TY - RPRT A1 - Sandholtz, Wayne T1 - Resurgent Authoritarianism and the International Rule of Law T2 - KFG Working Paper Series N2 - Modern rule of law and post-war constitutionalism are both anchored in rights-based limitations on state authority. Rule-of-law norms and principles, at both domestic and international levels, are designed to protect the freedom and dignity of the person. Given this “thick” conception of the rule of law, authoritarian practices that remove constraints on domestic political leaders and weaken mechanisms for holding them accountable necessarily erode both domestic and international rule of law. Drawing on political science research on authoritarian politics, this study identifies three core elements of authoritarian political strategies: subordination of the judiciary, suppression of independent news media and freedom of expression, and restrictions on the ability of civil society groups to organize and participate in public life. According to available data, each of these three practices has become increasingly common in recent years. This study offers a composite measure of the core authoritarian practices and uses it to identify the countries that have shown the most marked increases in authoritarianism. The spread and deepening of these authoritarian practices in diverse regimes around the world diminishes international rule of law. The conclusion argues that resurgent authoritarianism degrades international rule of law even if this is defined as the specifically post-Cold War international legal order. T3 - KFG Working Paper Series - 38 Y1 - 2019 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:kobv:517-opus4-435899 IS - 38 ER - TY - RPRT A1 - Sandholtz, Wayne T1 - Human Rights Courts and Global Constitutionalism BT - Coordination through Judicial Dialogue T2 - KFG Working Paper Series N2 - International courts regularly cite each other, in part as a means of building legitimacy. Such international, cross-court use of precedent (or “judicial dialogue”) among the regional human rights courts and the Human Rights Committee has an additional purpose and effect: the construction of a rights-based global constitutionalism. Judicial dialogue among the human rights courts is purposeful in that the courts see themselves as embedded in, and contributing to, a global human rights legal system. Cross-citation among the human rights courts advances the construction of rights-based global constitutionalism in that it provides a basic degree of coordination among the regional courts. The jurisprudence of the U.N. Human Rights Committee (HRC), as an authoritative interpreter of core international human rights norms, plays the role of a central focal point for the decentralized coordination of jurisprudence. The network of regional courts and the HRC is building an emergent institutional structure for global rights-based constitutionalism. T3 - KFG Working Paper Series - 35 Y1 - 2019 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:kobv:517-opus4-435831 IS - 35 ER - TY - RPRT A1 - Roggeband, Conny T1 - International women’s rights BT - Progress under attack? T2 - KFG Working Paper Series N2 - This paper explores current contestations of women’s rights and the implications thereof for international legislation. While contestation over women’s rights is a far from new phenomenon, over the past two decades opposition to gender equality has become better organized at the transnational level, mobilizing a dispersed set of state and non-state actors, and is becoming more successful in halting the progress of women’s rights. I argue that the position of oppositional actors vis-à-vis women rights activism appears to be strengthened by two recent political developments: democratic backsliding and the closure of civic space. Some preliminary findings show how these interrelated developments lead to an erosion of women’s rights at the national level. Governments use low key tactics to dismantle institutional and implementation arrangements and sideline women’s organisations. Next, I explore the implications of these developments for gender equality norms at the national and international level. The active strategy of counter norming adopted by conservative and religious state and non-state actors, designed to circumvent and also undermine Western norms, is increasingly successful. In addition to this, the threatened position of domestic actors monitoring compliance of international treaties, makes the chances of backsliding on international commitments much higher. T3 - KFG Working Paper Series - 26 Y1 - 2019 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:kobv:517-opus4-423887 SN - 2509-3770 SN - 2509-3762 IS - 26 ER - TY - RPRT A1 - Pellet, Alain T1 - Values and Power Relations – The “Disillusionment” of International Law? T2 - KFG Working Paper Series N2 - This paper – which is based on the Thomas Franck Lecture held by the author at Humboldt University Berlin on 13 May 2019 – argues that the most likely development of international to be expected will be the coexistence of two “legal worlds”. On the one hand, an inter-State law brutally regulating political relations between human groups whitewashed by nationalism; on the other hand, a transnational or “a-national” law regulating economic relations between private as well as public interests. Further, the paper argues that there are two obvious victims – of very different nature – of this foreseeable evolution: the human being on the one hand, the certainty and effectiveness of the rule of law itself on the other hand. T3 - KFG Working Paper Series - 34 Y1 - 2019 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:kobv:517-opus4-435819 IS - 34 ER - TY - RPRT A1 - Nolte, Georg T1 - How to Identify Customary International Law? – On the Final Outcome of the Work of the International Law Commission (2018) T2 - KFG Working Paper Series N2 - How to identify customary international law is an important question of international law. The International Law Commission has in 2018 adopted a set of sixteen conclusions, together with commentaries, on this topic. The paper consists of three parts: First, the reasons are discussed why the Commission came to work on the topic “Identification of customary international law”. Then, some of its conclusions are highlighted. Finally, the outcome of the work of the Commission is placed in a general context, before concluding. T3 - KFG Working Paper Series - 37 Y1 - 2019 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:kobv:517-opus4-435884 IS - 37 ER - TY - RPRT A1 - Neugebauer, Konrad T1 - Holding Domestic Judges Accountable under International Criminal Law BT - A Useful Step to Foster the International Rule of Law? T2 - KFG Working Paper Series N2 - This article explores, whether domestic judges might be held accountable under international criminal law (ICL). To date, international criminal justice has almost entirely focused on prosecuting political or military leaders. The Justice Case tried before the Nuremberg Military Tribunal in 1946 marks the most prominent exception. Prior to it, the judiciary – otherwise considered the epitome of justice – had mutated into a murderous machinery under Nazi rule. Judicial decisions do have far-reaching implications possibly constituting or contributing to international crimes. This holds true in a wide range of cases, for instance on practices of warfare and torture, on the use of certain weapon technologies, or on policies relating to minorities or racial segregation. I argue that domestic judges are accountable when engaging in international crimes. The article delves into technical aspects of criminal law; as well as the notions of judicial independence and immunity. While guaranteeing the rule of law, these two notions challenge the core idea of ICL: its equal application vis-à-vis all perpetrators of international crimes irrespective of official capacity. In order to differentiate due judicial conduct and its abuse in violation of ICL, I suggest a threshold a judicial act needs to exceed for entailing accountability for an international crime. T3 - KFG Working Paper Series - 36 Y1 - 2019 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:kobv:517-opus4-435877 IS - 36 ER - TY - RPRT A1 - Nastansky, Andreas T1 - Topologische Datenanalyse BT - Eine Einführung in die Persistente Homologie und Mapper T2 - Statistische Diskussionsbeiträge N2 - Bei der Analyse von höherdimensionalen Daten kann deren Gestalt wichtige Informationen über den Datensatz liefern. Bei einer gegebenen Punktwolke, die aus einem unbekannten topologischen Raum ausgewählt wurde, versucht die Topologische Datenanalyse (TDA) den ursprünglichen Raum zu rekonstruieren. Dieser Beitrag soll eine Einführung in die Topologische Datenanalyse geben und konzentriert sich dabei auf zwei wichtige Aspekte: die Persistente Homologie und den Mapper. Dabei werden zuerst die notwendigen theoretischen Grundlagen vorgestellt und anschließend wird die Methodik bei der Visualisierung von Daten eingesetzt. Die Persistente Homologie ist eines der Standardwerkzeuge in der TDA. Sie findet ihre Anwendung beispielsweise in den Bereichen Formerkennung und -beschreibung. Der Mapper als zweites wichtiges Konzept der TDA wandelt umfangreiche, höherdimensionale Datensätze in Simplizialkomplexe um und kann dadurch geometrische und topologische Eigenschaften der Daten