TY - JOUR A1 - Fuertes, Vanesa A1 - Jantz, Bastian A1 - Klenk, Tanja A1 - McQuaid, Ronald T1 - Between cooperation and competition: The organisation of employment service delivery in the UK and Germany JF - International journal of social welfare N2 - The increased emphasis on labour market activation in many European countries has led to new forms of governance in recent decades. Primarily through qualitative data and document analysis, this article compares the restructuring of labour market service delivery in the UK and Germany. The comparison suggests the emergence of complex governance arrangements that seek to balance public regulation and accountability with the creation of room for market competition. As a result, we can observe in both countries a greater use of markets, but also of rules. While in both countries the relationships between different providers of labour market services can best be described as a mixture of cooperation and competition, differences exist in terms of instruments and the comprehensiveness of coordination initiatives. The findings suggest that the distinctions between governance models may be more important in theory than in practice, although the combinations of theoretical forms vary in different circumstances. KW - activation KW - coordination KW - employment services KW - Germany KW - governance KW - UK Y1 - 2014 U6 - https://doi.org/10.1111/ijsw.12100 SN - 1369-6866 SN - 1468-2397 VL - 23 SP - S71 EP - S86 PB - Wiley-Blackwell CY - Hoboken ER - TY - JOUR A1 - Daviter, Falk T1 - Coping, taming or solving BT - alternative approaches to the governance of wicked problems JF - Policy studies N2 - One of the truisms of policy analysis is that policy problems are rarely solved. As an ever-increasing number of policy issues are identified as an inherently ill-structured and intractable type of wicked problem, the question of what policy analysis sets out to accomplish has emerged as more central than ever. If solving wicked problems is beyond reach, research on wicked problems needs to provide a clearer understanding of the alternatives. The article identifies and explicates three distinguishable strategies of problem governance: coping, taming and solving. It shows that their intellectual premises and practical implications clearly contrast in core respects. The article argues that none of the identified strategies of problem governance is invariably more suitable for dealing with wicked problems. Rather than advocate for some universally applicable approach to the governance of wicked problems, the article asks under what conditions different ways of governing wicked problems are analytically reasonable and normatively justified. It concludes that a more systematic assessment of alternative approaches of problem governance requires a reorientation of the debate away from the conception of wicked problems as a singular type toward the more focused analysis of different dimensions of problem wickedness. KW - Wicked problems KW - complex problems KW - governance KW - problem-solving KW - policy analysis Y1 - 2017 U6 - https://doi.org/10.1080/01442872.2017.1384543 SN - 0144-2872 SN - 1470-1006 VL - 38 IS - 6 SP - 571 EP - 588 PB - Routledge, Taylor & Francis Group CY - Abingdon ER - TY - GEN A1 - Daviter, Falk T1 - Coping, taming or solving BT - alternative approaches to the governance of wicked problems T2 - Policy Studies N2 - One of the truisms of policy analysis is that policy problems are rarely solved. As an ever-increasing number of policy issues are identified as an inherently ill-structured and intractable type of wicked problem, the question of what policy analysis sets out to accomplish has emerged as more central than ever. If solving wicked problems is beyond reach, research on wicked problems needs to provide a clearer understanding of the alternatives. The article identifies and explicates three distinguishable strategies of problem governance: coping, taming and solving. It shows that their intellectual premises and practical implications clearly contrast in core respects. The article argues that none of the identified strategies of problem governance is invariably more suitable for dealing with wicked problems. Rather than advocate for some universally applicable approach to the governance of wicked problems, the article asks under what conditions different ways of governing wicked problems are analytically reasonable and normatively justified. It concludes that a more systematic assessment of alternative approaches of problem governance requires a reorientation of the debate away from the conception of wicked problems as a singular type toward the more focused analysis of different dimensions of problem wickedness. T3 - Zweitveröffentlichungen der Universität Potsdam : Wirtschafts- und Sozialwissenschaftliche Reihe - 98 KW - Wicked problems KW - complex problems KW - governance KW - problem-solving KW - policy analysis Y1 - 2018 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:kobv:517-opus4-412684 ER - TY - THES A1 - Sperfeld, Robert T1 - Decentralisation and establishment of local government in Lesotho N2 - This diploma thesis deals with the process of political and administrative decentralisation in the Kingdom of Lesotho. Although decentralization in itself does not automatically lead to development it became an integral part of reform processes in many developing countries. Governments and international donors consider efficient decentralized political and administrative structures as essential elements of “good governance” and a prerequisite for structural poverty alleviation. This paper seeks to analyse how the given decentralization strategy and its implementation is affecting different features of good governance in the case of Lesotho. The results of the analysis confirm that the decentralisation process significantly improved political participation of the local population. However, the second objective of enhancing efficiency through decentralisation was not achieved. To the contrary, in the institutional design of the newly created local authorities and in the civil service recruitment policy efficiency considerations did not matter. Additionally, the created mechanisms for political participation generate relevant costs. Thus it is impossible to judge unambiguously on the contribution of decentralisation to the achievement of good governance. Different subtargets of good governance are influenced contrarily. Consequently, the adequacy of the concept of good governance as a guiding concept for decentralisation policies can be questioned. The assessment of the success of decentralisation policies requires a normative framework that takes into account the relations between both participation and efficiency. Despite the partly reduced administrative efficiency the author’s overall impression of the decentralisation process in Lesotho is positive. The establishment of democratically legitimised and participatory local governments justifies certain additional expenditure. However, mistakes in the design and the implementation of the decentralisation strategy would have been avoidable. N2 - Die vorliegende Diplomarbeit befasst sich mit dem Prozess der politischen und administrativen Dezentralisierung im Königreich Lesotho, einem Entwicklungsland im Südlichen Afrika. Orientierung für die Dezentralisierungsstrategie bietet das in der internationalen Entwicklungszusammenarbeit anerkannte Leitbild der „Good Governance“. Die Arbeit untersucht, wie die Umsetzung der Dezentralisierung im Falle Lesothos konkret zur Annäherung an das Leitbild der Good Governance beiträgt. Die Ergebnisse bestätigen, dass sich die Beteiligungsmöglichkeiten der Bevölkerung an den lokalen politischen Prozessen durch die Dezentralisierung erheblich verbessert haben. Das gleichzeitig verfolgte Ziel, durch dezentrale Strukturen die Effizienz zu steigern, konnte nicht erreicht werden. Es ist, im Gegenteil, von geringerer Effizienz auszugehen. Grund hierfür sind sowohl die Kosten der Partizipation, als auch ein institutionelles Design und eine Personalpolitik, die Effizienzgesichtspunkte weitgehend vernachlässigen. Ein pauschales Urteil, ob der Dezentralisierungsprozess in Lesotho Good Governance befördert, ist somit nicht möglich. Die Auswirkungen auf verschiedene Unterziele von Good Governance sind sowohl positiv als auch negativ. Damit zeigt sich, dass Good Governance im Falle Lesothos nur bedingt als Leitbild und Zielsystem für Dezentralisierung geeignet ist. Um den Erfolg der Dezentralisierung einzuschätzen ist ein normativer Rahmen erforderlich, der die Beziehung beider Ziele nicht ausblendet. Der Autor plädiert im Falle Lesothos für eine bedingt positive Gesamteinschätzung des Dezentralisierungsprozesses, trotz der verringerten Effizienz. Der Aufbau von demokratisch legitimierten und beteiligungsintensiven kommunalen Strukturen rechtfertigt bestimmte Aufwendungen. Fehler bei Planung und Umsetzung der Dezentralisierungsstrategie wären jedoch vermeidbar gewesen. KW - Dezentralisation KW - Lesotho KW - Staatskunst KW - governance KW - Afrika KW - Partizipation KW - Effizienz KW - Verwaltung KW - governance KW - administration KW - participation KW - decentralisation KW - efficiency Y1 - 2006 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:kobv:517-opus-10867 ER - TY - JOUR A1 - Schmeiss, Jessica A1 - Hölzle, Katharina A1 - Tech, Robin P. G. T1 - Designing Governance Mechanisms in Platform Ecosystems: Addressing the Paradox of Openness through Blockchain Technology JF - California Management Review N2 - The paradox of openness is inherent to all platform ecosystems-the tension in enabling maximum openness to create joint innovation while guaranteeing value capturing for all actors. Governance mechanisms to solve this paradox are embedded into the technical architecture of the platform, addressing the dimensions of access, control, and incentives. Blockchain technology offers unique ways to design novel governance mechanisms through the standardization of interactions. However, the design of such an architecture requires careful consideration of the cost associated with it. KW - ecosystems KW - governance KW - value creation KW - platforms KW - technology management Y1 - 2019 U6 - https://doi.org/10.1177/0008125619883618 SN - 0008-1256 SN - 2162-8564 VL - 62 IS - 1 SP - 121 EP - 143 PB - Sage Publ. CY - Thousand Oaks ER - TY - THES A1 - Krause, Tobias Alexander T1 - Erklärungsfaktoren für die Managementautonomie in kommunalen Mehrheitsbeteiligungen T1 - Determinants of management autonomy in municipally owned companies BT - Eine empirische Studie BT - An empirical study N2 - In den letzten Jahrzehnten ist der Trend der Verselbstständigung in vielen Kommunen zu beobachten. Ein Großteil der öffentlichen Leistungserbringer wird mittlerweile als privatrechtliche Gesellschaften in einem wettbewerbsorientierten Umfeld geführt. Während viele Forscher Ausgliederungen in Form von nachgeordneten Behörden auf Bundesebene untersuchen und diese Reformwelle als einen faktischen Autonomisierungsprozess beschreiben, gibt es nur einige wenige Studien, die sich explizit mit den Autonomisierungstendenzen auf Kommunalebene auseinandersetzen. Daher fehlt es an empirischen Erkenntnissen zur Steuerung der kommunalen Beteiligungen. In dieser Arbeit werden die Steuerungsarrangements deutscher Großstädte erstmals aus Sicht der Gesteuerten beleuchtet. Das Untersuchungsziel der vorliegenden Forschungsarbeit besteht darin, Flexibilisierungstendenzen in mehrheitlich kommunalen Unternehmen zu identifizieren und hierfür Erklärungsfaktoren zu identifizieren. Die Forschungsfrage lautet: Welche instrumentellen und relationalen Faktoren beeinflussen die Managementautonomie in kommunalen Mehrheitsbeteiligungen? Dabei interessiert insbesondere die Einflussnahme der Kommunen auf verschiedene Tätigkeitsbereiche ihrer Ausgliederungen. Über diese unternehmensspezifischen Sachverhalte ist in Deutschland fast nichts und international nur sehr wenig Empirisches bekannt. Zur Beantwortung der Forschungsfrage hat der