TY - JOUR A1 - Acevedo, Walter A1 - De Wiljes, Jana A1 - Reich, Sebastian T1 - Second-order accurate ensemble transform particle filters JF - SIAM journal on scientific computing N2 - Particle filters (also called sequential Monte Carlo methods) are widely used for state and parameter estimation problems in the context of nonlinear evolution equations. The recently proposed ensemble transform particle filter (ETPF) [S. Reich, SIAM T. Sci. Comput., 35, (2013), pp. A2013-A2014[ replaces the resampling step of a standard particle filter by a linear transformation which allows for a hybridization of particle filters with ensemble Kalman filters and renders the resulting hybrid filters applicable to spatially extended systems. However, the linear transformation step is computationally expensive and leads to an underestimation of the ensemble spread for small and moderate ensemble sizes. Here we address both of these shortcomings by developing second order accurate extensions of the ETPF. These extensions allow one in particular to replace the exact solution of a linear transport problem by its Sinkhorn approximation. It is also demonstrated that the nonlinear ensemble transform filter arises as a special case of our general framework. We illustrate the performance of the second-order accurate filters for the chaotic Lorenz-63 and Lorenz-96 models and a dynamic scene-viewing model. The numerical results for the Lorenz-63 and Lorenz-96 models demonstrate that significant accuracy improvements can be achieved in comparison to a standard ensemble Kalman filter and the ETPF for small to moderate ensemble sizes. The numerical results for the scene-viewing model reveal, on the other hand, that second-order corrections can lead to statistically inconsistent samples from the posterior parameter distribution. KW - Bayesian inference KW - data assimilation KW - particle filter KW - ensemble Kalman filter KW - Sinkhorn approximation Y1 - 2017 U6 - https://doi.org/10.1137/16M1095184 SN - 1064-8275 SN - 1095-7197 SN - 2168-3417 VL - 39 IS - 5 SP - A1834 EP - A1850 PB - Society for Industrial and Applied Mathematics CY - Philadelphia ER - TY - JOUR A1 - Acevedo, Walter A1 - Fallah, Bijan A1 - Reich, Sebastian A1 - Cubasch, Ulrich T1 - Assimilation of pseudo-tree-ring-width observations into an atmospheric general circulation model JF - Climate of the past : an interactive open access journal of the European Geosciences Union N2 - Paleoclimate data assimilation (DA) is a promising technique to systematically combine the information from climate model simulations and proxy records. Here, we investigate the assimilation of tree-ring-width (TRW) chronologies into an atmospheric global climate model using ensemble Kalman filter (EnKF) techniques and a process-based tree-growth forward model as an observation operator. Our results, within a perfect-model experiment setting, indicate that the "online DA" approach did not outperform the "off-line" one, despite its considerable additional implementation complexity. On the other hand, it was observed that the nonlinear response of tree growth to surface temperature and soil moisture does deteriorate the operation of the time-averaged EnKF methodology. Moreover, for the first time we show that this skill loss appears significantly sensitive to the structure of the growth rate function, used to represent the principle of limiting factors (PLF) within the forward model. In general, our experiments showed that the error reduction achieved by assimilating pseudo-TRW chronologies is modulated by the magnitude of the yearly internal variability in themodel. This result might help the dendrochronology community to optimize their sampling efforts. Y1 - 2017 U6 - https://doi.org/10.5194/cp-13-545-2017 SN - 1814-9324 SN - 1814-9332 VL - 13 SP - 545 EP - 557 PB - Copernicus CY - Göttingen ER - TY - JOUR A1 - Acevedo, Walter A1 - Reich, Sebastian A1 - Cubasch, Ulrich T1 - Towards the assimilation of tree-ring-width records using ensemble Kalman filtering techniques JF - Climate dynamics : observational, theoretical and computational research on the climate system N2 - This paper investigates the applicability of the Vaganov–Shashkin–Lite (VSL) forward model for tree-ring-width chronologies as observation operator within a proxy data assimilation (DA) setting. Based on the principle of limiting factors, VSL combines temperature and moisture time series in a nonlinear fashion to obtain simulated TRW chronologies. When used as observation operator, this modelling approach implies three compounding, challenging features: (1) time averaging, (2) “switching recording” of 2 variables and (3) bounded response windows leading to “thresholded response”. We generate pseudo-TRW observations from a chaotic 2-scale dynamical system, used as a cartoon of the atmosphere-land system, and attempt to assimilate them via ensemble Kalman filtering techniques. Results within our simplified setting reveal that VSL’s nonlinearities may lead to considerable loss of assimilation skill, as compared to the utilization of a time-averaged (TA) linear observation operator. In order to understand this undesired effect, we embed VSL’s formulation into the framework of fuzzy logic (FL) theory, which thereby exposes multiple representations of the principle of limiting factors. DA experiments employing three alternative growth rate functions disclose a strong link between the lack of smoothness of the growth rate function and the loss of optimality in the estimate of the TA state. Accordingly, VSL’s performance as observation operator can be enhanced by resorting to smoother FL representations of the principle of limiting factors. This finding fosters new interpretations of tree-ring-growth limitation processes. KW - Proxy forward modeling KW - Data assimilation KW - Fuzzy logic KW - Ensemble Kalman filter KW - Paleoclimate reconstruction Y1 - 2016 U6 - https://doi.org/10.1007/s00382-015-2683-1 SN - 0930-7575 SN - 1432-0894 VL - 46 SP - 1909 EP - 1920 PB - Springer CY - New York ER - TY - JOUR A1 - Afshari Moein, Mohammad J. A1 - Somogyvári, Márk A1 - Valley, Benoît A1 - Jalali, Mohammadreza A1 - Löw, Simon A1 - Bayer, Peter T1 - Fracture network characterization using stress-based tomography JF - Journal of geophysical research : JGR N2 - Information on structural features of a fracture network at early stages of Enhanced Geothermal System development is mostly restricted to borehole images and, if available, outcrop data. However, using this information to image discontinuities in deep reservoirs is difficult. Wellbore failure data provides only some information on components of the in situ stress state and its heterogeneity. Our working hypothesis is that slip on natural fractures primarily controls these stress heterogeneities. Based on this, we introduce stress-based tomography in a Bayesian framework to characterize the fracture network and its heterogeneity in potential Enhanced Geothermal System reservoirs. In this procedure, first a random initial discrete fracture network (DFN) realization is generated based on prior information about the network. The observations needed to calibrate the DFN are based on local variations of the orientation and magnitude of at least one principal stress component along boreholes. A Markov Chain Monte Carlo sequence is employed to update the DFN iteratively by a fracture translation within the domain. The Markov sequence compares the simulated stress profile with the observed stress profiles in the borehole, evaluates each iteration with Metropolis-Hastings acceptance criteria, and stores acceptable DFN realizations in an ensemble. Finally, this obtained ensemble is used to visualize the potential occurrence of fractures in a probability map, indicating possible fracture locations and lengths. We test this methodology to reconstruct simple synthetic and more complex outcrop-based fracture networks and successfully image the significant fractures in the domain. KW - fracture network KW - Bayesian inversion KW - stress variability KW - rock mechanics Y1 - 2018 U6 - https://doi.org/10.1029/2018JB016438 SN - 2169-9313 SN - 2169-9356 VL - 123 IS - 11 SP - 9324 EP - 9340 PB - American Geophysical Union CY - Washington ER - TY - JOUR A1 - Aizinger, Vadym A1 - Korn, Peter A1 - Giorgetta, Marco A1 - Reich, Sebastian T1 - Large-scale turbulence modelling via alpha-regularisation for atmospheric simulations JF - Journal of turbulence N2 - We study the possibility of obtaining a computational turbulence model by means of non-dissipative regularisation of the compressible atmospheric equations for climate-type applications. We use an -regularisation (Lagrangian averaging) of the atmospheric equations. For the hydrostatic and compressible atmospheric equations discretised using a finite volume method on unstructured grids, deterministic and non-deterministic numerical experiments are conducted to compare the individual solutions and the statistics of the regularised equations to those of the original model. The impact of the regularisation parameter is investigated. Our results confirm the principal compatibility of -regularisation with atmospheric dynamics and encourage further investigations within atmospheric model including complex physical parametrisations. KW - hydrostatic atmosphere KW - non-dissipative regularisations KW - Lagrangian-averaged equations Y1 - 2015 U6 - https://doi.org/10.1080/14685248.2014.991443 SN - 1468-5248 VL - 16 IS - 4 SP - 367 EP - 391 PB - Routledge, Taylor & Francis Group CY - Abingdon ER - TY - JOUR A1 - Akhmatskaya, Elena A1 - Bou-Rabee, Nawaf A1 - Reich, Sebastian T1 - A comparison of generalized hybrid Monte Carlo methods with and without momentum flip N2 - The generalized hybrid Monte Carlo (GHMC) method combines Metropolis corrected constant energy simulations with a partial random refreshment step in the particle momenta. The standard detailed balance condition requires that momenta are negated upon rejection of a molecular dynamics proposal step. The implication is a trajectory reversal upon rejection, which is undesirable when interpreting GHMC as thermostated molecular dynamics. We show that a modified detailed balance condition can be used to implement GHMC without momentum flips. The same modification can be applied to the generalized shadow hybrid Monte Carlo (GSHMC) method. Numerical results indicate that GHMC/GSHMC implementations with momentum flip display a favorable behavior in terms of sampling efficiency, i.e., the traditional GHMC/GSHMC implementations with momentum flip got the advantage of a higher acceptance rate and faster decorrelation of Monte Carlo samples. The difference is more pronounced for GHMC. We also numerically investigate the behavior of the GHMC method as a Langevin-type thermostat. We find that the GHMC method without momentum flip interferes less with the underlying stochastic molecular dynamics in terms of autocorrelation functions and it to be preferred over the GHMC method with momentum flip. The same finding applies to GSHMC. Y1 - 2009 UR - http://www.sciencedirect.com/science/journal/00219991 U6 - https://doi.org/10.1016/j.jcp.2008.12.014 SN - 0021-9991 ER - TY - JOUR A1 - Akhmatskaya, Elena A1 - Bou-Rabee, Nawaf A1 - Reich, Sebastian T1 - Erratum to "A comparison of generalized hybrid Monte Carlo methods with and without momentum flip" [J. Comput. Phys. 228 (2009), S. 2256 - 2265] N2 - The generalized hybrid Monte Carlo (GHMC) method combines Metropolis corrected constant energy simulations with a partial random refreshment step in the particle momenta. The standard detailed balance condition requires that momenta are negated upon rejection of a molecular dynamics proposal step. The implication is a trajectory reversal upon rejection, which is undesirable when interpreting GHMC as thermostated molecular dynamics. We show that a modified detailed balance condition can be used to implement GHMC without momentum flips. The same modification can be applied to the generalized shadow hybrid Monte Carlo (GSHMC) method. Numerical results indicate that GHMC/GSHMC implementations with momentum flip display a favorable behavior in terms of sampling efficiency, i.e., the traditional GHMC/GSHMC implementations with momentum flip got the advantage of a higher acceptance rate and faster decorrelation of Monte Carlo samples. The difference is more pronounced for GHMC. We also numerically investigate the behavior of the GHMC method as a Langevin-type thermostat. We find that the GHMC method without momentum flip interferes less with the underlying stochastic molecular dynamics in terms of autocorrelation functions and it to be preferred over the GHMC method with momentum flip. The same finding applies to GSHMC. Y1 - 2009 UR - http://www.sciencedirect.com/science/journal/00219991 