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"How Wenzel and Cassie were wrong" – this was the eye-catching title of an article published by Lichao Gao and Thomas McCarthy in 2007, in which fundamental interpretations of wetting behavior were put into question. The authors initiated a discussion on a subject, which had been generally accepted a long time ago and they showed that wetting phenomena were not as fully understood as imagined. Similarly, this thesis tries to put a focus on certain aspects of liquid wetting, which so far have been widely neglected in terms of interpretation and experimental proof. While the effect of surface roughness on the macroscopically observed wetting behavior is commonly and reliably interpreted according to the well-known models of Wenzel and Cassie/Baxter, the size-scale of the structures responsible for the surface's rough texture has not been of further interest. Analogously, the limits of these models have not been described and exploited. Thus, the question arises, what will happen when the size of surface structures is reduced to the size of the contacting liquid molecules itself? Are common methods still valid or can deviations from macroscopic behavior be observed?
This thesis wants to create a starting point regarding these questions. In order to investigate the effect of smallest-scale surface structures on liquid wetting, a suitable model system is developed by means of self-assembled monolayer (SAM) formation from (fluoro)organic thiols of differing lengths of the alkyl chain. Surface topographies are created which rely on size differences of several Ångströms and exhibit surprising wetting behavior depending on the choice of the individual precursor system. Thus, contact angles are experimentally detected, which deviate considerably from theoretical calculations based on Wenzel and Cassie/Baxter models and confirm that sub-nm surface topographies affect wetting. Moreover, experimentally determined wetting properties are found to correlate well to an assumed scale-dependent surface tension of the contacting liquid. This behavior has already been described for scattering experiments taking into account capillary waves on the liquid surface induced by temperature and had been predicted earlier by theoretical calculations.
However, the investigation of model surfaces requires the provision of suitable precursor molecules, which are not commercially available and opens up a door to the exotic chemistry of fluoro-organic materials. During the course of this work, the synthesis of long-chain precursors is examined with a particular focus put on oligomerically pure semi-fluorinated n-alkyl thiols and n-alkyl trichlorosilanes. For this, general protocols for the syntheses of the desired compounds are developed and product mixtures are assayed to be separated into fractions of individual chain lengths by fluorous-phase high-performance liquid chromatography (F-HPLC).
The transition from model systems to technically more relevant surfaces and applications is initiated through the deposition of SAMs from long-chain fluorinated n-alkyl trichlorosilanes. Depositions are accomplished by a vapor-phase deposition process conducted on a pilot-scale set-up, which enables the exact control of relevant process parameters. Thus, the influence of varying deposition conditions on the properties of the final coating is examined and analyzed for the most important parameters. The strongest effect is observed for the partial pressure of reactive water vapor, which directly controls the extent of precursor hydrolysis during the deposition process. Experimental results propose that the formation of ordered monolayers rely on the amount of hydrolyzed silanol species present in the deposition system irrespective of the exact grade of hydrolysis. However, at increased amounts of species which are able to form cross-linked molecules due to condensation reactions, films deteriorate in quality. This effect is assumed to be caused by the introduction of defects within the film and the adsorption of cross linked agglomerates. Deposition conditions are also investigated for chain extended precursor species and reveal distinct differences caused by chain elongation.
The fabrication of 1D nanostrands composed of stimuli responsive microgels has been shown in this work. Microgels are well known materials able to respond to various stimuli from outer environment. Since these microgels respond via a volume change to an external stimulus, a targeted mechanical response can be achieved. Through carefully choosing the right composition of the polymer matrix, microgels can be designed to react precisely to the targeted stimuli (e.g. drug delivery via pH and temperature changes, or selective contractions through changes in electrical current125).
In this work, it was aimed to create flexible nano-filaments which are capable of fast anisotropic contractions similar to muscle filaments. For the fabrication of such filaments or strands, nanostructured templates (PDMS wrinkles) were chosen due to a facile and low-cost fabrication and versatile tunability of their dimensions. Additionally, wrinkling is a well-known lithography-free method which enables the fabrication of nanostructures in a reproducible manner and with a high long-range periodicity.
