@phdthesis{Brosinsky2015,
  author    = {Brosinsky, Arlena},
  title     = {Spectral fingerprinting},
  url       = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-83369},
  school      = {Universit{\"a}t Potsdam},
  pages     = {VI, 117},
  year      = {2015},
  abstract  = {Current research on runoff and erosion processes, as well as an increasing demand for sustainable watershed management emphasize the need for an improved understanding of sediment dynamics. This involves the accurate assessment of erosion rates and sediment transfer, yield and origin. A variety of methods exist to capture these processes at the catchment scale. Among these, sediment fingerprinting, a technique to trace back the origin of sediment, has attracted increasing attention by the scientific community in recent years. It is a two-step procedure, based on the fundamental assumptions that potential sources of sediment can be reliably discriminated based on a set of characteristic 'fingerprint' properties, and that a comparison of source and sediment fingerprints allows to quantify the relative contribution of each source. This thesis aims at further assessing the potential of spectroscopy to assist and improve the sediment fingerprinting technique. Specifically, this work focuses on (1) whether potential sediment sources can be reliably identified based on spectral features ('fingerprints'), whether (2) these spectral fingerprints permit the quantification of relative source contribution, and whether (3) in situ derived source information is sufficient for this purpose. Furthermore, sediment fingerprinting using spectral information is applied in a study catchment to (4) identify major sources and observe how relative source contributions change between and within individual flood events. And finally, (5) spectral fingerprinting results are compared and combined with simultaneous sediment flux measurements to study sediment origin, transport and storage behaviour. For the sediment fingerprinting approach, soil samples were collected from potential sediment sources within the Is{\´a}bena catchment, a meso-scale basin in the central Spanish Pyrenees. Undisturbed samples of the upper soil layer were measured in situ using an ASD spectroradiometer and subsequently sampled for measurements in the laboratory. Suspended sediment was sampled automatically by means of ISCO samplers at the catchment as well as at the five major subcatchment outlets during flood events, and stored fine sediment from the channel bed was collected from 14 cross-sections along the main river. Artificial mixtures of known contributions were produced from source soil samples. Then, all source, sediment and mixture samples were dried and spectrally measured in the laboratory. Subsequently, colour coefficients and physically based features with relation to organic carbon, iron oxide, clay content and carbonate, were calculated from all in situ and laboratory spectra. Spectral parameters passing a number of prerequisite tests were submitted to principal component analyses to study natural clustering of samples, discriminant function analyses to observe source differentiation accuracy, and a mixing model for source contribution assessment. In addition, annual as well as flood event based suspended sediment fluxes from the catchment and its subcatchments were calculated from rainfall, water discharge and suspended sediment concentration measurements using rating curves and Quantile Regression Forests. Results of sediment flux monitoring were interpreted individually with respect to storage behaviour, compared to fingerprinting source ascriptions and combined with fingerprinting to assess their joint explanatory potential. In response to the key questions of this work, (1) three source types (land use) and five spatial sources (subcatchments) could be reliably discriminated based on spectral fingerprints. The artificial mixture experiment revealed that while (2) laboratory parameters permitted source contribution assessment, (3) the use of in situ derived information was insufficient. Apparently, high discrimination accuracy does not necessarily imply good quantification results. When applied to suspended sediment samples of the catchment outlet, the spectral fingerprinting approach was able to (4) quantify the major sediment sources: badlands and the Villacarli subcatchment, respectively, were identified as main contributors, which is consistent with field observations and previous studies. Thereby, source contribution was found to vary both, within and between individual flood events. Also sediment flux was found to vary considerably, annually as well as seasonally and on flood event base. Storage was confirmed to play an important role in the sediment dynamics of the studied catchment, whereas floods with lower total sediment yield tend to deposit and floods with higher yield rather remove material from the channel bed. Finally, a comparison of flux measurements with fingerprinting results highlighted the fact that (5) immediate transport from sources to the catchment outlet cannot be assumed. A combination of the two methods revealed different aspects of sediment dynamics that none of the techniques could have uncovered individually. In summary, spectral properties provide a fast, non-destructive, and cost-efficient means to discriminate and quantify sediment sources, whereas, unfortunately, straight-forward in situ collected source information is insufficient for the approach. Mixture modelling using artificial mixtures permits valuable insights into the capabilities and limitations of the method and similar experiments are strongly recommended to be performed in the future. Furthermore, a combination of techniques such as e.g. (spectral) sediment fingerprinting and sediment flux monitoring can provide comprehensive understanding of sediment dynamics.},
  language  = {en}
}
@phdthesis{Allroggen2015,
  author    = {Allroggen, Niklas},
  title     = {Observation of subsurface flow from the surface : applications of ground-penetrating radar},
  school      = {Universit{\"a}t Potsdam},
  pages     = {67},
  year      = {2015},
  language  = {en}
}
@phdthesis{Luft2015,
  author    = {Luft, Laura Charlotte},
  title     = {Bridging the gap between science and nature conservation practice},
  school      = {Universit{\"a}t Potsdam},
  pages     = {173},
  year      = {2015},
  language  = {en}
}
@phdthesis{Kalbe2016,
  author    = {Kalbe, Johannes},
  title     = {Stepping stones hominin dispersal out of Africa},
  school      = {Universit{\"a}t Potsdam},
  pages     = {122},
  year      = {2016},
  language  = {en}
}
@phdthesis{Lenz2016,
  author    = {Lenz, Josefine},
  title     = {Thermokarst dynamics in central-eastern Beringia},
  url       = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-101364},
  school      = {Universit{\"a}t Potsdam},
  pages     = {XII, 128, A-47},
  year      = {2016},
  abstract  = {Widespread landscape changes are presently observed in the Arctic and are most likely to accelerate in the future, in particular in permafrost regions which are sensitive to climate warming. To assess current and future developments, it is crucial to understand past environmental dynamics in these landscapes. Causes and interactions of environmental variability can hardly be resolved by instrumental records covering modern time scales. However, long-term environmental variability is recorded in paleoenvironmental archives. Lake sediments are important archives that allow reconstruction of local limnogeological processes as well as past environmental changes driven directly or indirectly by climate dynamics. This study aims at reconstructing Late Quaternary permafrost and thermokarst dynamics in central-eastern Beringia, the terrestrial land mass connecting Eurasia and North America during glacial sea-level low stands. In order to investigate development, processes and influence of thermokarst dynamics, several sediment cores from extant lakes and drained lake basins were analyzed to answer the following research questions: 1. When did permafrost degradation and thermokarst lake development take place and what were enhancing and inhibiting environmental factors? 2. What are the dominant processes during thermokarst lake development and how are they reflected in proxy records? 