@phdthesis{Strauss2023, author = {Strauß, Volker}, title = {Laser-induced carbonization - from fundamentals to applications}, doi = {10.25932/publishup-59199}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-591995}, school = {Universit{\"a}t Potsdam}, pages = {VIII, 78, A245}, year = {2023}, abstract = {Fabricating electronic devices from natural, renewable resources has been a common goal in engineering and materials science for many years. In this regard, carbon is of special significance due to its biological compatibility. In the laboratory, carbonized materials and their composites have been proven as promising solutions for a range of future applications in electronics, optoelectronics, or catalytic systems. On the industrial scale, however, their application is inhibited by tedious and expensive preparation processes and a lack of control over the processing and material parameters. Therefore, we are exploring new concepts for the direct utilization of functional carbonized materials in electronic applications. In particular, laser-induced carbonization (carbon laser-patterning (CLaP)) is emerging as a new tool for the precise and selective synthesis of functional carbon-based materials for flexible on-chip applications. We developed an integrated approach for on-the-spot laser-induced synthesis of flexible, carbonized films with specific functionalities. To this end, we design versatile precursor inks made from naturally abundant starting compounds and reactants to cast films which are carbonized with an infrared laser to obtain functional patterns of conductive porous carbon networks. In our studies we obtained deep mechanistic insights into the formation process and the microstructure of laser-patterned carbons (LP-C). We shed light on the kinetic reaction mechanism based on the interplay between the precursor properties and the reaction conditions. Furthermore, we investigated the use of porogens, additives, and reactants to provide a toolbox for the chemical and physical fine-tuning of the electronic and surface properties and the targeted integration of functional sites into the carbon network. Based on this knowledge, we developed prototype resistive chemical and mechanical sensors. In further studies, we show the applicability of LP-C as electrode materials in electrocatalytic and charge-storage applications. To put our findings into a common perspective, our results are embedded into the context of general carbonization strategies, fundamentals of laser-induced materials processing, and a broad literature review on state-of-the-art laser-carbonization, in the general part.}, language = {en} } @phdthesis{Metzger2023, author = {Metzger, Sabrina}, title = {Neotectonic deformation over space and time as observed by space-based geodesy}, doi = {10.25932/publishup-59922}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-599225}, school = {Universit{\"a}t Potsdam}, pages = {V, 217}, year = {2023}, abstract = {Alfred Wegeners ideas on continental drift were doubted for several decades until the discovery of polarization changes at the Atlantic seafloor and the seismic catalogs imaging oceanic subduction underneath the continental crust (Wadati-Benioff Zone). It took another 20 years until plate motion could be directly observed and quantified by using space geodesy. Since then, it is unthinkable to do neotectonic research without the use of satellite-based methods. Thanks to a tremendeous increase of instrumental observations in space and time over the last decades we significantly increased our knowledge on the complexity of the seismic cycle, that is, the interplay of tectonic stress build up and release. Our classical assumption, earthquakes were the only significant phenomena of strain release previously accumulated in a linear fashion, is outdated. We now know that this concept is actually decorated with a wide range of slow and fast processes such as triggered slip, afterslip, post-seismic and visco-elastic relaxation of the lower crust, dynamic pore-pressure changes in the elastic crust, aseismic creep, slow slip events and seismic swarms. On the basis of eleven peer-reviewed papers studies I here present the diversity of crustal deformation processes. Based on time-series analyses of radar imagery and satellited-based positioning data I quantify tectonic surface deformation and use numerical and analytical models and independent geologic and seismologic data to better understand the underlying crustal processes. The main part of my work focuses on the deformation observed in the Pamir, the Hindu Kush and the Tian Shan that together build the highly active continental collision zone between Northwest-India and Eurasia. Centered around the Sarez earthquake that ruptured the center of the Pamir in 2015 I present diverse examples of crustal deformation phenomena. Driver of the deformation is the Indian indenter, bulldozing into the Pamir, compressing the orogen that then collapses westward into the Tajik depression. A second natural observatory of mine to study tectonic deformation is the oceanic subduction zone in Chile that repeatedly hosts large earthquakes of magnitude 8 and more. These are best to study post-seismic relaxation processes and coupling of large earthquake. My findings nicely illustrate how complex fashion and how much the different deformation phenomena are coupled in space and time. My publications contribute to the awareness that the classical concept of the seismic cycle needs to be revised, which, in turn, has a large influence in the classical, probabilistic seismic hazard assessment that primarily relies on statistically solid recurrence times.}, language = {en} } @phdthesis{Guill2022, author = {Guill, Christian}, title = {Structure, stability and functioning of food webs}, doi = {10.25932/publishup-56115}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-561153}, school = {Universit{\"a}t Potsdam}, pages = {250}, year = {2022}, abstract = {In this thesis, a collection of studies is presented that advance research on complex food webs in several directions. Food webs, as the networks of predator-prey interactions in ecosystems, are responsible for distributing the resources every organism needs to stay alive. They are thus central to our understanding of the mechanisms that support biodiversity, which in the face of increasing severity of anthropogenic global change and accelerated species loss is of highest importance, not least for our own well-being. The studies in the first part of the thesis are concerned with general mechanisms that determine the structure and stability of food webs. It is shown how the allometric scaling of metabolic rates with the species' body masses supports their persistence in size-structured food webs (where predators are larger than their prey), and how this interacts with the adaptive adjustment of foraging efforts by consumer species to create stable food webs with a large number of coexisting species. The importance of the master trait body mass for structuring communities is further exemplified by demonstrating that the specific way the body masses of species engaging in empirically documented predator-prey interactions affect the predator's feeding rate dampens population oscillations, thereby helping both species to survive. In the first part of the thesis it is also shown that in order to understand certain phenomena of population dynamics, it may be necessary to not only take the interactions of a focal species with other species into account, but to also consider the internal structure of the population. This can refer for example to different abundances of age cohorts or developmental stages, or the way individuals of different age or stage interact with other species. Building on these general insights, the second part of the thesis is devoted to exploring the consequences of anthropogenic global change on the persistence of species. It is first shown that warming decreases diversity in size-structured food webs. This is due to starvation of large predators on higher trophic levels, which suffer from a mismatch between their respiration and ingestion rates when temperature increases. In host-parasitoid networks, which are not size-structured, warming does not have these negative effects, but eutrophication destabilises the systems by inducing detrimental population oscillations. In further studies, the effect of habitat change is addressed. On the level of individual patches, increasing isolation of habitat patches has a similar effect as warming, as it leads to decreasing diversity due to the extinction of predators on higher trophic levels. In this case it is caused by dispersal mortality of smaller and therefore less mobile species on lower trophic levels, meaning that an increasing fraction of their biomass production is lost to