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Literaturbericht Rezensierte Literatur: Nikolaus Werz: Lateinamerika. Eine Einführung, Nomos Verlagsgesellschaft, Baden-Baden 2005, 400 S., ISBN 3-8329-1068-9 Klaus Bodemer/Detlef Nolte/Hartmut Sangmeister (Hrsg.): Lateinamerika Jahrbuch 2004, Vervuert, Frankfurt a.M. 2004, 385 S., ISBN 3-86527-123-5 Peter Imbusch/Dirk Messner/Detlef Nolte (Hrsg.): Chile heute. Politik, Wirtschaft, Kultur, Vervuert, Frankfurt a.M. 2004, 957 S., ISBN 3-89354-590-5 Walther L. Bernecker/Marianne Braig/Karl Hölz/Klaus Zimmermann (Hrsg.): Mexiko heute. Politik, Wirtschaft, Kultur, Vervuert, Frankfurt a.M. 2004, 3. vollständig neu bearbeitete Auflage, 826 S., ISBN 3-86527-140-5 Rafael Sevilla/Andreas Boeckh (Hrsg.): Venezuela – die Bolivarische Republik, Horlemann, Bad Honnef 2005, 322 S., ISBN 3-89502-197-0
Der Putsch nach dem Putsch
(2005)
The ideological change within the Chilean military before and after the coup in 1973 is the central issue of this article. Before the developments in the early 1970s, the cardinal mindset of the military leaders was one of a state-run evolution of society. After the coup, this thinking changed rapidly into a neoliberal kind. How could this happen? Which explanations have been and which should be discussed? These questions are answered and it is shown that the military itself played a bigger role than previously thought.
The Andean orogen is the most outstanding example of mountain building caused by the subduction of oceanic below continental lithosphere. The Andes formed by the subduction of the Nazca and Antarctic oceanic plates under the South American continent over at least ~200 million years. Tectonic and climatic conditions vary markedly along this north-south–oriented plate boundary, which thus represents an ideal natural laboratory to study tectonic and climatic segmentation processes and their possible feedbacks. Most of the seismic energy on Earth is released by earthquakes in subduction zones, like the giant 1960, Mw 9.5 event in south-central Chile. However, the segmentation mechanisms of surface deformation during and between these giant events have remained poorly understood. The Andean margin is a key area to study seismotectonic processes because of its along-strike variability under similar plate kinematic boundary conditions. Active deformation has been widely studied in the central part of the Andes, but the south-central sector of the orogen has gathered less research efforts. This study focuses on tectonics at the Neogene and late Quaternary time scales in the Main Cordillera and coastal forearc of the south-central Andes. For both domains I document the existence of previously unrecognized active faults and present estimates of deformation rates and fault kinematics. Furthermore these data are correlated to address fundamental mountain building processes like strain partitioning and large-scale segmentation. In the Main Cordillera domain and at the Neogene timescale, I integrate structural and stratigraphic field observations with published isotopic ages to propose four main phases of coupled styles of tectonics and distribution of volcanism and magmatism. These phases can be related to the geometry and kinematics of plate convergence. At the late Pleistocene timescale, I integrate field observations with lake seismic and bathymetric profiles from the Lago Laja region, located near the Andean drainage divide. These data reveal Holocene extensional faults, which define the Lago Laja fault system. This fault system has no significant strike-slip component, contrasting with the Liquiñe-Ofqui dextral intra-arc system to the south, where Holocene strike-slip markers are ubiquitous. This contrast in structural style along the arc is coincident with a marked change in along-strike fault geometries in the forearc, across the Arauco Peninsula. Thereon I propose that a net gradient in the degree of partitioning of oblique subduction occurs across the Arauco transition zone. To the north, the margin parallel component of oblique convergence is distributed in a wide zone of diffuse deformation, while to the south it is partitioned along an intra-arc, margin-parallel strike-slip fault zone. In the coastal forearc domain and at the Neogene timescale, I integrate structural and stratigraphic data from field observations, industry reflection-seismic profiles and boreholes to emphasize the influence of climate-driven filling of the trench on the mechanics and kinematics of the margin. I show that forearc basins in the 34-45°S segment record Eocene to early Pliocene extension and subsidence followed by ongoing uplift and contraction since the late Pliocene. I interpret the first stage as caused by tectonic erosion due to high plate convergence rates and reduced trench fill. The subsequent stage, in turn, is related to accretion caused by low convergence rates and the rapid increase in trench fill after the onset of Patagonian glaciations and climate-driven exhumation at ~6-5 Ma. On the late Quaternary timescale, I integrate off-shore seismic profiles with the distribution of deformed marine terraces from Isla Santa María, dated by the radiocarbon method, to show that inverted reverse faulting controls the coastal geomorphology and segmentation of surface deformation. There, a cluster of microearthquakes illuminates one of these reverse faults, which presumingly reaches the plate interface. Furthermore, I use accounts of coseismic uplift during the 1835 M>8 earthquake made by Charles Darwin, to propose that this active reverse fault has been mechanically coupled to the megathrust. This has important implications on the assessment of seismic hazards in this, and other similar regions. These results underscore the need to study plate-boundary deformation processes at various temporal and spatial scales and to integrate geomorphologic, structural, stratigraphic, and geophysical data sets in order to understand the present distribution and causes of tectonic segmentation.
