@article{DouglasAkkarAmerietal.2014, author = {Douglas, John and Akkar, Sinan and Ameri, Gabriele and Bard, Pierre-Yves and Bindi, Dino and Bommer, Julian J. and Bora, Sanjay Singh and Cotton, Fabrice and Derras, Boumediene and Hermkes, Marcel and Kuehn, Nicolas Martin and Luzi, Lucia and Massa, Marco and Pacor, Francesca and Riggelsen, Carsten and Sandikkaya, M. Abdullah and Scherbaum, Frank and Stafford, Peter J. and Traversa, Paola}, title = {Comparisons among the five ground-motion models developed using RESORCE for the prediction of response spectral accelerations due to earthquakes in Europe and the Middle East}, series = {Bulletin of earthquake engineering : official publication of the European Association for Earthquake Engineering}, volume = {12}, journal = {Bulletin of earthquake engineering : official publication of the European Association for Earthquake Engineering}, number = {1}, publisher = {Springer}, address = {Dordrecht}, issn = {1570-761X}, doi = {10.1007/s10518-013-9522-8}, pages = {341 -- 358}, year = {2014}, abstract = {This article presents comparisons among the five ground-motion models described in other articles within this special issue, in terms of data selection criteria, characteristics of the models and predicted peak ground and response spectral accelerations. Comparisons are also made with predictions from the Next Generation Attenuation (NGA) models to which the models presented here have similarities (e.g. a common master database has been used) but also differences (e.g. some models in this issue are nonparametric). As a result of the differing data selection criteria and derivation techniques the predicted median ground motions show considerable differences (up to a factor of two for certain scenarios), particularly for magnitudes and distances close to or beyond the range of the available observations. The predicted influence of style-of-faulting shows much variation among models whereas site amplification factors are more similar, with peak amplification at around 1s. These differences are greater than those among predictions from the NGA models. The models for aleatory variability (sigma), however, are similar and suggest that ground-motion variability from this region is slightly higher than that predicted by the NGA models, based primarily on data from California and Taiwan.}, language = {en} } @article{SchroeterKreibichVogeletal.2014, author = {Schroeter, Kai and Kreibich, Heidi and Vogel, Kristin and Riggelsen, Carsten and Scherbaum, Frank and Merz, Bruno}, title = {How useful are complex flood damage models?}, series = {Water resources research}, volume = {50}, journal = {Water resources research}, number = {4}, publisher = {American Geophysical Union}, address = {Washington}, issn = {0043-1397}, doi = {10.1002/2013WR014396}, pages = {3378 -- 3395}, year = {2014}, abstract = {We investigate the usefulness of complex flood damage models for predicting relative damage to residential buildings in a spatial and temporal transfer context. We apply eight different flood damage models to predict relative building damage for five historic flood events in two different regions of Germany. Model complexity is measured in terms of the number of explanatory variables which varies from 1 variable up to 10 variables which are singled out from 28 candidate variables. Model validation is based on empirical damage data, whereas observation uncertainty is taken into consideration. The comparison of model predictive performance shows that additional explanatory variables besides the water depth improve the predictive capability in a spatial and temporal transfer context, i.e., when the models are transferred to different regions and different flood events. Concerning the trade-off between predictive capability and reliability the model structure seem more important than the number of explanatory variables. Among the models considered, the reliability of Bayesian network-based predictions in space-time transfer is larger than for the remaining models, and the uncertainties associated with damage predictions are reflected more completely.}, language = {en} } @article{GianniotisKuehnScherbaum2014, author = {Gianniotis, Nikolaos and Kuehn, Nicolas and Scherbaum, Frank}, title = {Manifold aligned ground motion prediction equations for regional datasets}, series = {Computers \& geosciences : an international journal devoted to the publication of papers on all aspects of geocomputation and to the distribution of computer programs and test data sets ; an official journal of the International Association for Mathematical Geology}, volume = {69}, journal = {Computers \& geosciences : an international journal devoted to the publication of papers on all aspects of geocomputation and to the distribution of computer programs and test data sets ; an official journal of the International Association for Mathematical Geology}, publisher = {Elsevier}, address = {Oxford}, issn = {0098-3004}, doi = {10.1016/j.cageo.2014.04.014}, pages = {72 -- 77}, year = {2014}, abstract = {Inferring a ground-motion prediction equation (GMPE) for a region in which only a small number of seismic events has been observed is a challenging task. A response to this data scarcity is to utilise data from other regions in the hope that there exist common patterns in the generation of ground motion that can contribute to the development of a GMPE for the region in question. This is not an unreasonable course of action since we expect regional GMPEs to be related to each other. In this work we model this relatedness by assuming that the regional GMPEs occupy a common low-dimensional manifold in the space of all possible GMPEs. As a consequence, the GMPEs are fitted in a joint manner and not independent of each other, borrowing predictive strength from each other's regional datasets. Experimentation on a real dataset shows that the manifold assumption displays better predictive performance over fitting regional GMPEs independent of each other. (C) 2014 Elsevier Ltd. All rights reserved.}, language = {en} } @article{RodriguezMarekRathjeBommeretal.2014, author = {Rodriguez-Marek, A. and Rathje, E. M. and Bommer, Julian J. and Scherbaum, Frank and Stafford, P. J.}, title = {Application of single-station sigma and site-response characterization in a probabilistic Seismic-Hazard analysis for new uclear site}, series = {Bulletin of the Seismological Society of America}, volume = {104}, journal = {Bulletin of the Seismological Society of America}, number = {4}, publisher = {Seismological Society of America}, address = {Albany}, issn = {0037-1106}, doi = {10.1785/0120130196}, pages = {1601 -- 1619}, year = {2014}, abstract = {Aleatory variability in ground-motion prediction, represented by the standard deviation (sigma) of a ground-motion prediction equation, exerts a very strong influence on the results of probabilistic seismic-hazard analysis (PSHA). This is especially so at the low annual exceedance frequencies considered for nuclear facilities; in these cases, even small reductions in sigma can have a marked effect on the hazard estimates. Proper separation and quantification of aleatory variability and epistemic uncertainty can lead to defensible reductions in sigma. One such approach is the single-station sigma concept, which removes that part of sigma corresponding to repeatable site-specific effects. However, the site-to-site component must then be constrained by site-specific measurements or else modeled as epistemic uncertainty and incorporated into the modeling of site effects. The practical application of the single-station sigma concept, including the characterization of the dynamic properties of the site and the incorporation of site-response effects into the hazard calculations, is illustrated for a PSHA conducted at a rock site under consideration for the potential construction of a nuclear power plant.