@phdthesis{Zakharova2015, author = {Zakharova, Olga}, title = {Analysis and modeling of transient earthquake patterns and their dependence on local stress regimes}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-86455}, school = {Universit{\"a}t Potsdam}, pages = {XVI, 94}, year = {2015}, abstract = {Investigations in the field of earthquake triggering and associated interactions, which includes aftershock triggering as well as induced seismicity, is important for seismic hazard assessment due to earthquakes destructive power. One of the approaches to study earthquake triggering and their interactions is the use of statistical earthquake models, which are based on knowledge of the basic seismicity properties, in particular, the magnitude distribution and spatiotemporal properties of the triggered events. In my PhD thesis I focus on some specific aspects of aftershock properties, namely, the relative seismic moment release of the aftershocks with respect to the mainshocks; the spatial correlation between aftershock occurrence and fault deformation; and on the influence of aseismic transients on the aftershock parameter estimation. For the analysis of aftershock sequences I choose a statistical approach, in particular, the well known Epidemic Type Aftershock Sequence (ETAS) model, which accounts for the input of background and triggered seismicity. For my specific purposes, I develop two ETAS model modifications in collaboration with Sebastian Hainzl. By means of this approach, I estimate the statistical aftershock parameters and performed simulations of aftershock sequences as well. In the case of seismic moment release of aftershocks, I focus on the ratio of cumulative seismic moment release with respect to the mainshocks. Specifically, I investigate the ratio with respect to the focal mechanism of the mainshock and estimate an effective magnitude, which represents the cumulative aftershock energy (similar to Bath's law, which defines the average difference between mainshock and the largest aftershock magnitudes). Furthermore, I compare the observed seismic moment ratios with the results of the ETAS simulations. In particular, I test a restricted ETAS (RETAS) model which is based on results of a clock advanced model and static stress triggering. To analyze spatial variations of triggering parameters I focus in my second approach on the aftershock occurrence triggered by large mainshocks and the study of the aftershock parameter distribution and their spatial correlation with the coseismic/postseismic slip and interseismic locking. To invert the aftershock parameters I improve the modified ETAS (m-ETAS) model, which is able to take the extension of the mainshock rupture into account. I compare the results obtained by the classical approach with the output of the m-ETAS model. My third approach is concerned with the temporal clustering of seismicity, which might not only be related to earthquake-earthquake interactions, but also to a time-dependent background rate, potentially biasing the parameter estimations. Thus, my coauthors and I also applied a modification of the ETAS model, which is able to take into account time-dependent background activity. It can be applicable for two different cases: when an aftershock catalog has a temporal incompleteness or when the background seismicity rate changes with time, due to presence of aseismic forces. An essential part of any research is the testing of the developed models using observational data sets, which are appropriate for the particular study case. Therefore, in the case of seismic moment release I use the global seismicity catalog. For the spatial distribution of triggering parameters I exploit two aftershock sequences of the Mw8.8 2010 Maule (Chile) and Mw 9.0 2011 Tohoku (Japan) mainshocks. In addition, I use published geodetic slip models of different authors. To test our ability to detect aseismic transients my coauthors and I use the data sets from Western Bohemia (Central Europe) and California. Our results indicate that: (1) the seismic moment of aftershocks with respect to mainshocks depends on the static stress changes and is maximal for the normal, intermediate for thrust and minimal for strike-slip stress regimes, where the RETAS model shows a good correspondence with the results; (2) The spatial distribution of aftershock parameters, obtained by the m-ETAS model, shows anomalous values in areas of reactivated crustal fault systems. In addition, the aftershock density is found to be correlated with coseismic slip gradient, afterslip, interseismic coupling and b-values. Aftershock seismic moment is positively correlated with the areas of maximum coseismic slip and interseismically locked areas. These correlations might be related to the stress level or to material properties variations in space; (3) Ignoring aseismic transient forcing or temporal catalog incompleteness can lead to the significant under- or overestimation of the underlying trigger parameters. In the case when a catalog is complete, this method helps to identify aseismic sources.}, language = {en} } @phdthesis{Luft2015, author = {Luft, Laura Charlotte}, title = {Bridging the gap between science and nature conservation practice}, school = {Universit{\"a}t Potsdam}, pages = {173}, year = {2015}, language = {en} } @phdthesis{TorresAcosta2015, author = {Torres Acosta, Ver{\´o}nica}, title = {Denudation processes in a tectonically active rift on different time scales}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-84534}, school = {Universit{\"a}t Potsdam}, pages = {xv, ix, 183}, year = {2015}, abstract = {Continental rifts are excellent regions where the interplay between extension, the build-up of topography, erosion and sedimentation can be evaluated in the context of landscape evolution. Rift basins also constitute important archives that potentially record the evolution and migration of species and the change of sedimentary conditions as a result of climatic change. Finally, rifts have increasingly become targets of resource exploration, such as hydrocarbons or geothermal systems. The study of extensional processes and the factors that further modify the mainly climate-driven surface process regime helps to identify changes in past and present tectonic and geomorphic processes that are ultimately recorded in rift landscapes. The Cenozoic East African Rift System (EARS) is an exemplary continental rift system and ideal natural laboratory to observe such interactions. The eastern and western branches of the EARS constitute first-order tectonic and topographic features in East Africa, which exert a profound influence on the evolution of topography, the distribution and amount of rainfall, and thus the efficiency of surface processes. The Kenya Rift is an integral part of the eastern branch of the EARS and is characterized by high-relief rift escarpments bounded by normal faults, gently tilted rift shoulders, and volcanic centers along the rift axis. Considering the Cenozoic tectonic processes in the Kenya Rift, the tectonically controlled cooling history of rift shoulders, the subsidence history of rift basins, and the sedimentation along and across the rift, may help to elucidate the morphotectonic evolution of this extensional province. While tectonic forcing of surface processes may play a minor role in the low-strain rift on centennial to millennial timescales, it may be hypothesized that erosion and sedimentation processes impacted by climate shifts associated with pronounced changes in the availability in moisture may have left important imprints in the landscape. In this thesis I combined thermochronological, geomorphic field observations, and morphometry of digital elevation models to reconstruct exhumation processes and erosion rates, as well as the effects of climate on the erosion processes in different sectors of the rift. I present three sets of results: (1) new thermochronological data from the northern and central parts of the rift to quantitatively constrain the Tertiary exhumation and thermal evolution of the Kenya Rift. (2) 10Be-derived catchment-wide mean denudation rates from the northern, central and southern rift that characterize erosional processes on millennial to present-day timescales; and (3) paleo-denudation rates in the northern rift to constrain climatically controlled shifts in paleoenvironmental conditions during the early Holocene (African Humid Period). Taken together, my studies show that time-temperature histories derived from apatite fission track (AFT) analysis, zircon (U-Th)/He dating, and thermal modeling bracket the onset of rifting in the Kenya Rift between 65-50 Ma and about 15 Ma to the present. These two episodes are marked by rapid exhumation and, uplift of the rift shoulders. Between 45 and 15 Ma the margins of the rift experienced very slow erosion/exhumation, with the accommodation of sediments in the rift basin. In addition, I determined that present-day denudation rates in sparsely vegetated parts of the Kenya Rift amount to 0.13 mm/yr, whereas denudation rates in humid and more densely vegetated sectors of the rift flanks reach a maximum of 0.08 mm/yr, despite steeper hillslopes. I inferred that hillslope gradient and vegetation cover control most of the variation in denudation rates across the Kenya Rift today. Importantly, my results support the notion that vegetation cover plays a fundamental role in determining the voracity of erosion of hillslopes through its stabilizing effects on the land surface. Finally, in a pilot study I highlighted how paleo-denudation rates in climatic threshold areas changed significantly during times of transient hydrologic conditions and involved a sixfold increase in erosion rates during increased humidity. This assessment is based on cosmogenic nuclide (10Be) dating of quartzitic deltaic sands that were deposited in the northern Kenya Rift during a highstand of Lake Suguta, which was associated with the Holocene African Humid Period. Taken together, my new results document the role of climate variability in erosion processes that impact climatic threshold environments, which may provide a template for potential future impacts of climate-driven changes in surface processes in the course of Global Change.}, language = {en} } @phdthesis{Boesche2015, author = {B{\"o}sche, Nina Kristine}, title = {Detection of rare earth elements and rare earth oxides with hyperspectral spectroscopy}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-85363}, school = {Universit{\"a}t Potsdam}, pages = {147}, year = {2015}, abstract = {The continuously increasing demand for rare earth elements in technical components of modern technologies, brings the detection of new deposits closer into the focus of global exploration. One promising method to globally map important deposits might be remote sensing, since it has been used for a wide range of mineral mapping in the past. This doctoral thesis investigates the capacity of hyperspectral remote sensing for the detection of rare earth element deposits. The definition and the realization of a fundamental database on the spectral characteristics of rare earth oxides, rare earth metals and rare earth element bearing materials formed the basis of this thesis. To investigate these characteristics in the field, hyperspectral images of four outcrops in Fen Complex, Norway, were collected in the near-field. A new methodology (named REEMAP) was developed to delineate rare earth element enriched zones. The main steps of REEMAP are: 1) multitemporal weighted averaging of multiple images covering the sample area; 2) sharpening the rare earth related signals using a Gaussian high pass deconvolution technique that is calibrated on the standard deviation of a Gaussian-bell shaped curve that represents by the full width of half maxima of the target absorption band; 3) mathematical modeling of the target absorption band and highlighting of rare earth elements. REEMAP was further adapted to different hyperspectral sensors (EO-1 Hyperion and EnMAP) and a new test site (Lofdal, Namibia). Additionally, the hyperspectral signatures of associated minerals were investigated to serve as proxy for the host rocks. Finally, the capacity and limitations of spectroscopic rare earth element detection approaches in general and of the REEMAP approach specifically were investigated and discussed. One result of this doctoral thesis is that eight rare earth oxides show robust absorption bands and, therefore, can be used for hyperspectral detection methods. Additionally, the spectral signatures of iron oxides, iron-bearing sulfates, calcite and kaolinite can be used to detect metasomatic alteration zones and highlight the ore zone. One of the key results of this doctoral work is the developed REEMAP approach, which can be applied from near-field to space. The REEMAP approach enables rare earth element mapping especially for noisy images. Limiting factors are a low signal to noise ratio, a reduced spectral resolution, overlaying materials, atmospheric absorption residuals and non-optimal illumination conditions. Another key result of this doctoral thesis is the finding that the future hyperspectral EnMAP satellite (with its currently published specifications, June 2015) will be theoretically capable to detect absorption bands of erbium, dysprosium, holmium, neodymium and europium, thulium and samarium. This thesis presents a new methodology REEMAP that enables a spatially wide and rapid hyperspectral detection of rare earth elements in order to meet the demand for fast, extensive and efficient rare earth exploration (from near-field to space).