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This study presents an application of an innovative sampling strategy to assess soil moisture dynamics in a headwater of the Weisseritz in the German eastern Ore Mountains. A grassland site and a forested site were instrumented with two Spatial TDR clusters (STDR) that consist of 39 and 32 coated TDR probes of 60 cm length. Distributed time series of vertically averaged soil moisture data from both sites/ensembles were analyzed by statistical and geostatistical methods. Spatial variability and the spatial mean at the forested site were larger than at the grassland site. Furthermore, clustering of TDR probes in combination with long-term monitoring allowed identification of average spatial covariance structures at the small field scale for different wetness states. The correlation length of soil water content as well as the sill to nugget ratio at the grassland site increased with increasing average wetness and but, in contrast, were constant at the forested site. As soil properties at both the forested and grassland sites are extremely variable, this suggests that the correlation structure at the forested site is dominated by the pattern of throughfall and interception. We also found a very strong correlation between antecedent soil moisture at the forested site and runoff coefficients of rainfall-runoff events observed at gauge Rehefeld. Antecedent soil moisture at the forest site explains 92% of the variability in the runoff coefficients. By combining these results with a recession analysis we derived a first conceptual model of the dominant runoff mechanisms operating in this catchment. Finally, we employed a physically based hydrological model to shed light on the controls of soil- and plant morphological parameters on soil average soil moisture at the forested site and the grassland site, respectively. A homogeneous soil setup allowed, after fine tuning of plant morphological parameters, most of the time unbiased predictions of the observed average soil conditions observed at both field sites. We conclude that the proposed sampling strategy of clustering TDR probes is suitable to assess unbiased average soil moisture dynamics in critical functional units, in this case the forested site, which is a much better predictor for event scale runoff formation than pre-event discharge. Long term monitoring of such critical landscape elements could maybe yield valuable information for flood warning in headwaters. We thus think that STDR provides a good intersect of the advantages of permanent sampling and spatially highly resolved soil moisture sampling using mobile rods.
Scenario-neutral response surfaces illustrate the sensitivity of a simulated natural system, represented by a specific impact variable, to systematic perturbations of climatic parameters. This type of approach has recently been developed as an alternative to top-down approaches for the assessment of climate change impacts. A major limitation of this approach is the underrepresentation of changes in the temporal structure of the climate input data (i.e., the seasonal and day-to-day variability) since this is not altered by the perturbation. This paper presents a framework that aims to examine this limitation by perturbing both observed and projected climate data time series for a future period, which both serve as input into a hydrological model (the HBV model). The resulting multiple response surfaces are compared at a common domain, the standardized runoff response surface (SRRS). We apply this approach in a case study catchment in Norway to (i) analyze possible changes in mean and extreme runoff and (ii) quantify the influence of changes in the temporal structure represented by 17 different climate input sets using linear mixed-effect models. Results suggest that climate change induced increases in mean and peak flow runoff and only small changes in low flow. They further suggest that the effect of the different temporal structures of the climate input data considerably affects low flows and floods (at least 21% influence), while it is negligible for mean runoff.
Climate change is likely to impact the seasonality and generation processes of floods in the Nordic countries, which has direct implications for flood risk assessment, design flood estimation, and hydropower production management. Using a multi-model/multi-parameter approach to simulate daily discharge for a reference (1961–1990) and a future (2071–2099) period, we analysed the projected changes in flood seasonality and generation processes in six catchments with mixed snowmelt/rainfall regimes under the current climate in Norway. The multi-model/multi-parameter ensemble consists of (i) eight combinations of global and regional climate models, (ii) two methods for adjusting the climate model output to the catchment scale, and (iii) one conceptual hydrological model with 25 calibrated parameter sets. Results indicate that autumn/winter events become more frequent in all catchments considered, which leads to an intensification of the current autumn/winter flood regime for the coastal catchments, a reduction of the dominance of spring/summer flood regimes in a high-mountain catchment, and a possible systematic shift in the current flood regimes from spring/summer to autumn/winter in the two catchments located in northern and south-eastern Norway. The changes in flood regimes result from increasing event magnitudes or frequencies, or a combination of both during autumn and winter. Changes towards more dominant autumn/winter events correspond to an increasing relevance of rainfall as a flood generating process (FGP) which is most pronounced in those catchments with the largest shifts in flood seasonality. Here, rainfall replaces snowmelt as the dominant FGP primarily due to increasing temperature.We further analysed the ensemble components in contributing to overall uncertainty in the projected changes and found that the climate
projections and the methods for downscaling or bias correction tend to be the largest contributors. The relative role of hydrological parameter uncertainty, however, is highest for those catchments showing the largest changes in flood seasonality, which confirms the lack of robustness in hydrological model parameterization for simulations under transient hydrometeorological conditions.
