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Hydraulic fracturing is performed to enhance rock permeability, for example, in the frame of geothermal energy production or shale gas exploitation, and can potentially trigger induced seismicity. The tracking of increased permeabilities and the fracturing extent is often based on the microseismic event distribution within the stimulated rock volume, but it is debated whether the microseismic activity adequately depicts the fracture formation. We are able to record tilt signals that appear as long-period transients (<180 s) on two broadband seismometers installed close (17-72 m) to newly formed, meter-scale hydraulic fractures. With this observation, we can overcome the limitations of the microseismic monitoring alone and verify the fracture mapping. Our analysis for the first time combines a catalog of previously analyzed acoustic emissions ([AEs] durations of 20 ms), indirectly mapping the fractures, with unique tilt signals, that provide independent, direct insights into the deformation of the rock. The analysis allows to identify different phases of the fracturing process including the (re)opening, growth, and aftergrowth of fractures. Further, it helps to differentiate between the formation of complex fracture networks and single macrofractures, and it validates the AE fracture mapping. Our findings contribute to a better understanding of the fracturing processes, which may help to reduce fluid-injection-induced seismicity and validate efficient fracture formation. <br /> Plain Language Summary Hydraulic fracturing (HF) describes the opening of fractures in rocks by injecting fluids under high pressure. The new fractures not only can facilitate the extraction of shale gas but can also be used to heat up water in the subsurface in enhanced geothermal systems, a corner stone of renewable energy production. The fracture formation is inherently accompanied by small, nonfelt earthquakes (microseismic events). Occasionally, larger events felt by the population can be induced by the subsurface operations. Avoiding such events is important for the acceptance of HF operations and requires a detailed knowledge about the fracture formation. We jointly analyze two very different data sets recorded during mine-scale HF experiments: (a) the tilting of the ground caused by the opening of the fractures, as recorded by broadband seismometers-usually deployed for earthquake monitoring-installed close to the experiments and (b) a catalog of acoustic emissions, seismic signals of few milliseconds emitted by tiny cracks around the forming hydraulic fracture. The novel joint analysis allows to characterize the fracturing processes in greater detail, contributing to the understanding of the physical processes, which may help to understand fluid-injection-induced seismicity and validate the formation of hydraulic fractures.
Full-waveform-based characterization of acoustic emission activity in a mine-scale experiment
(2020)
Understanding fracturing processes and the hydromechanical relation to induced seismicity is a key question for enhanced geothermal systems (EGS). Commonly massive fluid injection, predominately causing hydroshearing, are used in large-scale EGS but also hydraulic fracturing approaches were discussed. To evaluate the applicability of hydraulic fracturing techniques in EGS, six in situ, multistage hydraulic fracturing experiments with three different injection schemes were performed under controlled conditions in crystalline rock at the Aspo Hard Rock Laboratory (Sweden). During the experiments the near-field ground motion was continuously recorded by 11 piezoelectric borehole sensors with a sampling rate of 1 MHz. The sensor network covered a volume of 30x30x30 m around a horizontal, 28-m-long injection borehole at a depth of 410 m. To extract and characterize massive, induced, high-frequency acoustic emission (AE) activity from continuous recordings, a semi-automated workflow was developed relying on full waveform based detection, classification and location procedures. The approach extended the AE catalogue from 196 triggered events in previous studies to more than 19600 located AEs. The enhanced catalogue, for the first time, allows a detailed analysis of induced seismicity during single hydraulic fracturing experiments, including the individual fracturing stages and the comparison between injection schemes. Beside the detailed study of the spatio-temporal patterns, event clusters and the growth of seismic clouds, we estimate relative magnitudes and b-values of AEs for conventional, cyclic progressive and dynamic pulse injection schemes, the latter two being fatigue hydraulic fracturing techniques. While the conventional fracturing leads to AE patterns clustered in planar regions, indicating the generation of a single main fracture plane, the cyclic progressive injection scheme results in a more diffuse, cloud-like AE distribution, indicating the activation of a more complex fracture network. For a given amount of hydraulic energy (pressure multiplied by injected volume) pumped into the system, the cyclic progressive scheme is characterized by a lower rate of seismicity, lower maximum magnitudes and significantly larger b-values, implying an increased number of small events relative to the large ones. To our knowledge, this is the first direct comparison of high resolution seismicity in a mine-scale experiment induced by different hydraulic fracturing schemes.