}, language = {en} } @article{MolkenthinScherbaumGriewanketal.2014, author = {Molkenthin, Christian and Scherbaum, Frank and Griewank, Andreas and Kuehn, Nicolas and Stafford, Peter}, title = {A Study of the sensitivity of response spectral amplitudes on seismological parameters using algorithmic differentiation}, series = {Bulletin of the Seismological Society of America}, volume = {104}, journal = {Bulletin of the Seismological Society of America}, number = {5}, publisher = {Seismological Society of America}, address = {Albany}, issn = {0037-1106}, doi = {10.1785/0120140022}, pages = {2240 -- 2252}, year = {2014}, abstract = {Response spectra are of fundamental importance in earthquake engineering and represent a standard measure in seismic design for the assessment of structural performance. However, unlike Fourier spectral amplitudes, the relationship of response spectral amplitudes to seismological source, path, and site characteristics is not immediately obvious and might even be considered counterintuitive for high oscillator frequencies. The understanding of this relationship is nevertheless important for seismic-hazard analysis. The purpose of the present study is to comprehensively characterize the variation of response spectral amplitudes due to perturbations of the causative seismological parameters. This is done by calculating the absolute parameter sensitivities (sensitivity coefficients) defined as the partial derivatives of the model output with respect to its input parameters. To derive sensitivities, we apply algorithmic differentiation (AD). This powerful approach is extensively used for sensitivity analysis of complex models in meteorology or aerodynamics. To the best of our knowledge, AD has not been explored yet in the seismic-hazard context. Within the present study, AD was successfully implemented for a proven and extensively applied simulation program for response spectra (Stochastic Method SIMulation [SMSIM]) using the TAPENADE AD tool. We assess the effects and importance of input parameter perturbations on the shape of response spectra for different regional stochastic models in a quantitative way. Additionally, we perform sensitivity analysis regarding adjustment issues of groundmotion prediction equations.}, language = {en} } @article{KuehnRiggelsenScherbaum2011, author = {K{\"u}hn, Nicolas M. and Riggelsen, Carsten and Scherbaum, Frank}, title = {Modeling the joint probability of earthquake, site, and ground-motion parameters using bayesian networks}, series = {Bulletin of the Seismological Society of America}, volume = {101}, journal = {Bulletin of the Seismological Society of America}, number = {1}, publisher = {Seismological Society of America}, address = {El Cerrito}, issn = {0037-1106}, doi = {10.1785/0120100080}, pages = {235 -- 249}, year = {2011}, abstract = {Bayesian networks are a powerful and increasingly popular tool for reasoning under uncertainty, offering intuitive insight into (probabilistic) data-generating processes. They have been successfully applied to many different fields, including bioinformatics. In this paper, Bayesian networks are used to model the joint-probability distribution of selected earthquake, site, and ground-motion parameters. This provides a probabilistic representation of the independencies and dependencies between these variables. In particular, contrary to classical regression, Bayesian networks do not distinguish between target and predictors, treating each variable as random variable. The capability of Bayesian networks to model the ground-motion domain in probabilistic seismic hazard analysis is shown for a generic situation. A Bayesian network is learned based on a subset of the Next Generation Attenuation (NGA) dataset, using 3342 records from 154 earthquakes. Because no prior assumptions about dependencies between particular parameters are made, the learned network displays the most probable model given the data. The learned network shows that the ground-motion parameter (horizontal peak ground acceleration, PGA) is directly connected only to the moment magnitude, Joyner-Boore distance, fault mechanism, source-to-site azimuth, and depth to a shear-wave horizon of 2: 5 km/s (Z2.5). In particular, the effect of V-S30 is mediated by Z2.5. Comparisons of the PGA distributions based on the Bayesian networks with the NGA model of Boore and Atkinson (2008) show a reasonable agreement in ranges of good data coverage.}, language = {en} } @article{TranThanhTuanScherbaumMalischewsky2011, author = {Tran Thanh Tuan, and Scherbaum, Frank and Malischewsky, Peter G.}, title = {On the relationship of peaks and troughs of the ellipticity (H/V) of Rayleigh waves and the transmission response of single layer over half-space models}, series = {Geophysical journal international}, volume = {184}, journal = {Geophysical journal international}, number = {2}, publisher = {Wiley-Blackwell}, address = {Malden}, issn = {0956-540X}, doi = {10.1111/j.1365-246X.2010.04863.x}, pages = {793 -- 800}, year = {2011}, abstract = {One of the key challenges in the context of local site effect studies is the determination of frequencies where the shakeability of the ground is enhanced. In this context, the H/V technique has become increasingly popular and peak frequencies of H/V spectral ratio are sometimes interpreted as resonance frequencies of the transmission response. In the present study, assuming that Rayleigh surface wave is dominant in H/V spectral ratio, we analyse theoretically under which conditions this may be justified and when not. We focus on 'layer over half-space' models which, although seemingly simple, capture many aspects of local site effects in real sedimentary structures. Our starting point is the ellipticity of Rayleigh waves. We use the exact formula of the H/V-ratio presented by Malischewsky \& Scherbaum (2004) to investigate the main characteristics of peak and trough frequencies. We present a simple formula illustrating if and where H/V-ratio curves have sharp peaks in dependence of model parameters. In addition, we have constructed a map, which demonstrates the relation between the H/V-peak frequency and the peak frequency of the transmission response in the domain of the layer's Poisson ratio and the impedance contrast. Finally, we have derived maps showing the relationship between the H/V-peak and trough frequency and key parameters of the model such as impedance contrast. These maps are seen as diagnostic tools, which can help to guide the interpretation of H/V spectral ratio diagrams in the context of site effect studies.}, language = {en} } @article{HiemerScherbaumRoessleretal.2011, author = {Hiemer, Stefan and Scherbaum, Frank and R{\"o}ßler, Dirk and K{\"u}hn, Nicolas}, title = {Determination of tau(0) and Rock Site kappa from Records of the 2008/2009 Earthquake Swarm in Western Bohemia}, series = {Seismological research letters}, volume = {82}, journal = {Seismological research letters}, number = {3}, publisher = {Seismological Society of America}, address = {El Cerrito}, issn = {0895-0695}, doi = {10.1785/gssrl.82.3.387}, pages = {387 -- 393}, year = {2011}, language = {en} } @article{ScherbaumKuehn2011, author = {Scherbaum, Frank and K{\"u}hn, Nicolas M.}, title = {Logic tree branch weights and probabilities summing up to one is not enough}, series = {Earthquake spectra : the professional journal of the Earthquake Engineering Research Institute}, volume = {27}, journal = {Earthquake spectra : the professional journal of the Earthquake Engineering Research Institute}, number = {4}, publisher = {Earthquake Engineering Research Institute}, address = {Oakland}, issn = {8755-2930}, doi = {10.1193/1.3652744}, pages = {1237 -- 1251}, year = {2011}, abstract = {Logic trees have become the most popular tool for the quantification of epistemic uncertainties in probabilistic seismic hazard assessment (PSHA). In a logic-tree framework, epistemic uncertainty is expressed in a set of branch weights, by which an expert or an expert group assigns degree-of-belief values to the applicability of the corresponding branch models. Despite the popularity of logic-trees, however, one finds surprisingly few clear commitments to what logic-tree branch weights are assumed to be (even by hazard analysts designing logic trees). In the present paper we argue that it is important for hazard analysts to accept the probabilistic framework from the beginning for assigning logic-tree branch weights. In other words, to accept that logic-tree branch weights are probabilities in the axiomatic sense, independent of one's preference for the philosophical interpretation of probabilities. We demonstrate that interpreting logic-tree branch weights merely as a numerical measure of "model quality," which are then subsequently normalized to sum up to unity, will with increasing number of models inevitably lead to an apparent insensitivity of hazard curves on the logic-tree branch weights, which may even be mistaken for robustness of the results. Finally, we argue that assigning logic-tree branch weights in a sequential fashion may improve their logical consistency.