In Chapter 2.1, it was shown for the first time that microgels as soft matter particles can be aligned to densely packed microgel arrays of various lateral dimensions. The alignment of microgels with different compositions (e.g. VCL/AAEM, NIPAAm, NIPAAm/VCL and charged microgels) was shown by using different assembly techniques (e.g. spin-coating, template confined molding). It was chosen to set one experimental parameter constant which was the SiOx surface composition of the templates and substrates (e.g. oxidized PDMS wrinkles, Si-wafers and glass slides). It was shown that the fabrication of nanoarrays was feasible with all tested microgel types. Although the microgels exhibited different deformability when aligned on a flat surface, they retained their thermo-responsivity and swelling behavior.
Towards the fabrication of 1D microgel strands interparticle connectivity was aspired. This was achieved via different cross-linking methods (i.e. cross-linking via UV-irradiation and host-guest complexation) discussed in Chapter 2.2. The microgel arrays created by different assembly methods and microgel types were tested for their cross-linking suitability. It was observed that NIPAAm based microgels cannot be cross-linked with UV light. Furthermore, it was found that these microgels exhibit a strong surface-particle-interaction and therefore could not be detached from the given substrates. In contrast to the latter, with VCL/AAEM based microgels it was possible to both UV cross-link them based on the keto-enol tautomerism of the AAEM copolymer, and to detach them from the substrate due to the lower adhesion energy towards SiOx surfaces. With VCL/AAEM microgels long, one-dimensional microgel strands could be re-dispersed in water for further analysis. It has also been shown that at least one lateral dimension of the free dispersed 1D microgel strands is easily controllable by adjusting the wavelength of the wrinkled template. For further work, only VCL/AAEM based microgels were used to focus on the main aim of this work, i.e. the fabrication of 1D microgel nanostrands.
As an alternative to the unspecific and harsh UV cross-linking, the host-guest complexation via diazobenzene cross-linkers and cyclodextrin hosts was explored. The idea behind this approach was to give means to a future construction kit-like approach by incorporation of cyclodextrin comonomers in a broad variety of particle systems (e.g. microgels, nanoparticles). For this purpose, VCL/AAEM microgels were copolymerized with different amounts of mono-acrylate functionalized β-cyclodextrin (CD). After successfully testing the cross-linking capability in solution, the cross-linking of aligned VCL/AAEM/CD microgels was tried. Although the cross-linking worked well, once the single arrays came into contact to each other, they agglomerated. As a reason for this behavior residual amounts of mono-complexed diazobenzene linkers were suspected. Thus, end-capping strategies were tried out (e.g. excess amounts of β-cyclodextrin and coverage with azobenzene functionalized AuNPs) but were unsuccessful. With deeper thought, entropy effects were taken into consideration which favor the release of complexed diazobenzene linker leading to agglomerations. To circumvent this entropy driven effect, a multifunctional polymer with 50% azobenzene groups (Harada polymer) was used. First experiments with this polymer showed promising results regarding a less pronounced agglomeration (Figure 77). Thus, this approach could be pursued in the future. In this chapter it was found out that in contrast to pearl necklace and ribbon like formations, particle alignment in zigzag formation provided the best compromise in terms of stability in dispersion (see Figure 44a and Figure 51) while maintaining sufficient flexibility.
For this reason, microgel strands in zigzag formation were used for the motion analysis described in Chapter 2.3. The aim was to observe the properties of unrestrained microgel strands in solution (e.g. diffusion behavior, rotational properties and ideally, anisotropic contraction after temperature increase). Initially, 1D microgel strands were manipulated via AFM in a liquid cell setup. It could be observed that the strands required a higher load force compared to single microgels to be detached from the surface. However, with the AFM it was not possible to detach the strands in a controllable manner but resulted in a complete removal of single microgel particles and a tearing off the strands from the surface, respectively. For this reason, to observe the motion behavior of unrestrained microgel strands in solution, confocal microscopy was used. Furthermore, to hinder an adsorption of the strands, it was found out that coating the surface of the substrates with a repulsive polymer film was beneficial. Confocal and wide-field microscopy videos showed that the microgel strands exhibit translational and rotational diffusive motion in solution without perceptible bending. Unfortunately, with these methods the detection of the anisotropic stimuli responsive contraction of the free moving microgel strands was not possible. To summarize, the flexibility of microgel strands is more comparable to the mechanical behavior of a semi flexible cable than to a yarn. The strands studied here consist of dozens or even hundreds of discrete submicron units strung together by cross-linking, having few parallels in nanotechnology.
