@phdthesis{Roezer2018,
  author    = {R{\"o}zer, Viktor},
  title     = {Pluvial flood loss to private households},
  doi       = {10.25932/publishup-42991},
  url       = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-429910},
  school      = {Universit{\"a}t Potsdam},
  pages     = {XXII, 109},
  year      = {2018},
  abstract  = {Today, more than half of the world's population lives in urban areas. With a high density of population and assets, urban areas are not only the economic, cultural and social hubs of every society, they are also highly susceptible to natural disasters. As a consequence of rising sea levels and an expected increase in extreme weather events caused by a changing climate in combination with growing cities, flooding is an increasing threat to many urban agglomerations around the globe. To mitigate the destructive consequences of flooding, appropriate risk management and adaptation strategies are required. So far, flood risk management in urban areas is almost exclusively focused on managing river and coastal flooding. Often overlooked is the risk from small-scale rainfall-triggered flooding, where the rainfall intensity of rainstorms exceeds the capacity of urban drainage systems, leading to immediate flooding. Referred to as pluvial flooding, this flood type exclusive to urban areas has caused severe losses in cities around the world. Without further intervention, losses from pluvial flooding are expected to increase in many urban areas due to an increase of impervious surfaces compounded with an aging drainage infrastructure and a projected increase in heavy precipitation events. While this requires the integration of pluvial flood risk into risk management plans, so far little is known about the adverse consequences of pluvial flooding due to a lack of both detailed data sets and studies on pluvial flood impacts. As a consequence, methods for reliably estimating pluvial flood losses, needed for pluvial flood risk assessment, are still missing. Therefore, this thesis investigates how pluvial flood losses to private households can be reliably estimated, based on an improved understanding of the drivers of pluvial flood loss. For this purpose, detailed data from pluvial flood-affected households was collected through structured telephone- and web-surveys following pluvial flood events in Germany and the Netherlands. Pluvial flood losses to households are the result of complex interactions between impact characteristics such as the water depth and a household's resistance as determined by its risk awareness, preparedness, emergency response, building properties and other influencing factors. Both exploratory analysis and machine-learning approaches were used to analyze differences in resistance and impacts between households and their effects on the resulting losses. The comparison of case studies showed that the awareness around pluvial flooding among private households is quite low. Low awareness not only challenges the effective dissemination of early warnings, but was also found to influence the implementation of private precautionary measures. The latter were predominately implemented by households with previous experience of pluvial flooding. Even cases where previous flood events affected a different part of the same city did not lead to an increase in preparedness of the surveyed households, highlighting the need to account for small-scale variability in both impact and resistance parameters when assessing pluvial flood risk. While it was concluded that the combination of low awareness, ineffective early warning and the fact that only a minority of buildings were adapted to pluvial flooding impaired the coping capacities of private households, the often low water levels still enabled households to mitigate or even prevent losses through a timely and effective emergency response. These findings were confirmed by the detection of loss-influencing variables, showing that cases in which households were able to prevent any loss to the building structure are predominately explained by resistance variables such as the household's risk awareness, while the degree of loss is mainly explained by impact variables. Based on the important loss-influencing variables detected, different flood loss models were developed. Similar to flood loss models for river floods, the empirical data from the preceding data collection was used to train flood loss models describing the relationship between impact and resistance parameters and the resulting loss to building structures. Different approaches were adapted from river flood loss models using both models with the water