the inhospitable matrix surrounding the habitat patches as they become more isolated. It is further shown that increasing habitat isolation desynchronises population oscillations between the patches, which in itself helps species to persist by dampening fluctuations on the landscape level. However, this is counteracted by an increasing strength of local population oscillations fuelled by an indirect effect of dispersal mortality on the feeding interactions. Last, a study is presented that introduces a novel mechanism for supporting diversity in metacommunities. It builds on the self-organised formation of spatial biomass patterns in the landscape, which leads to the emergence of spatio-temporally varying selection pressures that keep local communities permanently out of equilibrium and force them to continuously adapt. Because this mechanism relies on the spatial extension of the metacommunity, it is also sensitive to habitat change. In the third part of the thesis, the consequences of biodiversity for the functioning of ecosystems are explored. The studies focus on standing stock biomass, biomass production, and trophic transfer efficiency as ecosystem functions. It is first shown that increasing the diversity of animal communities increases the total rate of intra-guild predation. However, the total biomass stock of the animal communities increases nevertheless, which also increases their exploitative pressure on the underlying plant communities. Despite this, the plant communities can maintain their standing stock biomass due to a shift of the body size spectra of both animal and plant communities towards larger species with a lower specific respiration rate. In another study it is further demonstrated that the generally positive relationship between diversity and the above mentioned ecosystem functions becomes steeper when not only the feeding interactions but also the numerous non-trophic interactions (like predator interference or competition for space) between the species of an ecosystem are taken into account. Finally, two studies are presented that demonstrate the power of functional diversity as explanatory variable. It is interpreted as the range spanned by functional traits of the species that determine their interactions. This approach allows to mechanistically understand how the ecosystem functioning of food webs with multiple trophic levels is affected by all parts of the food web and why a high functional diversity is required for efficient transportation of energy from primary producers to the top predators. The general discussion draws some synthesising conclusions, e.g. on the predictive power of ecosystem functioning to explain diversity, and provides an outlook on future research directions.}, language = {en} } @phdthesis{Omelchenko2021, author = {Omelchenko, Oleh}, title = {Synchronit{\"a}t-und-Unordnung-Muster in Netzwerken gekoppelter Oszillatoren}, doi = {10.25932/publishup-53596}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-535961}, school = {Universit{\"a}t Potsdam}, pages = {152}, year = {2021}, abstract = {Synchronization of coupled oscillators manifests itself in many natural and man-made systems, including cyrcadian clocks, central pattern generators, laser arrays, power grids, chemical and electrochemical oscillators, only to name a few. The mathematical description of this phenomenon is often based on the paradigmatic Kuramoto model, which represents each oscillator by one scalar variable, its phase. When coupled, phase oscillators constitute a high-dimensional dynamical system, which exhibits complex behaviour, ranging from synchronized uniform oscillation to quasiperiodicity and chaos. The corresponding collective rhythms can be useful or harmful to the normal operation of various systems, therefore they have been the subject of much research. Initially, synchronization phenomena have been studied in systems with all-to-all (global) and nearest-neighbour (local) coupling, or on random networks. However, in recent decades there has been a lot of interest in more complicated coupling structures, which take into account the spatially distributed nature of real-world oscillator systems and the distance-dependent nature of the interaction between their components. Examples of such systems are abound in biology and neuroscience. They include spatially distributed cell populations, cilia carpets and neural networks relevant to working memory. In many cases, these systems support a rich variety of patterns of synchrony and disorder with remarkable properties that have not been observed in other continuous media. Such patterns are usually referred to as the coherence-incoherence patterns, but in symmetrically coupled oscillator systems they are also known by the name chimera states. The main goal of this work is to give an overview of different types of collective behaviour in large networks of spatially distributed phase oscillators and to develop mathematical methods for their analysis. We focus on the Kuramoto models for one-, two- and three-dimensional oscillator arrays with nonlocal coupling, where the coupling extends over a range wider than nearest neighbour coupling and depends on separation. We use the fact that, for a special (but still quite general) phase interaction function, the long-term coarse-grained dynamics of the above systems can be described by a certain integro-differential equation that follows from the mathematical approach called the Ott-Antonsen theory. We show that this equation adequately represents all relevant patterns of synchrony and disorder, including stationary, periodically breathing and moving coherence-incoherence patterns. Moreover, we show that this equation can be used to completely solve the existence and stability problem for each of these patterns and to reliably predict their main properties in many application relevant situations.}, language = {en} } @phdthesis{Schmidt2020, author = {Schmidt, Bernhard V. K. J.}, title = {Polymers, self-assembly and materials}, doi = {10.25932/publishup-48481}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-484819}, school = {Universit{\"a}t Potsdam}, pages = {VI, 350}, year = {2020}, abstract = {In der vorliegenden Arbeit wurden die Selbstorganisation von hydrophilen Polymeren, verst{\"a}rkte Hydrogele, sowie anorganische/Polymer Hybridmaterialien untersucht. Dabei beschreibt die Arbeit den Weg von Polymersynthese mittels verschiedener Methoden {\"u}ber Polymerselbstanordnung bis zur Herstellung von Polymermaterialien mit vielversprechenden Eigenschaften f{\"u}r zuk{\"u}nftige Anwendungen. Hydrophile Polymere wurden verwendet, um Mehrphasensysteme herzustellen, Wasser-in-Wasser Emulsionen zu bilden und selbstangeordneten Strukturen zu erzeugen, z. B. Partikel/Aggregate oder hohle Strukturen aus komplett wasserl{\"o}slichen Bausteinen. Die Strukturbildung in w{\"a}ssriger Umgebung wurde ferner f{\"u}r supramolekulare Hydrogele mit definierter Unterstruktur und reversiblem Gelierungsverhalten eingesetzt. Auf dem Gebiet der Hydrogele wurde das anorganische Material graphitisches Kohlenstoffnitrid (g-CN) als Photoinitiator f{\"u}r die Hydrogelsynthese und als Verst{\"a}rker der Gelstruktur beschrieben. Hierbei konnten Hydrogele mit herausragenden Eigenschaften generiert werden, z. B. hohe Kompressibilit{\"a}t, hohe Speichermodule oder Gleitf{\"a}higkeit. Die Kombinationen von g-CN mit verschiedenen Polymeren erlaubte es zudem neue Materialien f{\"u}r die Photokatalyse bereitzustellen. Als weiteres anorganisches Material wurden Metall-organische Ger{\"u}ste (MOFs) mit Polymeren kombiniert. Es konnte gezeigt werden, dass die Verwendung von MOFs in der Polymersynthese einen starken Einfluss auf die erzeugte Polymerstruktur hat und MOFs als Katalysator f{\"u}r Polymerisationen verwendet werden k{\"o}nnen. Zuletzt wurde die MOF Synthese an sich untersucht, wobei Polymeradditive oder L{\"o}sungsmittel eingesetzt wurden um die kristalline Struktur der MOFs zu modulieren. Insgesamt wurden hier verschiedene Errungenschaften f{\"u}r die Polymerchemie beschrieben, z.B. neuartige hydrophile Polymere und Hydrogele, die zur Zeit wichtige Materialien im Polymerbereich durch ihre vielversprechenden Anwendungen im biomedizinischen Sektor darstellen. Außerdem ergab die Kombination von Polymeren mit Materialien aus anderen Bereichen der Chemie, z. B. g-CN und MOFs, neue Materialien mit bemerkenswerten Eigenschaften, die ebenfalls von Interesse f{\"u}r zuk{\"u}nftige Anwendungen sind, z. B. Beschichtungen, Partikeltechnologie und Katalyse.