This paper investigates the transferability of calibrated HBV model parameters under stable and contrasting conditions in terms of flood seasonality and flood generating processes (FGP) in five Norwegian catchments with mixed snowmelt/rainfall regimes. We apply a series of generalized (differential) split-sample tests using a 6-year moving window over (i) the entire runoff observation periods, and (ii) two subsets of runoff observations distinguished by the seasonal occurrence of annual maximum floods during either spring or autumn. The results indicate a general model performance loss due to the transfer of calibrated parameters to independent validation periods of -5 to -17%, on average. However, there is no indication that contrasting flood seasonality exacerbates performance losses, which contradicts the assumption that optimized parameter sets for snowmelt-dominated floods (during spring) perform particularly poorly on validation periods with rainfall-dominated floods (during autumn) and vice versa.
This paper reports on a project to compare predictions from a range of catchment models applied to a mesoscale river basin in central Germany and to assess various ensemble predictions of catchment streamflow. The models encompass a large range in inherent complexity and input requirements. In approximate order of decreasing complexity, they are DHSVM, MIKE-SHE, TOPLATS, WASIM-ETH, SWAT, PRMS, SLURP, HBV, LASCAM and IHACRES. The models are calibrated twice using different sets of input data. The two predictions from each model are then combined by simple averaging to produce a single-model ensemble. The 10 resulting single-model ensembles are combined in various ways to produce multi-model ensemble predictions. Both the single-model ensembles and the multi-model ensembles are shown to give predictions that are generally superior to those of their respective constituent models, both during a 7-year calibration period and a 9- year validation period. This occurs despite a considerable disparity in performance of the individual models. Even the weakest of models is shown to contribute useful information to the ensembles they are part of. The best model combination methods are a trimmed mean (constructed using the central four or six predictions each day) and a weighted mean ensemble (with weights calculated from calibration performance) that places relatively large weights on the better performing models. Conditional ensembles. in which separate model weights are used in different system states (e.g. summer and winter, high and low flows) generally yield little improvement over the weighted mean ensemble. However a conditional ensemble that discriminates between rising and receding flows shows moderate improvement. An analysis of ensemble predictions shows that the best ensembles are not necessarily those containing the best individual models. Conversely, it appears that some models that predict well individually do not necessarily combine well with other models in multi-model ensembles. The reasons behind these observations may relate to the effects of the weighting schemes, non- stationarity of the climate series and possible cross-correlations between models.
Subsurface stormflow is thought to occur mainly in humid environments with steep terrains. However, in semi-arid areas, preferential flow through macropores can also result in a significant contribution of subsurface stormflow to catchment runoff for varying catchment conditions. Most hydrological models neglect this important subsurface preferential flow. Here, we use the process-oriented hydrological model Hillflow-3D, which includes a macropore flow approach, to simulate rainfall-runoff in the semi-arid Parapunos catchment in Spain, where macropore flow was observed in previous research. The model was extended for this study to account for sorptivity under very dry soil conditions. The results of the model simulations with and without macropore flow are compared. Both model versions give reasonable results for average rainfall situations, although the approach with the macropore concept provides slightly better results. The model results for scenarios of extreme rainfall events (>13.3mm30min(-1)) however show large differences between the versions with and without macropores. These model results compared with measured rainfall-runoff data show that the model with the macropore concept is better. Our conclusion is that preferential flow is important in controlling surface runoff in case of specific, high intensity rainfall events. Therefore, preferential flow processes must be included in hydrological models where we know that preferential flow occurs. Hydrological process models with a less detailed process description may fit observed average events reasonably well but can result in erroneous predictions for more extreme events. Copyright (c) 2013 John Wiley & Sons, Ltd.