Streamflow dynamics in mountainous environments are controlled by runoff generation processes in the basin upstream. Runoff generation processes are thus a major control of the terrestrial part of the water cycle, influencing both, water quality and water quantity as well as their dynamics. The understanding of these processes becomes especially important for the prediction of floods, erosion, and dangerous mass movements, in particular as hydrological systems often show threshold behavior. In case of extensive environmental changes, be it in climate or in landuse, the understanding of runoff generation processes will allow us to better anticipate the consequences and can thus lead to a more responsible management of resources as well as risks. In this study the runoff generation processes in a small undisturbed catchment in the Chilean Andes were investigated. The research area is characterized by steep hillslopes, volcanic ash soils, undisturbed old growth forest and high rainfall amounts. The investigation of runoff generation processes in this data scarce area is of special interest as a) little is known on the hydrological functioning of the young volcanic ash soils, which are characterized by extremely high porosities and hydraulic conductivities, b) no process studies have been carried out in this area at either slope or catchment scale, and c) understanding the hydrological processes in undisturbed catchments will provide a basis to improve our understanding of disturbed systems, the shift in processes that followed the disturbance and maybe also future process evolution necessary for the achievement of a new steady state. The here studied catchment has thus the potential to serve as a reference catchment for future investigations. As no long term data of rainfall and runoff exists, it was necessary to replace long time series of data with a multitude of experimental methods, using the so called "multi-method approach". These methods cover as many aspects of runoff generation as possible and include not only the measurement of time series such as discharge, rainfall, soil water dynamics and groundwater dynamics, but also various short term measurements and experiments such as determination of throughfall amounts and variability, water chemistry, soil physical parameters, soil mineralogy, geo-electrical soundings and tracer techniques. Assembling the results like pieces of a puzzle produces a maybe not complete but nevertheless useful picture of the dynamic ensemble of runoff generation processes in this catchment. The employed methods were then evaluated for their usefulness vs. expenditures (labour and financial costs). Finally, the hypotheses - the perceptual model of runoff generation generated from the experimental findings - were tested with the physically based model Catflow. Additionally the process-based model Wasim-ETH was used to investigate the influence of landuse on runoff generation at the catchment scale. An initial assessment of hydrologic response of the catchment was achieved with a linear statistical model for the prediction of event runoff coefficients. The parameters identified as best predictors give a first indication of important processes. Various results acquired with the "multi-method approach" show that response to rainfall is generally fast. Preferential vertical flow is of major importance and is reinforced by hydrophobicity during the summer months. Rapid lateral water transport is necessary to produce the fast response signal, however, while lateral subsurface flow was observed at several soil moisture profiles, the location and type of structures causing fast lateral flow on the hillslope scale is still not clear and needs to be investigated in more detail. Surface runoff has not been observed and is unlikely due to the high hydraulic conductivities of the volcanic ash soils. Additionally, a large subsurface storage retains most of the incident rainfall amount during events (>90%, often even >95%) and produces streamflow even after several weeks of drought. Several findings suggest a shift in processes from summer to winter causing changes in flow patterns, changes in response of stream chemistry to rainfall events and also in groundwater-surface water interactions. The results of the modelling study confirm the importance of rapid and preferential flow processes. However, due to the limited knowledge on subsurface structures the model still does not fully capture runoff response. Investigating the importance of landuse on runoff generation showed that while peak runoff generally increased with deforested area, the location of these areas also had an effect. Overall, the "multi-method approach" of replacing long time series with a multitude of experimental methods was successful in the identification of dominant hydrological processes and thus proved its applicability for data scarce catchments under the constraint of limited resources.
