@phdthesis{LindbladPetersen2017, author = {Lindblad Petersen, Oliver}, title = {The Cauchy problem for the linearised Einstein equation and the Goursat problem for wave equations}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-410216}, school = {Universit{\"a}t Potsdam}, pages = {108}, year = {2017}, abstract = {In this thesis, we study two initial value problems arising in general relativity. The first is the Cauchy problem for the linearised Einstein equation on general globally hyperbolic spacetimes, with smooth and distributional initial data. We extend well-known results by showing that given a solution to the linearised constraint equations of arbitrary real Sobolev regularity, there is a globally defined solution, which is unique up to addition of gauge solutions. Two solutions are considered equivalent if they differ by a gauge solution. Our main result is that the equivalence class of solutions depends continuously on the corre- sponding equivalence class of initial data. We also solve the linearised constraint equations in certain cases and show that there exist arbitrarily irregular (non-gauge) solutions to the linearised Einstein equation on Minkowski spacetime and Kasner spacetime. In the second part, we study the Goursat problem (the characteristic Cauchy problem) for wave equations. We specify initial data on a smooth compact Cauchy horizon, which is a lightlike hypersurface. This problem has not been studied much, since it is an initial value problem on a non-globally hyperbolic spacetime. Our main result is that given a smooth function on a non-empty, smooth, compact, totally geodesic and non-degenerate Cauchy horizon and a so called admissible linear wave equation, there exists a unique solution that is defined on the globally hyperbolic region and restricts to the given function on the Cauchy horizon. Moreover, the solution depends continuously on the initial data. A linear wave equation is called admissible if the first order part satisfies a certain condition on the Cauchy horizon, for example if it vanishes. Interestingly, both existence of solution and uniqueness are false for general wave equations, as examples show. If we drop the non-degeneracy assumption, examples show that existence of solution fails even for the simplest wave equation. The proof requires precise energy estimates for the wave equation close to the Cauchy horizon. In case the Ricci curvature vanishes on the Cauchy horizon, we show that the energy estimates are strong enough to prove local existence and uniqueness for a class of non-linear wave equations. Our results apply in particular to the Taub-NUT spacetime and the Misner spacetime. It has recently been shown that compact Cauchy horizons in spacetimes satisfying the null energy condition are necessarily smooth and totally geodesic. Our results therefore apply if the spacetime satisfies the null energy condition and the Cauchy horizon is compact and non-degenerate.}, language = {en} } @phdthesis{LorenteSanchez2017, author = {Lorente S{\´a}nchez, Alejandro Jose}, title = {Synthesis of side-chain polystyrenes for all organic solution processed OLEDs}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-398006}, school = {Universit{\"a}t Potsdam}, pages = {xiv, 131}, year = {2017}, abstract = {In the present work side-chain polystyrenes were synthesized and characterized, in order to be applied in multilayer OLEDs fabricated by solution process techniques. Manufacture of optoelectronic devices by solution process techniques is meant to decrease significantly fabrication cost and allow large scale production of such devices. This dissertation focusses in three series, enveloped in two material classes. The two classes differ to each other in the type of charge transport exhibited, either ambipolar transport or electron transport. All materials were applied in all-organic solution processed green Ir-based devices. In the first part, a series of ambipolar host materials were developed to transport both charge types, holes and electrons, and be applied especially as matrix for green Ir-based emitters. It was possible to increase devices efficacy by modulating the predominant charge transport type. This was achieved by modification of molecules electron transport part with more electron-deficient heterocycles or by extending the delocalization of the LUMO. Efficiencies up to 28.9 cd/A were observed for all-organic solution-process three layer devices. In the second part, suitability of triarylboranes and tetraphenylsilanes as electron transport materials was studied. High triplet energies were obtained, up to 2.95 eV, by rational combination of both molecular structures. Although the combination of both elements had a low effect in materials electron transport properties, high efficiencies around 24 cd/A were obtained for the series in all-organic solution-processed two layer devices. In the last part, benzene and pyridine were chosen as the series electron-transport motif. By controlling the relative pyridine content (RPC) solubility into methanol was induced for polystyrenes with bulky side-chains. Materials with RPC ≥ 0.5 could be deposited orthogonally from solution without harming underlying layers. From the best of our knowledge, this is the first time such materials are applied in this architecture showing moderate efficiencies around 10 cd/A in all-organic solution processed OLEDs. Overall, the outcome of these studies will actively contribute to the current research on materials for all-solution processed OLEDs.}, language = {en} } @phdthesis{Lubitz2017, author = {Lubitz, Christin}, title = {Investigating local surface displacements associated with anthropogenic activities by satellite radar interferometry}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-416001}, school = {Universit{\"a}t Potsdam}, pages = {III, vii, 96, xii}, year = {2017}, abstract = {Direct anthropogenic influences on the Earth's subsurface during drilling, extraction or injection activities, can affect land stability by causing subsidence, uplifts or lateral displacements. They can occur in localized as well as in uninhabited and inhabited regions. Thus the associated risks for humans, infrastructure, and environment must be minimized. To achieve this, appropriate surveillance methods must be found that can be used for simultaneous monitoring during such activities. Multi-temporal synthetic aperture radar interferometry (MT-InSAR) methods like the Persistent Scatterer Interferometry (PSI) and the Small BAseline Subsets (SBAS) have been developed as standard approaches for satellite-based surface displacement monitoring. With increasing spatial resolution and availability of SAR sensors in recent years, MT-InSAR can be valuable for the detection and mapping of even the smallest man-made displacements. This doctoral thesis aims at investigating the capacities of the mentioned standard methods for this purpose, and comprises three main objectives against the backdrop of a user-friendly surveillance service: (1) the spatial and temporal significance assessment against leveling, (2) the suitability evaluation of PSI and SBAS under different conditions, and (3) the analysis of the link between surface motion and subsurface processes. Two prominent case studies on anthropogenic induced subsurface processes in Germany serve as the basis for this goal. The first is the distinct urban uplift with severe damages at Staufen im Breisgau that has been associated since 2007 with a failure to implement a shallow geothermal energy supply for an individual building. The second case study considers the pilot project of geological carbon dioxide (CO2) storage at Ketzin, and comprises borehole drilling and fluid injection of more than 67 kt CO2 between 2008 and 2013. Leveling surveys at Staufen and comprehensive background knowledge of the underground processes gained from different kinds of in-situ measurements at both locations deliver a suitable basis for this comparative study and the above stated objectives. The differences in location setting, i.e. urban versus rural site character, were intended to investigate the limitations in the applicability of PSI and SBAS. For the MT-InSAR analysis, X-band images from the German TerraSAR-X and TanDEM-X satellites were acquired in the standard Stripmap mode with about 3 m spatial resolution in azimuth and range direction. Data acquisition lasted over a period of five years for Staufen (2008-2013), and four years for Ketzin (2009-2013). For the first approximation of the subsurface source, an inversion of the InSAR outcome in Staufen was applied. The modeled uplift based on complex hydromechanical simulations and a correlation analysis with bottomhole pressure data were used for comparison with MT-InSAR measurements at Ketzin. In response to the defined objectives of this thesis, a higher level of detail can be achieved in mapping surface displacements without in-situ effort by using MT-InSAR in comparison to leveling (1). A clear delineation of the elliptical shaped uplift border and its magnitudes at different parts was possible at Staufen, with the exception of a vegetated area in the northwest. Vegetation coverage and the associated temporal signal decorrelation are the main limitations of MT-InSAR as clearly demonstrated at the Ketzin test site. They result in insufficient measurement point density and unwrapping issues. Therefore, spatial resolutions of one meter or better are recommended to achieve an adequate point density for local displacement analysis and to apply signal noise reduction. Leveling measurements can provide a complementary data source here, but require much effort pertaining to personnel even at the local scale. Horizontal motions could be identified at Staufen by only comparing the temporal evolution of the 1D line of sight (LOS) InSAR measurements with the available leveling data. An exception was the independent LOS decomposition using ascending and descending data sets for the period 2012-2013. The full 3D displacement field representation failed due to insufficient orbit-related, north-south sensitivity of the satellite-based measurements. By using the dense temporal mapping capabilities of the TerraSAR-X/TanDEM-X satellites after every 11 days, the temporal displacement evolution could be captured as good as that with leveling. With respect to the tested methods and in the view of generality, SBAS should be preferred over PSI (2). SBAS delivered a higher point density, and was therefore less affected by phase unwrapping issues in both case studies. Linking surface motions with subsurface processes is possible when considering simplified geophysical models (3), but it still requires intensive research to gain a deep understanding.