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Water stored in the unsaturated soil as soil moisture is a key component of the hydrological cycle influencing numerous hydrological processes including hydrometeorological extremes. Soil moisture influences flood generation processes and during droughts when precipitation is absent, it provides plant with transpirable water, thereby sustaining plant growth and survival in agriculture and natural ecosystems.
Soil moisture stored in deeper soil layers e.g. below 100 cm is of particular importance for providing plant transpirable water during dry periods. Not being directly connected to the atmosphere and located outside soil layers with the highest root densities, water in these layers is less susceptible to be rapidly evaporated and transpired. Instead, it provides longer-term soil water storage increasing the drought tolerance of plants and ecosystems.
Given the importance of soil moisture in the context of hydro-meteorological extremes in a warming climate, its monitoring is part of official national adaption strategies to a changing climate. Yet, soil moisture is highly variable in time and space which challenges its monitoring on spatio-temporal scales relevant for flood and drought risk modelling and forecasting.
Introduced over a decade ago, Cosmic-Ray Neutron Sensing (CRNS) is a noninvasive geophysical method that allows for the estimation of soil moisture at relevant spatio-temporal scales of several hectares at a high, subdaily temporal resolution. CRNS relies on the detection of secondary neutrons above the soil surface which are produced from high-energy cosmic-ray particles in the atmosphere and the ground. Neutrons in a specific epithermal energy range are sensitive to the amount of hydrogen present in the surroundings of the CRNS neutron detector. Due to same mass as the hydrogen nucleus, neutrons lose kinetic energy upon collision and are subsequently absorbed when reaching low, thermal energies. A higher amount of hydrogen therefore leads to fewer neutrons being detected per unit time. Assuming that the largest amount of hydrogen is stored in most terrestrial ecosystems as soil moisture, changes of soil moisture can be estimated through an inverse relationship with observed neutron intensities.
Although important scientific advancements have been made to improve the methodological framework of CRNS, several open challenges remain, of which some are addressed in the scope of this thesis. These include the influence of atmospheric variables such as air pressure and absolute air humidity, as well as, the impact of variations in incoming primary cosmic-ray intensity on observed epithermal and thermal neutron signals and their correction. Recently introduced advanced neutron-to-soil moisture transfer functions are expected to improve CRNS-derived soil moisture estimates, but potential improvements need to be investigated at study sites with differing environmental conditions. Sites with strongly heterogeneous, patchy soil moisture distributions challenge existing transfer functions and further research is required to assess the impact of, and correction of derived soil moisture estimates under heterogeneous site conditions. Despite its capability of measuring representative averages of soil moisture at the field scale, CRNS lacks an integration depth below the first few decimetres of the soil. Given the importance of soil moisture also in deeper soil layers, increasing the observational window of CRNS through modelling approaches or in situ measurements is of high importance for hydrological monitoring applications.
By addressing these challenges, this thesis aids to closing knowledge gaps and finding answers to some of the open questions in CRNS research. Influences of different environmental variables are quantified, correction approaches are being tested and developed. Neutron-to-soil moisture transfer functions are evaluated and approaches to reduce effects of heterogeneous soil moisture distributions are presented. Lastly, soil moisture estimates from larger soil depths are derived from CRNS through modified, simple modelling approaches and in situ estimates by using CRNS as a downhole technique. Thereby, this thesis does not only illustrate the potential of new, yet undiscovered applications of CRNS in future but also opens a new field of CRNS research. Consequently, this thesis advances the methodological framework of CRNS for above-ground and downhole applications. Although the necessity of further research in order to fully exploit the potential of CRNS needs to be emphasised, this thesis contributes to current hydrological research and not least to advancing hydrological monitoring approaches being of utmost importance in context of intensifying hydro-meteorological extremes in a changing climate.
How accurately can we retrieve irrigation timing and water amounts from (satellite) soil moisture?