U6 - https://doi.org/10.1016/j.jcp.2009.06.039 SN - 0021-9991 ER - TY - JOUR A1 - Al-Saedy, Ammar Jaffar Muhesin A1 - Tarchanov, Nikolaj Nikolaevič T1 - A degree theory for Lagrangian boundary value problems JF - Žurnal Sibirskogo Federalʹnogo Universiteta = Journal of Siberian Federal University; mathematics & physics N2 - We study those nonlinear partial differential equations which appear as Euler-Lagrange equations of variational problems. On defining weak boundary values of solutions to such equations we initiate the theory of Lagrangian boundary value problems in spaces of appropriate smoothness. We also analyse if the concept of mapping degree of current importance applies to Lagrangian problems. N2 - Мы изучаем те нелинейные уравнения с частными производными, которые возникают как уравнения Эйлера-Лагранжа вариационных задач. Определяя слабые граничные значения решений таких уравнений, мы инициируем теорию лагранжевых краевых задач в функциональных пространствах подходящей гладкости. Мы также анализируем, применяется ли современная концепция степени отображения к лагранжевым проблемам. KW - nonlinear equations KW - Lagrangian system KW - weak boundary values KW - quasilinear Fredholm operators KW - mapping degree Y1 - 2020 U6 - https://doi.org/10.17516/1997-1397-2020-13-1-5-25 SN - 1997-1397 SN - 2313-6022 VL - 13 IS - 1 SP - 5 EP - 25 PB - Sibirskij Federalʹnyj Universitet CY - Krasnojarsk ER - TY - JOUR A1 - Albeverio, Sergio A1 - Brasche, Johannes F. A1 - Neidhardt, Hagen T1 - On inverse spectral theory: mixed types of spectra. Y1 - 1998 ER - TY - JOUR A1 - Alsaedy, Ammar A1 - Tarkhanov, Nikolai Nikolaevich T1 - Normally solvable nonlinear boundary value problems JF - Nonlinear analysis : theory, methods & applications ; an international multidisciplinary journal N2 - We investigate nonlinear problems which appear as Euler-Lagrange equations for a variational problem. They include in particular variational boundary value problems for nonlinear elliptic equations studied by F. Browder in the 1960s. We establish a solvability criterion of such problems and elaborate an efficient orthogonal projection method for constructing approximate solutions. KW - Nonlinear Laplace operator KW - Boundary value problem KW - Dirichlet to Neumann operator Y1 - 2014 U6 - https://doi.org/10.1016/j.na.2013.09.024 SN - 0362-546X SN - 1873-5215 VL - 95 SP - 468 EP - 482 PB - Elsevier CY - Oxford ER - TY - JOUR A1 - Altundag, Hüseyin A1 - Böckmann, Christine A1 - Taseli, Hasan T1 - Inverse Sturm-Liouville problems with pseudospectral methods JF - International journal of computer mathematics N2 - In this paper a technique to obtain a first approximation for singular inverse Sturm-Liouville problems with a symmetrical potential is introduced. The singularity, as a result of unbounded domain (-infinity, infinity), is treated by considering numerically the asymptotic limit of the associated problem on a finite interval (-L, L). In spite of this treatment, the problem has still an ill-conditioned structure unlike the classical regular ones and needs regularization techniques. Direct computation of eigenvalues in iterative solution procedure is made by means of pseudospectral methods. A fairly detailed description of the numerical algorithm and its applications to specific examples are presented to illustrate the accuracy and convergence behaviour of the proposed approach. KW - 31A25 KW - 65F18 KW - regularization method KW - condition number KW - pseudospectral method KW - regular and singular inverse Sturm-Liouville problems Y1 - 2015 U6 - https://doi.org/10.1080/00207160.2014.939646 SN - 0020-7160 SN - 1029-0265 VL - 92 IS - 7 SP - 1373 EP - 1384 PB - Routledge, Taylor & Francis Group CY - Abingdon ER - TY - JOUR A1 - Amendola, Luca A1 - Battaglia Mayer, Alexandra A1 - Capozziello, Salvatore A1 - Gottlöber, Stefan A1 - Müller, Volker A1 - Occhionero, Franco A1 - Schmidt, Hans-Jürgen T1 - Generalized sixth-order gravity and inflation JF - Preprint / Universität Potsdam, Fachbereich Mathematik Y1 - 1992 VL - 1992, 04 PB - Univ. CY - Potsdam ER - TY - JOUR A1 - Amezcua, Javier A1 - Ide, Kayo A1 - Kalnay, Eugenia A1 - Reich, Sebastian T1 - Ensemble transform Kalman-Bucy filters JF - Quarterly journal of the Royal Meteorological Society N2 - Two recent works have adapted the Kalman-Bucy filter into an ensemble setting. In the first formulation, the ensemble of perturbations is updated by the solution of an ordinary differential equation (ODE) in pseudo-time, while the mean is updated as in the standard Kalman filter. In the second formulation, the full ensemble is updated in the analysis step as the solution of single set of ODEs in pseudo-time. Neither requires matrix inversions except for the frequently diagonal observation error covariance. We analyse the behaviour of the ODEs involved in these formulations. We demonstrate that they stiffen for large magnitudes of the ratio of background error to observational error variance, and that using the integration scheme proposed in both formulations can lead to failure. A numerical integration scheme that is both stable and is not computationally expensive is proposed. We develop transform-based alternatives for these Bucy-type approaches so that the integrations are computed in ensemble space where the variables are weights (of dimension equal to the ensemble size) rather than model variables. Finally, the performance of our ensemble transform Kalman-Bucy implementations is evaluated using three models: the 3-variable Lorenz 1963 model, the 40-variable Lorenz 1996 model, and a medium complexity atmospheric general circulation model known as SPEEDY. The results from all three models are encouraging and warrant further exploration of these assimilation techniques. KW - Kalman-Bucy Filter KW - Ensemble Kalman Filter KW - stiff ODE KW - weight-based formulations Y1 - 2014 U6 - https://doi.org/10.1002/qj.2186 SN - 0035-9009 SN - 1477-870X VL - 140 IS - 680 SP - 995 EP - 1004 PB - Wiley-Blackwell CY - Hoboken ER - TY - JOUR A1 - Andersson, Lars A1 - Metzger, Jan T1 - Curvature estimates for stable marginally trapped surfaces N2 - We derive local integral and sup-estimates for the curvature of stable marginally outer trapped surfaces in a sliced space-time. The estimates bound the shear of a marginally outer trapped surface in terms of the intrinsic and extrinsic curvature of a slice containing the surface. These estimates are well adapted to situations of physical interest, such as dynamical horizons. Y1 - 2010 UR - http://projecteuclid.org/DPubS?service=UI&version=1.0&verb=Display&handle=euclid.jdg SN - 0022-040X ER - TY - JOUR A1 - Antonini, Paolo A1 - Azzali, Sara A1 - Skandalis, Georges T1 - Bivariant K-theory with R/Z-coefficients and rho classes of unitary representations JF - Journal of functional analysis N2 - We construct equivariant KK-theory with coefficients in and R/Z as suitable inductive limits over II1-factors. We show that the Kasparov product, together with its usual functorial properties, extends to KK-theory with real coefficients. Let Gamma be a group. We define a Gamma-algebra A to be K-theoretically free and proper (KFP) if the group trace tr of Gamma acts as the unit element in KKR Gamma (A, A). We show that free and proper Gamma-algebras (in the sense of Kasparov) have the (KFP) property. Moreover, if Gamma is torsion free and satisfies the KK Gamma-form of the Baum-Connes conjecture, then every Gamma-algebra satisfies (KFP). If alpha : Gamma -> U-n is a unitary representation and A satisfies property (KFP), we construct in a canonical way a rho class rho(A)(alpha) is an element of KKR/Z1,Gamma (A A) This construction generalizes the Atiyah-Patodi-Singer K-theory class with R/Z-coefficients associated to alpha. (C) 2015 Elsevier Inc. All rights reserved. KW - Operator algebras KW - Bivariant K-theory KW - Rho invariants Y1 - 2016 U6 - https://doi.org/10.1016/j.jfa.2015.06.017 SN - 0022-1236 SN - 1096-0783 VL - 270 SP - 447 EP - 481 PB - Elsevier CY - San Diego ER - TY - JOUR A1 - Antoniouk, Alexandra Viktorivna A1 - Kiselev, Oleg M. A1 - Tarkhanov, Nikolai Nikolaevich T1 - Asymptotic Solutions of the Dirichlet Problem for the Heat Equation at a Characteristic Point JF - Ukrainian mathematical journal N2 - The Dirichlet problem for the heat equation in a bounded domain aS, a"e (n+1) is characteristic because there are boundary points at which the boundary touches a characteristic hyperplane t = c, where c is a constant. For the first time, necessary and sufficient conditions on the boundary guaranteeing that the solution is continuous up to the characteristic point were established by Petrovskii (1934) under the assumption that the Dirichlet data are continuous. The appearance of Petrovskii's paper was stimulated by the existing interest to the investigation of general boundary-value problems for parabolic equations in bounded domains. We contribute to the study of this problem by finding a formal solution of the Dirichlet problem for the heat equation in a neighborhood of a cuspidal characteristic boundary point and analyzing its asymptotic behavior. Y1 - 2015 U6 - https://doi.org/10.1007/s11253-015-1038-8 SN - 0041-5995 SN - 1573-9376 VL - 66 IS - 10 SP - 1455 EP - 1474 PB - Springer CY - New York ER - TY - JOUR A1 - Arworn, Srichan A1 - Denecke, Klaus-Dieter T1 - Left-edges solid varieties of differential groupoids Y1 - 1999 ER - TY - JOUR A1 - Arworn, Srichan A1 - Denecke, Klaus-Dieter T1 - Groupoids of hypersubstitutions and G-solid varieties Y1 - 1997 ER - TY - JOUR A1 - Arworn, Srichan A1 - Denecke, Klaus-Dieter T1 - A new methods to study subvariety lattices of semigroup varieties Y1 - 1997 ER - TY - JOUR A1 - Arworn, Srichan A1 - Denecke, Klaus-Dieter T1 - Tree Transformations defined by Hypersubstitutions Y1 - 2001 SN - 1509 - 9415 ER - TY - JOUR A1 - Arworn, Srichan A1 - Denecke, Klaus-Dieter T1 - Intervals and complete congruences defined by M-solid varieties Y1 - 2002 UR - http://www.math.sc.chula.ac.th/icaa2002/pages/Srichan_Arworn.pdf ER - TY - JOUR A1 - Arworn, Srichan A1 - Denecke, Klaus-Dieter A1 - Koppitz, Jörg T1 - Strongly luid and weakly unsolid varieties Y1 - 2001 SN - 1346-0862 ER - TY - JOUR A1 - Asari, Seiki A1 - Wardinski, Ingo T1 - On magnetic estimation of Earth's core angular momentum variation JF - Journal of geophysical research : Solid earth N2 - We study systematically the estimation of Earth's core angular momentum (CAM) variation between 1962.0 and 2008.0 by using core surface flow models derived from the recent geomagnetic field model C(3)FM2. Various flow models are derived by changing four parameters that control the least squares flow inversion. The parameters include the spherical harmonic (SH) truncation degree of the flow models and two Lagrange multipliers that control the weights of two additional constraints. The first constraint forces the energy spectrum of the flow solution to follow a power law l-p, where l is the SH degree and p is the fourth parameter. The second allows to modulate the solution continuously between the dynamical states of tangential geostrophy (TG) and tangential magnetostrophy (TM). The calculated CAM variations are examined in reference to two features of the observed length-of-day (LOD) variation, namely, its secular trend and 6year oscillation. We find flow models in either TG or TM state for which the estimated CAM trends agree with the LOD trend. It is necessary for TM models to have their flows dominate at planetary scales, whereas TG models should not be of this scale; otherwise, their CAM trends are too steep. These two distinct types of flow model appear to correspond to the separate regimes of previous numerical dynamos that are thought to be applicable to the Earth's core. The phase of the subdecadal CAM variation is coherently determined from flow models obtained with extensively varying inversion settings. Multiple sources of model ambiguity need to be allowed for in discussing whether these phase estimates properly represent that of Earth's CAM as an origin of the observed 6year LOD oscillation. KW - Core KW - Earth rotation KW - Inversion KW - Geomagnetic field KW - rapid variations KW - Geodynamo Y1 - 2015 U6 - https://doi.org/10.1002/2014JB011458 SN - 2169-9313 SN - 2169-9356 VL - 120 IS - 10 SP - 6740 EP - 6757 PB - American Geophysical Union CY - Washington ER - TY - JOUR A1 - Ayanbayev, Birzhan A1 - Klebanov, Ilja A1 - Li, Han Cheng A1 - Sullivan, Tim J. T1 - Gamma-convergence of Onsager-Machlup functionals BT - I. With applications to maximum a posteriori estimation in Bayesian inverse problems JF - Inverse problems : an international journal of inverse problems, inverse methods and computerised inversion of data N2 - The Bayesian solution to a statistical inverse problem can be summarised by a mode