Autor auf Basis der Transaktionskosten- und der Social-Exchange-Theorie einen Analyserahmen erstellt. Die aufgestellten Hypothesen wurden mit einer großflächigen Umfrage bei 243 Unternehmen in den 39 größten deutschen Städten empirisch getestet. Im Ergebnis zeigen sich mehrere empirische Erkenntnisse: Erstens konnten mittels Faktorenanalyse vier unabhängige Faktoren von Managementautonomie in kommunalen Unternehmen identifiziert werden: Personalautonomie, Generelles Management, Preisautonomie und Strategische Fragen. Während die Kommunen ihren Beteiligungen einen hohen Grad an Personalautonomie zugestehen, unterliegen vor allem strategische Investitionsentscheidungen wie die finanzielle Beteiligung an Tochterfirmen, große Projektvorhaben, Diversifikationsentscheidungen oder Kreditautfnahmen einem starken politischen Einfluss. Zweitens führt eine Rechtsformänderung und die Platzierung in einem Wettbewerbsumfeld (auch bekannt als Corporatisation) vor allem zu einer größeren Flexibilisierung der Personal- und Preispolitik, wirkt sich allerdings wenig auf die weiteren Faktoren der Managementautonomie, Generelles Management und Strategische Entscheidungen, aus. Somit behalten die Kommunen ihre Möglichkeit, auf wichtige Unternehmensfragen der Beteiligung Einfluss zu nehmen, auch im Fall einer Formalprivatisierung bei. Letztlich können zur Erklärung der Autonomiefaktoren transaktionskostenbasierte und relationale Faktoren ergänzend herangezogen werden. In den Transaktionsspezifika wirken vor allem der wahrgenommene Wettbewerb in der Branche, die Messbarkeit der Leistung, Branchenvariablen, die Anzahl der Politiker im Aufsichtsrat und die eingesetzten Steuerungsmechanismen. In den relationalen Faktoren setzen sich die Variablen gegenseitiges Vertrauen, Effektivität der Aufsichtsräte, Informationsaustausch, Rollenkonflikte, Rollenambivalenzen und Geschäftsführererfahrung im Sektor durch. N2 - Striving for efficiency and budget improvements, governments at local, state or federal level in most OECD countries have been delegating service provision to private and nonprofit organizations. On the local level, new types of state owned enterprises operate as private law entities and have become equivalent competitors in increasingly demanding, dynamic environments. Their establishment is commonly referred to as corporatization. So far, there is little empirical knowledge about the governance arrangements with regard to corporatization. Analysing the governance arrangements of municipalities as perceived by 243 steered organizations, the author investigates on the issue of management autonomy. Research is driven by the following research question: Which characteristics of the relationship between state owned enterprises and the government impact the level and type of management autonomy of those enterprises? Based on Transaction Cost and Social Exchange Theory, the author develops an analytical framework and formulates several hypotheses. These hypotheses are tested on a sample of 243 municipally owned enterprises in the 39 biggest German cities. The author arrives at several empirical results: Firstly, different types of autonomy are identified. An exploratory factor analysis reveals four distinct factors termed HRM, General Managerial, Pricing and Strategy Autonomy. While municipal governments concede a reasonably high amount of HRM autonomy to their enterprises, strategic decisions like diversification issues, taking loans or larger investments are subject to political influence. Secondly, corporatization which is the tranfer from public to private law fosters HRM and pricing autonomy in the German sample. However, the author does not detect any significant relationship with trategic and general managerial issues. Lastly, there is evidence for both some of the transaction cost and social exchange driven hypotheses. With regard to transaction characteristics, the study reveals that the perceived degree of competition, the measurability of output, the branch,the number of politicians in the board as well as the applied steering mechanisms covary management autonomy. While relational characteristics like information sharing, board effectiveness, role ambiguity and policy-profession conflict affect management autonomy in a negative way, mutual trust and former CEO experience in a public enterprise correlate positively. KW - öffentliche Unternehmen KW - Autonomie KW - Steuerung KW - kommunale Unternehmen KW - Beteiligungen KW - Social-Exchange-Theorie KW - Transaktionskosten-Theorie KW - Public Corporate Governance KW - Beteiligungssteuerung KW - SOE KW - state owned enterprises KW - governance KW - autonomy KW - management KW - municipal enterprises KW - steering KW - quango KW - corporate governance KW - corporatization KW - agencification KW - social exchange theory KW - transaction cost theory KW - new public management KW - management autonomy KW - control Y1 - 2015 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:kobv:517-opus4-86503 ER - TY - JOUR A1 - Heinzel, Mirko Noa A1 - Liese, Andrea T1 - Expert authority and support for COVID-19 measures in Germany and the UK BT - a survey experiment JF - West European politics N2 - During COVID-19, various public institutions tried to shape citizens’ behaviour to slow the spread of the pandemic. How did their authority affect citizens’ support of public measures taken to combat the spread of COVID-19? The article makes two contributions. First, it presents a novel conceptualisation of authority as a source heuristic. Second, it analyses the authority of four types of public institutions (health ministries, universities, public health agencies, the WHO) in two countries (Germany and the UK), drawing on novel data from a survey experiment conducted in May 2020. On average, institutional endorsements seem to have mattered little. However, there is an observable polarisation effect where citizens who ascribe much expertise to public institutions support COVID-19 measures more than the control group. Furthermore, those who ascribe little expertise support them less than the control group. Finally, neither perception of biases nor exposure to institutions in public debates seems consistently to affect their authority. KW - COVID-19 KW - expertise KW - authority KW - survey experiment KW - institutions KW - crises KW - governance Y1 - 2021 U6 - https://doi.org/10.1080/01402382.2021.1873630 SN - 0140-2382 SN - 1743-9655 SP - 1258 EP - 1282 PB - Taylor & Francis CY - Abingdon ER - TY - JOUR A1 - Ulrich, Peter A1 - Zeißig, Hanna A1 - Witting, Antje T1 - Handlungsempfehlungen für die lokale Governance und Übertragbarkeit auf Brandenburg JF - KWI-Schriften KW - Governance KW - lokale Governance KW - Handlungsempfehlungen KW - Brandenburg KW - Digitalisierung KW - governance KW - local governance KW - policy recommendations KW - Brandenburg KW - digitalization Y1 - 2023 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:kobv:517-opus4-631182 SN - 978-3-86956-571-2 SN - 1867-951X SN - 1867-9528 IS - 14 SP - 101 EP - 124 PB - Universitätsverlag Potsdam CY - Potsdam ER - TY - BOOK A1 - Lang, Thilo T1 - Institutional perspectives of local development in Germany and England : a comparative study about regeneration in old industrial towns experiencing decline N2 - This research is about local actors' response to problems of uneven development and unemployment. Policies to combat these problems are usually connected to socio-economic regeneration in England and economic and employment promotion (Wirtschafts- und Beschäftigungsförderung) in Germany. The main result of this project is a description of those factors which support the emergence of local socio-economic initiatives aimed at job creation. Eight social and formal economy initiatives have been examined and the ways in which their emergence has been influenced by institutional factors has been analysed. The role of local actors and forms of governance as well as wider regional and national policy frameworks has been taken into account. Socio-economic initiatives have been defined as non-routine local projects or schemes with the objective of direct job creation. Such initiatives often focus on specific local assets for the formal or the social economy. Socio-economic initiatives are grounded on ideas of local economic development, and the creation of local jobs for local people. The adopted understanding of governance focuses on the processes of decision taking. Thus, this understanding of governance is broadly construed to include the ways in which actors in addition to traditional government manage urban development. The applied understanding of governance lays a focus on 'strategic' forms of decision taking about both long term objectives and short term action linked to socio-economic regeneration. Four old industrial towns in North England and East Germany have been selected for case studies due to their particular socio-economic background. These towns, with between 10.000 and 70.000 inhabitants, are located outside of the main agglomerations and bear central functions for their hinterland. The approach has been comparative, with a focus on examining common themes rather than gaining in-depth knowledge of a single case. Until now, most urban governance studies have analysed the impacts of particular forms of governance such as regeneration partnerships. This project looks at particular initiatives and poses the question to what extent their emergence can be understood as a result of particular forms of governance, local institutional factors or regional and national contexts. N2 - Viele Klein- und Mittelstädte in Ostdeutschland und Nordengland stehen derzeit vor großen Herausforderungen, die durch demographische und ökonomische Umbrüche hervorgerufen worden sind. Insbesondere die altindustriell geprägten Städte außerhalb der großen Agglomerationsräume sind unter Zugzwang, weil ihre ökonomische Basis in Zeiten verschärfter Globalisierungsprozesse nicht mehr wettbewerbsfähig ist. Gleichzeitig können diese Städte nicht von den Standortvorteilen der Agglomerationsräume profitieren und müssen daher eigene Qualitäten entwickeln. Welche Chancen haben diese Städte vor dem Hintergrund anhaltend hoher Arbeitslosenzahlen und stetiger Rationalisierungsprozesse in der lokalen Industrie? Mit welchen Strategien können neue Potenziale erschlossen werden, die die Stadtentwicklung insgesamt voranbringen? Wie gehen Entscheidungsträger mit den Problemen um und inwiefern passen sie aktuelle Entwicklungsstrategien an neue Rahmenbedingungen an? Wie kann die soziale und ökonomische Entwicklung langfristig stabilisiert werden? Welchen Beitrag können dabei lokale Initiativen der Wirtschafts- und Beschäftigungsförderung leisten, und wie können solche Initiativen verstärkt gefördert werden? Diese Fragen stehen im Zentrum der empirischen Arbeit "Institutional perspectives of local development in Germany and England", die anhand von vier altindustriell geprägten Beispielstädten in Nordengland und Ostdeutschland Entstehungsfaktoren dieser Initiativen untersucht. In allen vier Städten gibt es eine Vielzahl lokaler Initiativen der Wirtschafts- und Beschäftigungsförderung (insgesamt über 40). Durch diese Initiativen verändert sich die lokale Wirtschaftsstruktur und wird dadurch weniger anfällig für negative Begleiterscheinungen der Globalisierung. Neben einer direkten Förderung solcher Initiativen liegen entscheidende Unterstützungsfaktoren vor allem im informellen Bereich. So tragen Netzwerke, die auf gemeinsamen Zielen und Wertvorstellungen basieren, maßgeblich zum Erfolg lokaler Initiativen bei. Die Arbeit zeigt dabei, dass für die Entstehung lokaler Initiativen vor allem auch lokale Faktoren ausschlaggebend sind und der Einfluss nationaler Politik letztlich weniger entscheidend ist. Allerdings kann die nationale Ebene wichtige Debatten anstoßen, die dann auch auf die lokale Ebene einwirken. Dies zeigt sich beispielsweise im Bereich der sozialen Ökonomie, wo die größere Zahl an Initiativen in Großbritannien mit einer verstärkten Förderung auf nationaler