depth as only predictor for building structure loss and models incorporating additional variables from the preceding variable detection routine. The high predictive errors of all compared models showed that point predictions are not suitable for estimating losses on the building level, as they severely impair the reliability of the estimates. For that reason, a new probabilistic framework based on Bayesian inference was introduced that is able to provide predictive distributions instead of single loss estimates. These distributions not only give a range of probable losses, they also provide information on how likely a specific loss value is, representing the uncertainty in the loss estimate. Using probabilistic loss models, it was found that the certainty and reliability of a loss estimate on the building level is not only determined by the use of additional predictors as shown in previous studies, but also by the choice of response distribution defining the shape of the predictive distribution. Here, a mix between a beta and a Bernoulli distribution to account for households that are able to prevent losses to their building's structure was found to provide significantly more certain and reliable estimates than previous approaches using Gaussian or non-parametric response distributions. The successful model transfer and post-event application to estimate building structure loss in Houston, TX, caused by pluvial flooding during Hurricane Harvey confirmed previous findings, and demonstrated the potential of the newly developed multi-variable beta model for future risk assessments. The highly detailed input data set constructed from openly available data sources containing over 304,000 affected buildings in Harris County further showed the potential of data-driven, building-level loss models for pluvial flood risk assessment. In conclusion, pluvial flood losses to private households are the result of complex interactions between impact and resistance variables, which should be represented in loss models. The local occurrence of pluvial floods requires loss estimates on high spatial resolutions, i.e. on the building level, where losses are variable and uncertainties are high. Therefore, probabilistic loss estimates describing the uncertainty of the estimate should be used instead of point predictions. While the performance of probabilistic models on the building level are mainly driven by the choice of response distribution, multi-variable models are recommended for two reasons: First, additional resistance variables improve the detection of cases in which households were able to prevent structural losses. Second, the added variability of additional predictors provides a better representation of the uncertainties when loss estimates from multiple buildings are aggregated. This leads to the conclusion that data-driven probabilistic loss models on the building level allow for a reliable loss estimation at an unprecedented level of detail, with a consistent quantification of uncertainties on all aggregation levels. This makes the presented approach suitable for a wide range of applications, from decision support in spatial planning to impact- based early warning systems.},
  language  = {en}
}
@article{RoezerKreibichSchroeteretal.2019,
  author    = {R{\"o}zer, Viktor and Kreibich, Heidi and Schr{\"o}ter, Kai and M{\"u}ller, Meike and Sairam, Nivedita and Doss-Gollin, James and Lall, Upmanu and Merz, Bruno},
  title     = {Probabilistic Models Significantly Reduce Uncertainty in Hurricane Harvey Pluvial Flood Loss Estimates},
  series = {Earths future},
  volume    = {7},
  journal   = {Earths future},
  number    = {4},
  publisher = {American Geophysical Union},
  address   = {Washington},
  issn      = {2328-4277},
  doi       = {10.1029/2018EF001074},
  pages     = {384 -- 394},
  year      = {2019},
  abstract  = {Pluvial flood risk is mostly excluded in urban flood risk assessment. However, the risk of pluvial flooding is a growing challenge with a projected increase of extreme rainstorms compounding with an ongoing global urbanization. Considered as a flood type with minimal impacts when rainfall rates exceed the capacity of urban drainage systems, the aftermath of rainfall-triggered flooding during Hurricane Harvey and other events show the urgent need to assess the risk of pluvial flooding. Due to the local extent and small-scale variations, the quantification of pluvial flood risk requires risk assessments on high spatial resolutions. While flood hazard and exposure information is becoming increasingly accurate, the estimation of losses is still a poorly understood component of