}, language = {en} } @phdthesis{Schroeter2020, author = {Schr{\"o}ter, Kai}, title = {Improved flood risk assessment}, doi = {10.25932/publishup-48024}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-480240}, school = {Universit{\"a}t Potsdam}, pages = {408}, year = {2020}, abstract = {Rivers have always flooded their floodplains. Over 2.5 billion people worldwide have been affected by flooding in recent decades. The economic damage is also considerable, averaging 100 billion US dollars per year. There is no doubt that damage and other negative effects of floods can be avoided. However, this has a price: financially and politically. Costs and benefits can be estimated through risk assessments. Questions about the location and frequency of floods, about the objects that could be affected and their vulnerability are of importance for flood risk managers, insurance companies and politicians. Thus, both variables and factors from the fields of hydrology and sociol-economics play a role with multi-layered connections. One example are dikes along a river, which on the one hand contain floods, but on the other hand, by narrowing the natural floodplains, accelerate the flood discharge and increase the danger of flooding for the residents downstream. Such larger connections must be included in the assessment of flood risk. However, in current procedures this is accompanied by simplifying assumptions. Risk assessments are therefore fuzzy and associated with uncertainties. This thesis investigates the benefits and possibilities of new data sources for improving flood risk assessment. New methods and models are developed, which take the mentioned interrelations better into account and also quantify the existing uncertainties of the model results, and thus enable statements about the reliability of risk estimates. For this purpose, data on flood events from various sources are collected and evaluated. This includes precipitation and flow records at measuring stations as well as for instance images from social media, which can help to delineate the flooded areas and estimate flood damage with location information. Machine learning methods have been successfully used to recognize and understand correlations between floods and impacts from a wide range of data and to develop improved models. Risk models help to develop and evaluate strategies to reduce flood risk. These tools also provide advanced insights into the interplay of various factors and on the expected consequences of flooding. This work shows progress in terms of an improved assessment of flood risks by using diverse data from different sources with innovative methods as well as by the further development of models. Flood risk is variable due to economic and climatic changes, and other drivers of risk. In order to keep the knowledge about flood risks up-to-date, robust, efficient and adaptable methods as proposed in this thesis are of increasing importance.}, language = {en} } @phdthesis{Marwan2019, author = {Marwan, Norbert}, title = {Recurrence plot techniques for the investigation of recurring phenomena in the system earth}, isbn = {978-3-00-064508-2}, doi = {10.25932/publishup-44197}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-441973}, school = {Universit{\"a}t Potsdam}, pages = {ix, 254}, year = {2019}, abstract = {The habilitation deals with the numerical analysis of the recurrence properties of geological and climatic processes. The recurrence of states of dynamical processes can be analysed with recurrence plots and various recurrence quantification options. In the present work, the meaning of the structures and information contained in recurrence plots are examined and described. New developments have led to extensions that can be used to describe the recurring patterns in both space and time. Other important developments include recurrence plot-based approaches to identify abrupt changes in the system's dynamics, to detect and investigate external influences on the dynamics of a system, the couplings between different systems, as well as a combination of recurrence plots with the methodology of complex networks. Typical problems in geoscientific data analysis, such as irregular sampling and uncertainties, are tackled by specific modifications and additions. The development of a significance test allows the statistical evaluation of quantitative recurrence analysis, especially for the identification of dynamical transitions. Finally, an overview of typical pitfalls that can occur when applying recurrence-based methods is given and guidelines on how to avoid such pitfalls are discussed. In addition to the methodological aspects, the application potential especially for geoscientific research questions is discussed, such as the identification and analysis of transitions in past climates, the study of the influence of external factors to ecological or climatic systems, or the analysis of landuse dynamics based on remote sensing data.}, language = {en} } @phdthesis{Brune2018, author = {Brune, Sascha}, title = {Modelling continental rift dynamics}, doi = {10.25932/publishup-43236}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-432364}, school = {Universit{\"a}t Potsdam}, pages = {192}, year = {2018}, abstract = {Continental rift systems open up unique possibilities to study the geodynamic system of our planet: geodynamic localization processes are imprinted in the morphology of the rift by governing the time-dependent activity of faults, the topographic evolution of the rift or by controlling whether a rift is symmetric or asymmetric. Since lithospheric necking localizes strain towards the rift centre, deformation structures of previous rift phases are often well preserved and passive margins, the end product of continental rifting, retain key information about the tectonic history from rift inception to continental rupture. Current understanding of continental rift evolution is based on combining observations from active rifts with data collected at rifted margins. Connecting these isolated data sets is often accomplished in a conceptual way and leaves room for subjective interpretation. Geodynamic forward models, however, have the potential to link individual data sets in a quantitative manner, using additional constraints from rock mechanics and rheology, which allows to transcend previous conceptual models of rift evolution. By quantifying geodynamic processes within continental rifts, numerical modelling allows key insight to tectonic processes that operate also in other plate boundary settings, such as mid ocean ridges, collisional mountain chains or subduction zones. In this thesis, I combine numerical, plate-tectonic, analytical, and analogue modelling approaches, whereas numerical thermomechanical modelling constitutes the primary tool. This method advanced rapidly during the last two decades owing to dedicated software development and the availability of massively parallel computer facilities. Nevertheless, only recently the geodynamical modelling community was able to capture 3D lithospheric-scale rift dynamics from onset of extension to final continental rupture. The first chapter of this thesis provides a broad introduction to continental rifting, a summary of the applied rift modelling methods and a short overview of previews studies. The following chapters, which constitute the main part of this thesis feature studies on plate boundary dynamics in two and three dimension followed by global scale analyses (Fig. 1). Chapter II focuses on 2D geodynamic modelling of rifted margin formation. It highlights the formation of wide areas of hyperextended crustal slivers via rift migration as a key process that affected many rifted margins worldwide. This chapter also contains a study of rift velocity evolution, showing that rift strength loss and extension velocity are linked through a dynamic feed-back. This process results in abrupt accelerations of the involved plates during rifting illustrating for the first time that rift dynamics plays a role in changing global-scale plate motions. Since rift velocity affects key processes like faulting, melting and lower crustal flow, this study also implies that the slow-fast velocity evolution should be imprinted in rifted margin structures. Chapter III relies on 3D Cartesian rift models in order to investigate various aspects of rift obliquity. Oblique rifting occurs if the extension direction is not orthogonal to the rift trend. Using 3D lithospheric-scale models from rift initialisation to breakup I could isolate a characteristic evolution of dominant fault orientations. Further work in Chapter III addresses the impact of rift obliquity on the strength of the rift system. We illustrate that oblique rifting is mechanically preferred over orthogonal rifting, because the brittle yielding requires a lower tectonic force. This mechanism elucidates rift competition during South Atlantic rifting, where the more oblique Equatorial Atlantic Rift proceeded to breakup while the simultaneously active but less oblique West African rift system became a failed rift. Finally this Chapter also investigates the impact of a previous rift phase on current tectonic activity in the linkage area of the Kenyan with Ethiopian rift. We show that the along strike changes in rift style are not caused by changes in crustal rheology. Instead the rift linkage pattern in this area can be explained when accounting for the thinned crust and lithosphere of a Mesozoic rift event. Chapter IV investigates rifting from the global perspective. A first study extends the oblique rift topic of the previous chapter to global scale by investigating the frequency of oblique rifting during the last 230 million years. We find that approximately 70\% of all ocean-forming rift segments involved an oblique component of extension where obliquities exceed 20°. This highlights the relevance of 3D approaches in modelling, surveying, and interpretation of many rifted margins. In a final study, we propose a link between continental rift activity, diffuse CO2 degassing and Mesozoic/Cenozoic climate changes. We used recent CO2 flux measurements in continental rifts to estimate worldwide rift-related CO2 release, which we based on the global extent of rifts through time. The first-order correlation to paleo-atmospheric CO2 proxy data suggests that rifts constitute a major element of the global carbon cycle.