3. How did, and still do, thermokarst dynamics contribute to the inventory and properties of organic matter in sediments and the carbon cycle? Methods applied in this study are based upon a multi-proxy approach combining sedimentological, geochemical, geochronological, and micropaleontological analyses, as well as analyses of stable isotopes and hydrochemistry of pore-water and ice. Modern field observations of water quality and basin morphometrics complete the environmental investigations. The investigated sediment cores reveal permafrost degradation and thermokarst dynamics on different time scales. The analysis of a sediment core from GG basin on the northern Seward Peninsula (Alaska) shows prevalent terrestrial accumulation of yedoma throughout the Early to Mid Wisconsin with intermediate wet conditions at around 44.5 to 41.5 ka BP. This first wetland development was terminated by the accumulation of a 1-meter-thick airfall tephra most likely originating from the South Killeak Maar eruption at 42 ka BP. A depositional hiatus between 22.5 and 0.23 ka BP may indicate thermokarst lake formation in the surrounding of the site which forms a yedoma upland till today. The thermokarst lake forming GG basin initiated 230 ± 30 cal a BP and drained in Spring 2005 AD. Four years after drainage the lake talik was still unfrozen below 268 cm depth. A permafrost core from Mama Rhonda basin on the northern Seward Peninsula preserved a full lacustrine record including several lake phases. The first lake generation developed at 11.8 cal ka BP during the Lateglacial-Early Holocene transition; its old basin (Grandma Rhonda) is still partially preserved at the southern margin of the study basin. Around 9.0 cal ka BP a shallow and more dynamic thermokarst lake developed with actively eroding shorelines and potentially intermediate shallow water or wetland phases (Mama Rhonda). Mama Rhonda lake drainage at 1.1 cal ka BP was followed by gradual accumulation of terrestrial peat and top-down refreezing of the lake talik. A significant lower organic carbon content was measured in Grandma Rhonda deposits (mean TOC of 2.5 wt\%) than in Mama Rhonda deposits (mean TOC of 7.9 wt\%) highlighting the impact of thermokarst dynamics on biogeochemical cycling in different lake generations by thawing and mobilization of organic carbon into the lake system. Proximal and distal sediment cores from Peatball Lake on the Arctic Coastal Plain of Alaska revealed young thermokarst dynamics since about 1,400 years along a depositional gradient based on reconstructions from shoreline expansion rates and absolute dating results. After its initiation as a remnant pond of a previous drained lake basin, a rapidly deepening lake with increasing oxygenation of the water column is evident from laminated sediments, and higher Fe/Ti and Fe/S ratios in the sediment. The sediment record archived characterizing shifts in depositional regimes and sediment sources from upland deposits and re-deposited sediments from drained thaw lake basins depending on the gradually changing shoreline configuration. These changes are evident from alternating organic inputs into the lake system which highlights the potential for thermokarst lakes to recycle old carbon from degrading permafrost deposits of its catchment. The lake sediment record from Herschel Island in the Yukon (Canada) covers the full Holocene period. After its initiation as a thermokarst lake at 11.7 cal ka BP and intense thermokarst activity until 10.0 cal ka BP, the steady sedimentation was interrupted by a depositional hiatus at 1.6 cal ka BP which likely resulted from lake drainage or allochthonous slumping due to collapsing shore lines. The specific setting of the lake on a push moraine composed of marine deposits is reflected in the sedimentary record. Freshening of the maturing lake is indicated by decreasing electrical conductivity in pore-water. Alternation of marine to freshwater ostracods and foraminifera confirms decreasing salinity as well but also reflects episodical re-deposition of allochthonous marine sediments. Based on permafrost and lacustrine sediment records, this thesis shows examples of the Late Quaternary evolution of typical Arctic permafrost landscapes in central-eastern Beringia and the complex interaction of local disturbance processes, regional environmental dynamics and global climate patterns. This study confirms that thermokarst lakes are important agents of organic matter recycling in complex and continuously changing landscapes.},
  language  = {en}
}
@phdthesis{Baese2016,
  author    = {B{\"a}se, Frank},
  title     = {Interception loss of changing land covers in the humid tropical lowland of Latin America},
  school      = {Universit{\"a}t Potsdam},
  pages     = {ix, 85 Seiten},
  year      = {2016},
  abstract  = {Das Gebiet der feuchten Tropen ist die am st{\"a}rksten durch den Landnutzungswandel betroffene Region der Erde. Vor allem die Rodung tropischer W{\"a}lder, um Platz f{\"u}r Rinderweiden oder den Anbau von Soja zu schaffen, aber auch seit j{\"u}ngster Zeit die Bem{\"u}hungen um Wiederaufforstungen pr{\"a}gen diesen Landnutzungswandel. Dabei beeinflusst die {\"A}nderung der Vegetationsbedeckung den regionalen Wasserhaushalt auf vielf{\"a}ltige Weise. Betroffen ist unter anderem die Verdunstung von feuchten Oberfl{\"a}chen. Die so genannte Interzeptionsverdunstung bzw. der Interzeptionsverlust tr{\"a}gt erheblich zum Wasserdampfgehalt in der unteren Atmosph{\"a}re und schließlich zur Niederschlagsbildung bei. Ziele dieser Dissertation waren (1) die experimentelle Untersuchung der Interzeptionsverlustunterschiede zwischen einem nat{\"u}rlichen, tropischen Wald und einer Sojaplantage im s{\"u}dlichen Amazonasgebiet, (2) die Modellierung des Interzeptionsverlustes dieser beiden Vegetationsformen im Vergleich zu einem jungen Sekund{\"a}rwald unter dem Aspekt der Unsicherheiten bei der Ableitung notwendiger Modellparameter sowohl im S{\"u}damazonas als auch im Einzugsgebietes des Panamakanals sowie (3) die Wasserhaushaltsanalyse eines vom Landnutzungswandel gepr{\"a}gten Teileinzugsgebietes des Panamakanals in Hinblick auf die Ver{\"a}nderung der Interzeptionsverdunstung durch sich ver{\"a}ndernde Landnutzung und der {\"A}nderung der klimatischen Bedingungen. Die Messung des Interzeptionsverlustes zeigte, dass in der Hauptwachstumsphase vom Soja von dessen Oberfl{\"a}che mehr Wasserverdunstet als von der Oberfl{\"a}che des Waldes. Allerdings ist in der Jahresbilanz der Interzeptionsverlust vom Wald h{\"o}her, da diese Studie nur eine Momentaufnahme zur Zeit der vollen Vegetationsentwicklung des Sojas mit einem Zeitfenster von zwei Monaten widerspiegelt. Durch die geringere ganzj{\"a}hrige Verdunstung von den mit Soja bestandenen Fl{\"a}chen, wird hier der Niederschlag schneller dem Abfluss zugef{\"u}hrt und schell aus der Region ausgetragen. Somit tr{\"a}gt der Landnutzungswandel von Wald zu Soja zu einer mittelfristigen Reduktion des in der Region verf{\"u}gbaren Wassers bei. Die anschließende Modellierung des Interzeptionsverlustes zeigte Einerseits einen starken Einfluss der Datenqualit{\"a}t auf die Plausibilit{\"a}t der Ergebnisse und Andererseits, dass die Sensitivit{\"a}t der einzelnen Parameter zwischen den Untersuchungsgebieten variiert. Eine Schl{\"u}sselrolle nimmt die Wasserspeicherkapazit{\"a}t der Vegetationskrone ein. Dennoch ist die Evaporationsrate die treibende Gr{\"o}ße im Interzeptionsprozess, so dass von ihr die gr{\"o}ßte Unsicherheit ausgeht. Je nach verwendeter Methode zur Ableitung dieses Parameters unterscheiden sich die gewonnenen Parameterwerte erheblich. Die Wirkungsanalyse der Interzeptionsverdunstung auf den Wasserhaushalt im Wirkungsgeflecht der {\"A}nderungen von Temperatur, Niederschlag und Landnutzung im Landschaftsmosaik eines Flusseinzugsgebiets mit Hilfe eines Wasserhaushaltsmodels zeigte den Einfluss der Landnutzungs{\"a}nderung auf die Abflussbildung mittels verschiedener Landnutzungsszenarien. Die Ergebnisse belegen, dass die Landnutzungs{\"a}nderung im Gebiet nur einen geringen Einfluss auf den Jahresabfluss hat. St{\"a}rker scheint sich der gemessene Temperaturanstieg auf die Verdunstung auszuwirken. Der mit einer h{\"o}heren Temperatur einhergehende Anstieg der Transpiration und Interzeptionsverdunstung gleicht die gemessene Zunahme des Gebietsniederschlages aus, sodass keine signifikanten {\"A}nderungen im Jahresabfluss nachgewiesen werden konnten. Die Ergebnisse der drei Studien verdeutlichen den Einfluss der Landnutzung auf die Interzeptionsverdunstung. Allerdings veranschaulichten die Resultate der Wasserhaushalts-modellierung, wie sehr dieser Einfluss durch die Ver{\"a}nderung der {\"a}ußeren Rahmenbedingungen, vor allem durch den Anstieg der Temperatur, {\"u}berpr{\"a}gt werden kann. Dies belegt, dass eine einfache {\"U}bertragung der Ergebnisse zwischen den Untersuchungsgebiet nicht m{\"o}glich ist. Somit bleibt die experimentelle Erhebung von Vegetationsparametern sowie des Interzeptionsverlustes an den jeweils zu untersuchenden Standort f{\"u}r die Anwendung von Modellen unerl{\"a}sslich.},