bestimmen. Des Weiteren ist die Mapper-Methode ein brauchbares Werkzeug zur Visualisierungen von mehrdimensionalen Daten, woran statistische Verfahren scheitern. N2 - In the analysis of higher-dimensional data their shape can provide important information about the dataset. Given a point cloud sampled from an unknown topological space, topological data analysis tries to reconstruct the original space. This paper provides an introduction into topological data analysis (TDA) and focuses on two important aspects: Persistent Homology and Mapper. First, the theoretical basics are introduced and then the methodology is applied to visualize data. Persistent Homology represents a standard tools in the TDA. This approach is used, for example, in shape recognition and description. The Mapper is a second important concept of the TDA and converts wide, higher-dimensional datasets into simplicial complexes. By that it can determine geometric and topological properties of the data. Furthermore, the Mapper method is a useful tool for the visualization of multi-dimensional data, where statistical methods fail. T3 - Statistische Diskussionsbeiträge - 53 Y1 - 2019 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:kobv:517-opus4-431420 IS - 53 ER - TY - RPRT A1 - Müller, Kai-Uwe A1 - Wrohlich, Katharina T1 - Does subsidized care for toddlers increase maternal labor supply? BT - Evidence from a large-scale expansion of early childcare T2 - CEPA Discussion Papers N2 - Expanding public or publicly subsidized childcare has been a top social policy priority in many industrialized countries. It is supposed to increase fertility, promote children’s development and enhance mothers’ labor market attachment. In this paper, we analyze the causal effect of one of the largest expansions of subsidized childcare for children up to three years among industrialized countries on the employment of mothers in Germany. Identification is based on spatial and temporal variation in the expansion of publicly subsidized childcare triggered by two comprehensive childcare policy reforms. The empirical analysis is based on the German Microcensus that is matched to county level data on childcare availability. Based on our preferred specification which includes time and county fixed effects we find that an increase in childcare slots by one percentage point increases mothers’ labor market participation rate by 0.2 percentage points. The overall increase in employment is explained by the rise in part-time employment with relatively long hours (20-35 hours per week). We do not find a change in full-time employment or lower part-time employment that is causally related to the childcare expansion. The effect is almost entirely driven by mothers with medium-level qualifications. Mothers with low education levels do not profit from this reform calling for a stronger policy focus on particularly disadvantaged groups in coming years. T3 - CEPA Discussion Papers - 9 KW - childcare provision KW - mother’s labor supply KW - generalized difference-in-difference Y1 - 2019 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:kobv:517-opus4-427727 SN - 2628-653X IS - 9 ER - TY - RPRT A1 - Müller, Kai-Uwe A1 - Neumann, Michael A1 - Wrohlich, Katharina T1 - Labor supply under participation and hours constraints BT - An extended structural model for policy evaluations T2 - CEPA Discussion Papers N2 - The paper extends a static discrete-choice labor supply model by adding participation and hours constraints. We identify restrictions by survey information on the eligibility and search activities of individuals as well as actual and desired hours. This provides for a more robust identification of preferences and constraints. Both, preferences and restrictions are allowed to vary by and are related through observed and unobserved characteristics. We distinguish various restrictions mechanisms: labor demand rationing, working hours norms varying across occupations, and insufficient public childcare on the supply side of the market. The effect of these mechanisms is simulated by relaxing different constraints at a time. We apply the empirical frame- work to evaluate an in-work benefit for low-paid parents in the German institutional context. The benefit is supposed to increase work incentives for secondary earners. Based on the structural model we are able to disentangle behavioral reactions into the pure incentive effect and the limiting impact of constraints at the intensive and extensive margin. We find that the in-work benefit for parents substantially increases working hours of mothers of young children, especially when they have a low education. Simulating the effects of restrictions shows their