of the posterior distribution, i.e. a maximum a posteriori (MAP) estimator. The MAP estimator essentially coincides with the (regularised) variational solution to the inverse problem, seen as minimisation of the Onsager-Machlup (OM) functional of the posterior measure. An open problem in the stability analysis of inverse problems is to establish a relationship between the convergence properties of solutions obtained by the variational approach and by the Bayesian approach. To address this problem, we propose a general convergence theory for modes that is based on the Gamma-convergence of OM functionals, and apply this theory to Bayesian inverse problems with Gaussian and edge-preserving Besov priors. Part II of this paper considers more general prior distributions. KW - Bayesian inverse problems KW - Gamma-convergence KW - maximum a posteriori KW - estimation KW - Onsager-Machlup functional KW - small ball probabilities; KW - transition path theory Y1 - 2021 U6 - https://doi.org/10.1088/1361-6420/ac3f81 SN - 0266-5611 SN - 1361-6420 VL - 38 IS - 2 PB - IOP Publ. Ltd. CY - Bristol ER - TY - JOUR A1 - Ayanbayev, Birzhan A1 - Klebanov, Ilja A1 - Lie, Han Cheng A1 - Sullivan, Tim J. T1 - Gamma-convergence of Onsager-Machlup functionals BT - II. Infinite product measures on Banach spaces JF - Inverse problems : an international journal of inverse problems, inverse methods and computerised inversion of data N2 - We derive Onsager-Machlup functionals for countable product measures on weighted l(p) subspaces of the sequence space R-N. Each measure in the product is a shifted and scaled copy of a reference probability measure on R that admits a sufficiently regular Lebesgue density. We study the equicoercivity and Gamma-convergence of sequences of Onsager-Machlup functionals associated to convergent sequences of measures within this class. We use these results to establish analogous results for probability measures on separable Banach or Hilbert spaces, including Gaussian, Cauchy, and Besov measures with summability parameter 1 <= p <= 2. Together with part I of this paper, this provides a basis for analysis of the convergence of maximum a posteriori estimators in Bayesian inverse problems and most likely paths in transition path theory. KW - Bayesian inverse problems KW - Gamma-convergence KW - maximum a posteriori KW - estimation KW - Onsager-Machlup functional KW - small ball probabilities KW - transition path theory Y1 - 2021 U6 - https://doi.org/10.1088/1361-6420/ac3f82 SN - 0266-5611 SN - 1361-6420 VL - 38 IS - 2 PB - IOP Publ. Ltd. CY - Bristol ER - TY - JOUR A1 - Azzali, Sara A1 - Goette, Sebastian A1 - Schick, Thomas T1 - Large time limit and local L-2-index theorems for families JF - Journal of noncommutative geometry N2 - We compute explicitly, and without any extra regularity assumptions, the large time limit of the fibrewise heat operator for Bismut-Lott type superconnections in the L-2-setting. This is motivated by index theory on certain non-compact spaces (families of manifolds with cocompact group action) where the convergence of the heat operator at large time implies refined L-2-index formulas. As applications, we prove a local L-2-index theorem for families of signature operators and an L-2-Bismut-Lott theorem, expressing the Becker-Gottlieb transfer of flat bundles in terms of Kamber-Tondeur classes. With slightly stronger regularity we obtain the respective refined versions: we construct L-2-eta forms and L-2-torsion forms as transgression forms. KW - Local index theory KW - eta forms KW - torsion forms KW - L-2-invariants Y1 - 2015 U6 - https://doi.org/10.4171/JNCG/203 SN - 1661-6952 SN - 1661-6960 VL - 9 IS - 2 SP - 621 EP - 664 PB - EMS Publ. CY - Zürich ER - TY - JOUR A1 - Azzali, Sara A1 - Paycha, Sylvie T1 - Spectral zeta-invariants lifted to coverings JF - Transactions of the American Mathematical Society N2 - The canonical trace and the Wodzicki residue on classical pseudo-differential operators on a closed manifold are characterised by their locality and shown to be preserved under lifting to the universal covering as a result of their local feature. As a consequence, we lift a class of spectral zeta-invariants using lifted defect formulae which express discrepancies of zeta-regularised traces in terms of Wodzicki residues. We derive Atiyah's L-2-index theorem as an instance of the Z(2)-graded generalisation of the canonical lift of spectral zeta-invariants and we show that certain lifted spectral zeta-invariants for geometric operators are integrals of Pontryagin and Chern forms. Y1 - 2020 U6 - https://doi.org/10.1090/tran/8067 SN - 0002-9947 SN - 1088-6850 VL - 373 IS - 9 SP - 6185 EP - 6226 PB - American Mathematical Society CY - Providence, RI ER - TY - JOUR A1 - Azzali, Sara A1 - Wahl, Charlotte T1 - Two-cocycle twists and Atiyah-Patodi-Singer index theory JF - Mathematical Proceedings of the Cambridge Philosophical Society N2 - We construct eta- and rho-invariants for Dirac operators, on the universal covering of a closed manifold, that are invariant under the projective action associated to a 2-cocycle of the fundamental group. We prove an Atiyah-Patodi-Singer index theorem in this setting, as well as its higher generalisation. Applications concern the classification of positive scalar curvature metrics on closed spin manifolds. We also investigate the properties of these twisted invariants for the signature operator and the relation to the higher invariants. Y1 - 2019 U6 - https://doi.org/10.1017/S0305004118000427 SN - 0305-0041 SN - 1469-8064 VL - 167 IS - 3 SP - 437 EP - 487 PB - Cambridge Univ. Press CY - New York ER - TY - JOUR A1 - Baake, Ellen A1 - Baake, Michael A1 - Bovier, Anton A1 - Klein, Markus T1 - An asymptotic maximum principle for essentially linear evolution models N2 - Recent work on mutation-selection models has revealed that, under specific assumptions on the fitness function and the mutation rates, asymptotic estimates for the leading eigenvalue of the mutation-reproduction matrix may be obtained through a low-dimensional maximum principle in the limit N --> infinity (where N, or N-d with d greater than or equal to 1, is proportional to the number of types). In order to extend this variational principle to a larger class of models, we consider here a family of reversible matrices of asymptotic dimension N-d and identify conditions under which the high-dimensional Rayleigh-Ritz variational problem may be reduced to a low-dimensional one that yields the leading eigenvalue up to an error term of order 1/N. For a large class of mutation-selection models, this implies estimates for the mean fitness, as well as a concentration result for the ancestral distribution of types Y1 - 2005 SN - 0303-6812 ER - TY - JOUR A1 - Bachmann, Michael A1 - Schmidt, Hans-Jürgen T1 - Period-doubling bifurcation in strongly anisotropic Bianchi I quantum cosmology Y1 - 2000 ER - TY - JOUR A1 - Bachmann, Michael A1 - Schmidt, Hans-Jürgen T1 - Period-doubling bifurcation in strongly anisotropic Bianchi I quantum cosmology JF - General relativity and quantum cosmology : preprints gr-qc Y1 - 1999 VL - 9912068 ER - TY - JOUR A1 - Bachoc, Francois A1 - Blanchard, Gilles A1 - Neuvial, Pierre T1 - On the post selection inference constant under restricted isometry properties JF - Electronic journal of statistics N2 - Uniformly valid confidence intervals post model selection in regression can be constructed based on Post-Selection Inference (PoSI) constants. PoSI constants are minimal for orthogonal design matrices, and can be upper bounded in function of the sparsity of the set of models under consideration, for generic design matrices. In order to improve on these generic sparse upper bounds, we consider design matrices satisfying a Restricted Isometry Property (RIP) condition. We provide a new upper bound on the PoSI constant in this setting. This upper bound is an explicit function of the RIP constant of the design matrix, thereby giving an interpolation between the orthogonal setting and the generic sparse setting. We show that this upper bound is asymptotically optimal in many settings by constructing a matching lower bound. KW - Inference post model-selection KW - confidence intervals KW - PoSI constants KW - linear regression KW - high-dimensional inference KW - sparsity KW - restricted isometry property Y1 - 2018 U6 - https://doi.org/10.1214/18-EJS1490 SN - 1935-7524 VL - 12 IS - 2 SP - 3736 EP - 3757 PB - Institute of Mathematical Statistics CY - Cleveland ER - TY - JOUR A1 - Baerenzung, Julien A1 - Holschneider, Matthias A1 - Lesur, Vincent T1 - Bayesian inversion for the filtered flow at the Earth's core-mantle boundary JF - Journal of geophysical research : Solid earth N2 - The inverse problem of determining the flow at the Earth's core-mantle boundary according to an outer core magnetic field and secular variation model has been investigated through a Bayesian formalism. To circumvent the issue arising from the truncated nature of the available fields, we combined two modeling methods. In the first step, we applied a filter on the magnetic field to isolate its large scales by reducing the energy contained in its small scales, we then derived the dynamical equation, referred as filtered frozen flux equation, describing the spatiotemporal evolution of the filtered part of the field. In the second step, we proposed a statistical parametrization of the filtered magnetic field in order to account for both its remaining unresolved scales and its large-scale uncertainties. These two modeling techniques were then included in the Bayesian formulation of the inverse problem. To explore the complex posterior distribution of the velocity field resulting from this development, we numerically implemented an algorithm based on Markov chain Monte Carlo methods. After evaluating our approach on synthetic data and comparing it to previously introduced methods, we applied it to a magnetic field model derived from satellite data for the single epoch 2005.0. We could confirm the existence of specific features already observed in previous studies. In particular, we retrieved the planetary scale eccentric gyre characteristic of flow evaluated under the compressible quasi-geostrophy assumption although this hypothesis was not considered in our study. In addition, through the sampling of the velocity field posterior distribution, we could evaluate the reliability, at any spatial location and at any scale, of the flow we calculated. The flow uncertainties we determined are nevertheless conditioned by the choice of the prior constraints we applied to the velocity field. Y1 - 2014 U6 - https://doi.org/10.1002/2013JB010358 SN - 2169-9313 SN - 2169-9356 VL - 119 IS - 4 SP - 2695 EP - 2720 PB - American Geophysical Union CY - Washington ER - TY - JOUR A1 - Baerenzung, Julien A1 - Holschneider, Matthias A1 - Wicht, Johannes A1 - Lesur, Vincent A1 - Sanchez, Sabrina T1 - The Kalmag model as a candidate for IGRF-13 JF - Earth, planets and space N2 - We present a new model of the geomagnetic field spanning the last 20 years and called Kalmag. Deriving from the assimilation of CHAMP and Swarm vector field measurements, it separates the different contributions to the observable field through parameterized prior covariance matrices. To make the inverse problem numerically feasible, it has been sequentialized in time through the combination of a Kalman filter and a smoothing algorithm. The model provides reliable estimates of past, present and future mean fields and associated uncertainties. The version presented here is an update of our IGRF candidates; the amount of assimilated data has been doubled and the considered time window has been extended from [2000.5, 2019.74] to [2000.5, 2020.33]. KW - Geomagnetic field KW - Secular variation KW - Assimilation KW - Kalman filter KW - Machine learning Y1 - 2020 U6 - https://doi.org/10.1186/s40623-020-01295-y SN - 1880-5981 VL - 72 IS - 1 PB - Springer CY - New York ER - TY - JOUR A1 - Bagderina, Yulia Yu. A1 - Tarkhanov, Nikolai Nikolaevich T1 - Differential invariants of a class of Lagrangian systems with two degrees of freedom JF - Journal of mathematical analysis and applications KW - Equivalence KW - Differential invariant KW - Euler-Lagrange equations Y1 - 2014 U6 - https://doi.org/10.1016/j.jmaa.2013.08.015 SN - 0022-247X SN - 1096-0813 VL - 410 IS - 2 SP - 733 EP - 749 PB - Elsevier CY - San Diego ER - TY - JOUR A1 - Bagderina, Yulia Yu. A1 - Tarkhanov, Nikolai Nikolaevich T1 - Solution of the equivalence problem for the third Painleve equation JF - Journal of mathematical physics N2 - We find necessary conditions for a second order ordinary differential equation to be equivalent to the Painleve III equation under a general point transformation. Their sufficiency is established by reduction to