Landscapes evolve in a complex interplay between climate and tectonics. Thus, the geomorphic characteristics of a landscape can only be understood if both, climatic and tectonic signals of past and ongoing processes can be identified. In order to evaluate the impact of both forcing factors it is crucial to quantify the evolution of geomorphic markers in natural environments. The Cenozoic Andes are an ideal setting to evaluate tectonic and climatic aspects of landscape evolution at different time and length scales in different natural compartments. The Andean Cordillera constitutes the type subduction orogen and is associated with the subduction of the oceanic Nazca Plate beneath the South American continent since at least 200 million years. In Chile and the adjacent regions this convergent margin is characterized by active tectonics, volcanism, and mountain building. Importantly, along the coast of Chile megathrust earthquakes occur frequently and influence landscape evolution. In fact, the largest earthquake ever recorded occurred in south-central Chile in 1960 and comprised a rupture zone of ~ 1000 km length. However, on longer time scales beyond historic documentation of seismicity it is not well known, how such seismotectonic segments have behaved and how they influence the geomorphic evolution of the coastal realms. With several semi-independent morphotectonic segments, recurrent megathrust earthquakes, and a plethora of geomorphic features indicating sustained tectonism, the margin of Chile is thus a key area to study relationships between surface processes and tectonics. In this study, I combined geomorphology, geochronology, sedimentology, and morphometry to quantify the Pliocene-Pleistocene landscape evolution of the tectonically active south-central Chile forearc. Thereby, I provide (1) new results about the influence of seismotectonic forearc segmentation on the geomorphic evolution and (2) new insights in the interaction between climate and tectonics with respect to the morphology of the Chilean forearc region. In particular, I show that the forearc is characterized by three long-term segments that are not correlated with short-lived earthquake-rupture zones that may. These segments are the Nahuelbuta, Toltén, and Bueno segments, each recording a distinct geomorphic and tectonic evolution. The Nahuelbuta and Bueno segments are undergoing active tectonic uplift. The long-term behavior of these two segments is manifested in form of two doubly plunging, growing antiforms that constitute an integral part of the Coastal Cordillera and record the uplift of marine and river terraces. In addition, these uplifting areas have caused major changes in flow directions or rivers. In contrast, the Toltén segment, situated between the two other segments, appears to be quasi-stable. In order to further quantify uplift and incision in the actively deforming Nahuelbuta segment, I dated an erosion surface and fluvial terraces in the Coastal Cordillera with cosmogenic 10Be and 26Al and optically stimulated luminescence, respectively. According to my results, late Pleistocene uplift rates corresponding to 0.88 mm a-1 are faster than surface-uplift rates averaging over the last 5 Ma, which are in the range of 0.21 mm a-1. This discrepancy suggests that surface uplift is highly variable in time and space and might preferably concentrate along reverse faults as indicated by a late Pleistocene flow reversal. In addition, the results of exposure dating with cosmogenic 10Be and 26Al indicate that the morphotectonic segmentation of this region of the forearc has been established in Pliocene time, coeval with the initiation of uplift of the Coastal Cordillera about 5 Ma ago, inferred to be related to a shift in subduction mode from erosion to accretion. Finally, I dated volcanic clasts obtained from alluvial surfaces in the Central Depression, a low-relief sector separating the Coastal from the Main Cordillera, with stable cosmogenic 3He and 21Ne, in order to reveal the controls of sediment accumulation in the forearc. My results document that these gently sloping surfaces have been deposited 150 to 300 ka ago. This deposition may be related to changes in the erosional regime during glacial episodes. Taken together, the data indicates that the overall geomorphic expression of the forearc is of post-Miocene age and may be intimately related to a climatic overprint of the tectonic system. This climatic forcing is also reflected in the topography and local relief of the Central and Southern Andes that vary considerably along the margin, determined by the dominant surface process that in turn is eventually controlled by climate. However, relief also partly reflects surface processes that have taken place under past climatic conditions. This emphasizes that due care has to be exercised when interpreting landscapes as mirrors of modern climates.