}, language = {en} } @phdthesis{Priegnitz2015, author = {Priegnitz, Mike}, title = {Development of geophysical methods to characterize methane hydrate reservoirs on a laboratory scale}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-89321}, school = {Universit{\"a}t Potsdam}, pages = {X, 99}, year = {2015}, abstract = {Gashydrate sind kristalline Feststoffe bestehend aus Wasser und Gasmolek{\"u}len. Sie sind stabil bei erh{\"o}hten Dr{\"u}cken und niedrigen Temperaturen. Nat{\"u}rliche Hydratvorkommen treten daher an Kontinentalh{\"a}ngen, in Permafrostb{\"o}den und in tiefen Seen sowie Binnenmeeren auf. Bei der Hydratbildung orientieren sich die Wassermolek{\"u}le neu und bilden sogenannte K{\"a}figstrukturen, in die Gas eingelagert werden kann. Aufgrund des hohen Drucks bei der Hydratbildung k{\"o}nnen große Mengen an Gas in die Hydratstruktur eingebaut werden. Das Volumenverh{\"a}ltnis von Wasser zu Gas kann dabei bis zu 1:172 bei 0°C und Atmosph{\"a}rendruck betragen. Nat{\"u}rliche Gashydrate enthalten haupts{\"a}chlich Methan. Da Methan sowohl ein Treibhausgas als auch ein Brenngas ist, stellen Gashydrate gleichermaßen eine potentielle Energieressource sowie eine m{\"o}gliche Quelle f{\"u}r Treibhausgase dar. Diese Arbeit untersucht die physikalischen Eigenschaften von Methanhydrat ges{\"a}ttigten Sedimentproben im Labormaßstab. Dazu wurde ein großer Reservoirsimulator (LARS) mit einer eigens entwickelten elektrischen Widerstandstomographie ausger{\"u}stet, die das erste Mal an hydratges{\"a}ttigten Sedimentproben unter kontrollierten Temperatur-, Druck-, und Hydrats{\"a}ttigungsbedingungen im Labormaßstab angewendet wurde. {\"U}blicherweise ist der Porenraum von (marinen) Sedimenten mit elektrisch gut leitendem Salzwasser gef{\"u}llt. Da Hydrate einen elektrischen Isolator darstellen, ergeben sich große Kontraste hinsichtlich der elektrischen Eigenschaften im Porenraum w{\"a}hrend der Hydratbildung und -zersetzung. Durch wiederholte Messungen w{\"a}hrend der Hydraterzeugung ist es m{\"o}glich die r{\"a}umliche Widerstandsverteilung in LARS aufzuzeichnen. Diese Daten bilden in der Folge die Grundlage f{\"u}r eine neue Auswerteroutine, welche die r{\"a}umliche Widerstandsverteilung in die r{\"a}umliche Verteilung der Hydrats{\"a}ttigung {\"u}berf{\"u}hrt. Dadurch ist es m{\"o}glich, die sich {\"a}ndernde Hydrats{\"a}ttigung sowohl r{\"a}umlich als auch zeitlich hoch aufgel{\"o}st w{\"a}hrend der gesamten Hydraterzeugungsphase zu verfolgen. Diese Arbeit zeigt, dass die entwickelte Widerstandstomographie eine gute Datenqualit{\"a}t aufwies und selbst geringe Hydrats{\"a}ttigungen innerhalb der Sedimentprobe detektiert werden konnten. Bei der Umrechnung der Widerstandsverteilung in lokale Hydrat-S{\"a}ttigungswerte wurden die besten Ergebnisse mit dem Archie-var-phi Ansatz erzielt, der die zunehmende Hydratphase dem Sedimentger{\"u}st zuschreibt, was einer Abnahme der Porosit{\"a}t gleichkommt. Die Widerstandsmessungen zeigten weiterhin, dass die schnelle Hydraterzeugung im Labor zur Ausbildung von kleinen Hydratkristallen f{\"u}hrte, die dazu neigten, zu rekristalliesieren. Es wurden weiterhin Hydrat-Abbauversuche durchgef{\"u}hrt, bei denen die Hydratphase {\"u}ber Druckerniedrigung in Anlehnung an den 2007/2008 Mallik Feldtest zersetzt wurde. Dabei konnte beobachtet werden, dass die Muster der Gas- undWasserflussraten im Labor zum Teil gut nachgebildet werden konnten, jedoch auch aufbaubedingte Abweichungen auftraten. In zwei weiteren Langzeitversuchen wurde die Realisierbarkeit und das Verhalten bei CO2-CH4-Hydrat Austauschversuchen in LARS untersucht. Das tomographische Messsystem wurde dabei genutzt um w{\"a}hrend der CH4 Hydrat Aufbauphase die Hydratverteilung innerhalb der Sedimentprobe zu {\"u}berwachen. Im Zuge der anschließenden CO2-Injektion konnte mithilfe der Widerstandstomographie die sich ausbreitende CO2-Front {\"u}berwacht und der Zeitpunkt des CO2 Durchbruchs identifiziert werden.}, language = {en} } @phdthesis{Obu2015, author = {Obu, Jaroslav}, title = {Effect of mass wasting on soil organic carbon storage and coastal erosion in permafrost environments}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-90599}, school = {Universit{\"a}t Potsdam}, pages = {iii, 93}, year = {2015}, abstract = {Accelerated permafrost thaw under the warming Arctic climate can have a significant impact on Arctic landscapes. Areas underlain by permafrost store high amounts of soil organic carbon (SOC). Permafrost disturbances may contribute to increased release of carbon dioxide and methane to the atmosphere. Coastal erosion, amplified through a decrease in Arctic sea-ice extent, may also mobilise SOC from permafrost. Large expanses of permafrost affected land are characterised by intense mass-wasting processes such as solifluction, active-layer detachments and retrogressive thaw slumping. Our aim is to assess the influence of mass wasting on SOC storage and coastal erosion. We studied SOC storage on Herschel Island by analysing active-layer and permafrost samples, and compared non-disturbed sites to those characterised by mass wasting. Mass-wasting sites showed decreased SOC storage and material compaction, whereas sites characterised by material accumulation showed increased storage. The SOC storage on Herschel Island is also significantly correlated to catenary position and other slope characteristics. We estimated SOC storage on Herschel Island to be 34.8 kg C m-2. This is comparable to similar environments in northwest Canada and Alaska. Coastal erosion was analysed using high resolution digital elevation models (DEMs). Two LIDAR scanning of the Yukon Coast were done in 2012 and 2013. Two DEMs with 1 m horizontal resolution were generated and used to analyse elevation changes along the coast. The results indicate considerable spatial variability in short-term coastline erosion and progradation. The high variability was related to the presence of mass-wasting processes. Erosion and deposition extremes were recorded where the retrogressive thaw slump (RTS) activity was most pronounced. Released sediment can be transported by longshore drift and affects not only the coastal processes in situ but also along adjacent coasts. We also calculated volumetric coastal erosion for Herschel Island by comparing a stereo-photogrammetrically derived DEM from 2004 with LIDAR DEMs. We compared this volumetric erosion to planimetric erosion, which was based on coastlines digitised from satellite imagery. We found a complex relationship between planimetric and volumetric coastal erosion, which we attribute to frequent occurrence of mass-wasting processes along the coasts. Our results suggest that volumetric erosion corresponds better with environmental forcing and is more suitable for the estimation of organic carbon fluxes than planimetric erosion. Mass wasting can decrease SOC storage by several mechanisms. Increased aeration following disturbance may increase microbial activity, which accelerates organic matter decomposition. New hydrological conditions that follow the mass wasting event can cause leaching of freshly exposed material. Organic rich material can also be directly removed into the sea or into a lake. On the other hand the accumulation of mobilised material can result in increased SOC storage. Mass-wasting related accumulations of mobilised material can significantly impact coastal erosion in situ or along the adjacent coast by longshore drift. Therefore, the coastline movement observations cannot completely resolve the actual sediment loss due to these temporary accumulations. The predicted increase of mass-wasting activity in the course of Arctic warming may increase SOC mobilisation and coastal erosion induced carbon fluxes.}, language = {en} } @phdthesis{Kaempf2015, author = {K{\"a}mpf, Lucas}, title = {Extreme events in geoarchives}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-85961}, school = {Universit{\"a}t Potsdam}, pages = {xii, 94}, year = {2015}, abstract = {A main limitation in the field of flood hydrology is the short time period covered by instrumental flood time series, rarely exceeding more than 50 to 100 years. However, climate variability acts on short to millennial time scales and identifying causal linkages to extreme hydrological events requires longer datasets. To extend instrumental flood time series back in time, natural geoarchives are increasingly explored as flood recorders. Therefore, annually laminated (varved) lake sediments seem to be the most suitable archives since (i) lake basins act as natural sediment traps in the landscape continuously recording land surface processes including floods and (ii) individual flood events are preserved as detrital layers intercalated in the varved sediment sequence and can be dated with seasonal precision by varve counting. The main goal of this thesis is to improve the understanding about hydrological and sedimentological processes leading to the formation of detrital flood layers and therewith to contribute to an improved interpretation of lake sediments as natural flood archives. This goal was achieved in two ways: first, by comparing detrital layers in sediments of two dissimilar peri-Alpine lakes, Lago Maggiore in Northern Italy and Mondsee in Upper Austria, with local instrumental flood data and, second, by tracking detrital layer formation during floods by a combined hydro-sedimentary monitoring network at Lake Mondsee spanning from the rain fall to the deposition of detrital sediment at the lake floor. Successions of sub-millimetre to 17 mm thick detrital layers were detected in sub-recent lake sediments of the Pallanza Basin in the western part of Lago Maggiore (23 detrital layers) and Lake Mondsee (23 detrital layers) by combining microfacies and high-resolution micro X-ray fluorescence scanning techniques (µ-XRF). The detrital layer records were dated by detailed intra-basin correlation to a previously dated core sequence in Lago Maggiore and varve counting in Mondsee. The intra-basin correlation of detrital layers between five sediment cores in Lago Maggiore and 13 sediment cores in Mondsee allowed distinguishing river runoff events from local erosion. Moreover, characteristic spatial distribution patterns of detrital flood layers revealed different depositional processes in the two dissimilar lakes, underflows in Lago Maggiore as well as under- and interflows in Mondsee. Comparisons with runoff data of the main tributary streams, the Toce River at Lago Maggiore and the Griesler Ache at Mondsee, revealed empirical runoff thresholds above which the deposition of a detrital layer becomes likely. Whereas this threshold is the same for the whole Pallanza Basin in Lago Maggiore (600 m3s-1 daily runoff), it varies within Lake Mondsee. At proximal locations close to the river inflow detrital layer deposition requires floods exceeding a daily runoff of 40 m3s-1, whereas at a location 2 km more distal an hourly runoff of 80 m3s-1 and at least 2 days with runoff above 40 m3s-1 are necessary. A relation between the thickness of individual deposits and runoff amplitude of the triggering events is apparent for both lakes but is obviously further influenced by variable influx and lake internal distribution of detrital sediment. To investigate processes of flood layer formation in lake sediments, hydro-sedimentary dynamics in Lake Mondsee and its main tributary stream, Griesler Ache, were monitored from January 2011 to December 2013. Precipitation, discharge and turbidity were recorded continuously at the rivers outlet to the lake and compared to sediment fluxes trapped close to the lake bottom on a basis of three to twelve days and on a monthly basis in three different water depths at two locations in the lake basin, in a distance of 0.9 (proximal) and 2.8 km (distal) to the Griesler Ache inflow. Within the three-year observation period, 26 river floods of different amplitude (10-110 m3s-1) were recorded resulting in variable sediment fluxes to the lake (4-760 g m-2d-1). Vertical and lateral variations in flood-related sedimentation during the largest floods indicate that interflows are the main processes of lake internal sediment transport in Lake Mondsee. The comparison of hydrological and sedimentological data revealed (i) a rapid sedimentation within three days after the peak runoff in the proximal and within six to ten days in the distal lake basin, (ii) empirical runoff thresholds for triggering sediment flux at the lake floor increasing from the proximal (20 m3s-1) to the distal lake basin (30 m3s-1) and (iii) factors controlling the amount of detrital sediment deposition at a certain location in the lake basin. The total influx of detrital sediment is mainly driven by runoff amplitude, catchment sediment availability and episodic sediment input by local sediment sources. A further role plays the lake internal sediment distribution which is not the same for each event but is favoured by flood duration and the existence of a thermocline and, therewith, the season in which a flood occurred. In summary, the studies reveal a high sensitivity of lake sediments to flood events of different intensity. Certain runoff amplitudes are required to supply enough detrital material to form a visible detrital layer at the lake floor. Reasonable are positive feedback mechanisms between rainfall, runoff, erosion, fluvial sediment transport capacity and lake internal sediment distribution. Therefore, runoff thresholds for detrital layer formation are site-specific due to different lake-catchment characteristics. However, the studies also reveal that flood amplitude is not the only control for the amount of deposited sediment at a certain location in the lake basin even for the strongest flood events. The sediment deposition is rather influenced by a complex interaction of catchment and in-lake processes. This means that the coring location within a lake basin strongly determines the significance of a flood layer record. Moreover, the results show that while lake sediments provide ideal archives for reconstructing flood frequencies, the reconstruction of flood amplitudes is a more complex issue and requires detailed knowledge about relevant catchment and in-lake sediment transport and depositional processes.