known results for the equations of the form y ' = f (x, y). We consider separately the generic case and the case of reducibility to an autonomous equation. The results are illustrated by the primary resonance equation. Y1 - 2015 U6 - https://doi.org/10.1063/1.4905383 SN - 0022-2488 SN - 1089-7658 VL - 56 IS - 1 PB - American Institute of Physics CY - Melville ER - TY - JOUR A1 - Bailey, Iain W. A1 - Ben-Zion, Yehuda A1 - Becker, Thorsten W. A1 - Holschneider, Matthias T1 - Quantifying focal mechanism heterogeneity for fault zones in central and southern California N2 - P>We present a statistical analysis of focal mechanism orientations for nine California fault zones with the goal of quantifying variations of fault zone heterogeneity at seismogenic depths. The focal mechanism data are generated from first motion polarities for earthquakes in the time period 1983-2004, magnitude range 0-5, and depth range 0-15 km. Only mechanisms with good quality solutions are used. We define fault zones using 20 km wide rectangles and use summations of normalized potency tensors to describe the distribution of double-couple orientations for each fault zone. Focal mechanism heterogeneity is quantified using two measures computed from the tensors that relate to the scatter in orientations and rotational asymmetry or skewness of the distribution. We illustrate the use of these quantities by showing relative differences in the focal mechanism heterogeneity characteristics for different fault zones. These differences are shown to relate to properties of the fault zone surface traces such that increased scatter correlates with fault trace complexity and rotational asymmetry correlates with the dominant fault trace azimuth. These correlations indicate a link between the long-term evolution of a fault zone over many earthquake cycles and its seismic behaviour over a 20 yr time period. Analysis of the partitioning of San Jacinto fault zone focal mechanisms into different faulting styles further indicates that heterogeneity is dominantly controlled by structural properties of the fault zone, rather than time or magnitude related properties of the seismicity. Y1 - 2010 UR - http://onlinelibrary.wiley.com/journal/10.1111/(ISSN)1365-246X U6 - https://doi.org/10.1111/j.1365-246X.2010.04745.x SN - 0956-540X ER - TY - JOUR A1 - Bandara, Lashi T1 - Functional calculus and harmonic analysis in geometry JF - São Paulo journal of mathematical sciences / Instituto de Matemática e Estatística da Universidade de São Paulo N2 - In this short survey article, we showcase a number of non-trivial geometric problems that have recently been resolved by marrying methods from functional calculus and real-variable harmonic analysis. We give a brief description of these methods as well as their interplay. This is a succinct survey that hopes to inspire geometers and analysts alike to study these methods so that they can be further developed to be potentially applied to a broader range of questions. KW - Functional calculus KW - Real-variable harmonic analysis KW - Elliptic boundary KW - value problems KW - Kato square root problem KW - Spectral flow KW - Riesz topology KW - Gigli-Mantegazza flow KW - Bisectorial operator Y1 - 2021 U6 - https://doi.org/10.1007/s40863-019-00149-0 SN - 1982-6907 SN - 2316-9028 VL - 15 IS - 1 SP - 20 EP - 53 PB - Springer CY - Cham ER - TY - JOUR A1 - Bandara, Lashi A1 - Bryan, Paul T1 - Heat kernels and regularity for rough metrics on smooth manifolds JF - Mathematische Nachrichten N2 - We consider rough metrics on smooth manifolds and corresponding Laplacians induced by such metrics. We demonstrate that globally continuous heat kernels exist and are Holder continuous locally in space and time. This is done via local parabolic Harnack estimates for weak solutions of operators in divergence form with bounded measurable coefficients in weighted Sobolev spaces. KW - heat kernel KW - parabolic Harnack estimate KW - rough metrics Y1 - 2020 U6 - https://doi.org/10.1002/mana.201800459 SN - 0025-584X SN - 1522-2616 VL - 293 IS - 12 SP - 2255 EP - 2270 PB - Wiley-VCH CY - Weinheim ER - TY - JOUR A1 - Bandara, Lashi A1 - McIntosh, Alan A1 - Rosen, Andreas T1 - Riesz continuity of the Atiyah BT - singer dirac operator under perturbations of the metric JF - Mathematische Annalen N2 - We prove that the Atiyah–Singer Dirac operator in L2 depends Riesz continuously on L∞ perturbations of complete metrics g on a smooth manifold. The Lipschitz bound for the map depends on bounds on Ricci curvature and its first derivatives as well as a lower bound on injectivity radius. Our proof uses harmonic analysis techniques related to Calderón’s first commutator and the Kato square root problem. We also show perturbation results for more general functions of general Dirac-type operators on vector bundles. Y1 - 2017 U6 - https://doi.org/10.1007/s00208-017-1610-7 SN - 0025-5831 SN - 1432-1807 VL - 370 IS - 1-2 SP - 863 EP - 915 PB - Springer CY - Heidelberg ER - TY - JOUR A1 - Bandara, Menaka Lashitha A1 - Rosen, Andreas T1 - Riesz continuity of the Atiyah-Singer Dirac operator under perturbations of local boundary conditions JF - Communications in partial differential equations N2 - On a smooth complete Riemannian spin manifold with smooth compact boundary, we demonstrate that Atiyah-Singer Dirac operator in depends Riesz continuously on perturbations of local boundary conditions The Lipschitz bound for the map depends on Lipschitz smoothness and ellipticity of and bounds on Ricci curvature and its first derivatives as well as a lower bound on injectivity radius away from a compact neighbourhood of the boundary. More generally, we prove perturbation estimates for functional calculi of elliptic operators on manifolds with local boundary conditions. KW - Boundary value problems KW - Dirac operator KW - functional calculus KW - real-variable harmonic analysis KW - Riesz continuity KW - spectral flow Y1 - 2019 U6 - https://doi.org/10.1080/03605302.2019.1611847 SN - 0360-5302 SN - 1532-4133 VL - 44 IS - 12 SP - 1253 EP - 1284 PB - Taylor & Francis Group CY - Philadelphia ER - TY - JOUR A1 - Baumgaertel, Hellmut T1 - Spectral and scattering theory of Friedrichs Models on the positive half line with Hilbert-Schmidt perturbations N2 - The spectral theory of the Friedrichs model on the positive half line with Hilbert-Schmidt perturbations, equipped with distinguished analytic properties, is presented. In general, the (separable) multiplicity Hilbert space is assumed to be infinite-dimensional. The results include a spectral characterization of its resonances and the association of so-called Gamov vectors. Sufficient conditions are presented such that all resonances are simple poles of the scattering matrix. The connection between their residual terms and the associated Gamov vectors is pointed out. Y1 - 2009 UR - http://www.springerlink.com/content/105443 U6 - https://doi.org/10.1007/s00023-009-0398-8 SN - 1424-0637 ER - TY - JOUR A1 - Baumgaertel, Hellmut A1 - Grundling, H. T1 - Superselection in the presence of constraints N2 - Superselection and constraints occur together in many gauge theories, and here we begin a study of such systems. Our main focus will be to analyze compatibility questions between constraining and superselection, and we will develop an example modelled on QED in which our framework is realized. We proceed from a generalization of Doplicher- Roberts superselection theory to the case of the nontrivial center, and a set of Dirac quantum constraints and find conditions under which the superselection structures will survive constraining in some form. This involves an analysis of the restriction and factorization of superselection structures. (c) 2005 American Institute of Physics Y1 - 2005 SN - 0022-2488 ER - TY - JOUR A1 - Baumgaertel, Hellmut A1 - Kaldass, Hani A1 - Komy, Soliman T1 - On spectral properties of the resonances for selected potential scattering systems N2 - The resonances (poles of the scattering matrix) of quantum mechanical scattering by central-symmetric potentials with compact support and zero angular momentum are spectrally characterized directly in terms of the Hamiltonian by a (generalized) eigenvalue problem distinguished by an additional condition (called boundary condition). The connection between the (generalized) eigenspace of a resonance and corresponding Gamov vectors is pointed out. A condition is presented such that a relation between special transition probabilities and infinite sums of residual terms for all complex-conjugated pairs of resonances can be proved. In the case of the square well potential the condition is satisfied. Y1 - 2009 UR - http://jmp.aip.org/ U6 - https://doi.org/10.1063/1.3072675 SN - 0022-2488 ER - TY - JOUR A1 - Baumgärtel, Hellmut T1 - Generalized eigenvectors for resonances in the Friedrichs model and their associated Gamov vectors N2 - A Gelfand triplet for the Hamiltonian H of the Priedrichs model on R with multiplicity space K, dim K < infinity, is constructed such that exactly the resonances (poles of the inverse of the Livsic-matrix) are (generalized) eigenvalues of H. The corresponding eigen(anti)linear forms are calculated explicitly. Using the wave matrices for the wave (Moller) operators the corresponding eigen(anti)linear forms on the Schwartz space S for the unperturbed Hamiltonian Ho are also calculated. It turns out that they are of pure Dirac type and can be characterized by their corresponding Gamov vector lambda -> k/(zeta(0)-lambda)(-1), zeta(0) resonance, k epsilon K, which is uniquely determined by restriction of S to S boolean AND H-+(2), where H-+(2) denotes the Hardy space of the upper half-plane. Simultaneously this restriction yields a truncation of the generalized evolution to the well-known decay semigroup for t >= 0 of the Toeplitz type on H-+(2). That is: Exactly those pre-Gamov vectors a lambda -> k/(zeta-lambda)(-1), ( from the lower half-plane, k epsilon K., have an extension to a generalized eigenvector of H if zeta is a resonance and if k is from that subspace of K which is uniquely determined by its corresponding Dirac type antilinear form Y1 - 2006 UR - http://www.worldscinet.com/rmp/rmp.shtml U6 - https://doi.org/10.1142/S0129055X06002589 SN - 0129-055X ER - TY - JOUR A1 - Baumgärtel, Hellmut T1 - Fourier transformation of Hilbert C*-systems, with compact groups, by their regular representation Y1 - 1995 ER - TY - JOUR A1 - Baumgärtel, Hellmut T1 - On Haag dual nets over compact spaces Y1 - 1995 ER - TY - JOUR A1 - Baumgärtel, Hellmut T1 - A modified approach to the Doplicher-Roberts theorem on the construction of the field algebra and the symmetry group in superselection theory Y1 - 1997 ER - TY - JOUR A1 - Baumgärtel, Hellmut T1 - On a critical radiation density in the Friedmann equation JF - Journal of mathematical physics N2 - The paper presents a classification of the basic types of admissible solutions of the general Friedmann equation with non-vanishing cosmological constant and for the case that radiation and matter do not couple. There are four distinct types. The classification uses first the discriminant of a polynomial of the third degree, closely related to the right hand side of the Friedmann equation. The decisive term is then a critical radiation density which can be calculated explicitly. Y1 - 2012 U6 - https://doi.org/10.1063/1.4771668 SN - 0022-2488 VL - 53 IS - 12 PB - American Institute of Physics CY - Melville ER - TY - JOUR A1 - Baumgärtel, Hellmut T1 - An Application of the DR-Duality Theory for Compact Groups to Endomorphism Categories of C*-Algebras with Nontrivial Center Y1 - 2001 ER - TY - JOUR A1 - Baumgärtel, Hellmut T1 - Dual actions on C*-algebras and Hilbert extensions Y1 - 2000 ER - TY - JOUR A1 - Baumgärtel, Hellmut T1 - On a theorem of Ashtekar and Lewandowski in the mathematical framework of canonical quantization in quantum gravity Y1 - 2000 ER - TY - JOUR A1 - Baumgärtel, Hellmut T1 - On a theorem of Ashtekar and Lewandowski Y1 - 1999 SN - 981-023627-1 ER - TY - JOUR A1 - Baumgärtel, Hellmut T1 - An inverse problem for superselection structures on C*-algebras with nontrivial center Y1 - 1999 ER - TY - JOUR A1 - Baumgärtel, Hellmut A1 - Carey, A. T1 - Hilbert systems for actions of the circle group Y1 - 2001 ER - TY - JOUR A1 - Baumgärtel, Hellmut A1 - Jurke, Matthias A1 - Lledó, Fernando T1 - Twisted duality for the CAR-algebra Y1 - 2002 ER - TY - JOUR A1 - Baumgärtel, Hellmut A1 - Jurke, Matthias A1 - Lledó, Fernando T1 - On free nets over Minkowski space Y1 - 1995 ER - TY - JOUR A1 - Baumgärtel, Hellmut A1 - Lledo, Fernando T1 - Duality of compact groups and Hilbert C*-systems for C*-algebras with a nontrivial center N2 - In this paper we present duality theory for compact groups in the case when the C*-algebra A, the fixed point algebra of