}, language = {en} } @article{HaneyKummerowLangenbruchetal.2011, author = {Haney, Frank and Kummerow, J. and Langenbruch, C. and Dinske, C. and Shapiro, Serge A. and Scherbaum, Frank}, title = {Magnitude estimation for microseismicity induced during the KTB 2004/2005 injection experiment}, series = {Geophysics}, volume = {76}, journal = {Geophysics}, number = {6}, publisher = {Society of Exploration Geophysicists}, address = {Tulsa}, issn = {0016-8033}, doi = {10.1190/GEO2011-0020.1}, pages = {WC47 -- WC53}, year = {2011}, abstract = {We determined the magnitudes of 2540 microseismic events measured at one single 3C borehole geophone at the German Deep Drilling Site (known by the German acronym, KTB) during the injection phase 2004/2005. For this task we developed a three-step approach. First, we estimated local magnitudes of 104 larger events with a standard method based on amplitude measurements at near-surface stations. Second, we investigated a series of parameters to characterize the size of these events using the seismograms of the borehole sensor, and we compared them statistically with the local magnitudes. Third, we extrapolated the regression curve to obtain the magnitudes of 2436 events that were only measured at the borehole geophone. This method improved the magnitude of completeness for the KTB data set by more than one order down to M = -2.75. The resulting b-value for all events was 0.78, which is similar to the b-value obtained from taking only the greater events with standard local magnitude estimation from near-surface stations, b = 0.86. The more complete magnitude catalog was required to study the magnitude distribution with time and to characterize the seismotectonic state of the KTB injection site. The event distribution with time was consistent with prediction from theory assuming pore pressure diffusion as the underlying mechanism to trigger the events. The value we obtained for the seismogenic index of -4 suggested that the seismic hazard potential at the KTB site is comparatively low.}, language = {en} } @article{SchmelzbachScherbaumTronickeetal.2011, author = {Schmelzbach, C. and Scherbaum, Frank and Tronicke, Jens and Dietrich, P.}, title = {Bayesian frequency-domain blind deconvolution of ground-penetrating radar data}, series = {Journal of applied geophysics}, volume = {75}, journal = {Journal of applied geophysics}, number = {4}, publisher = {Elsevier}, address = {Amsterdam}, issn = {0926-9851}, doi = {10.1016/j.jappgeo.2011.08.010}, pages = {615 -- 630}, year = {2011}, abstract = {Enhancing the resolution and accuracy of surface ground-penetrating radar (GPR) reflection data by inverse filtering to recover a zero-phased band-limited reflectivity image requires a deconvolution technique that takes the mixed-phase character of the embedded wavelet into account. In contrast, standard stochastic deconvolution techniques assume that the wavelet is minimum phase and, hence, often meet with limited success when applied to GPR data. We present a new general-purpose blind deconvolution algorithm for mixed-phase wavelet estimation and deconvolution that (1) uses the parametrization of a mixed-phase wavelet as the convolution of the wavelet's minimum-phase equivalent with a dispersive all-pass filter, (2) includes prior information about the wavelet to be estimated in a Bayesian framework, and (3) relies on the assumption of a sparse reflectivity. Solving the normal equations using the data autocorrelation function provides an inverse filter that optimally removes the minimum-phase equivalent of the wavelet from the data, which leaves traces with a balanced amplitude spectrum but distorted phase. To compensate for the remaining phase errors, we invert in the frequency domain for an all-pass filter thereby taking advantage of the fact that the action of the all-pass filter is exclusively contained in its phase spectrum. A key element of our algorithm and a novelty in blind deconvolution is the inclusion of prior information that allows resolving ambiguities in polarity and timing that cannot be resolved using the sparseness measure alone. We employ a global inversion approach for non-linear optimization to find the all-pass filter phase values for each signal frequency. We tested the robustness and reliability of our algorithm on synthetic data with different wavelets, 1-D reflectivity models of different complexity, varying levels of added noise, and different types of prior information. When applied to realistic synthetic 2-D data and 2-D field data, we obtain images with increased temporal resolution compared to the results of standard processing.}, language = {en} } @article{BlaserOhrnbergerKruegeretal.2012, author = {Blaser, Lilian and Ohrnberger, Matthias and Kr{\"u}ger, Frank and Scherbaum, Frank}, title = {Probabilistic tsunami threat assessment of 10 recent earthquakes offshore Sumatra}, series = {Geophysical journal international}, volume = {188}, journal = {Geophysical journal international}, number = {3}, publisher = {Wiley-Blackwell}, address = {Malden}, issn = {0956-540X}, doi = {10.1111/j.1365-246X.2011.05324.x}, pages = {1273 -- 1284}, year = {2012}, abstract = {Tsunami early warning (TEW) is a challenging task as a decision has to be made within few minutes on the basis of incomplete and error-prone data. Deterministic warning systems have difficulties in integrating and quantifying the intrinsic uncertainties. In contrast, probabilistic approaches provide a framework that handles uncertainties in a natural way. Recently, we have proposed a method using Bayesian networks (BNs) that takes into account the uncertainties of seismic source parameter estimates in TEW. In this follow-up study, the method is applied to 10 recent large earthquakes offshore Sumatra and tested for its performance. We have evaluated both the general model performance given the best knowledge we have today about the source parameters of the 10 events and the corresponding response on seismic source information evaluated in real-time. We find that the resulting site-specific warning level probabilities represent well the available tsunami wave measurements and observations. Difficulties occur in the real-time tsunami assessment if the moment magnitude estimate is severely over- or underestimated. In general, the probabilistic analysis reveals a considerably large range of uncertainties in the near-field TEW. By quantifying the uncertainties the BN analysis provides important additional information to a decision maker in a warning centre to deal with the complexity in TEW and to reason under uncertainty.}, language = {en} } @article{HiemerRoesslerScherbaum2012, author = {Hiemer, Stefan and R{\"o}ßler, Dirk and Scherbaum, Frank}, title = {Monitoring the West Bohemian earthquake swarm in 2008/2009 by a temporary small-aperture seismic array}, series = {Journal of seismology}, volume = {16}, journal = {Journal of seismology}, number = {2}, publisher = {Springer}, address = {Dordrecht}, issn = {1383-4649}, doi = {10.1007/s10950-011-9256-5}, pages = {169 -- 182}, year = {2012}, abstract = {The most recent intense earthquake swarm in West Bohemia lasted from 6 October 2008 to January 2009. Starting 12 days after the onset, the University of Potsdam monitored the swarm by a temporary small-aperture seismic array at 10 km epicentral distance. The purpose of the installation was a complete monitoring of the swarm including micro-earthquakes (M (L) < 0). We identify earthquakes using a conventional short-term average/long-term average trigger combined with sliding-window frequency-wavenumber and polarisation analyses. The resulting earthquake catalogue consists of 14,530 earthquakes between 19 October 2008 and 18 March 2009 with magnitudes in the range of -aEuro parts per thousand 1.2 a parts per thousand currency signaEuro parts per thousand M (L) a parts per thousand currency signaEuro parts per thousand 2.7. The small-aperture seismic array substantially lowers the detection threshold to about M (c) = -aEuro parts per thousand 0.4, when compared to the regional networks operating in West Bohemia (M (c) > 0.0). In the course of this work, the main temporal features (frequency-magnitude distribution, propagation of back azimuth and horizontal slowness, occurrence rate of aftershock sequences and interevent-time distribution) of the recent 2008/2009 earthquake swarm are presented and discussed. Temporal changes of the coefficient of variation (based on interevent times) suggest that the swarm earthquake activity of the 2008/2009 swarm terminates by 12 January 2009. During the main phase in our studied swarm period after 19 October, the b value of the Gutenberg-Richter relation decreases from 1.2 to 0.8. This trend is also reflected in the power-law behavior of the seismic moment release. The corresponding total seismic moment release of 1.02x10(17) Nm is equivalent to M (L,max) = 5.4.