}, language = {en} } @phdthesis{Lysyakova2017, author = {Lysyakova, Liudmila}, title = {Interaction of azobenzene containing surfactants with plasmonic nanoparticles}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-403359}, school = {Universit{\"a}t Potsdam}, pages = {viii, 155}, year = {2017}, abstract = {The goal of this thesis is related to the question how to introduce and combine simultaneously plasmonic and photoswitching properties to different nano-objects. In this thesis I investigate the complexes between noble metal nanoparticles and cationic surfactants containing azobenzene units in their hydrophobic tail, employing absorption spectroscopy, surface zeta-potential, and electron microscopy. In the first part of the thesis, the formation of complexes between negatively charged laser ablated spherical gold nanoparticles and cationic azobenzene surfactants in trans- conformation is explored. It is shown that the constitution of the complexes strongly depends on a surfactant-to-gold molar ratio. At certain molar ratios, particle self-assembly into nanochains and their aggregation have been registered. At higher surfactant concentrations, the surface charge of nanoparticles turned positive, attributed to the formation of the stabilizing double layer of azobenzene surfactants on gold nanoparticle surfaces. These gold-surfactant complexes remained colloidally stable. UV light induced trans-cis isomerization of azobenzene surfactant molecules and thus perturbed the stabilizing surfactant shell, causing nanoparticle aggregation. The results obtained with silver and silicon nanoparticles mimick those for the comprehensively studied gold nanoparticles, corroborating the proposed model of complex formation. In the second part, the interaction between plasmonic metal nanoparticles (Au, Ag, Pd, alloy Au-Ag, Au-Pd), as well as silicon nanoparticles, and cis-isomers of azobenzene containing compounds is addressed. Cis-trans thermal isomerization of azobenzenes was enhanced in the presence of gold, palladium, and alloy gold-palladium nanoparticles. The influence of the surfactant structure and nanoparticle material on the azobenzene isomerization rate is expounded. Gold nanoparticles showed superior catalytic activity for thermal cis-trans isomerization of azobenzenes. In a joint project with theoretical chemists, we demonstrated that the possible physical origin of this phenomenon is the electron transfer between azobenzene moieties and nanoparticle surfaces. In the third part, complexes between gold nanorods and azobenzene surfactants with different tail length were exposed to UV and blue light, inducing trans-cis and cis-trans isomerization of surfactant, respectively. At the same time, the position of longitudinal plasmonic absorption maximum of gold nanorods experienced reversible shift responding to the changes in local dielectric environment. Surface plasmon resonance condition allowed the estimation of the refractive index of azobenzene containing surfactants in solution.}, language = {en} } @phdthesis{Mahlstedt2017, author = {Mahlstedt, Robert}, title = {Essays on job search behavior and labor market policies}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-397081}, school = {Universit{\"a}t Potsdam}, pages = {252}, year = {2017}, abstract = {Persistently high unemployment rates are a major threat to the social cohesion in many societies. To moderate the consequences of unemployment industrialized countries spend substantial shares of their GDP on labor market policies, while in recent years there has been a shift from passive measures, such as transfer payments, towards more activating elements which aim to promote the reintegration into the labor market. Although, there exists a wide range of evidence about the effects of traditional active labor market policies (ALMP) on participants' subsequent labor market outcomes, a deeper understanding of the impact of these programs on the job search behavior and the interplay with long-term labor market outcomes is necessary. This allows policy makers to improve the design of labor market policies and the allocation of unemployed workers into specific programs. Moreover, previous studies have shown that many traditional ALMP programs, like public employment or training schemes, do not achieve the desired results. This underlines the importance of understanding the effect mechanisms, but also the need to develop innovative programs that are more effective. This thesis extends the existing literature with respect to several dimensions. First, it analyzes the impact of job seekers' beliefs about upcoming ALMPs programs on the effectiveness of realized treatments later during the unemployment spell. This provides important insights with respect to the job search process and relates potential anticipation effects (on the job seekers behavior before entering a program) to the vast literature evaluating the impact of participating in an ALMP program on subsequent outcomes. The empirical results show that training programs are more effective if the participants expect participation ex ante, while expected treatment effects are unrelated to the actual labor market outcomes of participants. A subsequent analysis of the effect mechanisms shows that job seekers who expect to participate also receive more information by their caseworker and show a higher willingness to adjust their search behavior in association with an upcoming ALMP program. The findings suggest that the effectiveness of training programs can be improved by providing more detailed information about the possibility of a future treatment early during the unemployment spell. Second, the thesis investigates the effects of a relatively new class of programs that aim to improve the geographical mobility of unemployed workers with respect to the job search behavior, the subsequent job finding prospects and the returns to labor market mobility. To estimate the causal impact of these programs, it is exploited that local employment agencies have a degree of autonomy when deciding about the regional-specific policy mix. The findings show that the policy style of the employment agency indeed affects the job search behavior of unemployed workers. Job seekers who are assigned to agencies with higher preferences for mobility programs increase their search radius without affecting the total number of job applications. This shift of the search effort to distant regions leads to a higher probability to find a regular job and higher wages. Moreover, it is shown that participants in one of the subsidy programs who move to geographically distant region a earn significantly higher wages, end up in more stable jobs and face a higher long-run employment probability compared to non-participants. Third, the thesis offers an empirical assessment of the unconfoundedness assumption with respect to the relevance of variables that are usually unobserved in studies evaluating ALMP programs. A unique dataset that combines administrative records and survey data allows us to observe detailed information on typical covariates, as well as usually unobserved variables including personality traits, attitudes, expectations, intergenerational information, as well as indicators about social networks and labor market flexibility. The findings show that, although our set of usually unobserved variables indeed has a significant effect on the selection into ALMP programs, the overall impact when estimating treatment effects is rather small. Finally, the thesis also examines the importance of gender differences in reservation wages that allows assessing the importance of special ALMP programs targeting women. In particular, when including reservation wages in a wage decomposition exercise, the gender gap in realized wages becomes small and statistically insignificant. The strong connection between gender differences in reservation wages and realized wages raises the question how these differences in reservation wages are set in the first place. Since traditional covariates cannot sufficiently explain the gender gap in reservation wages, we perform subgroup analysis to better understand what the driving forces behind this gender gap are.}, language = {en} } @phdthesis{Martin2017, author = {Martin, Thorsten}, title = {Advances in spatial econometrics and the political economy of local housing supply}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-406836}, school = {Universit{\"a}t Potsdam}, pages = {207}, year = {2017}, abstract = {This cumulative dissertation consists of five chapters. In terms of research content, my thesis can be divided into two parts. Part one examines local interactions and spillover effects between small regional governments using spatial econometric methods. The second part focuses on patterns within municipalities and inspects which institutions of citizen participation, elections and local petitions, influence local housing policies.