@phdthesis{Fuchs2013,
  author    = {Fuchs, Sven},
  title     = {Well-log based determination of rock thermal conductivity in the North German Basin},
  url       = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus-67801},
  school      = {Universit{\"a}t Potsdam},
  year      = {2013},
  abstract  = {In sedimentary basins, rock thermal conductivity can vary both laterally and vertically, thus altering the basin's thermal structure locally and regionally. Knowledge of the thermal conductivity of geological formations and its spatial variations is essential, not only for quantifying basin evolution and hydrocarbon maturation processes, but also for understanding geothermal conditions in a geological setting. In conjunction with the temperature gradient, thermal conductivity represents the basic input parameter for the determination of the heat-flow density; which, in turn, is applied as a major input parameter in thermal modeling at different scales. Drill-core samples, which are necessary to determine thermal properties by laboratory measurements, are rarely available and often limited to previously explored reservoir formations. Thus, thermal conductivities of Mesozoic rocks in the North German Basin (NGB) are largely unknown. In contrast, geophysical borehole measurements are often available for the entire drilled sequence. Therefore, prediction equations to determine thermal conductivity based on well-log data are desirable. In this study rock thermal conductivity was investigated on different scales by (1) providing thermal-conductivity measurements on Mesozoic rocks, (2) evaluating and improving commonly applied mixing models which were used to estimate matrix and pore-filled rock thermal conductivities, and (3) developing new well-log based equations to predict thermal conductivity in boreholes without core control. Laboratory measurements are performed on sedimentary rock of major geothermal reservoirs in the Northeast German Basin (NEGB) (Aalenian, Rhaethian-Liassic, Stuttgart Fm., and Middle Buntsandstein). Samples are obtained from eight deep geothermal wells that approach depths of up to 2,500 m. Bulk thermal conductivities of Mesozoic sandstones range between 2.1 and 3.9 W/(m∙K), while matrix thermal conductivity ranges between 3.4 and 7.4 W/(m∙K). Local heat flow for the Stralsund location averages 76 mW/m², which is in good agreement to values reported previously for the NEGB. For the first time, in-situ bulk thermal conductivity is indirectly calculated for entire borehole profiles in the NEGB using the determined surface heat flow and measured temperature data. Average bulk thermal conductivity, derived for geological formations within the Mesozoic section, ranges between 1.5 and 3.1 W/(m∙K). The measurement of both dry- and water-saturated thermal conductivities allow further evaluation of different two-component mixing models which are often applied in geothermal calculations (e.g., arithmetic mean, geometric mean, harmonic mean, Hashin-Shtrikman mean, and effective-medium theory mean). It is found that the geometric-mean model shows the best correlation between calculated and measured bulk thermal conductivity. However, by applying new model-dependent correction, equations the quality of fit could be significantly improved and the error diffusion of each model reduced. The 'corrected' geometric mean provides the most satisfying results and constitutes a universally applicable model for sedimentary rocks. Furthermore, lithotype-specific and model-independent conversion equations are developed permitting a calculation of water-saturated thermal conductivity from dry-measured thermal conductivity and porosity within an error range of 5 to 10\%. The limited availability of core samples and the expensive core-based laboratory measurements make it worthwhile to use petrophysical well logs to determine thermal conductivity for sedimentary rocks. The approach followed in this study is based on the detailed analyses of the relationships between thermal conductivity of rock-forming minerals, which are most abundant in sedimentary rocks, and the properties measured by standard logging tools. By using multivariate statistics separately for clastic, carbonate and evaporite rocks, the findings from these analyses allow the development of prediction equations from large artificial data sets that predict matrix thermal conductivity within an error of 4 to 11\%. These equations are validated successfully on a comprehensive subsurface data set from the NGB. In comparison to the application of earlier published approaches formation-dependent developed for certain areas, the new developed equations show a significant error reduction of up to 50\%. These results are used to infer rock thermal conductivity for entire borehole profiles. By inversion of corrected in-situ thermal-conductivity profiles, temperature profiles are calculated and compared to measured high-precision temperature logs. The resulting uncertainty in temperature prediction averages < 5\%, which reveals the excellent temperature prediction capabilities using the presented approach. In conclusion, data and methods are provided to achieve a much more detailed parameterization of thermal models.},
  language  = {en}
}
@phdthesis{Schlolaut2013,
  author    = {Schlolaut, Gordon},
  title     = {Varve and event layer chronology of Lake Suigetsu (Japan) back to 40 kyr BP and contribution to the international consensus atmospheric radiocarbon calibration curve},
  url       = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus-69096},
  school      = {Universit{\"a}t Potsdam},
  year      = {2013},
  abstract  = {The main intention of the PhD project was to create a varve chronology for the Suigetsu Varves 2006' (SG06) composite profile from Lake Suigetsu (Japan) by thin section microscopy. The chronology was not only to provide an age-scale for the various palaeo-environmental proxies analysed within the SG06 project, but also and foremost to contribute, in combination with the SG06 14C chronology, to the international atmospheric radiocarbon calibration curve (IntCal). The SG06 14C data are based on terrestrial leaf fossils and therefore record atmospheric 14C values directly, avoiding the corrections necessary for the reservoir ages of the marine datasets, which are currently used beyond the tree-ring limit in the IntCal09 dataset (Reimer et al., 2009). The SG06 project is a follow up of the SG93 project (Kitagawa \& van der Plicht, 2000), which aimed to produce an atmospheric calibration dataset, too, but suffered from incomplete core recovery and varve count uncertainties. For the SG06 project the complete Lake Suigetsu sediment sequence was recovered continuously, leaving the task to produce an improved varve count. Varve counting was carried out using a dual method approach utilizing thin section microscopy and micro X-Ray Fluorescence (µXRF). The latter was carried out by Dr. Michael Marshall in cooperation with the PhD candidate. The varve count covers 19 m of composite core, which corresponds to the time frame from ≈10 to ≈40 kyr BP. The count result showed that seasonal layers did not form in every year. Hence, the varve counts from either method were incomplete. This rather common problem in varve counting is usually solved by manual varve interpolation. But manual interpolation often suffers from subjectivity. Furthermore, sedimentation rate estimates (which are the basis for interpolation) are generally derived from neighbouring, well varved intervals. This assumes that the sedimentation rates in neighbouring intervals are identical to those in the incompletely varved section, which is not necessarily true. To overcome these problems a novel interpolation method was devised. It is computer based and automated (i.e. avoids subjectivity and ensures reproducibility) and derives the sedimentation rate estimate directly from the incompletely varved interval by statistically analysing distances between successive seasonal layers. Therefore, the interpolation approach is also suitable for sediments which do not contain well varved intervals. Another benefit of the novel method is that it provides objective interpolation error estimates. Interpolation results from the two counting methods were combined and the resulting chronology compared to the 14C chronology from Lake Suigetsu, calibrated with the tree-ring derived section of IntCal09 (which is considered accurate). The varve and 14C chronology showed a high degree of similarity, demonstrating that the novel interpolation method produces reliable results. In order to constrain the uncertainties of the varve chronology, especially the cumulative error estimates, U-Th dated speleothem data were used by linking the low frequency 14C signal of Lake Suigetsu and the speleothems, increasing the accuracy and precision of the Suigetsu calibration dataset. The resulting chronology also represents the age-scale for the various palaeo-environmental proxies analysed in the SG06 project. One proxy analysed within the PhD project was the distribution of event layers, which are often representatives of past floods or earthquakes. A detailed microfacies analysis revealed three different types of event layers, two of which are described here for the first time for the Suigetsu sediment. The types are: matrix supported layers produced as result of subaqueous slope failures, turbidites produced as result of landslides and turbidites produced as result of flood events. The former two are likely to have been triggered by earthquakes. The vast majority of event layers was related to floods (362 out of 369), which allowed the construction of a respective chronology for the last 40 kyr. Flood frequencies were highly variable, reaching their greatest values during the global sea level low-stand of the Glacial, their lowest values during Heinrich Event 1. Typhoons affecting the region represent the most likely control on the flood frequency, especially during the Glacial. However, also local, non-climatic controls are suggested by the data. In summary, the work presented here expands and revises knowledge on the Lake Suigetsu sediment and enabls the construction of a far more precise varve chronology. The 14C calibration dataset is the first such derived from lacustrine sediments to be included into the (next) IntCal dataset. References: Kitagawa \& van der Plicht, 2000, Radiocarbon, Vol 42(3), 370-381 Reimer et al., 2009, Radiocarbon, Vol 51(4), 1111-1150},