Ebene einhergeht, wohingegen die geringe Relevanz solcher Initiativen in Deutschland auf eine fehlende nationale Förderung der sozialen Ökonomie zurückgeführt werden kann. KW - schrumpfende Städte KW - Regenerierung KW - Governance KW - neue Institutionentheorie KW - vergleichende Stadtforschung KW - urban regeneration KW - urban decline KW - new institutional theory KW - governance KW - comparative urban studies Y1 - 2008 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:kobv:517-opus-37346 ER - TY - GEN A1 - Eichhorn, Sebastian A1 - Rusche, Karsten A1 - Weith, Thomas T1 - Integrative governance processes towards sustainable spatial development BT - solving conflicts between urban infill development and climate change adaptation T2 - Zweitveröffentlichungen der Universität Potsdam : Mathematisch-Naturwissenschaftliche Reihe N2 - Due to the high concentration of people and infrastructures in European cities, the possible impacts of climate change are particularly high (cities' social, economic and technical vulnerabilities). Adaptation measures to reduce the sensitivity of a city to climate risks are therefore of particular importance. Nevertheless, it is also common to develop compact and dense urban areas to reduce urban sprawl. Urban infill development and sustainable spatial climate policies are thus in apparent conflict with each other. This article examines how German cities deal with the tensions between these two policy fields. Using six case studies, a new heuristic analysis method is applied. This study identifies three key governance aspects that are essential for promoting the joint implementation: instruments, organisation and interaction. Based on our case studies, we conclude that successful implementation can only be achieved through integrative governance including all three domains. T3 - Zweitveröffentlichungen der Universität Potsdam : Mathematisch-Naturwissenschaftliche Reihe - 1387 KW - urban infill development KW - climate change adaptation KW - governance KW - social KW - innovation KW - heuristic analysis Y1 - 2021 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:kobv:517-opus4-594964 SN - 1866-8372 IS - 12 ER - TY - JOUR A1 - Eichhorn, Sebastian A1 - Rusche, Karsten A1 - Weith, Thomas T1 - Integrative governance processes towards sustainable spatial development BT - solving conflicts between urban infill development and climate change adaptation JF - Journal of environmental planning and management N2 - Due to the high concentration of people and infrastructures in European cities, the possible impacts of climate change are particularly high (cities' social, economic and technical vulnerabilities). Adaptation measures to reduce the sensitivity of a city to climate risks are therefore of particular importance. Nevertheless, it is also common to develop compact and dense urban areas to reduce urban sprawl. Urban infill development and sustainable spatial climate policies are thus in apparent conflict with each other. This article examines how German cities deal with the tensions between these two policy fields. Using six case studies, a new heuristic analysis method is applied. This study identifies three key governance aspects that are essential for promoting the joint implementation: instruments, organisation and interaction. Based on our case studies, we conclude that successful implementation can only be achieved through integrative governance including all three domains. KW - urban infill development KW - climate change adaptation KW - governance KW - social KW - innovation KW - heuristic analysis Y1 - 2021 U6 - https://doi.org/10.1080/09640568.2020.1866509 SN - 0964-0568 SN - 1360-0559 VL - 64 IS - 12 SP - 2233 EP - 2256 PB - Routledge, Taylor & Francis Group CY - Abingdon ER - TY - THES A1 - Herold, Jana T1 - International Bureaucracies as Governance Actors BT - an assessment of national stakeholders' perspectives N2 - This study assesses and explains international bureaucracies’ performance and role as policy advisors and as expert authorities from the perspective of domestic stakeholders. International bureaucracies are the secretariats of international organizations that carry out their work including generating knowledge, providing policy advice and implementing policy programs and projects. Scholars increasingly regard them as governance actors that are able to influence global and domestic policy making. In order to explain this influence, research has mainly focused on international bureaucracies’ formal features and/or staff characteristics. The way in which they are actually perceived by their domestic stakeholders, in particular by national bureaucrats, has not been systematically studied. Yet, this is equally important, given that they represent international bureaucracies’ addressees and are actors that (potentially) make use of international bureaucracies’ policy advice, which can be seen as an indicator for international bureaucracies’ influence. Accordingly, I argue that domestic stakeholders’ assessments can likewise contribute to explaining international bureaucracies’ influence. The overarching research questions the study addresses are what are national stakeholders’ perspectives on international bureaucracies and under which conditions do they consider international bureaucracies’ policy advice? In answering these questions, I focus on three specific organizational features that the literature has considered important for international bureaucracies’ independent influence, namely international bureaucracies’ performance and their role as policy advisors and as expert authorities. These three features are studied separately in three independent articles, which are presented in Part II of this article-based dissertation. To answer the research questions, I draw on novel data from a global survey among ministry officials of 121 countries. The survey captures ministry officials’ assessments of international bureaucracies’ features and their behavior with respect to international bureaucracies’ policy advice. The overall sample comprises the bureaucracies of nine global and nine regional international organizations in eight thematic areas in the policy fields of agriculture and finance. The overall finding of this study is that international bureaucracies’ performance and their role as policy advisors and expert authorities as perceived by ministry officials are highly context-specific and relational. These features vary not only across international bureaucracies but much more intra-organizationally across the different thematic areas that an international bureaucracy addresses, i.e. across different thematic contexts. As far as to the relational nature of international bureaucracies’ features, the study generally finds strong variation across the assessments by ministry officials from different countries and across thematic areas. Hence, the findings highlight that it is likewise important to study international bureaucracies via the perspective of their stakeholders and to take account of the different thematic areas and contexts in which international bureaucracies operate. The study contributes to current research on international bureaucracies in various ways. First, it directly surveys one important type of domestic stakeholders, namely national ministry officials, as to how they evaluate certain aspects of international bureaucracies instead of deriving them from their structural features, policy documents or assessments by their staff. Furthermore, the study empirically tests a range of theoretical hypotheses derived from the literature on international bureaucracies’ influence, as well as related literature. Second, the study advances methods of assessing international bureaucracies through a large-N, cross-national expert survey among ministry officials. A survey of this type of stakeholder and of this scope is – to my knowledge – unprecedented. Yet, as argued above, their perspectives are equally important for assessing and explaining international bureaucracies’ influence. Third, the study adapts common theories of international bureaucracies’ policy influence and expert authority to the assessments by ministry officials. In so doing, it tests hypotheses that are rooted in both rationalist and constructivist accounts and combines perspectives on international bureaucracies from both International Relations and Public Administration. Empirically supporting and challenging these hypotheses further complements the theoretical understanding of the determinants of international bureaucracies’ influence among national bureaucracies from both rationalist and constructivist perspectives. Overall, this study advances our understanding of international bureaucracies by systematically taking into account ministry officials’ perspectives in order to determine under which conditions international bureaucracies are perceived to perform well and are able to have an effect as policy advisors and expert authorities among national bureaucracies. Thereby, the study helps to specify to what extent international bureaucracies – as global governance actors – are able to permeate domestic governance via ministry officials and, thus, contribute to the question of why some international bureaucracies play a greater role and are ultimately able to have more influence than others. KW - international bureaucracies KW - international organizations KW - governance KW - expert authority KW - policy advice KW - national ministries KW - internationale Verwaltungen KW - internationale Organisationen KW - Governance KW - Expertenautorität KW - Politikempfehlungen KW - nationale Ministerien Y1 - 2019 ER - TY - JOUR A1 - Ulrich, Peter T1 - Lokale Partizipation von Digitalen Pionieren in ländlicher Governance JF - KWI-Schriften KW - Governance KW - Partizipation KW - Zivilgesellschaft KW - Digitalisierung KW - ländliche Governance KW - governance KW - participation KW - civil society KW - digitalization KW - rural governance Y1 - 2023 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:kobv:517-opus4-631178 SN - 978-3-86956-571-2 SN - 1867-951X SN - 1867-9528 IS - 14 SP - 85 EP - 97 PB - Universitätsverlag Potsdam CY - Potsdam ER - TY - THES A1 - Sarnes-Nitu, Juliane T1 - Mit der Schuldenbremse zu nachhaltigen Staatsfinanzen? T1 - Will the debt brake ensure fiscal sustainability? BT - Wirkungen der neuen Fiskalregel auf die deutschen Bundesländer BT - the new fiscal rule‘s impact on German regional governments N2 - The core question of this paper is: Does the debt brake secure fiscal sustainability in Germany? To answer this question, we will first examine the effects of the introduction of the debt brake on the German federal states in the period 2010-16. For this purpose, the observed consolidation performance and the consolidation incentive or pressure experienced by the federal states were evaluated with the help of a scorecard specifically developed for this purpose. Multiple regression analysis was used to analyze how the scorecard factors affect the consolidation performance of the federal states. It found that nearly 90% of the variation was explained by the independent variables budgetary position, debt burden, revenue growth and pension burden. Thus the debt brake likely played a subordinate role in the 2009-2016 consolidation episode. Subsequently, the data collected in 65 expert interviews was used to analyze the limits of the new fiscal rule, and to determine which potential risks could hinder or prevent the debt brake in the future: municipal debt, FEUs, contingent liabilities in the form of guarantees for financial institutions and pension obligations. The frequently expressed criticism that the debt brake impedes economic growth and public investments is also reviewed and rejected. Finally, we discuss potential future developments regarding the debt brake and the German public administration as well as future consolidation efforts of the Länder. N2 - Die Kernfrage der vorliegenden Arbeit lautet: Sichert die Schuldenbremse die fiskalische Nachhaltigkeit in