}, language = {en} } @phdthesis{MbayaMani2017, author = {Mbaya Mani, Christian}, title = {Functional nanoporous carbon-based materials derived from oxocarbon-metal coordination complexes}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-407866}, school = {Universit{\"a}t Potsdam}, pages = {IV, 135}, year = {2017}, abstract = {Nanoporous carbon based materials are of particular interest for both science and industry due to their exceptional properties such as a large surface area, high pore volume, high electroconductivity as well as high chemical and thermal stability. Benefiting from these advantageous properties, nanoporous carbons proved to be useful in various energy and environment related applications including energy storage and conversion, catalysis, gas sorption and separation technologies. The synthesis of nanoporous carbons classically involves thermal carbonization of the carbon precursors (e.g. phenolic resins, polyacrylonitrile, poly(vinyl alcohol) etc.) followed by an activation step and/or it makes use of classical hard or soft templates to obtain well-defined porous structures. However, these synthesis strategies are complicated and costly; and make use of hazardous chemicals, hindering their application for large-scale production. Furthermore, control over the carbon materials properties is challenging owing to the relatively unpredictable processes at the high carbonization temperatures. In the present thesis, nanoporous carbon based materials are prepared by the direct heat treatment of crystalline precursor materials with pre-defined properties. This synthesis strategy does not require any additional carbon sources or classical hard- or soft templates. The highly stable and porous crystalline precursors are based on coordination compounds of the squarate and croconate ions with various divalent metal ions including Zn2+, Cu2+, Ni2+, and Co2+, respectively. Here, the structural properties of the crystals can be controlled by the choice of appropriate synthesis conditions such as the crystal aging temperature, the ligand/metal molar ratio, the metal ion, and the organic ligand system. In this context, the coordination of the squarate ions to Zn2+ yields porous 3D cube crystalline particles. The morphology of the cubes can be tuned from densely packed cubes with a smooth surface to cubes with intriguing micrometer-sized openings and voids which evolve on the centers of the low index faces as the crystal aging temperature is raised. By varying the molar ratio, the particle shape can be changed from truncated cubes to perfect cubes with right-angled edges. These crystalline precursors can be easily transformed into the respective carbon based materials by heat treatment at elevated temperatures in a nitrogen atmosphere followed by a facile washing step. The resulting carbons are obtained in good yields and possess a hierarchical pore structure with well-organized and interconnected micro-, meso- and macropores. Moreover, high surface areas and large pore volumes of up to 1957 m2 g-1 and 2.31 cm3 g-1 are achieved, respectively, whereby the macroscopic structure of the precursors is preserved throughout the whole synthesis procedure. Owing to these advantageous properties, the resulting carbon based materials represent promising supercapacitor electrode materials for energy storage applications. This is exemplarily demonstrated by employing the 3D hierarchical porous carbon cubes derived from squarate-zinc coordination compounds as electrode material showing a specific capacitance of 133 F g-1 in H2SO4 at a scan rate of 5 mV s-1 and retaining 67\% of this specific capacitance when the scan rate is increased to 200 mV s-1. In a further application, the porous carbon cubes derived from squarate-zinc coordination compounds are used as high surface area support material and decorated with nickel nanoparticles via an incipient wetness impregnation. The resulting composite material combines a high surface area, a hierarchical pore structure with high functionality and well-accessible pores. Moreover, owing to their regular micro-cube shape, they allow for a good packing of a fixed-bed flow reactor along with high column efficiency and a minimized pressure drop throughout the packed reactor. Therefore, the composite is employed as heterogeneous catalyst in the selective hydrogenation of 5-hydroxymethylfurfural to 2,5-dimethylfuran showing good catalytic performance and overcoming the conventional problem of column blocking. Thinking about the rational design of 3D carbon geometries, the functions and properties of the resulting carbon-based materials can be further expanded by the rational introduction of heteroatoms (e.g. N, B, S, P, etc.) into the carbon structures in order to alter properties such as wettability, surface polarity as well as the electrochemical landscape. In this context, the use of crystalline materials based on oxocarbon-metal ion complexes can open a platform of highly functional materials for all processes that involve surface processes.}, language = {en} } @phdthesis{Meier2017, author = {Meier, Sebastian}, title = {Personal Big Data}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-406696}, school = {Universit{\"a}t Potsdam}, pages = {xxiv, 133}, year = {2017}, abstract = {Many users of cloud-based services are concerned about questions of data privacy. At the same time, they want to benefit from smart data-driven services, which require insight into a person's individual behaviour. The modus operandi of user modelling is that data is sent to a remote server where the model is constructed and merged with other users' data. This thesis proposes selective cloud computing, an alternative approach, in which the user model is constructed on the client-side and only an abstracted generalised version of the model is shared with the remote services. In order to demonstrate the applicability of this approach, the thesis builds an exemplary client-side user modelling technique. As this thesis is carried out in the area of Geoinformatics and spatio-temporal data is particularly sensitive, the application domain for this experiment is the analysis and prediction of a user's spatio-temporal behaviour. The user modelling technique is grounded in an innovative conceptual model, which builds upon spatial network theory combined with time-geography. The spatio-temporal constraints of time-geography are applied to the network structure in order to create individual spatio-temporal action spaces. This concept is translated into a novel algorithmic user modelling approach which is solely driven by the user's own spatio-temporal trajectory data that is generated by the user's smartphone. While modern smartphones offer a rich variety of sensory data, this thesis only makes use of spatio-temporal trajectory data, enriched by activity classification, as the input and foundation for the algorithmic model. The algorithmic model consists of three basal components: locations (vertices), trips (edges), and clusters (neighbourhoods). After preprocessing the incoming trajectory data in order to identify locations, user feedback is used to train an artificial neural network to learn temporal patterns for certain location types (e.g. work, home, bus stop, etc.). This Artificial Neural Network (ANN) is used to automatically detect future location types by their spatio-temporal patterns. The same is done in order to predict the duration of stay at a certain location. Experiments revealed that neural nets were the most successful statistical and machine learning tool to detect those patterns. The location type identification algorithm reached an accuracy of 87.69\%, the duration prediction on binned data was less successful and deviated by an average of 0.69 bins. A challenge for the location type classification, as well as for the subsequent components, was the imbalance of trips and connections as well as the low accuracy of the trajectory data. The imbalance is grounded in the fact that most users exhibit strong habitual patterns (e.g. home > work), while other patterns are rather rare by comparison. The accuracy problem derives from the energy-saving location sampling mode, which creates less accurate results. Those locations are then used to build a network that represents the user's spatio-temporal behaviour. An initial untrained ANN to predict movement on the network only reached 46\% average accuracy. Only lowering the number of included edges, focusing on more common trips, increased the performance. In order to further improve the algorithm, the spatial trajectories were introduced into the predictions. To overcome the accuracy problem, trips between locations were clustered into so-called spatial corridors, which were intersected with the user's current trajectory. The resulting intersected trips were ranked through a k-nearest-neighbour algorithm. This increased the performance to 56\%. In a final step, a combination of a network and spatial clustering algorithm was built in order to create clusters, therein reducing the variety of possible trips. By only predicting the destination cluster instead of the exact location, it is possible to increase the performance to 75\% including all classes. A final set of components shows in two exemplary ways how to deduce additional inferences from the underlying spatio-temporal data. The first example presents a novel concept for predicting the 'potential memorisation index' for a certain location. The index is based on a cognitive model which derives the index from the user's activity data in that area. The second example embeds each location in its urban fabric and thereby enriches its cluster's metadata by further describing the temporal-semantic activity in an area (e.g. going to restaurants at noon). The success of the client-side classification and prediction approach, despite the challenges of inaccurate and imbalanced data, supports the claimed benefits of the client-side modelling concept. Since modern data-driven services at some point do need to receive user data, the thesis' computational model concludes with a concept for applying generalisation to semantic, temporal, and spatial data before sharing it with the remote service in order to comply with the overall goal to improve data privacy. In this context, the potentials of ensemble training (in regards to ANNs) are discussed in order to highlight the potential of only sharing the trained ANN instead of the raw input data. While the results of our evaluation support the assets of the proposed framework, there are two important downsides of our approach compared to server-side modelling. First, both of these server-side advantages are rooted in the server's access to multiple users' data. This allows a remote service to predict spatio-in the user-specific data, which represents the second downside. While minor classes will likely be minor classes in a bigger dataset as well, for each class, there will still be more variety than in the user-specific dataset. The author emphasises that the approach presented in this work holds the potential to change the privacy paradigm in modern data-driven services. Finding combinations of client- and server-side modelling could prove a promising new path for data-driven innovation. Beyond the technological perspective, throughout the thesis the author also offers a critical view on the data- and technology-driven development of this work. By introducing the client-side modelling with user-specific artificial neural networks, users generate their own algorithm. Those user-specific algorithms are influenced less by generalised biases or developers' prejudices. Therefore, the user develops a more diverse and individual perspective through his or her user model. This concept picks up the idea of critical cartography, which questions the status quo of how space is perceived and represented.