@article{BergstroemFranzkeKuhlmannetal.2021, author = {Bergstr{\"o}m, Tomas and Franzke, Jochen and Kuhlmann, Sabine and Wayenberg, Ellen}, title = {Future Outlook and Scenarios}, series = {The Future of Local Self-Government : European Trends in Autonomy, Innovations and Central-Local Relations}, journal = {The Future of Local Self-Government : European Trends in Autonomy, Innovations and Central-Local Relations}, publisher = {Springer}, address = {Cham}, isbn = {978-3-030-56058-4}, doi = {10.1007/978-3-030-56059-1_20}, pages = {227 -- 286}, year = {2021}, abstract = {Where is local self-government heading in the future? Among trends identified is firstly an intensification of multilevel, intermunicipal, and cross-border governance. In the future even more of cooperation and coordination among different political and administrative levels will be required. Territorial boundaries have become increasingly incongruent with functional public activities. Secondly, the innovative potential of introducing markets as templates for organisational reform has reached its end. Future reforms will most likely try to adapt market reforms to local public contexts, or even reverse the development. Finally, a tightening of state steering and an increased dependence on state funding to uphold local services is expected. Waves of amalgamations might slow down this process but they will not make financial problems disappear completely.}, language = {en} } @article{BogumilKuhlmann2021, author = {Bogumil, J{\"o}rg and Kuhlmann, Sabine}, title = {Digitale Transformation in deutschen Kommunen}, series = {Die Verwaltung}, volume = {54}, journal = {Die Verwaltung}, number = {1}, publisher = {Duncker \& Humblot}, address = {Berlin}, issn = {0042-4498}, doi = {10.3790/verw.54.1.105}, pages = {105 -- 132}, year = {2021}, abstract = {Deutschland landet in europ{\"a}ischen Rankings zur Verwaltungsdigitalisierung regelm{\"a}ßig im hinteren Mittelfeld. Die bisherige Bilanz der Digitalisierung f{\"u}r die deutsche {\"o}ffentliche Verwaltung ist trotz verst{\"a}rkter Anstrengungen aller f{\"o}deraler Ebenen, wie sie insbesondere in der Umsetzung des Onlinezugangsgesetzes (OZG) zum Ausdruck kommen, nach wie vor als eher ern{\"u}chternd einzusch{\"a}tzen. Vor diesem Hintergrund besch{\"a}ftigt sich der vorliegende Beitrag mit der Umsetzung, den H{\"u}rden und ausgew{\"a}hlten Wirkungsaspekten der Verwaltungsdigitalisierung auf kommunaler Ebene. Die empirische Basis bildet eine 2019 abgeschlossene Studie zur digitalen Transformation in einem Schl{\"u}sselbereich b{\"u}rgerbezogener Leistungserbringung, den st{\"a}dtischen B{\"u}rger{\"a}mtern, welche die am meisten nachgefragten kommunalen Dienstleistungen bereitstellen. Aus der Analyse lassen sich wichtige Erkenntnisse f{\"u}r die zuk{\"u}nftige Entwicklung der Digitalisierung {\"o}ffentlicher Leistungserbringung in Deutschland ableiten.}, language = {de} } @article{BonomiSavignonMeneguzzoKuhlmannetal.2021, author = {Bonomi Savignon, Andrea and Meneguzzo, Marco and Kuhlmann, Sabine and Cepiku, Denita}, title = {Guest editorial: Interinstitutional performance management}, series = {International journal of public sector management : IJPSM}, volume = {34}, journal = {International journal of public sector management : IJPSM}, number = {3}, publisher = {Emerald Group Publishing Limited}, address = {Bingley}, issn = {0951-3558}, doi = {10.1108/IJPSM-03-2021-0057}, pages = {241 -- 246}, year = {2021}, language = {en} } @incollection{FranzkeKuhlmann2021, author = {Franzke, Jochen and Kuhlmann, Sabine}, title = {German local authorities coping with the Covid-19 pandemic}, series = {L' administration locale face {\`a} la crise sanitaire}, booktitle = {L' administration locale face {\`a} la crise sanitaire}, publisher = {{\´E}ditions Le Moniteur}, address = {Antony}, isbn = {9782281134964}, pages = {257 -- 272}, year = {2021}, language = {en} } @incollection{Kuhlmann2021, author = {Kuhlmann, Sabine}, title = {Managerial reforms from a comparative perspective}, series = {A research agenda for regional and local government}, booktitle = {A research agenda for regional and local government}, editor = {Callanan, Mark and Loughlin, John}, publisher = {Edward Elgar Publishing}, address = {Cheltenham, UK}, isbn = {978-1-83910-663-7}, doi = {10.4337/9781839106644.00013}, pages = {111 -- 132}, year = {2021}, abstract = {This chapter analyses managerial reforms at the subnational level of government from a comparative perspective and outlines possible routes for future comparative research. It examines reforms of the external relationships between local governments and private service providers, which were aimed at transforming the organizational macro-setting of local service provision, the task portfolio and functional profile of local governments. The chapter then moves to scrutinizing internal managerial reforms concerned with the modernization of organization and processes and the improvement of management capacities inside local administrations meant to strengthen performance, output- and consumer-orientation in local service delivery. The country sample includes the United Kingdom (England), Sweden, and Germany that represent three distinct types of administrative culture and local government in Europe.}, language = {en} } @article{KuhlmannBogumil2021, author = {Kuhlmann, Sabine and Bogumil, J{\"o}rg}, title = {Administrative Reforms in the Multilevel System}, series = {Public Administration in Germany}, journal = {Public Administration in Germany}, publisher = {Palgrave Macmillan}, address = {Cham}, isbn = {978-3-030-53696-1}, doi = {10.1007/978-3-030-53697-8_16}, pages = {271 -- 289}, year = {2021}, abstract = {The chapter analyses recent reforms in the multilevel system of the L{\"a}nder, specifically territorial, functional and structural reforms, which represent three of the most crucial and closely interconnected reform trajectories at the subnational level. It sheds light on the variety of reform approaches pursued in the different L{\"a}nder and also highlights some factors that account for these differences. The transfer of state functions to local governments is addressed as well as the restructuring of L{\"a}nder administrations (e.g. abolishment of the meso level of the L{\"a}nder administration and of single-purpose state agencies) and the rescaling of territorial boundaries at county and municipal levels, including a brief review of the recently failed (territorial) reforms in Eastern Germany.}, language = {en} } @article{KuhlmannBogumil2021, author = {Kuhlmann, Sabine and Bogumil, J{\"o}rg}, title = {The Digitalisation of Local Public Services}, series = {The Future of Local Self-Government : European Trends in Autonomy, Innovations and Central-Local Relations}, journal = {The Future of Local Self-Government : European Trends in Autonomy, Innovations and Central-Local Relations}, publisher = {Springer}, address = {Cham}, isbn = {978-3-030-56058-4}, doi = {10.1007/978-3-030-56059-1_8}, pages = {101 -- 113}, year = {2021}, abstract = {The digital transformation of the local public sector is an important step towards making local service delivery more citizen-centred and user-oriented. The state of digitalisation in public administration in Germany is, however, well behind the far-reaching hopes associated with this modernisation theme. This chapter will explore the question as to what extent digital tools have been introduced in German local governments, more specifically in local one-stop shops (B{\"u}rger{\"a}mter), which hurdles local actors face when coping with the digital transformation, and which tools impact on citizens and local employees as well as have unintended effects and dysfunctionalities so far. A comprehensive and standardised survey amongst mayors and heads of staff councils in German municipalities as well as citizens and employees' surveys and case studies will form the empirical basis of this chapter.}, language = {en} } @article{KuhlmannBouckaertGallietal.2021, author = {Kuhlmann, Sabine and Bouckaert, Geert and Galli, Davide and Reiter, Renate and van Hecke, Steven}, title = {Opportunity management of the COVID-19 pandemic}, series = {International review of administrative sciences}, volume = {87}, journal = {International review of administrative sciences}, number = {3}, publisher = {Sage}, address = {Los Angeles, California}, issn = {0020-8523}, doi = {10.1177/0020852321992102}, pages = {497 -- 517}, year = {2021}, abstract = {This article provides a conceptual framework for the analysis of COVID-19 crisis governance in the first half of 2020 from a cross-country comparative perspective. It focuses on the issue of opportunity management, that is, how the