}, language = {en} } @phdthesis{Qiu2017, author = {Qiu, Xunlin}, title = {Ferroelectrets: heterogenous polymer electrets with high electromechanical response}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-398425}, school = {Universit{\"a}t Potsdam}, pages = {viii, 172}, year = {2017}, abstract = {Ferroelectrets are internally charged polymer foams or cavity-containing polymer-_lm systems that combine large piezoelectricity with mechanical flexibility and elastic compliance. The term "ferroelectret" was coined based on the fact that it is a space-charge electret that also shows ferroic behavior. In this thesis, comprehensive work on ferroelectrets, and in particular on their preparation, their charging, their piezoelectricity and their applications is reported. For industrial applications, ferroelectrets with well-controlled distributions or even uniform values of cavity size and cavity shape and with good thermal stability of the piezoelectricity are very desirable. Several types of such ferroelectrets are developed using techniques such as straightforward thermal lamination, sandwiching sticky templates with electret films, and screen printing. In particular, uoroethylenepropylene (FEP) _lm systems with tubular-channel openings, prepared by means of the thermal lamination technique, show piezoelectric d33 coefficients of up to 160 pC/N after charging through dielectric barrier discharges (DBDs) . For samples charged at suitable elevated temperatures, the piezoelectricity is stable at temperatures of at least 130°C. These preparation methods are easy to implement at laboratory or industrial scales, and are quite flexible in terms of material selection and cavity geometry design. Due to the uniform and well-controlled cavity structures, samples are also very suitable for fundamental studies on ferroelectrets. Charging of ferroelectrets is achieved via a series of dielectric barrier discharges (DBDs) inside the cavities. In the present work, the DBD charging process is comprehensively studied by means of optical, electrical and electro-acoustic methods. The spectrum of the transient light from the DBDs in cellular polypropylene (PP) ferroelectrets directly confirms the ionization of molecular nitrogen, and allows the determination of the electric field in the discharge. Detection of the light emission reveals not only DBDs under high applied voltage but also back discharges when the applied voltage is reduced to sufficiently low values. Back discharges are triggered by the internally deposited charges, as the breakdown inside the cavities is controlled by the sum of the applied electric field and the electric field of the deposited charges. The remanent effective polarization is determined by the breakdown strength of the gas-filled cavities. These findings form the basis of more efficient charging techniques for ferroelectrets such as charging with high-pressure air, thermal poling and charging assisted by gas exchange. With the proposed charging strategies, the charging efficiency of ferroelectrets can be enhanced significantly. After charging, the cavities can be considered as man-made macroscopic dipoles whose direction can be reversed by switching the polarity of the applied voltage. Polarization-versus-electric-field (P(E)) hysteresis loops in ferroelectrets are observed by means of an electro-acoustic method combined with dielectric resonance spectroscopy. P(E) hysteresis loops in ferrroelectrets are also obtained by more direct measurements using a modified Sawyer-Tower circuit. Hysteresis loops prove the ferroic behavior of ferroelectrets. However, repeated switching of the macroscopic dipoles involves complex physico-chemical processes. The DBD charging process generates a cold plasma with numerous active species and thus modifies the inner polymer surfaces of the cavities. Such treatments strongly affect the chargeability of the cavities. At least for cellular PP ferroelectrets, repeated DBDs in atmospheric conditions lead to considerable fatigue of the effective polarization and of the resulting piezoelectricity. The macroscopic dipoles in ferroelectrets are highly compressible, and hence the piezoelectricity is essentially the primary effect. It is found that the piezoelectric d33 coefficient is proportional to the polarization and the elastic compliance of the sample, providing hints for developing materials with higher piezoelectric sensitivity in the future. Due to their outstanding electromechanical properties, there has been constant interest in the application of ferroelectrets. The antiresonance frequencies (fp) of ferroelectrets are sensitive to the boundary conditions during measurement. A tubular-channel FEP ferroelectret is conformably attached to a self-organized minimum-energy dielectric elastomer actuator (DEA). It turns out that the antiresonance frequency (fp) of the ferroelectret film changes noticeably with the bending angle of the DEA. Therefore, the actuation of DEAs can be used to modulate the fp value of ferroelectrets, but fp can also be exploited for in-situ diagnosis and for precise control of the actuation of the DEA. Combination of DEAs and ferroelectrets opens up various new possibilities for application.}, language = {en} } @phdthesis{AmaroSeoane2016, author = {Amaro-Seoane, Pau}, title = {Dense stellar systems and massive black holes}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-95439}, school = {Universit{\"a}t Potsdam}, pages = {239}, year = {2016}, abstract = {Gravity dictates the structure of the whole Universe and, although it is triumphantly described by the theory of General Relativity, it is the force that we least understand in nature. One of the cardinal predictions of this theory are black holes. Massive, dark objects are found in the majority of galaxies. Our own galactic center very contains such an object with a mass of about four million solar masses. Are these objects supermassive black holes (SMBHs), or do we need alternatives? The answer lies in the event horizon, the characteristic that defines a black hole. The key to probe the horizon is to model the movement of stars around a SMBH, and the interactions between them, and look for deviations from real observations. Nuclear star clusters harboring a massive, dark object with a mass of up to ~ ten million solar masses are good testbeds to probe the event horizon of the potential SMBH with stars. The channel for interactions between stars and the central MBH are the fact that (a) compact stars and stellar-mass black holes can gradually inspiral into the SMBH due to the emission of gravitational radiation, which is known as an "Extreme Mass Ratio Inspiral" (EMRI), and (b) stars can produce gases which will be accreted by the SMBH through normal stellar evolution, or by collisions and disruptions brought about by the strong central tidal field. Such processes can contribute significantly to the mass of the SMBH. These two processes involve different disciplines, which combined will provide us with detailed information about the fabric of space and time. In this habilitation I present nine articles of my recent work directly related with these topics.