}, language = {en} } @phdthesis{Meier2017, author = {Meier, Tobias}, title = {Borehole Breakouts in Transversely Isotropic Posidonia Shale}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-400019}, school = {Universit{\"a}t Potsdam}, pages = {xviii, 133}, year = {2017}, abstract = {Borehole instabilities are frequently encountered when drilling through finely laminated, organic rich shales ({\O}kland and Cook, 1998; Ottesen, 2010; etc.); such instabilities should be avoided to assure a successful exploitation and safe production of the contained unconventional hydrocarbons. Borehole instabilities, such as borehole breakouts or drilling induced tensile fractures, may lead to poor cementing of the borehole annulus, difficulties with recording and interpretation of geophysical logs, low directional control and in the worst case the loss of the well. If these problems are not recognized and expertly remedied, pollution of the groundwater or the emission of gases into the atmosphere can occur since the migration paths of the hydrocarbons in the subsurface are not yet fully understood (e.g., Davies et al., 2014; Zoback et al., 2010). In addition, it is often mentioned that the drilling problems encountered and the resulting downtimes of the wellbore system in finely laminated shales significantly increase drilling costs (Fjaer et al., 2008; Aadnoy and Ong, 2003). In order to understand and reduce the borehole instabilities during drilling in unconventional shales, we investigate stress-induced irregular extensions of the borehole diameter, which are also referred to as borehole breakouts. For this purpose, experiments with different borehole diameters, bedding plane angles and stress boundary conditions were performed on finely laminated Posidonia shales. The Lower Jurassic Posidonia shale is one of the most productive source rocks for conventional reservoirs in Europe and has the greatest potential for unconventional oil and gas in Europe (Littke et al., 2011). In this work, Posidonia shale specimens from the North (PN) and South (PS) German basins were selected and characterized petrophysically and mechanically. The composition of the two shales is dominated by calcite (47-56\%) followed by clays (23-28\%) and quartz (16-17\%). The remaining components are mainly pyrite and organic matter. The porosity of the shales varies considerably and is up to 10\% for PS and 1\% for PN, which is due to a larger deposition depth of PN. Both shales show marked elasticity and strength anisotropy, which can be attributed to a macroscopic distribution and orientation of soft and hard minerals. Under load the hard minerals form a load-bearing, supporting structure, while the soft minerals compensate the deformation. Therefore, if loaded parallel to the bedding, the Posidonia shale is more brittle than loaded normal to the bedding. The resulting elastic anisotropy, which can be defined by the ratio of the modulus of elasticity parallel and normal to the bedding, is about 50\%, while the strength anisotropy (i.e., the ratio of uniaxial compressive strength normal and parallel to the bedding) is up to 66\%. Based on the petrophysical characterization of the two rocks, a transverse isotropy (TVI) was derived. In general, PS is softer and weaker than PN, which is due to the stronger compaction of the material due to the higher burial depth. Conventional triaxial borehole breakout experiments on specimens with different borehole diameters showed that, when the diameter of the borehole is increased, the stress required to initiate borehole breakout decreases to a constant value. This value can be expressed as the ratio of the tangential stress and the uniaxial compressive strength of the rock. The ratio increases exponentially with decreasing borehole diameter from about 2.5 for a 10 mm diameter hole to ~ 7 for a 1 mm borehole (increase of initiation stress by 280\%) and can be described by a fracture mechanic based criterion. The reduction in borehole diameter is therefore a considerable aspect in reducing the risk of breakouts. New drilling techniques with significantly reduced borehole diameters, such as "fish-bone" holes, are already underway and are currently being tested (e.g., Xing et al., 2012). The observed strength anisotropy and the TVI material behavior are also reflected in the observed breakout processes at the borehole wall. Drill holes normal to the bedding develop breakouts in a plane of isotropy and are not affected by the strength or elasticity anisotropy. The observed breakouts are point-symmetric and form compressive shear failure planes, which can be predicted by a Mohr-Coulomb failure approach. If the shear failure planes intersect, conjugate breakouts can be described as "dog-eared" breakouts. While the initiation of breakouts for wells oriented normal to the stratification has been triggered by random local defects, reduced strengths parallel to bedding planes are the starting point for breakouts for wells parallel to the bedding. In the case of a deflected borehole trajectory, therefore, the observed failure type changes from shear-induced failure surfaces to buckling failure of individual layer packages. In addition, the breakout depths and widths increased, resulting in a stress-induced enlargement of the borehole cross-section and an increased output of rock material into the borehole. With the transition from shear to buckling failure and changing bedding plane angle with respect to the borehole axis, the stress required for inducing wellbore breakouts drops by 65\%. These observations under conventional triaxial stress boundary conditions could also be confirmed under true triaxial stress conditions. Here breakouts grew into the rock as a result of buckling failure, too. In this process, the broken layer packs rotate into the pressure-free drill hole and detach themselves from the surrounding rock by tensile cracking. The final breakout shape in Posidonia shale can be described as trapezoidal when the bedding planes are parallel to the greatest horizontal stress and to the borehole axis. In the event that the largest horizontal stress is normal to the stratification, breakouts were formed entirely by shear fractures between the stratification and required higher stresses to initiate similar to breakouts in conventional triaxial experiments with boreholes oriented normal to the bedding. In the content of this work, a fracture mechanics-based failure criterion for conventional triaxial loading conditions in isotropic rocks (Dresen et al., 2010) has been successfully extended to true triaxial loading conditions in the transverse isotropic rock to predict the initiation of borehole breakouts. The criterion was successfully verified on the experiments carried out. The extended failure criterion and the conclusions from the laboratory and numerical work may help to reduce the risk of borehole breakouts in unconventional shales.}, language = {en} } @phdthesis{Meiling2017, author = {Meiling, Till Thomas}, title = {Development of a reliable and environmentally friendly synthesis for fluorescence carbon nanodots}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-410160}, school = {Universit{\"a}t Potsdam}, pages = {198}, year = {2017}, abstract = {Carbon nanodots (CNDs) have generated considerable attention due to their promising properties, e.g. high water solubility, chemical inertness, resistance to photobleaching, high biocompatibility and ease of functionalization. These properties render them ideal for a wide range of functions, e.g. electrochemical applications, waste water treatment, (photo)catalysis, bio-imaging and bio-technology, as well as chemical sensing, and optoelectronic devices like LEDs. In particular, the ability to prepare CNDs from a wide range of accessible organic materials makes them a potential alternative for conventional organic dyes and semiconductor quantum dots (QDs) in various applications. However, current synthesis methods are typically expensive and depend on complex and time-consuming processes or severe synthesis conditions and toxic chemicals. One way to reduce overall preparation costs is the use of biological waste as starting material. Hence, natural carbon sources such as pomelo peal, egg white and egg yolk, orange juice, and even eggshells, to name a few; have been used for the preparation of CNDs. While the use of waste is desirable, especially to avoid competition with essential food production, most starting-materials lack the essential purity and structural homogeneity to obtain homogeneous carbon dots. Furthermore, most synthesis approaches reported to date require extensive purification steps and have resulted in carbon dots with heterogeneous photoluminescent properties and indefinite composition. For this reason, among others, the relationship between CND structure (e.g. size, edge shape, functional groups and overall composition) and photophysical properties is yet not fully understood. This is particularly true for carbon dots displaying selective luminescence (one of their most intriguing properties), i.e. their PL emission wavelength can be tuned by varying the excitation wavelength. In this work, a new reliable, economic, and environmentally-friendly one-step synthesis is established to obtain CNDs with well-defined and reproducible photoluminescence (PL) properties via the microwave-assisted hydrothermal treatment of starch, carboxylic acids and Tris-EDTA (TE) buffer as carbon- and nitrogen source, respectively. The presented microwave-assisted hydrothermal precursor carbonization (MW-hPC) is characterized by its cost-efficiency, simplicity, short reaction times, low environmental footprint, and high yields of approx. 80\% (w/w). Furthermore, only a single synthesis step is necessary to obtain homogeneous water-soluble CNDs with no need for further purification. Depending on starting materials and reaction conditions different types of CNDs have been prepared. The as-prepared CNDs exhibit reproducible, highly homogeneous and favourable PL properties with narrow emission bands (approx. 70nm FWHM), are non-blinking, and are ready to use without need for further purification, modification or surface passivation agents. Furthermore, the CNDs are comparatively small (approx. 