}, language = {en} } @phdthesis{Aich2015, author = {Aich, Valentin}, title = {Floods in the Niger River Basin in the face of global change}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-91577}, school = {Universit{\"a}t Potsdam}, pages = {xxi, 275}, year = {2015}, abstract = {In the last decade, the number and dimensions of catastrophic flooding events in the Niger River Basin (NRB) have markedly increased. Despite the devastating impact of the floods on the population and the mainly agriculturally based economy of the riverine nations, awareness of the hazards in policy and science is still low. The urgency of this topic and the existing research deficits are the motivation for the present dissertation. The thesis is an initial detailed assessment of the increasing flood risk in the NRB. The research strategy is based on four questions regarding (1) features of the change in flood risk, (2) reasons for the change in the flood regime, (3) expected changes of the flood regime given climate and land use changes, and (4) recommendations from previous analysis for reducing the flood risk in the NRB. The question examining the features of change in the flood regime is answered by means of statistical analysis. Trend, correlation, changepoint, and variance analyses show that, in addition to the factors exposure and vulnerability, the hazard itself has also increased significantly in the NRB, in accordance with the decadal climate pattern of West Africa. The northern arid and semi-arid parts of the NRB are those most affected by the changes. As potential reasons for the increase in flood magnitudes, climate and land use changes are attributed by means of a hypothesis-testing framework. Two different approaches, based on either data analysis or simulation, lead to similar results, showing that the influence of climatic changes is generally larger compared to that of land use changes. Only in the dry areas of the NRB is the influence of land use changes comparable to that of climatic alterations. Future changes of the flood regime are evaluated using modelling results. First ensembles of statistically and dynamically downscaled climate models based on different emission scenarios are analyzed. The models agree with a distinct increase in temperature. The precipitation signal, however, is not coherent. The climate scenarios are used to drive an eco-hydrological model. The influence of climatic changes on the flood regime is uncertain due to the unclear precipitation signal. Still, in general, higher flood peaks are expected. In a next step, effects of land use changes are integrated into the model. Different scenarios show that regreening might help to reduce flood peaks. In contrast, an expansion of agriculture might enhance the flood peaks in the NRB. Similarly to the analysis of observed changes in the flood regime, the impacts of climate- and land use changes for the future scenarios are also most severe in the dry areas of the NRB. In order to answer the final research question, the results of the above analysis are integrated into a range of recommendations for science and policy on how to reduce flood risk in the NRB. The main recommendations include a stronger consideration of the enormous natural climate variability in the NRB and a focus on so called "no-regret" adaptation strategies which account for high uncertainty, as well as a stronger consideration of regional differences. Regarding the prevention and mitigation of catastrophic flooding, the most vulnerable and sensitive areas in the basin, the arid and semi-arid Sahelian and Sudano-Sahelian regions, should be prioritized. Eventually, an active, science-based and science-guided flood policy is recommended. The enormous population growth in the NRB in connection with the expected deterioration of environmental and climatic conditions is likely to enhance the region´s vulnerability to flooding. A smart and sustainable flood policy can help mitigate these negative impacts of flooding on the development of riverine societies in West Africa.}, language = {en} } @phdthesis{Trauth2015, author = {Trauth, Nico}, title = {Flow and reactive transport modeling at the stream-groundwater interface}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-82748}, school = {Universit{\"a}t Potsdam}, pages = {xv, 103}, year = {2015}, abstract = {Stream water and groundwater are important fresh water resources but their water quality is deteriorated by harmful solutes introduced by human activities. The interface between stream water and the subsurface water is an important zone for retention, transformation and attenuation of these solutes. Streambed structures enhance these processes by increased water and solute exchange across this interface, denoted as hyporheic exchange. This thesis investigates the influence of hydrological and morphological factors on hyporheic water and solute exchange as well as redox-reactions in fluvial streambed structures on the intermediate scale (10-30m). For this purpose, a three-dimensional numerical modeling approach for coupling stream water flow with porous media flow is used. Multiple steady state stream water flow scenarios over different generic pool-riffle morphologies and a natural in-stream gravel bar are simulated by a computational fluid dynamics code that provides the hydraulic head distribution at the streambed. These heads are subsequently used as the top boundary condition of a reactive transport groundwater model of the subsurface beneath the streambed. Ambient groundwater that naturally interacts with the stream water is considered in scenarios of different magnitudes of downwelling stream water (losing case) and upwelling groundwater (gaining case). Also, the neutral case, where stream stage and groundwater levels are balanced is considered. Transport of oxygen, nitrate and dissolved organic carbon and their reaction by aerobic respiration and denitrification are modeled. The results show that stream stage and discharge primarily induce hyporheic exchange flux and solute transport with implications for specific residence times and reactions at both the fully and partially submerged structures. Gaining and losing conditions significantly diminish the extent of the hyporheic zone, the water exchange flux, and shorten residence times for both the fully and partially submerged structures. With increasing magnitude of gaining or losing conditions, these metrics exponentially decrease. Stream water solutes are transported mainly advectively into the hyporheic zone and hence their influx corresponds directly to the infiltrating water flux. Aerobic respiration takes place in the shallow streambed sediments, coinciding to large parts with the extent of the hyporheic exchange flow. Denitrification occurs mainly as a "reactive fringe" surrounding the aerobic zone, where oxygen concentration is low and still a sufficient amount of stream water carbon source is available. The solute consumption rates and the efficiency of the aerobic and anaerobic reactions depend primarily on the available reactive areas and the residence times, which are both controlled by the interplay between hydraulic head distribution at the streambed and the gradients between stream stage and ambient groundwater. Highest solute consumption rates can be expected under neutral conditions, where highest solute flux, longest residence times and largest extent of the hyporheic exchange occur. The results of this thesis show that streambed structures on the intermediate scale have a significant potential to contribute to a net solute turnover that can support a healthy status of the aquatic ecosystem.}, language = {en} } @phdthesis{Cattania2015, author = {Cattania, Camilla}, title = {Improvement of aftershock models based on Coulomb stress changes and rate-and-state dependent friction}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-87097}, school = {Universit{\"a}t Potsdam}, pages = {xvi, 123}, year = {2015}, abstract = {Earthquake clustering has proven the most useful tool to forecast changes in seismicity rates in the short and medium term (hours to months), and efforts are currently being made to extend the scope of such models to operational earthquake forecasting. The overarching goal of the research presented in this thesis is to improve physics-based earthquake forecasts, with a focus on aftershock sequences. Physical models of triggered seismicity are based on the redistribution of stresses in the crust, coupled with the rate-and-state constitutive law proposed by Dieterich to calculate changes in seismicity rate. This type of models are known as Coulomb- rate and-state (CRS) models. In spite of the success of the Coulomb hypothesis, CRS models typically performed poorly in comparison to statistical ones, and they have been underepresented in the operational forecasting context. In this thesis, I address some of these issues, and in particular these questions: (1) How can we realistically model the uncertainties and heterogeneity of the mainshock stress field? (2) What is the effect of time dependent stresses in the postseismic phase on seismicity? I focus on two case studies from different tectonic settings: the Mw 9.0 Tohoku megathrust and the Mw 6.0 Parkfield strike slip earthquake. I study aleatoric uncertainties using a Monte Carlo method. I find that the existence of multiple receiver faults is the most important source of intrinsic stress heterogeneity, and CRS models perform better when this variability is taken into account. Epistemic uncertainties inherited from the slip models also have a significant impact on the forecast, and I find that an ensemble model based on several slip distributions outperforms most individual models. I address the role of postseismic stresses due to aseismic slip on the mainshock fault (afterslip) and to the redistribution of stresses by previous aftershocks (secondary triggering). I find that modeling secondary triggering improves model performance. The effect of afterslip is less clear, and difficult to assess for near-fault aftershocks due to the large uncertainties of the afterslip models. Off-fault events, on the other hand, are less sensitive to the details of the slip distribution: I find that following the Tohoku earthquake, afterslip promotes seismicity in the Fukushima region. To evaluate the performance of the improved CRS models in a pseudo-operational context, I submitted them for independent testing to a collaborative experiment carried out by CSEP for the 2010-2012 Canterbury sequence. Preliminary results indicate that physical models generally perform well compared to statistical ones, suggesting that CRS models may have a role to play in the future of operational forecasting. To facilitate efforts in this direction, and to enable future studies of earthquake triggering by time dependent processes, I have made the code open source. In the final part of this thesis I summarize the capabilities of the program and outline technical aspects regarding performance and parallelization strategies.