}, language = {en} } @phdthesis{KonradSchmolke2016, author = {Konrad-Schmolke, Matthias}, title = {Thermodynamic and geochemical modeling in metamorphic geology}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-101805}, school = {Universit{\"a}t Potsdam}, pages = {232}, year = {2016}, abstract = {Quantitative thermodynamic and geochemical modeling is today applied in a variety of geological environments from the petrogenesis of igneous rocks to the oceanic realm. Thermodynamic calculations are used, for example, to get better insight into lithosphere dynamics, to constrain melting processes in crust and mantle as well as to study fluid-rock interaction. The development of thermodynamic databases and computer programs to calculate equilibrium phase diagrams have greatly advanced our ability to model geodynamic processes from subduction to orogenesis. However, a well-known problem is that despite its broad application the use and interpretation of thermodynamic models applied to natural rocks is far from straightforward. For example, chemical disequilibrium and/or unknown rock properties, such as fluid activities, complicate the application of equilibrium thermodynamics. One major aspect of the publications presented in this Habilitationsschrift are new approaches to unravel dynamic and chemical histories of rocks that include applications to chemically open system behaviour. This approach is especially important in rocks that are affected by element fractionation due to fractional crystallisation and fluid loss during dehydration reactions. Furthermore, chemically open system behaviour has also to be considered for studying fluid-rock interaction processes and for extracting information from compositionally zoned metamorphic minerals. In this Habilitationsschrift several publications are presented where I incorporate such open system behaviour in the forward models by incrementing the calculations and considering changing reacting rock compositions during metamorphism. I apply thermodynamic forward modelling incorporating the effects of element fractionation in a variety of geodynamic and geochemical applications in order to better understand lithosphere dynamics and mass transfer in solid rocks. In three of the presented publications I combine thermodynamic forward models with trace element calculations in order to enlarge the application of geochemical numerical forward modeling. In these publications a combination of thermodynamic and trace element forward modeling is used to study and quantify processes in metamorphic petrology at spatial scales from µm to km. In the thermodynamic forward models I utilize Gibbs energy minimization to quantify mineralogical changes along a reaction path of a chemically open fluid/rock system. These results are combined with mass balanced trace element calculations to determine the trace element distribution between rock and melt/fluid during the metamorphic evolution. Thus, effects of mineral reactions, fluid-rock interaction and element transport in metamorphic rocks on the trace element and isotopic composition of minerals, rocks and percolating fluids or melts can be predicted. One of the included publications shows that trace element growth zonations in metamorphic garnet porphyroblasts can be used to get crucial information about the reaction path of the investigated sample. In order to interpret the major and trace element distribution and zoning patterns in terms of the reaction history of the samples, we combined thermodynamic forward models with mass-balance rare earth element calculations. Such combined thermodynamic and mass-balance calculations of the rare earth element distribution among the modelled stable phases yielded characteristic zonation patterns in garnet that closely resemble those in the natural samples. We can show in that paper that garnet growth and trace element incorporation occurred in near thermodynamic equilibrium with matrix phases during subduction and that the rare earth element patterns in garnet exhibit distinct enrichment zones that fingerprint the minerals involved in the garnet-forming reactions. In two of the presented publications I illustrate the capacities of combined thermodynamic-geochemical modeling based on examples relevant to mass transfer in subduction zones. The first example focuses on fluid-rock interaction in and around a blueschist-facies shear zone in felsic gneisses, where fluid-induced mineral reactions and their effects on boron (B) concentrations and isotopic compositions in white mica are modeled. In the second example, fluid release from a subducted slab and associated transport of B and variations in B concentrations and isotopic compositions in liberated fluids and residual rocks are modeled. I show that, combined with experimental data on elemental partitioning and isotopic fractionation, thermodynamic forward modeling unfolds enormous capacities that are far from exhausted. In my publications presented in this Habilitationsschrift I compare the modeled results to geochemical data of natural minerals and rocks and demonstrate that the combination of thermodynamic and geochemical models enables quantification of metamorphic processes and insights into element cycling that would have been unattainable so far. Thus, the contributions to the science community presented in this Habilitatonsschrift concern the fields of petrology, geochemistry, geochronology but also ore geology that all use thermodynamic and geochemical models to solve various problems related to geo-materials.}, language = {en} } @phdthesis{Dunlop2015, author = {Dunlop, John William Chapman}, title = {The physics of shape changes in biology}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-96554}, school = {Universit{\"a}t Potsdam}, pages = {vii, 202}, year = {2015}, abstract = {Biological materials, in addition to having remarkable physical properties, can also change shape and volume. These shape and volume changes allow organisms to form new tissue during growth and morphogenesis, as well as to repair and remodel old tissues. In addition shape or volume changes in an existing tissue can lead to useful motion or force generation (actuation) that may even still function in the dead organism, such as in the well known example of the hygroscopic opening or closing behaviour of the pine cone. Both growth and actuation of tissues are mediated, in addition to biochemical factors, by the physical constraints of the surrounding environment and the architecture of the underlying tissue. This habilitation thesis describes biophysical studies carried out over the past years on growth and swelling mediated shape changes in biological systems. These studies use a combination of theoretical and experimental tools to attempt to elucidate the physical mechanisms governing geometry controlled tissue growth and geometry constrained tissue swelling. It is hoped that in addition to helping understand fundamental processes of growth and morphogenesis, ideas stemming from such studies can also be used to design new materials for medicine and robotics.}, language = {en} } @phdthesis{Giordano2014, author = {Giordano, Cristina}, title = {A neglected world: transition metal nitride and metal carbide based nanostructures}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-75375}, school = {Universit{\"a}t Potsdam}, pages = {191}, year = {2014}, abstract = {Potentiality of nanosized materials has been largely proved but a closer look shows that a significant percentage of this research is related to oxides and metals, while the number drastically drops for metallic ceramics, namely transition metal nitrides and metal carbides. The lack of related publications do not reflect their potential but rather the difficulties related to their synthesis as dense and defect-free structures, fundamental prerequisites for advanced mechanical applications. The present habilitation work aims to close the gap between preparation and processing, indicating novel synthetic pathways for a simpler and sustainable synthesis of transition metal nitride (MN) and carbide (MC) based nanostructures and easier processing thereafter. In spite of simplicity and reliability, the designed synthetic processes allow the production of functional materials, with the demanded size and morphology. The goal was achieved exploiting classical and less-classical precursors, ranging from common metal salts and molecules (e.g. urea, gelatin, agar, etc), to more exotic materials, such as leafs, filter paper and even wood. It was found that the choice of precursors and reaction conditions makes it possible to control chemical composition (going for instance from metal oxides to metal oxy-nitrides to metal nitrides, or from metal nitrides to metal carbides, up to quaternary systems), size (from 5 to 50 nm) and morphology (going from mere spherical nanoparticles to rod-like shapes, fibers, layers, meso-porous and hierarchical structures, etc). The nature of the mixed precursors also allows the preparation of metal nitrides/carbides based nanocomposites, thus leading to multifunctional materials (e.g. MN/MC@C, MN/MC@PILs, etc) but also allowing dispersion in liquid media. Control over composition, size and