2.0nm to 2.4nm) with narrow size distributions; are stable over a long period of time (at least one year), either in solution or as a dried solid; and maintain their PL properties when re-dispersed in solution. Depending on CND type, the PL quantum yield (PLQY) can be adjusted from as low as 1\% to as high as 90\%; one of the highest reported PLQY values (for CNDs) so far. An essential part of this work was the utilization of a microwave synthesis reactor, allowing various batch sizes and precise control over reaction temperature and -time, pressure, and heating- and cooling rate, while also being safe to operate at elevated reaction conditions (e.g. 230 ±C and 30 bar). The hereby-achieved high sample throughput allowed, for the first time, the thorough investigation of a wide range of synthesis parameters, providing valuable insight into the CND formation. The influence of carbon- and nitrogen source, precursor concentration and -combination, reaction time and -temperature, batch size, and post-synthesis purification steps were carefully investigated regarding their influence on the optical properties of as-synthesized CNDs. In addition, the change in photophysical properties resulting from the conversion of CND solution into solid and back into the solution was investigated. Remarkably, upon freeze-drying the initial brown CND-solution turns into a non-fluorescent white/slightly yellow to brown solid which recovers PL in aqueous solution. Selected CND samples were also subject to EDX, FTIR, NMR, PL lifetime (TCSPC), particle size (TEM), TGA and XRD analysis. Besides structural characterization, the pH- and excitation dependent PL characteristics (i.e. selective luminescence) were examined; giving inside into the origin of photophysical properties and excitation dependent behaviour of CNDs. The obtained results support the notion that for CNDs the nature of the surface states determines the PL properties and that excitation dependent behaviour is caused by the "Giant Red-Edge Excitation Shift" (GREES).}, language = {en} } @phdthesis{Meiser2017, author = {Meiser, Susanne}, title = {Wie dysfunktional sind Dysfunktionale Einstellungen?}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-412483}, school = {Universit{\"a}t Potsdam}, pages = {186}, year = {2017}, abstract = {Im kognitiven Vulnerabilit{\"a}ts-Stress-Modell der Depression von A.T. Beck (1967, 1976) spielen dysfunktionale Einstellungen bei der Entstehung von Depression in Folge von erlebtem Stress eine zentrale Rolle. Diese Theorie pr{\"a}gt seit Jahrzehnten die {\"a}tiologische Erforschung der Depression, jedoch ist die Bedeutung dysfunktionaler Einstellungen im Prozess der Entstehung einer Depression insbesondere im Kindes- und Jugendalter nach wie vor unklar. Die vorliegende Arbeit widmet sich einigen in der bisherigen Forschung wenig behandelten Fragen. Diese betreffen u. a. die M{\"o}glichkeit nichtlinearer Effekte dysfunktionaler Einstellungen, Auswirkungen einer Stichprobenselektion, Entwicklungseffekte sowie die Spezifit{\"a}t etwaiger Zusammenh{\"a}nge f{\"u}r eine depressive Symptomatik. Zur Beantwortung dieser Fragen wurden Daten von zwei Messzeitpunkten der PIER-Studie, eines großangelegten L{\"a}ngsschnittprojekts {\"u}ber Entwicklungsrisiken im Kindes- und Jugendalter, genutzt. Kinder und Jugendliche im Alter von 9 bis 18 Jahren berichteten zweimal im Abstand von ca. 20 Monaten im Selbstberichtsverfahren {\"u}ber ihre dysfunktionalen Einstellungen, Symptome aus verschiedenen St{\"o}rungsbereichen sowie {\"u}ber eingetretene Lebensereignisse. Die Ergebnisse liefern Evidenz f{\"u}r ein Schwellenmodell, in dem dysfunktionale Einstellungen unabh{\"a}ngig von Alter und Geschlecht nur im h{\"o}heren Auspr{\"a}gungsbereich eine Wirkung als Vulnerabilit{\"a}tsfaktor zeigen, w{\"a}hrend im niedrigen Auspr{\"a}gungsbereich keine Zusammenh{\"a}nge zur sp{\"a}teren Depressivit{\"a}t bestehen. Eine Wirkung als Vulnerabilit{\"a}tsfaktor war zudem nur in der Subgruppe der anf{\"a}nglich weitgehend symptomfreien Kinder und Jugendlichen zu beobachten. Das Schwellenmodell erwies sich als spezifisch f{\"u}r eine depressive Symptomatik, es zeigten sich jedoch auch (teilweise ebenfalls nichtlineare) Effekte dysfunktionaler Einstellungen auf die Entwicklung von Essst{\"o}rungssymptomen und aggressivem Verhalten. Bei 9- bis 13-j{\"a}hrigen Jungen standen dysfunktionale Einstellungen zudem in Zusammenhang mit einer Tendenz, Stress in Leistungskontexten herbeizuf{\"u}hren. Zusammen mit den von Sahyazici-Knaak (2015) berichteten Ergebnissen aus der PIER-Studie weisen die Befunde darauf hin, dass dysfunktionale Einstellungen im Kindes- und Jugendalter - je nach betrachteter Subgruppe - Ursache, Symptom und Konsequenz der Depression darstellen k{\"o}nnen. Die in der vorliegenden Arbeit gezeigten nichtlinearen Effekte dysfunktionaler Einstellungen und die Effekte der Stichprobenselektion bieten eine zumindest teilweise Erkl{\"a}rung f{\"u}r die Heterogenit{\"a}t fr{\"u}herer Forschungsergebnisse. Insgesamt lassen sie auf komplexe - und nicht ausschließlich negative - Auswirkungen dysfunktionaler Einstellungen schließen. F{\"u}r eine ad{\"a}quate Beurteilung der „Dysfunktionalit{\"a}t" der von A.T. Beck so betitelten Einstellungen erscheint daher eine Ber{\"u}cksichtigung der betrachteten Personengruppe, der absoluten Auspr{\"a}gungen und der fraglichen Symptomgruppen geboten.}, language = {de} } @phdthesis{Mera2017, author = {Mera, Azal Jaafar Musa}, title = {The Navier-Stokes equations for elliptic quasicomplexes}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-398495}, school = {Universit{\"a}t Potsdam}, pages = {101}, year = {2017}, abstract = {The classical Navier-Stokes equations of hydrodynamics are usually written in terms of vector analysis. More promising is the formulation of these equations in the language of differential forms of degree one. In this way the study of Navier-Stokes equations includes the analysis of the de Rham complex. In particular, the Hodge theory for the de Rham complex enables one to eliminate the pressure from the equations. The Navier-Stokes equations constitute a parabolic system with a nonlinear term which makes sense only for one-forms. A simpler model of dynamics of incompressible viscous fluid is given by Burgers' equation. This work is aimed at the study of invariant structure of the Navier-Stokes equations which is closely related to the algebraic structure of the de Rham complex at step 1. To this end we introduce Navier-Stokes equations related to any elliptic quasicomplex of first order differential operators. These equations are quite similar to the classical Navier-Stokes equations including generalised velocity and pressure vectors. Elimination of the pressure from the generalised Navier-Stokes equations gives a good motivation for the study of the Neumann problem after Spencer for elliptic quasicomplexes. Such a study is also included in the work.We start this work by discussion of Lam{\´e} equations within the context of elliptic quasicomplexes on compact manifolds with boundary. The non-stationary Lam{\´e} equations form a hyperbolic system. However, the study of the first mixed problem for them gives a good experience to attack the linearised Navier-Stokes equations. On this base we describe a class of non-linear perturbations of the Navier-Stokes equations, for which the solvability results still hold.}, language = {en} } @phdthesis{Mitzkus2017, author = {Mitzkus, Martin}, title = {Spectroscopic surface brightness fluctuations}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-406327}, school = {Universit{\"a}t Potsdam}, pages = {ix, 89}, year = {2017}, abstract = {Galaxies evolve on cosmological timescales and to study this evolution we can either study the stellar populations, tracing the star formation and chemical enrichment, or the dynamics, tracing interactions and mergers of galaxies as well as accretion. In the last decades this field has become one of the most active research areas in modern astrophysics and especially the use of integral field spectrographs furthered our understanding. This work is based on data of NGC 5102 obtained with the panoramic integral field spectrograph MUSE. The data are analysed with two separate and complementary approaches: In the first part, standard methods are used to measure the kinematics and than model the gravitational potential using these exceptionally high-quality data. In the second part I develop the new method of surface brightness fluctuation spectroscopy and quantitatively explore its potential to investigate the bright evolved stellar population. Measuring the kinematics of NGC 5102 I discover that this low-luminosity S0 galaxy hosts two counter rotating discs. The more central stellar component co-rotates with the large amount of HI gas. Investigating the populations I find strong central age and metallicity gradients with a younger and more metal rich central population. The spectral resolution of MUSE does not allow to connect these population gradients with the two counter rotating discs. The kinematic measurements are modelled with Jeans anisotropic models to infer the gravitational potential of NGC 5102. Under the self-consistent mass-follows-light assumption none of the Jeans models is able to reproduce the observed kinematics. To my knowledge this is the strongest evidence evidence for a dark matter dominated system obtained with this approach so far. Including a Navarro, Frenk \& White dark matter halo immediately solves the discrepancies. A very robust result is the logarithmic slope of the total matter density. For this low-mass galaxy I find a value of -1.75 +- 0.04, shallower than an isothermal halo and even shallower than published values for more massive galaxies. This confirms a tentative relation between total mass slope and stellar mass of galaxies. The Surface Brightness Fluctuation (SBF) method is a well established distance measure, but due to its sensitive to bright stars also used to study evolved stars in unresolved stellar populations. The wide-field spectrograph MUSE offers the possibility to apply this technique for the first time to spectroscopic data. In this thesis I develop the spectroscopic SBF technique and measure the first SBF spectrum of any galaxy. I discuss the challenges for measuring SBF spectra that rise due to the complexity of integral field spectrographs compared to imaging instruments. Since decades, stellar population models indicate that SBFs in intermediate-to-old stellar systems are dominated by red giant branch and asymptotic giant branch stars. Especially the later carry significant model uncertainties, making these stars a scientifically interesting target. Comparing the NGC 5102 SBF spectrum with stellar spectra I show for the first time that M-type giants cause the fluctuations. Stellar evolution models suggest that also carbon rich thermally pulsating asymptotic giant branch stars should leave a detectable signal in the SBF spectrum. I cannot detect a significant contribution from these stars in the NGC 5102 SBF spectrum. I have written a stellar population synthesis tool that predicts for the first time SBF spectra. I compute two sets of population models: based on observed and on theoretical stellar spectra. In comparing the two models I find that the models based on observed spectra predict weaker molecular features. The comparison with the NGC 5102 spectrum reveals that these models are in better agreement with the data.