Active continental margins are affected by complex feedbacks between tectonic, climate and surface processes, the intricate relations of which are still a matter of discussion. The Chilean convergent margin, forming the outstanding Andean subduction orogen, constitutes an ideal natural laboratory for the investigation of climate, tectonics and their interactions. In order to study both processes, I examined marine and lacustrine sediments from different depositional environments on- and offshore the south-central Chilean coast (38-40°S). I combined sedimentological, geochemical and isotopical analyses to identify climatic and tectonic signals within the sedimentary records. The investigation of marine trench sediments (ODP Site 1232, SONNE core 50SL) focused on frequency changes of turbiditic event layers since the late Pleistocene. In the active margin setting of south-central Chile, these layers were considered to reflect periodically occurring earthquakes and to constitute an archive of the regional paleoseismicity. The new results indicate glacial-interglacial changes in turbidite frequencies during the last 140 kyr, with short recurrence times (~200 years) during glacial and long recurrence times (~1000 years) during interglacial periods. Hence, the generation of turbidites appears to be strongly influenced by climate and sea level changes, which control on the amount of sediment delivered to the shelf edge and therewith the stability of the continental slope: more stable slope conditions during interglacial periods entail lower turbidite frequencies than in glacial periods. Since glacial turbidite recurrence times are congruent with earthquake recurrence times derived from the historical record and other paleoseismic archives of the region, I concluded that only during cold stages the sediment availability and slope instability enabled the complete series of large earthquakes to be recorded. The sediment transport to the shelf region is not only driven by climate conditions but also influenced by local forearc tectonics. Accelerating uplift rates along major tectonic structures involved drainage anomalies and river flow inversions, which seriously altered the sediment supply to the Pacific Ocean. Two examples for the tectonic hindrance of fluvial systems are the coastal lakes Lago Lanalhue and Lago Lleu Lleu. Both lakes developed within former river valleys, which once discharged towards the Pacific and were dammed by tectonically uplifted sills at ~8000 yr BP. Analyses of sediment cores from the lakes showed similar successions of marine/brackish deposits at the bottom, covered by lacustrine sediments on top. Dating of the transitions between these different units and the comparison with global sea level curves allowed me to calculate local Holocene uplift rates, which are distinctly higher for the upraised sills (Lanalhue: 8.83 ± 2.7 mm/yr, Lleu Lleu: 11.36 ± 1.77 mm/yr) than for the lake basins (Lanalhue: 0.42 ± 0.71 mm/yr, Lleu Lleu: 0.49 ± 0.44 mm/yr). I hence considered the sills to be the surface expression of a blind thrust associated with a prominent inverse fault that is controlling regional uplift and folding. After the final separation of Lago Lanalhue and Lago Lleu Lleu from the Pacific, a constant deposition of lacustrine sediments preserved continuous records of local environmental changes. Sequences from both lakes indicate a long-term climate trend with a significant shift from more arid conditions during the Mid-Holocene (8000 – 4200 cal yr BP) to more humid conditions during the Late Holocene (4200 cal yr BP – present). This trend is consistent with other regional paleoclimatic data and interpreted to reflect changes in the strength/position of the Southern Westerly Winds. Since ~5000 years, sediments of Lago Lleu Lleu are marked by numerous intercalated detrital layers that recur with a mean frequency of ~210 years. Deposition of these layers may be triggered by local tectonics (i.e. earthquakes), but may also originate from changes in the local climate (e.g. onset of modern ENSO conditions). During the last 2000 years, pronounced variations in the terrigenous sediment supply to both lakes suggest important hydrological changes on the centennial time-scale