crisis was used by relevant actors of distinctly different administrative cultures as a window of opportunity. We started from an overall interest in the factors that have influenced the national politics of crisis management to answer the question of whether and how political and administrative actors in various countries have used the crisis as an opportunity to facilitate, accelerate or prevent changes in institutional settings. The objective is to study the institutional settings and governance structures, (alleged) solutions and remedies, and constellations of actors and preferences that have influenced the mode of crisis and opportunity management. Finally, the article summarizes some major comparative findings drawn from the country studies of this Special Issue, focusing on similarities and differences in crisis responses and patterns of opportunity management.}, language = {en} } @techreport{KuhlmannFranzkeDumasetal.2021, author = {Kuhlmann, Sabine and Franzke, Jochen and Dumas, Beno{\^i}t Paul and Heine, Moreen}, title = {Daten als Grundlage f{\"u}r wissenschaftliche Politikberatung}, publisher = {Universit{\"a}tsverlag Potsdam}, address = {Potsdam}, doi = {10.25932/publishup-51968}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-519683}, pages = {67}, year = {2021}, abstract = {Die vorliegende Studie zeigt, dass Daten in der Krise eine herausragende Bedeutung f{\"u}r die wissenschaftliche Politikberatung, administrative Entscheidungsvorbereitung und politische Entscheidungsfindung haben. In der Krise gab es jedoch gravierende Kommunikationsprobleme und Unsicherheiten in der wechselseitigen Erwartungshaltung von wissenschaftlichen Datengebern und politisch-administrativen Datennutzern. Die Wissensakkumulation und Entscheidungsabw{\"a}gung wurde außerdem durch eine unsichere und volatile Datenlage zum Pandemiegeschehen, verbunden mit einer dynamischen Lageentwicklung, erschwert. Nach wie vor sind das Bewusstsein und wechselseitige Verst{\"a}ndnis f{\"u}r die spezifischen Rollenprofile der am wissenschaftlichen Politikberatungsprozess beteiligten Akteure sowie insbesondere deren Abgrenzung als unzureichend einzusch{\"a}tzen. Die Studie hat dar{\"u}ber hinaus vielf{\"a}ltige Defizite hinsichtlich der Verf{\"u}gbarkeit, Qualit{\"a}t, Zug{\"a}nglichkeit, Teilbarkeit und Nutzbarkeit von Daten identifiziert, die Datenproduzenten und -verwender vor erhebliche Herausforderungen stellen und einen umfangreichen Reformbedarf aufzeigen, da zum einen wichtige Datenbest{\"a}nde f{\"u}r eine krisenbezogene Politikberatung fehlen. Zum anderen sind die Tiefensch{\"a}rfe und Differenziertheit des verf{\"u}gbaren Datenbestandes teilweise unzureichend. Dies gilt z.B. f{\"u}r sozialstrukturelle Daten zur Schwere der Pandemiebetroffenheit verschiedener Gruppen oder f{\"u}r kleinr{\"a}umige Daten {\"u}ber Belastungs- und Kapazit{\"a}tsparameter, etwa zur Personalabdeckung auf Intensivstationen, in Gesundheits{\"a}mtern und Pflegeeinrichtungen. Datendefizite sind ferner im Hinblick auf eine ganzheitliche Pandemiebeurteilung festzustellen, zum Beispiel bez{\"u}glich der Gesundheitseffekte im weiteren Sinne, die aufgrund der ergriffenen Maßnahmen entstanden sind (Verschiebung oder Wegfall von Operationen, Behandlungen und Pr{\"a}vention, aber auch h{\"a}usliche Gewalt und psychische Belastungen). Mangels systematischer Begleitstudien und evaluativer Untersuchungen, u.a. auch zu lokalen Pilotprojekten und Experimenten, bestehen außerdem Datendefizite im Hinblick auf die Wirkungen von Eind{\"a}mmungsmaßnahmen oder deren Aufhebung auf der gebietsk{\"o}rperschaftlichen Ebene. Insgesamt belegt die Studie, dass es zur Optimierung der datenbasierten Politikberatung und politischen Entscheidungsfindung in und außerhalb von Krisen nicht nur darum gehen kann, ein „Mehr" an Daten zu produzieren sowie deren Qualit{\"a}t, Verkn{\"u}pfung und Teilung zu verbessern. Vielmehr m{\"u}ssen auch die Anreizstrukturen und Interessenlagen in Politik, Verwaltung und Wissenschaft sowie die Kompetenzen, Handlungsorientierungen und kognitiv-kulturellen Pr{\"a}gungen der verschiedenen Akteure in den Blick genommen werden. Es m{\"u}ssten also Anreize gesetzt und Strukturen geschaffen werden, um das Interesse, den Willen und das K{\"o}nnen (will and skill) zur Datennutzung auf Seiten politisch-administrativer Entscheider und zur Dateneinspeisung