Small-aperture array as a tool to monitor fluid injection- and extraction-induced microseismicity
(2019)
The monitoring of microseismicity during temporary human activities such as fluid injections for hydrofracturing, hydrothermal stimulations or wastewater disposal is a difficult task. The seismic stations often cannot be installed on hard rock, and at quiet places, noise is strongly increased during the operation itself and the installation of sensors in deep wells is costly and often not feasible. The combination of small-aperture seismic arrays with shallow borehole sensors offers a solution. We tested this monitoring approach at two different sites: (1) accompanying a fracking experiment in sedimentary shale at 4km depth and (2) above a gas field under depletion. The small-aperture arrays were planned according to theoretical wavenumber studies combined with simulations considering the local noise conditions. We compared array recordings with recordings available from shallow borehole sensors and give examples of detection and location performance. Although the high-frequency noise on the 50-m-deep borehole sensors was smaller compared to the surface noise before the injection experiment, the signals were highly contaminated during injection by the pumping activities. Therefore, a set of three small-aperture arrays at different azimuths was more suited to detect small events, since noise recorded on these arrays is uncorrelated with each other. Further, we developed recommendations for the adaptation of the monitoring concept to other sites experiencing induced seismicity.
We develop an amplitude spectral ratio method for event couples from clustered earthquakes to estimate seismic wave attenuation (Q-1) in the source volume. The method allows to study attenuation within the source region of earthquake swarms or aftershocks at depth, independent of wave path and attenuation between source region and surface station. We exploit the high-frequency slope of phase spectra using multitaper spectral estimates. The method is tested using simulated full wave-field seismograms affected by recorded noise and finite source rupture. The synthetic tests verify the approach and show that solutions are independent of focal mechanisms but also show that seismic noise may broaden the scatter of results. We apply the event couple spectral ratio method to northwest Bohemia, Czech Republic, a region characterized by the persistent occurrence of earthquake swarms in a confined source region at mid-crustal depth. Our method indicates a strong anomaly of high attenuation in the source region of the swarm with an averaged attenuation factor of Qp < 100. The application to S phases fails due to scattered P-phase energy interfering with S phases. The Qp anomaly supports the common hypothesis of highly fractured and fluid saturated rocks in the source region of the swarms in northwest Bohemia. However, high temperatures in a small volume around the swarms cannot be excluded to explain our observations.
The moment magnitude (M-w) 5.5 earthquake that struck South Korea in November 2017 was one of the largest and most damaging events in that country over the past century. Its proximity to an enhanced geothermal system site, where high-pressure hydraulic injection had been performed during the previous 2 years, raises the possibility that this earthquake was anthropogenic. We have combined seismological and geodetic analyses to characterize the mainshock and its largest aftershocks, constrain the geometry of this seismic sequence, and shed light on its causal factors. According to our analysis, it seems plausible that the occurrence of this earthquake was influenced by the aforementioned industrial activities. Finally, we found that the earthquake transferred static stress to larger nearby faults, potentially increasing the seismic hazard in the area.
We develop an amplitude spectral ratio method for event couples from clustered earthquakes to estimate seismic wave attenuation (Q-1) in the source volume. The method allows to study attenuation within the source region of earthquake swarms or aftershocks at depth, independent of wave path and attenuation between source region and surface station. We exploit the high-frequency slope of phase spectra using multitaper spectral estimates. The method is tested using simulated full wave-field seismograms affected by recorded noise and finite source rupture. The synthetic tests verify the approach and show that solutions are independent of focal mechanisms but also show that seismic noise may broaden the scatter of results. We apply the event couple spectral ratio method to northwest Bohemia, Czech Republic, a region characterized by the persistent occurrence of earthquake swarms in a confined source region at mid-crustal depth. Our method indicates a strong anomaly of high attenuation in the source region of the swarm with an averaged attenuation factor of Qp < 100. The application to S phases fails due to scattered P-phase energy interfering with S phases. The Qp anomaly supports the common hypothesis of highly fractured and fluid saturated rocks in the source region of the swarms in northwest Bohemia. However, high temperatures in a small volume around the swarms cannot be excluded to explain our observations.
Two nuclear explosions were carried out by the Democratic People’s Republic of North Korea in January and September 2016. Epicenters were located close to those of the 2006, 2009, and 2013 previous explosions. We perform a seismological analysis of the 2016 events combining the analysis of full waveforms at regional distances and seismic array beams at teleseismic distances. We estimate the most relevant source parameters, such as source depth, moment release, and full moment tensor (MT). The best MT solution can be decomposed into an isotropic source, directly related with the explosion and an additional deviatoric term, likely due to near‐source interactions with topographic and/or underground facilities features. We additionally perform an accurate resolution test to assess source parameters uncertainties and trade‐offs. This analysis sheds light on source parameters inconsistencies among studies on previous shallow explosive sources. The resolution of the true MT is hindered by strong source parameters trade‐offs, so that a broad range of well‐fitting MT solutions can be found, spanning from a dominant positive isotropic term to a dominant negative vertical compensated linear vector dipole. The true mechanism can be discriminated by additionally modeling first‐motion polarities at seismic arrays at teleseismic distances. A comparative assessment of the 2016 explosion with earlier nuclear tests documents similar vertical waveforms but a significant increase of amplitude for the 2016 explosions, which proves that the 9 September 2016 was the largest nuclear explosion ever performed in North Korea with a magnitude Mw 4.9 and a shallow depth of less than 2 km, although there are no proofs of a fusion explosion. Modeling transversal component waveforms suggests variable size and orientation of the double‐couple components of the 2009, 2013, and 2016 sources.