With the insights gained in this work on microgel-surface interactions, in the future, a targeted functionalization of the template and substrate surfaces can be conducted to actively prevent unwanted microgel adsorption for a given microgel system (e.g. PVCL and polystyrene coating235). This measure would make the discussed alignment methods more diverse. As shown herein, the assembly methods enable a versatile microgel alignment (e.g. microgel meshes, double and triple strands). To go further, one could use more complex templates (e.g. ceramic rhombs and star shaped wrinkles (Figure 14) to expand the possibilities of microgel alignment and to precisely control their aspect ratios (e.g. microgel rods with homogeneous size distributions).
The incorporation of proteins in artificial materials such as membranes offers great opportunities to avail oneself the miscellaneous qualities of proteins and enzymes perfected by nature over millions of years. One possibility to leverage proteins is the modification with artificial polymers. To obtain such protein-polymer conjugates, either a polymer can be grown from the protein surface (grafting-from) or a pre-synthesized polymer attached to the protein (grafting-to). Both techniques were used to synthesize conjugates of different proteins with thermo-responsive polymers in this thesis.
First, conjugates were analyzed by protein NMR spectroscopy. Typical characterization techniques for conjugates can verify the successful conjugation and give hints on the secondary structure of the protein. However, the 3-dimensional structure, being highly important for the protein function, cannot be probed by standard techniques. NMR spectroscopy is a unique method allowing to follow even small alterations in the protein structure. A mutant of the carbohydrate binding module 3b (CBM3bN126W) was used as model protein and functionalized with poly(N-isopropylacrylamide). Analysis of conjugates prepared by grafting-to or grafting-from revealed a strong impact of conjugation type on protein folding. Whereas conjugates prepared by grafting a pre-formed polymer to the protein resulted in complete preservation of protein folding, grafting the polymer from the protein surface led to (partial) disruption of the protein structure.
Next, conjugates of bovine serum albumin (BSA) as cheap and easily accessible protein were synthesized with PNIPAm and different oligoethylene glycol (meth)acrylates. The obtained protein-polymer conjugates were analyzed by an in-line combination of size exclusion chromatography and multi-angle laser light scattering (SEC-MALS). This technique is particular advantageous to determine molar masses, as no external calibration of the system is needed. Different SEC column materials and operation conditions were tested to evaluate the applicability of this system to determine absolute molar masses and hydrodynamic properties of heterogeneous conjugates prepared by grafting-from and grafting-to. Hydrophobic and non-covalent interactions of conjugates lead to error-prone values not in accordance to expected molar masses based on conversions and extents of modifications.
As alternative to this method, conjugates were analyzed by sedimentation velocity analytical ultracentrifugation (SV-AUC) to gain insights in the hydrodynamic properties and how they change after conjugation. Within a centrifugal field, a sample moves and fractionates according to the mass, density, and shape of its individual components. Conjugates of BSA with PNIPAm were analyzed below and above the cloud point temperature of the thermo-responsive polymer component. It was identified that the polymer characteristics were transferred to the conjugate molecule which than showed a decreased ideality – defined as increased deviation from a perfect sphere model – below and increased ideality above the cloud point temperature. This effect can be attributed to an arrangement of the polymer chain pointing towards the solvent (expanded state) or snuggling around the protein surface depending on the applied temperature.
The last project dealt with the synthesis of ferric hydroxamate uptake protein component A (FhuA)-polymer conjugates as building blocks for novel membrane materials. The shape of FhuA can be described as barrel and removal of a cork domain inside the protein results in a passive channel aimed to be utilized as pores in the membrane system. The polymer matrix surrounding the membrane protein is composed of a thermo-responsive and a UV-crosslinkable part. Therefore, an external trigger for covalent immobilization of these building blocks in the membrane and switchability of the membrane between different states was incorporated. The overall performance of membranes prepared by a drying-mediated self-assembly approach was evaluated by permeability and size exclusion experiments. The obtained membranes displayed an insufficiency in interchain crosslinking and therefore a lack in performance. Furthermore, the aimed switch between a hydrophilic and hydrophobic state of the polymer matrix did not occur. Correspondingly, size exclusion experiments did not result in a retention of analytes larger than the pores defined by the dimension of the used FhuA variant.