auf Seiten von Wissenschaftlern zu st{\"a}rken. Neben adressatengerechter Informationsaufbereitung geht es dabei auch um die Gestaltung eines normativen und institutionellen Rahmens, innerhalb dessen die Nutzung von Daten f{\"u}r Entscheidungen effektiver, qualifizierter, aber auch transparenter, nachvollziehbarer und damit demokratisch legitimer erfolgen kann. Vor dem Hintergrund dieser empirischen Befunde werden acht Cluster von Optimierungsmaßnahmen vorgeschlagen: (1) Etablierung von Datenstrecken und Datenteams, (2) Schaffung regionaler Datenkompetenzzentren, (3) St{\"a}rkung von Data Literacy und Beschleunigung des Kulturwandels in der {\"o}ffentlichen Verwaltung, (4) Datenstandardisierung, Interoperabilit{\"a}t und Registermodernisierung, (5) Ausbau von Public Data Pools und Open Data Nutzung, (6) Effektivere Verbindung von Datenschutz und Datennutzung, (7) Entwicklung eines hochfrequenten, repr{\"a}sentativen Datensatzes, (8) F{\"o}rderung der europ{\"a}ischen Daten-Zusammenarbeit.}, language = {de} } @article{KuhlmannHellstromRambergetal.2021, author = {Kuhlmann, Sabine and Hellstrom, Mikael and Ramberg, Ulf and Reiter, Renate}, title = {Tracing divergence in crisis governance}, series = {International review of administrative sciences : an international journal of comparative public administration}, volume = {87}, journal = {International review of administrative sciences : an international journal of comparative public administration}, number = {3}, publisher = {Sage Publ.}, address = {London}, issn = {0020-8523}, doi = {10.1177/0020852320979359}, pages = {556 -- 575}, year = {2021}, abstract = {This cross-country comparison of administrative responses to the COVID-19 pandemic in France, Germany and Sweden is aimed at exploring how institutional contexts and administrative cultures have shaped strategies of problem-solving and governance modes during the pandemic, and to what extent the crisis has been used for opportunity management. The article shows that in France, the central government reacted determinedly and hierarchically, with tough containment measures. By contrast, the response in Germany was characterized by an initial bottom-up approach that gave way to remarkable federal unity in the further course of the crisis, followed again by a return to regional variance and local discretion. In Sweden, there was a continuation of 'normal governance' and a strategy of relying on voluntary compliance largely based on recommendations and less - as in Germany and France - on a strategy of imposing legally binding regulations. The comparative analysis also reveals that relevant stakeholders in all three countries have used the crisis as an opportunity for changes in the institutional settings and administrative procedures. Points for practitioners COVID-19 has shown that national political and administrative standard operating procedures in preparation for crises are, at best, partially helpful. Notwithstanding the fact that dealing with the unpredictable is a necessary part of crisis management, a need to further improve the institutional preparedness for pandemic crises in all three countries examined here has also become clear. This should be done particularly by way of shifting resources to the health and care sectors, strengthening the decentralized management of health emergencies, stocking and/or self-producing protection material, assessing the effects of crisis measures, and opening the scientific discourse to broader arenas of experts.}, language = {en} } @article{KuhlmannHellstroemRambergetal.2021, author = {Kuhlmann, Sabine and Hellstr{\"o}m, Mikael and Ramberg, Ulf and Reiter, Renate}, title = {Tracing divergence in crisis governance}, series = {International review of administrative sciences}, volume = {87}, journal = {International review of administrative sciences}, number = {3}, publisher = {Sage}, address = {Los Angeles, California}, issn = {0020-8523}, doi = {10.1177/0020852320979359}, pages = {556 -- 575}, year = {2021}, abstract = {This cross-country comparison of administrative responses to the COVID-19 pandemic in France, Germany and Sweden is aimed at exploring how institutional contexts and administrative cultures have shaped strategies of problem-solving and governance modes during the pandemic, and to what extent the crisis has been used for opportunity management. The