}, language = {en} } @phdthesis{Helpa2015, author = {Helpa, Vanessa}, title = {Interplay between mineral reaction and deformation via structural defects}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-90332}, school = {Universit{\"a}t Potsdam}, pages = {x, 104}, year = {2015}, abstract = {This thesis contains three experimental studies addressing the interplay between deformation and the mineral reaction between natural calcite and magnesite. The solid-solid mineral reaction between the two carbonates causes the formation of a magnesio-calcite precursor layer and a dolomite reaction rim in every experiment at isostatic annealing and deformation conditions. CHAPTER 1 briefly introduces general aspects concerning mineral reactions in nature and diffusion pathways for mass transport. Moreover, results of previous laboratory studies on the influence of deformation on mineral reactions are summarized. In addition, the main goals of this study are pointed out. In CHAPTER 2, the reaction between calcite and magnesite single crystals is examined at isostatic annealing conditions. Time series performed at a fixed temperature revealed a diffusion-controlled dolomite rim growth. Two microstructural domains could be identified characterized by palisade-shaped dolomite grains growing into the magnesite and granular dolomite growing towards calcite. A model was provided for the dolomite rim growth based on the counter-diffusion of CaO and MgO. All reaction products exhibited a characteristic crystallographic relationship with respect to the calcite reactant. Moreover, kinetic parameters of the mineral reaction were determined out of a temperature series at a fixed time. The main goal of the isostatic test series was to gain information about the microstructure evolution, kinetic parameters, chemical composition and texture development of the reaction products. The results were used as a reference to quantify the influence of deformation on the mineral reaction. CHAPTER 3 deals with the influence of non-isostatic deformation on dolomite and magnesio-calcite layer production between calcite and magnesite single crystals. Deformation was achieved by triaxial compression and by torsion. Triaxial compression up to 38 MPa axial stress at a fixed time showed no significant influence of stress and strain on dolomite formation. Time series conducted at a fixed stress yield no change in growth rates for dolomite and magnesio-calcite at low strains. Slightly larger magnesio-calcite growth rates were observed at strains above >0.1. High strains at similar stresses were caused by the activation of additional glide systems in the calcite single crystal and more mobile dislocations in the magnesio-calcite grains, providing fast diffusion pathways. In torsion experiments a gradual decrease in dolomite and magnesio-calcite layer thickness was observed at a critical shear strain. During deformation, crystallographic orientations of reaction products rearranged with respect to the external framework. A direct effect of the mineral reaction on deformation could not be recognized due to the relatively small reaction product widths. In CHAPTER 4, the influence of starting material microfabrics and the presence of water on the reaction kinetics was evaluated. In these experimental series polycrystalline material was in contact with single crystals or two polycrystalline materials were used as reactants. Isostatic annealing resulted in different dolomite and magnesio-calcite layer thicknesses, depending on starting material microfabrics. The reaction progress at the magnesite interface was faster with smaller magnesite grain size, because grain boundaries provided fast pathways for diffusion and multiple nucleation sites for dolomite formation. Deformation by triaxial compression and torsion yield lower dolomite rim thicknesses compared to annealed samples for the same time. This was caused by grain coarsening of polycrystalline magnesite during deformation. In contrast, magnesio-calcite layers tended to be larger during deformation, which triggered enhanced diffusion along grain boundaries. The presence of excess water had no significant influence on the reaction kinetics, at least if the reactants were single crystals. In CHAPTER 5 general conclusions about the interplay between deformation and the mineral reaction in the carbonate system are presented. Finally, CHAPTER 6 highlights possible future work in the carbonate system based on the results of this study.}, language = {en} } @phdthesis{Busch2015, author = {Busch, Jan Philip}, title = {Investigations on mobility of carbon colloid supported nanoscale zero-valent iron (nZVI) for groundwater remediation}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-76873}, school = {Universit{\"a}t Potsdam}, pages = {X, 127, XLIII}, year = {2015}, abstract = {Injection of nanoscale zero-valent iron (nZVI) is an innovative technology for in situ installation of a permeable reactive barrier in the subsurface. Zerovalent iron (ZVI) is highly reactive with chlorinated hydrocarbons (CHCs) and renders them into less harmful substances. Application of nZVI instead of granular ZVI can increase rates of dechlorination of CHCs by orders of magnitude, due to its higher surface area. This approach is still difficult to apply due to fast agglomeration and sedimentation of colloidal suspensions of nZVI, which leads to very short transport distances. To overcome this issue of limited mobility, polyanionic stabilisers are added to increase surface charge and stability of suspensions. In field experiments maximum transport distances of a few metres were achieved. A new approach, which is investigated in this thesis, is enhanced mobility of nZVI by a more mobile carrier colloid. The investigated composite material consists of activated carbon, which is loaded with nZVI. In this cumulative thesis, transport characteristics of carbon-colloid supported nZVI (c-nZVI) are investigated. Investigations started with column experiments in 40 cm columns filled with various porous media to investigate on physicochemical influences on transport characteristics. The experimental setup was enlarged to a transport experiment in a 1.2-m-sized two-dimensional aquifer tank experiment, which was filled with granular porous media. Further, a field experiment was performed in a natural aquifer system with a targeted transport distance of 5.3 m. Parallel to these investigations, alternative methods for transport observations were investigated by using noninvasive tomographic methods. Experiments using synchrotron radiation and magnetic resonance (MRI) were performed to investigate in situ transport characteristics in a non-destructive way. Results from column experiments show potentially high mobility under environmental relevant conditions. Addition of mono-and bivalent salts, e.g. more than 0.5 mM/L CaCl2, might decrease mobility. Changes in pH to values below 6 can inhibit mobility at all. Measurements of colloid size show changes in the mean particle size by a factor of ten. Measurements of zeta potential revealed an increase of -62 mV to -82 mV. Results from the 2D-aquifer test system suggest strong particle deposition in the first centimetres and only weak straining in the further travel path and no gravitational influence on particle transport. Straining at the beginning of the travel path in the porous medium was observed with tomographic investigations of transport. MRI experiments revealed similar results to the previous experiments, and observations using synchrotron radiation suggest straining of colloids at pore throats. The potential for high transport distances, which was suggested from laboratory experiments, was confirmed in the field experiment, where the transport distance of 5.3 m was reached by at least 10\% of injected nZVI. Altogether, transport distances of the investigated carbon-colloid supported nZVI are higher than published results of traditional nZVI.}, language = {en} } @phdthesis{Ramisch2015, author = {Ramisch, Arne}, title = {Lake system development on the northern Tibetan Plateau during the last ~ 12 ka}, school = {Universit{\"a}t Potsdam}, pages = {122}, year = {2015}, language = {en} } @phdthesis{Wang2015, author = {Wang, Rong}, title = {Late quaternary climate and environmental variability inferred from terrigenous sediment records in China and the North Pacific/Bering Sea}, school = {Universit{\"a}t Potsdam}, pages = {91}, year = {2015}, language = {en} } @phdthesis{Kuetter2015, author = {K{\"u}tter, Sissy}, title = {Magnetotelluric measurements across the southern Barberton Greenstone Belt, South Africa}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-83198}, school = {Universit{\"a}t Potsdam}, pages = {xix, 156}, year = {2015}, abstract = {Der Barberton Gr{\"u}nsteing{\"u}rtel (BGB) in S{\"u}dafrika geh{\"o}rt zu den wenigen Regionen mit noch gut erhaltener Archaischer Kruste. Seit Jahrhunderten wurde der BGB eingehend untersucht und seine geologischen und tektonischen Strukturen detailliert kartiert. {\"U}ber die tiefere Struktur des BGB ist hingegen wenig bekannt. Zahlreiche Evolutionsmodelle, die auf Altersbestimmungsdaten und strukturellen Informationen beruhen wurden {\"u}ber die Jahre aufgestellt. Diese Theorien sind zumeist widerspr{\"u}chlich. Sie konzentrieren sich im Wesentlichen auf die Frage, ob plattentektonische Prozesse bereits bei der Entwicklung der fr{\"u}hen Erde eine Rolle spielten oder ob vertikale Tektonik, angetrieben durch die im Archaikum h{\"o}heren Temperaturen, die Bildung der heutigen Kontinente bestimmt hat. Um neue Erkenntnisse {\"u}ber die interne Struktur und Entwicklungsgeschichte des BGB zu erhalten, wurden im Rahmen der Deutsch-S{\"u}dafrikanischen Forschungsinitiative Inkaba yeAfrica magnetotellurische (MT) Messungen durchgef{\"u}hrt. Entlang von sechs Profilen, die den gesamten s{\"u}dlichen Teil des BGB's {\"u}berdecken, wurden nahezu 200 MT-Stationen installiert. Tektonische Strukturen wie z. B. (fossile) Verwerfungszonen k{\"o}nnen erh{\"o}hte Leitf{\"a}higigkeiten haben, wenn sich leitf{\"a}hige Mineralisationen innerhalb der Scherzonen gebildet haben. Durch die Abbildung der elektrischen Leitf{\"a}higkeitsverteilung des Untergrundes mit Hilfe von MT Messungen kann der Verlauf tektonischer Strukturen nachvollzogen werden, woraus Schl{\"u}sse {\"u}ber m{\"o}glicherweise abgelaufene tektonische Prozesse gezogen werden k{\"o}nnen. Der gesamte MT Datensatz weist starke St{\"o}reinfl{\"u}sse durch k{\"u}nstliche elektromagnetische Signale auf, die bspw. von Stromleitungen und elektrischen Z{\"a}unen stammen. Insbesondere langperiodische Daten (>1 s) sind davon betroffen, die f{\"u}r die Aufl{\"o}sung tieferer Strukturen notwendig sind. Die Anwendung etablierter Ans{\"a}tze wie Verschiebungsfiltern und der Remote Reference-Methode, f{\"u}hrte zu Verbesserungen vorrangig f{\"u}r Perioden < 1 s. Der langperiodische Bereich ist durch impulsartige St{\"o}rsignale in den magnetischen und dazugeh{\"o}rigen Stufen in den elektrischen Feldkomponenten gepr{\"a}gt. Im Rahmen dieser Arbeit wurde ein neuartiger Zeitbereichs-Filter entwickelt, welcher auf einer abgewandelten Form des Wiener Filters beruht und diese Art von St{\"o}rsignalen aus den Daten entfernt. Durch den Vergleich der Datenvarianz einer lokalen Station mit der einer Referenzstation k{\"o}nnen gest{\"o}rte Zeitsegmente identifiziert werden. Anschließend wird ein Wiener-Filter-Algorithmus angewendet, um f{\"u}r diese Segmente mithilfe der Referenzdaten physikalisch sinnvolle Zeitreihen zu berechnen, mit denen die Daten der lokalen Station ersetzt werden. W{\"a}hrend impulsartige St{\"o}rsignale in den magnetischen Datenkan{\"a}len relativ einfach erfasst werden k{\"o}nnen, ist die Detektion von Vers{\"a}tzen in den elektrischen Zeitreihen je nach Versatzh{\"o}he problematischer. Um dieses Problem zu umgehen, habe ich einen Algorithmus entwickelt, bei dem die Zeitreihen differenziert, gefiltert und im letzten Schritt integriert werden. In einer zweiten von mir entwickelten Filtermethode werden die St{\"o}rsignale durch den Vergleich des kurzzeitigen und des langzeitigen Datenmittelwerts ausfindig gemacht. Bei diesem Filter werden die St{\"o}rsignale aus den Zeitreihen entfernt und durch eine lineare Interpolation ersetzt. Durch die beiden Filtermethoden wurde eine deutliche Verbesserung der Datenqualit{\"a}t bis zu 10 und teilweise 100 s erreicht. Zur Interpretation des MT-Datensatzes wurden 2D und 3D Inversionen durchgef{\"u}hrt. Die so erhaltenen elektrischen Leitf{\"a}higkeitsmodelle zeigen eine gute {\"U}bereinstimmung mit den kartierten, geologischen Strukturen. Die Gesteine des BGB weisen in den Modellen hohe Widerst{\"a}nde auf und sind deutlich von leitf{\"a}higen benachbarten geologischen Strukturen abgegrenzt. Verwerfungszonen korrelieren mit leitf{\"a}higen Strukturen, die sich bis in eine Tiefe von 5 bis 10 km erstrecken. Eine Fortsetzung der Verwerfungszonen {\"u}ber die s{\"u}dliche Grenze des BGB wird in den 2D-Ergebnissen angedeutet. Insgesamt zeigen die Inversionsmodelle, dass vermutlich sowohl plattentektonische als auch vertikaltektonische Prozesse bei der Entstehung des BGB eine wichtige Rolle spielten.}, language = {en} } @phdthesis{Karo2015, author = {Karo, Nihad Majeed}, title = {Metamorphic evolution of the Northern Zagros Suture Zone (NZSZ)}, school = {Universit{\"a}t Potsdam}, pages = {127}, year = {2015}, language = {en} } @phdthesis{Schroeder2015, author = {Schr{\"o}der, Sarah}, title = {Modelling surface evolution coupled with tectonics}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-90385}, school = {Universit{\"a}t Potsdam}, pages = {viii, 129}, year = {2015}, abstract = {This study presents the development of 1D and 2D Surface Evolution Codes (SECs) and their coupling to any lithospheric-scale (thermo-)mechanical code with a quadrilateral structured surface mesh. Both SECs involve diffusion as approach for hillslope processes and the stream power law to reflect riverbed incision. The 1D SEC settles sediment that was produced by fluvial incision in the appropriate minimum, while the supply-limited 2D SEC DANSER uses a fast filling algorithm to model sedimantation. It is based on a cellular automaton. A slope-dependent factor in the sediment flux extends the diffusion equation to nonlinear diffusion. The discharge accumulation is achieved with the D8-algorithm and an improved drainage accumulation routine. Lateral incision enhances the incision's modelling. Following empirical laws, it incises channels of several cells width. The coupling method enables different temporal and spatial resolutions of the SEC and the thermo-mechanical code. It transfers vertical as well as horizontal displacements to the surface model. A weighted smoothing of the 3D surface displacements is implemented. The smoothed displacement vectors transmit the deformation by bilinear interpolation to the surface model. These interpolation methods ensure mass conservation in both directions and prevent the two surfaces from drifting apart. The presented applications refer to the evolution of the Pamir orogen. A calibration of DANSER's parameters with geomorphological data and a DEM as initial topography highlights the advantage of lateral incision. Preserving the channel width and reflecting incision peaks in narrow channels, this closes the huge gap between current orogen-scale incision models and observed topographies. River capturing models in a system of fault-bounded block rotations reaffirm the importance of the lateral incision routine for capturing events with channel initiation. The models show a low probability of river capturings with large deflection angles. While the probability of river capturing is directly depending on the uplift rate, the erodibility inside of a dip-slip fault speeds up headward erosion along the fault: The model's capturing speed increases within a fault. Coupling DANSER with the thermo-mechanical code SLIM 3D emphasizes the versatility of the SEC. While DANSER has minor influence on the lithospheric evolution of an indenter model, the brittle surface deformation is strongly affected by its sedimentation, widening a basin in between two forming orogens and also the southern part of the southern orogen to south, east and west.