Overall, different paths to generate protein-polymer conjugates by either grafting-from or grafting-to the protein surface were presented paving the way to the generation of new hybrid materials. Different analytical methods were utilized to describe the folding and hydrodynamic properties of conjugates providing a deeper insight in the overall characteristics of these seminal building blocks.
In der vorliegenden Arbeit wird die Herstellung und Charakterisierung von Mixed-Matrix-Membranen (MMM) für die Gastrennung thematisiert. Dazu wurden verschiedene Füllstoffe genutzt, um in Verbindung mit dem Membranmaterial Polysulfon MMMs herzustellen. Als Füllstoffe wurden 3 aktive und 2 passive Füllstoffe verwendet. Die aktiven Füllstoffe besaßen Porenöffnungen, die in der Lage sind Gase in Abhängigkeit der Molekülgröße zu trennen. Daraus folgt ein höherer idealer Trennfaktor für bestimmte Gaspaare als in Polysulfon selbst. Aufgrund der durch die Poren gebildeten permanenten Kanäle in den aktiven Füllstoffen ergibt sich ein schnellerer Gastransport (Permeabilität) als in Polysulfon. Es handelte sich bei den aktiven Füllstoffen um den Zeolith SAPO-34 und 2 Chargen eines Zeolitic Imidazolate Framework (ZIF) ZIF-8. Die beiden Chargen ZIF-8 unterschieden sich in ihrer spezifischen Oberfläche, was diesen Einfluss speziell in die Untersuchungen zum Gastransport einbeziehen sollte. Bei den passiven Füllstoffen handelte es sich um ein aminofunktionalisiertes Kieselgel und unporöse (dichte) Glaskügelchen. Das Kieselgel besaß Poren, die zu groß waren, um Gase effektiv zu trennen. Die Glaskügelchen konnten keine Gastrennung ermöglichen, da sie keine Poren besaßen.
Aus der Literatur ist bekannt, dass die Einbettung von Füllstoffen oft zu Defekten in MMMs führt. Ein Ziel dieser Arbeit war es daher die Einbettung zu optimieren. Weiterhin sollte der Gastransport in MMMs dieser Arbeit mit dem in einer unbeladenen Polysulfonmembran verglichen werden. Aufgrund des selektiveren Trennverhaltens der aktiven Füllstoffe im Vergleich zum Membranmaterial, sollte mit der Einbettung aktiver Füllstoffe die Trennleistung der MMMs mit steigender Füllstoffbeladung immer weiter verbessert werden.
Um die Eigenschaften der MMMs zu untersuchen, wurden diese mittels Rasterelektronenmikroskop (REM), Gaspermeationsmessungen (GP) und Thermogravimetrischer Analyse gekoppelt mit Massenspektrometrie (TGA-MS) charakterisiert.
Untersuchungen am REM konnten eine Verbesserung der Einbettung zeigen, wenn ein polymerer Haftvermittler verwendet wurde. Verglichen wurde die optimierte Einbettung mit der Einbettung ohne Haftvermittler und Ergebnissen aus der Literatur, in der die Verwendung verschiedener Silane als Haftvermittler beschrieben wurde. Trotz der verbesserten Einbettung konnte lediglich bei geringen Beladungen an Füllstoff (10 und 20 Ma-% bezogen auf das Membranmaterial) eine geringe Steigerung des idealen Trennfaktors in den MMMs gegenüber der unbeladenen Polysulfonmembranen beobachtet werden. Bei höheren Füllstoffbeladungen (30, 40 und 50 Ma-%) war ein deutlicher Anstieg der Permeabilität bei stark sinkendem idealen Trennfaktor zu beobachten. Mit Hilfe von TGA-MS Messungen konnte darüber hinaus festgestellt werden, dass der verwendete Zeolith SAPO-34 durch Wassermoleküle blockierte Porenöffnungen besaß. Das verhinderte den Gastransport im Füllstoff, wodurch die Trennleistung des Füllstoffes nicht ausgenutzt werden konnte. Die Füllstoffe ZIF-8 (chargenunabhängig) und aminofunktionalisiertes Kieselgel wiesen keine blockierten Poren auf. Dennoch zeigte sich in diesen MMMs keine Verbesserung der Gastrenn- oder Gastransporteigenschaften. MMMs mit dichten Glaskügelchen als Füllstoff zeigten dasselbe Gastrenn- und Gastransportverhalten, wie alle MMMs mit den zuvor genannten Füllstoffen.