  language  = {en}
}
@phdthesis{Guenther2013,
  author    = {G{\"u}nther, Frank},
  title     = {Thermo-erosion of permafrost coasts in East Siberia},
  address   = {Potsdam},
  pages     = {125 S.},
  year      = {2013},
  language  = {en}
}
@phdthesis{Hintersberger2013,
  author    = {Hintersberger, Esther},
  title     = {The role of extension during the evolution of the NW Indian Himalaya},
  url       = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus-66179},
  school      = {Universit{\"a}t Potsdam},
  year      = {2013},
  abstract  = {The evolution of most orogens typically records cogenetic shortening and extension. Pervasive normal faulting in an orogen, however, has been related to late syn- and post-collisional stages of mountain building with shortening focused along the peripheral sectors of the orogen. While extensional processes constitute an integral part of orogenic evolution, the spatiotemporal characteristics and the kinematic linkage of structures related to shortening and extension in the core regions of the orogen are often not well known. Related to the India-Eurasia collision, the Himalaya forms the southern margin of the Tibetan Plateau and constitutes the most prominent Cenozoic type example of a collisional orogen. While thrusting is presently observed along the foothills of the orogen, several generations of extensional structures have been detected in the internal, high-elevation regions, both oriented either parallel or perpendicular to the strike of the orogen. In the NW Indian Himalaya, earthquake focal mechanisms, seismites and ubiquitous normal faulting in Quaternary deposits, and regional GPS measurements reveal ongoing E-W extension. In contrast to other extensional structures observed in the Himalaya, this extension direction is neither parallel nor perpendicular to the NE-SW regional shortening direction. In this study, I took advantage of this obliquity between the trend of the orogen and structures related to E-W oriented extension in order to address the question of the driving forces of different extension directions. Thus, extension might be triggered triggered by processes within the Tibetan Plateau or originates from the curvature of the Himalayan orogen. In order to elaborate on this topic, I present new fault-kinematic data based on systematic measurements of approximately 2000 outcrop-scale brittle fault planes with displacements of up to several centimeters that cover a large area of the NW Indian Himalaya. This new data set together with field observations relevant for relative chronology allows me to distinguish six different deformation styles. One of the main results are that the overall strain pattern derived from this data reflects the regionally important contractional deformation pattern very well, but also reveals significant extensional deformation. In total, I was able to identify six deformation styles, most of which are temporally and spatially linked and represent protracted shortening, but also significant extensional directions. For example, this is the first data set where a succession of both, arc-normal and E-W extension have been documented in the Himalaya. My observations also furnish the basis for a detailed overview of the younger extensional deformation history in the NW Indian Himalaya. Field and remote-sensing based geomorphic analyses, and geochronologic 40Ar/39Ar data on synkinematic muscovites along normal faults help elucidate widespread E-W extension in the NW Indian Himalaya which must have started at approximately 14-16 Ma, if not earlier. In addition, I documented and mapped fault scarps in Quaternary sedimentary deposits using satellite imagery and field inspection. Furthermore, I made field observations of regional normal faults, compiled structures from geological maps and put them in a regional context. Finally, I documented seismites in lake sediments close to the currently most active normal fault in the study area in order to extend the (paleo) seismic record of this particular fault. Taken together, this data sets document that E-W extension is the dominant active deformation style in the internal parts of the orogen. In addition, the combined field, geomorphic and remote-sensing data sets prove that E-W extension occurs in a much more larger region toward the south and west than the seismicity data have suggested. In conclusion, the data presented here reveal the importance of extension in a region, which is still dominated by ongoing collision and shortening. The regional fault distribution and cross-cutting relationships suggest that extension parallel and perpendicular to the strike of the orogen are an integral part of the southward propagation of the active thrust front and the associated lateral growth of the Himalayan arc. In the light of a wide range of models proposed for extension in the Himalaya and the Tibetan plateau, I propose that E-W extension in the NW Indian Himalaya is transferred from the Tibetan Plateau due the inability of the Karakorum fault (KF) to adequately accommodate ongoing E-W extension on the Tibetan Plateau. Furthermore, in line with other observations from Tibet, the onset of E-W normal faulting in the NW Himalaya may also reflect the attainment of high topography in this region, which generated crustal stresses conducive to spatially extensive extension.},
  language  = {en}
}
@phdthesis{Macaulay2013,
  author    = {Macaulay, Euan Angus},
  title     = {The orogenic evolution of the Central Kyrgyz Tien Shan},
  url       = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus-68985},
  school      = {Universit{\"a}t Potsdam},
  year      = {2013},
  abstract  = {Intra-continental mountain belts typically form as a result of tectonic forces associated with distant plate collisions. In general, each mountain belt has a distinctive morphology and orogenic evolution that is highly dependent on the unique distribution and geometries of inherited structures and other crustal weaknesses. In this thesis, I have investigated the complex and irregular Cenozoic orogenic evolution of the Central Kyrgyz Tien Shan in Central Asia, which is presently one of the most active intra-continental mountain belts in the world. This work involved combining a broad array of datasets, including thermochronologic, magnetostratigraphic, sediment provenance and stable isotope data, to identify and date various changes in tectonic deformation, climate and surface processes. Many of these changes are linked and can ultimately be related to regional-scale processes that altered the orogenic evolution of the Central Kyrgyz Tien Shan. The Central Kyrgyz Tien Shan contains a sub-parallel series of structures that were reactivated in the late Cenozoic in response to the tectonic forces associated with the distant India-Eurasia collision. Over time, slip on the various reactivated structures created the succession of mountain ranges and intermontane basins which characterises the modern morphology of the region. In this thesis, new quantitative constraints on the exhumation histories of several mountain ranges have been obtained by using low temperature thermochronological data from 95 samples (zircon (U-Th)/He, apatite fission track and (U-Th)/He). Time-temperature histories derived by modelling the thermochronologic data of individual samples identify at least two stages of Cenozoic cooling in most of the region's mountain ranges: (1) initially low cooling rates (<1°C/Myr) during the tectonic quiescent period and (2) increased cooling in the late Cenozoic, which occurred diachronously and with variable magnitude in different ranges. This second cooling stage is interpreted to represent increased erosion caused by active deformation, and in many of the sampled mountain ranges, provides the first available constraints on the timing of late Cenozoic deformation. New constraints on the timing of deformation have also been derived from the sedimentary record of intermontane basins. In the intermontane Issyk