  language  = {en}
}
@phdthesis{Draeger2016,
  author    = {Dr{\"a}ger, Nadine},
  title     = {Holocene climate and environmental variability in NE Germany inferred from annually laminated lake sediments},
  url       = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-103037},
  school      = {Universit{\"a}t Potsdam},
  pages     = {xv, 144 Seiten},
  year      = {2016},
  abstract  = {Understanding the role of natural climate variability under the pressure of human induced changes of climate and landscapes, is crucial to improve future projections and adaption strategies. This doctoral thesis aims to reconstruct Holocene climate and environmental changes in NE Germany based on annually laminated lake sediments. The work contributes to the ICLEA project (Integrated CLimate and Landscape Evolution Analyses). ICLEA intends to compare multiple high-resolution proxy records with independent chronologies from the N central European lowlands, in order to disentangle the impact of climate change and human land use on landscape development during the Lateglacial and Holocene. In this respect, two study sites in NE Germany are investigated in this doctoral project, Lake Tiefer See and palaeolake Wukenfurche. While both sediment records are studied with a combination of high-resolution sediment microfacies and geochemical analyses (e.g. µ-XRF, carbon geochemistry and stable isotopes), detailed proxy understanding mainly focused on the continuous 7.7 m long sediment core from Lake Tiefer See covering the last ~6000 years. Three main objectives are pursued at Lake Tiefer See: (1) to perform a reliable and independent chronology, (2) to establish microfacies and geochemical proxies as indicators for climate and environmental changes, and (3) to trace the effects of climate variability and human activity on sediment deposition. Addressing the first aim, a reliable chronology of Lake Tiefer See is compiled by using a multiple-dating concept. Varve counting and tephra findings form the chronological framework for the last ~6000 years. The good agreement with independent radiocarbon dates of terrestrial plant remains verifies the robustness of the age model. The resulting reliable and independent chronology of Lake Tiefer See and, additionally, the identification of nine tephras provide a valuable base for detailed comparison and synchronization of the Lake Tiefer See data set with other climate records. The sediment profile of Lake Tiefer See exhibits striking alternations between well-varved and non-varved sediment intervals. The combination of microfacies, geochemical and microfossil (i.e. Cladocera and diatom) analyses indicates that these changes of varve preservation are caused by variations of lake circulation in Lake Tiefer See. An exception is the well-varved sediment deposited since AD 1924, which is mainly influenced by human-induced lake eutrophication. Well-varved intervals before the 20th century are considered to reflect phases of reduced lake circulation and, consequently, stronger anoxic conditions. Instead, non-varved intervals indicate increased lake circulation in Lake Tiefer See, leading to more oxygenated conditions at the lake ground. Furthermore, lake circulation is not only influencing sediment deposition, but also geochemical processes in the lake. As, for example, the proxy meaning of δ13COM varies in time in response to changes of the oxygen regime in the lake hypolinion. During reduced lake circulation and stronger anoxic conditions δ13COM is influenced by microbial carbon cycling. In contrast, organic matter degradation controls δ13COM during phases of intensified lake circulation and more oxygenated conditions. The varve preservation indicates an increasing trend of lake circulation at Lake Tiefer See after ~4000 cal a BP. This trend is superimposed by decadal to centennial scale variability of lake circulation intensity. Comparison to other records in Central Europe suggests that the long-term trend is probably related to gradual changes in Northern Hemisphere orbital forcing, which induced colder and windier conditions in Central Europe and, therefore, reinforced lake circulation. Decadal to centennial scale periods of increased lake circulation coincide with settlement phases at Lake Tiefer See, as inferred from pollen data of the same sediment record. Deforestation reduced the wind shelter of the lake, which probably increased the sensitivity of lake circulation to wind stress. However, results of this thesis also suggest that several of these phases of increased lake circulation are additionally reinforced by climate changes. A first indication is provided by the comparison to the Baltic Sea record, which shows striking correspondence between major non-varved intervals at Lake Tiefer See and bioturbated sediments in the Baltic Sea. Furthermore, a preliminary comparison to the ICLEA study site Lake Czechowskie (N central Poland) shows a coincidence of at least three phases of increased lake circulation in both lakes, which concur with periods of known climate changes (2.8 ka event, 'Migration Period' and 'Little Ice Age'). These results suggest an additional over-regional climate forcing also on short term increased of lake circulation in Lake Tiefer See. In summary, the results of this thesis suggest that lake circulation at Lake Tiefer See is driven by a combination of long-term and short-term climate changes as well as of anthropogenic deforestation phases. Furthermore, the lake circulation drives geochemical cycles in the lake affecting the meaning of proxy data. Therefore, the work presented here expands the knowledge of climate and environmental variability in NE Germany. Furthermore, the integration of the Lake Tiefer See multi-proxy record in a regional comparison with another ICLEA side, Lake Czechowskie, enabled to better decipher climate changes and human impact on the lake system. These first results suggest a huge potential for further detailed regional comparisons to better understand palaeoclimate dynamics in N central Europe.},
  language  = {en}
}
@phdthesis{Chen2016,
  author    = {Chen, Kejie},
  title     = {Real-time GNSS for fast seismic source inversion and tsunami early warning},
  url       = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-93174},
  school      = {Universit{\"a}t Potsdam},
  pages     = {xii, 81},
  year      = {2016},
  abstract  = {Over the past decades, rapid and constant advances have motivated GNSS technology to approach the ability to monitor transient ground motions with mm to cm accuracy in real-time. As a result, the potential of using real-time GNSS for natural hazards prediction and early warning has been exploited intensively in recent years, e.g., landslides and volcanic eruptions monitoring. Of particular note, compared with traditional seismic instruments, GNSS does not saturate or tilt in terms of co-seismic displacement retrieving, which makes it especially valuable for earthquake and earthquake induced tsunami early warning. In this thesis, we focus on the application of real-time GNSS to fast seismic source inversion and tsunami early warning. Firstly, we present a new approach to get precise co-seismic displacements using cost effective single-frequency receivers. As is well known, with regard to high precision positioning, the main obstacle for single-frequency GPS receiver is ionospheric delay. Considering that over a few minutes, the change of ionospheric delay is almost linear, we constructed a linear model for each satellite to predict ionospheric delay. The effectiveness of this method has been validated by an out-door experiment and 2011 Tohoku event, which confirms feasibility of using dense GPS networks for geo-hazard early warning at an affordable cost. Secondly, we extended temporal point positioning from GPS-only to GPS/GLONASS and assessed the potential benefits of multi-GNSS for co-seismic displacement determination. Out-door experiments reveal that when observations are conducted in an adversary environment, adding a couple of GLONASS satellites could provide more reliable results. The case study of 2015 Illapel Mw 8.3 earthquake shows that the biases between co-seismic displacements derived from GPS-only and GPS/GLONASS vary from station to station, and could be up