}, language = {en} } @article{DelavaudScherbaumKuehnetal.2012, author = {Delavaud, Elise and Scherbaum, Frank and K{\"u}hn, Nicolas and Allen, Trevor}, title = {Testing the global applicability of ground-motion prediction equations for active shallow crustal regions}, series = {Bulletin of the Seismological Society of America}, volume = {102}, journal = {Bulletin of the Seismological Society of America}, number = {2}, publisher = {Seismological Society of America}, address = {El Cerrito}, issn = {0037-1106}, doi = {10.1785/0120110113}, pages = {707 -- 721}, year = {2012}, abstract = {Large research initiatives such as the Global Earthquake Model (GEM) or the Seismic HAzard haRmonization in Europe (SHARE) projects concentrate a great collaborative effort on defining a global standard for seismic hazard estimations. In this context, there is an increasing need for identifying ground-motion prediction equations (GMPEs) that can be applied at both global and regional scale. With increasing amounts of strong-motion records that are now available worldwide, observational data can provide a valuable resource to tackle this question. Using the global dataset of Allen and Wald (2009), we evaluate the ability of 11 GMPEs to predict ground-motion in different active shallow crustal regions worldwide. Adopting the approach of Scherbaum et al. (2009), we rank these GMPEs according to their likelihood of having generated the data. In particular, we estimate how strongly data support or reject the models with respect to the state of noninformativeness defined by a uniform weighting. Such rankings derived from this particular global dataset enable us to explore the potential of GMPEs to predict ground motions in their host region and also in other regions depending on the magnitude and distance considered. In the ranking process, we particularly focus on the influence of the distribution of the testing dataset compared with the GMPE's native dataset. One of the results of this study is that some nonindigenous models present a high degree of consistency with the data from a target region. Two models in particular demonstrated a strong power of geographically wide applicability in different geographic regions with respect to the testing dataset: the models of Akkar and Bommer (2010) and Chiou et al. (2010).}, language = {en} } @article{DelavaudCottonAkkaretal.2012, author = {Delavaud, Elise and Cotton, Fabrice and Akkar, Sinan and Scherbaum, Frank and Danciu, Laurentiu and Beauval, Celine and Drouet, Stephane and Douglas, John and Basili, Roberto and Sandikkaya, M. Abdullah and Segou, Margaret and Faccioli, Ezio and Theodoulidis, Nikos}, title = {Toward a ground-motion logic tree for probabilistic seismic hazard assessment in Europe}, series = {Journal of seismology}, volume = {16}, journal = {Journal of seismology}, number = {3}, publisher = {Springer}, address = {Dordrecht}, issn = {1383-4649}, doi = {10.1007/s10950-012-9281-z}, pages = {451 -- 473}, year = {2012}, abstract = {The Seismic Hazard Harmonization in Europe (SHARE) project, which began in June 2009, aims at establishing new standards for probabilistic seismic hazard assessment in the Euro-Mediterranean region. In this context, a logic tree for ground-motion prediction in Europe has been constructed. Ground-motion prediction equations (GMPEs) and weights have been determined so that the logic tree captures epistemic uncertainty in ground-motion prediction for six different tectonic regimes in Europe. Here we present the strategy that we adopted to build such a logic tree. This strategy has the particularity of combining two complementary and independent approaches: expert judgment and data testing. A set of six experts was asked to weight pre-selected GMPEs while the ability of these GMPEs to predict available data was evaluated with the method of Scherbaum et al. (Bull Seismol Soc Am 99:3234-3247, 2009). Results of both approaches were taken into account to commonly select the smallest set of GMPEs to capture the uncertainty in ground-motion prediction in Europe. For stable continental regions, two models, both from eastern North America, have been selected for shields, and three GMPEs from active shallow crustal regions have been added for continental crust. For subduction zones, four models, all non-European, have been chosen. Finally, for active shallow crustal regions, we selected four models, each of them from a different host region but only two of them were kept for long periods. In most cases, a common agreement has been also reached for the weights. In case of divergence, a sensitivity analysis of the weights on the seismic hazard has been conducted, showing that once the GMPEs have been selected, the associated set of weights has a smaller influence on the hazard.}, language = {en} } @article{HinzenReamerScherbaum2013, author = {Hinzen, Klaus-G and Reamer, Sharon K. and Scherbaum, Frank}, title = {Slow fourier transform}, series = {Seismological research letters}, volume = {84}, journal = {Seismological research letters}, number = {2}, publisher = {Seismological Society of America}, address = {Albany}, issn = {0895-0695}, doi = {10.1785/0220120139}, pages = {251 -- 257}, year = {2013}, language = {en} } @article{RungeScherbaumCurtisetal.2013, author = {Runge, Antonia K. and Scherbaum, Frank and Curtis, Andrew and Riggelsen, Carsten}, title = {An interactive tool for the elicitation of subjective probabilities in probabilistic seismic-hazard analysis}, series = {Bulletin of the Seismological Society of America}, volume = {103}, journal = {Bulletin of the Seismological Society of America}, number = {5}, publisher = {Seismological Society of America}, address = {Albany}, issn = {0037-1106}, doi = {10.1785/0120130026}, pages = {2862 -- 2874}, year = {2013}, abstract = {In probabilistic seismic-hazard analysis, epistemic uncertainties are commonly treated within a logic-tree framework in which the branch weights express the degree of belief of an expert in a set of models. For the calculation of the distribution of hazard curves, these branch weights represent subjective probabilities. A major challenge for experts is to provide logically consistent weight estimates (in the sense of Kolmogorovs axioms), to be aware of the multitude of heuristics, and to minimize the biases which affect human judgment under uncertainty. We introduce a platform-independent, interactive program enabling us to quantify, elicit, and transfer expert knowledge into a set of subjective probabilities by applying experimental design theory, following the approach of Curtis and Wood (2004). Instead of determining the set of probabilities for all models in a single step, the computer-driven elicitation process is performed as a sequence of evaluations of relative weights for small subsets of models. From these, the probabilities for the whole model set are determined as a solution of an optimization problem. The result of this process is a set of logically consistent probabilities together with a measure of confidence determined from the amount of conflicting information which is provided by the expert during the relative weighting process. We experiment with different scenarios simulating likely expert behaviors in the context of knowledge elicitation and show the impact this has on the results. The overall aim is to provide a smart elicitation technique, and our findings serve as a guide for practical applications.