Deutschland? Zur Beantwortung dieser Frage wird zunächst untersucht, welche Vor-Wirkungen die Einführung der Schuldenbremse im Zeitraum 2010-16 auf die deutschen Bundesländer zeitigte. Dafür wurden die beobachtete Konsolidierungsleistung und der 2009 bestehende Konsolidierungsanreiz bzw. –druck der Bundesländer mit Hilfe einer eigens zu diesem Zweck entwickelten Scorecard evaluiert. Mittels multipler Regressionsanalyse wurde dann analysiert, wie die Faktoren der Scorecard die Konsolidierungsleistung der Bun- desländer beeinflussen. Dabei wurde festgestellt, dass beinahe 90% der Variation, durch die unabhängigen Variablen Haushaltslage, Schuldenlast, Einnahmenwachstum und Pensionslast erklärt werden und der Schuldenbremse bei der Konsolidierungsepisode 2009-2016 eher eine untergeordnete Rolle zugefallen sein dürfte. Anschließend wurde mithilfe der in 65 Expertinneninterviews gesammelten Daten analysiert, welche Grenzen der neuen Fiskalregel in ihrem Wirken gesetzt sind, bzw. welche Risiken zukünftig die Einhaltung der Schuldenbremse erschweren oder verhindern könnten: Kommunalverschuldung, FEUs, Eventualverpflichtungen in Form von Bürgschaften für Finanzinstitute und Pensionsverpflichtungen. Die häufig geäußerten Kritikpunkte, die Schuldenbremse sei eine Konjunktur- und Investitionsbremse werden ebenfalls überprüft und zurückgewiesen. Schließlich werden potentielle zukünftige Entwicklungen hinsichtlich der Schuldenbremse und der öffentlichen Verwaltung in Deutschland sowie der Konsolidierungsbemühungen der Länder erörtert. KW - public finance KW - fiscal rules KW - debt brake KW - rational choice KW - Germany KW - governance KW - consolidation KW - Schuldenbremse KW - Fiskalregeln KW - Deutschland KW - Bundesländer KW - Staatsverschuldung Y1 - 2018 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:kobv:517-opus4-413804 ER - TY - JOUR A1 - Kuhlmann, Sabine A1 - Bouckaert, Geert A1 - Galli, Davide A1 - Reiter, Renate A1 - van Hecke, Steven T1 - Opportunity management of the COVID-19 pandemic BT - testing the crisis from a global perspective JF - International review of administrative sciences N2 - This article provides a conceptual framework for the analysis of COVID-19 crisis governance in the first half of 2020 from a cross-country comparative perspective. It focuses on the issue of opportunity management, that is, how the crisis was used by relevant actors of distinctly different administrative cultures as a window of opportunity. We started from an overall interest in the factors that have influenced the national politics of crisis management to answer the question of whether and how political and administrative actors in various countries have used the crisis as an opportunity to facilitate, accelerate or prevent changes in institutional settings. The objective is to study the institutional settings and governance structures, (alleged) solutions and remedies, and constellations of actors and preferences that have influenced the mode of crisis and opportunity management. Finally, the article summarizes some major comparative findings drawn from the country studies of this Special Issue, focusing on similarities and differences in crisis responses and patterns of opportunity management. KW - administrative culture KW - comparison KW - COVID-19 KW - crisis management KW - governance KW - opportunity management KW - pandemic KW - window of opportunity Y1 - 2021 U6 - https://doi.org/10.1177/0020852321992102 SN - 0020-8523 SN - 1461-7226 VL - 87 IS - 3 SP - 497 EP - 517 PB - Sage CY - Los Angeles, California ER - TY - THES A1 - Schnitger, Moritz T1 - Pflegekonferenzen als geeignetes Instrument zur Optimierung des deutschen Pflegemarktes? : Steuerungspotential lokaler Politiknetzwerke im Rahmen von Wohlfahrtsmärkten T1 - Care conferences as suitable means for strengthening the governance of the German long-term care market? : Governance potential of local policy networks within the limits of welfare markets N2 - Lokale Politiknetzwerke werden sowohl in der öffentlichen Sozialstaatsdebatte als auch in der sozialwissenschaftlichen Forschung als vielversprechende Instrumente zur Optimierung von Wohlfahrtsmärkten propagiert. So auch in der Diskussion um den deutschen Pflegemarkt und seine Steuerungsdefizite. Im Gegensatz zu den mit dem Steuerungsinstrument Pflegekonferenz verknüpften Erwartungen, sind dessen genaues Steuerungspotential und mögliche Erklärungsfaktoren bisher jedoch nicht systematisch untersucht worden. Den methodologischen Kern dieser Arbeit bilden eine strukturelle Politikfeldanalyse des deutschen Pflegemarktes in Kombination mit einer empirischen Einzelfallstudie zu den Steuerungsleistungen einer Pflegekonferenz. Grundlage ist ein spezifisches Analyseraster auf Basis des akteurzentrierten Institutionalismus, welches die Aufmerksamkeit in der Analyse der Erklärungsfaktoren auf die Kombination der Koordinationsinstrumente Markt und Netzwerk sowie die Ausgestaltung des institutionellen Rahmens durch Gesetzgebung und Selbstverwaltung lenken soll. Im Rahmen der empirischen Erhebung konnten kaum direkte und nur wenige indirekte Steuerungsleistungen nachgewiesen werden. Als Ergebnis der Analyse lässt sich festhalten, dass lokale Politiknetzwerke im Umfeld des deutschen Pflegemarktes grundsätzlich mit erheblichen Herausforderungen hinsichtlich ihrer Steuerungsfunktion zu kämpfen haben. Dies lässt sich zum einen darauf zurückführen, dass ein gemeinsames Steuerungsinteresse der Akteure nur in wenigen Bereichen vorhanden ist, da die Grundbedingung der Interdependenz selten gegeben ist und auch nur sehr eingeschränkt innerhalb von Pflegekonferenzen entwickelt werden kann. Zum anderen sind die steuerungsrelevanten Handlungsressourcen oftmals lokal nicht verfügbar, wodurch erschwerend die Steuerungsmöglichkeiten eingeschränkt werden. Je nach Steuerungsbereich sind diese Faktoren jedoch verschieden ausgeprägt, sodass sich unterschiedliche Steuerungspotentiale ergeben. N2 - In the public and scientific welfare state debate local policy-networks are propagated as suitable means for strengthening the governance of welfare markets. The same applies to the debate on the German long-term care market and its deficiencies. In contrast to its prominence in the discussion, neither the governance-potential of so-called “care conferences” nor its explaining factors have thus far been systematically analyzed. At the heart of this thesis lies a structural policy-analysis in combination with an empirical single-case study, whereby the institutional design of the German long-term care market is used to explain the performance of a best-practice care conference. An analytical framework based on the actor-centered institutionalism serves as a basis for the analysis. Attention is thus focused on the combination of market and network modes of coordination as well as on the design of the institutional framework of the policy field through legislation and self-government. The evaluation of the care conference showed hardly any direct network-governance and only few indirect governance-results. In the course of the analysis this could be explained by a lack of common interest in collective governance, as the precondition of interdependence between the network-actors is often lacking and difficult to develop within the conferences. Furthermore the collective capability to govern local long-term care markets is in many cases limited, as the necessary institutional resources are seldom locally available. Depending on the area of governance, the influence of both factors varies so that care conferences offer differing governance-potentials. In conclusion care conferences struggle with their governance-function, since the institutional framework and the market leave little room for local network-governance. T3 - Schriftenreihe für Public und Nonprofit Management - 6 KW - Pflegekonferenzen KW - Altenpflege KW - Wohlfahrtsmärkte KW - Politiknetzwerke KW - Steuerung KW - care conferences KW - long-term care KW - welfare markets KW - policy networks KW - governance Y1 - 2011 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:kobv:517-opus-52567 ER - TY - JOUR A1 - Chan, Sander A1 - Boran, Idil A1 - van Asselt, Harro A1 - Iacobuta, Gabriela A1 - Niles, Navam A1 - Rietig, Katharine A1 - Scobie, Michelle A1 - Bansard, Jennifer S. A1 - Delgado Pugley, Deborah A1 - Delina, Laurence L. A1 - Eichhorn, Friederike A1 - Ellinger, Paula A1 - Enechi, Okechukwu A1 - Hale, Thomas A1 - Hermwille, Lukas A1 - Hickmann, Thomas A1 - Honegger, Matthias A1 - Hurtado Epstein, Andrea A1 - Theuer, Stephanie La Hoz A1 - Mizo, Robert A1 - Sun, Yixian A1 - Toussaint, Patrick A1 - Wambugu, Geoffrey T1 - Promises and risks of nonstate action in climate and sustainability governance JF - Wiley interdisciplinary reviews : Climate change KW - climate change KW - governance KW - nonstate actions KW - SDGs KW - sustainable development Y1 - 2019 U6 - https://doi.org/10.1002/wcc.572 SN - 1757-7780 SN - 1757-7799 VL - 10 IS - 3 PB - Wiley CY - Hoboken ER - TY - JOUR A1 - Surminski, Swenja A1 - Thieken, Annegret T1 - Promoting flood risk reduction BT - the role of insurance in Germany and England JF - Earth's Future N2 - Improving society's ability to prepare for, respond to and recover from flooding requires integrated, anticipatory flood risk management (FRM). However, most countries still focus their efforts on responding to flooding events if and when they occur rather than addressing their current and future vulnerability to flooding. Flood insurance is one mechanism that could promote a more ex ante approach to risk by supporting risk reduction activities. This paper uses an adapted version of Easton's System Theory to investigate the role of insurance for FRM in Germany and England. We introduce an anticipatory FRM framework, which allows flood insurance to be considered as part of a broader policy field. We analyze if and how flood insurance can catalyze a change toward a more anticipatory approach to FRM. In particular we consider insurance's role in influencing five key components of anticipatory FRM: risk knowledge, prevention through better planning, property‐level protection measures, structural protection and preparedness (for response). We find that in both countries FRM is still a reactive, event‐driven process, while anticipatory FRM remains underdeveloped. Collaboration between insurers and FRM decision‐makers has already been successful, for example in improving risk knowledge and awareness, while in other areas insurance acts as a disincentive for more risk reduction action. In both countries there is evidence that insurance can play a significant role in encouraging anticipatory FRM, but this remains underutilized. Effective collaboration between insurers and government should not be seen as a cost, but as an investment to secure future insurability through flood resilience. KW - flooding KW - insurance KW - governance KW - risk reduction Y1 - 2017 U6 - https://doi.org/10.1002/2017EF000587 SN - 2328-4277 VL - 5 SP - 979 EP - 1001 PB - Wiley CY - Hoboken ER - TY - GEN A1 - Sommermann, Karl-Peter A1 - Behnke, Nathalie A1 - Kropp, Sabine A1 - Hofmann, Hans A1 - Fleischer, Julia A1 - von Knobloch, Hans-Heinrich A1 - Schimanke, Dieter A1 - Schrapper, Ludger A1 - Ruge, Kay A1 - Ritgen, Klaus A1 - Jann, Werner A1 - Veit, Sylvia A1 - Ziekow, Jan A1 - Mehde, Veith A1 - Reichard, Christoph A1 - Schröter, Eckhard A1 - Färber, Gisela A1 - Wollmann, Hellmut A1 - Kuhlmann, Sabine A1 - Bogumil, Jörg ED - Kuhlmann, Sabine ED - Proeller, Isabella ED - Schimanke, Dieter ED - Ziekow, Jan T1 - Public Administration in Germany T2 - Postprints der Universität Potsdam : Wirtschafts- und Sozialwissenschaftliche Reihe N2 - This open access book presents a topical, comprehensive and differentiated analysis of Germany’s public administration and reforms. It provides an overview on key elements of German public administration at the federal, Länder and local levels of government as well as on current reform activities of the public sector. It examines the key institutional features