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The Central Andean region is characterized by diverse climate zones with sharp transitions between them. In this work, the area of interest is the South-Central Andes in northwestern Argentina that borders with Bolivia and Chile. The focus is the observation of soil moisture and water vapour with Global Navigation Satellite System (GNSS) remote-sensing methodologies. Because of the rapid temporal and spatial variations of water vapour and moisture circulations, monitoring this part of the hydrological cycle is crucial for understanding the mechanisms that control the local climate. Moreover, GNSS-based techniques have previously shown high potential and are appropriate for further investigation. This study includes both logistic-organization effort and data analysis. As for the prior, three GNSS ground stations were installed in remote locations in northwestern Argentina to acquire observations, where there was no availability of third-party data.
The methodological development for the observation of the climate variables of soil moisture and water vapour is independent and relies on different approaches. The soil-moisture estimation with GNSS reflectometry is an approximation that has demonstrated promising results, but it has yet to be operationally employed. Thus, a more advanced algorithm that exploits more observations from multiple satellite constellations was developed using data from two pilot stations in Germany. Additionally, this algorithm was slightly modified and used in a sea-level measurement campaign. Although the objective of this application is not related to monitoring hydrological parameters, its methodology is based on the same principles and helps to evaluate the core algorithm. On the other hand, water-vapour monitoring with GNSS observations is a well-established technique that is utilized operationally. Hence, the scope of this study is conducting a meteorological analysis by examining the along-the-zenith air-moisture levels and introducing indices related to the azimuthal gradient.
The results of the experiments indicate higher-quality soil moisture observations with the new algorithm. Furthermore, the analysis using the stations in northwestern Argentina illustrates the limits of this technology because of varying soil conditions and shows future research directions. The water-vapour analysis points out the strong influence of the topography on atmospheric moisture circulation and rainfall generation. Moreover, the GNSS time series allows for the identification of seasonal signatures, and the azimuthal-gradient indices permit the detection of main circulation pathways.
This study analyses some hydrological driving forces and their interrelation with surface-flow initiation in a semiarid Caatinga basin (12km(2)), Northeastern Brazil. During the analysis period (2005 - 2014), 118 events with precipitation higher than 10mm were monitored, providing 45 events with runoff, 25 with negligible runoff and 49 without runoff. To verify the dominant processes, 179 on-site measurements of saturated hydraulic conductivity (Ksat) were conducted. The results showed that annual runoff coefficient lay below 0.5% and discharge at the outlet has only occurred four days per annum on average, providing an insight to the surface-water scarcity of the Caatinga biome. The most relevant variables to explain runoff initiation were total precipitation and maximum 60-min rainfall intensity (I-60). Runoff always occurred when rainfall surpassed 31mm, but it never occurred for rainfall below 14mm or for I-60 below 12mmh(-1). The fact that the duration of the critical intensity is similar to the basin concentration time (65min) and that the infiltration threshold value approaches the river-bank saturated hydraulic conductivity support the assumption that Hortonian runoff prevails. However, none of the analysed variables (total or precedent precipitation, soil moisture content, rainfall intensities or rainfall duration) has been able to explain the runoff initiation in all monitored events: the best criteria, e.g. failed to explain 27% of the events. It is possible that surface-flow initiation in the Caatinga biome is strongly influenced by the root-system dynamics, which changes macro-porosity status and, therefore, initial abstraction. Copyright (c) 2016 John Wiley & Sons, Ltd.
This study focuses on the prediction of event-based runoff coefficients (an important descriptor of flood events) for nested catchments up to an area of 50?km(2) in the Eastern Ore Mountains. The four main objectives of the study are (i) the prediction of runoff coefficients with the statistical method of generalized linear models, (ii) the comparison of the results of the linear models with estimates of a distributed conceptual model, (iii) the comparison of the dynamics of observed soil moisture and simulated saturation deficit of the hydrological model and (iv) the analysis of the relationship between runoff coefficient and observed and simulated wetness. Different predictor variables were selected to describe the runoff coefficient and were differentiated into variables describing the catchment’s antecedent wetness and meteorological forcing. The best statistical model was estimated in a stepwise approach on the basis of hierarchical partitioning, an exhaustive search algorithm and model validation with jackknifing. We then applied the rainfall runoff model WaSiM ETH to predict the runoff processes for the two larger catchments. Locally measured small-scale soil moisture (acquired at a scale of four to five magnitudes smaller than the catchment) was identified as one of the key predictor variables for the estimation of the runoff coefficient with the general linear model. It was found that the relationship betweenobserved and simulated (using WaSiM ETH) wetness is strongly hysteretic. The runoff coefficients derived from the rainfall runoff simulations systematically underestimate the observed values. Copyright (C) 2012 John Wiley & Sons, Ltd.