substantial impact on employment of mothers with young children. T3 - CEPA Discussion Papers - 3 KW - labor supply KW - hours restrictions KW - involuntary unemployment KW - gender Y1 - 2019 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:kobv:517-opus4-427656 SN - 2628-653X IS - 3 ER - TY - RPRT A1 - McLachlan, Campbell T1 - The Double-facing Foreign Relations Function of the Executive and Its Self-enforcing Obligation to Comply with International Law T2 - KFG Working Paper Series N2 - How does the international Rule of Law apply to constrain the conduct of the Executive within a constitutional State that adopts a dualist approach to the reception of international law? This paper argues that, so far from being inconsistent with the concept of the Rule of Law, the Executive within a dualist constitution has a self-enforcing obligation to abide by the obligations of the State under international law. This is not dependent on Parliament’s incorporation of treaty obligations into domestic law. It is the correlative consequence of the allocation to the Executive of the power to conduct foreign relations. The paper develops this argument in response to recent debate in the United Kingdom on whether Ministers have an obligation to comply with international law–a reference that the Government removed from the Ministerial Code. It shows that such an obligation is consistent with both four centuries of the practice of the British State and with principle. T3 - KFG Working Paper Series - 30 Y1 - 2019 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:kobv:517-opus4-429088 IS - 30 ER - TY - RPRT A1 - McLachlan, Campbell T1 - The assault on international adjudication and the limits of withdrawal T2 - KFG Working Paper Series N2 - International adjudication is currently under assault, encouraging a number of States to withdraw, or to consider withdrawing, from treaties providing for international dispute settlement. This Working Paper argues that the act of treaty withdrawal is not merely as the unilateral executive exercise of the individual sovereign prerogative of a State. International law places checks upon the exercise of withdrawal, recognising that it is an act that of its nature affects the interests of other States parties, which have a collective interest in constraining withdrawal. National courts have a complementary function in restraining unilateral withdrawal in order to support the domestic constitution. The arguments advanced against international adjudication in the name of popular democracy at the national level can serve as a cloak for the exercise of executive power unrestrained by law. The submission by States of their disputes to peaceful settlement through international adjudication is central, not incidental, to the successful operation of the international legal system. T3 - KFG Working Paper Series - 28 Y1 - 2019 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:kobv:517-opus4-426855 IS - 28 ER - TY - RPRT A1 - Letsiou Häusler, Anna A1 - Beckenkamp, Nicolas A1 - Röthlisberger, Livia ED - Weiß, Norman T1 - New Dimensions of an Old Dilemma BT - Hate Speech and Freedom of Expression T2 - Staat, Recht und Politik – Forschungs- und Diskussionspapiere T2 - State, Law, and Politics - Research and Discussion Papers N2 - Unfolding the history of one of the oldest human val-ues, the freedom of expression, while defining its limits, is a complicated task. Does freedom stop where hate starts? This very old dilemma is -now more than ever before- revealing new dimensions. Politicians and new laws aim at regulating free expression, while disagree-ments over such regulation gradually become a source of endless conflict in newly formed multicultural, inter-connected, and digitized societies. The example of the Network Enforcement Act is used to understand the idea of restrictive legal practices in Germany, but also to enlighten the fact that law is a human construction which was created in order to regulate communication among individuals. Alternative practices, to straight legal ones, are summarized to show other dimensions of regulating hate speech without involving top-down approaches. The article proposes the approach of re-storative justice as a combination of legal and medita-tive practices in cases of hate speech. One advantage of the restorative justice approach elaborated in this arti-cle is the potential to remedy the inner hate and the pain, both of the victim and perpetrator. Finally, reveal-ing parts of history and new aspects of the ‘hate speech-puzzle’, leads to a questioning of contemporary social structures that possibly generate hate itself. N2 - Der Schutzbereich und die Grenzen der Meinungsfrei-heit müssen