of German public administration; the changing relationships between public administration, society and the private sector; the administrative reforms at different levels of the federal system and numerous sectors; and new challenges and modernization approaches like digitalization, Open Government and Better Regulation. Each chapter offers a combination of descriptive information and problem-oriented analysis, presenting key topical issues in Germany which are relevant to an international readership. T3 - Zweitveröffentlichungen der Universität Potsdam : Wirtschafts- und Sozialwissenschaftliche Reihe - 140 KW - Open Access KW - public administration KW - German public administration KW - federal administration KW - social security KW - institutions KW - reforms KW - governance KW - German administrative system KW - decentralisation KW - self-government KW - multilevel governance KW - Federal Constitutional Court KW - the German Constitution KW - the German federal architecture KW - European Union (EU) KW - the Basic Law KW - the Federal Ministry of the Interior (BMI) KW - the Länder KW - Administrative federalism Y1 - 2021 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:kobv:517-opus4-504637 SN - 1867-5808 IS - 140 ER - TY - JOUR A1 - Ulrich, Peter T1 - Regionale und lokale Governance BT - Konzeptionelle Einordung eines sozialwissenschaftlichen Modebegriffs im Kontext ländlicher Entwicklung JF - KWI-Schriften KW - Governance KW - Regionale Governance KW - Lokale Governance KW - ländliche Entwicklung KW - Entwicklung KW - governance KW - regional governance KW - local governance KW - rural development KW - development Y1 - 2023 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:kobv:517-opus4-631166 SN - 978-3-86956-571-2 SN - 1867-951X SN - 1867-9528 IS - 14 SP - 75 EP - 84 PB - Universitätsverlag Potsdam CY - Potsdam ER - TY - GEN A1 - Thieken, Annegret A1 - Kienzler, Sarah A1 - Kreibich, Heidi A1 - Kuhlicke, Christian A1 - Kunz, Michael A1 - Mühr, Bernhard A1 - Müller, Meike A1 - Otto, Antje A1 - Petrow, Theresia A1 - Pisi, Sebastian A1 - Schröter, Kai T1 - Review of the flood risk management system in Germany after the major flood in 2013 N2 - Widespread flooding in June 2013 caused damage costs of €6 to 8 billion in Germany, and awoke many memories of the floods in August 2002, which resulted in total damage of €11.6 billion and hence was the most expensive natural hazard event in Germany up to now. The event of 2002 does, however, also mark a reorientation toward an integrated flood risk management system in Germany. Therefore, the flood of 2013 offered the opportunity to review how the measures that politics, administration, and civil society have implemented since 2002 helped to cope with the flood and what still needs to be done to achieve effective and more integrated flood risk management. The review highlights considerable improvements on many levels, in particular (1) an increased consideration of flood hazards in spatial planning and urban development, (2) comprehensive property-level mitigation and preparedness measures, (3) more effective flood warnings and improved coordination of disaster response, and (4) a more targeted maintenance of flood defense systems. In 2013, this led to more effective flood management and to a reduction of damage. Nevertheless, important aspects remain unclear and need to be clarified. This particularly holds for balanced and coordinated strategies for reducing and overcoming the impacts of flooding in large catchments, cross-border and interdisciplinary cooperation, the role of the general public in the different phases of flood risk management, as well as a transparent risk transfer system. Recurring flood events reveal that flood risk management is a continuous task. Hence, risk drivers, such as climate change, land-use changes, economic developments, or demographic change and the resultant risks must be investigated at regular intervals, and risk reduction strategies and processes must be reassessed as well as adapted and implemented in a dialogue with all stakeholders. T3 - Zweitveröffentlichungen der Universität Potsdam : Mathematisch-Naturwissenschaftliche Reihe - 294 KW - August 2002 flood KW - Central Europe KW - Floods Directive KW - June 2013 flood KW - governance KW - risk management cycle Y1 - 2016 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:kobv:517-opus4-100600 SN - 1866-8372 ER - TY - JOUR A1 - Thieken, Annegret A1 - Kienzler, Sarah A1 - Kreibich, Heidi A1 - Kuhlicke, Christian A1 - Kunz, Michael A1 - Mühr, Bernhard A1 - Müller, Meike A1 - Otto, Antje A1 - Petrow, Theresia A1 - Pisi, Sebastian A1 - Schröter, Kai T1 - Review of the flood risk management system in Germany after the major flood in 2013 JF - Ecology and society : E&S ; a journal of integrative science for resilience and sustainability N2 - Widespread flooding in June 2013 caused damage costs of €6 to 8 billion in Germany, and awoke many memories of the floods in August 2002, which resulted in total damage of €11.6 billion and hence was the most expensive natural hazard event in Germany up to now. The event of 2002 does, however, also mark a reorientation toward an integrated flood risk management system in Germany. Therefore, the flood of 2013 offered the opportunity to review how the measures that politics, administration, and civil society have implemented since 2002 helped to cope with the flood and what still needs to be done to achieve effective and more integrated flood risk management. The review highlights considerable improvements on many levels, in particular (1) an increased consideration of flood hazards in spatial planning and urban development, (2) comprehensive property-level mitigation and preparedness measures, (3) more effective flood warnings and improved coordination of disaster response, and (4) a more targeted maintenance of flood defense systems. In 2013, this led to more effective flood management and to a reduction of damage. Nevertheless, important aspects remain unclear and need to be clarified. This particularly holds for balanced and coordinated strategies for reducing and overcoming the impacts of flooding in large catchments, cross-border and interdisciplinary cooperation, the role of the general public in the different phases of flood risk management, as well as a transparent risk transfer system. Recurring flood events reveal that flood risk management is a continuous task. Hence, risk drivers, such as climate change, land-use changes, economic developments, or demographic change and the resultant risks must be investigated at regular intervals, and risk reduction strategies and processes must be reassessed as well as adapted and implemented in a dialogue with all stakeholders. KW - August 2002 flood KW - Central Europe KW - Floods Directive KW - governance KW - June 2013 flood KW - risk management cycle Y1 - 2016 U6 - https://doi.org/10.5751/ES-08547-210251 SN - 1708-3087 SN - 1195-5449 VL - 21 IS - 2 PB - Resilience Alliance CY - Wolfville, NS ER - TY - JOUR A1 - Thieken, Annegret A1 - Kienzler, Sarah A1 - Kreibich, Heidi A1 - Kuhlicke, Christian A1 - Kunz, Michael A1 - Muehr, Bernhard A1 - Mueller, Meike A1 - Otto, Antje A1 - Petrow, Theresia A1 - Pisi, Sebastian A1 - Schroeter, Kai T1 - Review of the flood risk management system in Germany after the major flood in 2013 JF - Ecology and society : a journal of integrative science for resilience and sustainability N2 - Widespread flooding in June 2013 caused damage costs of (sic)6 to 8 billion in Germany, and awoke many memories of the floods in August 2002, which resulted in total damage of (sic)11.6 billion and hence was the most expensive natural hazard event in Germany up to now. The event of 2002 does, however, also mark a reorientation toward an integrated flood risk management system in Germany. Therefore, the flood of 2013 offered the opportunity to review how the measures that politics, administration, and civil society have implemented since 2002 helped to cope with the flood and what still needs to be done to achieve effective and more integrated flood risk management. The review highlights considerable improvements on many levels, in particular (1) an increased consideration of flood hazards in spatial planning and urban development, (2) comprehensive property-level mitigation and preparedness measures, (3) more effective flood warnings and improved coordination of disaster response, and (4) a more targeted maintenance of flood defense systems. In 2013, this led to more effective flood management and to a reduction of damage. Nevertheless, important aspects remain unclear and need to be clarified. This particularly holds for balanced and coordinated strategies for reducing and overcoming the impacts of flooding in large catchments, cross-border and interdisciplinary cooperation, the role of the general public in the different phases of flood risk management, as well as a transparent risk transfer system. Recurring flood events reveal that flood risk management is a continuous task. Hence, risk drivers, such as climate change, land-use changes, economic developments, or demographic change and the resultant risks must be investigated at regular intervals, and risk reduction strategies and processes must be reassessed as well as adapted and implemented in a dialogue with all stakeholders. KW - August 2002 flood KW - Central Europe KW - Floods Directive KW - governance KW - June 2013 flood KW - risk management cycle Y1 - 2016 U6 - https://doi.org/10.5751/ES-08547-210251 SN - 1708-3087 VL - 21 SP - 8612 EP - 8614 PB - Resilience Alliance CY - Wolfville ER - TY - THES A1 - Kuschel, Jenny T1 - Steuerung im Lehrkräftefortbildungssystem in Deutschland T1 - Governance in teacher professional development system in Germany N2 - Lehrkräftefortbildungen bieten in Deutschland im Rahmen der dritten Phase der Lehrkräftebildung eine zentrale Lerngelegenheit für die Kompetenzentwicklung der Lehr-kräfte (Avalos, 2011; Guskey & Yoon, 2009). In dieser Phase können Lehrkräfte aus einem Angebot an berufsbegleitenden Lerngelegenheiten wählen, die auf die Anpassung und Weiterentwicklung ihrer professionellen Kompetenzen abzielen. Im Rahmen dieser Professionalisierungsmaßnahmen haben Lehrkräfte Gelegenheit zur Reflexion und Weiterentwicklung ihrer Unterrichtspraxis. Deshalb sind Lehrkräftefortbildungen auch für die Entwicklung von Unterrichtsqualität und das Lernen der Schüler:innen bedeutsam (Lipowsky, 2014). Ergebnisse der Nutzungsforschung zeigen jedoch, dass das Fortbildungsangebot nicht von allen Lehrkräften im vollen Umfang genutzt wird und sich Lehrkräfte in dem Nutzungsumfang dieser beruflichen Lerngelegenheiten unterscheiden (Hoffmann & Richter, 2016). Das hat zur Folge, dass das Wirkpotenzial des Fortbildungsangebots nicht voll ausgeschöpft werden kann. Um die Nutzung von Lehrkräftefortbildungen zu fördern, werden auf unterschiedlichen Ebenen verschiedene Steuerungsinstrumente von Akteuren eingesetzt. Die Frage nach der Steuerungsmöglichkeit im Rahmen der dritten Phase der Lehrkräftebildung ist bislang jedoch weitestgehend unbearbeitet geblieben. Die vorliegende Arbeit knüpft an die bestehende Forschung zur Lehrkräftefortbildung an und nutzt die theoretische Perspektive der Educational Governance, um im Rahmen von vier Teilstudien der Frage nachzugehen, welche Instrumente und Potenziale der Steue-rung auf den unterschiedlichen Ebenen des Lehrkräftefortbildungssystems bestehen und wie diese durch die verschiedenen politischen und schulischen Akteure umgesetzt werden. Außerdem soll der Frage nachgegangen werden, wie wirksam die genutzten Steuerungsinstrumente im Hinblick auf die Nutzung von Lehrkräftefortbildungen sind. Die übergeordnete Fragestellung wird vor dem Hintergrund eines für das Lehrkräftefortbildungssystem abgelei-teten theoretischen Rahmenmodells in Form eines Mehrebenenmodells bearbeitet, welches als Grundlage für die theoretische Verortung der nachfolgenden empirischen Untersuchungen zur Fortbildungsnutzung und der Wirksamkeit verschiedener Steuerungsinstrumente