be calibrated, was generally seen as strength of a model.
Flexible and efficient software, which is straightforward to apply, has been increasingly acknowledged by the hydrological community.
This work further elaborated on this topic in a twofold way.
First, a software package for semi-automated landscape discretisation has been developed, which serves as a tool for model initialisation.
This was complemented by a sensitivity analysis of important and commonly used discretisation parameters, of which the size of hydrological sub-catchments as well as the size and number of hydrologically uniform computational units appeared to be more influential than information considered for the characterisation of hillslope profiles.
Second, a process-based hydrological model has been implemented into a flexible simulation environment with several alternative process representations and a number of numerical solvers.
It turned out that, even though computation times were still long, enhanced computational capabilities nowadays in combination with innovative methods for statistical analysis allow for the exploration of structural uncertainties of even complex process-based models, which up to now was often neglected by the modelling community.
In a further study it could be shown that process-based models may even be employed as tools for seasonal operational forecasting.
In contrast to statistical models, which are faster to initialise and to apply, process-based models produce more information in addition to the target variable, even at finer spatial and temporal scales, and provide more insights into process behaviour and catchment functioning.
However, the process-based model was much more dependent on reliable rainfall forecasts.
It seems unlikely that there exists a single best formulation for hydrological processes, even for a specific catchment.
This supports the use of flexible model environments with alternative process representations instead of a single model structure.
However, correlation and compensation effects between process formulations, their parametrisation, and other aspects such as numerical solver and model resolution, may lead to surprising results and potentially misleading conclusions.
In future studies, such effects should be more explicitly addressed and quantified.
Moreover, model functioning appeared to be highly dependent on the meteorological conditions and rainfall input generally was the most important source of uncertainty.
It is still unclear, how this could be addressed, especially in the light of the aforementioned correlations.
The use of innovative data products, e.g.\ remote sensing data in combination with station measurements, and efficient processing methods for the improvement of rainfall input and explicit consideration of associated uncertainties is advisable to bring more insights and make hydrological simulations and predictions more reliable.
Semi-arid areas are, due to their climatic setting, characterized by small water resources. An increasing water demand as a consequence of population growth and economic development as well as a decreasing water availability in the course of possible climate change may aggravate water scarcity in future, which often exists already for present-day conditions in these areas. Understanding the mechanisms and feedbacks of complex natural and human systems, together with the quantitative assessment of future changes in volume, timing and quality of water resources are a prerequisite for the development of sustainable measures of water management to enhance the adaptive capacity of these regions. For this task, dynamic integrated models, containing a hydrological model as one component, are indispensable tools. The main objective of this study is to develop a hydrological model for the quantification of water availability in view of environmental change over a large geographic domain of semi-arid environments. The study area is the Federal State of Ceará (150 000 km2) in the semi-arid north-east of Brazil. Mean annual precipitation in this area is 850 mm, falling in a rainy season with duration of about five months. Being mainly characterized by crystalline bedrock and shallow soils, surface water provides the largest part of the water supply. The area has recurrently been affected by droughts which caused serious economic losses and social impacts like migration from the rural regions. The hydrological model Wasa (Model of Water Availability in Semi-Arid Environments) developed in this study is a deterministic, spatially distributed model being composed of conceptual, process-based approaches. Water availability (river discharge, storage volumes in reservoirs, soil moisture) is determined with daily resolution. Sub-basins, grid cells or administrative units (municipalities) can be chosen as spatial target units. The administrative units enable the coupling of Wasa in the framework of an integrated model which contains modules that do not work on the basis of natural spatial units. The target units mentioned above are disaggregated in Wasa into smaller modelling units within a new multi-scale, hierarchical approach. The landscape units defined in this scheme capture in particular the effect of structured variability of terrain, soil and vegetation characteristics along toposequences on soil moisture and runoff generation. Lateral hydrological processes at the hillslope scale, as reinfiltration of surface runoff, being of particular importance in semi-arid environments, can thus be represented also within the large-scale model in a simplified form. Depending on the resolution of available data, small-scale variability is not represented explicitly with geographic reference in Wasa, but by the distribution of sub-scale units and by statistical transition frequencies for lateral fluxes between these units. Further model components of Wasa which respect specific features of semi-arid hydrology are: (1) A two-layer model for evapotranspiration comprises energy transfer at the soil surface (including soil evaporation), which is of importance in view of