The 2014 April 1, M-w 8.1 Iquique (Chile) earthquake struck in the Northern Chile seismic gap. With a rupture length of less than 200 km, it left unbroken large segments of the former gap. Early studies were able to model the main rupture features but results are ambiguous with respect to the role of aseismic slip and left open questions on the remaining hazard at the Northern Chile gap. A striking observation of the 2014 earthquake has been its extensive preparation phase, with more than 1300 events with magnitude above M-L 3, occurring during the 15 months preceding the main shock. Increasing seismicity rates and observed peak magnitudes accompanied the last three weeks before the main shock. Thanks to the large data sets of regional recordings, we assess the precursor activity, compare foreshocks and aftershocks and model rupture preparation and rupture effects. To tackle inversion challenges for moderate events with an asymmetric network geometry, we use full waveforms techniques to locate events, map the seismicity rate and derive source parameters, obtaining moment tensors for more than 300 events (magnitudes M-w 4.0-8.1) in the period 2013 January 1-2014 April 30. This unique data set of fore- and aftershocks is investigated to distinguish rupture process models and models of strain and stress rotation during an earthquake. Results indicate that the spatial distributions of foreshocks delineated the shallower part of the rupture areas of the main shock and its largest aftershock, well matching the spatial extension of the aftershocks cloud. Most moment tensors correspond to almost pure double couple thrust mechanisms, consistent with the slab orientation. Whereas no significant differences are observed among thrust mechanisms in different areas, nor among thrust foreshocks and aftershocks, the early aftershock sequence is characterized by the presence of normal fault mechanisms, striking parallel to the trench but dipping westward. These events likely occurred in the shallow wedge structure close to the slab interface and are consequence of the increased extensional stress in this region after the largest events. The overall stress inversion result suggests a minor stress rotation after the main shock, but a significant release of the deviatoric stress. The temporal change in the distribution of focal mechanisms can also be explained in terms of the spatial heterogeneity of the stress field: under such interpretation, the potential of a large megathrust earthquake breaking a larger segment offshore Northern Chile remains high.
Aseismic transient driving the swarm-like seismic sequence in the Pollino range, Southern Italy
(2015)
Tectonic earthquake swarms challenge our understanding of earthquake processes since it is difficult to link observations to the underlying physical mechanisms and to assess the hazard they pose. Transient forcing is thought to initiate and drive the spatio-temporal release of energy during swarms. The nature of the transient forcing may vary across sequences and range from aseismic creeping or transient slip to diffusion of pore pressure pulses to fluid redistribution and migration within the seismogenic crust. Distinguishing between such forcing mechanisms may be critical to reduce epistemic uncertainties in the assessment of hazard due to seismic swarms, because it can provide information on the frequency-magnitude distribution of the earthquakes (often deviating from the assumed Gutenberg-Richter relation) and on the expected source parameters influencing the ground motion (for example the stress drop). Here we study the ongoing Pollino range (Southern Italy) seismic swarm, a long-lasting seismic sequence with more than five thousand events recorded and located since October 2010. The two largest shocks (magnitude M-w = 4.2 and M-w = 5.1) are among the largest earthquakes ever recorded in an area which represents a seismic gap in the Italian historical earthquake catalogue. We investigate the geometrical, mechanical and statistical characteristics of the largest earthquakes and of the entire swarm. We calculate the focal mechanisms of the M-l > 3 events in the sequence and the transfer of Coulomb stress on nearby known faults and analyse the statistics of the earthquake catalogue. We find that only 25 per cent of the earthquakes in the sequence can be explained as aftershocks, and the remaining 75 per cent may be attributed to a transient forcing. The b-values change in time throughout the sequence, with low b-values correlated with the period of highest rate of activity and with the occurrence of the largest shock. In the light of recent studies on the palaeoseismic and historical activity in the Pollino area, we identify two scenarios consistent with the observations and our analysis: This and past seismic swarms may have been 'passive' features, with small fault patches failing on largely locked faults, or may have been accompanied by an 'active', largely aseismic, release of a large portion of the accumulated tectonic strain. Those scenarios have very different implications for the seismic hazard of the area.