dient. Studie I nimmt vor diesem Hintergrund die Ebene der politischen Akteure in den Blick und geht der Frage nach, wie bedeutsam die gesetzliche Fortbildungspflicht für die Fortbildungsbeteiligung von Lehrkräften ist. Hierzu wurde untersucht, inwiefern Zusammenhänge zwischen der Fortbildungsteilnahme von Lehrkräften und der Zugehörigkeit zu Bundesländern mit und ohne konkreter Fortbildungsverpflichtung sowie zu Bundesländern mit und ohne Nachweispflicht absolvierter Fortbildungen bestehen. Dazu wurden Daten aus dem IQB-Ländervergleich 2011 und 2012 sowie dem IQB-Bildungstrend 2015 mittels logistischer und linearer Regressionsmodelle analysiert. Studie II und Studie III widmen sich den Rahmenbedingungen für schulinterne Fortbildungen. Studie II befasst sich zunächst mit schulformspezifischen Unterschieden bei der Wahl der Fortbildungsthemen. Studie III untersucht das schulinterne Fortbildungsangebot hinsichtlich des Nutzungsumfangs und des Zusammenhangs zwischen Schulmerkmalen und der Nutzung unterschiedlicher Fortbildungsthemen. Darüber hinaus wird ein Vergleich zwi-schen den beiden Angebotsformaten hinsichtlich des jeweiligen Anteils an thematischen Fortbildungsveranstaltungen vorgenommen. Hierzu wurden Daten der Fortbildungsdatenbank des Landes Brandenburg ausgewertet. Neben der Untersuchung der Fortbildungsteilnahme im Zusammenhang mit administrativen Vorgaben und der Nutzung des schulinternen Fortbildungsangebots auf Schulebene wurde zur Bearbeitung der übergeordneten Forschungsfrage der vorliegenden Arbeit in der Studie IV darüber hinaus eine Untersuchung des Einsatzes von Professionalisierungsmaßnahmen im Rahmen schulischer Personalentwicklung durchgeführt. Durch die qualitative Studie IV wurde ein vertiefender Einblick in die schulische Praxis ermöglicht, um die Kenntnisse aus den quantitativen Studien I bis III zu ergänzen. Im Rahmen einer qualitati-ven Interviewstudie wurde der Frage nachgegangen werden, wie Schulleitungen ausgezeichneter Schulen Personalentwicklung auffassen, welche Informationsquellen sie hierbei mit einbeziehen und welche Maßnahmen sie nutzen und in diesem Sinne Personalentwicklung als ein Instrument für Organisationsentwicklung einsetzen. Im abschließenden Kapitel der vorliegenden Arbeit werden die zentralen Ergebnisse der durchgeführten Studien zusammenfassend diskutiert. Die Ergebnisse der Arbeit deuten insgesamt darauf hin, dass Akteure auf den jeweiligen Ebenen direkte und indirekete Steuerungsinstrumente mit dem Ziel einsetzen, die Nutzung des zur Verfügung stehenden Angebots zu erhöhen, allerdings erzielen sie mit den genutzten Instrumenten nicht die gewünschte Steuerungswirkung. Da sie weder mit beruflichen Sanktionen noch mit Anreizen verknüpft sind, fehlt es den bestehenden Steuerungsinstrumenten an Durchsetzungsmacht. Außerdem wird das Repertoire an möglichen Steuerungsinstrumenten von den beteiligten Akteuren nicht ausgeschöpft. Die Ergebnisse dieser Arbeit bieten somit die Grundlage für anknüpfende Forschungsarbeiten und geben Anreize für mögliche Implikationen in der Praxis des Fortbildungssystems und der Bildungspolitik. N2 - In Germany teacher professional development programs provide a key learning opportunity for teacher competence development as part of the third phase of teacher education (Avalos, 2011; Guskey & Yoon, 2009). In this phase, teachers can choose from a range of professional learning opportunities aimed at adapting and developing their professional competencies. As part of these professionalization activities, teachers have opportunities to reflect on and develop their teaching practice. Therefore, teacher professional development is also significant for the development of teaching quality and student learning (Lipowsky, 2014). However, findings from utilization research show that the professional development program is not used to the full extent by all teachers and teachers differ in the extent to which they participate in these professional learning opportunities (Hoffmann & Richter, 2016). The consequence is that the potential impact of the professional development offer cannot be fully exploited. To promote the use of teacher professional development courses, various steering instruments are used by actors at different levels. However, the question of how to steer the third phase of teacher education has remained largely unaddressed. This paper builds on the existing research on teacher education and uses the theoretical perspective of educational governance to investigate the question of which instruments and capabilities of governance exist at the different levels of the teacher professional development system and how they are implemented by the various political and school actors. In addition, the question will be addressed as to how effective the steering instruments used are regarding the use of teacher professional development courses. The overall question will be addressed against the background of a theoretical framework model derived for the teacher training system in the form of a multi-level model, which serves as the basis for the theoretical classification of the following empirical studies on the use of training and the effectiveness of various steering instruments. Against this background, the first study focuses on the level of political actors and examines the importance of existing legal requirements for teachers’ participation in professional development. Therefore, the study investigates relationships between teachers’ participation in professional development courses and two types of legal requirements: a) specification of requirement to participate in professional training; b) requirement to document completed trainings. For this purpose, data of the German National Assessment Study in 2011, 2012 and 2015, were analyzed using logistic and linear regression models. Study II and study III are concerned with the framework conditions for in-school professional development activities. Study II first looks at school-specific differences in the choice of professional development topics. Study III examines the range of professional development courses offered in schools regarding the extent of use and the relationship between school characteristics and the use of different professional development topics. In addition, a comparison is made between the in-school and school-external professional development courses regarding the to the respective proportion of thematic topics. For this purpose, data from the electronic database on teacher’s professional development activities in the state of Brandenburg were evaluated. In addition to examining professional development participation in relation to legal requirements and the use of in-school professional development activities at the school level, study IV also examined the use of personnel development measures in the context of school-based staff development to address the overarching research question of this thesis. Within a qualitative interview study, the questions were investigated as to how school administrators of excellent schools perceive personnel development, which sources of information they include in this process, and which measures they use and, in this sense, employ professional development as an instrument for organizational development. In the concluding chapter, the key findings of the conducted studies are discussed in summary. Overall, the results of the study indicate that actors at the respective levels use direct and indirect steering instruments with the aim of increasing the use of the available professional development supply, but they do not achieve the desired effect with the instruments used. Since they are neither linked to professional sanctions nor to incentives, the existing governance instruments lack enforcement power. Moreover, the repertoire of possible instruments is not exhausted by the actors involved. The results of this paper thus provide the basis for further research and stimulate possible implications in the practice of the teacher professional development system and education policy. KW - Lehrkräftebildung KW - Steuerung KW - Lehrkräftefortbildungen KW - Mehrebenensystem KW - teacher education KW - teacher professional development KW - multi-level system KW - governance Y1 - 2022 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:kobv:517-opus4-562168 ER - TY - JOUR A1 - Streck, Charlotte T1 - Strengthening the Paris Agreement by holding non-state actors accountable BT - establishing normative links between transnational partnerships and treaty implementation JF - Transnational environmental law N2 - While the intergovernmental climate regime increasingly recognizes the role of non-state actors in achieving the goals of the Paris Agreement (PA), the normative linkages between the intergovernmental climate regime and the non-state dominated 'transnational partnership governance' remain vague and tentative. A formalized engagement of the intergovernmental climate regime with transnational partnerships can increase the effectiveness of partnerships in delivering on climate mitigation and adaptation, thereby complementing rather than replacing government action. The proposed active engagement with partnerships would include (i) collecting and analyzing information to develop and prioritize areas for transnational and partnership engagement; (ii) defining minimum criteria and procedural requirements to be listed on an enhanced Non-state Actor Zone for Climate Action platform; (iii) actively supporting strategic initiatives; (iv) facilitating market or non-market finance as part of Article 6 PA; and (v) evaluating the effectiveness of partnerships in the context of the enhanced transparency framework (Article 13 PA) and the global stocktake (Article 14 PA). The UNFCCC Secretariat could facilitate engagement and problem solving by actively orchestrating transnational partnerships. Constructing effective implementation partnerships, recording their mitigation and adaptation goals, and holding them accountable may help to move climate talks from rhetoric to action. KW - transnational partnerships KW - non-state actors KW - Paris Agreement KW - climate KW - governance KW - transnational governance Y1 - 2021 U6 - https://doi.org/10.1017/S2047102521000091 SN - 2047-1025 SN - 2047-1033 VL - 10 IS - 3 SP - 493 EP - 515 PB - Cambridge Univ. Press CY - Cambridge ER - TY - GEN A1 - Lattemann, Christoph A1 - Kupke, Sören A1 - Stieglitz, Stefan A1 - Fetscherin, Marc T1 - The governance of virtual corporations N2 - The concept of the virtual corporation (VC), which describes a modern form of collaboration among organizations, was introduced in the scientific discussion in the mid 1990th. The practice shows that VCs need new forms of governance because the traditional mechanisms of control, management, and steering are hardly applicable. Until now there is only a few research related to the question how to govern VC. The main problems to govern a VC are to coordinate the communication among dispersed partners and to motivate employees to actively involve themselves into the network. Open source projects are confronted with similar problems. As several governance mechanisms are already analyzed in this context, the authors analyze and adopt governance concepts from open source projects to extract a governance framework for virtual corporations. This new approach leads to innovative insights in governing virtual corporations by using community techniques as an appropriate way for communication and collaboration purposes. T3 - Zweitveröffentlichungen der Universität Potsdam : Wirtschafts- und Sozialwissenschaftliche Reihe - paper 016 KW - virtual corporation KW - governance Y1 - 2007 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:kobv:517-opus-19988 SN - 1867-5808 ER - TY - JOUR A1 - Seyfried, Markus A1 - Reith, Florian T1 - The seven deadly sins of quality management: trade-offs and implications for further research JF - Quality in higher education N2 - Quality management in higher education is generally discussed with reference to commendable outcomes