In this paper, we analyse the effectiveness of flood management measures based on the concept known as "retaining water in the landscape". The investigated measures include afforestation, micro-ponds and small-reservoirs. A comparative and model-based methodological approach has been developed and applied for three meso-scale catchments located in different European hydro-climatological regions: Poyo (184 km(2)) in the Spanish Mediterranean, Upper Iller (954 km(2)) in the German Alps and Kamp (621 km(2)) in Northeast-Austria representing the Continental hydro-climate. This comparative analysis has found general similarities in spite of the particular differences among studied areas. In general terms, the flood reduction through the concept of "retaining water in the landscape" depends on the following factors: the storage capacity increase in the catchment resulting from such measures, the characteristics of the rainfall event, the antecedent soil moisture condition and the spatial distribution of such flood management measures in the catchment. In general, our study has shown that, this concept is effective for small and medium events, but almost negligible for the largest and less frequent floods: this holds true for all different hydro-climatic regions, and with different land-use, soils and morphological settings.
Climatic change alters the frequency and intensity of natural hazards. In order to assess potential future changes in flood seasonality in the Rhine River Basin, we analyse changes in streamflow, snowmelt, precipitation, and evapotranspiration at 1.5, 2.0 and 3.0 ◦C global warming levels. The mesoscale Hydrological Model (mHM) forced with an ensemble of climate projection scenarios (five general circulation models under three representative concentration pathways) is used to simulate the present and future climate conditions of both, pluvial and nival hydrological regimes. Our results indicate that the interplay between changes in snowmelt- and rainfall-driven runoff is crucial to understand changes in streamflow maxima in the Rhine River. Climate projections suggest that future changes in flood characteristics in the entire Rhine River are controlled by both, more intense precipitation events and diminishing snow packs. The nature of this interplay defines the type of change in runoff peaks. On the sub-basin level (the Moselle River), more intense rainfall during winter is mostly counterbalanced by reduced snowmelt contribution to the streamflow. In the High Rhine (gauge at Basel), the strongest increases in streamflow maxima show up during winter, when strong increases in liquid precipitation intensity encounter almost unchanged snowmelt-driven runoff. The analysis of snowmelt events suggests that at no point in time during the snowmelt season, a warming climate results in an increase in the risk of snowmelt-driven flooding. We do not find indications of a transient merging of pluvial and nival floods due to climate warming.
The characteristics of a landscape pose essential factors for hydrological processes. Therefore, an adequate representation of the landscape of a catchment in hydrological models is vital. However, many of such models exist differing, amongst others, in spatial concept and discretisation. The latter constitutes an essential pre-processing step, for which many different algorithms along with numerous software implementations exist. In that context, existing solutions are often model specific, commercial, or depend on commercial back-end software, and allow only a limited or no workflow automation at all. Consequently, a new package for the scientific software and scripting environment R, called lumpR, was developed. lumpR employs an algorithm for hillslope-based landscape discretisation directed to large-scale application via a hierarchical multi-scale approach. The package addresses existing limitations as it is free and open source, easily extendible to other hydrological models, and the workflow can be fully automated. Moreover, it is user-friendly as the direct coupling to a GIS allows for immediate visual inspection and manual adjustment. Sufficient control is furthermore retained via parameter specification and the option to include expert knowledge. Conversely, completely automatic operation also allows for extensive analysis of aspects related to landscape discretisation. In a case study, the application of the package is presented. A sensitivity analysis of the most important discretisation parameters demonstrates its efficient workflow automation. Considering multiple streamflow metrics, the employed model proved reasonably robust to the discretisation parameters. However, parameters determining the sizes of subbasins and hillslopes proved to be more important than the others, including the number of representative hillslopes, the number of attributes employed for the lumping algorithm, and the number of sub-discretisations of the representative hillslopes.
The characteristics of a landscape pose essential factors for hydrological processes. Therefore, an adequate representation of the landscape of a catchment in hydrological models is vital. However, many of such models exist differing, amongst others, in spatial concept and discretisation. The latter constitutes an essential pre-processing step, for which many different algorithms along with numerous software implementations exist. In that context, existing solutions are often model specific, commercial, or depend on commercial back-end software, and allow only a limited or no workflow automation at all.