as well. A lower input of terrigenous matter points to less humid phases between 200 cal yr B.C. - 150 cal yr A.D., 900 - 1350 cal yr A.D. and 1850 cal yr A.D. to present (broadly corresponding to the Roman, Medieval, and Modern Warm Periods). More humid periods persisted from 150 - 900 cal yr A.D. and 1350 - 1850 cal yr A.D. (broadly corresponding to the Dark Ages and the Little Ice Age). In conclusion, the combined investigation of marine and lacustrine sediments is a feasible method for the reconstruction of climatic and tectonic processes on different time scales. My approach allows exploring both climate and tectonics in one and the same archive, and is largely transferable to other active margins worldwide.
A pesar de que Chile no estuvo incluido en el viaje sudamericano de Alejandro de Humboldt, dada la preferencia del naturalista prusiano por escenario tropical, su presencia se hizo evidente durante el siglo XIX. Aquí, en particular, se analiza lo anterior a partir de dos esferas: la figura de Alejandro de Humboldt y la ciencia humboldtiana en Chile. Por un lado, se analizan las formas de apropiación que la ciencia hizo de la obra de Humboldt durante el siglo XIX. En otro aspecto, se analiza a Alejandro de Humboldt como esfera de legitimación para la propia intelectualidad chilena decimonónica. Desde esta perspectiva se comentan las formas a partir de las cuales el nombre del autor berlinés fue instalado en las discusiones y circuitos ilustrados chilenos.
Inhalt:
- Michael Zeuske: Humboldt en Cuba, 1800/1801 y 1804. Huellas de un enigma
- Reinaldo Funes Monzote: El cambio socio-ambiental en Cuba a fines del siglo XVIII e inicios del XIX. Impresiones y legado de Alejandro Humboldt
- Segundo E. Moreno Yánez, Christiana Borchart de Moreno: Los Andes ecuatoriales: entre la estética y la ciencia. Las catorce láminas relativas al Ecuador en la obra “Vues des Cordillères et Monuments des Peuples Indigènes de l’Amérique” de Alexander von Humboldt
- Scarlett O’Phelan Godoy: Humboldt, el Perú y sus recursos naturales: entre la plata y el guano
- Marta Clemencia Herrera Ángel: Las ocho láminas de Humboldt sobre Colombia en Vistas de las cordilleras y monumentos de los pueblos indígenas de América (1810)
- Ulrike Leitner: Über die Quellen der mexikanischen Tafeln der „Ansichten der Kordilleren“ im Nachlass Alexander von Humboldts
- Carlos Sanhueza: “He sentido mucho no haber podido penetrar más lejos hacia el Sur”. Alexander von Humboldt y Chile.
We use Global Positioning System (GPS) velocities and kinematic Finite Element models (FE-models) to infer the state of locking between the converging Nazca and South America plates in South-Central Chile (36 degrees S -46 degrees S) and to evaluate its spatial and temporal variability. GPS velocities provide information on earthquake-cycle deformation over the last decade in areas affected by the megathrust events of 1960 (M-w = 9.5) and 2010 (M-w = 8.8). Our data confirm that a change in surface velocity patterns of these two seismotectonic segments can be related to their different stages in the seismic cycle: Accordingly, the northern (2010) segment was in a final stage of interseismic loading whereas the southern (1960) segment is still in a postseismic stage and undergoes a prolonged viscoelastic mantle relaxation. After correcting the signals for mantle relaxation, the residual GPS velocity pattern suggests that the plate interface accumulates slip deficit in a spatially and presumably temporally variable way towards the next great event. Though some similarity exist between locking and 1960 coseismic slip, extrapolating the current, decadal scale slip deficit accumulation towards the similar to 300-yr recurrence times of giant events here does neither yield the slip distribution nor the moment magnitude of the 1960 earthquake. This suggests that either the locking pattern is evolving in time (to reconcile a slip deficit distribution similar to the 1960 earthquake) or that some asperities are not persistent over multiple events. The accumulated moment deficit since 1960 suggests that highly locked patches in the 1960 segment are already capable of producing a M similar to 8 event if triggered to fail by stress transfer from the 2010 event.