Kul basin, new magnetostratigraphic data from two sedimentary sections suggests that deposition of the first Cenozoic syn-tectonic sediments commenced at ~26 Ma. Zircon U-Pb provenance data, paleocurrent and conglomerate clast analysis reveals that these sediments were sourced from the Terskey Range to the south of the basin, suggesting that the onset of the late Cenozoic deformation occurred >26 Ma in that particular range. Elsewhere, growth strata relationships are used to identify syn-tecotnic deposition and constrain the timing of nearby deformation. Collectively, these new constraints obtained from thermochronologic and sedimentary data have allowed me to infer the spatiotemporal distribution of deformation in a transect through the Central Kyrgyz Tien Shan, and determine the order in which mountain ranges started deforming. These data suggest that deformation began in a few widely-spaced mountain ranges in the late Oligocene and early Miocene. Typically, these earlier mountain ranges are bounded on at least one side by a reactivated structure, which probably corresponds to the frictionally weakest and most suitably orientated inherited structures for accommodating the roughly north-south directed horizontal crustal shortening of the late Cenozoic. Moreover, tectonically-induced rock uplift in the Terskey Range, following the reactivation of the bounding structure before 26 Ma, likely caused significant surface uplift across the range, which in turn lead to enhanced orographic precipitation. These wetter conditions have been inferred from stable isotope data collected in the two magnetostratigraphically-dated sections in the Issyk Kul basin. Subsequently, in the late Miocene (~12‒5 Ma), more mountain ranges and inherited structures appear to have started actively deforming. Importantly, the onset of deformation at these locations in the late Miocene coincides with an increase in exhumation of ranges that had started deforming earlier in the late Oligocene‒early Miocene. Based on this observation, I have suggested that there must have been an overall increase in the rate of horizontal crustal shortening across the Central Kyrgyz Tien Shan, which likely relates to regional tectonic changes that affected much of Central Asia. Many of the mountain ranges that started deforming in the late Miocene were associated with out-of-sequence tectonic reactivation and initiation, which lead to the partitioning of larger intermontane basins. Moreover, within most of the intermontane basins in the Central Kyrgyz Tien Shan, this inferred late Miocene increase in horizontal crustal shortening occurs roughly at the same time as an increase in sedimentation rates and a significant change sediment composition. Therefore, I have suggested that the overall magnitude of deformational processes increased in the late Miocene, promoting more flexural subsidence in the intermontane basins of the Central Kyrgyz Tien Shan.},
  language  = {en}
}
@phdthesis{Duesterhoeft2013,
  author    = {Duesterhoeft, Erik},
  title     = {The impact of metamorphic processes on physical properties: a view from thermodynamiccs to geodynamics},
  address   = {Potsdam},
  pages     = {102 S.},
  year      = {2013},
  language  = {en}
}
@phdthesis{Schuetz2013,
  author    = {Sch{\"u}tz, Felina},
  title     = {Surface heat flow and lithospheric thermal structure of the northwestern Arabian Plate},
  url       = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus-69622},
  school      = {Universit{\"a}t Potsdam},
  year      = {2013},
  abstract  = {The surface heat flow (qs) is paramount for modeling the thermal structure of the lithosphere. Changes in the qs over a distinct lithospheric unit are normally directly reflecting changes in the crustal composition and therewith the radiogenic heat budget (e.g., Rudnick et al., 1998; F{\"o}rster and F{\"o}rster, 2000; Mareschal and Jaupart, 2004; Perry et al., 2006; Hasterok and Chapman, 2011, and references therein) or, less usual, changes in the mantle heat flow (e.g., Pollack and Chapman, 1977). Knowledge of this physical property is therefore of great interest for both academic research and the energy industry. The present study focuses on the qs of central and southern Israel as part of the Sinai Microplate (SM). Having formed during Oligocene to Miocene rifting and break-up of the African and Arabian plates, the SM is characterized by a young and complex tectonic history. Resulting from the time thermal diffusion needs to pass through the lithosphere, on the order of several tens-of-millions of years (e.g., Fowler, 1990); qs-values of the area reflect conditions of pre-Oligocene times. The thermal structure of the lithosphere beneath the SM in general, and south-central Israel in particular, has remained poorly understood. To address this problem, the two parameters needed for the qs determination were investigated. Temperature measurements were made at ten pre-existing oil and water exploration wells, and the thermal conductivity of 240 drill core and outcrop samples was measured in the lab. The thermal conductivity is the sensitive parameter in this determination. Lab measurements were performed on both, dry and water-saturated samples, which is labor- and time-consuming. Another possibility is the measurement of thermal conductivity in dry state and the conversion to a saturated value by using mean model approaches. The availability of a voluminous and diverse dataset of thermal conductivity values in this study allowed (1) in connection with the temperature gradient to calculate new reliable qs values and to use them to model the thermal pattern of the crust in south-central Israel, prior to young tectonic events, and (2) in connection with comparable datasets, controlling the quality of different mean model approaches for indirect determination of bulk thermal conductivity (BTC) of rocks. The reliability of numerically derived BTC values appears to vary between different mean models, and is also strongly dependent upon sample lithology. Yet, correction algorithms may significantly reduce the mismatch between measured and calculated conductivity values based on the different mean models. Furthermore, the dataset allowed the derivation of lithotype-specific conversion equations to calculate the water-saturated BTC directly from data of dry-measured BTC and porosity (e.g., well log derived porosity) with no use of any mean model and thus provide a suitable tool for fast analysis of large datasets. The results of the study indicate that the qs in the study area is significantly higher than previously assumed. The new presented qs values range between 50 and 62 mW m⁻². A weak trend of decreasing heat flow can be identified from the east to the west (55-50 mW m⁻²), and an increase from the Dead Sea Basin to the south (55-62 mW m⁻²). The observed range can be explained by variation in the composition (heat production) of the upper crust, accompanied by more systematic spatial changes in its thickness. The new qs data then can be used, in conjunction with petrophysical data and information on the structure and composition of the lithosphere, to adjust a model of the pre-Oligocene thermal state of the crust in south-central Israel. The 2-D steady-state temperature model was calculated along an E-W traverse based on the DESIRE seismic profile (Mechie et al., 2009). The model comprises the entire lithosphere down to the lithosphere-asthenosphere boundary (LAB) involving the most recent knowledge of the lithosphere in pre-Oligocene time, i.e., prior to the onset of rifting and plume-related lithospheric thermal perturbations. The adjustment of modeled and measured qs allows conclusions about the pre-Oligocene LAB-depth. After the best fitting the most likely depth is 150 km which is consistent with estimations made in comparable regions of the Arabian Shield. It therefore comprises the first ever modelled pre-Oligocene LAB depth, and provides important clues on the thermal state of lithosphere before rifting. This, in turn, is vital for a better understanding of the (thermo)-dynamic processes associated with lithosphere extension and continental break-up.},
  language  = {en}
}
@phdthesis{Arnold2013,
  author    = {Arnold, Gabriele},
  title     = {Spektrale Fernerkundung der terristrischen Planetoberfl{\"a}chen von Merkur, Venus und Mars vom visuellen bis in den infraroten Wellenl{\"a}ngenbereich},
  address   = {Potsdam},
  pages     = {573 S.},
  year      = {2013},
  language  = {de}
}
@phdthesis{Donner2013,
  author    = {Donner, Stefanie},
  title     = {Seismotectonic implications for the Alborz mountains, Iran, from regional moment tensors},
  address   = {POtsdam},
  pages     = {138 S.},
  year      = {2013},
  language  = {en}
}
@phdthesis{Hassler2013,
  author    = {Haßler, Sibylle Kathrin},
  title     = {Saturated hydraulic conductivity in the humid tropics : sources of variability, implications for monitoring and effects on near-surface hydrological flow paths},
  url       = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus-66864},
  school      = {Universit{\"a}t Potsdam},
  year      = {2013},