It is commonly recognized that soil moisture exhibits spatial heterogeneities occurring in a wide range of scales. These heterogeneities are caused by different factors ranging from soil structure at the plot scale to land use at the landscape scale. There is an urgent need for effi-cient approaches to deal with soil moisture heterogeneity at large scales, where manage-ment decisions are usually made. The aim of this dissertation was to test innovative ap-proaches for making efficient use of standard soil hydrological data in order to assess seep-age rates and main controls on observed hydrological behavior, including the role of soil het-erogeneities.
As a first step, the applicability of a simplified Buckingham-Darcy method to estimate deep seepage fluxes from point information of soil moisture dynamics was assessed. This was done in a numerical experiment considering a broad range of soil textures and textural het-erogeneities. The method performed well for most soil texture classes. However, in pure sand where seepage fluxes were dominated by heterogeneous flow fields it turned out to be not applicable, because it simply neglects the effect of water flow heterogeneity. In this study a need for new efficient approaches to handle heterogeneities in one-dimensional water flux models was identified.
As a further step, an approach to turn the problem of soil moisture heterogeneity into a solu-tion was presented: Principal component analysis was applied to make use of the variability among soil moisture time series for analyzing apparently complex soil hydrological systems. It can be used for identifying the main controls on the hydrological behavior, quantifying their relevance, and describing their particular effects by functional averaged time series. The ap-proach was firstly tested with soil moisture time series simulated for different texture classes in homogeneous and heterogeneous model domains. Afterwards, it was applied to 57 mois-ture time series measured in a multifactorial long term field experiment in Northeast Germa-ny.
The dimensionality of both data sets was rather low, because more than 85 % of the total moisture variance could already be explained by the hydrological input signal and by signal transformation with soil depth. The perspective of signal transformation, i.e. analyzing how hydrological input signals (e.g., rainfall, snow melt) propagate through the vadose zone, turned out to be a valuable supplement to the common mass flux considerations. Neither different textures nor spatial heterogeneities affected the general kind of signal transfor-mation showing that complex spatial structures do not necessarily evoke a complex hydro-logical behavior. In case of the field measured data another 3.6% of the total variance was unambiguously explained by different cropping systems. Additionally, it was shown that dif-ferent soil tillage practices did not affect the soil moisture dynamics at all.
The presented approach does not require a priori assumptions about the nature of physical processes, and it is not restricted to specific scales. Thus, it opens various possibilities to in-corporate the key information from monitoring data sets into the modeling exercise and thereby reduce model uncertainties.
The study deals with the identification and characterization of rapid subsurface flow structures through pedo- and geo-physical measurements and irrigation experiments at the point, plot and hillslope scale. Our investigation of flow-relevant structures and hydrological responses refers to the general interplay of form and function, respectively. To obtain a holistic picture of the subsurface, a large set of different laboratory, exploratory and experimental methods was used at the different scales. For exploration these methods included drilled soil core profiles, in situ measurements of infiltration capacity and saturated hydraulic conductivity, and laboratory analyses of soil water retention and saturated hydraulic conductivity. The irrigation experiments at the plot scale were monitored through a combination of dye tracer, salt tracer, soil moisture dynamics, and 3-D time-lapse ground penetrating radar (GPR) methods. At the hillslope scale the subsurface was explored by a 3-D GPR survey. A natural storm event and an irrigation experiment were monitored by a dense network of soil moisture observations and a cascade of 2-D time-lapse GPR "trenches". We show that the shift between activated and non-activated state of the flow paths is needed to distinguish structures from overall heterogeneity. Pedo-physical analyses of point-scale samples are the basis for sub-scale structure inference. At the plot and hillslope scale 3-D and 2-D time-lapse GPR applications are successfully employed as non-invasive means to image subsurface response patterns and to identify flow-relevant paths. Tracer recovery and soil water responses from irrigation experiments deliver a consistent estimate of response velocities. The combined observation of form and function under active conditions provides the means to localize and characterize the structures (this study) and the hydrological processes (companion study Angermann et al., 2017, this issue).