(2022)
While ensuring food security worldwide, irrigation is altering the water cycle and generating numerous environmental side effects. As detailed knowledge about the timing and the amounts of water used for irrigation over large areas is still lacking, remotely sensed soil moisture has proved potential to fill this gap.
However, the spatial resolution and revisit time of current satellite products represent a major limitation to accurately estimating irrigation. This work aims to systematically quantify their impact on the retrieved irrigation information, hence assessing the value of satellite soil moisture for estimating irrigation timing and water amounts.
In a real-world experiment, we modeled soil moisture using actual irrigation and meteorological data, obtained from farmers and weather stations, respectively. Modeled soil moisture was compared against various remotely sensed products differing in terms of spatio-temporal resolution to test the hypothesis that high-resolution observations can disclose the irrigation signal from individual fields while coarse-scale satellite products cannot.
Then, in a synthetic experiment, we systematically investigated the effect of soil moisture spatial and temporal resolution on the accuracy of irrigation estimates. The analysis was further elaborated by considering different irrigation scenarios and by adding realistic amounts of random errors in the soil moisture time series.
We show that coarse-scale remotely sensed soil moisture products achieve higher correlations with rainfed simulations, while high-resolution satellite observations agree significantly better with irrigated simulations, suggesting that high-resolution satellite soil moisture can inform on field-scale (similar to 40 ha) irrigation. A thorough analysis of the synthetic dataset showed that satisfactory results, both in terms of detection (F-score > 0.8) and quantification (Pearson's correlation > 0.8), are found for noise-free soil moisture observations either with a temporal sampling up to 3 days or if at least one-third of the pixel covers the irrigated field(s).
However, irrigation water amounts are systematically underestimated for temporal samplings of more than one day, and decrease proportionally to the spatial resolution, i.e., coarsening the pixel size leads to larger irrigation underestimations.
Although lower spatial and temporal resolutions decrease the detection and quantification accuracies (e.g., R between 0.6 and 1 depending on the irrigation rate and spatio-temporal resolution), random errors in the soil moisture time series have a stronger negative impact (Pearson R always smaller than 0.85).
As expected, better performances are found for higher irrigation rates, i.e. when more water is supplied during an irrigation event. Despite the potentially large underestimations, our results suggest that high-resolution satellite soil moisture has the potential to track and quantify irrigation, especially over regions where large volumes of irrigation water are applied to the fields, and given that low errors affect the soil moisture observations.
Neutrons on rails
(2021)
Large-scale measurements of the spatial distribution of water content in soils and snow are challenging for state-of-the-art hydrogeophysical methods. Cosmic-ray neutron sensing (CRNS) is a noninvasive technology that has the potential to bridge the scale gap between conventional in situ sensors and remote sensing products in both, horizontal and vertical domains. In this study, we explore the feasibility and potential of estimating water content in soils and snow with neutron detectors in moving trains. Theoretical considerations quantify the stochastic measurement uncertainty as a function of water content, altitude, resolution, and detector efficiency. Numerical experiments demonstrate that the sensitivity of measured water content is almost unperturbed by train materials. Finally, three distinct real-world experiments provide a proof of concept on short and long-range tracks. With our results a transregional observational soil moisture product becomes a realistic vision within the next years.
The Central Andean region is characterized by diverse climate zones with sharp transitions between them. In this work, the area of interest is the South-Central Andes in northwestern Argentina that borders with Bolivia and Chile. The focus is the observation of soil moisture and water vapour with Global Navigation Satellite System (GNSS) remote-sensing methodologies. Because of the rapid temporal and spatial variations of water vapour and moisture circulations, monitoring this part of the hydrological cycle is crucial for understanding the mechanisms that control the local climate. Moreover, GNSS-based techniques have previously shown high potential and are appropriate for further investigation. This study includes both logistic-organization effort and data analysis. As for the prior, three GNSS ground stations were installed in remote locations in northwestern Argentina to acquire observations, where there was no availability of third-party data.