}, language = {en} } @phdthesis{MondolLopez2017, author = {Mondol L{\´o}pez, Mijail}, title = {Historiograf{\´i}a literaria y Sociedad}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-406409}, school = {Universit{\"a}t Potsdam}, pages = {344}, year = {2017}, abstract = {Throughout all different socio-historical tensions undergone by the Latin American modernit(ies), the literary-historical production as well as the reflection on the topic - regional, national, supranational and/or continental - have been part of the critical and intellectual itinerary of very significant political and cultural projects, whose particular development allows the analysis of the socio-discursive dynamics fulfilled by the literary historiography in the search of a historical conscience and representation of the esthetic-literary processes. In present literary and cultural Central American literary studies, the academic thought on the development of the literary historiography has given place to some works whose main objects of study involve a significant corpus of national literature histories published mainly in the 20th century, between the forties and the eighties. Although these studies differ greatly from the vast academic production undertaken by the literary critics in the last two decades, the field of research of the literary historiography in Central America has made a theoretical-methodological effort, as of the eighties and until now, to analyze the local literary-historical productions. However, this effort was carried out more systematically in the last five years of the 20th century, within the Central American democratic transition and post-war context, when a national, supra national and transnational model of literary history was boosted. This gave place to the creation and launching of the project Hacia una Historia de las Literaturas Centroamericanas (HILCAS) at the beginning of the new millennium. Given the ideological relevance which the literary historiography has played in the process of the historical formation of the Hispano-American States, and whose philological tradition has also had an impact in the various Central American nation states, the emergence of this historiographic project marks an important rupture in relation with the national paradigms, and it is also manifested in a movement of transition and tension with regard to the new cultural, comparative and transareal dynamics, which seek to understand the geographical, transnational, medial and transdisciplinary movements within which the esthetic narrative processes and the idea and formation of a critical Central American subject gain shape. Taking this aspect into account, our study puts forward as its main hypothesis that the historiographic thought developed as a consequence of the project Hacia una Historia de las Literaturas Centroamericanas (HILCAS) constitutes a socio-discursive practice, which reflects the formation of a historic-literary conscience and of a critical intellectual subject, an emergence that takes place between the mid-nineties and the first decade of the 21st century. In this respect, and taking as a basis the general purpose of this investigation indicated before, the main justification for our object of study consists of making the Central American historiographic reflection visible as a part of the epistemological and cultural changes shown by the Latin American historiographic thought, and from which a new way of conceptualization of the space, the coexistence and the historic conscience emerge with regard to the esthetic-literary practices and processes. Based on the field and hypothesis stated before, the general purpose of this research is framed by the socio-discursive dimension fulfilled by the Latin American literary historiography, and it aims to analyze the Central American historical-literary thought developed between the second half of the nineties and the beginning of the first decade of the 21st century.}, language = {es} } @phdthesis{Morling2017, author = {Morling, Karoline}, title = {Import and decomposition of dissolved organic carbon in pre-dams of drinking water reservoirs}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-399110}, school = {Universit{\"a}t Potsdam}, pages = {xii, 151}, year = {2017}, abstract = {Dissolved organic carbon (DOC) depicts a key component in the aquatic carbon cycle as well as for drinking water production from surface waters. DOC concentrations increased in water bodies of the northern hemisphere in the last decades, posing ecological consequences and water quality problems. Within the pelagic zone of lakes and reservoirs, the DOC pool is greatly affected by biological activity as DOC is simultaneously produced and decomposed. This thesis aimed for a conceptual understanding of organic carbon cycling and DOC quality changes under differing hydrological and trophic conditions. Further, the occurrence of aquatic priming was investigated, which has been proposed as a potential process facilitating the microbial decomposition of stable allochthonous DOC within the pelagic zone. To study organic carbon cycling under different hydrological conditions, quantitative and qualitative investigations were carried out in three pre-dams of drinking water reservoirs exhibiting a gradient in DOC concentrations and trophic states. All pre-dams were mainly autotrophic in their epilimnia. Discharge and temperature were identified as the key factors regulating net production and respiration in the upper water layers of the pre-dams. Considerable high autochthonous production was observed during the summer season under higher trophic status and base flow conditions. Up to 30\% of the total gained organic carbon was produced within the epilimnia. Consequently, this affected the DOC quality within the pre-dams over the year and enhanced characteristics of algae-derived DOC were observed during base flow in summer. Allochthonous derived DOC dominated at high discharges and oligotrophic conditions when production and respiration were low. These results underline that also small impoundments with typically low water residence times are hotspots of carbon cycling, significantly altering water quality in dependence of discharge conditions, temperature and trophic status. Further, it highlights that these factors need to be considered in future water management as increasing temperatures and altered precipitation patterns are predicted in the context of climate change. Under base flow conditions, heterotrophic bacteria preferentially utilized older DOC components with a conventional radiocarbon age of 195-395 years before present (i.e. before 1950). In contrast, younger carbon components (modern, i.e. produced after 1950) were mineralized following a storm flow event. This highlights that age and recalcitrance of DOC are independent from each other. To assess the ages of the microbially consumed DOC, a simplified method was developed to recover the respired CO2 from heterotrophic bacterioplankton for carbon isotope analyses (13C, 14C). The advantages of the method comprise the operation of replicate incubations at in-situ temperatures using standard laboratory equipment and thus enabling an application in a broad range of conditions. Aquatic priming was investigated in laboratory experiments during the microbial decomposition of two terrestrial DOC substrates (peat water and soil leachate). Thereby, natural phytoplankton served as a source of labile organic matter and the total DOC pool increased throughout the experiments due to exudation and cell lysis of the growing phytoplankton. A priming effect for both terrestrial DOC substrates was revealed via carbon isotope analysis and mixing models. Thereby, priming was more pronounced for the peat water than for the soil leachate. This indicates that the DOC source and the amount of the added labile organic matter might influence the magnitude of a priming effect. Additional analysis via high-resolution mass spectrometry revealed that oxidized, unsaturated compounds were more strongly decomposed under priming (i.e. in phytoplankton presence). Given the observed increase in DOC concentrations during the experiments, it can be concluded that aquatic priming is not easily detectable via net concentration changes alone and could be considered as a qualitative effect. The knowledge gained from this thesis contributes to the understanding of aquatic carbon cycling and demonstrated how DOC dynamics in freshwaters vary with hydrological, seasonal and trophic conditions. It further demonstrated that aquatic priming contributes to the microbial transformation of organic carbon and the observed decay of allochthonous DOC during transport in inland waters.}, language = {en} } @phdthesis{Mosca2017, author = {Mosca, Michela}, title = {Multilinguals' language control}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-398912}, school = {Universit{\"a}t Potsdam}, pages = {V, 189}, year = {2017}, abstract = {For several decades, researchers have tried to explain how speakers of more than one language (multilinguals) manage to keep their languages separate and to switch from one language to the other depending on the context. This ability of multilingual speakers to use the intended language, while avoiding interference from the other language(s) has recently been termed "language control". A multitude of studies showed that when bilinguals process one language, the other language is also activated and might compete for selection. According to the most influential model of language control developed over the last two decades, competition from the non-intended language is solved via inhibition. In particular, the Inhibitory Control (IC) model proposed by Green (1998) puts forward that the amount of inhibition applied to the non-relevant language depends on its dominance, in that the stronger the language the greater the strength of inhibition applied to it. Within this account, the cost required to reactivate a previously inhibited language depends on the amount of inhibition previously exerted on it, that is, reactivation costs are greater for a stronger compared to a weaker language. In a nutshell, according to the IC model, language control is determined by language dominance. The goal of the present dissertation is to investigate the extent to which language control in multilinguals is affected by language dominance and whether and how other factors might influence this process. Three main factors are considered in this work: (i) the time speakers have to prepare for a certain language or PREPARATION TIME, (ii) the type of languages involved in the interactional context or LANGUAGE TYPOLOGY, and (iii) the PROCESSING MODALITY, that is, whether the way languages are controlled differs between reception and production. The results obtained in the four manuscripts, either published or in revision, indicate that language dominance alone does not suffice to explain language switching patterns. In particular, the present thesis shows that language control is profoundly affected by each of the three variables described above. More generally, the findings obtained in the present dissertation indicate that language control in multilingual speakers is a much more dynamic system than previously believed and is not exclusively determined by language dominance, as predicted by the IC model (Green, 1998).