pluvial flood risk quantification. We use a new probabilistic multivariable modeling approach to estimate pluvial flood losses of individual buildings, explicitly accounting for the associated uncertainties. Except for the water depth as the common most important predictor, we identified the drivers for having loss or not and for the degree of loss to be different. Applying this approach to estimate and validate building structure losses during Hurricane Harvey using a property level data set, we find that the reliability and dispersion of predictive loss distributions vary widely depending on the model and aggregation level of property level loss estimates. Our results show that the use of multivariable zero-inflated beta models reduce the 90\% prediction intervalsfor Hurricane Harvey building structure loss estimates on average by 78\% (totalling U.S.\$3.8 billion) compared to commonly used models.},
  language  = {en}
}
@article{SairamSchroeterRoezeretal.2019,
  author    = {Sairam, Nivedita and Schroeter, Kai and R{\"o}zer, Viktor and Merz, Bruno and Kreibich, Heidi},
  title     = {Hierarchical Bayesian Approach for Modeling Spatiotemporal Variability in Flood Damage Processes},
  series = {Water resources research},
  volume    = {55},
  journal   = {Water resources research},
  number    = {10},
  publisher = {American Geophysical Union},
  address   = {Washington},
  issn      = {0043-1397},
  doi       = {10.1029/2019WR025068},
  pages     = {8223 -- 8237},
  year      = {2019},
  abstract  = {Flood damage processes are complex and vary between events and regions. State-of-the-art flood loss models are often developed on the basis of empirical damage data from specific case studies and do not perform well when spatially and temporally transferred. This is due to the fact that such localized models often cover only a small set of possible damage processes from one event and a region. On the other hand, a single generalized model covering multiple events and different regions ignores the variability in damage processes across regions and events due to variables that are not explicitly accounted for individual households. We implement a hierarchical Bayesian approach to parameterize widely used depth-damage functions resulting in a hierarchical (multilevel) Bayesian model (HBM) for flood loss estimation that accounts for spatiotemporal heterogeneity in damage processes. We test and prove the hypothesis that, in transfer scenarios, HBMs are superior compared to generalized and localized regression models. In order to improve loss predictions for regions and events for which no empirical damage data are available, we use variables pertaining to specific region- and event-characteristics representing commonly available expert knowledge as group-level predictors within the HBM.},
  language  = {en}
}
@misc{SpekkersRoezerThiekenetal.2017,
  author    = {Spekkers, Matthieu and R{\"o}zer, Viktor and Thieken, Annegret and ten Veldhuis, Marie-Claire and Kreibich, Heidi},
  title     = {A comparative survey of the impacts of extreme rainfall in two international case studies},
  series = {Postprints der Universit{\"a}t Potsdam : Mathematisch Naturwissenschaftliche Reihe},
  journal   = {Postprints der Universit{\"a}t Potsdam : Mathematisch Naturwissenschaftliche Reihe},
  number    = {640},
  issn      = {1866-8372},
  doi       = {10.25932/publishup-41843},
  url       = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-418432},
  pages     = {1337 -- 1355},
  year      = {2017},
  abstract  = {Flooding is assessed as the most important natural hazard in Europe, causing thousands of deaths, affecting millions of people and accounting for large economic losses in the past decade. Little is known about the damage processes associated with extreme rainfall in cities, due to a lack of accurate, comparable and consistent damage data. The objective of this study is to investigate the impacts of extreme rainfall on residential buildings and how affected households coped with these impacts in terms of precautionary and emergency actions. Analyses are based on a unique dataset of damage characteristics and a wide range of potential damage explaining variables at the household level, collected through computer-aided telephone interviews (CATI) and an online survey. Exploratory data analyses based on a total of 859 completed questionnaires in the cities of Munster (Germany) and Amsterdam (the Netherlands) revealed that the uptake of emergency measures is related to characteristics of the hazardous event. In case of high water levels, more efforts are made to reduce damage, while emergency