such as success, best practice, improvement or control. This paper, though, focuses on the problems of organising quality management. It follows the narrative of the seven deadly sins, with each ‘sin’ illustrating an inherent trade-off or paradox in the implementation of internal quality management in teaching and learning in higher education institutions. Identifying the trade-offs behind these sins is essential for a better understanding of quality management as an organisational problem. KW - Quality management KW - higher education KW - governance KW - trade-offs KW - teaching KW - research Y1 - 2019 U6 - https://doi.org/10.1080/13538322.2019.1683943 SN - 1353-8322 SN - 1470-1081 VL - 25 IS - 3 SP - 289 EP - 303 PB - Routledge, Taylor & Francis Group CY - Abingdon ER - TY - THES A1 - Nasery, Mustafa T1 - The success and failure of civil service reforms in Afghanistan T1 - Erfolg und Misserfolg der Reformen im öffentlichen Dienst Afghanistans BT - a critical study of reforms in a fragile and conflict-affected state BT - eine kritische Studie der Reformen in einem fragilen und konfliktbeladenen Staat N2 - The Government will create a motivated, merit-based, performance-driven, and professional civil service that is resistant to temptations of corruption and which provides efficient, effective and transparent public services that do not force customers to pay bribes. — (GoIRA, 2006, p. 106) We were in a black hole! We had an empty glass and had nothing from our side to fill it with! Thus, we accepted anything anybody offered; that is how our glass was filled; that is how we reformed our civil service. — (Former Advisor to IARCSC, personal communication, August 2015) How and under what conditions were the post-Taleban Civil Service Reforms of Afghanistan initiated? What were the main components of the reforms? What were their objectives and to which extent were they achieved? Who were the leading domestic and foreign actors involved in the process? Finally, what specific factors influenced the success and failure Afghanistan’s Civil Service Reforms since 2002? Guided by such fundamental questions, this research studies the wicked process of reforming the Afghan civil service in an environment where a variety of contextual, programmatic, and external factors affected the design and implementation of reforms that were entirely funded and technically assisted by the international community. Focusing on the core components of reforms—recruitment, remuneration, and appraisal of civil servants—the qualitative study provides a detailed picture of the pre-reform civil service and its major human resources developments in the past. Following discussions on the content and purposes of the main reform programs, it will then analyze the extent of changes in policies and practices by examining the outputs and effects of these reforms. Moreover, the study defines the specific factors that led the reforms toward a situation where most of the intended objectives remain unachieved. Doing so, it explores and explains how an overwhelming influence of international actors with conflicting interests, large-scale corruption, political interference, networks of patronage, institutionalized nepotism, culturally accepted cronyism and widespread ethnic favoritism created a very complex environment and prevented the reforms from transforming Afghanistan’s patrimonial civil service into a professional civil service, which is driven by performance and merit. N2 - Die Regierung wird einen motivierten, leistungsbasierten, leistungsorientierten und professionellen öffentlichen Dienst schaffen, der den Versuchungen der Korruption widersteht und effiziente, effektive und transparente öffentliche Dienstlesitungen anbietet, die Kundinnen und Kunden nicht dazu zwingt, Bestechungsgelder zu zahlen. — (GoIRA, 2006, p. 106) Wir waren in einem schwarzen Loch! Wir hatten ein leeres Glas und unsererseits nichts, um es zu füllen! Deshalb haben wir alles angenommen, was uns jemand anbot; so wurde unser Glas gefüllt; so haben wir unseren öffentlichen Dienst reformiert. — (Früherer Berater der IARCSC, persönliches Interview, August 2015) Wie und unter welchen Umständen wurden die Reformen des öffentlichen Dienstes in Afghanistan nach Ende der Taliban Zeit initiiert? Was waren die Ziele der Reformen und in welchem Maß wurden sie erreicht? Wer waren die führenden in- und ausländischen Akteure, die am Prozess beteiligt waren? Welche spezifischen Faktoren haben den Erfolg und Misserfolg der Reform des öffentlichen Dienstes Afghanistans seit 2002 beeinflusst? Diesen grundlegenden Fragen folgend, zeichnet diese Forschungsarbeit den verhängnisvollen Prozess der Reform des afghanischen öffentlichen Dienstes in einem Umfeld nach, in dem eine Vielzahl kontextueller, programmatischer und externer Faktoren die Ausgestaltung und Umsetzung der Reformen beeinflussten, die ausschließlich von internationalen Gemeinschaft finanziert und technisch unterstützt wurden. Die qualitative Untersuchung konzentriert sich auf drei Komponenten der Reform – Einstellung, Vergütung und Bewertung der Beamtinnen und Beamten – und liefert ein detailliertes Bild über den öffentlichen Dienst vor der Reform und der Hauptentwicklungen im Personalwesen in der Vergangenheit. Nach einer Diskussion über Inhalt und Zweck der wichtigsten Reformprogramme, zeigt die Studie das Ausmaß der Veränderungen in Politik und Praxis auf, indem sie die Ergebnisse und Auswirkungen der Reformen untersucht. Darüber hinaus definiert die Studie spezifische Faktoren, die dazu geführt haben, dass die meisten der angestrebten Reformziele nicht erreicht wurden. Dabei untersucht und erklärt sie, wie ein überwältigender Einfluss der internationalen Akteure mit widersprüchlichen Interessen zusammenwirkte mit großangelegter Korruption, politischer Einflussnahme, Netzwerken von Klientelismus, institutionalisiertem Nepotismus, kulturell akzeptierter Vetternwirtschaft und weit verbreiteter ethnischer Patronage. Dieses sehr komplexe Umfeld verhinderte grundlegende Reformen und die Transformation eines patrimonialen öffentlichen Dienstes in einen professionellen, leistungsorientierten öffentlichen Dienst in Afghanistan. KW - public administration KW - civil service reform KW - public administration reform KW - fragile and conflict-affected states KW - governance KW - international cooperation KW - Verwaltung KW - Reform des Öffentlichen Dienstes KW - Verwaltungsreform KW - fragile und konfliktbeladene Staaten KW - Governance KW - internationale Zusammenarbeit Y1 - 2019 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:kobv:517-opus4-444738 ER - TY - JOUR A1 - Kuhlmann, Sabine A1 - Hellström, Mikael A1 - Ramberg, Ulf A1 - Reiter, Renate T1 - Tracing divergence in crisis governance BT - responses to the COVID-19 pandemic in France, Germany and Sweden compared JF - International review of administrative sciences N2 - This cross-country comparison of administrative responses to the COVID-19 pandemic in France, Germany and Sweden is aimed at exploring how institutional contexts and administrative cultures have shaped strategies of problem-solving and governance modes during the pandemic, and to what extent the crisis has been used for opportunity management. The article shows that in France, the central government reacted determinedly and hierarchically, with tough containment measures. By contrast, the response in Germany was characterized by an initial bottom-up approach that gave way to remarkable federal unity in the further course of the crisis, followed again by a return to regional variance and local discretion. In Sweden, there was a continuation of ‘normal governance’ and a strategy of relying on voluntary compliance largely based on recommendations and less – as in Germany and France – on a strategy of imposing legally binding regulations. The comparative analysis also reveals that relevant stakeholders in all three countries have used the crisis as an opportunity for changes in the institutional settings and administrative procedures. KW - administrative culture KW - containment KW - crisis KW - governance KW - multi-level system KW - policy advice KW - public health KW - window of opportunity Y1 - 2021 U6 - https://doi.org/10.1177/0020852320979359 SN - 0020-8523 SN - 1461-7226 VL - 87 IS - 3 SP - 556 EP - 575 PB - Sage CY - Los Angeles, California ER - TY - JOUR A1 - Kuhlmann, Sabine A1 - Hellstrom, Mikael A1 - Ramberg, Ulf A1 - Reiter, Renate T1 - Tracing divergence in crisis governance BT - responses to the COVID-19 pandemic in France, Germany and Sweden compared JF - International review of administrative sciences : an international journal of comparative public administration N2 - This cross-country comparison of administrative responses to the COVID-19 pandemic in France, Germany and Sweden is aimed at exploring how institutional contexts and administrative cultures have shaped strategies of problem-solving and governance modes during the pandemic, and to what extent the crisis has been used for opportunity management. The article shows that in France, the central government reacted determinedly and hierarchically, with tough containment measures. By contrast, the response in Germany was characterized by an initial bottom-up approach that gave way to remarkable federal unity in the further course of the crisis, followed again by a return to regional variance and local discretion. In Sweden, there was a continuation of 'normal governance' and a strategy of relying on voluntary compliance largely based on recommendations and less - as in Germany and France - on a strategy of imposing legally binding regulations. The comparative analysis also reveals that relevant stakeholders in all three countries have used the crisis as an opportunity for changes in the institutional settings and administrative procedures. Points for practitioners COVID-19 has shown that national political and administrative standard operating procedures in preparation for crises are, at best, partially helpful. Notwithstanding the fact that dealing with the unpredictable is a necessary part of crisis management, a need to further improve the institutional preparedness for pandemic crises in all three countries examined here has also become clear. This should be done particularly by way of shifting resources to the health and care sectors, strengthening the decentralized management of health emergencies, stocking and/or self-producing protection material, assessing the effects of crisis measures, and opening the scientific discourse to broader arenas of experts. KW - administrative culture KW - containment KW - crisis KW - governance KW - multi-level system KW - policy advice KW - public health KW - window of opportunity Y1 - 2021 U6 - https://doi.org/10.1177/0020852320979359 SN - 0020-8523 SN - 1461-7226 VL - 87 IS - 3 SP - 556 EP - 575 PB - Sage Publ. CY - London ER - TY - THES A1 - Janetschek, Hannah T1 - Water development programs in India T1 - Entwicklungszusammenarbeit im Wassersektor Indiens BT - governance processes and effectiveness BT - Governanceprozesse und Effektivität N2 - In the past decades, development cooperation (DC) led by conventional bi- and multilateral donors has been joined by a large number of small, private or public-private donors. This pluralism of actors raises questions as to whether or not these new donors are able to implement projects more or less effectively than their conventional counterparts. In contrast to their predecessors, the new donors have committed themselves to be more pragmatic, innovative and flexible in their development cooperation measures. However, they are also criticized for weakening the function of local civil society and have the reputation of being an intransparent and often controversial alternative to public services. With additional financial resources and their new approach to development, the new donors have been described in the literature as playing a controversial role in transforming development cooperation. This dissertation compares the effectiveness of initiatives by