}, language = {en} } @phdthesis{Muldashev2017, author = {Muldashev, Iskander}, title = {Modeling of the great earthquake seismic cycles}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-398926}, school = {Universit{\"a}t Potsdam}, pages = {xii, 117}, year = {2017}, abstract = {The timing and location of the two largest earthquakes of the 21st century (Sumatra, 2004 and Tohoku 2011, events) greatly surprised the scientific community, indicating that the deformation processes that precede and follow great megathrust earthquakes remain enigmatic. During these phases before and after the earthquake a combination of multi-scale complex processes are acting simultaneously: Stresses built up by long-term tectonic motions are modified by sudden jerky deformations during earthquakes, before being restored by multiple ensuing relaxation processes. This thesis details a cross-scale thermomechanical model developed with the aim of simulating the entire subduction process from earthquake (1 minute) to million years' time scale, excluding only rupture propagation. The model employs elasticity, non-linear transient viscous rheology, and rate-and-state friction. It generates spontaneous earthquake sequences, and, by using an adaptive time-step algorithm, recreates the deformation process as observed naturally over single and multiple seismic cycles. The model is thoroughly tested by comparing results to those from known high- resolution solutions of generic modeling setups widely used in modeling of rupture propagation. It is demonstrated, that while not modeling rupture propagation explicitly, the modeling procedure correctly recognizes the appearance of instability (earthquake) and correctly simulates the cumulative slip at a fault during great earthquake by means of a quasi-dynamic approximation. A set of 2D models is used to study the effects of non-linear transient rheology on the postseismic processes following great earthquakes. Our models predict that the viscosity in the mantle wedge drops by 3 to 4 orders of magnitude during a great earthquake with magnitude above 9. This drop in viscosity results in spatial scales and timings of the relaxation processes following the earthquakes that are significantly different to previous estimates. These models replicate centuries long seismic cycles exhibited by the greatest earthquakes (like the Great Chile 1960 Earthquake) and are consistent with the major features of postseismic surface displacements recorded after the Great Tohoku Earthquake. The 2D models are also applied to study key factors controlling maximum magnitudes of earthquakes in subduction zones. Even though methods of instrumentally observing earthquakes at subduction zones have rapidly improved in recent decades, the characteristic recurrence interval of giant earthquakes (Mw>8.5) is much larger than the currently available observational record and therefore the necessary conditions for giant earthquakes are not clear. Statistical studies have recognized the importance of the slab shape and its surface roughness, state of the strain of the upper plate and thickness of sediments filling the trenches. In this thesis we attempt to explain these observations and to identify key controlling parameters. We test a set of 2D models representing great earthquake seismic cycles at known subduction zones with various known geometries, megathrust friction coefficients, and convergence rates implemented. We found that low-angle subduction (large effect) and thick sediments in the subduction channel (smaller effect) are the fundamental necessary conditions for generating giant earthquakes, while the change of subduction velocity from 10 to 3.5 cm/yr has a lower effect. Modeling results also suggest that having thick sediments in the subduction channel causes low static friction, resulting in neutral or slightly compressive deformation in the overriding plate for low-angle subduction zones. These modeling results agree well with observations for the largest earthquakes. The model predicts the largest possible earthquakes for subduction zones of given dipping angles. The predicted maximum magnitudes exactly threshold magnitudes of all known giant earthquakes of 20th and 21st centuries. The clear limitation of most of the models developed in the thesis is their 2D nature. Development of 3D models with comparable resolution and complexity will require significant advances in numerical techniques. Nevertheless, we conducted a series of low-resolution 3D models to study the interaction between two large asperities at a subduction interface separated by an aseismic gap of varying width. The novelty of the model is that it considers behavior of the asperities during multiple seismic cycles. As expected, models show that an aseismic gap with a narrow width could not prevent rupture propagation from one asperity to another, and that rupture always crosses the entire model. When the gap becomes too wide, asperities do not interact anymore and rupture independently. However, an interesting mode of interaction was observed in the model with an intermediate width of the aseismic gap: In this model the asperities began to stably rupture in anti-phase following multiple seismic cycles. These 3D modeling results, while insightful, must be considered preliminary because of the limitations in resolution. The technique developed in this thesis for cross-scale modeling of seismic cycles can be used to study the effects of multiple seismic cycles on the long-term deformation of the upper plate. The technique can be also extended to the case of continental transform faults and for the advanced 3D modeling of specific subduction zones. This will require further development of numerical techniques and adaptation of the existing advanced highly scalable parallel codes like LAMEM and ASPECT.}, language = {en} } @phdthesis{Munz2017, author = {Munz, Matthias}, title = {Water flow and heat transport modelling at the interface between river and aquifer}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-404319}, school = {Universit{\"a}t Potsdam}, pages = {XIII, 123}, year = {2017}, abstract = {The functioning of the surface water-groundwater interface as buffer, filter and reactive zone is important for water quality, ecological health and resilience of streams and riparian ecosystems. Solute and heat exchange across this interface is driven by the advection of water. Characterizing the flow conditions in the streambed is challenging as flow patterns are often complex and multidimensional, driven by surface hydraulic gradients and groundwater discharge. This thesis presents the results of an integrated approach of studies, ranging from the acquisition of field data, the development of analytical and numerical approaches to analyse vertical temperature profiles to the detailed, fully-integrated 3D numerical modelling of water and heat flux at the reach scale. All techniques were applied in order to characterize exchange flux between stream and groundwater, hyporheic flow paths and temperature patterns. The study was conducted at a reach-scale section of the lowland Selke River, characterized by distinctive pool riffle sequences and fluvial islands and gravel bars. Continuous time series of hydraulic heads and temperatures were measured at different depths in the river bank, the hyporheic zone and within the river. The analyses of the measured diurnal temperature variation in riverbed sediments provided detailed information about the exchange flux between river and groundwater. Beyond the one-dimensional vertical water flow in the riverbed sediment, hyporheic and parafluvial flow patterns were identified. Subsurface flow direction and magnitude around fluvial islands and gravel bars at the study site strongly depended on the position around the geomorphological structures and on the river stage. Horizontal water flux in the streambed substantially impacted temperature patterns in the streambed. At locations with substantial horizontal fluxes the penetration depths of daily temperature fluctuations was reduced in comparison to purely vertical exchange conditions. The calibrated and validated 3D fully-integrated model of reach-scale water and heat fluxes across the river-groundwater interface was able to accurately represent the real system. The magnitude and variations of the simulated temperatures matched the observed ones, with an average mean absolute error of 0.7 °C and an average Nash Sutcliffe Efficiency of 0.87. The simulation results showed that the water and heat exchange at the surface water-groundwater interface is highly variable in space and time with zones of daily temperature oscillations penetrating deep into the sediment and spots of daily constant temperature following the average groundwater temperature. The average hyporheic flow path temperature was found to strongly correlate with the flow path residence time (flow path length) and the temperature gradient between river and groundwater. Despite the complexity of these processes, the simulation results allowed the derivation of a general empirical relationship between the hyporheic residence times and temperature patterns. The presented results improve our understanding of the complex spatial and temporal dynamics of water flux and thermal processes within the shallow streambed. Understanding these links provides a general basis from which to assess hyporheic temperature conditions in river reaches.