In vorliegender Arbeit werden die Gefahren und Chancen des gemeinschaftlichen Zusammenlebens im Exil am Beispiel der ehemaligen Colonia Dignidad in Chile analysiert. Die Colonia Dignidad (dt.: Kolonie der Würde) wurde 1961 von Mitgliedern einer deutschen Sekte im Zentrum des Landes, ca. 400 km südlich von Santiago entfernt, gegründet. Nach außen präsentierte sich die Gemeinschaft als glückliche und zufriedene deutsche Enklave, die ihre heimatlichen Traditionen und Bräuche im Ausland weiterhin pflegt. Mit dem Ende der Militärdiktatur unter Augusto Pinochet 1990 und dem damit verbundenen Wegfall der politischen Rückendeckung der Gemeinschaft, begann die chilenische Justiz die schon länger bestehenden Vorwürfe gegen den damaligen Sektenführer Paul Schäfer, u. a. wegen Kindesmissbrauchs und Folter an chilenischen Oppositionellen während der Militärdiktatur, zu untersuchen. Dem chilenischen Haftbefehl acht Jahre später entzog sich Paul Schäfer durch seine Flucht nach Argentinien. Die zurückbleibenden Mitglieder der Colonia Dignidad waren aufgrund des einsetzenden Zerfalls der alten Gemeinschaftsordnung gezwungen, sich ein neues Gemeinschaftskonzept zu erarbeiten, eines, in dem die bisher so dominante Führerfigur fehlte.
Sowohl das Gemeinschaftsleben in der Colonia Dignidad zwischen 1961 und 1998 als auch das Zusammenleben in der heutigen Villa Baviera ab 1998 wird anhand der Theorien zur Gemeinschaftsforschung von Ferdinand Tönnies, Georg Vobruba, Zygmunt Baumann, Matthias Grundmann und Stephan Drucks analysiert. Im Findungsprozess eines neuen Gemeinschaftskonzeptes waren die Mitglieder der ehemaligen Colonia Dignidad gezwungen, sich mit der Vergangenheit auseinanderzusetzen. In diesem Zusammenhang wird der Frage nachgegangen, inwiefern eine Aufarbeitung der Vergangenheit (memoria) im kulturwissenschaftlichen und psychologischen Sinne stattfand bzw. stattfindet und wenn ja, wie sich diese gestaltete bzw. gestaltet. Hierzu wird untersucht, welche staatlichen Maßnahmen zur Unterstützung des Neuanfangs der Gemeinschaft getroffen wurden und welchen Erfolg diese Maßnahmen hatten. Basierend auf den daraus gewonnenen Resultaten und der aktuellen Selbstdarstellung der Villa Baviera in ihrer Webpräsenz, wird das neue Gemeinschaftskonzept der ehemaligen Colonia Dignidad auf die Chancen des Zusammenlebens hin analysiert. Weiterführend werden Konzepte zum kollektiven Gedächtnis untersucht, von dem „Familiengedächtnis“ auf ein „Gemeinschaftsgedächtnis“ übertragen und mit der Frage nach der konstruktiven memoria innerhalb der Villa Baviera verbunden. Abschließend wird der Frage nachgegangen, welche positiven Aspekte des Gemeinschaftslebens einer intentionalen Gemeinschaft auf das Gemeinschaftsleben der Villa Baviera übertragen werden könnten.