Consequently, a new package for the scientific software and scripting environment R, called lumpR, was developed. lumpR employs an algorithm for hillslope-based landscape discretisation directed to large-scale application via a hierarchical multi-scale approach. The package addresses existing limitations as it is free and open source, easily extendible to other hydrological models, and the workflow can be fully automated. Moreover, it is user-friendly as the direct coupling to a GIS allows for immediate visual inspection and manual adjustment. Sufficient control is furthermore retained via parameter specification and the option to include expert knowledge. Conversely, completely automatic operation also allows for extensive analysis of aspects related to landscape discretisation.
In a case study, the application of the package is presented. A sensitivity analysis of the most important discretisation parameters demonstrates its efficient workflow automation. Considering multiple streamflow metrics, the employed model proved reasonably robust to the discretisation parameters. However, parameters determining the sizes of subbasins and hillslopes proved to be more important than the others, including the number of representative hillslopes, the number of attributes employed for the lumping algorithm, and the number of sub-discretisations of the representative hillslopes.
In the field of hydrological modeling, many alternative representations of natural processes exist. Choosing specific process formulations when building a hydrological model is therefore associated with a high degree of ambiguity and subjectivity. In addition, the numerical integration of the underlying differential equations and parametrization of model structures influence model performance. Identifiability analysis may provide guidance by constraining the a priori range of alternatives based on observations. In this work, a flexible simulation environment is used to build an ensemble of semidistributed, process-based hydrological model configurations with alternative process representations, numerical integration schemes, and model parametrizations in an integrated manner. The flexible simulation environment is coupled with an approach for dynamic identifiability analysis. The objective is to investigate the applicability of the framework to identify the most adequate model. While an optimal model configuration could not be clearly distinguished, interesting results were obtained when relating model identifiability with hydro-meteorological boundary conditions. For instance, we tested the Penman-Monteith and Shuttleworth & Wallace evapotranspiration models and found that the former performs better under wet and the latter under dry conditions. Parametrization of model structures plays a dominant role as it can compensate for inadequate process representations and poor numerical solvers. Therefore, it was found that numerical solvers of high order of accuracy do often, though not necessarily, lead to better model performance. The proposed coupled framework proved to be a straightforward diagnostic tool for model building and hypotheses testing and shows potential for more in-depth analysis of process implementations and catchment functioning.
The semiarid northeast of Brazil is one of the most densely populated dryland regions in the world and recurrently affected by severe droughts. Thus, reliable seasonal forecasts of streamflow and reservoir storage are of high value for water managers. Such forecasts can be generated by applying either hydrological models representing underlying processes or statistical relationships exploiting correlations among meteorological and hydrological variables. This work evaluates and compares the performances of seasonal reservoir storage forecasts derived by a process-based hydrological model and a statistical approach.
Driven by observations, both models achieve similar simulation accuracies. In a hindcast experiment, however, the accuracy of estimating regional reservoir storages was considerably lower using the process-based hydrological model, whereas the resolution and reliability of drought event predictions were similar by both approaches. Further investigations regarding the deficiencies of the process-based model revealed a significant influence of antecedent wetness conditions and a higher sensitivity of model prediction performance to rainfall forecast quality.
Within the scope of this study, the statistical model proved to be the more straightforward approach for predictions of reservoir level and drought events at regionally and monthly aggregated scales. However, for forecasts at finer scales of space and time or for the investigation of underlying processes, the costly initialisation and application of a process-based model can be worthwhile. Furthermore, the application of innovative data products, such as remote sensing data, and operational model correction methods, like data assimilation, may allow for an enhanced exploitation of the advanced capabilities of process-based hydrological models.
Ecohydrology analyses the interactions of biotic and abiotic aspects of our ecosystems and landscapes. It is a highly diverse discipline in terms of its thematic and methodical research foci. This article gives an overview of current German ecohydrological research approaches within plant-animal-soil-systems, meso-scale catchments and their river networks, lake systems, coastal areas and tidal rivers. It discusses their relevant spatial and temporal process scales and different types of interactions and feedback dynamics between hydrological and biotic processes and patterns. The following topics are considered key challenges: innovative analysis of the interdisciplinary scale continuum, development of dynamically coupled model systems, integrated monitoring of coupled processes at the interface and transition from basic to applied ecohydrological science to develop sustainable water and land resource management strategies under regional and global change.