stets auf neue definiert und sie muss ge-gebenenfalls mit anderen Menschenrechten abgewogen werden. Hört die Freiheit dort auf, wo der Hass be-ginnt? Mit neuen Gesetzen zielen Politiker auf die Re-gulierung der freien Meinungsäußerung ab, während Meinungsverschiedenheiten über solche Regulierungen zu einer Quelle endloser Konflikte in neu gebildeten multikulturellen, miteinander verbundenen und digita-lisierten Gesellschaften werden. Am Beispiel des Netz-werkdurchsetzungsgesetzes wird die Idee restriktiver Rechtspraktiken in Deutschland untersucht, aber auch aufgezeigt, dass Recht eine menschliche Konstruktion ist, die geschaffen wurde, um die Kommunikation zwi-schen Individuen zu regeln. Alternative, nicht aus-schließlich juristische Praktiken werden zusammenge-fasst, um andere Dimensionen der Regulierung von Hassreden aufzuzeigen, die ohne Top-down-Ansätze auskommen. Wir schlagen den Ansatz der restorativen Gerechtigkeit als eine Kombination aus rechtlichen und meditativen Praktiken in Fällen von Hassrede vor. Ein Vorteil des in diesem Artikel erarbeiteten restaurativen Gerechtigkeitsansatzes ist das Potenzial, den inneren Hass und den Schmerz von Opfern und Tätern zu beseitigen. T3 - Staat, Recht und Politik – Forschungs- und Diskussionspapiere = State, Law, and Politics - Research and Discussion Papers - 7 KW - Freedom of expression KW - Hate speech Y1 - 2019 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:kobv:517-opus4-424869 SN - 2509-6974 IS - 7 PB - Universitätsverlag Potsdam CY - Potsdam ER - TY - RPRT A1 - Kulaga, Julian T1 - A Renaissance of the Doctrine of Rebus Sic Stantibus? T2 - KFG Working Paper Series N2 - Once the “popular plaything of Realpolitiker” the doctrine of rebus sic stantibus post the 1969 VCLT is often described as an objective rule by which, on grounds of equity and justice, a fundamental change of circumstances may be invoked as a ground for termination. Yet recent practice from States such as Ecuador, Russia, Denmark and the United Kingdom suggests that it is returning with a new livery. They point to an understanding based on vital States’ interests––a view popular among scholars such as Erich Kaufmann at the beginning of the last century. T3 - KFG Working Paper Series - 32 Y1 - 2019 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:kobv:517-opus4-435788 IS - 32 ER - TY - RPRT A1 - Krieger, Heike A1 - Püschmann, Jonas T1 - Securing of Resources as a Valid Reason for Using Force? BT - A Pre-Emptive Defence of the Prohibition on the Use of Force T2 - KFG Working Paper Series N2 - A growing demand for natural resources embedded in current changes of the international order will put pressure on states to secure the future availability of these resources. Some political discourses suggest that states might respond by challenging the foundations of international law. Whereas the UN Charter was inter alia aimed at eliminating uses of force for economic reasons, one may observe an on-going trend of securitization of matters of resource supply resulting into the revival of self-preservation doctrines. The chapter will show that those claims lack a normative foundation in the current framework of the prohibition of the use of force. Moreover, international law has sufficient instruments to cope with disputes over access to resources by other means than the use of force. The international community, therefore, must oppose claims that may contribute to normative uncertainties and strengthen already existing instruments of pacific settlement of disputes. T3 - KFG Working Paper Series - 31 Y1 - 2019 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:kobv:517-opus4-435738 IS - 31 ER - TY - RPRT A1 - Krieger, Heike A1 - Liese, Andrea Margit T1 - A Metamorphosis of International Law? BT - Value changes in the international legal order from the perspectives of legal and political science T2 - KFG Working Paper Series N2 - The paper aims to lay out a framework for evaluating value shifts in the international legal order for the purposes of a forthcoming book. In view of current contestations it asks whether we are observing yet another period of norm change (Wandel) or even a more fundamental transformation of international law – a metamorphosis (Verwandlung). For this purpose it suggests to look into the mechanisms of how norms change from the perspective of legal and political science and also to approximate a reference point where change turns into metamorphosis. It submits that such a point may be reached where specific legally protected values are indeed changing (change of legal values) or where the very idea of protecting certain values through law is renounced (delegalizing of values). The paper