morphology is obtained with simple adjustment of the main route, but also coupling it with processes such as electrospin, aerosol spray, bio-templating, etc. Last but not least, the nature of the precursor materials also allows easy processing, including printing, coating, casting, film and thin layers preparation, etc). The designed routes are, concept-wise, similar and they all start by building up a secondary metal ion-N/C precursor network, which converts, upon heat treatment, into an intermediate "glass". This glass stabilizes the nascent nanoparticles during their nucleation and impairs their uncontrolled growth during the heat treatment (scheme 1). This way, one of the main problems related to the synthesis of MN/MC, i.e. the need of very high temperature, could also be overcome (from up to 2000°C, for classical synthesis, down to 700°C in the present cases). The designed synthetic pathways are also conceived to allow usage of non-toxic compounds and to minimize (or even avoid) post-synthesis purification, still bringing to phase pure and well-defined (crystalline) nanoparticles. This research aids to simplify the preparation of MN/MC, making these systems now readily available in suitable amounts both for fundamental and applied science. The prepared systems have been tested (in some cases for the first time) in many different fields, e.g. battery (MnN0.43@C shown a capacity stabilized at a value of 230 mAh/g, with coulombic efficiencies close to 100\%), as alternative magnetic materials (Fe3C nanoparticles were prepared with different size and therefore different magnetic behavior, superparamagnetic or ferromagnetic, showing a saturation magnetization value up to 130 emu/g, i.e. similar to the value expected for the bulk material), as filters and for the degradation of organic dyes (outmatching the performance of carbon), as catalysts (both as active phase but also as active support, leading to high turnover rate and, more interesting, to tunable selectivity). Furthermore, with this route, it was possible to prepare for the first time, to the best of our knowledge, well-defined and crystalline MnN0.43, Fe3C and Zn1.7GeN1.8O nanoparticles via bottom-up approaches. Once the synthesis of these materials can be made straightforward, any further modification, combination, manipulation, is in principle possible and new systems can be purposely conceived (e.g. hybrids, nanocomposites, ferrofluids, etc).}, language = {en} } @phdthesis{Faivre2014, author = {Faivre, Damien}, title = {Biological and biomimetic formation and organization of magnetic nanoparticles}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus-72022}, school = {Universit{\"a}t Potsdam}, year = {2014}, abstract = {Biological materials have ever been used by humans because of their remarkable properties. This is surprising since the materials are formed under physiological conditions and with commonplace constituents. Nature thus not only provides us with inspiration for designing new materials but also teaches us how to use soft molecules to tune interparticle and external forces to structure and assemble simple building blocks into functional entities. Magnetotactic bacteria and their chain of magnetosomes represent a striking example of such an accomplishment where a very simple living organism controls the properties of inorganics via organics at the nanometer-scale to form a single magnetic dipole that orients the cell in the Earth magnetic field lines. My group has developed a biological and a bio-inspired research based on these bacteria. My research, at the interface between chemistry, materials science, physics, and biology focuses on how biological systems synthesize, organize and use minerals. We apply the design principles to sustainably form hierarchical materials with controlled properties that can be used e.g. as magnetically directed nanodevices towards applications in sensing, actuating, and transport. In this thesis, I thus first present how magnetotactic bacteria intracellularly form magnetosomes and assemble them in chains. I developed an assay, where cells can be switched from magnetic to non-magnetic states. This enabled to study the dynamics of magnetosome and magnetosome chain formation. We found that the magnetosomes nucleate within minutes whereas chains assembles within hours. Magnetosome formation necessitates iron uptake as ferrous or ferric ions. The transport of the ions within the cell leads to the formation of a ferritin-like intermediate, which subsequently is transported and transformed within the magnetosome organelle in a ferrihydrite-like precursor. Finally, magnetite crystals nucleate and grow toward their mature dimension. In addition, I show that the magnetosome assembly displays hierarchically ordered nano- and microstructures over several levels, enabling the coordinated alignment and motility of entire populations of cells. The magnetosomes are indeed composed of structurally pure magnetite. The organelles are partly composed of proteins, which role is crucial for the properties of the magnetosomes. As an example, we showed how the protein MmsF is involved in the control of magnetosome size and morphology. We have further shown by 2D X-ray diffraction that the magnetosome particles are aligned along the same direction in the magnetosome chain. We then show how magnetic properties of the nascent magnetosome influence the alignment of the particles, and how the proteins MamJ and MamK coordinate this assembly. We propose a theoretical approach, which suggests that biological forces are more important than physical ones for the chain formation. All these studies thus show how magnetosome formation and organization are under strict biological control, which is associated with unprecedented material properties. Finally, we show that the magnetosome chain enables the cells to find their preferred oxygen conditions if the magnetic field is present. The synthetic part of this work shows how the understanding of the design principles of magnetosome formation enabled me to perform biomimetic synthesis of magnetite particles within the highly desired size range of 25 to 100 nm. Nucleation and growth of such particles are based on aggregation of iron colloids termed primary particles as imaged by cryo-high resolution TEM. I show how additives influence magnetite formation and properties. In particular, MamP, a so-called magnetochrome proteins involved in the magnetosome formation in vivo, enables the in vitro formation of magnetite nanoparticles exclusively from ferrous iron by controlling the redox state of the process. Negatively charged additives, such as MamJ, retard magnetite nucleation in vitro, probably by interacting with the iron ions. Other additives such as e.g. polyarginine can be used to control the colloidal stability of stable-single domain sized nanoparticles. Finally, I show how we can "glue" magnetic nanoparticles to form propellers that can be actuated and swim with the help of external magnetic fields. We propose a simple theory to explain the observed movement. We can use the theoretical framework to design experimental conditions to sort out the propellers depending on their size and effectively confirm this prediction experimentally. Thereby, we could image propellers with size down to 290 nm in their longer dimension, much smaller than what perform so far.}, language = {en} } @phdthesis{Titirici2013, author = {Titirici, Maria-Magdalena}, title = {Hydrothermal carbonisation}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus-66885}, school = {Universit{\"a}t Potsdam}, year = {2013}, abstract = {The world's appetite for energy is producing growing quantities of CO2, a pollutant that contributes to the warming of the planet and which currently cannot be removed or stored in any significant way. Other natural reserves are also being devoured at alarming rates and current assessments suggest that we will need to identify alternative sources in the near future. With the aid of materials chemistry it should be possible to create a world in which energy use needs not be limited and where usable energy can be produced and stored wherever it is needed, where we can minimize and remediate emissions as new consumer products are created, whilst healing the planet and preventing further disruptive and harmful depletion of valuable mineral assets. In achieving these aims, the creation of new and very importantly greener industries and new sustainable pathways are crucial. In all of the aforementioned applications, new materials based on carbon, ideally produced via inexpensive, low energy consumption methods, using renewable resources as precursors, with flexible morphologies, pore structures and functionalities, are increasingly viewed as ideal candidates to fulfill these goals. The resulting materials should be a feasible solution for the efficient storage of energy and gases. At the end of life, such materials ideally must act to improve soil quality and to act as potential CO2 storage sinks. This is exactly the subject of this habilitation thesis: an alternative technology to produce carbon materials from biomass in water using low carbonisation temperatures and self-generated pressures. This technology is called hydrothermal carbonisation. It has been developed during the past five years by a group of young and talented researchers working under the supervision of Dr. Titirici at the Max-Planck Institute of Colloids and Interfaces and it is now a well-recognised methodology to produce carbon materials with important application in our daily lives. These applications include electrodes for portable electronic devices, filters for water purification, catalysts for the production of important chemicals as well as drug delivery systems and sensors.