  abstract  = {Large areas in the humid tropics are currently undergoing land-use change. The decrease of tropical rainforest, which is felled for land clearing and timber production, is countered by increasing areas of tree plantations and secondary forests. These changes are known to affect the regional water cycle as a result of plant-specific water demand and by influencing key soil properties which determine hydrological flow paths. One of these key properties sensitive to land-use change is the saturated hydraulic conductivity (Ks) as it governs vertical percolation of water within the soil profile. Low values of Ks in a certain soil depth can form an impeding layer and lead to perched water tables and the development of predominantly lateral flow paths such as overland flow. These processes can induce nutrient redistribution, erosion and soil degradation and thus affect ecosystem services and human livelihoods. Due to its sensitivity to land-use change, Ks is commonly used to assess the associated changes in hydrological flow paths. The objective of this dissertation was to assess the effect of land-use change on hydrological flow paths by analysing Ks as indicator variable. Sources of Ks variability, their implications for Ks monitoring and the relationship between Ks and near-surface hydrological flow paths in the context of land-use change were studied. The research area was located in central Panama, a country widely experiencing the abovementioned changes in land use. Ks is dependent on both static, soil-inherent properties such as particle size and clay mineralogy and dynamic, land use-dependent properties such as organic carbon content. By conducting a pair of studies with one of these influences held constant in each, the importance of static and dynamic properties for Ks was assessed. Applying a space-for-time approach to sample Ks under secondary forests of different age classes on comparable soils, a recovery of Ks from the former pasture use was shown to require more than eight years. The process was limited to the 0-6 cm sampling depth and showed large variability among replicates. A wavelet analysis of a Ks transect crossing different soil map units under comparable land cover, old-growth tropical rainforest, showed large small-scale variability, which was attributed to biotic influences, as well as a possible but non-conclusive influence of soil types. The two results highlight the importance of dynamic, land use-dependent influences on Ks. Monitoring studies can help to quantify land use-induced change of Ks, but there is a variety of sampling designs which differ in efficiency of estimating mean Ks. A comparative study of four designs and their suitability for Ks monitoring is used to give recommendations about designing a Ks monitoring scheme. Quantifying changes in spatial means of Ks for small catchments with a rotational stratified sampling design did not prove to be more efficient than Simple Random Sampling. The lack of large-scale spatial structure prevented benefits of stratification, and large small-scale variability resulting from local biotic processes and artificial effects of destructive sampling caused a lack of temporal consistency in the re-sampling of locations, which is part of the rotational design. The relationship between Ks and near-surface hydrological flow paths is of critical importance when assessing the consequences of land-use change in the humid tropics. The last part of this dissertation aimed at disclosing spatial relationships between Ks and overland flow as influenced by different land cover types. The effects of Ks on overland-flow generation were spatially variable, different between planar plots and incised flowlines and strongly influenced by land-cover characteristics. A simple comparison of Ks values and rainfall intensities was insufficient to describe the observed pattern of overland flow. Likewise, event flow in the stream was apparently not directly related to overland flow response patterns within the catchments. The study emphasises the importance of combining pedological, hydrological, meteorological and botanical measurements to comprehensively understand the land use-driven change in hydrological flow paths. In summary, Ks proved to be a suitable parameter for assessing the influence of land-use change on soils and hydrological processes. The results illustrated the importance of land cover and spatial variability of Ks for decisions on sampling designs and for interpreting overland-flow generation. As relationships between Ks and overland flow were shown to be complex and dependent on land cover, an interdisciplinary approach is required to comprehensively understand the effects of land-use change on soils and near-surface hydrological flow paths in the humid tropics.},
  language  = {en}
}
@phdthesis{Adhikari2013,
  author    = {Adhikari, Rishi Ram},
  title     = {Quantification of total microbial biomass and metabolic activity in subsurface sediments},
  url       = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus-67773},
  school      = {Universit{\"a}t Potsdam},
  year      = {2013},
  abstract  = {Metabolically active microbial communities are present in a wide range of subsurface environments. Techniques like enumeration of microbial cells, activity measurements with radiotracer assays and the analysis of porewater constituents are currently being used to explore the subsurface biosphere, alongside with molecular biological analyses. However, many of these techniques reach their detection limits due to low microbial activity and abundance. Direct measurements of microbial turnover not just face issues of insufficient sensitivity, they only provide information about a single specific process but in sediments many different process can occur simultaneously. Therefore, the development of a new technique to measure total microbial activity would be a major improvement. A new tritium-based hydrogenase-enzyme assay appeared to be a promising tool to quantify total living biomass, even in low activity subsurface environments. In this PhD project total microbial biomass and microbial activity was quantified in different subsurface sediments using established techniques (cell enumeration and pore water geochemistry) as well as a new tritium-based hydrogenase enzyme assay. By using a large database of our own cell enumeration data from equatorial Pacific and north Pacific sediments and published data it was shown that the global geographic distribution of subseafloor sedimentary microbes varies between sites by 5 to 6 orders of magnitude and correlates with the sedimentation rate and distance from land. Based on these correlations, global subseafloor biomass was estimated to be 4.1 petagram-C and ~0.6 \% of Earth's total living biomass, which is significantly lower than previous estimates. Despite the massive reduction in biomass the subseafloor biosphere is still an important player in global biogeochemical cycles. To understand the relationship between microbial activity, abundance and organic matter flux into the sediment an expedition to the equatorial Pacific upwelling area and the north Pacific Gyre was carried out. Oxygen respiration rates in subseafloor sediments from the north Pacific Gyre, which are deposited at sedimentation rates of 1 mm per 1000 years, showed that microbial communities could survive for millions of years without fresh supply of organic carbon. Contrary to the north Pacific Gyre oxygen was completely depleted within the upper few millimeters to centimeters in sediments of the equatorial upwelling region due to a higher supply of organic matter and higher metabolic activity. So occurrence and variability of electron acceptors over depth and sites make the subsurface a complex environment for the quantification of total microbial activity. Recent studies showed that electron acceptor processes, which were previously thought to thermodynamically exclude each other can occur simultaneously. So in many cases a simple measure of the total microbial activity would be a better and more robust solution than assays for several specific processes, for example sulfate reduction rates or methanogenesis. Enzyme or molecular assays provide a more general approach as they target key metabolic compounds. Since hydrogenase enzymes are ubiquitous in microbes, the recently developed tritium-based hydrogenase radiotracer assay is applied to quantify hydrogenase enzyme activity as a parameter of total living cell activity. Hydrogenase enzyme activity was measured in sediments from different locations (Lake Van, Barents Sea, Equatorial Pacific and Gulf of Mexico). In sediment samples that contained nitrate, we found the lowest cell specific enzyme activity around 10^(-5) nmol H_(2) cell^(-1) d^(-1). With decreasing energy yield of the electron acceptor used, cell-specific hydrogenase activity increased and maximum values of up to 1 nmol H_(2) cell^(-1) d^(-1) were found in samples with methane concentrations of >10 ppm. Although hydrogenase activity cannot be converted directly into a turnover rate of a specific process, cell-specific activity factors can be used to identify specific metabolism and to quantify the metabolically active microbial population. In another study on sediments from the Nankai Trough microbial abundance and hydrogenase activity data show that both the habitat and the activity of subseafloor sedimentary microbial communities have been impacted by seismic activities. An increase in hydrogenase activity near the fault zone revealed that the microbial community was supplied with hydrogen as an energy source and that the microbes were specialized to hydrogen metabolism.},