the corresponding Hilbert C*-system (F, 9), has a nontrivial center Z superset of C1 and the relative commutant satisfies the minimality condition A' boolean AND F = Z, as well as a technical condition called regularity. The abstract characterization of the mentioned Hilbert C*-system is expressed by means of an inclusion of C*- categories T-c < T, where T-c is a suitable DR-category and T a full subcategory of the category of endomorphisms of A. Both categories have the same objects and the arrows of T can be generated from the arrows of T-c and the center Z. A crucial new element that appears in the present analysis is an abelian group C(G), which we call the chain group of G, and that can be constructed from certain equivalence relation defined on (G) over cap, the dual object of G. The chain group, which is isomorphic to the character group of the center of g, determines the action of irreducible endomorphisms of A when restricted to Z. Moreover, C(g) encodes the possibility of defining a symmetry epsilon also for the larger category T of the previous inclusion Y1 - 2004 SN - 0129-167X ER - TY - JOUR A1 - Baumgärtel, Hellmut A1 - Lledó, Fernando T1 - Some results on superselection structures for C*-algebras with nontrivial center Y1 - 1997 SN - 981-02-3984-X ER - TY - JOUR A1 - Baumgärtel, Hellmut A1 - Lledó, Fernando T1 - Superselection structures for C*-algebras with nontrivial center Y1 - 1997 ER - TY - JOUR A1 - Becker, Christian T1 - Relative differential cohomology JF - Lecture notes in mathematics : a collection of informal reports and seminars JF - Lecture Notes in Mathematics N2 - We study two notions of relative differential cohomology, using the model of differential characters. The two notions arise from the two options to construct relative homology, either by cycles of a quotient complex or of a mapping cone complex. We discuss the relation of the two notions of relative differential cohomology to each other. We discuss long exact sequences for both notions, thereby clarifying their relation to absolute differential cohomology. We construct the external and internal product of relative and absolute characters and show that relative differential cohomology is a right module over the absolute differential cohomology ring. Finally we construct fiber integration and transgression for relative differential characters. Y1 - 2014 SN - 978-3-319-07034-6; 978-3-319-07033-9 U6 - https://doi.org/10.1007/978-3-319-07034-6_2 SN - 0075-8434 VL - 2112 SP - 91 EP - 180 PB - Springer CY - Berlin ER - TY - JOUR A1 - Becker, Christian T1 - Cheeger-Chern-Simons Theory and Differential String Classes JF - Annales de l'Institut Henri Poincaré N2 - We construct new concrete examples of relative differential characters, which we call Cheeger-Chern-Simons characters. They combine the well-known Cheeger-Simons characters with Chern-Simons forms. In the same way as Cheeger-Simons characters generalize Chern-Simons invariants of oriented closed manifolds, Cheeger-Chern-Simons characters generalize Chern-Simons invariants of oriented manifolds with boundary. We study the differential cohomology of compact Lie groups G and their classifying spaces BG. We show that the even degree differential cohomology of BG canonically splits into Cheeger-Simons characters and topologically trivial characters. We discuss the transgression in principal G-bundles and in the universal bundle. We introduce two methods to lift the universal transgression to a differential cohomology valued map. They generalize the Dijkgraaf-Witten correspondence between 3-dimensional Chern-Simons theories and Wess-Zumino-Witten terms to fully extended higher-order Chern-Simons theories. Using these lifts, we also prove two versions of a differential Hopf theorem. Using Cheeger-Chern-Simons characters and transgression, we introduce the notion of differential trivializations of universal characteristic classes. It generalizes well-established notions of differential String classes to arbitrary degree. Specializing to the class , we recover isomorphism classes of geometric string structures on Spin (n) -bundles with connection and the corresponding spin structures on the free loop space. The Cheeger-Chern-Simons character associated with the class together with its transgressions to loop space and higher mapping spaces defines a Chern-Simons theory, extended down to points. Differential String classes provide trivializations of this extended Chern-Simons theory. This setting immediately generalizes to arbitrary degree: for any universal characteristic class of principal G-bundles, we have an associated Cheeger-Chern-Simons character and extended Chern-Simons theory. Differential trivialization classes yield trivializations of this extended Chern-Simons theory. Y1 - 2016 U6 - https://doi.org/10.1007/s00023-016-0485-6 SN - 1424-0637 SN - 1424-0661 VL - 17 SP - 1529 EP - 1594 PB - Springer CY - Basel ER - TY - JOUR A1 - Becker, Christian A1 - Benini, Marco A1 - Schenkel, Alexander A1 - Szabo, Richard J. T1 - Cheeger-Simons differential characters with compact support and Pontryagin duality JF - Communications in analysis and geometry N2 - By adapting the Cheeger-Simons approach to differential cohomology, we establish a notion of differential cohomology with compact support. We show that it is functorial with respect to open embeddings and that it fits into a natural diagram of exact sequences which compare it to compactly supported singular cohomology and differential forms with compact support, in full analogy to ordinary differential cohomology. We prove an excision theorem for differential cohomology using a suitable relative version. Furthermore, we use our model to give an independent proof of Pontryagin duality for differential cohomology recovering a result of [Harvey, Lawson, Zweck - Amer. J. Math. 125 (2003), 791]: On any oriented manifold, ordinary differential cohomology is isomorphic to the smooth Pontryagin dual of compactly supported differential cohomology. For manifolds of finite-type, a similar result is obtained interchanging ordinary with compactly supported differential cohomology. Y1 - 2019 U6 - https://doi.org/10.4310/CAG.2019.v27.n7.a2 SN - 1019-8385 SN - 1944-9992 VL - 27 IS - 7 SP - 1473 EP - 1522 PB - International Press of Boston CY - Somerville ER - TY - JOUR A1 - Beckus, Siegfried A1 - Bellissard, Jean A1 - Cornean, Horia T1 - Holder Continuity of the Spectra for Aperiodic Hamiltonians JF - Annales de l'Institut Henri Poincaré N2 - We study the spectral location of a strongly pattern equivariant Hamiltonians arising through configurations on a colored lattice. Roughly speaking, two configurations are "close to each other" if, up to a translation, they "almost coincide" on a large fixed ball. The larger this ball, the more similar they are, and this induces a metric on the space of the corresponding dynamical systems. Our main result states that the map which sends a given configuration into the spectrum of its associated Hamiltonian, is Holder (even Lipschitz) continuous in the usual Hausdorff metric. Specifically, the spectral distance of two Hamiltonians is estimated by the distance of the corresponding dynamical systems. Y1 - 2019 U6 - https://doi.org/10.1007/s00023-019-00848-6 SN - 1424-0637 SN - 1424-0661 VL - 20 IS - 11 SP - 3603 EP - 3631 PB - Springer CY - Cham ER - TY - JOUR A1 - Beckus, Siegfried A1 - Bellissard, Jean A1 - De Nittis, Giuseppe T1 - Spectral continuity for aperiodic quantum systems BT - applications of a folklore theorem JF - Journal of mathematical physics N2 - This work provides a necessary and sufficient condition for a symbolic dynamical system to admit a sequence of periodic approximations in the Hausdorff topology. The key result proved and applied here uses graphs that are called De Bruijn graphs, Rauzy graphs, or Anderson-Putnam complex, depending on the community. Combining this with a previous result, the present work justifies rigorously the accuracy and reliability of algorithmic methods used to compute numerically the spectra of a large class of self-adjoint operators. The so-called Hamiltonians describe the effective dynamic of a quantum particle in aperiodic media. No restrictions on the structure of these operators other than general regularity assumptions are imposed. In particular, nearest-neighbor correlation is not necessary. Examples for the Fibonacci and the Golay-Rudin-Shapiro sequences are explicitly provided illustrating this discussion. While the first sequence has been thoroughly studied by physicists and mathematicians alike, a shroud of mystery still surrounds the latter when it comes to spectral properties. In light of this, the present paper gives a new result here that might help uncovering a solution. Y1 - 2020 U6 - https://doi.org/10.1063/5.0011488 SN - 0022-2488 SN - 1089-7658 VL - 61 IS - 12 PB - American Institute of Physics CY - Melville, NY ER - TY - JOUR A1 - Beckus, Siegfried A1 - Eliaz, Latif T1 - Eigenfunctions growth of R-limits on graphs JF - Journal of spectral theory / European Mathematical Society N2 - A characterization of the essential spectrum of Schrodinger operators on infinite graphs is derived involving the concept of R-limits. This concept, which was introduced previously for operators on N and Z(d) as "right-limits," captures the behaviour of the operator at infinity. For graphs with sub-exponential growth rate, we show that each point in sigma(ss)(H) corresponds to a bounded generalized eigenfunction of a corresponding R-limit of H. If, additionally, the graph is of uniform sub-exponential growth, also the converse inclusion holds. KW - Essential spectrum KW - Schrodinger operators KW - graphs KW - right limits KW - generalized eigenfunctions Y1 - 2021 U6 - https://doi.org/10.4171/JST/389 SN - 1664-039X SN - 1664-0403 VL - 11 IS - 4 SP - 1895 EP - 1933 PB - EMS Press, an imprint of the European Mathematical Society - EMS - Publishing House GmbH, Institut für Mathematik, Technische Universität CY - Berlin ER - TY - JOUR A1 - Beckus, Siegfried A1 - Pinchover, Yehuda T1 - Shnol-type theorem for the Agmon ground state JF - Journal of spectral theory N2 - LetH be a Schrodinger operator defined on a noncompact Riemannianmanifold Omega, and let W is an element of L-infinity (Omega; R). Suppose that the operator H + W is critical in Omega, and let phi be the corresponding Agmon ground state. We prove that if u is a generalized eigenfunction ofH satisfying vertical bar u vertical bar <= C-phi in Omega for some constant C > 0, then the corresponding eigenvalue is in the spectrum of H. The conclusion also holds true if for some K is an element of Omega the operator H admits a positive solution in (Omega) over bar = Omega \ K, and vertical bar u vertical bar <= C psi in (Omega) over bar for some constant C > 0, where psi is a positive solution of minimal growth in a neighborhood of infinity in Omega. Under natural assumptions, this result holds also in the context of infinite graphs, and Dirichlet forms. KW - Shnol theorem KW - Caccioppoli inequality KW - Schrodinger operators KW - generalized eigenfunction KW - ground state KW - positive solutions KW - weighted KW - graphs Y1 - 2020 U6 - https://doi.org/10.4171/JST/296 SN - 1664-039X SN - 1664-0403 VL - 10 IS - 2 SP - 355 EP - 377 PB - EMS Publishing House CY - Zürich ER - TY - JOUR A1 - Beinrucker, Andre A1 - Dogan, Urun A1 - Blanchard, Gilles T1 - Extensions of stability selection using subsamples of observations and covariates JF - Statistics and Computing N2 - We introduce extensions of stability selection, a method to stabilise variable selection methods introduced by Meinshausen and Buhlmann (J R Stat Soc 72:417-473, 2010). We propose to apply a base selection method repeatedly to random subsamples of observations and subsets of covariates under scrutiny, and to select covariates based on their selection frequency. We analyse the effects and benefits of these extensions. Our analysis generalizes the theoretical results of Meinshausen and Buhlmann (J R Stat Soc 72:417-473, 2010) from the case of half-samples to subsamples of arbitrary size. We study, in a theoretical manner, the effect of taking random covariate subsets using a simplified score model. Finally we validate these extensions on numerical experiments on both synthetic and real datasets, and compare the obtained results in detail to the original stability selection method. KW - Variable selection KW - Stability selection KW - Subsampling Y1 - 2016 U6 - https://doi.org/10.1007/s11222-015-9589-y SN - 0960-3174 SN - 1573-1375 VL - 26 SP - 1059 EP - 1077 PB - Springer CY - Dordrecht ER - TY - JOUR A1 - Bellingeri, Carlo A1 - Friz, Peter A1 - Paycha, Sylvie A1 - Preiß, Rosa Lili Dora T1 - Smooth rough paths, their geometry and algebraic renormalization JF - Vietnam journal of