new and conventional donors with regard to the provision of public goods and services to the poor in the water and sanitation sector in India. India is an emerging country but it is experiencing high poverty rates and poor water supply in predominantly rural areas. It lends itself for analyzing this research theme as it is currently being confronted by a large number of actors and approaches that aim to find solutions for these challenges . In the theoretical framework of this dissertation, four governance configurations are derived from the interaction of varying actor types with regard to hierarchical and non-hierarchical steering of their interactions. These four governance configurations differ in decision-making responsibilities, accountability and delegation of tasks or direction of information flow. The assumption on actor relationships and steering is supplemented by possible alternative explanations in the empirical investigation, such as resource availability, the inheritance of structures and institutions from previous projects in a project context, gaining acceptance through beneficiaries (local legitimacy) as a door opener, and asymmetries of power in the project context. Case study evidence from seven projects reveals that the actors' relationship is important for successful project delivery. Additionally, the results show that there is a systematic difference between conventional and new donors. Projects led by conventional donors were consistently more successful, due to an actor relationship that placed the responsibility in the hands of the recipient actors and benefited from the trust and reputation of a long-term cooperation. The trust and reputation of conventional donors always went along with a back-up from federal level and trickled down as reputation also at local level implementation. Furthermore, charismatic leaders, as well as the acquired structures and institutions of predecessor projects, also proved to be a positive influencing factor for successful project implementation. Despite the mixed results of the seven case studies, central recommendations for action can be derived for the various actors involved in development cooperation. For example, new donors could fulfill a supplementary function with conventional donors by developing innovative project approaches through pilot studies and then implementing them as a supplement to the projects of conventional donors on the ground. In return, conventional donors would have to make room the new donors by integrating their approaches into already programs in order to promote donor harmonization. It is also important to identify and occupy niches for activities and to promote harmonization among donors on state and federal sides. The empirical results demonstrate the need for a harmonization strategy of different donor types in order to prevent duplication, over-experimentation and the failure of development programs. A transformation to successful and sustainable development cooperation can only be achieved through more coordination processes and national self-responsibility. N2 - In der Entwicklungszusammenarbeit (EZ) wurden in den vergangenen Jahrzehnten herkömmliche bi- und multilaterale EZ-Geber durch eine Vielzahl kleinerer, privater oder privat-öffentlicher Geber ergänzt. Es stellt sich nun die Frage nach der Effektivität dieser neuen Geber im Vergleich zu den bisherigen. Die neuen Geber setzen ebenfalls EZ-Maßnahmen um und haben sich einem Mehr an Pragmatismus, Innovation und Flexibilität verschrieben. Sie stehen jedoch auch in der Kritik, die Funktion der lokalen Zivilgesellschaft zu schwächen und in fragilen Kontexten eine intransparente und oft umstrittene Alternative zur staatlichen Daseinsvorsorge darzustellen. Das transformative Potential dieser neuen Geber durch zusätzliche EZ-Gelder und für bessere Entwicklung ist in der Literatur umstritten. In der vorliegenden Dissertation erfolgt ein Vergleich der neuen und herkömmlichen Geber hinsichtlich ihrer Effektivität in der Erbringung von öffentlichen Gütern und Dienstleistungen im Wasser- und Abwasserbereich in Indien. Indien bietet sich als Länderkontext für die Untersuchung dieser Forschungsfrage insbesondere an, da es sich als Schwellenland mit gegenwärtig immer noch sehr hoher Armut und schlechter Wasserversorgung in vorwiegend ländlichen Gebieten einer Vielzahl von Akteuren und Ansätzen zur Lösung dieser Herausforderungen gegenüber sieht. Im theoretischen Rahmen der Dissertation werden aus dem Zusammenspiel von Akteurstypen und hierarchischer und nicht-hierarchischer Steuerung, vier Governance-Typen entwickelt. Diese vier Steuerungsmodi unterscheiden sich hinsichtlich der Entscheidungsfindung, Rechenschaftslegung und Delegierung von Aufgaben bzw. Richtung des Informationsflusses. Diese Governance-Typen werden in der empirischen Untersuchung um mögliche alternative Erklärungen ergänzt wie Ressourcenverfügbarkeit, Bedeutung von vorhergehenden Projekten in einem Projektkontext, lokale Legitimität als Türöffner und Machtasymmetrien im Projektkontext. Die empirische Analyse von sieben Fällen macht deutlich, dass die Akteursbeziehung eine notwendige Bedingung für erfolgreiche und eigenständige Projektumsetzung in der EZ ist. Darüber hinaus belegen die Ergebnisse, dass es einen systematischen Unterschied zwischen herkömmlichen und neuen Gebern gibt. Die Projekte der herkömmlichen Geber waren durchweg erfolgreicher und wiesen alle eine Akteursinteraktion auf, die die Verantwortung in die Hände des EZ-Empfängers legte und darüber hinaus von Vertrauen und Reputation einer langjährigen Zusammenarbeit profitierten. Der Erfolg der herkömmlichen Geber basierte vorwiegend auf der Rückendeckung der lokalen Umsetzung durch die nationale Ebene. Neben charismatischen Führungsfiguren stellten sich auch übernommene Strukturen und Akteure von Vorgängerprojekten als positive Einflussfaktoren für eine erfolgreiche Projektumsetzung heraus. Aus den Erfolgen und Misserfolgen der sieben hier untersuchten Fälle lassen sich zentrale Handlungsempfehlungen für die unterschiedlichen Akteure der EZ-Umsetzung ableiten. So könnten neue Geber eine Ergänzungsfunktion zu herkömmlichen Gebern erfüllen, indem sie durch Pilotstudien innovative Projektansätze entwickeln und diese dann als Ergänzung zu den Projekten herkömmlicher Geber vor Ort umsetzen. Herkömmliche Geber müssten im Gegenzug in ihren Programmen Raum für die Integration der Ansätze von neuen Gebern schaffen, um so eine Geberharmonisierung zu fördern. Auf staatlicher und bundesstaatlicher Nehmerseite gilt es ebenfalls, Nischen für Aktivitäten zu identifizieren und zu besetzen und die Harmonisierung unter den Gebern zu fördern. Die empirischen Ergebnisse belegen die Notwendigkeit einer Harmonisierungsstrategie von unterschiedlichen Gebertypen, um vor Ort Duplikation, Experimente und Misserfolge von EZ-Programmen zu verhindern. Eine Transformation zu einer erfolgreichen und nachhaltigen EZ kann nur durch mehr Koordinationsprozesse und nationale Eigenverantwortung erreicht werden. KW - governance KW - aid effectiveness KW - water development aid KW - development aid India KW - donor harmonization KW - actor interplay KW - new donors KW - conventional donors KW - donor reputation KW - governance KW - Wirksamkeit der Entwicklungszusammenarbeit KW - Wasserentwicklungszusammenarbeit KW - Entwicklungszusammenarbeit mit Indien KW - Geberharmonisierung KW - Akteursinteraktion KW - neue Geber KW - herkömmliche Geber KW - Reputation der Geber Y1 - 2016 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:kobv:517-opus4-401337 ER - TY - THES A1 - Dahlsten, Ulf T1 - World market governance T1 - Weltmarktsteuerung BT - the alternative; how an international rule of law can reap the benefits of the global market economy and strengthen national and regional sovereignty N2 - Democratic capitalism or liberal democracy, as the successful marriage of convenience between market liberalism and democracy sometimes is called, is in trouble. The market economy system has become global and there is a growing mismatch with the territoriality of the nation-states. The functional global networks and inter-governmental order can no longer keep pace with the rapid development of the global market economy and regulatory capture is all too common. Concepts like de-globalization, self-regulation, and global government are floated in the debate. The alternatives are analysed and found to be improper, inadequate or plainly impossible. The proposed route is instead to accept that the global market economy has developed into an independent fundamental societal system that needs its own governance. The suggestion is World Market Governance based on the Rule of Law in order to shape the fitness environment for the global market economy and strengthen the nation-states so that they can regain the sovereignty to decide upon the social and cultural conditions in each country. Elements in the proposed Rule of Law are international legislation decided by an Assembly supported by a Council, and an independent Judiciary. Existing international organisations would function as executors. The need for broad sustained demand for regulations in the common interest is identified. N2 - Die erfolgreiche Zweckehe zwischen Marktliberalismus und Demokratie, auch als Demokratischer Kapitalismus oder Liberale Demokratie bezeichnet, befindet sich in einer Krise. Das System der Marktwirtschaft hat sich globalisiert und die Diskrepanz zur Territorialität der Nationalstaaten nimmt zu. Globale Netzwerke und die zwischenstaatliche Ordnung können nicht mehr Schritt halten mit der Entwicklungsgeschwindigkeit der globalen Marktwirtschaft, und die Vereinnahmung von Regulierungsinstanzen („regulatory capture“) ist ein weit verbreitetes Phänomen. Konzepte wie Deglobalisierung, Selbstregulierung und Weltregierung werden debattiert. Diese Alternativen werden in dieser Dissertationsschrift analysiert und stellen sich als unpassend, unzulänglich oder schlicht unmöglich heraus. Stattdessen wird vorgeschlagen, zu akzeptieren, dass sich die globale Marktwirtschaft zu einem unabhängigen fundamentalen gesellschaftlichen System entwickelt hat, das einer eigenen Steuerung bedarf. Vorgeschlagen wird ein System der Weltmarktsteuerung aufbauend auf dem Prinzip der Rechtsstaatlichkeit, in das die globale Marktwirtschaft eingebettet wird und das die Nationalstaaten stärkt, so dass sie Ihre Souveränität hinsichtlich Entscheidungen über nationale soziale und kulturelle Bedingungen wiedererlangen. Elemente des vorgeschlagenen gesetzesbasierten Steuerung sind eine internationale Gesetzgebung durch eine Versammlung, unterstützt durch einen Rat, und eine unabhängige Gerichtsbarkeit. Bestehende Internationale Organisationen würden als Exekutive fungieren. Dazu ist eine dauerhafte und umfängliche Nachfrage nach Regulierung im Gemeininteresse erforderlich. KW - Welt KW - Wirtschaft KW - Steuerung KW - Finanz KW - Markt KW - global KW - markets KW - governance KW - finance KW - economy Y1 - 2014 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:kobv:517-opus-70168 ER - TY - GEN A1 - Walter, Norbert A1 - Speyer, Bernhard T1 - Zwischen Governance und Polymorphie T1 - Between governance and polymorphy N2 - The authors analyze the reasons for the establishment of a regulatory regime for international financial markets in accordance with the ideas of liberal internationalism. They argue that the system of international markets is affected by polymorphy, indicating the existence of different forms of regulation. Five factors produce this polymorphy: the non-existence of a homogenous object of steering, the dynamic nature of these objects, the fact that the purpose of governance is not clearly defined, the dominance of governance by the USA and Great Britain, and governance as a result of a multi-level game with various coalitions. KW - Regierung KW - finanzielle Regulierung KW - Finanzmärkte KW - governance KW - financial regulation KW - financial markets Y1 - 2005 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:kobv:517-opus-8033 ER -