The Southern Pre-Pyrenees experienced a substantial land-use change over the second half of the 20th century owing to the reduction of agricultural activities towards the formation of a more natural forest landscape. The land-use change over the last 50 years with subsequent effects on water and sediment export was modelled with the process-based, spatially semi-distributed WASA-SED model for the meso-scale Canalda catchment in Catalonia, Spain. It was forwarded that the model yielded plausible results for runoff and sediment yield dynamics without the need of calibration, although the model failed to reproduce the shape of the hydrograph and the total discharge of several individual rainstorm events, hence the simulation capabilities are not yet considered sufficient for decision-making purposes for land management. As there are only a very limited amount of measured data available on sediment budgets with altered land-use and climate change settings, the WASA-SED model was used to obtain qualitative estimates on the effects of past and future change scenarios to derive a baseline for hypothesis building and future discussion on the evolution of sediment budgets in such a dryland setting. Simulating the effects of the past land-use change, the model scenarios resulted in a decrease of up to 75% of the annual sediment yield. whereas modelled runoff remained almost constant over the last 50 years. The relative importance of environmental change was evaluated by comparing the impact on sediment export of land-use change, that are driven by socio-economic factors, with climate change projections for changes in the rainfall regime. The modelling results suggest that a 20% decrease in annual rainfall results in a decrease in runoff and sediment yield, thus an ecosystem stabilisation in regard to sediment export which can only be achieved by a substantial land-use change equivalent to a complete afforestation. At the same time, a 20% increase in rainfall causes a large export of water and sediment resources out of the catchment, equivalent to an intensive agricultural use of 100% of the catchment area. For wet years, the effects of agricultural intensification are more pronounced, so that in this case the intensive land-use change has a significantly larger impact on sediment generation than climate change. The WASA-SED model proved capable in quantifying the impacts of actual and potential environmental change, but the reliability of the simulation results is still circumscribed by considerable parameterisation and model uncertainties.
Meteorological and hydrological drought assessment in Lake Malawi and Shire River basins (1970-2013)
(2020)
The study assesses the variability and trends of both meteorological and hydrological droughts from 1970 to 2013 in Lake Malawi and Shire River basins using the standardized precipitation index (SPI) and standardized precipitation and evaporation index (SPEI) for meteorological droughts and the lake level change index (LLCI) for hydrological droughts. Trends and slopes in droughts and drought drivers are estimated using Mann-Kendall test and Sen's slope, respectively. Results suggest that meteorological droughts are increasing due to a decrease in precipitation which is exacerbated by an increase in temperature (potential evapotranspiration). The hydrological system of Lake Malawi seems to have a >24-month memory towards meteorological conditions, since the 36-month SPEI can predict hydrological droughts 10 months in advance. The study has found the critical lake level that would trigger hydrological drought to be 474.1 m a.s.l. The increase in drought is a concern as this will have serious impacts on water resources and hydropower supply in Malawi.
Deforestation is a prominent anthropogenic cause of erosive overland flow and slope instability, boosting rates of soil erosion and concomitant sediment flux. Conventional methods of gauging or estimating post-logging sediment flux often focus on annual timescales but overlook potentially important process response on shorter intervals immediately following timber harvest. We resolve such dynamics with non-parametric quantile regression forests (QRF) based on high-frequency (3 min) discharge measurements and sediment concentration data sampled every 30-60 min in similar-sized (similar to 0.1 km(2)) forested Chilean catchments that were logged during either the rainy or the dry season. The method of QRF builds on the random forest algorithm, and combines quantile regression with repeated random sub-sampling of both cases and predictors. The algorithm belongs to the family of decision-tree classifiers, which allow quantifying relevant predictors in high-dimensional parameter space. We find that, where no logging occurred, similar to 80% of the total sediment load was transported during extremely variable runoff events during only 5% of the monitoring period. In particular, dry-season logging dampened the relative role of these rare, extreme sediment-transport events by increasing load efficiency during more efficient moderate events. We show that QRFs outperform traditional sediment rating curves (SRCs) in terms of accurately simulating short-term dynamics of sediment flux, and conclude that QRF may reliably support forest management recommendations by providing robust simulations of post-logging response of water and sediment fluxes at high temporal resolution.