The methodological development for the observation of the climate variables of soil moisture and water vapour is independent and relies on different approaches. The soil-moisture estimation with GNSS reflectometry is an approximation that has demonstrated promising results, but it has yet to be operationally employed. Thus, a more advanced algorithm that exploits more observations from multiple satellite constellations was developed using data from two pilot stations in Germany. Additionally, this algorithm was slightly modified and used in a sea-level measurement campaign. Although the objective of this application is not related to monitoring hydrological parameters, its methodology is based on the same principles and helps to evaluate the core algorithm. On the other hand, water-vapour monitoring with GNSS observations is a well-established technique that is utilized operationally. Hence, the scope of this study is conducting a meteorological analysis by examining the along-the-zenith air-moisture levels and introducing indices related to the azimuthal gradient.
The results of the experiments indicate higher-quality soil moisture observations with the new algorithm. Furthermore, the analysis using the stations in northwestern Argentina illustrates the limits of this technology because of varying soil conditions and shows future research directions. The water-vapour analysis points out the strong influence of the topography on atmospheric moisture circulation and rainfall generation. Moreover, the GNSS time series allows for the identification of seasonal signatures, and the azimuthal-gradient indices permit the detection of main circulation pathways.
Cosmic-Ray neutron sensors are widely used to determine soil moisture on the hectare scale. Precise measurements, especially in the case of mobile application, demand for neutron detectors with high counting rates and high signal-to-noise ratios. For a long time Cosmic Ray Neutron Sensing (CRNS) instruments have relied on He-3 as an efficient neutron converter. Its ongoing scarcity demands for technological solutions using alternative converters, which are Li-6 and B-10. Recent developments lead to a modular neutron detector consisting of several B-10-lined proportional counter tubes, which feature high counting rates via its large surface area. The modularity allows for individual shieldings of different segments within the detector featuring the capability of gaining spectral information about the detected neutrons. This opens the possibility for active signal correction, especially useful when applied to mobile measurements, where the influence of constantly changing near-field to the overall signal should be corrected. Furthermore, the signal-to-noise ratio could be increased by combining pulse height and pulse length spectra to discriminate between neutrons and other environmental radiation. This novel detector therefore combines high-selective counting electronics with large-scale instrumentation technology.
Floods and debris flows in small Alpine torrent catchments (<10km(2)) arise from a combination of critical antecedent system state conditions and mostly convective precipitation events with high precipitation intensities. Thus, climate change may influence the magnitude-frequency relationship of extreme events twofold: by a modification of the occurrence probabilities of critical hydrological system conditions and by a change of event precipitation characteristics. Three small Alpine catchments in different altitudes in Western Austria (Ruggbach, Brixenbach and Langentalbach catchment) were investigated by both field experiments and process-based simulation. Rainfall-runoff model (HQsim) runs driven by localized climate scenarios (CNRM-RM4.5/ARPEGE, MPI-REMO/ECHAM5 and ICTP-RegCM3/ECHAM5) were used in order to estimate future frequencies of stormflow triggering system state conditions. According to the differing altitudes of the study catchments, two effects of climate change on the hydrological systems can be observed. On one hand, the seasonal system state conditions of medium altitude catchments are most strongly affected by air temperature-controlled processes such as the development of the winter snow cover as well as evapotranspiration. On the other hand, the unglaciated high-altitude catchment is less sensitive to climate change-induced shifts regarding days with critical antecedent soil moisture and desiccated litter layer due to its elevation-related small proportion of sensitive areas. For the period 2071-2100, the number of days with critical antecedent soil moisture content will be significantly reduced to about 60% or even less in summer in all catchments. In contrast, the number of days with dried-out litter layers causing hydrophobic effects will increase by up to 8%-11% of the days in the two lower altitude catchments. The intensity analyses of heavy precipitation events indicate a clear increase in rain intensities of up to 10%.
