@phdthesis{Mandal2019,
  author    = {Mandal, Sankalita},
  title     = {Event handling in business processes},
  doi       = {10.25932/publishup-44170},
  url       = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-441700},
  school      = {Universit{\"a}t Potsdam},
  pages     = {xix, 151},
  year      = {2019},
  abstract  = {Business process management (BPM) deals with modeling, executing, monitoring, analyzing, and improving business processes. During execution, the process communicates with its environment to get relevant contextual information represented as events. Recent development of big data and the Internet of Things (IoT) enables sources like smart devices and sensors to generate tons of events which can be filtered, grouped, and composed to trigger and drive business processes. The industry standard Business Process Model and Notation (BPMN) provides several event constructs to capture the interaction possibilities between a process and its environment, e.g., to instantiate a process, to abort an ongoing activity in an exceptional situation, to take decisions based on the information carried by the events, as well as to choose among the alternative paths for further process execution. The specifications of such interactions are termed as event handling. However, in a distributed setup, the event sources are most often unaware of the status of process execution and therefore, an event is produced irrespective of the process being ready to consume it. BPMN semantics does not support such scenarios and thus increases the chance of processes getting delayed or getting in a deadlock by missing out on event occurrences which might still be relevant. The work in this thesis reviews the challenges and shortcomings of integrating real-world events into business processes, especially the subscription management. The basic integration is achieved with an architecture consisting of a process modeler, a process engine, and an event processing platform. Further, points of subscription and unsubscription along the process execution timeline are defined for different BPMN event constructs. Semantic and temporal dependencies among event subscription, event occurrence, event consumption and event unsubscription are considered. To this end, an event buffer with policies for updating the buffer, retrieving the most suitable event for the current process instance, and reusing the event has been discussed that supports issuing of early subscription. The Petri net mapping of the event handling model provides our approach with a translation of semantics from a business process perspective. Two applications based on this formal foundation are presented to support the significance of different event handling configurations on correct process execution and reachability of a process path. Prototype implementations of the approaches show that realizing flexible event handling is feasible with minor extensions of off-the-shelf process engines and event platforms.},
  language  = {en}
}
@phdthesis{Ladleif2021,
  author    = {Ladleif, Jan},
  title     = {Enforceability aspects of smart contracts on blockchain networks},
  doi       = {10.25932/publishup-51908},
  url       = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-519088},
  school      = {Universit{\"a}t Potsdam},
  pages     = {xix, 152},
  year      = {2021},
  abstract  = {Smart contracts promise to reform the legal domain by automating clerical and procedural work, and minimizing the risk of fraud and manipulation. Their core idea is to draft contract documents in a way which allows machines to process them, to grasp the operational and non-operational parts of the underlying legal agreements, and to use tamper-proof code execution alongside established judicial systems to enforce their terms. The implementation of smart contracts has been largely limited by the lack of an adequate technological foundation which does not place an undue amount of trust in any contract party or external entity. Only recently did the emergence of Decentralized Applications (DApps) change this: Stored and executed via transactions on novel distributed ledger and blockchain networks, powered by complex integrity and consensus protocols, DApps grant secure computation and immutable data storage while at the same time eliminating virtually all assumptions of trust. However, research on how to effectively capture, deploy, and most of all enforce smart contracts with DApps in mind is still in its infancy. Starting from the initial expression of a smart contract's intent and logic, to the operation of concrete instances in practical environments, to the limits of automatic enforcement---many challenges remain to be solved before a widespread use and acceptance of smart contracts can be achieved. This thesis proposes a model-driven smart contract management approach to tackle some of these issues. A metamodel and semantics of smart contracts are presented, containing concepts such as legal relations, autonomous and non-autonomous actions, and their interplay. Guided by the metamodel, the notion and a system architecture of a Smart Contract Management System (SCMS) is introduced, which facilitates smart contracts in all phases of their lifecycle. Relying on DApps in heterogeneous multi-chain environments, the SCMS approach is evaluated by a proof-of-concept implementation showing both its feasibility and its limitations. Further, two specific enforceability issues are explored in detail: The performance of fully autonomous tamper-proof behavior with external off-chain dependencies and the evaluation of temporal constraints within DApps, both of which are essential for smart contracts but challenging to support in the restricted transaction-driven and closed environment of blockchain networks. Various strategies of implementing or emulating these capabilities, which are ultimately applicable to all kinds of DApp projects independent of smart contracts, are presented and evaluated.},
  language  = {en}
}
@phdthesis{Bazhenova2018,
  author    = {Bazhenova, Ekaterina},
  title     = {Discovery of Decision Models Complementary to Process Models},
  url       = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-410020},
  school      = {Universit{\"a}t Potsdam},
  year      = {2018},
  abstract  = {Business process management is an acknowledged asset for running an organization in a productive and sustainable way. One of the most important aspects of business process management, occurring on a daily basis at all levels, is decision making. In recent years, a number of decision management frameworks have appeared in addition to existing business process management systems. More recently, Decision Model and Notation (DMN) was developed by the OMG consortium with the aim of complementing the widely used Business Process Model and Notation (BPMN). One of the reasons for the emergence of DMN is the increasing interest in the evolving paradigm known as the separation of concerns. This paradigm states that modeling decisions complementary to processes reduces process complexity by externalizing decision logic from process models and importing it into a dedicated decision model. Such an approach increases the agility of model design and execution. This provides organizations with the flexibility to adapt to the ever increasing rapid and dynamic changes in the business ecosystem. The research gap, identified by us, is that the separation of concerns, recommended by DMN, prescribes the externalization of the decision logic of process models in one or more separate decision models, but it does not specify this can be achieved. The goal of this thesis is to overcome the presented gap by developing a framework for discovering decision models in a semi-automated way from information about existing process decision making. Thus, in this thesis we develop methodologies to extract decision models from: (1) control flow and data of process models that exist in enterprises; and (2) from event logs recorded by enterprise information systems, encapsulating day-to-day operations. Furthermore, we provide an extension of the methodologies to discover decision models from event logs enriched with fuzziness, a tool dealing with partial knowledge of the process execution information. All the proposed techniques are implemented and evaluated in case studies using real-life and synthetic process models and event logs. The evaluation of these case studies shows that the proposed methodologies provide valid and accurate output decision models that can serve as blueprints for executing decisions complementary to process models. Thus, these methodologies have applicability in the real world and they can be used, for example, for compliance checks, among other uses, which could improve the organization's decision making and hence it's overall performance.},
  language  = {en}
}