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Thermoresponsive block copolymers of presumably highly biocompatible character exhibiting upper critical solution temperature (UCST) type phase behavior were developed. In particular, these polymers were designed to exhibit UCST-type cloud points (Tcp) in physiological saline solution (9 g/L) within the physiologically interesting window of 30-50°C. Further, their use as carrier for controlled release purposes was explored. Polyzwitterion-based block copolymers were synthesized by atom transfer radical polymerization (ATRP) via a macroinitiator approach with varied molar masses and co-monomer contents. These block copolymers can self-assemble in the amphiphilic state to form micelles, when the thermoresponsive block experiences a coil-to-globule transition upon cooling. Poly(ethylene glycol) methyl ether (mPEG) was used as the permanently hydrophilic block to stabilize the colloids formed, and polyzwitterions as the thermoresponsive block to promote the temperature-triggered assembly-disassembly of the micellear aggregates at low temperature.
Three zwitterionic monomers were used for this studies, namely 3-((2-(methacryloyloxy)ethyl)dimethylammonio)propane-1-sulfonate (SPE), 4-((2-(methacryloyl- oxy)ethyl)dimethylammonio)butane-1-sulfonate (SBE), and 3-((2-(methacryloyloxy)ethyl)- dimethylammonio)propane-1-sulfate) (ZPE). Their (co)polymers were characterized with respect to their molecular structure by proton nuclear magnetic resonance (1H-NMR) and gel permeation chromatography (GPC). Their phase behaviors in pure water as well as in physiological saline were studied by turbidimetry and dynamic light scattering (DLS). These (co)polymers are thermoresponsive with UCST-type phase behavior in aqueous solution. Their phase transition temperatures depend strongly on the molar masses and the incorporation of co-monomers: phase transition temperatures increased with increasing molar masses and content of poorly water-soluble co-monomer. In addition, the presence of salt influenced the phase transition dramatically. The phase transition temperature decreased with increasing salt content in the solution. While the PSPE homopolymers show a phase transition only in pure water, the PZPE homopolymers are able to exhibit a phase transition only in high salinity, as in physiological saline. Although both polyzwitterions have similar chemical structures that differ only in the anionic group (sulfonate group in SPE and sulfate group in ZPE), the water solubility is very different. Therefore, the phase transition temperatures of targeted block copolymers were modulated by using statistical copolymer of SPE and ZPE as thermoresponsive block, and varying the ratio of SPE to ZPE. Indeed, the statistical copolymers of P(SPE-co-ZPE) show phase transitions both in pure water as well as in physiological saline. Surprisingly, it was found that mPEG-b-PSBE block copolymer can display “schizophrenic” behavior in pure water, with the UCST-type cloud point occurring at lower temperature than the LCST-type one.
The block copolymer, which satisfied best the boundary conditions, is block copolymer mPEG114-b-P(SPE43-co-ZPE39) with a cloud point of 45°C in physiological saline. Therefore, it was chosen for solubilization studies of several solvatochromic dyes as models of active agents, using the thermoresponsive block copolymer as “smart” carrier. The uptake and release of the dyes were explored by UV-Vis and fluorescence spectroscopy, following the shift of the wavelength of the absorbance or emission maxima at low and high temperature. These are representative for the loaded and released state, respectively. However, no UCST-transition triggered uptake and release of these dyes could be observed. Possibly, the poor affinity of the polybetaines to the dyes in aqueous environtments may be related to the widely reported antifouling properties of zwitterionic polymers.
Due to its bioavailability and (bio)degradability, poly(lactide) (PLA) is an interesting polymer that is already being used as packaging material, surgical seam, and drug delivery system. Dependent on various parameters such as polymer composition, amphiphilicity, sample preparation, and the enantiomeric purity of lactide, PLA in an amphiphilic block copolymer can affect the self-assembly behavior dramatically. However, sizes and shapes of aggregates have a critical effect on the interactions between biological and drug delivery systems, where the general understanding of these polymers and their ability to influence self-assembly is of significant interest in science.
The first part of this thesis describes the synthesis and study of a series of linear poly(L-lactide) (PLLA) and poly(D-lactide) (PDLA)-based amphiphilic block copolymers with varying PLA (hydrophobic), and poly(ethylene glycol) (PEG) (hydrophilic) chain lengths and different block copolymer sequences (PEG-PLA and PLA-PEG). The PEG-PLA block copolymers were synthesized by ring-opening polymerization of lactide initiated by a PEG-OH macroinitiator. In contrast, the PLA-PEG block copolymers were produced by a Steglich-esterification of modified PLA with PEG-OH.
The aqueous self-assembly at room temperature of the enantiomerically pure PLLA-based block copolymers and their stereocomplexed mixtures was investigated by dynamic light scattering (DLS), transmission electron microscopy (TEM), wide-angle X-ray diffraction (WAXD), and differential scanning calorimetry (DSC). Spherical micelles and worm-like structures were produced, whereby the obtained self-assembled morphologies were affected by the lactide weight fraction in the block copolymer and self-assembly time. The formation of worm-like structures increases with decreasing PLA-chain length and arises from spherical micelles, which become colloidally unstable and undergo an epitaxial fusion with other micelles. As shown by DSC experiments, the crystallinity of the corresponding PLA blocks increases within the self-assembly time. However, the stereocomplexed self-assembled structures behave differently from the parent polymers and result in irregular-shaped clusters of spherical micelles. Additionally, time-dependent self-assembly experiments showed a transformation, from already self-assembled morphologies of different shapes to more compact micelles upon stereocomplexation.
In the second part of this thesis, with the objective to influence the self-assembly of PLA-based block copolymers and its stereocomplexes, poly(methyl phosphonate) (PMeP) and poly(isopropyl phosphonate) (PiPrP) were produced by ring-opening polymerization to implement an alternative to the hydrophilic block PEG. Although, the 1,8 diazabicyclo[5.4.0]unde 7 ene (DBU) or 1,5,7 triazabicyclo[4.4.0]dec-5-ene (TBD) mediated synthesis of the corresponding poly(alkyl phosphonate)s was successful, however, not so the polymerization of copolymers with PLA-based precursors (PLA-homo polymers, and PEG-PLA block copolymers). Transesterification, obtained by 1H-NMR spectroscopy, between the poly(phosphonate)- and PLA block caused a high-field shifted peak split of the methine proton in the PLA polymer chain, with split intensities depending on the used catalyst (DBU for PMeP, and TBD for PiPrP polymerization). An additional prepared block copolymer PiPrP-PLLA that wasn’t affected in its polymer sequence was finally used for self-assembly experiments with PLA-PEG and PEG-PLA mixing.
This work provides a comprehensive study of the self-assembly behavior of PLA-based block copolymers influenced by various parameters such as polymer block lengths, self-assembly time, and stereocomplexation of block copolymer mixtures.