mathematics N2 - We introduce the class of "smooth rough paths" and study their main properties. Working in a smooth setting allows us to discard sewing arguments and focus on algebraic and geometric aspects. Specifically, a Maurer-Cartan perspective is the key to a purely algebraic form of Lyons' extension theorem, the renormalization of rough paths following up on [Bruned et al.: A rough path perspective on renormalization, J. Funct. Anal. 277(11), 2019], as well as a related notion of "sum of rough paths". We first develop our ideas in a geometric rough path setting, as this best resonates with recent works on signature varieties, as well as with the renormalization of geometric rough paths. We then explore extensions to the quasi-geometric and the more general Hopf algebraic setting. KW - Signatures KW - Rough paths KW - Cartan's development KW - Renormalization Y1 - 2022 U6 - https://doi.org/10.1007/s10013-022-00570-7 SN - 2305-221X SN - 2305-2228 VL - 50 IS - 3 SP - 719 EP - 761 PB - Springer CY - Singapore ER - TY - JOUR A1 - Benini, Marco T1 - Optimal space of linear classical observables for Maxwell k-forms via spacelike and timelike compact de Rham cohomologies JF - Journal of mathematical physics N2 - Being motivated by open questions in gauge field theories, we consider non-standard de Rham cohomology groups for timelike compact and spacelike compact support systems. These cohomology groups are shown to be isomorphic respectively to the usual de Rham cohomology of a spacelike Cauchy surface and its counterpart with compact support. Furthermore, an analog of the usual Poincare duality for de Rham cohomology is shown to hold for the case with non-standard supports as well. We apply these results to find optimal spaces of linear observables for analogs of arbitrary degree k of both the vector potential and the Faraday tensor. The term optimal has to be intended in the following sense: The spaces of linear observables we consider distinguish between different configurations; in addition to that, there are no redundant observables. This last point in particular heavily relies on the analog of Poincare duality for the new cohomology groups. Published by AIP Publishing. Y1 - 2016 U6 - https://doi.org/10.1063/1.4947563 SN - 0022-2488 SN - 1089-7658 VL - 57 SP - 1249 EP - 1279 PB - American Institute of Physics CY - Melville ER - TY - JOUR A1 - Benini, Marco A1 - Capoferri, Matteo A1 - Dappiaggi, Claudio T1 - Hadamard States for Quantum Abelian Duality JF - Annales de l'Institut Henri Poincaré N2 - Abelian duality is realized naturally by combining differential cohomology and locally covariant quantum field theory. This leads to a -algebra of observables, which encompasses the simultaneous discretization of both magnetic and electric fluxes. We discuss the assignment of physically well-behaved states on this algebra and the properties of the associated GNS triple. We show that the algebra of observables factorizes as a suitable tensor product of three -algebras: the first factor encodes dynamical information, while the other two capture topological data corresponding to electric and magnetic fluxes. On the former factor and in the case of ultra-static globally hyperbolic spacetimes with compact Cauchy surfaces, we exhibit a state whose two-point correlation function has the same singular structure of a Hadamard state. Specifying suitable counterparts also on the topological factors, we obtain a state for the full theory, ultimately implementing Abelian duality transformations as Hilbert space isomorphisms. Y1 - 2017 U6 - https://doi.org/10.1007/s00023-017-0593-y SN - 1424-0637 SN - 1424-0661 VL - 18 SP - 3325 EP - 3370 PB - Springer CY - Basel ER - TY - JOUR A1 - Benini, Marco A1 - Schenkel, Alexander T1 - Quantum Field Theories on Categories Fibered in Groupoids JF - Communications in mathematical physics N2 - We introduce an abstract concept of quantum field theory on categories fibered in groupoids over the category of spacetimes. This provides us with a general and flexible framework to study quantum field theories defined on spacetimes with extra geometric structures such as bundles, connections and spin structures. Using right Kan extensions, we can assign to any such theory an ordinary quantum field theory defined on the category of spacetimes and we shall clarify under which conditions it satisfies the axioms of locally covariant quantum field theory. The same constructions can be performed in a homotopy theoretic framework by using homotopy right Kan extensions, which allows us to obtain first toy-models of homotopical quantum field theories resembling some aspects of gauge theories. Y1 - 2017 U6 - https://doi.org/10.1007/s00220-017-2986-7 SN - 0010-3616 SN - 1432-0916 VL - 356 SP - 19 EP - 64 PB - Springer CY - New York ER - TY - JOUR A1 - Benini, Marco A1 - Schenkel, Alexander T1 - Poisson Algebras for Non-Linear Field Theories in the Cahiers Topos JF - Annales de l'Institut Henri Poincaré Y1 - 2017 U6 - https://doi.org/10.1007/s00023-016-0533-2 SN - 1424-0637 SN - 1424-0661 VL - 18 SP - 1435 EP - 1464 PB - Springer CY - Basel ER - TY - JOUR A1 - Bergemann, Kay A1 - Gottwald, Georg A1 - Reich, Sebastian T1 - Ensemble propagation and continuous matrix factorization algorithms N2 - We consider the problem of propagating an ensemble of solutions and its characterization in terms of its mean and covariance matrix. We propose differential equations that lead to a continuous matrix factorization of the ensemble into a generalized singular value decomposition (SVD). The continuous factorization is applied to ensemble propagation under periodic rescaling (ensemble breeding) and under periodic Kalman analysis steps (ensemble Kalman filter). We also use the continuous matrix factorization to perform a re-orthogonalization of the ensemble after each time-step and apply the resulting modified ensemble propagation algorithm to the ensemble Kalman filter. Results from the Lorenz-96 model indicate that the re-orthogonalization of the ensembles leads to improved filter performance. Y1 - 2009 UR - http://onlinelibrary.wiley.com/journal/10.1002/%28ISSN%291477-870X U6 - https://doi.org/10.1002/qj.457 SN - 0035-9009 ER - TY - JOUR A1 - Bergemann, Kay A1 - Reich, Sebastian T1 - A localization technique for ensemble Kalman filters N2 - Ensemble Kalman filter techniques are widely used to assimilate observations into dynamical models. The phase- space dimension is typically much larger than the number of ensemble members, which leads to inaccurate results in the computed covariance matrices. These inaccuracies can lead, among other things, to spurious long-range correlations, which can be eliminated by Schur-product-based localization techniques. In this article, we propose a new technique for implementing such localization techniques within the class of ensemble transform/square-root Kalman filters. Our approach relies on a continuous embedding of the Kalman filter update for the ensemble members, i.e. we state an ordinary differential equation (ODE) with solutions that, over a unit time interval, are equivalent to the Kalman filter update. The ODE formulation forms a gradient system with the observations as a cost functional. Besides localization, the new ODE ensemble formulation should also find useful application in the context of nonlinear observation operators and observations that arrive continuously in time. Y1 - 2010 UR - http://onlinelibrary.wiley.com/journal/10.1002/(ISSN)1477-870X U6 - https://doi.org/10.1002/Qj.591 SN - 0035-9009 ER - TY - JOUR A1 - Bergemann, Kay A1 - Reich, Sebastian T1 - A mollified ensemble Kalman filter N2 - It is well recognized that discontinuous analysis increments of sequential data assimilation systems, such as ensemble Kalman filters, might lead to spurious high-frequency adjustment processes in the model dynamics. Various methods have been devised to spread out the analysis increments continuously over a fixed time interval centred about the analysis time. Among these techniques are nudging and incremental analysis updates (IAU). Here we propose another alternative, which may be viewed as a hybrid of nudging and IAU and which arises naturally from a recently proposed continuous formulation of the ensemble Kalman analysis step. A new slow-fast extension of the popular Lorenz-96 model is introduced to demonstrate the properties of the proposed mollified ensemble Kalman filter. Y1 - 2010 UR - http://onlinelibrary.wiley.com/journal/10.1002/(ISSN)1477-870X U6 - https://doi.org/10.1002/Qj.672 SN - 0035-9009 ER - TY - JOUR A1 - Bergemann, Kay A1 - Reich, Sebastian T1 - An ensemble Kalman-Bucy filter for continuous data assimilation JF - Meteorologische Zeitschrift N2 - The ensemble Kalman filter has emerged as a promising filter algorithm for nonlinear differential equations subject to intermittent observations. In this paper, we extend the well-known Kalman-Bucy filter for linear differential equations subject to continous observations to the ensemble setting and nonlinear differential equations. The proposed filter is called the ensemble Kalman-Bucy filter and its performance is demonstrated for a simple mechanical model (Langevin dynamics) subject to incremental observations of its velocity. Y1 - 2012 U6 - https://doi.org/10.1127/0941-2948/2012/0307 SN - 0941-2948 VL - 21 IS - 3 SP - 213 EP - 219 PB - Schweizerbart CY - Stuttgart ER - TY - JOUR A1 - Bernutat, Claudia A1 - Böckmann, Christine A1 - Ramlau, Ronny T1 - Examination of the Nonlinear LIDAR-Operator : an Inverse Ill-posed Problem Y1 - 1998 ER - TY - JOUR A1 - Bettenbühl, Mario A1 - Rusconi, Marco A1 - Engbert, Ralf A1 - Holschneider, Matthias T1 - Bayesian selection of Markov Models for symbol sequences application to microsaccadic eye movements JF - PLoS one N2 - Complex biological dynamics often generate sequences of discrete events which can be described as a Markov process. The order of the underlying Markovian stochastic process is fundamental for characterizing statistical dependencies within sequences. As an example for this class of biological systems, we investigate the Markov order of sequences of microsaccadic eye movements from human observers. We calculate the integrated likelihood of a given sequence for various orders of the Markov process and use this in a Bayesian framework for statistical inference on the Markov order. Our analysis shows that data from most participants are best explained by a first-order Markov process. This is compatible with recent findings of a statistical coupling of subsequent microsaccade orientations. Our method might prove to be useful for a broad class of biological systems. Y1 - 2012 U6 - https://doi.org/10.1371/journal.pone.0043388 SN - 1932-6203 VL - 7 IS - 9 PB - PLoS CY - San Fransisco ER - TY - JOUR A1 - Biskaborn, Boris A1 - Smith, Sharon L. A1 - Noetzli, Jeannette A1 - Matthes, Heidrun A1 - Vieira, Goncalo A1 - Streletskiy, Dmitry A. A1 - Schoeneich, Philippe A1 - Romanovsky, Vladimir E. A1 - Lewkowicz, Antoni G. A1 - Abramov, Andrey A1 - Allard, Michel A1 - Boike, Julia A1 - Cable, William L. A1 - Christiansen, Hanne H. A1 - Delaloye, Reynald A1 - Diekmann, Bernhard A1 - Drozdov, Dmitry A1 - Etzelmueller, Bernd A1 - Grosse, Guido A1 - Guglielmin, Mauro A1 - Ingeman-Nielsen, Thomas A1 - Isaksen, Ketil A1 - Ishikawa, Mamoru A1 - Johansson, Margareta A1 - Johannsson, Halldor A1 - Joo, Anseok A1 - Kaverin, Dmitry A1 - Kholodov, Alexander A1 - Konstantinov, Pavel A1 - Kroeger, Tim A1 - Lambiel, Christophe A1 - Lanckman, Jean-Pierre A1 - Luo, Dongliang A1 - Malkova, Galina A1 - Meiklejohn, Ian A1 - Moskalenko, Natalia A1 - Oliva, Marc A1 - Phillips, Marcia A1 - Ramos, Miguel A1 - Sannel, A. Britta K. A1 - Sergeev, Dmitrii A1 - Seybold, Cathy A1 - Skryabin, Pavel A1 - Vasiliev, Alexander A1 - Wu, Qingbai A1 - Yoshikawa, Kenji A1 - Zheleznyak, Mikhail A1 - Lantuit, Hugues T1 - Permafrost is warming at a global scale JF - Nature Communications N2 - Permafrost warming has the potential to amplify global climate change, because when frozen sediments thaw it unlocks soil organic carbon. Yet to date, no globally consistent assessment of permafrost temperature change has been compiled. Here we use a global data set of permafrost temperature time series from the Global Terrestrial Network for Permafrost to evaluate temperature change across permafrost regions for the period since the International Polar Year (2007-2009). During the reference decade between 2007 and 2016, ground temperature near the depth of zero annual amplitude in the continuous permafrost zone increased by 0.39 +/- 0.15 degrees C. Over the same period, discontinuous permafrost warmed by 0.20 +/- 0.10 degrees C. Permafrost in mountains warmed by 0.19 +/- 0.05 degrees C and in Antarctica by 0.37 +/- 0.10 degrees C. Globally, permafrost temperature