Soil conditions under vegetation cover and their spatial and temporal variations from point to catchment scale are crucial for understanding hydrological processes within the vadose zone, for managing irrigation and consequently maximizing yield by precision farming. Soil moisture and soil roughness are the key parameters that characterize the soil status. In order to monitor their spatial and temporal variability on large scales, remote sensing techniques are required. Therefore the determination of soil parameters under vegetation cover was approached in this thesis by means of (multi-angular) polarimetric SAR acquisitions at a longer wavelength (L-band, lambda=23cm). In this thesis, the penetration capabilities of L-band are combined with newly developed (multi-angular) polarimetric decomposition techniques to separate the different scattering contributions, which are occurring in vegetation and on ground. Subsequently the ground components are inverted to estimate the soil characteristics. The novel (multi-angular) polarimetric decomposition techniques for soil parameter retrieval are physically-based, computationally inexpensive and can be solved analytically without any a priori knowledge. Therefore they can be applied without test site calibration directly to agricultural areas. The developed algorithms are validated with fully polarimetric SAR data acquired by the airborne E-SAR sensor of the German Aerospace Center (DLR) for three different study areas in Germany. The achieved results reveal inversion rates up to 99% for the soil moisture and soil roughness retrieval in agricultural areas. However, in forested areas the inversion rate drops significantly for most of the algorithms, because the inversion in forests is invalid for the applied scattering models at L-band. The validation against simultaneously acquired field measurements indicates an estimation accuracy (root mean square error) of 5-10vol.% for the soil moisture (range of in situ values: 1-46vol.%) and of 0.37-0.45cm for the soil roughness (range of in situ values: 0.5-4.0cm) within the catchment. Hence, a continuous monitoring of soil parameters with the obtained precision, excluding frozen and snow covered conditions, is possible. Especially future, fully polarimetric, space-borne, long wavelength SAR missions can profit distinctively from the developed polarimetric decomposition techniques for separation of ground and volume contributions as well as for soil parameter retrieval on large spatial scales.
Soil moisture estimation under low vegetation cover using a multi-angular polarimetric decomposition
(2013)
The estimation of volumetric soil moisture under low agricultural vegetation from fully polarimetric synthetic aperture radar (SAR) data at L-band using a multi-angular polarimetric decomposition is investigated. Radar polarimetry provides the framework to decompose the backscattered signal into different canonical scattering mechanisms referring to scattering contributions from the underlying soil and the vegetation cover. Multiangular observation diversity further increases the information space for soil moisture inversion enabling higher inversion rates and a stable inversion performance. The developed approach was applied on the multi-angular L-band data set acquired by German Aerospace Center's ESAR sensor as part of the OPAQUE campaign in 2008. The obtained results are compared against ground measurements collected by the OPAQUE team over a variety of vegetated agricultural fields. The validation of the estimated against ground measured soil moisture results in an root mean square error level of 6-8 vol.% including all test fields with a variety of crop types.
Site-specific soil moisture and groundwater levels are key input parameters for ecological modeling. Obtaining such information in a comprehensive manner is difficult for large regions. We studied a floodplain region in the Federal State of Brandenburg, Germany, to examine the degree to which the average depth of groundwater tables can be derived from surface temperatures obtained by the ASTER radiospectrometer (spatial resolution of 90 m per pixel). A floristic ecological indicator representing the site-specific moisture level was applied to develop a proxy between the thermal satellite data and groundwater table depth. The use of spring scenes (late April to early May) from 2 years proved to be well suited for minimizing the effects of weather and land use. Vegetation surveys along transects that were 2 m wide across the pixel diagonals allowed for the calculation of average ecological moisture values of pixel-sites by applying Ellenberg-numbers. These values were used to calibrate the satellite data locally. There was a close relationship between surface temperature and the average ecological moisture value (R2 = 0.73). Average ecological moisture values were highly indicative of the average groundwater levels during a 7-year measurement series (R2 = 0.93). Satellite-supported thermal data from spring were suitable for estimating the average groundwater levels of low-lying grasslands on a larger scale. Ecological moisture values from the transect surveys effectively allowed the incorporation of relief heterogeneity within the thermal grid and the establishment of the correlation between thermal data and average groundwater table depth. Regression functions were used to produce a map of groundwater levels at the study site.