In dieser Arbeit konnte, trotz optimierter Einbettung anorganischer Füllstoffe, für MMMs keine Verbesserung der Gastrenn- oder Gastransporteigenschaften nachgewiesen werden. Vielmehr wurde ein Einfluss der Füllstoffmenge auf die Gastransporteigenschaften in MMMs festgestellt. Die Änderungen der MMMs gegenüber Polysulfon stammen von den Folgen der Einbettung von Füllstoffen in das Matrixpolymer. Durch die Einbettung werden die Eigenschaften des Matrixpolymers ändern, sodass auch der Gastransport beeinflusst wird. Des Weiteren wurde dokumentiert, dass in Abhängigkeit der Füllstoffbeladung die entstehende Membranstruktur beeinflusst wird. Die Beeinflussung war dabei unabhängig von der Füllstoffart. Es wurde eine Korrelation zwischen Füllstoffmenge und veränderter Membranstruktur gefunden.
The development of novel programmable materials aiming to control friction in real-time holds potential to facilitate innovative lubrication solutions for reducing wear and energy losses. This work describes the integration of light-responsiveness into two lubricating materials, silicon oils and polymer brush surfaces.
The first part focusses on the assessment on 9-anthracene ester-terminated polydimethylsiloxanes (PDMS-A) and, in particular, on the variability of rheological properties and the implications that arise with UV-light as external trigger. The applied rheometer setup contains an UV-transparent quartz-plate, which enables radiation and simultaneous measurement of the dynamic moduli. UV-A radiation (354 nm) triggers the cycloaddition reaction between the terminal functionalities of linear PDMS, resulting in chain extension. The newly-formed anthracene dimers cleave by UV-C radiation (254 nm) or at elevated temperatures (T > 130 °C). The sequential UV-A radiation and thermal reprogramming over three cycles demonstrate high conversions and reproducible programming of rheological properties. In contrast, the photochemical back reaction by UV-C is incomplete and can only partially restore the initial rheological properties. The dynamic moduli increase with each cycle in photochemical programming, presumably resulting from a chain segment re-arrangement as a result of the repeated partial photocleavage and subsequent chain length-dependent dimerization. In addition, long periods of radiation cause photooxidative degradation, which damages photo-responsive functions and consequently reduces the programming range. The absence of oxygen, however, reduces undesired side reactions. Anthracene-functionalized PDMS and native PDMS mix depending on the anthracene ester content and chain length, respectively, and allow fine-tuning of programmable rheological properties. The work shows the influence of mixing conditions during the photoprogramming step on the rheological properties, indicating that material property gradients induced by light attenuation along the beam have to be considered. Accordingly, thin lubricant films are suggested as potential application for light-programmable silicon fluids.
The second part compares strategies for the grafting of spiropyran (SP) containing copolymer brushes from Si wafers and evaluates the light-responsiveness of the surfaces. Pre-experiments on the kinetics of the thermally initiated RAFT copolymerization of 2-hydroxyethyl acrylate (HEA) and spiropyran acrylate (SPA) in solution show, first, a strong retardation by SP and, second, the dependence of SPA polymerization on light. Surprisingly, the copolymerization of SPA is inhibited in the dark. These findings contribute to improve the synthesis of polar, spiropyran-containing copolymers. The comparison between initiator systems for the grafting-from approach indicates PET-RAFT superior to thermally initiated RAFT, suggesting a more efficient initiation of surface-bound CTA by light. Surface-initiated polymerization via PET-RAFT with an initiator system of EosinY (EoY) and ascorbic acid (AscA) facilitates copolymer synthesis from HEA and 5-25 mol% SPA. The resulting polymer film with a thickness of a few nanometers was detected by atomic force microscopy (AFM) and ellipsometry. Water contact angle (CA) measurements demonstrate photo-switchable surface polarity, which is attributed to the photoisomerization between non-polar spiropyran and zwitterionic merocyanine isomer. Furthermore, the obtained spiropyran brushes show potential for further studies on light-programmable properties. In this context, it would be interesting to investigate whether swollen spiropyran-containing polymers change their configuration and thus their film thickness under the influence of light. In addition, further experiments using an AFM or microtribometer should evaluate whether light-programmable solvation enables a change in frictional properties between polymer brush surfaces.