  language  = {en}
}
@phdthesis{Bischoff2013,
  author    = {Bischoff, Juliane},
  title     = {Microbial communities and their response to Pleistocene and Holocene climate variabilities in the Russian Arctic},
  url       = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus-68895},
  school      = {Universit{\"a}t Potsdam},
  year      = {2013},
  abstract  = {The Arctic is considered as a focal region in the ongoing climate change debate. The currently observed and predicted climate warming is particularly pronounced in the high northern latitudes. Rising temperatures in the Arctic cause progressive deepening and duration of permafrost thawing during the arctic summer, creating an 'active layer' with high bioavailability of nutrients and labile carbon for microbial consumption. The microbial mineralization of permafrost carbon creates large amounts of greenhouse gases, including carbon dioxide and methane, which can be released to the atmosphere, creating a positive feedback to global warming. However, to date, the microbial communities that drive the overall carbon cycle and specifically methane production in the Arctic are poorly constrained. To assess how these microbial communities will respond to the predicted climate changes, such as an increase in atmospheric and soil temperatures causing increased bioavailability of organic carbon, it is necessary to investigate the current status of this environment, but also how these microbial communities reacted to climate changes in the past. This PhD thesis investigated three records from two different study sites in the Russian Arctic, including permafrost, lake shore and lake deposits from Siberia and Chukotka. A combined stratigraphic approach of microbial and molecular organic geochemical techniques were used to identify and quantify characteristic microbial gene and lipid biomarkers. Based on this data it was possible to characterize and identify the climate response of microbial communities involved in past carbon cycling during the Middle Pleistocene and the Late Pleistocene to Holocene. It is shown that previous warmer periods were associated with an expansion of bacterial and archaeal communities throughout the Russian Arctic, similar to present day conditions. Different from this situation, past glacial and stadial periods experienced a substantial decrease in the abundance of Bacteria and Archaea. This trend can also be confirmed for the community of methanogenic archaea that were highly abundant and diverse during warm and particularly wet conditions. For the terrestrial permafrost, a direct effect of the temperature on the microbial communities is likely. In contrast, it is suggested that the temperature rise in scope of the glacial-interglacial climate variations led to an increase of the primary production in the Arctic lake setting, as can be seen in the corresponding biogenic silica distribution. The availability of this algae-derived carbon is suggested to be a driver for the observed pattern in the microbial abundance. This work demonstrates the effect of climate changes on the community composition of methanogenic archae. Methanosarcina-related species were abundant throughout the Russian Arctic and were able to adapt to changing environmental conditions. In contrast, members of Methanocellales and Methanomicrobiales were not able to adapt to past climate changes. This PhD thesis provides first evidence that past climatic warming led to an increased abundance of microbial communities in the Arctic, closely linked to the cycling of carbon and methane production. With the predicted climate warming, it may, therefore, be anticipated that extensive amounts of microbial communities will develop. Increasing temperatures in the Arctic will affect the temperature sensitive parts of the current microbiological communities, possibly leading to a suppression of cold adapted species and the prevalence of methanogenic archaea that tolerate or adapt to increasing temperatures. These changes in the composition of methanogenic archaea will likely increase the methane production potential of high latitude terrestrial regions, changing the Arctic from a carbon sink to a source.},
  language  = {en}
}
@phdthesis{Bayer2013,
  author    = {Bayer, Anita},
  title     = {Methodological developments for mapping soil constituents using imaging spectroscopy},
  url       = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus-64399},
  school      = {Universit{\"a}t Potsdam},
  year      = {2013},
  abstract  = {Climatic variations and human activity now and increasingly in the future cause land cover changes and introduce perturbations in the terrestrial carbon reservoirs in vegetation, soil and detritus. Optical remote sensing and in particular Imaging Spectroscopy has shown the potential to quantify land surface parameters over large areas, which is accomplished by taking advantage of the characteristic interactions of incident radiation and the physico-chemical properties of a material. The objective of this thesis is to quantify key soil parameters, including soil organic carbon, using field and Imaging Spectroscopy. Organic carbon, iron oxides and clay content are selected to be analyzed to provide indicators for ecosystem function in relation to land degradation, and additionally to facilitate a quantification of carbon inventories in semiarid soils. The semiarid Albany Thicket Biome in the Eastern Cape Province of South Africa is chosen as study site. It provides a regional example for a semiarid ecosystem that currently undergoes land changes due to unadapted management practices and furthermore has to face climate change induced land changes in the future. The thesis is divided in three methodical steps. Based on reflectance spectra measured in the field and chemically determined constituents of the upper topsoil, physically based models are developed to quantify soil organic carbon, iron oxides and clay content. Taking account of the benefits limitations of existing methods, the approach is based on the direct application of known diagnostic spectral features and their combination with multivariate statistical approaches. It benefits from the collinearity of several diagnostic features and a number of their properties to reduce signal disturbances by influences of other spectral features. In a following step, the acquired hyperspectral image data are prepared for an analysis of soil constituents. The data show a large spatial heterogeneity that is caused by the patchiness of the natural vegetation in the study area that is inherent to most semiarid landscapes. Spectral mixture analysis is performed and used to deconvolve non-homogenous pixels into their constituent components. For soil dominated pixels, the subpixel information is used to remove the spectral influence of vegetation and to approximate the pure spectral signature coming from the soil. This step is an integral part when working in natural non-agricultural areas where pure bare soil pixels are rare. It is identified as the largest benefit within the multi-stage methodology, providing the basis for a successful and unbiased prediction of soil constituents from hyperspectral imagery. With the proposed approach it is possible (1) to significantly increase the spatial extent of derived information of soil constituents to areas with about 40 \% vegetation coverage and (2) to reduce the influence of materials such as vegetation on the quantification of soil constituents to a minimum. Subsequently, soil parameter quantities are predicted by the application of the feature-based soil prediction models to the maps of locally approximated soil signatures. Thematic maps showing the spatial distribution of the three considered soil parameters in October 2009 are produced for the Albany Thicket Biome of South Africa. The maps are evaluated for their potential to detect erosion affected areas as effects of land changes and to identify degradation hot spots in regard to support local restoration efforts. A regional validation, carried out using available ground truth sites, suggests remaining factors disturbing the correlation of spectral characteristics and chemical soil constituents. The approach is developed for semiarid areas in general and not adapted to specific conditions in the study area. All processing steps of the developed methodology are implemented in software modules, where crucial steps of the workflow are fully automated. The transferability of the methodology is shown for simulated data of the future EnMAP hyperspectral satellite. Soil parameters are successfully predicted from these data despite intense spectral mixing within the lower spatial resolution EnMAP pixels. This study shows an innovative approach to use Imaging Spectroscopy for mapping of key soil constituents, including soil organic carbon, for large areas in a non-agricultural ecosystem and under consideration of a partially vegetation coverage. It can contribute to a better assessment of soil constituents that describe ecosystem processes relevant to detect and monitor land changes. The maps further provide an assessment of the current carbon inventory in soils, valuable for carbon balances and carbon mitigation products.},