}, language = {en} } @phdthesis{Murawski2017, author = {Murawski, Aline}, title = {Trends in precipitation over Germany and the Rhine basin related to changes in weather patterns}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-412725}, school = {Universit{\"a}t Potsdam}, pages = {112}, year = {2017}, abstract = {Niederschlag als eine der wichtigsten meteorologischen Gr{\"o}ßen f{\"u}r Landwirtschaft, Wasserversorgung und menschliches Wohlbefinden hat schon immer erh{\"o}hte Aufmerksamkeit erfahren. Niederschlagsmangel kann verheerende Auswirkungen haben, wie z.B. Missernten und Wasserknappheit. {\"U}berm{\"a}ßige Niederschl{\"a}ge andererseits bergen jedoch ebenfalls Gefahren in Form von Hochwasser oder Sturzfluten und wiederum Missernten. Daher wurde viel Arbeit in die Detektion von Niederschlags{\"a}nderungen und deren zugrundeliegende Prozesse gesteckt. Insbesondere angesichts von Klimawandel und unter Ber{\"u}cksichtigung des Zusammenhangs zwischen Temperatur und atmosph{\"a}rischer Wasserhaltekapazit{\"a}t, ist großer Bedarf an Forschung zum Verst{\"a}ndnis der Auswirkungen von Klimawandel auf Niederschlags{\"a}nderungen gegeben. Die vorliegende Arbeit hat das Ziel, vergangene Ver{\"a}nderungen in Niederschlag und anderen meteorologischen Variablen zu verstehen. F{\"u}r verschiedene Zeitr{\"a}ume wurden Tendenzen gefunden und mit entsprechenden Ver{\"a}nderungen in der großskaligen atmosph{\"a}rischen Zirkulation in Zusammenhang gebracht. Die Ergebnisse dieser Arbeit k{\"o}nnen als Grundlage f{\"u}r die Attributierung von Hochwasserver{\"a}nderungen zu Klimawandel genutzt werden. Die Annahmen f{\"u}r die Maßstabsverkleinerung („Downscaling") der Daten von großskaligen Zirkulationsmodellen auf die lokale Skala wurden hier getestet und verifziert. In einem ersten Schritt wurden Niederschlagsver{\"a}nderungen in Deutschland analysiert. Dabei lag der Fokus nicht nur auf Niederschlagssummen, sondern auch auf Eigenschaften der statistischen Verteilung, {\"U}bergangswahrscheinlichkeiten als Maß f{\"u}r Trocken- und Niederschlagsperioden und Extremniederschlagsereignissen. Den r{\"a}umlichen Fokus auf das Rheineinzugsgebiet, das gr{\"o}ßte Flusseinzugsgebiet Deutschlands und einer der Hauptwasserwege Europas, verlagernd, wurden nachgewiesene Ver{\"a}nderungen in Niederschlag und anderen meteorologischen Gr{\"o}ßen in Bezug zu einer „optimierten" Wetterlagenklassifikation analysiert. Die Wetterlagenklassifikation wurde unter der Maßgabe entwickelt, die Varianz des lokalen Klimas bestm{\"o}glich zu erkl{\"a}ren. Die letzte hier behandelte Frage dreht sich darum, ob die beobachteten Ver{\"a}nderungen im lokalen Klima eher H{\"a}ufigkeits{\"a}nderungen der Wetterlagen zuzuordnen sind oder einer Ver{\"a}nderung der Wetterlagen selbst. Eine gebr{\"a}uchliche Annahme f{\"u}r einen Downscaling-Ansatz mit Hilfe von Wetterlagen und einem stochastischen Wettergenerator ist, dass Klimawandel sich allein durch eine Ver{\"a}nderung der H{\"a}ufigkeit von Wetterlagen ausdr{\"u}ckt, die Eigenschaften der Wetterlagen dabei jedoch konstant bleiben. Diese Annahme wurde {\"u}berpr{\"u}ft und die F{\"a}higkeit der neuesten Generation von Zirkulationsmodellen, diese Wetterlagen zu reproduzieren, getestet. Niederschlagsver{\"a}nderungen in Deutschland im Zeitraum 1951-2006 lassen sich zusammenfassen als negativ im Sommer und positiv in allen anderen Jahreszeiten. Verschiedene Niederschlagscharakteristika best{\"a}tigen die Tendenz in den Niederschlagssummen: w{\"a}hrend mittlere und extreme Niederschlagstageswerte im Winter zugenommen haben, sind auch zusammenh{\"a}ngende Niederschlagsperioden l{\"a}nger geworden (ausgedr{\"u}ckt als eine gestiegene Wahrscheinlichkeit f{\"u}r einen Tag mit Niederschlag gefolgt von einem weiteren nassen Tag). Im Sommer wurde das Gegenteil beobachtet: gesunkene Niederschlagssummen, untermauert von verringerten Mittel- und Extremwerten und l{\"a}ngeren Trockenperioden. Abseits dieser allgemeinen Zusammenfassung f{\"u}r das gesamte Gebiet Deutschlands, ist die r{\"a}umliche Verteilung von Niederschlagsver{\"a}nderungen deutlich heterogener. Vermehrter Niederschlag im Winter wurde haupts{\"a}chlich im Nordwesten und S{\"u}dosten Deutschlands beobachtet, w{\"a}hrend im Fr{\"u}hling die st{\"a}rksten Ver{\"a}nderungen im Westen und im Herbst im S{\"u}den aufgetreten sind. Das saisonale Bild wiederum l{\"o}st sich f{\"u}r die zugeh{\"o}rigen Monate auf, z.B. setzt sich der Anstieg im Herbstniederschlag aus deutlich vermehrtem Niederschlag im S{\"u}dwesten im Oktober und im S{\"u}dosten im November zusammen. Diese Ergebnisse betonen die starken r{\"a}umlichen Zusammenh{\"a}nge der Niederschlags{\"a}nderungen. Der n{\"a}chste Schritt hinsichtlich einer Zuordnung von Niederschlagsver{\"a}nderungen zu {\"A}nderungen in großskaligen Zirkulationsmustern, war die Ableitung einer Wetterlagenklassifikation, die die betrachteten lokalen Klimavariablen hinreichend stratifizieren kann. Fokussierend auf Temperatur, Globalstrahlung und Luftfeuchte zus{\"a}tzlich zu Niederschlag, wurde eine Klassifikation basierend auf Luftdruck, Temperatur und spezifischer Luftfeuchtigkeit als am besten geeignet erachtet, die Varianz der lokalen Variablen zu erkl{\"a}ren. Eine vergleichsweise hohe Anzahl von 40 Wetterlagen wurde ausgew{\"a}hlt, die es erlaubt, typische Druckmuster durch die zus{\"a}tzlich verwendete Temperaturinformation einzelnen Jahreszeiten zuzuordnen. W{\"a}hrend die F{\"a}higkeit, Varianz im Niederschlag zu erkl{\"a}ren, relativ gering ist, ist diese deutlich besser f{\"u}r Globalstrahlung und nat{\"u}rlich Temperatur. Die meisten der aktuellen Zirkulationsmodelle des CMIP5-Ensembles sind in der Lage, die Wetterlagen hinsichtlich H{\"a}ufigkeit, Saisonalit{\"a}t und Persistenz hinreichend gut zu reproduzieren. Schließlich wurden dieWetterlagen bez{\"u}glich Ver{\"a}nderungen in ihrer H{\"a}ufigkeit, Saisonalit{\"a}t und Persistenz, sowie der Wetterlagen-spezifischen Niederschl{\"a}ge und Temperatur, untersucht. Um Unsicherheiten durch die Wahl eines bestimmten Analysezeitraums auszuschließen, wurden alle m{\"o}glichen Zeitr{\"a}ume mit mindestens 31 Jahren im Zeitraum 1901-2010 untersucht. Dadurch konnte die Annahme eines konstanten Zusammenhangs zwischen Wetterlagen und lokalem Wetter gr{\"u}ndlich {\"u}berpr{\"u}ft werden. Es wurde herausgefunden, dass diese Annahme nur zum Teil haltbar ist. W{\"a}hrend Ver{\"a}nderungen in der Temperatur haupts{\"a}chlich auf Ver{\"a}nderungen in der Wetterlagenh{\"a}ufigkeit zur{\"u}ckzuf{\"u}hren sind, wurde f{\"u}r Niederschlag ein erheblicher Teil von Ver{\"a}nderungen innerhalb einzelner Wetterlagen gefunden. Das Ausmaß und sogar das Vorzeichen der Ver{\"a}nderungen h{\"a}ngt hochgradig vom untersuchten Zeitraum ab. Die H{\"a}ufigkeit einiger Wetterlagen steht in direkter Beziehung zur langfristigen Variabilit{\"a}t großskaliger Zirkulationsmuster. Niederschlagsver{\"a}nderungen variieren nicht nur r{\"a}umlich, sondern auch zeitlich - Aussagen {\"u}ber Tendenzen sind nur in Bezug zum jeweils untersuchten Zeitraum g{\"u}ltig. W{\"a}hrend ein Teil der Ver{\"a}nderungen auf {\"A}nderungen der großskaligen Zirkulation zur{\"u}ckzuf{\"u}hren ist, gibt es auch deutliche Ver{\"a}nderungen innerhalb einzelner Wetterlagen. Die Ergebnisse betonen die Notwendigkeit f{\"u}r einen sorgf{\"a}ltigen Nachweis von Ver{\"a}nderungen m{\"o}glichst verschiedene Zeitr{\"a}ume zu untersuchen und mahnen zur Vorsicht bei der Anwendung von Downscaling-Ans{\"a}tzen mit Hilfe von Wetterlagen, da diese die Auswirkungen von Klimaver{\"a}nderungen durch das Vernachl{\"a}ssigen von Wetterlagen-internen Ver{\"a}nderungen falsch einsch{\"a}tzen k{\"o}nnten.}, language = {en} } @phdthesis{Muriu2017, author = {Muriu, Abraham Rugo}, title = {Performance management in Kenya's public service}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-403281}, school = {Universit{\"a}t Potsdam}, pages = {x, 150}, year = {2017}, abstract = {This study was inspired by the desire to contribute to literature on performance management from the context of a developing country. The guiding research questions were: How do managers use performance information in decision making? Why do managers use performance information the way they do? The study was based on theoretical strands of neo-patrimonialism and new institutionalism. The nature of the inquiry informed the choice of a qualitative case study research design. Data was assembled through face-to-face interviews, some observations, and collection of documents from managers at the levels of the directorate, division, and section/units. The managers who were the focus of this study are current or former staff members of the state departments in Kenya's national Ministry of Agriculture, Livestock, and Fisheries as well as from departments responsible for coordination of performance related reforms. The findings of this study show that performance information is regularly produced but its use by managers varies. Examples of use include preparing reports to external bodies, making decisions for resource re-allocation, making recommendations for rewards and sanctions, and policy advisory. On categorizing the forms of use as passive, purposeful, political or perverse, evidence shows that they overlap and that some of the forms are so closely related that it is difficult to separate them empirically. On what can explain the forms of use established, four factors namely; political will and leadership; organizational capacity; administrative culture; and managers' interests and attitudes, were investigated. While acknowledging the interrelatedness and even overlapping of the factors, the study demonstrates that there is explanatory power to each though with varying depth and scope. The study thus concludes that: Inconsistent political will and leadership for performance management reforms explain forms of use that are passive, political and perverse. Low organizational capacity could best explain passive and some limited aspects of purposeful use. Informal, personal and competitive administrative culture is associated with purposeful use and mostly with political and perverse use. Limited interest and apprehensive attitude are best associated with passive use. The study contributes to the literature particularly in how institutions in a context of neo-patrimonialism shape performance information use. It recommends that further research is necessary to establish how neo-patrimonialism positively affects performance oriented reforms. This is interesting in particular given the emerging thinking on pockets of effectiveness and developmental patrimonialism. This is important since it is expected that performance related reforms will continue to be advocated in developing countries in the foreseeable future.}, language = {en} }