response that aims to prevent damage is less likely to be effective. The difference in magnitude of the events in Munster and Amsterdam, in terms of rainfall intensity and water depth, is probably also the most important cause for the differences between the cities in terms of the suffered financial losses. Factors that significantly contributed to damage in at least one of the case studies are water contamination, the presence of a basement in the building and people's awareness of the upcoming event. Moreover, this study confirms conclusions by previous studies that people's experience with damaging events positively correlates with precautionary behaviour. For improving future damage data acquisition, we recommend the inclusion of cell phones in a CATI survey to avoid biased sampling towards certain age groups.},
  language  = {en}
}
@misc{LaudanRoezerSiegetal.2017,
  author    = {Laudan, Jonas and R{\"o}zer, Viktor and Sieg, Tobias and Vogel, Kristin and Thieken, Annegret},
  title     = {Damage assessment in Braunsbach 2016},
  series = {Postprints der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe},
  journal   = {Postprints der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe},
  number    = {653},
  issn      = {1866-8372},
  doi       = {10.25932/publishup-41839},
  url       = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-418392},
  pages     = {17},
  year      = {2017},
  abstract  = {Flash floods are caused by intense rainfall events and represent an insufficiently understood phenomenon in Germany. As a result of higher precipitation intensities, flash floods might occur more frequently in future. In combination with changing land use patterns and urbanisation, damage mitigation, insurance and risk management in flash-flood-prone regions are becoming increasingly important. However, a better understanding of damage caused by flash floods requires ex post collection of relevant but yet sparsely available information for research. At the end of May 2016, very high and concentrated rainfall intensities led to severe flash floods in several southern German municipalities. The small town of Braunsbach stood as a prime example of the devastating potential of such events. Eight to ten days after the flash flood event, damage assessment and data collection were conducted in Braunsbach by investigating all affected buildings and their surroundings. To record and store the data on site, the open-source software bundle KoBoCollect was used as an efficient and easy way to gather information. Since the damage driving factors of flash floods are expected to differ from those of riverine flooding, a post-hoc data analysis was performed, aiming to identify the influence of flood processes and building attributes on damage grades, which reflect the extent of structural damage. Data analyses include the application of random forest, a random general linear model and multinomial logistic regression as well as the construction of a local impact map to reveal influences on the damage grades. Further, a Spearman's Rho correlation matrix was calculated. The results reveal that the damage driving factors of flash floods differ from those of riverine floods to a certain extent. The exposition of a building in flow direction shows an especially strong correlation with the damage grade and has a high predictive power within the constructed damage models. Additionally, the results suggest that building materials as well as various building aspects, such as the existence of a shop window and the surroundings, might have an effect on the resulting damage. To verify and confirm the outcomes as well as to support future mitigation strategies, risk management and planning, more comprehensive and systematic data collection is necessary.},
  language  = {en}
}
@techreport{AgarwalBoessenkoolFischeretal.2016,
  author    = {Agarwal, Ankit and Boessenkool, Berry and Fischer, Madlen and Hahn, Irene and K{\"o}hn, Lisei and Laudan, Jonas and Moran, Thomas and {\"O}zt{\"u}rk, Ugur and Riemer, Adrian and R{\"o}zer, Viktor and Sieg, Tobias and Vogel, Kristin and Wendi, Dadiyorto and Bronstert, Axel and Thieken, Annegret},
  title     = {Die Sturzflut in Braunsbach, Mai 2016},
  url       = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-394881},
  pages     = {20},
  year      = {2016},