The nature restoration project ‘Lenzener Elbtalaue’, realised from 2002 to 2011 at the river Elbe, included the first large scale dike relocation in Germany (420 ha). Its aim was to initiate the development of endangered natural wetland habitats and processes, accompanied by greater biodiversity in the former grassland dominated area. The monitoring of spatial and temporal variations of soil moisture in this dike relocation area is therefore particularly important for estimating the restoration success. The topsoil moisture monitoring from 1990 to 2017 is based on the Soil Moisture Index (SMI)1 derived with the triangle method2 by use of optical remotely sensed data: land surface temperature and Normalized Differnce Vegetation Index are calculated from Landsat 4/5/7/8 data and atmospheric corrected by use of MODIS data. Spatial and temporal soil moisture variations in the restored area of the dike relocation are compared to the agricultural and pasture area behind the new dike. Ground truth data in the dike relocation area was obtained from field measurements in October 2017 with a FDR device. Additionally, data from a TERENO soil moisture sensor network (SoilNet) and mobile cosmic ray neutron sensing (CRNS) rover measurements are compared to the results of the triangle method for a region in the Harz Mountains (Germany). The SMI time series illustrates, that the dike relocation area has become significantly wetter between 1990 and 2017, due to restructuring measurements. Whereas the SMI of the dike hinterland reflects constant and drier conditions. An influence of climate is unlikely. However, validation of the dimensionless index with ground truth measurements is very difficult, mostly due to large differences in scale.
Measurements of root-zone soil moisture across spatial scales of tens to thousands of meters have been a challenge for many decades. The mobile application of Cosmic Ray Neutron Sensing (CRNS) is a promising approach to measure field soil moisture noninvasively by surveying large regions with a ground-based vehicle. Recently, concerns have been raised about a potentially biasing influence of local structures and roads. We employed neutron transport simulations and dedicated experiments to quantify the influence of different road types on the CRNS measurement. We found that roads introduce a substantial bias in the CRNS estimation of field soil moisture compared to off-road scenarios. However, this effect becomes insignificant at distances beyond a few meters from the road. Neutron measurements on the road could overestimate the field value by up to 40 % depending on road material, width, and the surrounding field water content. The bias could be largely removed with an analytical correction function that accounts for these parameters. Additionally, an empirical approach is proposed that can be used without prior knowledge of field soil moisture. Tests at different study sites demonstrated good agreement between road-effect corrected measurements and field soil moisture observations. However, if knowledge about the road characteristics is missing, measurements on the road could substantially reduce the accuracy of this method. Our results constitute a practical advancement of the mobile CRNS methodology, which is important for providing unbiased estimates of field-scale soil moisture to support applications in hydrology, remote sensing, and agriculture. Plain Language Summary Measurements of root-zone soil moisture across spatial scales of tens to thousands of meters have been a challenge for many decades. The mobile application of Cosmic Ray Neutron Sensing (CRNS) is a promising approach to measure field soil moisture noninvasively by surveying large regions with a ground-based vehicle. Recently, concerns have been raised about a potentially biasing influence of roads. We employed physics simulations and dedicated experiments to quantify the influence of different road types on the CRNS measurement. We found that the presence of roads biased the CRNS estimation of field soil moisture compared to nonroad scenarios. Neutron measurements could overestimate the field value by up to 40 % depending on road material, width, surrounding field water content, and distance from the road. We proposed a correction function that successfully removed this bias and works even without prior knowledge of field soil moisture. Tests at different study sites demonstrated good agreement between corrected measurements and other field soil moisture observations. Our results constitute a practical advancement of the mobile CRNS methodology, which is important for providing unbiased estimates of field-scale soil moisture to support applications in hydrology, remote sensing, and agriculture.