1. The complex, nonlinear response of dryland systems to grazing and climatic variations is a challenge to management of these lands. Predicted climatic changes will impact the desertification of drylands under domestic livestock production. Consequently, there is an urgent need to understand the response of drylands to grazing under climate change. 2. We enhanced and parameterized an ecohydrological savanna model to assess the impacts of a range of climate change scenarios on the response of a semi-arid African savanna to grazing. We focused on the effects of temperature and CO2 level increase in combination with changes in inter- and intra-annual precipitation patterns on the long-term dynamics of three major plant functional types. 3. We found that the capacity of the savanna to sustain livestock grazing was strongly influenced by climate change. Increased mean annual precipitation and changes in intra-annual precipitation pattern have the potential to slightly increase carrying capacities of the system. In contrast, decreased precipitation, higher interannual variation and temperature increase are leading to a severe decline of carrying capacities owing to losses of the perennial grass biomass. 4. Semi-arid rangelands will be at lower risk of shrub encroachment and encroachment will be less intense under future climatic conditions. This finding holds in spite of elevated levels of atmospheric CO2 and irrespective of changes in precipitation pattern, because of the drought sensitivity of germination and establishment of encroaching species. 5. Synthesis and applications. Changes in livestock carrying capacities, both positive and negative, mainly depend on the highly uncertain future rainfall conditions. However, independent of the specific changes, shrub encroachment becomes less likely and in many cases less severe. Thus, managers of semi-arid rangelands should shift their focus from woody vegetation towards perennial grass species as indicators for rangeland degradation. Furthermore, the resulting reduced competition from woody vegetation has the potential to facilitate ecosystem restoration measures such as re-introduction of desirable plant species that are only little promising or infeasible under current climatic conditions. On a global scale, the reductions in standing biomass resulting from altered degradation dynamics of semi-arid rangelands can have negative impacts on carbon sequestration.
Floods and debris flows in small Alpine torrent catchments (<10km(2)) arise from a combination of critical antecedent system state conditions and mostly convective precipitation events with high precipitation intensities. Thus, climate change may influence the magnitude-frequency relationship of extreme events twofold: by a modification of the occurrence probabilities of critical hydrological system conditions and by a change of event precipitation characteristics. Three small Alpine catchments in different altitudes in Western Austria (Ruggbach, Brixenbach and Langentalbach catchment) were investigated by both field experiments and process-based simulation. Rainfall-runoff model (HQsim) runs driven by localized climate scenarios (CNRM-RM4.5/ARPEGE, MPI-REMO/ECHAM5 and ICTP-RegCM3/ECHAM5) were used in order to estimate future frequencies of stormflow triggering system state conditions. According to the differing altitudes of the study catchments, two effects of climate change on the hydrological systems can be observed. On one hand, the seasonal system state conditions of medium altitude catchments are most strongly affected by air temperature-controlled processes such as the development of the winter snow cover as well as evapotranspiration. On the other hand, the unglaciated high-altitude catchment is less sensitive to climate change-induced shifts regarding days with critical antecedent soil moisture and desiccated litter layer due to its elevation-related small proportion of sensitive areas. For the period 2071-2100, the number of days with critical antecedent soil moisture content will be significantly reduced to about 60% or even less in summer in all catchments. In contrast, the number of days with dried-out litter layers causing hydrophobic effects will increase by up to 8%-11% of the days in the two lower altitude catchments. The intensity analyses of heavy precipitation events indicate a clear increase in rain intensities of up to 10%.