}, language = {en} } @phdthesis{Pingel2015, author = {Pingel, Heiko}, title = {Mountain-range uplift \& climate-system interactions in the Southern Central Andes}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-82301}, school = {Universit{\"a}t Potsdam}, pages = {xii, 178}, year = {2015}, abstract = {Zwei h{\"a}ufig diskutierte Aspekte der sp{\"a}tk{\"a}nozoischen Gebirgsbildung der Anden sind der Zeitpunkt sowie die Art und Weise der Heraushebung des Puna-Plateaus und seiner Randgebiete innerhalb der Ostkordillere und die damit verbundenen klimatischen {\"A}nderungen in NW Argentinien. Die Ostkordillere trennt die Bereiche des endorheischen, ariden Plateaus von semiariden und extern entw{\"a}sserten intermontanen Becken sowie dem humiden Andenvorland im Osten. Diese Unterschiede verdeutlichen die Bedeutung der {\"o}stlichen Flanken der Anden als orografische Barrieren gegen{\"u}ber feuchten Luftmassen aus dem Osten und spiegelt sich auch in ausgepr{\"a}gten Relief- und Topografiegradienten, der Niederschlagsverteilung, und der Effizienz von Oberfl{\"a}chenprozessen wider. Obwohl das {\"u}bergeordnete Deformationsmuster in diesem Teil der Anden eine ostw{\"a}rts gerichtete Wanderung der Deformationsprozesse im Gebirge indiziert, gibt es hier keine klar definierte Deformationsfront. Hebungsvorg{\"a}nge und die damit im Zusammenhang stehenden Sedimentprozesse setzen r{\"a}umlich und zeitlich sehr unterschiedlich ein. Zudem gestalten periodisch wiederkehrende Deformationsereignisse innerhalb intermontaner Becken und diachrone Hebungsvorg{\"a}nge, durch Reaktivierung {\"a}lterer Sockelstrukturen im Vorland, eine detaillierte Auswertung der r{\"a}umlich-zeitlichen Hebungsmuster zus{\"a}tzlich schwierig. Die vorliegende Arbeit konzentriert sich haupts{\"a}chlich auf die tektonische Entwicklung der Ostkordillere im Nordwesten Argentiniens, die Ablagerungsgeschichte ihrer intermontanen Sedimentbecken und die topografische Entwicklung der Ostflanke des andinen Puna-Plateaus. Im Allgemeinen sind sich die Sedimentbecken der Ostkordillere und der angrenzenden Provinzen, den Sierras Pampeanas und der Santa B{\´a}rbara Region, den durch St{\"o}rungen begrenzten und mit Sedimenten verf{\"u}llten Becken der hochandinen Plateauregion sehr {\"a}hnlich. Deutliche Unterschiede zur Puna bestehen aber dennoch, denn wiederholte Deformations-, Erosions- und Sedimentationsprozesse haben in den intermontanen Becken zu einer vielf{\"a}ltigen Stratigrafie, {\"U}berlagerungsprozessen und einer durch tektonische Prozesse und klimatischen Wandel charakterisierten Landschaft beigetragen. Je nach Erhaltungsgrad k{\"o}nnen in einigen F{\"a}llen Spuren dieser sediment{\"a}ren und tektonischen Entwicklung bis in die Zeit zur{\"u}ckreichen, als diese Bereiche des Gebirges noch Teil eines zusammenh{\"a}ngenden und unverformten Vorlandbeckens waren. Im Nordwesten Argentiniens enthalten k{\"a}nozoische Sedimente zahlreiche datierbare und geochemisch korrelierbare Vulkanaschen, die nicht nur als wichtige Leithorizonte zur Entschl{\"u}sselung tektonischer und sediment{\"a}rer Ereignisse dienen. Die vulkanischen Gl{\"a}ser dieser Aschen archivieren außerdem Wasserstoff-Isotopenverh{\"a}ltnisse fr{\"u}herer Oberfl{\"a}chenwasser, mit deren Hilfe - im Vergleich mit den Isotopenverh{\"a}ltnissen rezenter meteorischer W{\"a}sser - die r{\"a}umliche und zeitliche Entstehung orografischer Barrieren und tektonisch erzwungene Klima- und Umweltver{\"a}nderungen verfolgt werden k{\"o}nnen. Uran-Blei-Datierungen an Zirkonen aus den vulkanischen Aschelagen und die Rekonstruktion sediment{\"a}rer Pal{\"a}otransportrichtungen im intermontanen Humahuaca-Becken in der Ostkordillere (23.5° S) deuten an, dass das heutige Becken bis vor etwa 4.2 Ma Bestandteil eines gr{\"o}ßtenteils uneingeschr{\"a}nkten Ablagerungsbereichs war, der sich bis ins Vorland erstreckt haben muss. Deformation und Hebung {\"o}stlich des heutigen Beckens sorgten dabei f{\"u}r eine fortschreitende Entkopplung des Entw{\"a}sserungsnetzes vom Vorland und eine Umlenkung der Flussl{\"a}ufe nach S{\"u}den. In der Folge erzwang die weitere Hebung der Gebirgsbl{\"o}cke das Abregnen {\"o}stlicher Luftmassen in immer {\"o}stlicher gelegene Bereiche. Zudem k{\"o}nnen periodische Schwankungen der hydrologischen Verbindung des Beckens mit dem Vorland im Zusammenhang mit der Ablagerung und Erosion m{\"a}chtiger Beckenf{\"u}llungen identifiziert werden. Systematische Beziehungen zwischen Verwerfungen, regionalen Diskontinuit{\"a}ten und verstellten Terrassenfl{\"a}chen verweisen außerdem auf ein generelles Muster beckeninterner Deformation, vermutlich als Folge umfangreicher Beckenerosion und damit verbundenen {\"A}nderungen im tektonischen Spannungsfeld der Region. Einige dieser Beobachtungen k{\"o}nnen anhand ver{\"a}nderter Wasserstoff-Isotopenkonzentrationen vulkanischer Gl{\"a}ser aus der k{\"a}nozoischen Stratigrafie untermauert werden. Die δDg-Werte zeigen zwei wesentliche Trends, die einerseits in Verbindung mit Oberfl{\"a}chenhebung innerhalb des Einzugsgebiets zwischen 6.0 und 3.5 Ma stehen und andererseits mit dem Einsetzen semiarider Bedingungen durch Erreichen eines Schwellenwertes der Topografie der {\"o}stlich gelegenen Gebirgsz{\"u}ge nach 3.5 Ma erkl{\"a}rt werden k{\"o}nnen. Tektonisch bedingte Unterbrechung der Sedimentzufuhr aus westlich gelegenen Liefergebieten um 4.2 Ma und die folgende Hinterland-Aridifizierung deuten weiterhin auf die M{\"o}glichkeit hin, dass diese Prozesse die Folge eines lateralen Wachstums des Puna-Plateaus sind. Diese Aridifizierung im Bereich der Puna resultierte in einem ineffizienten, endorheischen Entw{\"a}sserungssystem, das dazu beigetragen hat, das Plateau vor Einschneidung und externer Entw{\"a}sserung zu bewahren und Reliefgegens{\"a}tze aufgrund fortgesetzter Beckensedimentation reduzierte. Die diachrone Natur der Hebungen und Beckenbildungen sowie deren Auswirkungen auf das Flusssystem im angrenzenden Vorland wird sowohl durch detaillierte Analysen der Sedimentherkunft und Transportrichtungen als auch Uran-Blei-Datierungen im Lerma- und Met{\´a}n-Becken (25° S) weiterhin unterstrichen. Das wird besonders deutlich am Beispiel der isolierten Hebung der Sierra de Met{\´a}n vor etwa 10 Ma, die mehr als 50 km von der aktiven orogenen Front im Westen entfernt liegt. Ab 5 Ma sind typische Lithologien der Puna nicht mehr in den Vorlandsedimenten nachweisbar, welches die weitere Hebung innerhalb der Ostkordillere und die hydrologische Isolation des Angastaco-Beckens in dieser Region dokumentiert. Im Sp{\"a}tplioz{\"a}n und Quart{\"a}r ist die Deformation letztlich {\"u}ber das gesamte Vorland verteilt und bis heute aktiv. Um die Beziehungen zwischen tektonisch kontrollierten Ver{\"a}nderungen der Topografie und deren Einfluss auf atmosph{\"a}rische Prozesse besser zu verstehen, werden in dieser Arbeit weitere altersspezifische Wasserstoff-Isotopendaten vulkanischer Gl{\"a}ser aus dem zerbrochenen Vorland, dem Angastaco-Becken in der {\"U}bergangsregion zwischen Ostkordillere und Punarand und anderer intermontaner Becken weiter s{\"u}dlich vorgestellt. Die Resultate dokumentieren {\"a}hnliche H{\"o}henlagen der untersuchten Regionen bis ca. 7 Ma, gefolgt von Hebungsprozessen im Bereich des Angastaco-Beckens. Ein Vergleich mit Isotopendaten vom benachbarten Puna-Plateau hilft abrupte δDg-Schwankungen in den intermontanen Daten zu erkl{\"a}ren und untermauert die Existenz wiederkehrender Phasen verst{\"a}rkt konvektiver Wetterlagen im Plioz{\"a}n, {\"a}hnlich heutigen Bedingungen. In dieser Arbeit werden gel{\"a}ndeorientierte und geochemische Methoden kombiniert, um Erkenntnisse {\"u}ber die Abl{\"a}ufe von topografiebildenden Deformations- und Hebungsprozessen zu gewinnen und Wechselwirkungen mit der daraus resultierenden Niederschlagsverteilung, Erosion und Sedimentation innerhalb tektonisch aktiver Gebirge zu erforschen. Diese Erkenntnisse sind f{\"u}r ein besseres Verst{\"a}ndnis von Subduktionsgebirgen essentiell, besonders hinsichtlich des Deformationsstils und der zeitlich-r{\"a}umlichen Beziehungen bei der Hebung und Sedimentbeckenbildung. Diese Arbeit weist dar{\"u}berhinaus auf die Bedeutung stabiler Isotopensysteme zur Beantwortung pal{\"a}oaltimetrischer Fragestellungen und zur Erforschung von Pal{\"a}oumweltbedingungen hin und liefert wichtige Erkenntnisse f{\"u}r einen kritischen Umgang mit solchen Daten in anderen Regionen.}, language = {en} } @phdthesis{Mielke2015, author = {Mielke, Christian}, title = {Multi- and Hyperspectral Spaceborne Remote Sensing for Mine Waste and Mineral Deposit Characterization, new Applications to the EnMAP and Sentinel-2 Missions}, school = {Universit{\"a}t Potsdam}, pages = {140}, year = {2015}, language = {en} } @phdthesis{Allroggen2015, author = {Allroggen, Niklas}, title = {Observation of subsurface flow from the surface : applications of ground-penetrating radar}, school = {Universit{\"a}t Potsdam}, pages = {67}, year = {2015}, language = {en} } @phdthesis{Ayguel2015, author = {Ayg{\"u}l, Mesut}, title = {Pre-collisional accretion and exhumation along the southern Laurasian active margin, Central Pontides, Turkey}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-416769}, school = {Universit{\"a}t Potsdam}, pages = {xxxiv, 206}, year = {2015}, abstract = {The Central Pontides is an accretionary-type orogenic area within the Alpine-Himalayan orogenic belt characterized by pre-collisional tectonic continental growth. The region comprises Mesozoic subduction-accretionary complexes and an accreted intra-oceanic arc that are sandwiched between the Laurasian active continental margin and Gondwana-derived the K{\i}r{\c{s}}ehir Block. The subduction-accretion complexes mainly consist of an Albian-Turonian accretionary wedge representing the Laurasian active continental margin. To the north, the wedge consists of slate/phyllite and metasandstone intercalation with recrystallized limestone, Na-amphibole-bearing metabasite (PT= 7-12 kbar and 400 ± 70 ºC) and tectonic slices of serpentinite representing accreted distal part of a large Lower Cretaceous submarine turbidite fan deposited on the Laurasian active continental margin that was subsequently accreted and metamorphosed. Raman spectra of carbonaceous material (RSCM) of the metapelitic rocks revealed that the metaflysch sequence consists of metamorphic packets with distinct peak metamorphic temperatures. The majority of the metapelites are low-temperature (ca. 330 °C) slates characterized by lack of differentiation of the graphite (G) and D2 defect bands. They possibly represent offscraped distal turbidites along the toe of the Albian accretionary wedge. The rest are phyllites that are characterized by slightly pronounced G band with D2 defect band occurring on its shoulder. Peak metamorphic temperatures of these phyllites are constrained to 370-385 °C. The phyllites are associated with a strip of incipient blueschist facies metabasites which are found as slivers within the offscraped distal turbidites. They possibly represent underplated continental metasediments together with oceanic crustal basalt along the basal d{\´e}collement. Tectonic emplacement of the underplated rocks into the offscraped distal turbidites was possibly achieved by out-of-sequence thrusting causing tectonic thickening and uplift of the wedge. 40Ar/39Ar phengite ages from the phyllites are ca. 100 Ma, indicating Albian subduction and regional HP metamorphism. The accreted continental metasediments are underlain by HP/LT metamorphic rocks of oceanic origin along an extensional shear zone. The oceanic metamorphic sequence mainly comprises tectonically thickened deep-seated eclogite to blueschist facies metabasites and micaschists. In the studied area, metabasites are epidote-blueschists locally with garnet (PT= 17 ± 1 kbar and 500 ± 40 °C). Lawsonite-blueschists are exposed as blocks along the extensional shear zone (PT= 14 ± 2 kbar and 370-440 °C). They are possibly associated with low shear stress regime of the initial stage of convergence. Close to the shear zone, the footwall micaschists consist of quartz, phengite, paragonite, chlorite, rutile with syn-kinematic albite porphyroblast formed by pervasive shearing during exhumation. These types of micaschists are tourmaline-bearing and their retrograde nature suggests high-fluid flux along shear zones. Peak metamorphic mineral assemblages are partly preserved in the chloritoid-micaschist farther away from the shear zone representing the zero strain domains during exhumation. Three peak metamorphic assemblages are identified and their PT conditions are constrained by pseudosections produced by Theriak-Domino and by Raman spectra of carbonaceous material: 1) garnet-chloritoid-glaucophane with lawsonite pseudomorphs (P= 17.5 ± 1 kbar, T: 390-450 °C) 2) chloritoid with glaucophane pseudomorphs (P= 16-18 kbar, T: 475 ± 40 °C) and 3) relatively high-Mg chloritoid (17\%) with jadeite pseudomorphs (P= 22-25 kbar; T: 440 ± 30 °C) in addition to phengite, paragonite, quartz, chlorite, rutile and apatite. The last mineral assemblage is interpreted as transformation of the chloritoid + glaucophane assemblage to chloritoid + jadeite paragenesis with increasing pressure. Absence of tourmaline suggests that the chloritoid-micaschist did not interact with B-rich fluids during zero strain exhumation. 