increased by 0.29 +/- 0.12 degrees C. The observed trend follows the Arctic amplification of air temperature increase in the Northern Hemisphere. In the discontinuous zone, however, ground warming occurred due to increased snow thickness while air temperature remained statistically unchanged. Y1 - 2019 U6 - https://doi.org/10.1038/s41467-018-08240-4 SN - 2041-1723 VL - 10 PB - Nature Publ. Group CY - London ER - TY - JOUR A1 - Blanchard, Gilles A1 - Carpentier, Alexandra A1 - Gutzeit, Maurilio T1 - Minimax Euclidean separation rates for testing convex hypotheses in R-d JF - Electronic journal of statistics N2 - We consider composite-composite testing problems for the expectation in the Gaussian sequence model where the null hypothesis corresponds to a closed convex subset C of R-d. We adopt a minimax point of view and our primary objective is to describe the smallest Euclidean distance between the null and alternative hypotheses such that there is a test with small total error probability. In particular, we focus on the dependence of this distance on the dimension d and variance 1/n giving rise to the minimax separation rate. In this paper we discuss lower and upper bounds on this rate for different smooth and non-smooth choices for C. KW - Minimax hypothesis testing KW - Gaussian sequence model KW - nonasymptotic minimax separation rate Y1 - 2018 U6 - https://doi.org/10.1214/18-EJS1472 SN - 1935-7524 VL - 12 IS - 2 SP - 3713 EP - 3735 PB - Institute of Mathematical Statistics CY - Cleveland ER - TY - JOUR A1 - Blanchard, Gilles A1 - Delattre, Sylvain A1 - Roquain, Etienne T1 - Testing over a continuum of null hypotheses with False Discovery Rate control JF - Bernoulli : official journal of the Bernoulli Society for Mathematical Statistics and Probability N2 - We consider statistical hypothesis testing simultaneously over a fairly general, possibly uncountably infinite, set of null hypotheses, under the assumption that a suitable single test (and corresponding p-value) is known for each individual hypothesis. We extend to this setting the notion of false discovery rate (FDR) as a measure of type I error. Our main result studies specific procedures based on the observation of the p-value process. Control of the FDR at a nominal level is ensured either under arbitrary dependence of p-values, or under the assumption that the finite dimensional distributions of the p-value process have positive correlations of a specific type (weak PRDS). Both cases generalize existing results established in the finite setting. Its interest is demonstrated in several non-parametric examples: testing the mean/signal in a Gaussian white noise model, testing the intensity of a Poisson process and testing the c.d.f. of i.i.d. random variables. KW - continuous testing KW - false discovery rate KW - multiple testing KW - positive correlation KW - step-up KW - stochastic process Y1 - 2014 U6 - https://doi.org/10.3150/12-BEJ488 SN - 1350-7265 SN - 1573-9759 VL - 20 IS - 1 SP - 304 EP - 333 PB - International Statistical Institute CY - Voorburg ER - TY - JOUR A1 - Blanchard, Gilles A1 - Dickhaus, Thorsten A1 - Roquain, Etienne A1 - Villers, Fanny T1 - On least favorable configurations for step-up-down tests JF - Statistica Sinica KW - False discovery rate KW - least favorable configuration KW - multiple testing; Y1 - 2014 U6 - https://doi.org/10.5705/ss.2011.205 SN - 1017-0405 SN - 1996-8507 VL - 24 IS - 1 SP - 1 EP - U31 PB - Statistica Sinica, Institute of Statistical Science, Academia Sinica CY - Taipei ER - TY - JOUR A1 - Blanchard, Gilles A1 - Flaska, Marek A1 - Handy, Gregory A1 - Pozzi, Sara A1 - Scott, Clayton T1 - Classification with asymmetric label noise: Consistency and maximal denoising JF - Electronic journal of statistics N2 - In many real-world classification problems, the labels of training examples are randomly corrupted. Most previous theoretical work on classification with label noise assumes that the two classes are separable, that the label noise is independent of the true class label, or that the noise proportions for each class are known. In this work, we give conditions that are necessary and sufficient for the true class-conditional distributions to be identifiable. These conditions are weaker than those analyzed previously, and allow for the classes to be nonseparable and the noise levels to be asymmetric and unknown. The conditions essentially state that a majority of the observed labels are correct and that the true class-conditional distributions are "mutually irreducible," a concept we introduce that limits the similarity of the two distributions. For any label noise problem, there is a unique pair of true class-conditional distributions satisfying the proposed conditions, and we argue that this pair corresponds in a certain sense to maximal denoising of the observed distributions. Our results are facilitated by a connection to "mixture proportion estimation," which is the problem of estimating the maximal proportion of one distribution that is present in another. We establish a novel rate of convergence result for mixture proportion estimation, and apply this to obtain consistency of a discrimination rule based on surrogate loss minimization. Experimental results on benchmark data and a nuclear particle classification problem demonstrate the efficacy of our approach. KW - Classification KW - label noise KW - mixture proportion estimation KW - surrogate loss KW - consistency Y1 - 2016 U6 - https://doi.org/10.1214/16-EJS1193 SN - 1935-7524 VL - 10 SP - 2780 EP - 2824 PB - Institute of Mathematical Statistics CY - Cleveland ER - TY - JOUR A1 - Blanchard, Gilles A1 - Hoffmann, Marc A1 - Reiss, Markus T1 - Optimal adaptation for early stopping in statistical inverse problems JF - SIAM/ASA Journal on Uncertainty Quantification N2 - For linear inverse problems Y = A mu + zeta, it is classical to recover the unknown signal mu by iterative regularization methods ((mu) over cap,(m) = 0,1, . . .) and halt at a data-dependent iteration tau using some stopping rule, typically based on a discrepancy principle, so that the weak (or prediction) squared-error parallel to A((mu) over cap (()(tau)) - mu)parallel to(2) is controlled. In the context of statistical estimation with stochastic noise zeta, we study oracle adaptation (that is, compared to the best possible stopping iteration) in strong squared- error E[parallel to((mu) over cap (()(tau)) - mu)parallel to(2)]. For a residual-based stopping rule oracle adaptation bounds are established for general spectral regularization methods. The proofs use bias and variance transfer techniques from weak prediction error to strong L-2-error, as well as convexity arguments and concentration bounds for the stochastic part. Adaptive early stopping for the Landweber method is studied in further detail and illustrated numerically. KW - linear inverse problems KW - early stopping KW - discrepancy principle KW - adaptive estimation KW - oracle inequality KW - Landweber iteration Y1 - 2018 U6 - https://doi.org/10.1137/17M1154096 SN - 2166-2525 VL - 6 IS - 3 SP - 1043 EP - 1075 PB - Society for Industrial and Applied Mathematics CY - Philadelphia ER - TY - JOUR A1 - Blanchard, Gilles A1 - Hoffmann, Marc A1 - Reiss, Markus T1 - Early stopping for statistical inverse problems via truncated SVD estimation JF - Electronic journal of statistics N2 - We consider truncated SVD (or spectral cut-off, projection) estimators for a prototypical statistical inverse problem in dimension D. Since calculating the singular value decomposition (SVD) only for the largest singular values is much less costly than the full SVD, our aim is to select a data-driven truncation level (m) over cap is an element of {1, . . . , D} only based on the knowledge of the first (m) over cap singular values and vectors. We analyse in detail whether sequential early stopping rules of this type can preserve statistical optimality. Information-constrained lower bounds and matching upper bounds for a residual based stopping rule are provided, which give a clear picture in which situation optimal sequential adaptation is feasible. Finally, a hybrid two-step approach is proposed which allows for classical oracle inequalities while considerably reducing numerical complexity. KW - Linear inverse problems KW - truncated SVD KW - spectral cut-off KW - early stopping KW - discrepancy principle KW - adaptive estimation KW - oracle inequalities Y1 - 2018 U6 - https://doi.org/10.1214/18-EJS1482 SN - 1935-7524 VL - 12 IS - 2 SP - 3204 EP - 3231 PB - Institute of Mathematical Statistics CY - Cleveland ER - TY - JOUR A1 - Blanchard, Gilles A1 - Kawanabe, Motoaki A1 - Sugiyama, Masashi A1 - Spokoiny, Vladimir G. A1 - Müller, Klaus-Robert T1 - In search of non-Gaussian components of a high-dimensional distribution N2 - Finding non-Gaussian components of high-dimensional data is an important preprocessing step for efficient information processing. This article proposes a new linear method to identify the '' non-Gaussian subspace '' within a very general semi-parametric framework. Our proposed method, called NGCA (non-Gaussian component analysis), is based on a linear operator which, to any arbitrary nonlinear (smooth) function, associates a vector belonging to the low dimensional non-Gaussian target subspace, up to an estimation error. By applying this operator to a family of different nonlinear functions, one obtains a family of different vectors lying in a vicinity of the target space. As a final step, the target space itself is estimated by applying PCA to this family of vectors. We show that this procedure is consistent in the sense that the estimaton error tends to zero at a parametric rate, uniformly over the family, Numerical examples demonstrate the usefulness of our method Y1 - 2006 UR - http://portal.acm.org/affiliated/jmlr/ SN - 1532-4435 ER - TY - JOUR A1 - Blanchard, Gilles A1 - Kraemer, Nicole T1 - Convergence rates of Kernel Conjugate Gradient for random design regression JF - Analysis and applications N2 - We prove statistical rates of convergence for kernel-based least squares regression from i.i.d. data using a conjugate gradient (CG) algorithm, where regularization against over-fitting is obtained by early stopping. This method is related to Kernel Partial Least Squares, a regression method that combines supervised dimensionality reduction with least squares projection. Following the setting introduced in earlier related literature, we study so-called "fast convergence rates" depending on the regularity of the target regression function (measured by a source condition in terms of the kernel integral operator) and on the effective dimensionality of the data mapped into the kernel space. We obtain upper bounds, essentially matching known minimax lower bounds, for the L-2 (prediction) norm as well as for the stronger Hilbert norm, if the true regression function belongs to the reproducing kernel Hilbert space. If the latter assumption is not fulfilled, we obtain similar convergence rates for appropriate norms, provided additional unlabeled data are available. KW - Nonparametric regression KW - reproducing kernel Hilbert space KW - conjugate gradient KW - partial least squares KW - minimax convergence rates Y1 - 2016 U6 - https://doi.org/10.1142/S0219530516400017 SN - 0219-5305 SN - 1793-6861 VL - 14 SP - 763 EP - 794 PB - World Scientific CY - Singapore ER - TY - JOUR A1 - Blanchard, Gilles A1 - Mathe, Peter T1 - Discrepancy principle for statistical inverse problems with application to conjugate gradient iteration JF - Inverse problems : an international journal of inverse problems, inverse methods and computerised inversion of data N2 - The authors discuss the use of the discrepancy principle for statistical inverse problems, when the underlying operator is of trace class. Under this assumption the discrepancy principle is well defined, however a plain use of it may occasionally fail and it will yield sub-optimal rates. Therefore, a modification of the discrepancy is introduced, which corrects both of the above deficiencies. For a variety of linear regularization schemes as well as for conjugate gradient iteration it is shown to yield order optimal a priori error bounds under general smoothness assumptions. A posteriori error control is also possible, however at a sub-optimal rate, in general. This study uses and complements previous results for bounded deterministic noise. Y1 - 2012 U6 - https://doi.org/10.1088/0266-5611/28/11/115011 SN - 0266-5611 VL - 28 IS - 11 PB - IOP Publ. Ltd. CY - Bristol ER - TY - JOUR A1 - Blanchard, Gilles A1 - Mücke, Nicole T1 - Optimal rates for regularization of statistical inverse learning problems JF - Foundations of Computational Mathematics N2 - We consider a statistical inverse learning (also called inverse regression) problem, where