to 2 cm in horizontal direction and almost 3 cm in vertical direction. Furthermore, slips inverted from GPS/GLONASS co-seismic displacements using a layered crust structure on a curved plane are shallower and larger for the Illapel event. Thirdly, we tested different inversion tools and discussed the uncertainties of using real-time GNSS for tsunami early warning. To be exact, centroid moment tensor inversion, uniform slip inversion using a single Okada fault and distributed slip inversion in layered crust on a curved plane were conducted using co-seismic displacements recorded during 2014 Pisagua earthquake. While the inversion results give similar magnitude and the rupture center, there are significant differences in depth, strike, dip and rake angles, which lead to different tsunami propagation scenarios. Even though, resulting tsunami forecasting along the Chilean coast is close to each other for all three models. Finally, based on the fact that the positioning performance of BDS is now equivalent to GPS in Asia-Pacific area and Manila subduction zone has been identified as a zone of potential tsunami hazard, we suggested a conceptual BDS/GPS network for tsunami early warning in South China Sea. Numerical simulations with two earthquakes (Mw 8.0 and Mw 7.5) and induced tsunamis demonstrate the viability of this network. In addition, the advantage of BDS/GPS over a single GNSS system by source inversion grows with decreasing earthquake magnitudes.},
  language  = {en}
}
@phdthesis{Wolter2016,
  author    = {Wolter, Juliane},
  title     = {Mid- to Late Holocene environmental dynamics on the Yukon Coastal Plain and Herschel Island (Canada) - envidence from polygonal peatlands and lake sediment},
  school      = {Universit{\"a}t Potsdam},
  pages     = {176},
  year      = {2016},
  language  = {en}
}
@phdthesis{Kaethner2016,
  author    = {K{\"a}thner, Jana},
  title     = {Interaction of spatial variability characterized by soil electrical conductivity and plant water status related to generative growth of fruit trees},
  url       = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-397666},
  school      = {Universit{\"a}t Potsdam},
  pages     = {xviii, 104, IV},
  year      = {2016},
  abstract  = {Precision horticulture beschreibt ein neues Bewirtschaftungskonzept im Gartenbau, bei dem teilfl{\"a}chenspezifisch oder an den Einzelbaum angepasste Maßnahmen eine ressourcenschonende, intensitve Produktion erm{\"o}glichen. Die Datengrundlage wird aus r{\"a}umlich aufgel{\"o}sten Messungen aus der Produktionsanlage gewonnen, wobei sowohl kurzfristige Faktoren wie der effektive Pflanzenwasserzustand als auch langfristige Faktoren wie die Bodenvariabilit{\"a}t zur Informationsgewinnung genutzt werden k{\"o}nnen. Die vorliegende Arbeit umfasst eine Untersuchung der scheinbaren elektrischen Leitf{\"a}higkeit des Bodens (ECa), des Pflanzenwasserzustandes und der Fruchtqualit{\"a}t (zum Beispiel: Fruchtgr{\"o}ße) bei Prunus domestica L. (Pflaume) und Citrus x aurantium, Syn. Citrus paradisi (Grapefruit). Zielsetzungen der vorliegenden Arbeit waren (i) die Charakterisierung der 3D-Verteilung der scheinbaren elektrischen Leitf{\"a}higkeit des Bodens und Variabilit{\"a}t des Pflanzenwasserzustandes; (ii) die Untersuchung der Interaktion zwischen ECa, kumulativer Wassernutzungseffizienz (WUEc) und des crop water stress index (CWSI) bezogen auf die Fruchtqualit{\"a}t sowie (iii) eine M{\"o}glichkeit zur Einteilung von einzelnen B{\"a}umen hinsichtlich der Bew{\"a}sserung. Dazu fanden die Hauptuntersuchungen in der Pflaumenanlage statt. Diese Obstanlage befindet sich in Hanglage (3°) auf pleistoz{\"a}nen und postpleistoz{\"a}nen Substraten in semi-humiden Klima (Potsdam, Deutschland) und umfasst eine Fl{\"a}che von 0,37 ha mit 156 B{\"a}umen der Kultursorte ˈTophit Plusˈ auf der Unterlage Wavit. Die Anlage wurde 2009 mit ein und zwei-j{\"a}hrigen B{\"a}umen in einem Pflanzabstand von 4 m entlang der Bew{\"a}sserung und 5 m zwischen den Reihen angelegt. Dreimal pro Woche wurden die B{\"a}ume mit einer 50 cm {\"u}ber dem Boden installierten Tr{\"o}pfchenbew{\"a}sserung mit 1,6 l pro Baum bew{\"a}ssert. Mit Hilfe geoelektrischer Messungen wurde die scheinbare elektrische Leitf{\"a}higkeit des Oberbodens (0,25 m) mit einem Elektrodenabstand von 0,5 m (4-point light hp) an jedem Baum gemessen. Dadurch wurde die Anlage hinsichtlich ECa r{\"a}umlich charakterisiert. Zus{\"a}tzlich erfolgten Tomographiemessungen zur 3D-Charakterisierung der ECa und punktuell die Beprobung von Bohrlochprofilen bis 1 m Tiefe. Die vegetativen, generativen und Fruchtqualit{\"a}tsdaten wurden an jedem Baum erhoben. Der momentane Pflanzenwasserzustand wurde mit der etablierten Scholander-Methode zur Wasserpotentialanalyse (Scholander Bombe) punktuell und mit Thermalaufnahmen fl{\"a}chendeckend bestimmt. Die Thermalaufnahmen erfolgten mit einer Infrarot-Kamera (ThermaCam SC 500), die auf einem Traktor in 3,3 m H{\"o}he {\"u}ber dem Boden montiert war. Die Thermalaufnahmen (320 x 240 Pixel) der Kronenoberfl{\"a}che wurden mit einem {\"O}ffnungswinkel von 45° und einer geometrischen Aufl{\"o}sung von 6,41 mm x 8,54 mm aufgenommen. Mit Hilfe der Kronentemperatur aus den Thermalbildern und den Temperaturen eines nassen und trockenen Referenzblattes wurde der CWSI berechnet. Es wurde die Anpassung des CWSI f{\"u}r die Messung in semi-humidem Klima erarbeitet, wobei die Erhebung der Referenztemperaturen automatisiert aus den Thermalbildern erfolgte. Die Boniturdaten wurden mit Hilfe eines Varianz-Stabilisierungsverfahrens in eine Normalverteilung transformiert. Die statistischen Analysen sowie die automatisierte Auswertungsroutine erfolgten mit eigenen Skripten in MATLAB® (R2010b sowie R2016a) und einem freien Programm (spatialtoolbox). Die Hot-spot Analysen dienten der Pr{\"u}fung, ob ein beobachtetes Muster statistisch signifikant ist. Evaluiert wurde die Methode mit der etablierten k-mean Analyse. Zum Testen der Hot-spot Analyse wurden ECa, Stammumfang und Ertrag Daten aus einer Grapefruitanlage (Adana, T{\"u}rkei) mit 179 B{\"a}umen auf einem Boden vom Typ Xerofkuvent mit toniger und tonig-lehmiger Textur herangezogen. Die {\"U}berpr{\"u}fung der Interaktion zwischen den kritischen Werten aus den Boden- und Pflanzenwasserzustandsinformationen zu den vegetativen und generativen Pflanzenwachtumsvariablen erfolgte durch die Anwendung der ANOVA und die Ermittlung des Korrelationskoeffizienten. In der Arbeit konnte gezeigt werden, dass die Variabilit{\"a}t der Boden- und Pflanzeninformationen in Obstanlagen auch kleinr{\"a}umig hoch ist. Es konnte gezeigt werden, dass die r{\"a}umlich gefundenen Muster in den ECa {\"u}ber die Jahre zwischen 2011-2012 (r = 0.88) beziehungsweise 2012-2013 (r = 0.71) stabil geblieben sind. Zum anderen wurde gezeigt, dass eine CWSI-Bestimmung auch im semi-humiden Klima m{\"o}glich ist. Es wurde ein Zusammenhang (r = - 0.65, p < 0.0001) mit der etablierten Methode der Blattwasser-potentialanalyse ermittelt. Die Interaktion zwischen der ECa aus verschiedenen Tiefen und den Pflanzenvariablen ergab einen hoch signifikanten Zusammenhang mit dem Oberboden, in dem das Bew{\"a}sserungswasser zu finden war. Es wurde eine Korrelation zwischen Ertrag und ECatopsoil von r = 0.52 ermittelt. Durch die Anwendung der Hot-spot Analyse konnten Extremwerte in den r{\"a}umlichen Daten ermittelt werden. Diese Extrema dienten zur Einteilung der Zonen in cold-spot, random und hot-spot. Die random Zone weist die h{\"o}chsten Korrelationen zu den Pflanzenvariablen auf. Ferner konnte gezeigt werden, dass bereits im semi-humiden Klima der Pflanzenwasserstatus entscheidend zur Fruchtqualit{\"a}t beitr{\"a}gt. Zusammenfassend l{\"a}sst sich sagen, dass die r{\"a}umliche Variabilit{\"a}t der Fruchtqualit{\"a}t durch die Interaktion von Wassernutzungseffizienz und CWSI sowie in geringerem Maße durch den ECa des Bodens. In der Pflaumenanlage im semi-humiden Klima war die Bew{\"a}sserung ausschlaggebend f{\"u}r die Produktion von qualitativ hochwertigen Fr{\"u}chten.},
  language  = {en}
}
@phdthesis{Lontsi2016,
  author    = {Lontsi, Agostiny Marrios},
  title     = {1D shallow sedimentary subsurface imaging using ambient noise and active seismic data},
  url       = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-103807},
  school      = {Universit{\"a}t Potsdam},
  pages     = {xix, 119},
  year      = {2016},