40Ar/39Ar phengite age of a pervasively sheared footwall micaschist is constrained to 100.6 ± 1.3 Ma and that of a chloritoid-micaschist is constrained to 91.8 ± 1.8 Ma suggesting exhumation during on-going subduction with a southward younging of the basal accretion and the regional metamorphism. To the south, accretionary wedge consists of blueschist and greenschist facies metabasite, marble and volcanogenic metasediment intercalation. 40Ar/39Ar phengite dating reveals that this part of the wedge is of Middle Jurassic age partly overprinted during the Albian. Emplacement of the Middle Jurassic subduction-accretion complexes is possibly associated with obliquity of the Albian convergence. Peak metamorphic assemblages and PT estimates of the deep-seated oceanic metamorphic sequence suggest tectonic stacking within wedge with different depths of burial. Coupling and exhumation of the distinct metamorphic slices are controlled by decompression of the wedge possibly along a retreating slab. Structurally, decompression of the wedge is evident by an extensional shear zone and the footwall micaschists with syn-kinematic albite porphyroblasts. Post-kinematic garnets with increasing grossular content and pseudomorphing minerals within the chloritoid-micaschists also support decompression model without an extra heating. Thickening of subduction-accretionary complexes is attributed to i) significant amount of clastic sediment supply from the overriding continental domain and ii) deep level basal underplating by propagation of the d{\´e}collement along a retreating slab. Underplating by basal d{\´e}collement propagation and subsequent exhumation of the deep-seated subduction-accretion complexes are connected and controlled by slab rollback creating a necessary space for progressive basal accretion along the plate interface and extension of the wedge above for exhumation of the tectonically thickened metamorphic sequences. This might be the most common mechanism of the tectonic thickening and subsequent exhumation of deep-seated HP/LT subduction-accretion complexes. To the south, the Albian-Turonian accretionary wedge structurally overlies a low-grade volcanic arc sequence consisting of low-grade metavolcanic rocks and overlying metasedimentary succession is exposed north of the İzmir-Ankara-Erzincan suture (İAES), separating Laurasia from Gondwana-derived terranes. The metavolcanic rocks mainly consist of basaltic andesite/andesite and mafic cognate xenolith-bearing rhyolite with their pyroclastic equivalents, which are interbedded with recrystallized pelagic limestone and chert. The metavolcanic rocks are stratigraphically overlain by recrystallized micritic limestone with rare volcanogenic metaclastic rocks. Two groups can be identified based on trace and rare earth element characteristics. The first group consists of basaltic andesite/andesite (BA1) and rhyolite with abundant cognate gabbroic xenoliths. It is characterized by relative enrichment of LREE with respect to HREE. The rocks are enriched in fluid mobile LILE, and strongly depleted in Ti and P reflecting fractionation of Fe-Ti oxides and apatite, which are found in the mafic cognate xenoliths. Abundant cognate gabbroic xenoliths and identical trace and rare earth elements compositions suggest that rhyolites and basaltic andesites/andesites (BA1) are cogenetic and felsic rocks were derived from a common mafic parental magma by fractional crystallization and accumulation processes. The second group consists only of basaltic andesites (BA2) with flat REE pattern resembling island arc tholeiites. Although enriched in LILE, this group is not depleted in Ti or P. Geochemistry of the metavolcanic rocks indicates supra-subduction volcanism evidenced by depletion of HFSE and enrichment of LILE. The arc sequence is sandwiched between an Albian-Turonian subduction-accretionary complex representing the Laurasian active margin and an ophiolitic m{\´e}lange. Absence of continent derived detritus in the arc sequence and its tectonic setting in a wide Cretaceous accretionary complex suggest that the K{\"o}sdağ Arc was intra-oceanic. This is in accordance with basaltic andesites (BA2) with island arc tholeiite REE pattern. Zircons from two metarhyolite samples give Late Cretaceous (93.8 ± 1.9 and 94.4 ± 1.9 Ma) U/Pb ages. Low-grade regional metamorphism of the intra-oceanic arc sequence is constrained 69.9 ± 0.4 Ma by 40Ar/39Ar dating on metamorphic muscovite from a metarhyolite indicating that the arc sequence became part of a wide Tethyan Cretaceous accretionary complex by the latest Cretaceous. The youngest 40Ar/39Ar phengite age from the overlying subduction-accretion complexes is 92 Ma confirming southward younging of an accretionary-type orogenic belt. Hence, the arc sequence represents an intra-oceanic paleo-arc that formed above the sinking Tethyan slab and finally accreted to Laurasian active continental margin. Abrupt non-collisional termination of arc volcanism was possibly associated with southward migration of the arc volcanism similar to the Izu-Bonin-Mariana arc system. The intra-oceanic K{\"o}sdağ Arc is coeval with the obducted supra-subduction ophiolites in NW Turkey suggesting that it represents part of the presumed but missing incipient intra-oceanic arc associated with the generation of the regional supra-subduction ophiolites. Remnants of a Late Cretaceous intra-oceanic paleo-arc and supra-subduction ophiolites can be traced eastward within the Alp-Himalayan orogenic belt. This reveals that Late Cretaceous intra-oceanic subduction occurred as connected event above the sinking Tethyan slab. It resulted as arc accretion to Laurasian active margin and supra-subduction ophiolite obduction on Gondwana-derived terranes.}, language = {en} } @phdthesis{Rach2015, author = {Rach, Oliver}, title = {Qualitative and quantitative estimations of hydrological changes in western Europe during abrupt climate shifts using lipid biomarker derived stable hydrogen isotope records}, school = {Universit{\"a}t Potsdam}, pages = {217}, year = {2015}, language = {en} } @phdthesis{Kieling2015, author = {Kieling, Katrin}, title = {Quantification of ground motions by broadband simulations}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-85989}, school = {Universit{\"a}t Potsdam}, pages = {XIV, 118}, year = {2015}, abstract = {In many procedures of seismic risk mitigation, ground motion simulations are needed to test systems or improve their effectiveness. For example they may be used to estimate the level of ground shaking caused by future earthquakes. Good physical models for ground motion simulation are also thought to be important for hazard assessment, as they could close gaps in the existing datasets. Since the observed ground motion in nature shows a certain variability, part of which cannot be explained by macroscopic parameters such as magnitude or position of an earthquake, it would be desirable that a good physical model is not only able to produce one single seismogram, but also to reveal this natural variability. In this thesis, I develop a method to model realistic ground motions in a way that is computationally simple to handle, permitting multiple scenario simulations. I focus on two aspects of ground motion modelling. First, I use deterministic wave propagation for the whole frequency range - from static deformation to approximately 10 Hz - but account for source variability by implementing self-similar slip distributions and rough fault interfaces. Second, I scale the source spectrum so that the modelled waveforms represent the correct radiated seismic energy. With this scaling I verify whether the energy magnitude is suitable as an explanatory variable, which characterises the amount of energy radiated at high frequencies - the advantage of the energy magnitude being that it can be deduced from observations, even in real-time. Applications of the developed method for the 2008 Wenchuan (China) earthquake, the 2003 Tokachi-Oki (Japan) earthquake and the 1994 Northridge (California, USA) earthquake show that the fine source discretisations combined with the small scale source variability ensure that high frequencies are satisfactorily introduced, justifying the deterministic wave propagation approach even at high frequencies. I demonstrate that the energy magnitude can be used to calibrate the high-frequency content in ground motion simulations. Because deterministic wave propagation is applied to the whole frequency range, the simulation method permits the quantification of the variability in ground motion due to parametric uncertainties in the source description. A large number of scenario simulations for an M=6 earthquake show that the roughness of the source as well as the distribution of fault dislocations have a minor effect on the simulated variability by diminishing directivity effects, while hypocenter location and rupture velocity more strongly influence the variability. The uncertainty in energy magnitude, however, leads to the largest differences of ground motion amplitude between different events, resulting in a variability which is larger than the one observed. For the presented approach, this dissertation shows (i) the verification of the computational correctness of the code, (ii) the ability to reproduce observed ground motions and (iii) the validation of the simulated ground motion variability. Those three steps are essential to evaluate the suitability of the method for means of seismic risk mitigation.}, language = {en} } @phdthesis{Abon2015, author = {Abon, Catherine Cristobal}, title = {Radar-based rainfall retrieval for flood forecasting in a meso-scale catchment}, school = {Universit{\"a}t Potsdam}, pages = {93 S.}, year = {2015}, language = {en} } @phdthesis{Neugebauer2015, author = {Neugebauer, Ina}, title = {Reconstructing climate from the Dead Sea sediment record using high-resolution micro-facies analyses}, series = {Dissertation}, journal = {Dissertation}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-85266}, school = {Universit{\"a}t Potsdam}, pages = {xiv, 97, XXIII}, year = {2015}, abstract = {The sedimentary record of the Dead Sea is a key archive for reconstructing climate in the eastern Mediterranean region, as it stores the environmental and tectonic history of the Levant for the entire Quaternary. Moreover, the lake is located at the boundary between Mediterranean sub-humid to semi-arid and Saharo-Arabian hyper-arid climates, so that even small shifts in atmospheric circulation are sensitively recorded in the sediments. This DFG-funded doctoral project was carried out within the ICDP Dead Sea Deep Drilling Project (DSDDP) that intended to gain the first long, continuous and high-resolution sediment core from the deep Dead Sea basin. The drilling campaign was performed in winter 2010-11 and more than 700 m of sediments were recovered. The main aim of this thesis was (1) to establish the lithostratigraphic framework for the ~455 m long sediment core from the deep Dead Sea basin and (2) to apply high-resolution micro-facies analyses for reconstructing and better understanding climate variability from the Dead Sea sediments. Addressing the first aim, the sedimentary facies of the ~455 m long deep-basin core 5017-1 were described in great detail and characterised through continuous overview-XRF element scanning and magnetic susceptibility measurements. Three facies groups were classified: (1) the marl facies group, (2) the halite facies group and (3) a group involving different expressions of massive, graded and slumped deposits including coarse clastic detritus. Core 5017-1 encompasses a succession of four main lithological units. Based on first radiocarbon and U-Th ages and correlation of these units to on-shore stratigraphic sections, the record comprises the last ca 220 ka, i.e. the upper part of the Amora Formation (parts of or entire penultimate interglacial and glacial), the last interglacial Samra Fm. (~135-75 ka), the last glacial Lisan Fm. (~75-14 ka) and the Holocene Ze'elim Formation. A major advancement of this record is that, for the first time, also transitional intervals were recovered that are missing in the exposed formations and that can now be studied in great detail. Micro-facies analyses involve a combination of high-resolution microscopic thin section analysis and µXRF element scanning supported by magnetic susceptibility measurements. This approach allows identifying and characterising micro-facies types, detecting event layers and reconstructing past climate variability with up to seasonal resolution, given that the analysed sediments are annually laminated. Within this thesis, micro-facies analyses, supported by further sedimentological and geochemical analyses (grain size, X-ray diffraction, total organic carbon and calcium carbonate contents) and palynology, were applied for two time intervals: (1) The early last glacial period ~117-75 ka was investigated focusing on millennial-scale hydroclimatic variations and lake level changes recorded in the sediments. Thereby, distinguishing six different micro-facies types with distinct geochemical and sedimentological characteristics allowed estimating relative lake level and water balance changes of the lake. Comparison of the results to other records in the Mediterranean region suggests a close link of the hydroclimate in the Levant to North Atlantic and Mediterranean climates during the time of the build-up of Northern hemisphere ice sheets during the early last glacial period. (2) A mostly annually laminated late Holocene section (~3700-1700 cal yr BP) was analysed in unprecedented detail through a multi-proxy, inter-site correlation approach of a shallow-water core (DSEn) and its deep-basin counterpart (5017-1). Within this study, a ca 1500 years comprising time series of erosion and dust deposition events was established and anchored to the absolute time-scale through 14C dating and age modelling. A particular focus of this study was the characterisation of two dry periods, from ~3500 to 3300 and from ~3000 to 2400 cal yr BP, respectively. Thereby, a major outcome was the coincidence of the latter dry period with a period of moist and cold climate in Europe related to a Grand Solar Minimum around 2800 cal yr BP and an increase in flood events despite overall dry conditions in the Dead Sea region during that time. These contrasting climate signatures in Europe and at the Dead Sea were likely linked through complex teleconnections of atmospheric circulation, causing a change in synoptic weather patterns in the eastern Mediterranean. In summary, within this doctorate the lithostratigraphic framework of a unique long sediment core from the deep Dead Sea basin is established, which serves as a base for any further high-resolution investigations on this core. It is demonstrated in two case studies that micro-facies analyses are an invaluable tool to understand the depositional processes in the Dead Sea and to decipher past climate variability in the Levant on millennial to seasonal time-scales. Hence, this work adds important knowledge helping to establish the deep Dead Sea record as a key climate archive of supra-regional significance.