This research addressed the question, if it is possible to simplify current microcontact printing systems for the production of anisotropic building blocks or patchy particles, by using common chemicals while still maintaining reproducibility, high precision and tunability of the Janus-balance
Chapter 2 introduced the microcontact printing materials as well as their defined electrostatic interactions. In particular polydimethylsiloxane stamps, silica particles and high molecular weight polyethylenimine ink were mainly used in this research. All of these components are commercially available in large quantities and affordable, which gives this approach a huge potential for further up-scaling developments. The benefits of polymeric over molecular inks was described including its flexible influence on the printing pressure. With this alteration of the µCP concept, a new method of solvent assisted particle release mechanism enabled the switch from two-dimensional surface modification to three-dimensional structure printing on colloidal silica particles, without changing printing parameters or starting materials. This effect opened the way to use the internal volume of the achieved patches for incorporation of nano additives, introducing additional physical properties into the patches without alteration of the surface chemistry.
The success of this system and its achievable range was further investigated in chapter 3 by giving detailed information about patch geometry parameters including diameter, thickness and yield. For this purpose, silica particles in a size range between 1µm and 5µm were printed with different ink concentrations to change the Janus-balance of these single patched particles. A necessary intermediate step, consisting of air-plasma treatment, for the production of trivalent particles using "sandwich" printing was discovered and comparative studies concerning the patch geometry of single and double patched particles were conducted. Additionally, the usage of structured PDMS stamps during printing was described. These results demonstrate the excellent precision of this approach and opens the pathway for even greater accuracy as further parameters can be finely tuned and investigated, e.g. humidity and temperature during stamp loading.
The performance of these synthesized anisotropic colloids was further investigated in chapter 4, starting with behaviour studies in alcoholic and aqueous dispersions. Here, the stability of the applied patches was studied in a broad pH range, discovering a release mechanism by disabling the electrostatic bonding between particle surface and polyelectrolyte ink. Furthermore, the absence of strong attractive forces between divalent particles in water was investigated using XPS measurements. These results lead to the conclusion that the transfer of small PDMS oligomers onto the patch surface is shielding charges, preventing colloidal agglomeration. However, based on this knowledge, further patch modifications for particle self-assembly were introduced including physical approaches using magnetic nano additives, chemical patch functionalization with avidin-biotin or the light responsive cyclodextrin-arylazopyrazoles coupling as well as particle surface modification for the synthesis of highly amphiphilic colloids. The successful coupling, its efficiency, stability and behaviour in different solvents were evaluated to find a suitable coupling system for future assembly experiments. Based on these results the possibility of more sophisticated structures by colloidal self-assembly is given.
Certain findings needed further analysis to understand their underlying mechanics, including the relatively broad patch diameter distribution and the decreasing patch thickness for smaller silica particles. Mathematical assumptions for both effects are introduced in chapter 5. First, they demonstrate the connection between the naturally occurring particle size distribution and the broadening of the patch diameter, indicating an even higher precision for this µCP approach. Second, explaining the increase of contact area between particle and ink surface due to higher particle packaging, leading to a decrease in printing pressure for smaller particles.
These calculations ultimately lead to the development of a new mechanical microcontact printing approach, using centrifugal forces for high pressure control and excellent parallel alignment of printing substrates. First results with this device and the comparison with previously conducted by-hand experiments conclude this research. It furthermore displays the advantages of such a device for future applications using a mechanical printing approach, especially for accessing even smaller nano particles with great precision and excellent yield.
In conclusion, this work demonstrates the successful adjustment of the µCP approach using commercially available and affordable silica particles and polyelectrolytes for high flexibility, reduced costs and higher scale-up value. Furthermore, its was possible to increase the modification potential by introducing three-dimensional patches for additional functionalization volume. While keeping a high colloidal stability, different coupling systems showed the self-assembly capabilities of this toolbox for anisotropic particles.