  abstract  = {The Earth's shallow subsurface with sedimentary cover acts as a waveguide to any incoming wavefield. Within the framework of my thesis, I focused on the characterization of this shallow subsurface within tens to few hundreds of meters of sediment cover. I imaged the seismic 1D shear wave velocity (and possibly the 1D compressional wave velocity). This information is not only required for any seismic risk assessment, geotechnical engineering or microzonation activities, but also for exploration and global seismology where site effects are often neglected in seismic waveform modeling. First, the conventional frequency-wavenumber (f - k) technique is used to derive the dispersion characteristic of the propagating surface waves recorded using distinct arrays of seismometers in 1D and 2D configurations. Further, the cross-correlation technique is applied to seismic array data to estimate the Green's function between receivers pairs combination assuming one is the source and the other the receiver. With the consideration of a 1D media, the estimated cross-correlation Green's functions are sorted with interstation distance in a virtual 1D active seismic experiment. The f - k technique is then used to estimate the dispersion curves. This integrated analysis is important for the interpretation of a large bandwidth of the phase velocity dispersion curves and therefore improving the resolution of the estimated 1D Vs profile. Second, the new theoretical approach based on the Diffuse Field Assumption (DFA) is used for the interpretation of the observed microtremors H/V spectral ratio. The theory is further extended in this research work to include not only the interpretation of the H/V measured at the surface, but also the H/V measured at depths and in marine environments. A modeling and inversion of synthetic H/V spectral ratio curves on simple predefined geological structures shows an almost perfect recovery of the model parameters (mainly Vs and to a lesser extent Vp). These results are obtained after information from a receiver at depth has been considered in the inversion. Finally, the Rayleigh wave phase velocity information, estimated from array data, and the H/V(z, f) spectral ratio, estimated from a single station data, are combined and inverted for the velocity profile information. Obtained results indicate an improved depth resolution in comparison to estimations using the phase velocity dispersion curves only. The overall estimated sediment thickness is comparable to estimations obtained by inverting the full micortremor H/V spectral ratio.},
  language  = {en}
}
@phdthesis{Schintgen2016,
  author    = {Schintgen, Tom Vincent},
  title     = {The geothermal potential of Luxembourg},
  url       = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-87110},
  school      = {Universit{\"a}t Potsdam},
  pages     = {XXII, 313},
  year      = {2016},
  abstract  = {The aim of this work is the evaluation of the geothermal potential of Luxembourg. The approach consists in a joint interpretation of different types of information necessary for a first rather qualitative assessment of deep geothermal reservoirs in Luxembourg and the adjoining regions in the surrounding countries of Belgium, France and Germany. For the identification of geothermal reservoirs by exploration, geological, thermal, hydrogeological and structural data are necessary. Until recently, however, reliable information about the thermal field and the regional geology, and thus about potential geothermal reservoirs, was lacking. Before a proper evaluation of the geothermal potential can be performed, a comprehensive survey of the geology and an assessment of the thermal field are required. As a first step, the geology and basin structure of the Mesozoic Trier-Luxembourg Basin (TLB) is reviewed and updated using recently published information on the geology and structures as well as borehole data available in Luxembourg and the adjoining regions. A Bouguer map is used to get insight in the depth, morphology and structures in the Variscan basement buried beneath the Trier-Luxembourg Basin. The geological section of the old Cessange borehole is reinterpreted and provides, in combination with the available borehole data, consistent information for the production of isopach maps. The latter visualize the synsedimentary evolution of the Trier-Luxembourg Basin. Complementary, basin-wide cross sections illustrate the evolution and structure of the Trier-Luxembourg Basin. The knowledge gained does not support the old concept of the Weilerbach Mulde. The basin-wide cross sections, as well as the structural and sedimentological observations in the Trier-Luxembourg Basin suggest that the latter probably formed above a zone of weakness related to a buried Rotliegend graben. The inferred graben structure designated by SE-Luxembourg Graben (SELG) is located in direct southwestern continuation of the Wittlicher Rotliegend-Senke. The lack of deep boreholes and subsurface temperature prognosis at depth is circumnavigated by using thermal modelling for inferring the geothermal resource at depth. For this approach, profound structural, geological and petrophysical input data are required. Conceptual geological cross sections encompassing the entire crust are constructed and further simplified and extended to lithospheric scale for their utilization as thermal models. The 2-D steady state and conductive models are parameterized by means of measured petrophysical properties including thermal conductivity, radiogenic heat production and density. A surface heat flow of 75 ∓ 7 (2δ) mW m-2 for verification of the thermal models could be determined in the area. The models are further constrained by the geophysically-estimated depth of the lithosphere-asthenosphere boundary (LAB) defined by the 1300 °C isotherm. A LAB depth of 100 km, as seismically derived for the Ardennes, provides the best fit with the measured surface heat flow. The resulting mantle heat flow amounts to ∼40 mW m-2. Modelled temperatures are in the range of 120-125 °C at 5 km depth and of 600-650 °C at the crust/mantle discontinuity (Moho). Possible thermal consequences of the 10-20 Ma old Eifel plume, which apparently caused upwelling of the asthenospheric mantle to 50-60 km depth, were modelled in a steady-state thermal scenario resulting in a surface heat flow of at least 91 mW m-2 (for the plume top at 60 km) in the Eifel region. Available surface heat-flow values are significantly lower (65-80 mW m-2) and indicate that the plume-related heating has not yet entirely reached the surface. Once conceptual geological models are established and the thermal regime is assessed, the geothermal potential of Luxembourg and the surrounding areas is evaluated by additional consideration of the hydrogeology, the stress field and tectonically active regions. On the one hand, low-enthalpy hydrothermal reservoirs in Mesozoic reservoirs in the Trier-Luxembourg Embayment (TLE) are considered. On the other hand, petrothermal reservoirs in the Lower Devonian basement of the Ardennes and Eifel regions are considered for exploitation by Enhanced/Engineered Geothermal Systems (EGS). Among the Mesozoic aquifers, the Buntsandstein aquifer characterized by temperatures of up to 50 °C is a suitable hydrothermal reservoir that may be exploited by means of heat pumps or provide direct heat for various applications. The most promising area is the zone of the SE-Luxembourg Graben. The aquifer is warmest underneath the upper Alzette River valley and the limestone plateau in Lorraine, where the Buntsandstein aquifer lies below a thick Mesozoic cover. At the base of an inferred Rotliegend graben in the same area, temperatures of up to 75 °C are expected. However, geological and hydraulic conditions are uncertain. In the Lower Devonian basement, thick sandstone-/quartzite-rich formations with temperatures >90 °C are expected at depths >3.5 km and likely offer the possibility of direct heat use. The setting of the S{\"u}deifel (South Eifel) region, including the M{\"u}llerthal region near Echternach, as a tectonically active zone may offer the possibility of deep hydrothermal reservoirs in the fractured Lower Devonian basement. Based on the recent findings about the structure of the Trier-Luxembourg Basin, the new concept presents the M{\"u}llerthal-S{\"u}deifel Depression (MSD) as a Cenozoic structure that remains tectonically active and subsiding, and therefore is relevant for geothermal exploration. Beyond direct use of geothermal heat, the expected modest temperatures at 5 km depth (about 120 °C) and increased permeability by EGS in the quartzite-rich Lochkovian could prospectively enable combined geothermal heat production and power generation in Luxembourg and the western realm of the Eifel region.},