discusses the benefits of such an interdisciplinary exchange and tries to identify differences and commonalities among both disciplinary perspectives. T3 - KFG Working Paper Series - 27 Y1 - 2019 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:kobv:517-opus4-426088 IS - 27 ER - TY - RPRT A1 - Krieger, Heike T1 - Populist governments and international law T2 - KFG Working Paper Series N2 - The worldwide populist wave has contributed to a perception that international law is currently in a state of crisis. This article examines in how far populist governments have challenged prevailing interpretations of international law. The article links structural features of populism with an analysis of populist governmental strategies and argumentative practices. It demonstrates that, in their rhetoric, populist governments promote an understanding of international law as a mere law of coordination. This is, however, not entirely reflected in their legal practices where an instrumental, cherry-picking approach prevails. The article concludes that policies of populist governments affect the current state of international law on two different levels: In the political sphere their practices alter the general environment in which legal rules are interpreted. In the legal sphere populist governments push for changes in the interpretation of established international legal rules. The article substantiates these propositions by focusing on the principle of nonintervention and foreign funding for NGOs. T3 - KFG Working Paper Series - 29 Y1 - 2019 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:kobv:517-opus4-426863 IS - 29 ER - TY - RPRT A1 - Kauffmann, Albrecht A1 - Nastansky, Andreas T1 - Explorative Analyse der Preise von Einfamilienhäusern und Eigentumswohnungen in Deutschland T2 - Statistische Diskussionsbeiträge N2 - Untersucht werden die von BulwienGesa erhobenen und aufbereiteten jahresdurchschnittlichen Wiederverkaufspreise von Eigentumswohnungen und Einfamilienhäusern in 401 kreisfreien Städten und Landkreisen für die Jahre 2004–2017. Dabei zeigt sich eine Zunahme der regionalen Streuung im Zeitverlauf vor allem in der auf die Finanzkrise 2007–2009 folgenden Zeit. Im Durchschnitt der Regionen (Landkreise und kreisfreie Städte) steigen die Preise; sie entwickeln sich aber regional stark unterschiedlich (in manchen Regionen stagnieren sie oder sind gefallen). Dies führt auch zur Zunahme der Variationskoeffizienten, also der relativen Streuung der regionalen Preise. Dies deutet auf eine Zunahme der regionalen Disparitäten in der Bundesrepublik Deutschland. Besondere Divergenzen zeigen sich zwischen den alten und den neuen Bundesländern, wie auch zwischen prosperierenden kreisfreien Städten und deren Umland und ökonomisch schwächeren Städten und Landkreisen. T3 - Statistische Diskussionsbeiträge - 52 KW - Immobilienpreise KW - Regionale Preise KW - Wohnimmobilien Deutschland Y1 - 2019 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:kobv:517-opus4-429266 IS - 52 ER - TY - RPRT A1 - Jo, Hyeran T1 - Rise and Decline of International Rule of Law BT - Case of Non-State Armed Actors T2 - KFG Working Paper Series N2 - This paper assesses the rise and decline of international rule of law in the case of non-state armed actors. Both signs of rise and signs of decline of international rule of law show in the case of non- state armed actors. Signs of rise include the expansion of coverage of international humanitarian law (IHL) and international criminal law, as well as international legal argumentation and rhetoric made by non-state armed groups. Some non-state armed actors express that they are governed by IHL in public statements or bilateral agreements with international actors, partly acknowledging universality of international humanitarian norms, and sometimes act as such. Signs of decline in the international rule of law also show – although some of them can be seen as business-as-usual – privileging of military advantage, instrumental use of international law (as justification and local interpretations), as well as conflicting understanding of IHL between local and global norms. The multiplicity of non-state actors also portends the decline of international rule of law, with the proliferation of many non-organized groups without legitimacy-seeking motivations. T3 - KFG Working Paper Series - 39 KW - rule of law KW - international rule of law KW - non-state actors KW - non-state armed actors KW - rise KW - decline KW - international humanitarian law KW - international criminal law Y1 - 2019 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:kobv:517-opus4-435900 IS - 39 ER - TY - RPRT A1 - Hartmann, Niklas K. A1 - Jacob, Boris A1 - Weiß, Nadin T1 - RISE-DE – Referenzmodell für Strategieprozesse im institutionellen Forschungsdatenmanagement N2 - Mit RISE-DE liegt als FDMentor-Projektergebnis ein Referenzmodell für Strategieprozesse im institutionellen Forschungsdatenmanagement (FDM) vor. RISE-DE bietet einen Bewertungsrahmen zur Selbstevaluation und Zielbestimmung und eignet sich als Werkzeug zur Gestaltung einer strukturierten, Stakeholder-orientierten Strategieentwicklung für das FDM an Hochschulen und Forschungseinrichtungen. RISE-DE basiert auf dem lose an Reifegradenmodellen orientierten Research Infrastructure Self-Evaluation Framework (RISE v1.1) des Digital Curation Centre (DCC), wurde aber für den Einsatz in partizipativen Prozessen deutlich überarbeitet sowie inhaltlich an den deutschen Wissenschaftskontext und Entwicklungen in der guten Praxis im FDM angepasst. Eine mit Hilfe von RISE-DE erarbeitete Strategie erfüllt zugleich die von der Hochschulrektorenkonferenz (HRK) und der League of European Research Universities (LERU) formulierten Empfehlungen. Die hier vorliegende RISE-DE Version 1.0 nimmt Erfahrungen aus dem Piloteinsatz an der Universität Potsdam sowie Feedback aus der Community auf. Es beinhaltet gegenüber der Vorversion zum einen Veränderungen an den Themen des Referenzmodells, zum anderen wurden Empfehlungen für FDM-Beginner deutlich erweitert und Erläuterungen für die Durchführung partizipativer Strategieprozesse hinzugefügt. In Zusammenarbeit mit der Hochschule für Angewandte Wissenschaften Hamburg entstand außerdem ein digitales Evaluations-Tool. N2 - RISE-DE, an output of the FDMentor project, is a reference model for strategy processes in institutional research data management (RDM). RISE-DE provides a framework for self-evaluation and definition of objectives and is useful as a tool to design a structured, stakeholder-oriented strategy process for RDM in higher education and research institutions. RISE-DE is based on the Digital Curation Centre’s (DCC) Research Infrastructure Self-Evaluation Framework (RISE v1.1), which is loosely based on capability maturity models. RISE-DE has been significantly revised for use in participatory processes and adapted to the German academic context and developments in good practice in RDM. A strategy developed using RISE-DE will simultaneously fulfill the recommendations set out by the German Rectors’ Conference (HRK) and the League of European Research Universities (LERU). The version at hand, RISE-DE v1.0, takes up experiences from the pilot application at the University of Potsdam as well as feedback from the community and contains both improvements in the service areas of the reference model and more extensive guidance on using RISE-DE. In corporation with the HAW Hamburg a digital evaluation tool was created. KW - Forschungsdaten KW - Research Data Management KW - Strategy Process KW - Self-Evaluation KW - Higher Education Institutions KW - Research Institutions KW - Forschungsdatenmanagement KW - Strategieentwicklung KW - Selbstevaluation KW - Hochschulen KW - Forschungseinrichtungen Y1 - 2019 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:kobv:517-opus4-443611 N1 - Hauptdokument: Publiziert unter DOI https://www.doi.org/10.5281/zenodo.2549343 Dort auch weitere ergänzende Materialien. ET - Version 1.0 ER - TY - RPRT A1 - Hartmann, Niklas K. A1 - Jacob, Boris A1 - Weiß, Nadin T1 - RISE-DE – Referenzmodell für Strategieprozesse im institutionellen Forschungsdatenmanagement N2 - Mit RISE-DE liegt als FDMentor-Projektergebnis ein Referenzmodell für Strategieprozesse im institutionellen Forschungsdatenmanagement vor. RISE-DE bietet einen Bewertungsrahmen zur Selbstevaluation und Zielbestimmung und eignet sich als Werkzeug zur Gestaltung einer strukturierten, Stakeholder-orientierten Strategieentwicklung für das Forschungsdatenmanagement an Hochschulen und Forschungseinrichtungen. RISE-DE basiert auf dem lose an Reifegradenmodellen orientierten RISE-Framework des DCC (RISE v1.1), wurde aber für den Einsatz in partizipativen Prozessen deutlich überarbeitet sowie inhaltlich an den deutschen Wissenschaftskontext und Entwicklungen in der guten Praxis im FDM angepasst. Ein mit Hilfe von RISE-DE erarbeitete Strategie erfüllt zugleich die von der Hochschulrektorenkonferenz und der League of European Research Universities formulierten Anforderungen. KW - Forschungsdaten KW - Research Data Management KW - Strategy Process KW - Self-Evaluation KW - Higher Education Institutions KW - Research Institutions KW - Forschungsdatenmanagement KW - Strategieentwicklung KW - Selbstevaluation KW - Hochschulen KW - Forschungseinrichtungen Y1 - 2019 U6 - https://doi.org/10.5281/zenodo.2549344 ET - Version 0.9 ER -