This project was focused on exploring the phase behavior of poly(styrene)187000-block-poly(2-vinylpyridine)203000 (SV390) with high molecular weight (390 kg/mol) in thin films, in which the self-assembly of block copolymers (BCPs) was realized via thermo-solvent annealing. The advanced processing technique of solvent vapor treatment provides controlled and stable conditions.
In Chapter 3, the factors to influence the annealing process and the swelling behavior of homopolymers are presented and discussed. The swelling behavior of BCP in films is controlled by the temperature of the vapor and of the substrate, on one hand, and variation of the saturation of the solvent vapor atmosphere (different solvents), on the other hand. Additional factors like the geometry and material of the chamber, the type of flow inside the chamber etc. also influence the reproducibility and stability of the processing. The slightly selective solvent vapor of chloroform gives 10% more swelling of P2VP than PS in films with thickness of ~40 nm.
The tunable morphology in ultrathin films of high molecular weight BCP (SV390) was investigated in Chapter 4. First, the swelling behavior can be precisely tuned by temperature and/or vapor flow separately, which provided information for exploring the multiple-parameter-influenced segmental chain mobility of polymer films. The equilibrium state of SV390 in thin films influenced by temperature was realized at various temperatures with the same degree of swelling. Various methods including characterization with SFM, metallization and RIE were used to identify the morphology of films as porous half-layer with PS dots and P2VP matrix. The kinetic investigations demonstrate that on substrates with either weak or strong interaction the original morphology of the BCP with high molecular weight is changed very fast within 5 min, and the further annealing serves for annihilation of defects.
The morphological development of symmetric BCP in films with thickness increasing from half-layer to one-layer influenced by confinement factors of gradient film thicknesses and various surface properties of substrates was studied in Chapter 5. SV390 and SV99 films show bulk lamella-forming morphology after slightly selective solvent vapor (chloroform) treatment. SV99 films show cylinder-forming morphology under strongly selective solvent vapor (toluene) treatment since the asymmetric structure (caused by toluene uptake in PS blocks only) of SV99 block copolymer during annealing. Both kinds of morphology (lamella and cylinder) are influenced by the film thickness. The annealed morphology of SV390 and SV99 influenced by the combination of confined film and substrate property is similar to the morphology on flat silicon wafers. In this chapter the gradients in the film thickness and surface properties of the substrates with regard to their influence on the morphological development in thin BCP films are presented. Directed self-assembly (graphoepitaxy) of this SV390 was also investigated to compare with systematically reported SV99.
In Chapter 6 an approach to induced oriented microphase separation in thick block copolymer films via treatment with the oriented vapor flow using mini-extruder is envisaged to be an alternative to existing methodologies, e.g. via non-solvent-induced phase separation. The preliminary tests performed in this study confirm potential perspective of this method, which alters the structure through the bulk of the film (as revealed by SAXS measurements), but more detailed studies have to be conducted in order to optimize the preparation.
Carbohydrates are found in every living organism, where they are responsible for numerous, essential biological functions and processes. Synthetic polymers with pendant saccharides, called glycopolymers, mimic natural glycoconjugates in their special properties and functions. Employing such biomimetics furthers the understanding and controlling of biological processes. Hence, glycopolymers are valuable and interesting for applications in the medical and biological field. However, the synthesis of carbohydrate-based materials can be very challenging. In this thesis, the synthesis of biofunctional glycopolymers is presented, with the focus on aqueous-based, protecting group free and short synthesis routes to further advance in the field of glycopolymer synthesis.
A practical and versatile precursor for glycopolymers are glycosylamines. To maintain biofunctionality of the saccharides after their amination, regioselective functionalization was performed. This frequently performed synthesis was optimized for different sugars. The optimization was facilitated using a design of experiment (DoE) approach to enable a reduced number of necessary experiments and efficient procedure. Here, the utility of using DoE for optimizing the synthesis of glycosylamines is discussed.
The glycosylamines were converted to glycomonomers which were then polymerized to yield biofunctional glycopolymers. Here, the glycopolymers were aimed to be applicable as layer-by-layer (LbL) thin film coatings for drug delivery systems. To enable the LbL technique, complimentary glycopolymer electrolytes were synthesized by polymerization of the glycomonomers and subsequent modification or by post-polymerization modification. For drug delivery, liposomes were embedded into the glycopolymer coating as potential cargo carriers. The stability as well as the integrity of the glycopolymer layers and liposomes were investigated at physiological pH range.