  language  = {en}
}
@phdthesis{Bande2016,
  author    = {Bande, Alejandro},
  title     = {The tectonic evolution of the western Tien Shan},
  url       = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-398933},
  school      = {Universit{\"a}t Potsdam},
  pages     = {xiv, 119},
  year      = {2016},
  abstract  = {Intracontinental deformation usually is a result of tectonic forces associated with distant plate collisions. In general, the evolution of mountain ranges and basins in this environment is strongly controlled by the distribution and geometries of preexisting structures. Thus, predictive models usually fail in forecasting the deformation evolution in these kinds of settings. Detailed information on each range and basin-fill is vital to comprehend the evolution of intracontinental mountain belts and basins. In this dissertation, I have investigated the complex Cenozoic tectonic evolution of the western Tien Shan in Central Asia, which is one of the most active intracontinental ranges in the world. The work presented here combines a broad array of datasets, including thermo- and geochronology, paleoenvironmental interpretations, sediment provenance and subsurface interpretations in order to track changes in tectonic deformation. Most of the identified changes are connected and can be related to regional-scale processes that governed the evolution of the western Tien Shan. The NW-SE trending Talas-Fergana fault (TFF) separates the western from the central Tien Shan and constitutes a world-class example of the influence of preexisting anisotropies on the subsequent structural development of a contractile orogen. While to the east most of ranges and basins have a sub-parallel E-W trend, the triangular-shaped Fergana basin forms a substantial feature in the western Tien Shan morphology with ranges on all three sides. In this thesis, I present 55 new thermochronologic ages (apatite fission track and zircon (U-Th)/He)) used to constrain exhumation histories of several mountain ranges in the western Tien Shan. At the same time, I analyzed the Fergana basin-fill looking for progressive changes in sedimentary paleoenvironments, source areas and stratal geometrical configurations in the subsurface and outcrops. The data presented in this thesis suggests that low cooling rates (<1°C Myr-1), calm depositional environments, and low depositional rates (<10 m Myr-1) were widely distributed across the western Tien Shan, describing a quiescent tectonic period throughout the Paleogene. Increased cooling rates in the late Cenozoic occurred diachronously and with variable magnitudes in different ranges. This rapid cooling stage is interpreted to represent increased erosion caused by active deformation and constrains the onset of Cenozoic deformation in the western Tien Shan. Time-temperature histories derived from the northwestern Tien Shan samples show an increase in cooling rates by ~25 Ma. This event is correlated with a synchronous pulse iv in the South Tien Shan. I suggest that strike-slip motion along the TFF commenced at the Oligo-Miocene boundary, facilitating CCW rotation of the Fergana basin and enabling exhumation of the linked horsetail splays. Higher depositional rates (~150 m Myr-1) in the Oligo-Miocene section (Massaget Fm.) of the Fergana basin suggest synchronous deformation in the surrounding ranges. The central Alai Range also experienced rapid cooling around this time, suggesting that the onset of intramontane basin fragmentation and isolation is coeval. These results point to deformation starting simultaneously in the late Oligocene - early Miocene in geographically distant mountain ranges. I suggest that these early uplifts are controlled by reactivated structures (like the TFF), which are probably the frictionally weakest and most-suitably oriented for accommodating and transferring N-S horizontal shortening along the western Tien Shan. Afterwards, in the late Miocene (~10 Ma), a period of renewed rapid cooling affected the Tien Shan and most mountain ranges and inherited structures started to actively deform. This episode is widely distributed and an increase in exhumation is interpreted in most of the sampled ranges. Moreover, the Pliocene section in the basin subsurface shows the higher depositional rates (>180 m Myr-1) and higher energy facies. The deformation and exhumation increase further contributed to intramontane basin partitioning. Overall, the interpretation is that the Tien Shan and much of Central Asia suffered a global increase in the rate of horizontal crustal shortening. Previously, stress transfer along the rigid Tarim block or Pamir indentation has been proposed to account for Himalayan hinterland deformation. However, the extent of the episode requires a different and broader geodynamic driver.},
  language  = {en}
}
@phdthesis{Olonscheck2016,
  author    = {Olonscheck, Mady},
  title     = {Climate change impacts on electricity and residential energy demand},
  url       = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-98378},
  school      = {Universit{\"a}t Potsdam},
  pages     = {XXIV, 127},
  year      = {2016},
  abstract  = {The energy sector is both affected by climate change and a key sector for climate protection measures. Energy security is the backbone of our modern society and guarantees the functioning of most critical infrastructure. Thus, decision makers and energy suppliers of different countries should be familiar with the factors that increase or decrease the susceptibility of their electricity sector to climate change. Susceptibility means socioeconomic and structural characteristics of the electricity sector that affect the demand for and supply of electricity under climate change. Moreover, the relevant stakeholders are supposed to know whether the given national energy and climate targets are feasible and what needs to be done in order to meet these targets. In this regard, a focus should be on the residential building sector as it is one of the largest energy consumers and therefore emitters of anthropogenic CO 2 worldwide. This dissertation addresses the first aspect, namely the susceptibility of the electricity sector, by developing a ranked index which allows for quantitative comparison of the electricity sector susceptibility of 21 European countries based on 14 influencing factors. Such a ranking has not been completed to date. We applied a sensitivity analysis to test the relative effect of each influencing factor on the susceptibility index ranking. We also discuss reasons for the ranking position and thus the susceptibility of selected countries. The second objective, namely the impact of climate change on the energy demand of buildings, is tackled by means of a new model with which the heating and cooling energy demand of residential buildings can be estimated. We exemplarily applied the model to Germany and the Netherlands. It considers projections of future changes in population, climate and the insulation standards of buildings, whereas most of the existing studies only take into account fewer than three different factors that influence the future energy demand of buildings. Furthermore, we developed a comprehensive retrofitting algorithm with which the total residential building stock can be modeled for the first time for each year in the past and future. The study confirms that there is no correlation between the geographical location of a country and its position in the electricity sector susceptibility ranking. Moreover, we found no pronounced pattern of susceptibility influencing factors between countries that ranked higher or lower in the index. We illustrate that Luxembourg, Greece, Slovakia and Italy are the countries with the highest electricity sector susceptibility. The electricity sectors of Norway, the Czech Republic, Portugal and Denmark were found to be least susceptible to climate change. Knowledge about the most important factors for the poor and good ranking positions of these countries is crucial for finding adequate adaptation measures to reduce the susceptibility of the electricity sector. Therefore, these factors are described within this study. We show that the heating energy demand of residential buildings will strongly decrease in both Germany and the Netherlands in the future. The analysis for the Netherlands focused on the regional level and a finer temporal resolution which revealed strong variations in the future heating energy demand changes by province and by month. In the German study, we additionally investigated the future cooling energy demand and could demonstrate that it will only slightly increase up to the middle of this century. Thus, increases in the cooling energy demand are not expected to offset reductions in heating energy demand. The main factor for substantial heating energy demand reductions is the retrofitting of buildings. We are the first to show that the given German and Dutch energy and climate targets in the building sector can only be met if the annual retrofitting rates are substantially increased. The current rate of only about 1 \% of the total building stock per year is insufficient for reaching a nearly zero-energy demand of all residential buildings by the middle of this century. To reach this target, it would need to be at least tripled. To sum up, this thesis emphasizes that country-specific characteristics are decisive for the electricity sector susceptibility of European countries. It also shows for different scenarios how much energy is needed in the future to heat and cool residential buildings. With this information, existing climate mitigation and adaptation measures can be justified or new actions encouraged.},