}, language = {en} } @article{DahmKuehnOhrnbergeretal.2010, author = {Dahm, Torsten and Kuehn, Daniela and Ohrnberger, Matthias and Kroeger, Jens and Wiederhold, Helga and Reuther, Claus-Dieter and Dehghani, Ali and Scherbaum, Frank}, title = {Combining geophysical data sets to study the dynamics of shallow evaporites in urban environments : application to Hamburg, Germany}, issn = {0956-540X}, doi = {10.1111/j.1365-246X.2010.04521.x}, year = {2010}, abstract = {Shallowly situated evaporites in built-up areas are of relevance for urban and cultural development and hydrological regulation. The hazard of sinkholes, subrosion depressions and gypsum karst is often difficult to evaluate and may quickly change with anthropogenic influence. The geophysical exploration of evaporites in metropolitan areas is often not feasible with active industrial techniques. We collect and combine different passive geophysical data as microgravity, ambient vibrations, deformation and hydrological information to study the roof morphology of shallow evaporites beneath Hamburg, Northern Germany. The application of a novel gravity inversion technique leads to a 3-D depth model of the salt diapir under study. We compare the gravity-based depth model to pseudo-depths from H/V measurements and depth estimates from small-scale seismological array data. While the general range and trend of the diapir roof is consistent, a few anomalous regions are identified where H/V pseudo-depths indicate shallower structures not observed in gravity or array data. These are interpreted by shallow residual caprock floaters and zones of increased porosity. The shallow salt structure clearly correlates with a relative subsidence in the order of 2 mm yr(-1). The combined interpretation of roof morphology, yearly subsidence rates, chemical analyses of groundwater and of hydraulic head in aquifers indicates that the salt diapir beneath Hamburg is subject to significant ongoing dissolution that may possibly affect subrosion depressions, sinkhole distribution and land usage. The combined analysis of passive geophysical data may be exemplary for the study of shallow evaporites beneath other urban areas.}, language = {en} } @article{BommerDouglasScherbaumetal.2010, author = {Bommer, Julian J. and Douglas, John and Scherbaum, Frank and Cotton, Fabrice and Bungum, Hilmar and Faeh, Donat}, title = {On the selection of ground-motion prediction equations for seismic hazard analysis}, issn = {0895-0695}, doi = {10.1785/gssrl.81.5.783}, year = {2010}, language = {en} } @article{BlaserKruegerOhrnbergeretal.2010, author = {Blaser, Lilian and Kr{\"u}ger, Frank and Ohrnberger, Matthias and Scherbaum, Frank}, title = {Scaling relations of earthquake source parameter estimates with special focus on subduction environment}, issn = {0037-1106}, doi = {10.1785/0120100111}, year = {2010}, abstract = {Earthquake rupture length and width estimates are in demand in many seismological applications. Earthquake magnitude estimates are often available, whereas the geometrical extensions of the rupture fault mostly are lacking. Therefore, scaling relations are needed to derive length and width from magnitude. Most frequently used are the relationships of Wells and Coppersmith (1994) derived on the basis of a large dataset including all slip types with the exception of thrust faulting events in subduction environments. However, there are many applications dealing with earthquakes in subduction zones because of their high seismic and tsunamigenic potential. There are no well-established scaling relations for moment magnitude and length/width for subduction events. Within this study, we compiled a large database of source parameter estimates of 283 earthquakes. All focal mechanisms are represented, but special focus is set on (large) subduction zone events, in particular. Scaling relations were fitted with linear least-square as well as orthogonal regression and analyzed regarding the difference between continental and subduction zone/oceanic relationships. Additionally, the effect of technical progress in earthquake parameter estimation on scaling relations was tested as well as the influence of different fault mechanisms. For a given moment magnitude we found shorter but wider rupture areas of thrust events compared to Wells and Coppersmith (1994). The thrust event relationships for pure continental and pure subduction zone rupture areas were found to be almost identical. The scaling relations differ significantly for slip types. The exclusion of events prior to 1964 when the worldwide standard seismic network was established resulted in a remarkable effect on strike-slip scaling relations: the data do not show any saturation of rupture width of strike- slip earthquakes. Generally, rupture area seems to scale with mean slip independent of magnitude. The aspect ratio L/W, however, depends on moment and differs for each slip type.}, language = {en} } @article{AlAtikAbrahamsonBommeretal.2010, author = {Al Atik, Linda and Abrahamson, Norman A. and Bommer, Julian J. and Scherbaum, Frank and Cotton, Fabrice and Kuehn, Nicolas}, title = {The variability of ground-motion prediction models and its components}, issn = {0895-0695}, doi = {10.1785/gssrl.81.5.794}, year = {2010}, language = {en} } @article{ScherbaumDelavaudRiggelsen2009, author = {Scherbaum, Frank and Delavaud, Elise and Riggelsen, Carsten}, title = {Model selection in seismic hazard analysis : an information-theoretic perspective}, issn = {0037-1106}, doi = {10.1785/0120080347}, year = {2009}, abstract = {Although the methodological framework of probabilistic seismic hazard analysis is well established, the selection of models to predict the ground motion at the sites of interest remains a major challenge. Information theory provides a powerful theoretical framework that can guide this selection process in a consistent way. From an information- theoretic perspective, the appropriateness of models can be expressed in terms of their relative information loss (Kullback-Leibler distance) and hence in physically meaningful units (bits). In contrast to hypothesis testing, information-theoretic model selection does not require ad hoc decisions regarding significance levels nor does it require the models to be mutually exclusive and collectively exhaustive. The key ingredient, the Kullback-Leibler distance, can be estimated from the statistical expectation of log-likelihoods of observations for the models under consideration. In the present study, data-driven ground-motion model selection based on Kullback-Leibler-distance differences is illustrated for a set of simulated observations of response spectra and macroseismic intensities. Information theory allows for a unified treatment of both quantities. The application of Kullback-Leibler-distance based model selection to real data using the model generating data set for the Abrahamson and Silva (1997) ground-motion model demonstrates the superior performance of the information-theoretic perspective in comparison to earlier attempts at data- driven model selection (e.g., Scherbaum et al., 2004).}, language = {en} } @article{KuehnScherbaumRiggelsen2009, author = {K{\"u}hn, Nicolas M. and Scherbaum, Frank and Riggelsen, Carsten}, title = {Deriving empirical ground-motion models : balancing data constraints and physical assumptions to optimize prediction capability}, issn = {0037-1106}, doi = {10.1785/0120080136}, year = {2009}, abstract = {Empirical ground-motion models used in seismic hazard analysis are commonly derived by regression of observed ground motions against a chosen set of predictor variables. Commonly, the model building process is based on residual analysis and/or expert knowledge and/or opinion, while the quality of the model is assessed by the goodness-of-fit to the data. Such an approach, however, bears no immediate relation to the predictive power of the model and with increasing complexity of the models is increasingly susceptible to the danger of overfitting. Here, a different, primarily data-driven method for the development of ground-motion models is proposed that makes use of the notion of generalization error to counteract the problem of overfitting. Generalization error directly estimates the average prediction error on data not used for the model generation and, thus, is a good criterion to assess the predictive capabilities of a model. The approach taken here makes only few a priori assumptions. At first, peak ground acceleration and response spectrum values are modeled by flexible, nonphysical functions (polynomials) of the predictor variables. The inclusion of a particular predictor and the order of the polynomials are based on minimizing generalization error. The approach is illustrated for the next generation of ground-motion attenuation dataset. The resulting model is rather complex, comprising 48 parameters, but has considerably lower generalization error than functional forms commonly used in ground-motion models. The model parameters have no physical meaning, but a visual interpretation is possible and can reveal relevant characteristics of the data, for example, the Moho bounce in the distance scaling. In a second step, the regression model is approximated by an equivalent stochastic model, making it physically interpretable. The resulting resolvable stochastic model parameters are comparable to published models for western North America. In general, for large datasets generalization error minimization provides a viable method for the development of empirical ground-motion models.