the mainly sparse vegetation cover. Additionally, vegetation parameters are differentiated in space and time in dependence on the occurrence of the rainy season. (2) The infiltration module represents in particular infiltration-excess surface runoff as the dominant runoff component. (3) For the aggregate description of the water balance of reservoirs that cannot be represented explicitly in the model, a storage approach respecting different reservoirs size classes and their interaction via the river network is applied. (4) A model for the quantification of water withdrawal by water use in different sectors is coupled to Wasa. (5) A cascade model for the temporal disaggregation of precipitation time series, adapted to the specific characteristics of tropical convective rainfall, is applied for the generating rainfall time series of higher temporal resolution. All model parameters of Wasa can be derived from physiographic information of the study area. Thus, model calibration is primarily not required. Model applications of Wasa for historical time series generally results in a good model performance when comparing the simulation results of river discharge and reservoir storage volumes with observed data for river basins of various sizes. The mean water balance as well as the high interannual and intra-annual variability is reasonably represented by the model. Limitations of the modelling concept are most markedly seen for sub-basins with a runoff component from deep groundwater bodies of which the dynamics cannot be satisfactorily represented without calibration. Further results of model applications are: (1) Lateral processes of redistribution of runoff and soil moisture at the hillslope scale, in particular reinfiltration of surface runoff, lead to markedly smaller discharge volumes at the basin scale than the simple sum of runoff of the individual sub-areas. Thus, these processes are to be captured also in large-scale models. The different relevance of these processes for different conditions is demonstrated by a larger percentage decrease of discharge volumes in dry as compared to wet years. (2) Precipitation characteristics have a major impact on the hydrological response of semi-arid environments. In particular, underestimated rainfall intensities in the rainfall input due to the rough temporal resolution of the model and due to interpolation effects and, consequently, underestimated runoff volumes have to be compensated in the model. A scaling factor in the infiltration module or the use of disaggregated hourly rainfall data show good results in this respect. The simulation results of Wasa are characterized by large uncertainties. These are, on the one hand, due to uncertainties of the model structure to adequately represent the relevant hydrological processes. On the other hand, they are due to uncertainties of input data and parameters particularly in view of the low data availability. Of major importance is: (1) The uncertainty of rainfall data with regard to their spatial and temporal pattern has, due to the strong non-linear hydrological response, a large impact on the simulation results. (2) The uncertainty of soil parameters is in general of larger importance on model uncertainty than uncertainty of vegetation or topographic parameters. (3) The effect of uncertainty of individual model components or parameters is usually different for years with rainfall volumes being above or below the average, because individual hydrological processes are of different relevance in both cases. Thus, the uncertainty of individual model components or parameters is of different importance for the uncertainty of scenario simulations with increasing or decreasing precipitation trends. (4) The most important factor of uncertainty for scenarios of water availability in the study area is the uncertainty in the results of global climate models on which the regional climate scenarios are based. Both a marked increase or a decrease in precipitation can be assumed for the given data. Results of model simulations for climate scenarios until the year 2050 show that a possible future change in precipitation volumes causes a larger percentage change in runoff volumes by a factor of two to three. In the case of a decreasing precipitation trend, the efficiency of new reservoirs for securing water availability tends to decrease in the study area because of the interaction of the large number of reservoirs in retaining the overall decreasing runoff volumes.
Many semi arid savannas are prone to degradation, caused for example, by overgrazing or extreme climatic events, which often lead to shrub encroachment. Overgrazing by livestock affects vegetation and infiltration processes by directly altering plant composition (selective grazing) or by impacting soil physical properties (trampling). Water infiltration is controlled by several parameters, such as macropores (created by soil-burrowing animals or plant roots) and soil texture, but their effects have mostly been studied in isolation. Here we report on a study, in which we conducted infiltration experiments to analyze the interconnected effects of invertebrate-created macropores, shrubs and soil texture (sandy soil and loamy sand) on infiltration in two Namibian rangelands. Using structural equation modeling, we found a direct positive effect of shrub size on infiltration and indirectly via invertebrate macropores on both soil types. On loamy sands this effect was even stronger, but additionally, invertebrate-created macropores became relevant as a direct driver of infiltration. Our results provide new insights into the effects of vegetation and invertebrates on infiltration under different soil textures. Pastoralists should use management strategies that maintain a heterogeneous plant community that supports soil fauna to sustain healthy soil water dynamics, particularly on soils with higher loam content. Understanding the fundamental functioning of soil water dynamics in drylands is critical because these ecosystems are water-limited and support the livelihoods of many cultures worldwide.