  language  = {en}
}
@phdthesis{Hoffmann2016,
  author    = {Hoffmann, Bernd},
  title     = {Plant organic matter mobilization and export in fluvial systems},
  url       = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-99336},
  school      = {Universit{\"a}t Potsdam},
  pages     = {xiii, 131},
  year      = {2016},
  abstract  = {The global carbon cycle is closely linked to Earth's climate. In the context of continuously unchecked anthropogenic CO₂ emissions, the importance of natural CO₂ bond and carbon storage is increasing. An important biogenic mechanism of natural atmospheric CO₂ drawdown is the photosynthetic carbon fixation in plants and the subsequent longterm deposition of plant detritus in sediments. The main objective of this thesis is to identify factors that control mobilization and transport of plant organic matter (pOM) through rivers towards sedimentation basins. I investigated this aspect in the eastern Nepalese Arun Valley. The trans-Himalayan Arun River is characterized by a strong elevation gradient (205 - 8848 m asl) that is accompanied by strong changes in ecology and climate ranging from wet tropical conditions in the Himalayan forelad to high alpine tundra on the Tibetan Plateau. Therefore, the Arun is an excellent natural laboratory, allowing the investigation of the effect of vegetation cover, climate, and topography on plant organic matter mobilization and export in tributaries along the gradient. Based on hydrogen isotope measurements of plant waxes sampled along the Arun River and its tributaries, I first developed a model that allows for an indirect quantification of pOM contributed to the mainsetm by the Arun's tributaries. In order to determine the role of climatic and topographic parameters of sampled tributary catchments, I looked for significant statistical relations between the amount of tributary pOM export and tributary characteristics (e.g. catchment size, plant cover, annual precipitation or runoff, topographic measures). On one hand, I demonstrated that pOMsourced from the Arun is not uniformly derived from its entire catchment area. On the other, I showed that dense vegetation is a necessary, but not sufficient, criterion for high tributary pOM export. Instead, I identified erosion and rainfall and runoff as key factors controlling pOM sourcing in the Arun Valley. This finding is supported by terrestrial cosmogenic nuclide concentrations measured on river sands along the Arun and its tributaries in order to quantify catchment wide denudation rates. Highest denudation rates corresponded well with maximum pOM mobilization and export also suggesting the link between erosion and pOM sourcing. The second part of this thesis focusses on the applicability of stable isotope records such as plant wax n-alkanes in sediment archives as qualitative and quantitative proxy for the variability of past Indian Summer Monsoon (ISM) strength. First, I determined how ISM strength affects the hydrogen and oxygen stable isotopic composition (reported as δD and δ18O values vs. Vienna Standard Mean Ocean Water) of precipitation in the Arun Valley and if this amount effect (Dansgaard, 1964) is strong enough to be recorded in potential paleo-ISM isotope proxies. Second, I investigated if potential isotope records across the Arun catchment reflect ISM strength dependent precipitation δD values only, or if the ISM isotope signal is superimposed by winter precipitation or glacial melt. Furthermore, I tested if δD values of plant waxes in fluvial deposits reflect δD values of environmental waters in the respective catchments. I showed that surface water δD values in the Arun Valley and precipitation δD from south of the Himalaya both changed similarly during two consecutive years (2011 \& 2012) with distinct ISM rainfall amounts (~20\% less in 2012). In order to evaluate the effect of other water sources (Winter-Westerly precipitation, glacial melt) and evapotranspiration in the Arun Valley, I analysed satellite remote sensing data of rainfall distribution (TRMM 3B42V7), snow cover (MODIS MOD10C1), glacial coverage (GLIMSdatabase, Global Land Ice Measurements from Space), and evapotranspiration (MODIS MOD16A2). In addition to the predominant ISM in the entire catchment I found through stable isotope analysis of surface waters indications for a considerable amount of glacial melt derived from high altitude tributaries and the Tibetan Plateau. Remotely sensed snow cover data revealed that the upper portion of the Arun also receives considerable winter precipitation, but the effect of snow melt on the Arun Valley hydrology could not be evaluated as it takes place in early summer, several months prior to our sampling campaigns. However, I infer that plant wax records and other potential stable isotope proxy archives below the snowline are well-suited for qualitative, and potentially quantitative, reconstructions of past changes of ISM strength.},
  language  = {en}
}
@phdthesis{Teshebaeva2016,
  author    = {Teshebaeva, Kanayim},
  title     = {SAR interferometry analysis of surface processes in the Pamir - Tien Shan active orogens - emphasis on coseismic deformation and landslides},
  url       = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-96743},
  school      = {Universit{\"a}t Potsdam},
  pages     = {128},
  year      = {2016},
  abstract  = {This thesis presents new approaches of SAR methods and their application to tectonically active systems and related surface deformation. With 3 publications two case studies are presented: (1) The coseismic deformation related to the Nura earthquake (5th October 2008, magnitude Mw 6.6) at the eastern termination of the intramontane Alai valley. Located between the southern Tien Shan and the northern Pamir the coseismic surface displacements are analysed using SAR (Synthetic Aperture RADAR) data. The results show clear gradients in the vertical and horizontal directions along a complex pattern of surface ruptures and active faults. To integrate and to interpret these observations in the context of the regional active tectonics a SAR data analysis is complemented with seismological data and geological field observations. The main moment release of the Nura earthquake appears to be on the Pamir Frontal thrust, while the main surface displacements and surface rupture occurred in the footwall and along of the NE-SW striking Irkeshtam fault. With InSAR data from ascending and descending satellite tracks along with pixel offset measurements the Nura earthquake source is modelled as a segmented rupture. One fault segment corresponds to high-angle brittle faulting at the Pamir Frontal thrust and two more fault segments show moderate-angle and low-friction thrusting at the Irkeshtam fault. The integrated analysis of the coseismic deformation argues for a rupture segmentation and strain partitioning associated to the earthquake. It possibly activated an orogenic wedge in the easternmost segment of the Pamir-Alai collision zone. Further, the style of the segmentation may be associated with the presence of Paleogene evaporites. (2) The second focus is put on slope instabilities and consequent landslides in the area of prominent topographic transition between the Fergana basin and high-relief Alai range. The Alai range constitutes an active orogenic wedge of the Pamir - Tien Shan collision zone that described as a progressively northward propagating fold-and-thrust belt. The interferometric analysis of ALOS/PALSAR radar data integrates a period of 4 years (2007-2010) based on the Small Baseline Subset (SBAS) time-series technique to assess surface deformation with millimeter surface change accuracy. 