}, language = {en} } @phdthesis{Kroener2013, author = {Kr{\"o}ner, Dominik}, title = {Analysis and control of light-induced processes in molecules: Electron and nuclear quantum dynamics for aspects of stereoisomerism and spectroscopy}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus-70477}, school = {Universit{\"a}t Potsdam}, year = {2013}, abstract = {The habilitation thesis covers theoretical investigations on light-induced processes in molecules. The study is focussed on changes of the molecular electronic structure and geometry, caused either by photoexcitation in the event of a spectroscopic analysis, or by a selective control with shaped laser pulses. The applied and developed methods are predominantly based on quantum chemistry as well as on electron and nuclear quantum dynamics, and in parts on molecular dynamics. The studied scientific problems deal with stereoisomerism and the question of how to either switch or distinguish chiral molecules using laser pulses, and with the essentials for the simulation of the spectroscopic response of biochromophores, in order to unravel their photophysics. The accomplished findings not only explain experimental results and extend existing approaches, but also contribute significantly to the basic understanding of the investigated light-driven molecular processes. The main achievements can be divided in three parts: First, a quantum theory for an enantio- and diastereoselective or, in general, stereoselective laser pulse control was developed and successfully applied to influence the chirality of molecular switches. The proposed axially chiral molecules possess different numbers of "switchable" stable chiral conformations, with one particular switch featuring even a true achiral "off"-state which allows to enantioselectively "turn on" its chirality. Furthermore, surface mounted chiral molecular switches with several well-defined orientations were treated, where a newly devised highly flexible stochastic pulse optimization technique provides high stereoselectivity and efficiency at the same time, even for coupled chirality-changing degrees of freedom. Despite the model character of these studies, the proposed types of chiral molecular switches and, all the more, the developed basic concepts are generally applicable to design laser pulse controlled catalysts for asymmetric synthesis, or to achieve selective changes in the chirality of liquid crystals or in chiroptical nanodevices, implementable in information processing or as data storage. Second, laser-driven electron wavepacket dynamics based on ab initio calculations, namely time-dependent configuration interaction, was extended by the explicit inclusion of magnetic field-magnetic dipole interactions for the simulation of the qualitative and quantitative distinction of enantiomers in mass spectrometry by means of circularly polarized ultrashort laser pulses. The developed approach not only allows to explain the origin of the experimentally observed influence of the pulse duration on the detected circular dichroism in the ion yield, but also to predict laser pulse parameters for an optimal distinction of enantiomers by ultrashort shaped laser pulses. Moreover, these investigations in combination with the previous ones provide a fundamental understanding of the relevance of electric and magnetic interactions between linearly or non-linearly polarized laser pulses and (pro-)chiral molecules for either control by enantioselective excitation or distinction by enantiospecific excitation. Third, for selected light-sensitive biological systems of central importance, like e.g. antenna complexes of photosynthesis, simulations of processes which take place during and after photoexcitation of their chromophores were performed, in order to explain experimental (spectroscopic) findings as well as to understand the underlying photophysical and photochemical principles. In particular, aspects of normal mode mixing due to geometrical changes upon photoexcitation and their impact on (time-dependent) vibronic and resonance Raman spectra, as well as on intramolecular energy redistribution were addressed. In order to explain unresolved experimental findings, a simulation program for the calculation of vibronic and resonance Raman spectra, accounting for changes in both vibrational frequencies and normal modes, was created based on a time-dependent formalism. In addition, the influence of the biochemical environment on the electronic structure of the chromophores was studied by electrostatic interactions and mechanical embedding using hybrid quantum-classical methods. Environmental effects were found to be of importance, in particular, for the excitonic coupling of chromophores in light-harvesting complex II. Although the simulations for such highly complex systems are still restricted by various approximations, the improved approaches and obtained results have proven to be important contributions for a better understanding of light-induced processes in biosystems which also adds to efforts of their artificial reproduction.}, language = {en} } @phdthesis{Vocks2012, author = {Vocks, Christian}, title = {Electron kinetic processes in the solar corona and wind}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus-65259}, school = {Universit{\"a}t Potsdam}, year = {2012}, abstract = {The Sun is surrounded by a 10^6 K hot atmosphere, the corona. The corona and the solar wind are fully ionized, and therefore in the plasma state. Magnetic fields play an important role in a plasma, since they bind electrically charged particles to their field lines. EUV spectroscopes, like the SUMER instrument on-board the SOHO spacecraft, reveal a preferred heating of coronal ions and strong temperature anisotropies. Velocity distributions of electrons can be measured directly in the solar wind, e.g. with the 3DPlasma instrument on-board the WIND satellite. They show a thermal core, an anisotropic suprathermal halo, and an anti-solar, magnetic-field-aligned, beam or "strahl". For an understanding of the physical processes in the corona, an adequate description of the plasma is needed. Magnetohydrodynamics (MHD) treats the plasma simply as an electrically conductive fluid. Multi-fluid models consider e.g. protons and electrons as separate fluids. They enable a description of many macroscopic plasma processes. However, fluid models are based on the assumption of a plasma near thermodynamic equilibrium. But the solar corona is far away from this. Furthermore, fluid models cannot describe processes like the interaction with electromagnetic waves on a microscopic scale. Kinetic models, which are based on particle velocity distributions, do not show these limitations, and are therefore well-suited for an explanation of the observations listed above. For the simplest kinetic models, the mirror force in the interplanetary magnetic field focuses solar wind electrons into an extremely narrow beam, which is contradicted by observations. Therefore, a scattering mechanism must exist that counteracts the mirror force. In this thesis, a kinetic model for electrons in the solar corona and wind is presented that provides electron scattering by resonant interaction with whistler waves. The kinetic model reproduces the observed components of solar wind electron distributions, i.e. core, halo, and a "strahl" with finite width. But the model is not only applicable on the quiet Sun. The propagation of energetic electrons from a solar flare is studied, and it is found that scattering in the direction of propagation and energy diffusion influence the arrival times of flare electrons at Earth approximately to the same degree. In the corona, the interaction of electrons with whistler waves does not only lead to scattering, but also to the formation of a suprathermal halo, as it is observed in interplanetary space. This effect is studied both for the solar wind as well as the closed volume of a coronal magnetic loop. The result is of fundamental importance for solar-stellar relations. The quiet solar corona always produces suprathermal electrons. This process is closely related to coronal heating, and can therefore be expected in any hot stellar corona. In the second part of this thesis it is detailed how to calculate growth or damping rates of plasma waves from electron velocity distributions. The emission and propagation of electron cyclotron waves in the quiet solar corona, and that of whistler waves during solar flares, is studied. The latter can be observed as so-called fiber bursts in dynamic radio spectra, and the results are in good agreement with observed bursts.