The humid tropics are the region with the highest rate of land-cover change worldwide. Especially prevalent is the deforestation of old-growth tropical forests to create space for cattle pastures and soybean fields.
The regional water cycle is influenced by vegetation cover in various ways. Especially evapotranspiration considerably contributes to water vapor content in the lower atmosphere. Besides active transpiration by plants, evaporation from wetted plant surfaces further known as interception loss is an important supply of water vapor. Changes in interception loss due to change in land cover and the related consequences on the regional water cycle in the humid tropics of Latin America are the research focus of my thesis. (1) In an experimental setup I assess differences in interception loss between an old-growth tropical forest and a soybean plantation. (2) In a modeling study, I examine interception losses of these two vegetation types compared to a younger secondary forest with the use of the Gash interception model, including an uncertainty analysis for the estimation of the necessary model parameters. (3) Studying the water balance of a 192-km² catchment I disentangle the influences of changes in land cover and climatic factors on interception loss.
The three different research sites in my thesis represent a currently typical spectrum for land-cover changes in Latin America. In the first example I study the consequences of deforestation of transitional forest, which forms the transition from the Brazilian tree savanna (cerrado) to tropical rain forest, for the establishment of soybean fields in the southern Amazon basin. The second study site is a young secondary forest within the “Agua Salud” project area in Panama as an example of reforestation of former pastures. The third study site is the Cirí Grande river catchment which comprises a mixture of young and old forests as well as pastures, which is typical for the southern sub-catchments of the Panama Canal.
The experimental approach consists of the indirect estimation of interception loss by measuring throughfall and stem flow. For the first experimental study I measured throughfall as well as stem flow manually. Measurements of the leaf area index of the two land covers do not show distinct differences; hence it could not serve as an explanation for the differences in the measured interception loss. The considerably higher interception loss at the soybean field is attributed to a possible underestimation of stemflow but also to the stronger ventilation within the well-structured plant rows causing higher evaporation rates. This situation is valid only for two months of the rainy season, when soybean plants are fully developed. In the annual balance evapotranspiration at the soybean site is clearly less than at the forest site, accelerating the development of fast runoff components and consequently discharge. In the medium term, a reduction of water availability in the study area can be expected.
For the modeling study, throughfall in a young secondary forest is sampled automatically. The resulting temporally high-resolution dataset allows the distinction between different precipitation and interception events. The core of this study is the sensitivity and uncertainty analysis of the Gash interception model parameters and the consequences for its results. Canopy storage capacity plays a key role for the model and parameter uncertainty. With increasing storage capacity uncertainty in parameter delineation also increases. Evaporation rate as the driving component of the interception process incorporates in this context the largest parameter uncertainty. Depending on the selected method for parameter estimation, parameter values may vary tremendously.
In the third study, I analyze the influence of interception loss on the water balance of the Cirí Grande catchment, incorporating the interlinked effects of temperature, precipitation and changes of the land use mosaic using the SWAT (soil water assessment tool) model. Constructing several land-cover scenarios I assess their influence on the catchment’s discharge. The results show that land-cover change exerts only a small influence on annual discharge in the Cirí Grande catchment whereas an increase in temperature markedly influences evapotranspiration. The temperature-induced larger transpiration and interception loss balances the simultaneous increase in annual precipitation, such that the resulting changes in annual discharge are negligible.
The results of the three studies show the considerable effect of land cover on interception. However, the magnitude of this effect can be masked by changes in local conditions, especially by an increase in temperature. Hence, the results cannot be transferred easily between the different study sites. For modeling purposes, this means that measurements of vegetation characteristics as well as interception loss at the respective sites are indispensable.