}, language = {en} } @article{KoehlerOhrnbergerScherbaum2009, author = {Koehler, Andreas and Ohrnberger, Matthias and Scherbaum, Frank}, title = {Unsupervised feature selection and general pattern discovery using Self-Organizing Maps for gaining insights into the nature of seismic wavefields}, issn = {0098-3004}, doi = {10.1016/j.cageo.2009.02.004}, year = {2009}, abstract = {This study presents an unsupervised feature selection and learning approach for the discovery and intuitive imaging of significant temporal patterns in seismic single-station or network recordings. For this purpose, the data are parametrized by real-valued feature vectors for short time windows using standard analysis tools for seismic data, such as frequency-wavenumber, polarization, and spectral analysis. We use Self-Organizing Maps (SOMs) for a data-driven feature selection, visualization and clustering procedure, which is in particular suitable for high-dimensional data sets. Our feature selection method is based on significance testing using the Wald-Wolfowitz runs test for-individual features and on correlation hunting with SOMs in feature subsets. Using synthetics composed of Rayleigh and Love waves and real-world data, we show the robustness and the improved discriminative power of that approach compared to feature subsets manually selected from individual wavefield parametrization methods. Furthermore, the capability of the clustering and visualization techniques to investigate the discrimination of wave phases is shown by means of synthetic waveforms and regional earthquake recordings.}, language = {en} } @article{FaenzaHainzlScherbaum2009, author = {Faenza, Licia and Hainzl, Sebastian and Scherbaum, Frank}, title = {Statistical analysis of the Central-Europe seismicity}, issn = {0040-1951}, doi = {10.1016/j.tecto.2008.04.030}, year = {2009}, abstract = {The aim of this paper is to characterize the spatio-temporal distribution of Central-Europe seismicity. Specifically, by using a non-parametric statistical approach, the proportional hazard model, leading to an empirical estimation of the hazard function, we provide some constrains on the time behavior of earthquake generation mechanisms. The results indicate that the most conspicuous characteristics of M-w 4.0+ earthquakes is a temporal clustering lasting a couple of years. This suggests that the probability of occurrence increases immediately after a previous event. After a few years, the process becomes almost time independent. Furthermore, we investigate the cluster properties of the seismicity of Central-Europe, by comparing the obtained result with the one of synthetic catalogs generated by the epidemic type aftershock sequences (ETAS) model, which previously have been successfully applied for short term clustering. Our results indicate that the ETAS is not well suited to describe the seismicity as a whole, while it is able to capture the features of the short- term behaviour. Remarkably, similar results have been previously found for Italy using a higher magnitude threshold.}, language = {en} } @article{DelavaudScherbaumKuehnetal.2009, author = {Delavaud, Elise and Scherbaum, Frank and Kuehn, Nicolas and Riggelsen, Carsten}, title = {Information-theoretic selection of ground-motion prediction equations for seismic hazard analysis : an applicability study using Californian data}, issn = {0037-1106}, doi = {10.1785/0120090055}, year = {2009}, abstract = {Considering the increasing number and complexity of ground-motion prediction equations available for seismic hazard assessment, there is a definite need for an efficient, quantitative, and robust method to select and rank these models for a particular region of interest. In a recent article, Scherbaum et al. (2009) have suggested an information- theoretic approach for this purpose that overcomes several shortcomings of earlier attempts at using data-driven ground- motion prediction equation selection procedures. The results of their theoretical study provides evidence that in addition to observed response spectra, macroseismic intensity data might be useful for model selection and ranking. We present here an applicability study for this approach using response spectra and macroseismic intensities from eight Californian earthquakes. A total of 17 ground-motion prediction equations, from different regions, for response spectra, combined with the equation of Atkinson and Kaka (2007) for macroseismic intensities are tested for their relative performance. The resulting data-driven rankings show that the models that best estimate ground motion in California are, as one would expect, Californian and western U. S. models, while some European models also perform fairly well. Moreover, the model performance appears to be strongly dependent on both distance and frequency. The relative information of intensity versus response spectral data is also explored. The strong correlation we obtain between intensity-based rankings and spectral-based ones demonstrates the great potential of macroseismic intensities data for model selection in the context of seismic hazard assessment.}, language = {en} } @article{Scherbaum1997, author = {Scherbaum, Frank}, title = {Zero Phase FIR filters in digital seismic acquisition systems : blessing or curse}, year = {1997}, language = {en} } @article{ScherbaumBouin1997, author = {Scherbaum, Frank and Bouin, M. P.}, title = {FIR filter effects and nucleation phases}, year = {1997}, language = {en} } @article{ScherbaumKruegerWeber1997, author = {Scherbaum, Frank and Kr{\"u}ger, Frank and Weber, Michael H.}, title = {Double beam imaging : mapping lower mantle heterogeneities using combinations of source and receiver arrays}, year = {1997}, language = {en} } @article{RietbrockScherbaum1998, author = {Rietbrock, Andreas and Scherbaum, Frank}, title = {The GIANT analysis system (Graphical Interaktive Aftershock Network Toolbox)}, year = {1998}, language = {en} } @article{RietbrockScherbaum1998, author = {Rietbrock, Andreas and Scherbaum, Frank}, title = {Crustal scattering at the KTB from a combined microearthquake and receiver analysis}, year = {1998}, language = {en} } @article{WassermannOhrnbergerScherbaumetal.1998, author = {Wassermann, Joachim and Ohrnberger, Matthias and Scherbaum, Frank and Gossler, J. and Zschau, Jochen}, title = {Kontinuierliche seismologische Netz- und Arraymessungen am Dekadenvulkan Merapi (Java, Indonesien) : ein Zwischenres{\"u}mee = Continuous measurements at Merapi volcano (Java, Indonesia) using anetwork of small-scale seismograph arrays}, issn = {0947-1944}, year = {1998}, language = {de} } @article{ThomasWeberWicksetal.1999, author = {Thomas, Ch. and Weber, Michael H. and Wicks, Chuck and Scherbaum, Frank}, title = {Small scatterers in the lower mantle observed at German broadband arrays}, year = {1999}, language = {en} } @article{OhrnbergerWassermannScherbaumetal.1999, author = {Ohrnberger, Matthias and Wassermann, J{\"u}rgen and Scherbaum, Frank and Budi, E. N. and Gossler, J.}, title = {Detection and classification of seismic signals of volcanic origin at Mt. Merapi (Indonesia)}, year = {1999}, language = {en} } @book{LoosScherbaum1999, author = {Loos, Wolfgang and Scherbaum, Frank}, title = {Inner earth : a seismosonic symphony}, publisher = {Traumton (Indigo Vertrieb)}, address = {[s.l.]}, pages = {Audio-CD}, year = {1999}, language = {en} } @article{DeichmannAnsorgeScherbaumetal.1999, author = {Deichmann, N. and Ansorge, J{\"o}rg and Scherbaum, Frank and Aschwanden, Andy and Bernadi, F. and Gudmundsson, Gudmundur Hilmar}, title = {Evidence for deep icequakes in an alpine glacier}, year = {1999}, language = {en} } @article{ScherbaumWeberBorm2000, author = {Scherbaum, Frank and Weber, Michael H. and Borm, G.}, title = {The deep seismological lab in the KTB borehole: Status 1999}, year = {2000}, language = {en} } @article{ThomasIgelWeberetal.2000, author = {Thomas, Ch. and Igel, Heiner and Weber, Michael H. and Scherbaum, Frank}, title = {Acoustic simulation of P-wave propagation in a heterogeneous spherical earth : numerical method and application to precursor waves to PKPdf}, year = {2000}, language = {en} } @book{Scherbaum2001, author = {Scherbaum, Frank}, title = {Of poles and zeros : fundamentals of digital seismology}, series = {Modern approaches in geophysics}, volume = {15}, journal = {Modern approaches in geophysics}, edition = {Rev. 2. ed., reprint with corr}, publisher = {Springer}, address = {Dordrecht}, isbn = {0-7923-6834-7}, pages = {265 p.