}, language = {en} } @phdthesis{Kormann2015, author = {Kormann, Christoph Martin}, title = {Regional climate change effects on hydroclimatic conditions in the Alpine region}, school = {Universit{\"a}t Potsdam}, pages = {129}, year = {2015}, language = {en} } @phdthesis{Bora2015, author = {Bora, Sanjay Singh}, title = {Regionally adaptable ground-motion Prediction Equations (GMPEs) for seismic hazard analysis}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-88806}, school = {Universit{\"a}t Potsdam}, pages = {xiv, 138}, year = {2015}, abstract = {Adjustment of empirically derived ground motion prediction equations (GMPEs), from a data- rich region/site where they have been derived to a data-poor region/site, is one of the major challenges associated with the current practice of seismic hazard analysis. Due to the fre- quent use in engineering design practices the GMPEs are often derived for response spectral ordinates (e.g., spectral acceleration) of a single degree of freedom (SDOF) oscillator. The functional forms of such GMPEs are based upon the concepts borrowed from the Fourier spectral representation of ground motion. This assumption regarding the validity of Fourier spectral concepts in the response spectral domain can lead to consequences which cannot be explained physically. In this thesis, firstly results from an investigation that explores the relationship between Fourier and response spectra, and implications of this relationship on the adjustment issues of GMPEs, are presented. The relationship between the Fourier and response spectra is explored by using random vibration theory (RVT), a framework that has been extensively used in earthquake engineering, for instance within the stochastic simulation framework and in the site response analysis. For a 5\% damped SDOF oscillator the RVT perspective of response spectra reveals that no one-to-one correspondence exists between Fourier and response spectral ordinates except in a limited range (i.e., below the peak of the response spectra) of oscillator frequencies. The high oscillator frequency response spectral ordinates are dominated by the contributions from the Fourier spectral ordinates that correspond to the frequencies well below a selected oscillator frequency. The peak ground acceleration (PGA) is found to be related with the integral over the entire Fourier spectrum of ground motion which is in contrast to the popularly held perception that PGA is a high-frequency phenomenon of ground motion. This thesis presents a new perspective for developing a response spectral GMPE that takes the relationship between Fourier and response spectra into account. Essentially, this frame- work involves a two-step method for deriving a response spectral GMPE: in the first step two empirical models for the FAS and for a predetermined estimate of duration of ground motion are derived, in the next step, predictions from the two models are combined within the same RVT framework to obtain the response spectral ordinates. In addition to that, a stochastic model based scheme for extrapolating the individual acceleration spectra beyond the useable frequency limits is also presented. To that end, recorded acceleration traces were inverted to obtain the stochastic model parameters that allow making consistent extrapola- tion in individual (acceleration) Fourier spectra. Moreover an empirical model, for a dura- tion measure that is consistent within the RVT framework, is derived. As a next step, an oscillator-frequency-dependent empirical duration model is derived that allows obtaining the most reliable estimates of response spectral ordinates. The framework of deriving the response spectral GMPE presented herein becomes a self-adjusting model with the inclusion of stress parameter (∆σ) and kappa (κ0) as the predictor variables in the two empirical models. The entire analysis of developing the response spectral GMPE is performed on recently compiled RESORCE-2012 database that contains recordings made from Europe, the Mediterranean and the Middle East. The presented GMPE for response spectral ordinates should be considered valid in the magnitude range of 4 ≤ MW ≤ 7.6 at distances ≤ 200 km.}, language = {en} } @phdthesis{Kulikova2015, author = {Kulikova, Galina}, title = {Source parameters of the major historical earthquakes in the Tien-Shan region from the late 19th to the early 20th century}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-88370}, school = {Universit{\"a}t Potsdam}, pages = {xiv, 164}, year = {2015}, abstract = {The Tien-Shan and the neighboring Pamir region are two of the largest mountain belts in the world. Their deformation is dominated by intermontane basins bounded by active thrust and reverse faulting. The Tien-Shan mountain belt is characterized by a very high rate of seismicity along its margins as well as within the Tien-Shan interior. The study area of the here presented thesis, the western part of the Tien-Shan region, is currently seismically active with small and moderate sized earthquakes. However, at the end of the 19th beginning of the 20th century, this region was struck by a remarkable series of large magnitude (M>7) earthquakes, two of them reached magnitude 8. Those large earthquakes occurred prior to the installation of the global digital seismic network and therefore were recorded only by analog seismic instruments. The processing of the analog data brings several difficulties, for example, not always the true parameters of the recording system are known. Another complicated task is the digitization of those records - a very time-consuming and delicate part. Therefore a special set of techniques is developed and modern methods are adapted for the digitized instrumental data analysis. The main goal of the presented thesis is to evaluate the impact of large magnitude M≥7.0 earthquakes, which occurred at the turn of 19th to 20th century in the Tien-Shan region, on the overall regional tectonics. A further objective is to investigate the accuracy of previously estimated source parameters for those earthquakes, which were mainly based on macroseismic observations, and re-estimate them based on the instrumental data. An additional aim of this study is to develop the tools and methods for faster and more productive usage of analog seismic data in modern seismology. In this thesis, the ten strongest and most interesting historical earthquakes in Tien-Shan region are analyzed. The methods and tool for digitizing and processing the analog seismic data are presented. The source parameters of the two major M≥8.0 earthquakes in the Northern Tien-Shan are re-estimated in individual case studies. Those studies are published as peer-reviewed scientific articles in reputed journals. Additionally, the Sarez-Pamir earthquake and its connection with one of the largest landslides in the world, Usoy landslide, is investigated by seismic modeling. These results are also published as a research paper. With the developed techniques, the source parameters of seven more major earthquakes in the region are determined and their impact on the regional tectonics was investigated. The large magnitudes of those earthquakes are confirmed by instrumental data. The focal mechanism of these earthquakes were determined providing evidence for responsible faults or fault systems.}, language = {en} } @phdthesis{Brosinsky2015, author = {Brosinsky, Arlena}, title = {Spectral fingerprinting}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-83369}, school = {Universit{\"a}t Potsdam}, pages = {VI, 117}, year = {2015}, abstract = {Current research on runoff and erosion processes, as well as an increasing demand for sustainable watershed management emphasize the need for an improved understanding of sediment dynamics. This involves the accurate assessment of erosion rates and sediment transfer, yield and origin. A variety of methods exist to capture these processes at the catchment scale. Among these, sediment fingerprinting, a technique to trace back the origin of sediment, has attracted increasing attention by the scientific community in recent years. It is a two-step procedure, based on the fundamental assumptions that potential sources of sediment can be reliably discriminated based on a set of characteristic 'fingerprint' properties, and that a comparison of source and sediment fingerprints allows to quantify the relative contribution of each source. This thesis aims at further assessing the potential of spectroscopy to assist and improve the sediment fingerprinting technique. Specifically, this work focuses on (1) whether potential sediment sources can be reliably identified based on spectral features ('fingerprints'), whether (2) these spectral fingerprints permit the quantification of relative source contribution, and whether (3) in situ derived source information is sufficient for this purpose. Furthermore, sediment fingerprinting using spectral information is applied in a study catchment to (4) identify major sources and observe how relative source contributions change between and within individual flood events. And finally, (5) spectral fingerprinting results are compared and combined with simultaneous sediment flux measurements to study sediment origin, transport and storage behaviour. For the sediment fingerprinting approach, soil samples were collected from potential sediment sources within the Is{\´a}bena catchment, a meso-scale basin in the central Spanish Pyrenees. Undisturbed samples of the upper soil layer were measured in situ using an ASD spectroradiometer and subsequently sampled for measurements in the laboratory. Suspended sediment was sampled automatically by means of ISCO samplers at the catchment as well as at the five major subcatchment outlets during flood events, and stored fine sediment from the channel bed was collected from 14 cross-sections along the main river. Artificial mixtures of known contributions were produced from source soil samples. Then, all source, sediment and mixture samples were dried and spectrally measured in the laboratory. Subsequently, colour coefficients and physically based features with relation to organic carbon, iron oxide, clay content and carbonate, were calculated from all in situ and laboratory spectra. Spectral parameters passing a number of prerequisite tests were submitted to principal component analyses to study natural clustering of samples, discriminant function analyses to observe source differentiation accuracy, and a mixing model for source contribution assessment. In addition, annual as well as flood event based suspended sediment fluxes from the catchment and its subcatchments were calculated from rainfall, water discharge and suspended sediment concentration measurements using rating curves and Quantile Regression Forests. Results of sediment flux monitoring were interpreted individually with respect to storage behaviour, compared to fingerprinting source ascriptions and combined with fingerprinting to assess their joint explanatory potential. In response to the key questions of this work, (1) three source types (land use) and five spatial sources (subcatchments) could be reliably discriminated based on spectral fingerprints. The artificial mixture experiment revealed that while (2) laboratory parameters permitted source contribution assessment, (3) the use of in situ derived information was insufficient. Apparently, high discrimination accuracy does not necessarily imply good quantification results. When applied to suspended sediment samples of the catchment outlet, the spectral fingerprinting approach was able to (4) quantify the major sediment sources: badlands and the Villacarli subcatchment, respectively, were identified as main contributors, which is consistent with field observations and previous studies. Thereby, source contribution was found to vary both, within and between individual flood events. Also sediment flux was found to vary considerably, annually as well as seasonally and on flood event base. Storage was confirmed to play an important role in the sediment dynamics of the studied catchment, whereas floods with lower total sediment yield tend to deposit and floods with higher yield rather remove material from the channel bed. Finally, a comparison of flux measurements with fingerprinting results highlighted the fact that (5) immediate transport from sources to the catchment outlet cannot be assumed. A combination of the two methods revealed different aspects of sediment dynamics that none of the techniques could have uncovered individually. In summary, spectral properties provide a fast, non-destructive, and cost-efficient means to discriminate and quantify sediment sources, whereas, unfortunately, straight-forward in situ collected source information is insufficient for the approach. Mixture modelling using artificial mixtures permits valuable insights into the capabilities and limitations of the method and similar experiments are strongly recommended to be performed in the future. Furthermore, a combination of techniques such as e.g. (spectral) sediment fingerprinting and sediment flux monitoring can provide comprehensive understanding of sediment dynamics.