Different glycopolymers were also synthesized to be applicable as anti-adhesion therapeutics by providing advanced architectures with multivalent presentations of saccharides, which can inhibit the binding of pathogene lectins. Here, the synthesis of glycopolymer hydrogel particles based on biocompatible poly(N-isopropylacrylamide) (NiPAm) was established using the free-radical precipitation polymerization technique. The influence of synthesis parameters on the sugar content in the gels and on the hydrogel morphology is discussed. The accessibility of the saccharides to model lectins and their enhanced, multivalent interaction were investigated.
At the end of this work, the synthesis strategies for the glycopolymers are generally discussed as well as their potential application in medicine.
This thesis deals with the synthesis of protein and composite protein-mineral microcapsules by the application of high-intensity ultrasound at the oil-water interface. While one system is stabilized by BSA molecules, the other system is stabilized by different nanoparticles modified with BSA. A comprehensive study of all synthesis stages as well as of resulting capsules were carried out and a plausible explanation of the capsule formation mechanism was proposed. During the formation of BSA microcapsules, the protein molecules adsorb firstly at the O/W interface and unfold there forming an interfacial network stabilized by hydrophobic interactions and hydrogen bonds between neighboring molecules. Simultaneously, the ultrasonic treatment causes the cross-linking of the BSA molecules via the formation of intermolecular disulfide bonds. In this thesis, the experimental evidences of ultrasonically induced cross-linking of the BSA in the shells of protein-based microcapsules are demonstrated. Therefore, the concept proposed many years ago by Suslick and co-workers is confirmed by experimental evidences for the first time. Moreover, a consistent mechanism for the formation of intermolecular disulfide bonds in capsule shells is proposed that is based on the redistribution of thiol and disulfide groups in BSA under the action of high-energy ultrasound. The formation of composite protein-mineral microcapsules loaded with three different oils and shells composed of nanoparticles was also successful. The nature of the loaded oil and the type of nanoparticles in the shell, had influence on size and shape of the microcapsules. The examination of the composite capsule revealed that the BSA molecules adsorbed on the nanoparticles surface in the capsule shell are not cross-linked by intermolecular disulfide bonds. Instead, a Pickering emulsion formation takes place. The surface modification of composite microcapsules through both pre-modification of main components and also the post-modification of the surface of ready composite microcapsules was successfully demonstrated. Additionally, the mechanical properties of protein and composite protein-mineral microcapsules were compared. The results showed that the protein microcapsules are more resistant to elastic deformation.
The importance of carbohydrate structures is enormous due to their ubiquitousness in our lives. The development of so-called glycomaterials is the result of this tremendous significance. These are not exclusively used for research into fundamental biological processes, but also, among other things, as inhibitors of pathogens or as drug delivery systems. This work describes the development of glycomaterials involving the synthesis of glycoderivatives, -monomers and -polymers. Glycosylamines were synthesized as precursors in a single synthesis step under microwave irradiation to significantly shorten the usual reaction time. Derivatization at the anomeric position was carried out according to the methods developed by Kochetkov and Likhorshetov, which do not require the introduction of protecting groups. Aminated saccharide structures formed the basis for the synthesis of glycomonomers in β-configuration by methacrylation. In order to obtain α-Man-based monomers for interactions with certain α-Man-binding lectins, a monomer synthesis by Staudinger ligation was developed in this work, which also does not require protective groups. Modification of the primary hydroxyl group of a saccharide was accomplished by enzyme-catalyzed synthesis. Ribose-containing cytidine was transesterified using the lipase Novozym 435 and microwave irradiation. The resulting monomer synthesis was optimized by varying the reaction partners. To create an amide bond instead of an ester bond, protected cytidine was modified by oxidation followed by amide coupling to form the monomer. This synthetic route was also used to isolate the monomer from its counterpart guanosine. After obtaining the nucleoside-based monomers, they were block copolymerized using the RAFT method. Pre-synthesized pHPMA served as macroCTA to yield cytidine- or guanosine-containing block copolymer. These isolated block copolymers were then investigated for their self-assembly behavior using UV-Vis, DLS and SEM to serve as a potential thermoresponsive drug delivery system.