article shows that in France, the central government reacted determinedly and hierarchically, with tough containment measures. By contrast, the response in Germany was characterized by an initial bottom-up approach that gave way to remarkable federal unity in the further course of the crisis, followed again by a return to regional variance and local discretion. In Sweden, there was a continuation of 'normal governance' and a strategy of relying on voluntary compliance largely based on recommendations and less - as in Germany and France - on a strategy of imposing legally binding regulations. The comparative analysis also reveals that relevant stakeholders in all three countries have used the crisis as an opportunity for changes in the institutional settings and administrative procedures.}, language = {en} } @article{KuhlmannHeuberger2021, author = {Kuhlmann, Sabine and Heuberger, Moritz}, title = {Digital transformation going local}, series = {Public money \& management}, volume = {43}, journal = {Public money \& management}, number = {2}, publisher = {Taylor \& Francis}, address = {Abingdon}, issn = {0954-0962}, doi = {10.1080/09540962.2021.1939584}, pages = {147 -- 155}, year = {2021}, abstract = {Digital government constitutes the most important trend of post-NPM reforms at the local level. Based on the results of a research project on local one-stop shops, this article analyses the current state of digitalization in German local authorities. The authors explain the hurdles of implementation as well as the impact on staff members and citizens, providing explanations and revealing general interrelations between institutional changes, impacts, and context factors of digital transformation.}, language = {en} } @book{KuhlmannHeubergerDumas2021, author = {Kuhlmann, Sabine and Heuberger, Moritz and Dumas, Beno{\^i}t Paul}, title = {Kommunale Handlungsf{\"a}higkeit im europ{\"a}ischen Vergleich. Autonomie, Aufgaben und Reformen}, series = {Modernisierung des {\"o}ffentlichen Sektors}, volume = {48}, journal = {Modernisierung des {\"o}ffentlichen Sektors}, number = {1}, editor = {Fleischer, Julia and Kuhlmann, Sabine}, publisher = {Nomos}, address = {Baden-Baden}, isbn = {978-3-7489-2330-5}, issn = {0945-1072}, doi = {10.5771/9783748923305}, pages = {9 -- 124}, year = {2021}, abstract = {Angesichts neuer globaler Herausforderungen geh{\"o}rt eine starke kommunale Ebene zu den Grundvoraussetzungen gesellschaftlicher Probleml{\"o}sungsf{\"a}higkeit. Die St{\"a}rkung kommunaler Selbstverwaltung ist daher ein wichtiges institutionen- und verwaltungspolitisches Zukunftsthema, zu welchem die vorliegende Studie einen Beitrag leisten m{\"o}chte.}, language = {de} } @article{KuhlmannProellerSchiemankeetal.2021, author = {Kuhlmann, Sabine and Proeller, Isabella and Schiemanke, Dieter and Ziekow, Jan}, title = {German Public Administration}, series = {Public Administration in Germany}, journal = {Public Administration in Germany}, publisher = {Palgrave Macmillan}, address = {Cham}, isbn = {978-3-030-53696-1}, doi = {10.1007/978-3-030-53697-8_1}, pages = {1 -- 13}, year = {2021}, abstract = {The international community of public administration and administrative sciences shows a great interest in the basic features of the German administrative system. The German public administration with its formative decentralisation (called: administrative federalism) is regarded as a prime example of multilevel governance and strong local self-government. Furthermore, over the past decades, the traditional profile of the German administrative system has significantly been reshaped and remoulded through reforms, processes of modernisation and the transformation process in East Germany. Studies on the German administrative system should focus especially on key institutional features of public administration; changing relationships between public administration, society and the private sector; administrative reforms at different levels of the federal system; and new challenges and modernisation approaches, such as digitalisation, open government and better regulation.