}, language = {en} } @phdthesis{Bordihn2011, author = {Bordihn, Henning}, title = {Contributions to the syntactical analysis beyond context-freeness}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus-59719}, school = {Universit{\"a}t Potsdam}, year = {2011}, abstract = {Parsability approaches of several grammar formalisms generating also non-context-free languages are explored. Chomsky grammars, Lindenmayer systems, grammars with controlled derivations, and grammar systems are treated. Formal properties of these mechanisms are investigated, when they are used as language acceptors. Furthermore, cooperating distributed grammar systems are restricted so that efficient deterministic parsing without backtracking becomes possible. For this class of grammar systems, the parsing algorithm is presented and the feature of leftmost derivations is investigated in detail.}, language = {en} } @phdthesis{Hainzl2011, author = {Hainzl, Sebastian}, title = {Earthquake triggering and interaction}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus-50095}, school = {Universit{\"a}t Potsdam}, year = {2011}, abstract = {Earthquake faults interact with each other in many different ways and hence earthquakes cannot be treated as individual independent events. Although earthquake interactions generally lead to a complex evolution of the crustal stress field, it does not necessarily mean that the earthquake occurrence becomes random and completely unpredictable. In particular, the interplay between earthquakes can rather explain the occurrence of pronounced characteristics such as periods of accelerated and depressed seismicity (seismic quiescence) as well as spatiotemporal earthquake clustering (swarms and aftershock sequences). Ignoring the time-dependence of the process by looking at time-averaged values - as largely done in standard procedures of seismic hazard assessment - can thus lead to erroneous estimations not only of the activity level of future earthquakes but also of their spatial distribution. Therefore, it exists an urgent need for applicable time-dependent models. In my work, I aimed at better understanding and characterization of the earthquake interactions in order to improve seismic hazard estimations. For this purpose, I studied seismicity patterns on spatial scales ranging from hydraulic fracture experiments (meter to kilometer) to fault system size (hundreds of kilometers), while the temporal scale of interest varied from the immediate aftershock activity (minutes to months) to seismic cycles (tens to thousands of years). My studies revealed a number of new characteristics of fluid-induced and stress-triggered earthquake clustering as well as precursory phenomena in earthquake cycles. Data analysis of earthquake and deformation data were accompanied by statistical and physics-based model simulations which allow a better understanding of the role of structural heterogeneities, stress changes, afterslip and fluid flow. Finally, new strategies and methods have been developed and tested which help to improve seismic hazard estimations by taking the time-dependence of the earthquake process appropriately into account.}, language = {en} } @phdthesis{Bach2010, author = {Bach, Stefan}, title = {Empirical studies on tax distribution and tax reform in Germany}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus-60289}, school = {Universit{\"a}t Potsdam}, year = {2010}, abstract = {This professorial dissertation thesis collects several empirical studies on tax distribution and tax reform in Germany. Chapter 2 deals with two studies on effective income taxation, based on representative micro data sets from tax statistics. The first study analyses the effective income taxation at the individual level, in particular with respect to the top incomes. It is based on an integrated micro data file of household survey data and income tax statistics, which captures the entire income distribution up to the very top. Despite substantial tax base erosion and reductions of top tax rates, the German personal income tax has remained effectively progressive. The distribution of the tax burden is highly concentrated and the German economic elite is still taxed relatively heavily, even though the effective tax rate for this group has significantly declined. The second study of Chapter 2 highlights the effective income taxation of functional income sources, such as labor income, business and capital income, etc. Using income tax micro data and microsimulation models, we allocate the individual income tax liability to the respective income sources, according to different apportionment schemes accounting for losses. We find that the choice of the apportionment scheme markedly affects the tax shares of income sources and implicit tax rates, in particular those of capital income. Income types without significant losses such as labor income or transfer incomes show higher tax shares and implicit tax rates if we account for losses. The opposite is true for capital income, in particular for income from renting and leasing. Chapter 3 presents two studies on business taxation, based on representative micro data sets from tax statistics and the microsimulation model BizTax. The first part provides a study on fundamental reform options for the German local business tax. We find that today's high concentration of local business tax revenues on corporations with high profits decreases if the tax base is broadened by integrating more taxpayers and by including more elements of business value added. The reform scenarios with a broader tax base distribute the local business tax revenue per capita more equally across regional categories. The second study of Chapter 3 discusses the macroeconomic performance of business taxation against the background of corporate income. A comparison of the tax base reported in tax statistics with the macroeconomic corporate income from national accounts gives hints to considerable tax base erosion. The average implicit tax rate on corporate income was around 20 percent since 2001, and thus falling considerably short of statutory tax rates and effective tax rates discussed in the literature. For lack of detailed accounting data it is hard to give precise reasons for the presumptive tax base erosion. Chapter 4 deals with several assessment studies on the ecological tax reform implemented in Germany as of 1999. First, we describe the scientific, ideological, and political background of the ecological tax reform. Further, we present the main findings of a first systematic impact analysis. We employ two macroeconomic models, an econometric input-output model and a recursive-dynamic computable general equilibrium (CGE) model. Both models show that Germany's ecological tax reform helps to reduce energy consumption and CO2 emissions without having a substantial adverse effect on overall economic growth. It could have a slightly positive effect on employment. The reform's impact on the business sector and the effects of special provisions granted to agriculture and the goods and materials sectors are outlined in a further study. The special provisions avoid higher tax burdens on the energy-intensive production. However, they widely reduce the marginal tax rates and thus the incentives to energy saving. Though the reform of special provisions 2003 increased the overall tax burden of the energy-intensive industry, the enlarged eligibility for tax rebates neutralizes the ecologic incentives. Based on the Income and Consumption Survey of 2003, we have analyzed the distributional impact of the ecological tax reform. The increased energy taxes show a clear regressive impact relative to disposable income. Families with children face a higher tax burden relative to household income. The reduction of pension contributions and the automatic adjustment of social security transfers widely mitigate this regressive impact. Households with low income or with many children nevertheless bear a slight increase in tax burden. Refunding the eco tax revenue by an eco bonus would make the reform clearly progressive.}, language = {en} }