Hydrological response to earthquakes has long been observed, yet the mechanisms responsible still remain unclear and likely vary in space and time. This study explores the base flow response in small upland catchments of the Coastal Range of south-central Chile after the M-W 8.8 Maule earthquake of 27 February 2010. An initial decline in streamflow followed by an increase of up to 400% of the discharge measured immediately before the earthquake occurred, and diurnal streamflow oscillations intensified after the earthquake. Neither response time, nor time to maximum streamflow discharge showed any relationship with catchment topography or size, suggesting non-uniform release of water across the catchments. The fast response, unaffected stream water temperatures and a simple diffusion model point to the sandy saprolite as the source of the excess water. Base flow recession analysis reveals no evidence for substantial enhancement of lateral hydraulic conductivity in the saprolite after the earthquake. Seismic energy density reached similar to 170 J/m(3) for the main shock and similar to 0.9 J/m(3) for the aftershock, exceeding the threshold for liquefaction by undrained consolidation only during the main shock. Although increased hydraulic gradient due to ground acceleration-triggered, undrained consolidation is consistent with empirical magnitude-distance relationships for liquefaction, the lack of independent evidence for liquefaction means that enhanced vertical permeability (probably in combination with co-seismic near-surface dilatancy) cannot be excluded as a potential mechanism. Undrained consolidation may have released additional water from the saturated saprolite into the overlying soil, temporarily reducing water transfer to the creeks but enlarging the cross-section of the saturated zone, which in turn enhanced streamflow after establishment of a new hydraulic equilibrium. The enlarged saturated zone facilitated water uptake by roots and intensified evapotranspiration.
Shaking water out of soil
(2015)
Moderate to large earthquakes can increase the amount of water flowing in streams. Previous interpretations and models assume that the extra water originates in the saturated zone. Here we show that earthquakes may also release water from the unsaturated zone when the seismic energy is sufficient to overcome the threshold of soil water retention. Soil water may then be released into aquifers, increasing streamflow. After the M8.8 Maule, Chile, earthquake, the discharge in some headwater catchments of the Chilean coastal range increased, and the amount of extra water in the discharge was similar to the total amount of water available for release from the unsaturated zone. Assuming rapid recharge of this water to the water table, a groundwater flow model that accounts for evapotranspiration and water released from soils can reproduce the increase in discharge as well as the enhanced diurnal discharge variations observed after the earthquake. Thus the unsaturated zone may play a previously unappreciated, and potentially significant, role in shallow hydrological responses to earthquakes.
Timber harvesting by clear cutting is known to impose environmental impacts, including severe disturbance of the soil hydraulic properties which intensify the frequency and magnitude of surface runoff and soil erosion. However, it remains unanswered if harvest areas act as sources or sinks for runoff and soil erosion and whether such behavior operates in a steady state or evolves through time. For this purpose, 92 small-scale rainfall simulations of different intensities were carried out under pine plantation conditions and on two clear-cut harvest areas of different age. Nonparametrical Random Forest statistical models were set up to quantify the impact of environmental variables on the hydrological and erosion response. Regardless of the applied rainfall intensity, runoff always initiated first and yielded most under plantation cover. Counter to expectations, infiltration rates increased after logging activities. Once a threshold rainfall intensity of 20mm/h was exceeded, the younger harvest area started to act as a source for both runoff and erosion after connectivity was established, whereas it remained a sink under lower applied rainfall intensities. The results suggest that the impact of microtopography on surface runoff connectivity and water-repellent properties of the topsoil act as first-order controls for the hydrological and erosion processes in such environments. Fast rainfall-runoff response, sediment-discharge-hystereses, and enhanced postlogging groundwater recharge at catchment scale support our interpretation. At the end, we show the need to account for nonstationary hydrological and erosional behavior of harvest areas, a fact previously unappreciated in predictive models.