  language  = {en}
}
@phdthesis{Serno2013,
  author    = {Serno, Sascha},
  title     = {Marine productivity and eolian dust supply in the subarctic north pacific : proxy development and evaluation in marine sediments},
  address   = {Potsdam},
  pages     = {216 S.},
  year      = {2013},
  language  = {en}
}
@phdthesis{Sauer2013,
  author    = {Sauer, Patrick},
  title     = {Liberation of low molecular weight organic acids from sedimentary organic matter and their role on microbial activity},
  url       = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus-68830},
  school      = {Universit{\"a}t Potsdam},
  year      = {2013},
  abstract  = {Low molecular weight organic acids (LMWOAs) are important nutrients for microbes. However, most LMWOAs do not exist freely in the environment but are bound to macromolecular organic matter, e.g. kerogen, lignite and coal. During burial and geological maturation of sedimentary macromolecular organic matter biological and abiological processes promote the liberation of LMWOAs into the surrounding sediment. Through this process, microbes in sedimentary subsurface environments are supplied with essential nutrients. To estimate the feedstock potential of buried macromolecular organic matter to many environments it is important to determine the amount of LMWOAs that are bound to such a matrix. However, high-pressure and high temperature are a key feature of deep subsurface environments, and these physical parameters have a profound influence on chemical reaction kinetics. Therefore it is essential for the estimation of the feedstock potential to generate high-pressure and high temperature for the liberation of LMWOAs to recreate true in-situ conditions. This work presents a newly developed, inexpensive incubation system for biological and geological samples. It allows the application of high-pressure and high temperature as well as a subsampling of the liquid phase without loss of pressure, thereby not disturbing the on-going processes. When simulating the liberation of LMWOAs from sedimentary organic matter, the newly developed incubation system produces more realistic results than other extraction systems like Soxhlet. The extraction products remain in the extraction medium throughout the extraction, influencing the chemical conditions of the extraction medium. Sub-bituminous coal samples from New Zealand as well as lignite samples from Germany were extracted at elevated temperature (90˚C) and pressure (5 MPa). The main LMWOAs released from these low rank coals were formate, acetate and oxalate. Extraction efficiency was increased by two to four times for formate, acetate and oxalate in comparison to existing extraction methods without pressurisation and with demineralised water. This shows the importance of pressure for the simulation of true in-situ conditions and suggests that the amount of bioavailable LMWOAs is higher than previously thought. With the increase in carbon capture and storage (CCS) and the enhanced recovery of oil and gas (EOR/EGR), more and more CO2 becomes injected into the underground. However, the effects of elevated concentrations of carbon dioxide on sedimentary organic matter are rarely investigated. As the incuabtion system allows the manipulation of the composition and partial pressure of dissolved gasses, the effect of highly gas-enriched (CO2, CO2/SO2, CO2/NO2; to simulate flue gas conditions) waters on the extraction yield of LMWOAs from macromolecular organic matter was evaluated. For sub-bituminous coal the concentrations of all LMWAOs decreased upon the addition of gas, irrespective of its composition, whereas for lignite formate always and acetate mostly increased, while oxalate decreased. This suggests an positive effect on the nutrient supply for the subsurface microbiota of lignite layers, as formate and acetate are the most common LMWOAs used for microbial metabolism. In terrestrial mud volcanoes (TMVs), sedimentary material is rapidly ascending from great depth to the surface. Therefore LMWOAs that were produced from buried macromolecular organic matter at depth are also brought up to the surface, and fuel heterotrophic microbial ecosystems at the surface. TMVs represent geochemically and microbiologically diverse habitats, which are supplied with organic substrates and electron acceptors from deep-seated hydrocarbon-generating systems and intersected shallow aquifers, respectively. The main electron donor in TMVs in Azerbaijan is sulphate, and microbial sulphate reduction leads to the production of a wide range of reduced sulphur species that are key players in several biological processes. In our study we estimated the effect of LMWOAs on the sulphur metabolising activity of microorganims in TMVs from Azerbaijan. The addition of a mixture of volatile fatty acids containing acetate and other LMWOAs showed significant positive response to the sulphate reduction rate (SRR) of samples of several mud volcanoes. Further investigations on the temperature dependency of the SRR and the characterisation of thermophilic sulphate-reducing bacteria (SRB) showed a connection between the deep hot subsurface and the surface.},
  language  = {de}
}
@phdthesis{Nikolaeva2013,
  author    = {Nikolaeva, Elena},
  title     = {Landslide kinematics and interactions studied in central Georgia by using synthetic aperture radar interferometry, optical imagery and inverse modeling},
  url       = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus-70406},
  school      = {Universit{\"a}t Potsdam},
  year      = {2013},
  abstract  = {Landslides are one of the biggest natural hazards in Georgia, a mountainous country in the Caucasus. So far, no systematic monitoring and analysis of the dynamics of landslides in Georgia has been made. Especially as landslides are triggered by extrinsic processes, the analysis of landslides together with precipitation and earthquakes is challenging. In this thesis I describe the advantages and limits of remote sensing to detect and better understand the nature of landslide in Georgia. The thesis is written in a cumulative form, composing a general introduction, three manuscripts and a summary and outlook chapter. In the present work, I measure the surface displacement due to active landslides with different interferometric synthetic aperture radar (InSAR) methods. The slow landslides (several cm per year) are well detectable with two-pass interferometry. In same time, the extremely slow landslides (several mm per year) could be detected only with time series InSAR techniques. I exemplify the success of InSAR techniques by showing hitherto unknown landslides, located in the central part of Georgia. Both, the landslide extent and displacement rate is quantified. Further, to determine a possible depth and position of potential sliding planes, inverse models were developed. Inverse modeling searches for parameters of source which can create observed displacement distribution. I also empirically estimate the volume of the investigated landslide using displacement distributions as derived from InSAR combined with morphology from an aerial photography. I adapted a volume formula for our case, and also combined available seismicity and precipitation data to analyze potential triggering factors. A governing question was: What causes landslide acceleration as observed in the InSAR data? The investigated area (central Georgia) is seismically highly active. As an additional product of the InSAR data analysis, a deformation area associated with the 7th September Mw=6.0 earthquake was found. Evidences of surface ruptures directly associated with the earthquake could not be found in the field, however, during and after the earthquake new landslides were observed. The thesis highlights that deformation from InSAR may help to map area prone landslides triggering by earthquake, potentially providing a technique that is of relevance for country wide landslide monitoring, especially as new satellite sensors will emerge in the coming years.},
  language  = {en}
}
@phdthesis{Cherubini2013,
  author    = {Cherubini, Yvonne},
  title     = {Influence of faults on the 3D coupled fluid and heat transport},
  url       = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus-69755},
  school      = {Universit{\"a}t Potsdam},
  year      = {2013},