}, language = {en} } @article{KuhlmannVeit2021, author = {Kuhlmann, Sabine and Veit, Sylvia}, title = {The Federal Ministerial Bureaucracy, the Legislative Process and Better Regulation}, series = {Public Administration in Germany}, journal = {Public Administration in Germany}, publisher = {Palgrave Macmillan}, address = {Cham}, isbn = {978-3-030-53696-1}, doi = {10.1007/978-3-030-53697-8_20}, pages = {357 -- 373}, year = {2021}, abstract = {Over the last decades, Better Regulation has become a major reform topic at the federal and—in some cases—also at the L{\"a}nder level. Although the debate about improving regulatory quality and reducing unnecessary burdens created by bureaucracy and red tape date back to the 1960s and 1970s, the introduction by law in 2006 of a new independent institutionalised body for regulatory control at the federal level of government has brought a new quality to the discourse and practice of Better Regulation in Germany. This chapter introduces the basic features of the legislative process at the federal level in Germany, addresses the issue of Better Regulation and outlines the role of the National Regulatory Control Council (Nationaler Normenkontrollrat—NKR) as a 'watchdog' for compliance costs, red tape and regulatory impacts.}, language = {en} } @article{KuhlmannWayenbergBergstroemetal.2021, author = {Kuhlmann, Sabine and Wayenberg, Ellen and Bergstr{\"o}m, Tomas and Franzke, Jochen}, title = {The Essence and Transformation of Local Self-Government in Western Europe}, series = {The Future of Local Self-Government : European Trends in Autonomy, Innovations and Central-Local Relations}, journal = {The Future of Local Self-Government : European Trends in Autonomy, Innovations and Central-Local Relations}, publisher = {Springer}, address = {Cham}, isbn = {978-3-030-56059-1}, doi = {10.1007/978-3-030-56059-1_1}, pages = {1 -- 14}, year = {2021}, abstract = {All over Europe, cities and municipalities face new and numerous challenges to uphold their unique self-governing role in society. This intriguing reality underscores this volume's ambition of brightening the future of local self-government. After further elaborating on this relevant background and the approach taken, the first chapter introduces three main dimensions of analysis. They are key to the volume's subsequent parts on the essence of local government's autonomy, its transformations in the light of digitalisation, marketisation and amalgamation and, finally, its changing intergovernmental relations concerning supervision and subnational policy-making. This volume covers eight countries, spread over Europe. And so, this introductory chapter ends with highlighting main features of the different local government systems involved.}, language = {en} } @misc{SommermannBehnkeKroppetal.2021, author = {Sommermann, Karl-Peter and Behnke, Nathalie and Kropp, Sabine and Hofmann, Hans and Fleischer, Julia and von Knobloch, Hans-Heinrich and Schimanke, Dieter and Schrapper, Ludger and Ruge, Kay and Ritgen, Klaus and Jann, Werner and Veit, Sylvia and Ziekow, Jan and Mehde, Veith and Reichard, Christoph and Schr{\"o}ter, Eckhard and F{\"a}rber, Gisela and Wollmann, Hellmut and Kuhlmann, Sabine and Bogumil, J{\"o}rg}, title = {Public Administration in Germany}, series = {Postprints der Universit{\"a}t Potsdam : Wirtschafts- und Sozialwissenschaftliche Reihe}, journal = {Postprints der Universit{\"a}t Potsdam : Wirtschafts- und Sozialwissenschaftliche Reihe}, number = {140}, editor = {Kuhlmann, Sabine and Proeller, Isabella and Schimanke, Dieter and Ziekow, Jan}, issn = {1867-5808}, doi = {10.25932/publishup-50463}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-504637}, pages = {417}, year = {2021}, abstract = {This open access book presents a topical, comprehensive and differentiated analysis of Germany's public administration and reforms. It provides an overview on key elements of German public administration at the federal, L{\"a}nder and local levels of government as well as on current reform activities of the public sector. It examines the key institutional features of German public administration; the changing relationships between public administration, society and the private sector; the administrative reforms at different levels of the federal system and numerous sectors; and new challenges and modernization approaches like digitalization, Open Government and Better Regulation. Each chapter offers a combination of descriptive information and problem-oriented analysis, presenting key topical issues in Germany which are relevant to an international readership.}, language = {en} }