This study analyses some hydrological driving forces and their interrelation with surface-flow initiation in a semiarid Caatinga basin (12km(2)), Northeastern Brazil. During the analysis period (2005 - 2014), 118 events with precipitation higher than 10mm were monitored, providing 45 events with runoff, 25 with negligible runoff and 49 without runoff. To verify the dominant processes, 179 on-site measurements of saturated hydraulic conductivity (Ksat) were conducted. The results showed that annual runoff coefficient lay below 0.5% and discharge at the outlet has only occurred four days per annum on average, providing an insight to the surface-water scarcity of the Caatinga biome. The most relevant variables to explain runoff initiation were total precipitation and maximum 60-min rainfall intensity (I-60). Runoff always occurred when rainfall surpassed 31mm, but it never occurred for rainfall below 14mm or for I-60 below 12mmh(-1). The fact that the duration of the critical intensity is similar to the basin concentration time (65min) and that the infiltration threshold value approaches the river-bank saturated hydraulic conductivity support the assumption that Hortonian runoff prevails. However, none of the analysed variables (total or precedent precipitation, soil moisture content, rainfall intensities or rainfall duration) has been able to explain the runoff initiation in all monitored events: the best criteria, e.g. failed to explain 27% of the events. It is possible that surface-flow initiation in the Caatinga biome is strongly influenced by the root-system dynamics, which changes macro-porosity status and, therefore, initial abstraction. Copyright (c) 2016 John Wiley & Sons, Ltd.
A comprehensive hydrometeorological dataset is presented spanning the period 1 January 201131 December 2014 to improve the understanding of the hydrological processes leading to flash floods and the relation between rainfall, runoff, erosion and sediment transport in a mesoscale catchment (Auzon, 116 km(2)) of the Mediterranean region. Badlands are present in the Auzon catchment and well connected to high-gradient channels of bedrock rivers which promotes the transfer of suspended solids downstream. The number of observed variables, the various sensors involved (both in situ and remote) and the space-time resolution (similar to km(2), similar to min) of this comprehensive dataset make it a unique contribution to research communities focused on hydrometeorology, surface hydrology and erosion. Given that rainfall is highly variable in space and time in this region, the observation system enables assessment of the hydrological response to rainfall fields. Indeed, (i) rainfall data are provided by rain gauges (both a research network of 21 rain gauges with a 5 min time step and an operational network of 10 rain gauges with a 5 min or 1 h time step), S-band Doppler dual-polarization radars (1 km(2), 5 min resolution), disdrometers (16 sensors working at 30 s or 1 min time step) and Micro Rain Radars (5 sensors, 100m height resolution). Additionally, during the special observation period (SOP-1) of the HyMeX (Hydrological Cycle in the Mediterranean Experiment) project, two X-band radars provided precipitation measurements at very fine spatial and temporal scales (1 ha, 5 min). (ii) Other meteorological data are taken from the operational surface weather observation stations of Meteo-France (including 2m air temperature, atmospheric pressure, 2 m relative humidity, 10m wind speed and direction, global radiation) at the hourly time resolution (six stations in the region of interest). (iii) The monitoring of surface hydrology and suspended sediment is multi-scale and based on nested catchments. Three hydrometric stations estimate water discharge at a 2-10 min time resolution. Two of these stations also measure additional physico-chemical variables (turbidity, temperature, conductivity) and water samples are collected automatically during floods, allowing further geochemical characterization of water and suspended solids. Two experimental plots monitor overland flow and erosion at 1 min time resolution on a hillslope with vineyard. A network of 11 sensors installed in the intermittent hydrographic network continuously measures water level and water temperature in headwater subcatchments (from 0.17 to 116 km(2)) at a time resolution of 2-5 min. A network of soil moisture sensors enables the continuous measurement of soil volumetric water content at 20 min time resolution at 9 sites. Additionally, concomitant observations (soil moisture measurements and stream gauging) were performed during floods between 2012 and 2014. Finally, this dataset is considered appropriate for understanding the rainfall variability in time and space at fine scales, improving areal rainfall estimations and progressing in distributed hydrological and erosion modelling.