  abstract  = {Da geologische St{\"o}rungen k{\"o}nnen als Grundwasserleiter, -Barrieren oder als gemischte leitende /stauende Fluidsysteme wirken. Aufgrund dessen k{\"o}nnen St{\"o}rungen maßgeblich den Grundwasserfluss im Untergrund beeinflussen, welcher deutliche Ver{\"a}nderungen des tiefen thermischen Feldes bewirken kann. Grundwasserdynamik und Temperaturver{\"a}nderungen sind wiederum entscheidende Faktoren f{\"u}r die Exploration geothermischer Energie. Diese Studie untersuchte den Einfluss von St{\"o}rungen auf das Fluidsystem und das thermische Feld im Untergrund. Sie erforschte die physikalischen Prozesse, welche das Fluidverhalten und die Temperaturverteilung in St{\"o}rungen und in den umgebenden Gesteinen. Dazu wurden 3D Finite Elemente Simulationen des gekoppelten Fluid und W{\"a}rmetransports f{\"u}r synthetische sowie reale Modelszenarien auf unterschiedlichen Skalen durchgef{\"u}hrt. Um den Einfluss einer schr{\"a}g einfallenden St{\"o}rung systematisch durch die schrittweise Ver{\"a}nderung der hydraulischen {\"O}ffnungsweite und der Permeabilit{\"a}t, zu untersuchen, wurde ein klein-skaliges synthetisches Modell entwickelt. Ein inverser linearer Zusammenhang wurde festgestellt, welcher zeigt, dass sich die Fluidgeschwindigkeit in der St{\"o}rung jeweils um ~1e-01 m/s verringert, wenn die {\"O}ffnungsweite der St{\"o}rung um jeweils eine Magnitude vergr{\"o}ßert wird. Ein hoher Permeabilit{\"a}tskontrast zwischen St{\"o}rung und umgebender Matrix beg{\"u}nstigt die Fluidadvektion hin zur St{\"o}rung und f{\"u}hrt zu ausgepr{\"a}gten Druck- und Temperaturver{\"a}nderungen innerhalb und um die St{\"o}rung herum. Bei geringem Permeabilit{\"a}tskontrast zwischen St{\"o}rung und umgebendem Gestein findet hingegen kein Fluidfluss in der St{\"o}rung statt, wobei das hydrostatische Druck- sowie das Temperaturfeld unver{\"a}ndert bleiben. Auf Grundlage der synthetischen Modellierungsergebnisse wurde der Einfluss von St{\"o}rungen auf einer gr{\"o}ßeren Skala anhand eines komplexeren (realen) geologischen Systems analysiert. Dabei handelt es sich um ein 3D Modell des Geothermiestandortes Groß Sch{\"o}nebeck, der ca. 40 km n{\"o}rdlich von Berlin liegt. Die Integration von einer permeablen und drei impermeablen Hauptst{\"o}rungen, zeigte unterschiedlich starke Einfl{\"u}sse auf Fluidzirkulation, Temperatur - und Druckfeld. Die modellierte konvektive Zirkulation in der permeablen St{\"o}rung ver{\"a}ndert das thermische Feld stark (bis zu 15 K). In den gering durchl{\"a}ssigen St{\"o}rungen wird die W{\"a}rme ausschließlich durch Diffusion geleitet. Der konduktive W{\"a}rmetransport beeinflusst das thermische Feld nicht, bewirkt jedoch lokale Ver{\"a}nderungen des hydrostatischen Druckfeldes. Um den Einfluss großer St{\"o}rungszonen mit kilometerweitem vertikalen Versatz auf das geothermische Feld der Beckenskala zu untersuchen, wurden gekoppelte Fluid- und W{\"a}rmetransportsimulationen f{\"u}r ein 3D Strukturmodell des Gebietes Brandenburg durchgef{\"u}hrt (Noack et al. 2010; 2013). Bez{\"u}glich der St{\"o}rungspermeabilit{\"a}t wurden verschiedene geologische Szenarien modelliert, von denen zwei Endgliedermodelle ausgewertet wurden. Die Ergebnisse zeigten, dass die undurchl{\"a}ssigen St{\"o}rungen den Fluidfluss nur lokal beeinflussen. Da sie als hydraulische Barrieren wirken, wird der Fluidfluss mir sehr geringen Geschwindigkeiten entlang der St{\"o}rungen innerhalb eines Bereichs von ~ 1 km auf jeder Seite umgelenkt. Die modellierten lokalen Ver{\"a}nderungen des Grundwasserzirkulationssystems haben keinen beobachtbaren Effekt auf das Temperaturfeld. Hingegen erzeugen permeable St{\"o}rungszonen eine ausgepr{\"a}gte thermische Signatur innerhalb eines Einflussbereichs von ~ 2.4-8.8 km in -1000 m Tiefe und ~6-12 km in -3000 m Tiefe. Diese thermische Signatur, in der sich k{\"a}ltere und w{\"a}rmere Temperaturbereiche abwechseln, wird durch auf- und abw{\"a}rts gerichteten Fluidfluss innerhalb der St{\"o}rung verursacht, der grunds{\"a}tzlich durch existierende Gradienten in der hydraulischen Druckh{\"o}he angetrieben wird. Alle Studien haben gezeigt, dass St{\"o}rungen einen beachtlichen Einfluss auf den Fluid-, und W{\"a}rmefluss haben. Es stellte sich heraus, dass die Permeabilit{\"a}t in der St{\"o}rung und in den umgebenden geologischen Schichten so wie der spezifische geologische Rahmen entscheidende Faktoren in der Ausbildung verschiedener W{\"a}rmetransportmechanismen sind, die sich in St{\"o}rungen entwickeln k{\"o}nnen. Die von permeablen St{\"o}rungen verursachten Temperaturver{\"a}nderungen k{\"o}nnen lokal, jedoch groß sein, genauso wie die durch hydraulisch leitende und nichtleitende St{\"o}rungen hervorgerufenen Ver{\"a}nderungen des Fluidystems. Letztlich haben die Simulationen f{\"u}r die unterschiedlich skalierten Modelle gezeigt, dass die Ergebnisse sich nicht aufeinander {\"u}bertragen lassen und dass es notwendig ist, jeden geologischen Rahmen hinsichtlich Konfiguration und Gr{\"o}ßenskala gesondert zu betrachten. Abschließend hat diese Studie demonstriert, dass die Betrachtung von St{\"o}rungen in 3D Finiten Elementen Modellen f{\"u}r die Simulation von gekoppeltem Fluid- und W{\"a}rmetransport auf unterschiedlichen Skalen m{\"o}glich ist. Da diese Art von numerischen Simulationen sowohl die geologische Struktur des Untergrunds sowie die im Erdinnern ablaufenden physikalischen Prozesse integriert, k{\"o}nnen sie einen wertvollen Beitrag leisten, indem sie Feld- und Laborgest{\"u}tzte Untersuchungen vervollst{\"a}ndigen.},
  language  = {de}
}
@phdthesis{Bach2013,
  author    = {Bach, Christoph},
  title     = {Improving statistical seismicity models},
  url       = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus-70591},
  school      = {Universit{\"a}t Potsdam},
  year      = {2013},
  abstract  = {Several mechanisms are proposed to be part of the earthquake triggering process, including static stress interactions and dynamic stress transfer. Significant differences of these mechanisms are particularly expected in the spatial distribution of aftershocks. However, testing the different hypotheses is challenging because it requires the consideration of the large uncertainties involved in stress calculations as well as the appropriate consideration of secondary aftershock triggering which is related to stress changes induced by smaller pre- and aftershocks. In order to evaluate the forecast capability of different mechanisms, I take the effect of smaller--magnitude earthquakes into account by using the epidemic type aftershock sequence (ETAS) model where the spatial probability distribution of direct aftershocks, if available, is correlated to alternative source information and mechanisms. Surface shaking, rupture geometry, and slip distributions are tested. As an approximation of the shaking level, ShakeMaps are used which are available in near real-time after a mainshock and thus could be used for first-order forecasts of the spatial aftershock distribution. Alternatively, the use of empirical decay laws related to minimum fault distance is tested and Coulomb stress change calculations based on published and random slip models. For comparison, the likelihood values of the different model combinations are analyzed in the case of several well-known aftershock sequences (1992 Landers, 1999 Hector Mine, 2004 Parkfield). The tests show that the fault geometry is the most valuable information for improving aftershock forecasts. Furthermore, they reveal that static stress maps can additionally improve the forecasts of off--fault aftershock locations, while the integration of ground shaking data could not upgrade the results significantly. In the second part of this work, I focused on a procedure to test the information content of inverted slip models. This allows to quantify the information gain if this kind of data is included in aftershock forecasts. For this purpose, the ETAS model based on static stress changes, which is introduced in part one, is applied. The forecast ability of the models is systematically tested for several earthquake sequences and compared to models using random slip distributions. The influence of subfault resolution and segment strike and dip is tested. Some of the tested slip models perform very good, in that cases almost no random slip models are found to perform better. Contrastingly, for some of the published slip models, almost all random slip models perform better than the published slip model. Choosing a different subfault resolution hardly influences the result, as long the general slip pattern is still reproducible. Whereas different strike and dip values strongly influence the results depending on the standard deviation chosen, which is applied in the process of randomly selecting the strike and dip values.},
  language  = {en}
}
@phdthesis{Mohr2013,
  author    = {Mohr, Christian Heinrich},
  title     = {Hydrological and erosion responses to man-made and natural disturbances : insights from forested catchments in South-central Chile},
  url       = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus-70146},
  school      = {Universit{\"a}t Potsdam},
  year      = {2013},