  abstract  = {Im Graduiertenkolleg NatRiskChange der Universit{\"a}t Potsdam und anderen Forschungseinrichtungen werden beobachtete sowie zuk{\"u}nftig m{\"o}gliche Ver{\"a}nderungen von Naturgefahren untersucht. Teil des strukturierten Doktorandenprogramms sind sogenannte Task-Force-Eins{\"a}tze, bei denen die Promovierende zeitlich begrenzt ein aktuelles Ereignis auswerten. Im Zuge dieser Aktivit{\"a}t wurde die Sturzflut vom 29.05.2016 in Braunsbach (Baden-W{\"u}rttemberg) untersucht. In diesem Bericht werden erste Auswertungen zur Einordnung der Niederschl{\"a}ge, zu den hydrologischen und geomorphologischen Prozessen im Einzugsgebiet des Orlacher Bachs sowie zu den verursachten Sch{\"a}den beleuchtet. Die Region war Zentrum extremer Regenf{\"a}lle in der Gr{\"o}ßenordnung von 100 mm innerhalb von 2 Stunden. Das 6 km² kleine Einzugsgebiet hat eine sehr schnelle Reaktionszeit, zumal bei vorges{\"a}ttigtem Boden. Im steilen Bachtal haben mehrere kleinere und gr{\"o}ßere Hangrutschungen {\"u}ber 8000 m³ Ger{\"o}ll, Schutt und Schwemmholz in das Gew{\"a}sser eingetragen und m{\"o}glicherweise kurzzeitige Aufstauungen und Durchbr{\"u}che verursacht. Neben den großen Wassermengen mit einer Abflussspitze in einer Gr{\"o}ßenordnung von 100 m³/s hat gerade die Geschiebefracht zu großen Sch{\"a}den an den Geb{\"a}uden entlang des Bachlaufs in Braunsbach gef{\"u}hrt.},
  language  = {de}
}
@misc{RoezerMuellerBubecketal.2017,
  author    = {R{\"o}zer, Viktor and M{\"u}ller, Meike and Bubeck, Philip and Kienzler, Sarah and Thieken, Annegret and Pech, Ina and Schr{\"o}ter, Kai and Buchholz, Oliver and Kreibich, Heidi},
  title     = {Coping with pluvial floods by private households},
  url       = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-400465},
  pages     = {24},
  year      = {2017},
  abstract  = {Pluvial floods have caused severe damage to urban areas in recent years. With a projected increase in extreme precipitation as well as an ongoing urbanization, pluvial flood damage is expected to increase in the future. Therefore, further insights, especially on the adverse consequences of pluvial floods and their mitigation, are needed. To gain more knowledge, empirical damage data from three different pluvial flood events in Germany were collected through computer-aided telephone interviews. Pluvial flood awareness as well as flood experience were found to be low before the respective flood events. The level of private precaution increased considerably after all events, but is mainly focused on measures that are easy to implement. Lower inundation depths, smaller potential losses as compared with fluvial floods, as well as the fact that pluvial flooding may occur everywhere, are expected to cause a shift in damage mitigation from precaution to emergency response. However, an effective implementation of emergency measures was constrained by a low dissemination of early warnings in the study areas. Further improvements of early warning systems including dissemination as well as a rise in pluvial flood preparedness are important to reduce future pluvial flood damage.},
  language  = {en}
}
@article{RoezerMuellerBubecketal.2016,
  author    = {R{\"o}zer, Viktor and M{\"u}ller, Meike and Bubeck, Philip and Kienzler, Sarah and Thieken, Annegret and Pech, Ina and Schr{\"o}ter, Kai and Buchholz, Oliver and Kreibich, Heidi},
  title     = {Coping with Pluvial Floods by Private Households},
  series = {Water},
  volume    = {8},
  journal   = {Water},
  publisher = {MDPI},
  address   = {Basel},
  issn      = {2073-4441},
  doi       = {10.3390/w8070304},
  pages     = {24},
  year      = {2016},
  abstract  = {Pluvial floods have caused severe damage to urban areas in recent years. With a projected increase in extreme precipitation as well as an ongoing urbanization, pluvial flood damage is expected to increase in the future. Therefore, further insights, especially on the adverse consequences of pluvial floods and their mitigation, are needed. To gain more knowledge, empirical damage data from three different pluvial flood events in Germany were collected through computer-aided telephone interviews. Pluvial flood awareness as well as flood experience were found to be low before the respective flood events. The level of private precaution increased considerably after all events, but is mainly focused on measures that are easy to implement. Lower inundation depths, smaller potential losses as compared with fluvial floods, as well as the fact that pluvial flooding may occur everywhere, are expected to cause a shift in damage mitigation from precaution to emergency response. However, an effective implementation of emergency measures was constrained by a low dissemination of early warnings in the study areas. Further improvements of early warning systems including dissemination as well as a rise in pluvial flood preparedness are important to reduce future pluvial flood damage.},
  language  = {en}
}