we observe the image of a function f through a linear operator A at i.i.d. random design points X-i , superposed with an additive noise. The distribution of the design points is unknown and can be very general. We analyze simultaneously the direct (estimation of Af) and the inverse (estimation of f) learning problems. In this general framework, we obtain strong and weak minimax optimal rates of convergence (as the number of observations n grows large) for a large class of spectral regularization methods over regularity classes defined through appropriate source conditions. This improves on or completes previous results obtained in related settings. The optimality of the obtained rates is shown not only in the exponent in n but also in the explicit dependency of the constant factor in the variance of the noise and the radius of the source condition set. KW - Reproducing kernel Hilbert space KW - Spectral regularization KW - Inverse problem KW - Statistical learning KW - Minimax convergence rates Y1 - 2018 U6 - https://doi.org/10.1007/s10208-017-9359-7 SN - 1615-3375 SN - 1615-3383 VL - 18 IS - 4 SP - 971 EP - 1013 PB - Springer CY - New York ER - TY - JOUR A1 - Blanchard, Gilles A1 - Mücke, Nicole T1 - Kernel regression, minimax rates and effective dimensionality BT - beyond the regular case JF - Analysis and applications N2 - We investigate if kernel regularization methods can achieve minimax convergence rates over a source condition regularity assumption for the target function. These questions have been considered in past literature, but only under specific assumptions about the decay, typically polynomial, of the spectrum of the the kernel mapping covariance operator. In the perspective of distribution-free results, we investigate this issue under much weaker assumption on the eigenvalue decay, allowing for more complex behavior that can reflect different structure of the data at different scales. KW - Kernel regression KW - minimax optimality KW - eigenvalue decay Y1 - 2020 U6 - https://doi.org/10.1142/S0219530519500258 SN - 0219-5305 SN - 1793-6861 VL - 18 IS - 4 SP - 683 EP - 696 PB - World Scientific CY - New Jersey ER - TY - JOUR A1 - Blanchard, Gilles A1 - Zadorozhnyi, Oleksandr T1 - Concentration of weakly dependent Banach-valued sums and applications to statistical learning methods JF - Bernoulli : official journal of the Bernoulli Society for Mathematical Statistics and Probability N2 - We obtain a Bernstein-type inequality for sums of Banach-valued random variables satisfying a weak dependence assumption of general type and under certain smoothness assumptions of the underlying Banach norm. We use this inequality in order to investigate in the asymptotical regime the error upper bounds for the broad family of spectral regularization methods for reproducing kernel decision rules, when trained on a sample coming from a tau-mixing process. KW - Banach-valued process KW - Bernstein inequality KW - concentration KW - spectral regularization KW - weak dependence Y1 - 2019 U6 - https://doi.org/10.3150/18-BEJ1095 SN - 1350-7265 SN - 1573-9759 VL - 25 IS - 4B SP - 3421 EP - 3458 PB - International Statistical Institute CY - Voorburg ER - TY - JOUR A1 - Boehm, Thorsten A1 - Holschneider, Matthias A1 - Lignieres, Frederic A1 - Petit, Pascal A1 - Rainer, Monica A1 - Paletou, Francois A1 - Wade, Gregg A1 - Alecian, Evelyne A1 - Carfantan, Herve A1 - Blazere, Aurore A1 - Mirouh, Giovanni M. T1 - Discovery of starspots on Vega First spectroscopic detection of surface structures on a normal A-type star JF - Astronomy and astrophysics : an international weekly journal N2 - Context. The theoretically studied impact of rapid rotation on stellar evolution needs to be compared with these results of high-resolution spectroscopy-velocimetry observations. Early-type stars present a perfect laboratory for these studies. The prototype A0 star Vega has been extensively monitored in recent years in spectropolarimetry. A weak surface magnetic field was detected, implying that there might be a (still undetected) structured surface. First indications of the presence of small amplitude stellar radial velocity variations have been reported recently, but the confirmation and in-depth study with the highly stabilized spectrograph SOPHIE/OHP was required. Aims. The goal of this article is to present a thorough analysis of the line profile variations and associated estimators in the early-type standard star Vega (A0) in order to reveal potential activity tracers, exoplanet companions, and stellar oscillations. Methods. Vega was monitored in quasi-continuous high-resolution echelle spectroscopy with the highly stabilized velocimeter SOPHIE/OHP. A total of 2588 high signal-to-noise spectra was obtained during 34.7 h on five nights (2 to 6 of August 2012) in high-resolution mode at R = 75 000 and covering the visible domain from 3895 6270 angstrom. For each reduced spectrum, least square deconvolved equivalent photospheric profiles were calculated with a T-eff = 9500 and log g = 4.0 spectral line mask. Several methods were applied to study the dynamic behaviour of the profile variations (evolution of radial velocity, bisectors, vspan, 2D profiles, amongst others). Results. We present the discovery of a spotted stellar surface on an A-type standard star (Vega) with very faint spot amplitudes Delta F/Fc similar to 5 x 10(-4). A rotational modulation of spectral lines with a period of rotation P = 0.68 d has clearly been exhibited, unambiguously confirming the results of previous spectropolarimetric studies. Most of these brightness inhomogeneities seem to be located in lower equatorial latitudes. Either a very thin convective layer can be responsible for magnetic field generation at small amplitudes, or a new mechanism has to be invoked to explain the existence of activity tracing starspots. At this stage it is difficult to disentangle a rotational from a stellar pulsational origin for the existing higher frequency periodic variations. Conclusions. This first strong evidence that standard A-type stars can show surface structures opens a new field of research and ask about a potential link with the recently discovered weak magnetic field discoveries in this category of stars. KW - starspots KW - stars: early-type KW - stars: rotation KW - stars: oscillations KW - stars: individual: Vega KW - asteroseismology Y1 - 2015 U6 - https://doi.org/10.1051/0004-6361/201425425 SN - 0004-6361 SN - 1432-0746 VL - 577 PB - EDP Sciences CY - Les Ulis ER - TY - JOUR A1 - Boldrighini, Carlo A1 - Frigio, Sandro A1 - Maponi, Pierluigi A1 - Pellegrinotti, Alessandro A1 - Sinai, Yakov G. T1 - 3-D incompressible Navier-Stokes equations: Complex blow-up and related real flows JF - Lectures in pure and applied mathematics KW - random point processes KW - statistical mechanics KW - stochastic analysis Y1 - 2020 U6 - http://nbn-resolving.de/urn/resolver.pl?urn:nbn:de:kobv:517-opus4-472201 SN - 978-3-86956-485-2 SN - 2199-4951 SN - 2199-496X IS - 6 SP - 185 EP - 194 PB - Universitätsverlag Potsdam CY - Potsdam ER - TY - JOUR A1 - Bomanson, Jori A1 - Janhunen, Tomi A1 - Schaub, Torsten A1 - Gebser, Martin A1 - Kaufmann, Benjamin T1 - Answer Set Programming Modulo Acyclicity JF - Fundamenta informaticae N2 - Acyclicity constraints are prevalent in knowledge representation and applications where acyclic data structures such as DAGs and trees play a role. Recently, such constraints have been considered in the satisfiability modulo theories (SMT) framework, and in this paper we carry out an analogous extension to the answer set programming (ASP) paradigm. The resulting formalism, ASP modulo acyclicity, offers a rich set of primitives to express constraints related to recursive structures. In the technical results of the paper, we relate the new generalization with standard ASP by showing (i) how acyclicity extensions translate into normal rules, (ii) how weight constraint programs can be instrumented by acyclicity extensions to capture stability in analogy to unfounded set checking, and (iii) how the gap between supported and stable models is effectively closed in the presence of such an extension. Moreover, we present an efficient implementation of acyclicity constraints by incorporating a respective propagator into the state-of-the-art ASP solver CLASP. The implementation provides a unique combination of traditional unfounded set checking with acyclicity propagation. In the experimental part, we evaluate the interplay of these orthogonal checks by equipping logic programs with supplementary acyclicity constraints. The performance results show that native support for acyclicity constraints is a worthwhile addition, furnishing a complementary modeling construct in ASP itself as well as effective means for translation-based ASP solving. Y1 - 2016 U6 - https://doi.org/10.3233/FI-2016-1398 SN - 0169-2968 SN - 1875-8681 VL - 147 SP - 63 EP - 91 PB - IOS Press CY - Amsterdam ER - TY - JOUR A1 - Bourne, D. P. A1 - Cushing, D. A1 - Liu, S. A1 - Münch, Florentin A1 - Peyerimhoff, Norbert T1 - Ollivier-Ricci idleness functions of graphs JF - SIAM Journal on Discrete Mathematics N2 - We study the Ollivier-Ricci curvature of graphs as a function of the chosen idleness. We show that this idleness function is concave and piecewise linear with at most three linear parts, and at most two linear parts in the case of a regular graph. We then apply our result to show that the idleness function of the Cartesian product of two regular graphs is completely determined by the idleness functions of the factors. KW - Ollivier-Ricci KW - idleness KW - optimal transport Y1 - 2018 U6 - https://doi.org/10.1137/17M1134469 SN - 0895-4801 SN - 1095-7146 VL - 32 IS - 2 SP - 1408 EP - 1424 PB - Society for Industrial and Applied Mathematics CY - Philadelphia ER - TY - JOUR A1 - Bovier, Anton A1 - Eckhoff, Michael A1 - Gayrard, Veronique A1 - Klein, Markus T1 - Metastability in reversible diffusion processes : I. Sharp asymptotics for capacities and exit times N2 - We develop a potential theoretic approach to the problem of metastability for reversible diffusion processes with generators of the form -epsilonDelta+ delF(.) del on R-d or subsets of R-d, where F is a smooth function with finitely many local minima. In analogy to previous work on discrete Markov chains, we show that metastable exit times from the attractive domains of the minima of F can be related, up to multiplicative errors that tend to one as epsilon down arrow 0, to the capacities of suitably constructed sets. We show that these capacities can be computed, again up to multiplicative errors that tend to one, in terms of local characteristics of F at the starting minimum and the relevant saddle points. As a result, we are able to give the first rigorous proof of the classical Eyring - Kramers formula in dimension larger than 1. The estimates on capacities make use of their variational representation and monotonicity properties of Dirichlet forms. The methods developed here are extensions of our earlier work on discrete Markov chains to continuous diffusion processes Y1 - 2004 SN - 1435-9855 ER - TY - JOUR A1 - Bovier, Anton A1 - Eckhoff, Michael A1 - Gayrard, Veronique A1 - Klein, Markus T1 - Metastability and low-Lying spectra in reversible Markov chains Y1 - 2002 ER - TY - JOUR A1 - Bovier, Anton A1 - Eckhoff, Michael A1 - Gayrard, Veronique A1 - Klein, Markus T1 - Metastability in stochastic dynamics of disordered mean-field models Y1 - 2001 SN - 0178-8051 ER - TY - JOUR A1 - Bovier, Anton A1 - Gayrard, Veronique A1 - Klein, Markus T1 - Metastability in reversible diffusion processes : II. Precise asymptotics for small eigenvalues N2 - We continue the analysis of the problem of metastability for reversible diffusion processes, initiated in [BEGK3], with a precise analysis of the low-lying spectrum of the generator. Recall that we are considering processes with generators of the form -epsilonDelta + delF(.) del on R-d or subsets of Rd, where F is a smooth function with finitely many local minima. Here we consider only the generic situation where the depths of all local minima are different. We show that in general the exponentially small part of the spectrum is given, up to multiplicative errors tending to one, by the eigenvalues of the classical capacity matrix of the array of capacitors made of balls of radius epsilon centered at the positions of the local minima of F. We also get very precise uniform control on the corresponding eigenfunctions. Moreover, these eigenvalues can be identified with the same precision with the inverse mean metastable exit times from each minimum. In [BEGK3] it was proven that these mean times are given, again up to multiplicative errors that tend to one, by the classical Eyring- Kramers formula Y1 - 2005 SN - 1435-9855 ER -