  abstract  = {Logging and large earthquakes are disturbances that may significantly affect hydrological and erosional processes and process rates, although in decisively different ways. Despite numerous studies that have documented the impacts of both deforestation and earthquakes on water and sediment fluxes, a number of details regarding the timing and type of de- and reforestation; seismic impacts on subsurface water fluxes; or the overall geomorphic work involved have remained unresolved. The main objective of this thesis is to address these shortcomings and to better understand and compare the hydrological and erosional process responses to such natural and man-made disturbances. To this end, south-central Chile provides an excellent natural laboratory owing to its high seismicity and the ongoing conversion of land into highly productive plantation forests. In this dissertation I combine paired catchment experiments, data analysis techniques, and physics-based modelling to investigate: 1) the effect of plantation forests on water resources, 2) the source and sink behavior of timber harvest areas in terms of overland flow generation and sediment fluxes, 3) geomorphic work and its efficiency as a function of seasonal logging, 4) possible hydrologic responses of the saturated zone to the 2010 Maule earthquake and 5) responses of the vadose zone to this earthquake. Re 1) In order to quantify the hydrologic impact of plantation forests, it is fundamental to first establish their water balances. I show that tree species is not significant in this regard, i.e. Pinus radiata and Eucalyptus globulus do not trigger any decisive different hydrologic response. Instead, water consumption is more sensitive to soil-water supply for the local hydro-climatic conditions. Re 2) Contradictory opinions exist about whether timber harvest areas (THA) generate or capture overland flow and sediment. Although THAs contribute significantly to hydrology and sediment transport because of their spatial extent, little is known about the hydrological and erosional processes occurring on them. I show that THAs may act as both sources and sinks for overland flow, which in turn intensifies surface erosion. Above a rainfall intensity of ~20 mm/h, which corresponds to <10\% of all rainfall, THAs may generate runoff whereas below that threshold they remain sinks. The overall contribution of Hortonian runoff is thus secondary considering the local rainfall regime. The bulk of both runoff and sediment is generated by Dunne, saturation excess, overland flow. I also show that logging may increase infiltrability on THAs which may cause an initial decrease in streamflow followed by an increase after the groundwater storage has been refilled. Re 3) I present changes in frequency-magnitude distributions following seasonal logging by applying Quantile Regression Forests at hitherto unprecedented detail. It is clearly the season that controls the hydro-geomorphic work efficiency of clear cutting. Logging, particularly dry seasonal logging, caused a shift of work efficiency towards less flashy and mere but more frequent moderate rainfall-runoff events. The sediment transport is dominated by Dunne overland flow which is consistent with physics-based modelling using WASA-SED. Re 4) It is well accepted that earthquakes may affect hydrological processes in the saturated zone. Assuming such flow conditions, consolidation of saturated saprolitic material is one possible response. Consolidation raises the hydraulic gradients which may explain the observed increase in discharge following earthquakes. By doing so, squeezed water saturates the soil which in turn increases the water accessible for plant transpiration. Post-seismic enhanced transpiration is reflected in the intensification of diurnal cycling. Re 5) Assuming unsaturated conditions, I present the first evidence that the vadose zone may also respond to seismic waves by releasing pore water which in turn feeds groundwater reservoirs. By doing so, water tables along the valley bottoms are elevated thus providing additional water resources to the riparian vegetation. By inverse modelling, the transient increase in transpiration is found to be 30-60\%. Based on the data available, both hypotheses, are not testable. Finally, when comparing the hydrological and erosional effects of the Maule earthquake with the impact of planting exotic plantation forests, the overall observed earthquake effects are comparably small, and limited to short time scales.},
  language  = {en}
}
@phdthesis{Buchhorn2013,
  author    = {Buchhorn, Marcel},
  title     = {Ground-based hyperspectral and spectro-directional reflectance characterization of Arctic tundra vegetation communities : field spectroscopy and field spectro-goniometry of Siberian and Alaskan tundra in preparation of the EnMAP satellite mission},
  url       = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus-70189},
  school      = {Universit{\"a}t Potsdam},
  year      = {2013},
  abstract  = {The Arctic tundra, covering approx. 5.5 \% of the Earth's land surface, is one of the last ecosystems remaining closest to its untouched condition. Remote sensing is able to provide information at regular time intervals and large spatial scales on the structure and function of Arctic ecosystems. But almost all natural surfaces reveal individual anisotropic reflectance behaviors, which can be described by the bidirectional reflectance distribution function (BRDF). This effect can cause significant changes in the measured surface reflectance depending on solar illumination and sensor viewing geometries. The aim of this thesis is the hyperspectral and spectro-directional reflectance characterization of important Arctic tundra vegetation communities at representative Siberian and Alaskan tundra sites as basis for the extraction of vegetation parameters, and the normalization of BRDF effects in off-nadir and multi-temporal remote sensing data. Moreover, in preparation for the upcoming German EnMAP (Environmental Mapping and Analysis Program) satellite mission, the understanding of BRDF effects in Arctic tundra is essential for the retrieval of high quality, consistent and therefore comparable datasets. The research in this doctoral thesis is based on field spectroscopic and field spectro-goniometric investigations of representative Siberian and Alaskan measurement grids. The first objective of this thesis was the development of a lightweight, transportable, and easily managed field spectro-goniometer system which nevertheless provides reliable spectro-directional data. I developed the Manual Transportable Instrument platform for ground-based Spectro-directional observations (ManTIS). The outcome of the field spectro-radiometrical measurements at the Low Arctic study sites along important environmental gradients (regional climate, soil pH, toposequence, and soil moisture) show that the different plant communities can be distinguished by their nadir-view reflectance spectra. The results especially reveal separation possibilities between the different tundra vegetation communities in the visible (VIS) blue and red wavelength regions. Additionally, the near-infrared (NIR) shoulder and NIR reflectance plateau, despite their relatively low values due to the low structure of tundra vegetation, are still valuable information sources and can separate communities according to their biomass and vegetation structure. In general, all different tundra plant communities show: (i) low maximum NIR reflectance; (ii) a weakly or nonexistent visible green reflectance peak in the VIS spectrum; (iii) a narrow "red-edge" region between the red and NIR wavelength regions; and (iv) no distinct NIR reflectance plateau. These common nadir-view reflectance characteristics are essential for the understanding of the variability of BRDF effects in Arctic tundra. None of the analyzed tundra communities showed an even closely isotropic reflectance behavior. In general, tundra vegetation communities: (i) usually show the highest BRDF effects in the solar principal plane; (ii) usually show the reflectance maximum in the backward viewing directions, and the reflectance minimum in the nadir to forward viewing directions; (iii) usually have a higher degree of reflectance anisotropy in the VIS wavelength region than in the NIR wavelength region; and (iv) show a more bowl-shaped reflectance distribution in longer wavelength bands (>700 nm). The results of the analysis of the influence of high sun zenith angles on the reflectance anisotropy show that with increasing sun zenith angles, the reflectance anisotropy changes to azimuthally symmetrical, bowl-shaped reflectance distributions with the lowest reflectance values in the nadir view position. The spectro-directional analyses also show that remote sensing products such as the NDVI or relative absorption depth products are strongly influenced by BRDF effects, and that the anisotropic characteristics of the remote sensing products can significantly differ from the observed BRDF effects in the original reflectance data. But the results further show that the NDVI can minimize view angle effects relative to the contrary spectro-directional effects in the red and NIR bands. For the researched tundra plant communities, the overall difference of the off-nadir NDVI values compared to the nadir value increases with increasing sensor viewing angles, but on average never exceeds 10 \%. In conclusion, this study shows that changes in the illumination-target-viewing geometry directly lead to an altering of the reflectance spectra of Arctic tundra communities according to their object-specific BRDFs. Since the different tundra communities show only small, but nonetheless significant differences in the surface reflectance, it is important to include spectro-directional reflectance characteristics in the algorithm development for remote sensing products.},
  language  = {en}
}