}, year = {2001}, language = {en} } @article{ScherbaumSchmidtke2001, author = {Scherbaum, Frank and Schmidtke, E.}, title = {Digital seismology tutor}, year = {2001}, language = {en} } @article{FalsaperlaWassermannScherbaum2002, author = {Falsaperla, Susanna and Wassermann, Joachim and Scherbaum, Frank}, title = {Solid earth - 29. Polarization analyses of broadband seismic data recorded on Stromboli Volcano (Italy) from 1996 to 1999 (DOI 10.1029-2001GLO14300)}, year = {2002}, language = {en} } @article{ScherbaumCottonSmit2004, author = {Scherbaum, Frank and Cotton, Fabrice and Smit, P.}, title = {On the use of response spectral-reference data for the selection and ranking of ground-motion models for seismic-hazard analysis in regions of moderate seismicity : the case of rock motion}, issn = {0037-1106}, year = {2004}, abstract = {The use of ground-motion-prediction equations to estimate ground shaking has become a very popular approach for seismic-hazard assessment, especially in the framework of a logic-tree approach. Owing to the large number of existing published ground-motion models, however, the selection and ranking of appropriate models for a particular target area often pose serious practical problems. Here we show how observed around-motion records can help to guide this process in a systematic and comprehensible way. A key element in this context is a new, likelihood based, goodness-of-fit measure that has the property not only to quantify the model fit but also to measure in some degree how well the underlying statistical model assumptions are met. By design, this measure naturally scales between 0 and 1, with a value of 0.5 for a situation in which the model perfectly matches the sample distribution both in terms of mean and standard deviation. We have used it in combination with other goodness-of-fit measures to derive a simple classification scheme to quantify how well a candidate ground-rnotion-prediction equation models a particular set of observed-response spectra. This scheme is demonstrated to perform well in recognizing a number of popular ground-motion models from their rock-site- recording, subsets. This indicates its potential for aiding the assignment of logic-tree weights in a consistent and reproducible way. We have applied our scheme to the border region of France, Germany, and Switzerland where the M-w 4.8 St. Die earthquake of 22 February 2003 in eastern France recently provided a small set of observed-response spectra. These records are best modeled by the ground-motion-prediction equation of Berge-Thierry et al. (2003), which is based on the analysis of predominantly European data. The fact that the Swiss model of Bay et al. (2003) is not able to model the observed records in an acceptable way may indicate general problems arising from the use of weak-motion data for strong-motion prediction}, language = {en} } @article{HinzenWeberScherbaum2004, author = {Hinzen, K. G. and Weber, B. and Scherbaum, Frank}, title = {On the resolution of H/V measurements to determine sediment thickness, a case study across a normal fault in the Lower Rhine Embayment, Germany}, issn = {1363-2469}, year = {2004}, abstract = {In recent years, H/V measurements have been increasingly used to map the thickness of sediment fill in sedimentary basins in the context of seismic hazard assessment. This parameter is believed to be an important proxy for the site effects in sedimentary basins (e.g. in the Los Angeles basin). Here we present the results of a test using this approach across an active normal fault in a structurally well known situation. Measurements on a 50 km long profile with 1 km station spacing clearly show a change in the frequency of the fundamental peak of H/V ratios with increasing thickness of the sediment layer in the eastern part of the Lower Rhine Embayment. Subsequently, a section of 10 km length across the Erft-Sprung system, a normal fault with ca. 750 m vertical offset, was measured with a station distance of 100 m. Frequencies of the first and second peaks and the first trough in the H/V spectra are used in a simple resonance model to estimate depths of the bedrock. While the frequency of the first peak shows a large scatter for sediment depths larger than ca. 500 m, the frequency of the first trough follows the changing thickness of the sediments across the fault. The lateral resolution is in the range of the station distance of 100 m. A power law for the depth dependence of the S-wave velocity derived from down hole measurements in an earlier study [Budny, 1984] and power laws inverted from dispersion analysis of micro array measurements [Scherbaum et al., 2002] agree with the results from the H/V ratios of this study}, language = {en} } @article{ScherbaumSchmedesCotton2004, author = {Scherbaum, Frank and Schmedes, J. and Cotton, Fabrice}, title = {On the conversion of source-to-site distance measures for extended earthquake source models}, issn = {0037-1106}, year = {2004}, abstract = {One of the major challenges in engineering seismology is the reliable prediction of site-specific ground motion for particular earthquakes, observed at specific distances. For larger events, a special problem arises, at short distances, with the source-to-site distance measure, because distance metrics based on a point-source model are no longer appropriate. As a consequence, different attenuation relations differ in the distance metric that they use. In addition to being a source of confusion, this causes problems to quantitatively compare or combine different ground- motion models; for example, in the context of Probabilistic Seismic Hazard Assessment, in cases where ground-motion models with different distance metrics occupy neighboring branches of a logic tree. In such a situation, very crude assumptions about source sizes and orientations often have to be used to be able to derive an estimate of the particular metric required. Even if this solves the problem of providing a number to put into the attenuation relation, a serious problem remains. When converting distance measures, the corresponding uncertainties map onto the estimated ground motions according to the laws of error propagation. To make matters worse, conversion of distance metrics can cause the uncertainties of the adapted ground-motion model to become magnitude and distance dependent, even if they are not in the original relation. To be able to treat this problem quantitatively, the variability increase caused by the distance metric conversion has to be quantified. For this purpose, we have used well established scaling laws to determine explicit distance conversion relations using regression analysis on simulated data. We demonstrate that, for all practical purposes, most popular distance metrics can be related to the Joyner-Boore distance using models based on gamma distributions to express the shape of some "residual function." The functional forms are magnitude and distance dependent and are expressed as polynomials. We compare the performance of these relations with manually derived individual distance estimates for the Landers, the Imperial Valley, and the Chi-Chi earthquakes}, language = {en} } @article{MalischewskyScherbaum2004, author = {Malischewsky, Peter G. and Scherbaum, Frank}, title = {Love's formula and H/V-ratio (ellipticity) of Rayleigh waves}, issn = {0165-2125}, year = {2004}, abstract = {The ellipticity of Rayleigh surface waves, which is an important parameter characterizing the propagation medium, is studied for several models with increasing complexity. While the main focus lies on theory, practical implications of the use of the horizontal to vertical component ratio (H/V-ratio) to Study the subsurface structure are considered as well. Love's approximation of the ellipticity for an incompressible layer over an incompressible half-space is critically discussed especially concerning its applicability for different impedance contrasts. The main result is an analytically exact formula of H/V for a 2-layer model of compressible media, which is a generalization of Love's formula. It turns out that for a limited range of models Love's