}, language = {en} } @phdthesis{Mulyukova2015, author = {Mulyukova, Elvira}, title = {Stability of the large low shear velocity provinces}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-82228}, school = {Universit{\"a}t Potsdam}, pages = {139}, year = {2015}, abstract = {We study segregation of the subducted oceanic crust (OC) at the core mantle boundary and its ability to accumulate and form large thermochemical piles (such as the seismically observed Large Low Shear Velocity Provinces - LLSVPs). Our high-resolution numerical simulations suggest that the longevity of LLSVPs for up to three billion years, and possibly longer, can be ensured by a balance in the rate of segregation of high-density OC-material to the CMB, and the rate of its entrainment away from the CMB by mantle upwellings. For a range of parameters tested in this study, a large-scale compositional anomaly forms at the CMB, similar in shape and size to the LLSVPs. Neutrally buoyant thermochemical piles formed by mechanical stirring - where thermally induced negative density anomaly is balanced by the presence of a fraction of dense anomalous material - best resemble the geometry of LLSVPs. Such neutrally buoyant piles tend to emerge and survive for at least 3Gyr in simulations with quite different parameters. We conclude that for a plausible range of values of density anomaly of OC material in the lower mantle - it is likely that it segregates to the CMB, gets mechanically mixed with the ambient material, and forms neutrally buoyant large scale compositional anomalies similar in shape to the LLSVPs. We have developed an efficient FEM code with dynamically adaptive time and space resolution, and marker-in-cell methodology. This enabled us to model thermochemical mantle convection at realistically high convective vigor, strong thermally induced viscosity variations, and long term evolution of compositional fields.}, language = {en} } @phdthesis{Hunke2015, author = {Hunke, Philip Paul}, title = {The Brazilian Cerrado: ecohydrological assessment of water and soil degradation in heavily modified meso-scale catchments}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-85110}, school = {Universit{\"a}t Potsdam}, pages = {xi, 124}, year = {2015}, abstract = {The Brazilian Cerrado is recognised as one of the most threatened biomes in the world, as the region has experienced a striking change from natural vegetation to intense cash crop production. The impacts of rapid agricultural expansion on soil and water resources are still poorly understood in the region. Therefore, the overall aim of the thesis is to improve our understanding of the ecohydrological processes causing water and soil degradation in the Brazilian Cerrado. I first present a metaanalysis to provide quantitative evidence and identifying the main impacts of soil and water alterations resulting from land use change. Second, field studies were conducted to (i) examine the effects of land use change on soils of natural cerrado transformed to common croplands and pasture and (ii) indicate how agricultural production affects water quality across a meso-scale catchment. Third, the ecohydrological process-based model SWAT was tested with simple scenario analyses to gain insight into the impacts of land use and climate change on the water cycling in the upper S{\~a}o Louren{\c{c}}o catchment which experienced decreasing discharges in the last 40 years. Soil and water quality parameters from different land uses were extracted from 89 soil and 18 water studies in different regions across the Cerrado. Significant effects on pH, bulk density and available P and K for croplands and less-pronounced effects on pastures were evident. Soil total N did not differ between land uses because most of the cropland sites were N-fixing soybean cultivations, which are not artificially fertilized with N. By contrast, water quality studies showed N enrichment in agricultural catchments, indicating fertilizer impacts and potential susceptibility to eutrophication. Regardless of the land use, P is widely absent because of the high-fixing capacities of deeply weathered soils and the filtering capacity of riparian vegetation. Pesticides, however, were consistently detected throughout the entire aquatic system. In several case studies, extremely high-peak concentrations exceeded Brazilian and EU water quality limits, which pose serious health risks. My field study revealed that land conversion caused a significant reduction in infiltration rates near the soil surface of pasture (-96 \%) and croplands (-90 \% to -93 \%). Soil aggregate stability was significantly reduced in croplands than in cerrado and pasture. Soybean crops had extremely high extractable P (80 mg kg-1), whereas pasture N levels declined. A snapshot water sampling showed strong seasonality in water quality parameters. Higher temperature, oxi-reduction potential (ORP), NO2-, and very low oxygen concentrations (<5 mg•l-1) and saturation (<60 \%) were recorded during the rainy season. By contrast, remarkably high PO43- concentrations (up to 0.8 mg•l-1) were measured during the dry season. Water quality parameters were affected by agricultural activities at all sampled sub-catchments across the catchment, regardless of stream characteristic. Direct NO3- leaching appeared to play a minor role; however, water quality is affected by topsoil fertiliser inputs with impact on small low order streams and larger rivers. Land conversion leaving cropland soils more susceptible to surface erosion by increased overland flow events. In a third study, the field data were used to parameterise SWAT. The model was tested with different input data and calibrated in SWAT-CUP using the SUFI-2 algorithm. The model was judged reliable to simulate the water balance in the Cerrado. A complete cerrado, pasture and cropland cover was used to analyse the impact of land use on water cycling as well as climate change projections (2039-2058) according to the projections of the RCP 8.5 scenario. The actual evapotranspiration (ET) for the cropland scenario was higher compared to the cerrado cover (+100 mm a-1). Land use change scenarios confirmed that deforestation caused higher annual ET rates explaining partly the trend of decreased streamflow. Taking all climate change scenarios into account, the most likely effect is a prolongation of the dry season (by about one month), with higher peak flows in the rainy season. Consequently, potential threats for crop production with lower soil moisture and increased erosion and sediment transport during the rainy season are likely and should be considered in adaption plans. From the three studies of the thesis I conclude that land use intensification is likely to seriously limit the Cerrado's future regarding both agricultural productivity and ecosystem stability. Because only limited data are available for the vast biome, we recommend further field studies to understand the interaction between terrestrial and aquatic systems. This thesis may serve as a valuable database for integrated modelling to investigate the impact of land use and climate change on soil and water resources and to test and develop mitigation measures for the Cerrado in the future.}, language = {en} } @phdthesis{Rohrmann2015, author = {Rohrmann, Alexander}, title = {The role of wind and water in shaping earth's plateaus}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-77938}, school = {Universit{\"a}t Potsdam}, pages = {XXV, 157}, year = {2015}, abstract = {The overarching goal of this dissertation is to provide a better understanding of the role of wind and water in shaping Earth's Cenozoic orogenic plateaus - prominent high-elevation, low relief sectors in the interior of Cenozoic mountain belts. In particular, the feedbacks between surface uplift, the build-up of topography and ensuing changes in precipitation, erosion, and vegetation patterns are addressed in light of past and future climate change. Regionally, the study focuses on the two world's largest plateaus, the Altiplano-Puna Plateau of the Andes and Tibetan Plateau, both characterized by average elevations of >4 km. Both plateaus feature high, deeply incised flanks with pronounced gradients in rainfall, vegetation, hydrology, and surface processes. These characteristics are rooted in the role of plateaus to act as efficient orographic barriers to rainfall and to force changes in atmospheric flow. The thesis examines the complex topics of tectonic and climatic forcing of the surface-process regime on three different spatial and temporal scales: (1) bedrock wind-erosion rates are quantified in the arid Qaidam Basin of NW Tibet over millennial timescales using cosmogenic radionuclide dating; (2) present-day stable isotope composition in rainfall is examined across the south-central Andes in three transects between 22° S and 28° S; these data are modeled and assessed with remotely sensed rainfall data of the Tropical Rainfall Measuring Mission and the Moderate Resolution Imaging Spectroradiometer; (3) finally, a 2.5-km-long Mio-Pliocene sedimentary record of the intermontane Angastaco Basin (25°45' S, 66°00' W) is presented in the context of hydrogen and carbon compositions of molecular lipid biomarker, and oxygen and carbon isotopes obtained from pedogenic carbonates; these records are compared to other environmental proxies, including hydrated volcanic glass shards from volcanic ashes intercalated in the sedimentary strata. There are few quantitative estimates of eolian bedrock-removal rates from arid, low relief landscapes. Wind-erosion rates from the western Qaidam Basin based on cosmogenic 10Be measurements document erosion rates between 0.05 to 0.4 mm/yr. This finding indicates that in arid environments with strong winds, hyperaridity, exposure of friable strata, and ongoing rock deformation and uplift, wind erosion can outpace fluvial erosion. Large eroded sediment volumes within the Qaidam Basin and coeval dust deposition on the Chinese Loess plateau, exemplify the importance of dust production within arid plateau environments for marine and terrestrial depositional processes, but also health issues and fertilization of soils. In the south-central Andes, the analysis of 234 stream-water samples for oxygen and hydrogen reveals that areas experiencing deep convective storms do not show the commonly observed patterns of isotopic fractionation and the expected co-varying relationships between oxygen and hydrogen with increasing elevation. These convective storms are formed over semi-arid intermontane basins in the transition between the broken foreland of the Sierras Pampeanas, the Eastern Cordillera, and the Puna Plateau in the interior of the orogen. Here, convective rainfall dominates the precipitation budget and no systematic stable isotope-elevation relationship exists. Regions to the north, in the transition between the broken foreland and the Subandean foreland fold-and-thrust belt, the impact of convection is subdued, with lower degrees of storminess and a stronger expected isotope-elevation relationship. This finding of present-day fractionation trends of meteoric water is of great importance for paleoenvironmental studies in attempts to use stable isotope relationships in the reconstruction of paleoelevations. The third part of the thesis focuses on the paleohydrological characteristics of the Mio-Pliocene (10-2 Ma) Angastaco Basin sedimentary record, which reveals far-reaching environmental changes during Andean uplift and orographic barrier formation. A precipitation- evapotranspiration record identifies the onset of a precipitation regime related to the South American Low Level Jet at this latitude after 9 Ma. Humid foreland conditions existed until 7 Ma, followed by orographic barrier uplift to the east of the present-day Angastaco Basin. This was superseded by rapid (~0.5 Myr) aridification in an intermontane basin, highlighting the effects of eastward-directed deformation. A transition in vegetation cover from a humid C3 forest ecosystem to semi-arid C4-dominated vegetation was coeval with continued basin uplift to modern elevations.}, language = {en} } @phdthesis{Sauma2015, author = {Sauma, Natalia Zamora}, title = {Tsunami hazard analysis in Central America with emphasis on uncertainties}, school = {Universit{\"a}t Potsdam}, pages = {184}, year = {2015}, language = {en} }