approximation can be used also in the general case. (C) 2003 Elsevier B.V. All rights reserved}, language = {en} } @article{KummerowKindOnckenetal.2004, author = {Kummerow, J. and Kind, Rainer and Oncken, Onno and Giese, Peter and Ryberg, Trond and Wylegalla, Kurt and Scherbaum, Frank}, title = {A natural and controlled source seismic profile through the Eastern Alps : TRANSALP}, year = {2004}, abstract = {The combined passive and active seismic TRANSALP experiment produced an unprecedented high-resolution crustal image of the Eastern Alps between Munich and Venice. The European and Adriatic Mohos (EM and AM, respectively) are clearly imaged with different seismic techniques: near-vertical incidence reflections and receiver functions (RFs). The European Moho dips gently southward from 35 km beneath the northern foreland to a maximum depth of 55 km beneath the central part of the Eastern Alps, whereas the Adriatic Moho is imaged primarily by receiver functions at a relatively constant depth of about 40 km. In both data sets, we have also detected first-order Alpine shear zones, such as the Helvetic detachment, Inntal fault and SubTauern ramp in the north. Apart from the Valsugana thrust, receiver functions in the southern part of the Eastern Alps have also observed a north dipping interface, which may penetrate the entire Adriatic crust [Adriatic Crust Interface (ACI)]. Deep crustal seismicity may be related to the ACI. We interpret the ACI as the currently active retroshear zone in the doubly vergent Alpine collisional belt. (C) 2004 Elsevier B.V. All rights reserved}, language = {en} } @article{WeberAbuAyyashAbueladasetal.2004, author = {Weber, Michael H. and Abu-Ayyash, Khalil and Abueladas, Abdel-Rahman and Agnon, Amotz and Al-Amoush, H. and Babeyko, Andrey and Bartov, Yosef and Baumann, M. and Ben-Avraham, Zvi and Bock, G{\"u}nter and Bribach, Jens and El-Kelani, R. and Forster, A. and F{\"o}rster, Hans-J{\"u}rgen and Frieslander, U. and Garfunkel, Zvi and Grunewald, Steffen and Gotze, Hans-J{\"u}rgen and Haak, Volker and Haberland, Christian and Hassouneh, Mohammed and Helwig, S. and Hofstetter, Alfons and Jackel, K. H. and Kesten, Dagmar and Kind, Rainer and Maercklin, Nils and Mechie, James and Mohsen, Amjad and Neubauer, F. M. and Oberh{\"a}nsli, Roland and Qabbani, I. and Ritter, O. and Rumpker, G. and Rybakov, M. and Ryberg, Trond and Scherbaum, Frank and Schmidt, J. and Schulze, A. and Sobolev, Stephan Vladimir and Stiller, M. and Th,}, title = {The crustal structure of the Dead Sea Transform}, year = {2004}, abstract = {To address one of the central questions of plate tectonics-How do large transform systems work and what are their typical features?-seismic investigations across the Dead Sea Transform (DST), the boundary between the African and Arabian plates in the Middle East, were conducted for the first time. A major component of these investigations was a combined reflection/ refraction survey across the territories of Palestine, Israel and Jordan. The main results of this study are: (1) The seismic basement is offset by 3-5 km under the DST, (2) The DST cuts through the entire crust, broadening in the lower crust, (3) Strong lower crustal reflectors are imaged only on one side of the DST, (4) The seismic velocity sections show a steady increase in the depth of the crust-mantle transition (Moho) from 26 km at the Mediterranean to 39 km under the Jordan highlands, with only a small but visible, asymmetric topography of the Moho under the DST. These observations can be linked to the left-lateral movement of 105 km of the two plates in the last 17 Myr, accompanied by strong deformation within a narrow zone cutting through the entire crust. Comparing the DST and the San Andreas Fault (SAF) system, a strong asymmetry in subhorizontal lower crustal reflectors and a deep reaching deformation zone both occur around the DST and the SAF. The fact that such lower crustal reflectors and deep deformation zones are observed in such different transform systems suggests that these structures are possibly fundamental features of large transform plate boundaries}, language = {en} } @article{BommerAbrahamsonStrasseretal.2004, author = {Bommer, Julian J. and Abrahamson, Norman A. and Strasser, F. O. and Pecker, Alain and Bard, Pierre-Yves and Bungum, Hilmar and Cotton, Fabrice and F{\"a}h, Donat and Sabetta, F. and Scherbaum, Frank and Studer, Jost}, title = {The challenge of defining upper bounds on earthquake ground motions}, issn = {0895-0695}, year = {2004}, language = {en} } @article{KohlerOhrnbergerScherbaumetal.2004, author = {Kohler, A. and Ohrnberger, Matthias and Scherbaum, Frank and Stange, S. and Kind, F.}, title = {Ambient vibration measurements in the Southern Rhine Graben close to Basle}, issn = {1593-5213}, year = {2004}, abstract = {This study presents results of ambient noise measurements from temporary single station and small-scale array deployments in the northeast of Basle. H/V spectral ratios were determined along various profiles crossing the eastern masterfault of the Rhine Rift Valley and the adjacent sedimentary rift fills. The fundamental H/V peak frequencies are decreasing along the profile towards the eastern direction being consistent with the dip of the tertiary sediments within the rift. Using existing empirical relationships between H/V frequency peaks and the depth of the dominant seismic contrast, derived on basis of the lambda/4-resonance hypothesis and a power law depth dependence of the S-wave velocity, we obtain thicknesses of the rift fill from about 155 m in the west to 280 in in the east. This is in agreement with previous studies. The array analysis of the ambient noise wavefield yielded a stable dispersion relation consistent with Rayleigh wave propagation velocities. We conclude that a significant amount of surface waves is contained in the observed wavefield. The computed ellipticity for fundamental mode Rayleigh waves for the velocity depth models used for the estimation of the sediment thicknesses is in agreement with the observed H/V spectra over a large frequency band}, language = {en} } @article{SchmedesHainzlReameretal.2005, author = {Schmedes, J. and Hainzl, Sebastian and Reamer, S. K. and Scherbaum, Frank and Hinzen, K. G.}, title = {Moment release in the Lower Rhine Embayment, Germany : seismological perspective of the deformation process}, issn = {0956-540X}, year = {2005}, abstract = {An important task of seismic hazard assessment consists of estimating the rate of seismic moment release which is correlated to the rate of tectonic deformation and the seismic coupling. However, the estimations of deformation depend on the type of information utilized (e.g. geodetic, geological, seismic) and include large uncertainties. We therefore estimate the deformation rate in the Lower Rhine Embayment (LRE), Germany, using an integrated approach where the uncertainties have been systematically incorporated. On the basis of a new homogeneous earthquake catalogue we initially determine the frequency-magnitude distribution by statistical methods. In particular, we focus on an adequate estimation of the upper bound of the Gutenberg-Richter relation and demonstrate the importance of additional palaeoseis- mological information. The integration of seismological and geological information yields a probability distribution of the upper bound magnitude. Using this distribution together with the distribution of Gutenberg-Richter a and b values, we perform Monte Carlo simulations to derive the seismic moment release as a function of the observation time. The seismic moment release estimated from synthetic earthquake catalogues with short catalogue length is found to systematically underestimate the long-term moment rate which can be analytically determined. The moment release recorded in the LRE over the last 250 yr is found to be in good agreement with the probability distribution resulting from the Monte Carlo simulations. Furthermore, the long-term distribution is within its uncertainties consistent with the moment rate derived by geological measurements, indicating an almost complete seismic coupling in this region. By means of Kostrov's formula, we additionally calculate the full deformation rate tensor using the distribution of known focal mechanisms in LRE. Finally, we use the same approach to calculate the seismic moment and the deformation rate for two subsets of the catalogue corresponding to the east- and west-dipping faults, respectively}, language = {en} }