118 interferograms are analyzed to observe spatially-continuous movements with downslope velocities up to 71 mm/yr. The obtained rates indicate slow movement of the deep-seated landslides during the observation time. We correlated these movements with precipitation and seismic records. The results suggest that the deformation peaks correlate with rainfall in the 3 preceding months and with one earthquake event. In the next step, to understand the spatial pattern of landslide processes, the tectonic morphologic and lithologic settings are combined with the patterns of surface deformation. We demonstrate that the lithological and tectonic structural patterns are the main controlling factors for landslide occurrence and surface deformation magnitudes. Furthermore active contractional deformation in the front of the orogenic wedge is the main mechanism to sustain relief. Some of the slower but continuously moving slope instabilities are directly related to tectonically active faults and unconsolidated young Quaternary syn-orogenic sedimentary sequences. The InSAR observed slow moving landslides represent active deep-seated gravitational slope deformation phenomena which is first time observed in the Tien Shan mountains. Our approach offers a new combination of InSAR techniques and tectonic aspects to localize and understand enhanced slope instabilities in tectonically active mountain fronts in the Kyrgyz Tien Shan.},
  language  = {en}
}
@phdthesis{Hohenbrink2016,
  author    = {Hohenbrink, Tobias Ludwig},
  title     = {Turning a problem into a solution: heterogeneities in soil hydrology},
  url       = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-101485},
  school      = {Universit{\"a}t Potsdam},
  pages     = {x, 123},
  year      = {2016},
  abstract  = {It is commonly recognized that soil moisture exhibits spatial heterogeneities occurring in a wide range of scales. These heterogeneities are caused by different factors ranging from soil structure at the plot scale to land use at the landscape scale. There is an urgent need for effi-cient approaches to deal with soil moisture heterogeneity at large scales, where manage-ment decisions are usually made. The aim of this dissertation was to test innovative ap-proaches for making efficient use of standard soil hydrological data in order to assess seep-age rates and main controls on observed hydrological behavior, including the role of soil het-erogeneities. As a first step, the applicability of a simplified Buckingham-Darcy method to estimate deep seepage fluxes from point information of soil moisture dynamics was assessed. This was done in a numerical experiment considering a broad range of soil textures and textural het-erogeneities. The method performed well for most soil texture classes. However, in pure sand where seepage fluxes were dominated by heterogeneous flow fields it turned out to be not applicable, because it simply neglects the effect of water flow heterogeneity. In this study a need for new efficient approaches to handle heterogeneities in one-dimensional water flux models was identified. As a further step, an approach to turn the problem of soil moisture heterogeneity into a solu-tion was presented: Principal component analysis was applied to make use of the variability among soil moisture time series for analyzing apparently complex soil hydrological systems. It can be used for identifying the main controls on the hydrological behavior, quantifying their relevance, and describing their particular effects by functional averaged time series. The ap-proach was firstly tested with soil moisture time series simulated for different texture classes in homogeneous and heterogeneous model domains. Afterwards, it was applied to 57 mois-ture time series measured in a multifactorial long term field experiment in Northeast Germa-ny. The dimensionality of both data sets was rather low, because more than 85 \% of the total moisture variance could already be explained by the hydrological input signal and by signal transformation with soil depth. The perspective of signal transformation, i.e. analyzing how hydrological input signals (e.g., rainfall, snow melt) propagate through the vadose zone, turned out to be a valuable supplement to the common mass flux considerations. Neither different textures nor spatial heterogeneities affected the general kind of signal transfor-mation showing that complex spatial structures do not necessarily evoke a complex hydro-logical behavior. In case of the field measured data another 3.6\% of the total variance was unambiguously explained by different cropping systems. Additionally, it was shown that dif-ferent soil tillage practices did not affect the soil moisture dynamics at all. The presented approach does not require a priori assumptions about the nature of physical processes, and it is not restricted to specific scales. Thus, it opens various possibilities to in-corporate the key information from monitoring data sets into the modeling exercise and thereby reduce model uncertainties.},
  language  = {en}
}
@phdthesis{Dannberg2016,
  author    = {Dannberg, Juliane},
  title     = {Dynamics of mantle plumes},
  url       = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-91024},
  school      = {Universit{\"a}t Potsdam},
  pages     = {162},
  year      = {2016},
  abstract  = {Mantle plumes are a link between different scales in the Earth's mantle: They are an important part of large-scale mantle convection, transporting material and heat from the core-mantle boundary to the surface, but also affect processes on a smaller scale, such as melt generation and transport and surface magmatism. When they reach the base of the lithosphere, they cause massive magmatism associated with the generation of large igneous provinces, and they can be related to mass extinction events (Wignall, 2001) and continental breakup (White and McKenzie, 1989). Thus, mantle plumes have been the subject of many previous numerical modelling studies (e.g. Farnetani and Richards, 1995; d'Acremont et al., 2003; Lin and van Keken, 2005; Sobolev et al., 2011; Ballmer et al., 2013). However, complex mechanisms, such as the development and implications of chemical heterogeneities in plumes, their interaction with mid-ocean ridges and global mantle flow, and melt ascent from the source region to the surface are still not very well understood; and disagreements between observations and the predictions of classical plume models have led to a challenge of the plume concept in general (Czamanske et al., 1998; Anderson, 2000; Foulger, 2011). Hence, there is a need for more sophisticated models that can explain the underlying physics, assess which properties and processes are important, explain how they cause the observations visible at the Earth's surface and provide a link between the different scales. In this work, integrated plume models are developed that investigate the effect of dense recycled oceanic crust on the development of mantle plumes, plume-ridge interaction under the influence of global mantle flow and melting and melt migration in form of two-phase flow. The presented analysis of these models leads to a new, updated picture of mantle plumes: Models considering a realistic depth-dependent density of recycled oceanic crust and peridotitic mantle material show that plumes with excess temperatures of up to 300 K can transport up to 15\% of recycled oceanic crust through the whole mantle. However, due to the high density of recycled crust, plumes can only advance to the base of the lithosphere directly if they have high excess temperatures, high plume volumes and the lowermost mantle is subadiabatic, or plumes rise from the top or edges of thermo-chemical piles. They might only cause minor surface uplift, and instead of the classical head-tail structure, these low-buoyancy plumes are predicted to be broad features in the lower mantle with much less pronounced plume heads. They can form a variety of shapes and regimes, including primary plumes directly advancing to the base of the lithosphere, stagnating plumes, secondary plumes rising from the core-mantle boundary or a pool of eclogitic material in the upper mantle and failing plumes. In the upper mantle, plumes are tilted and deflected by global mantle flow, and the shape, size and stability of the melting region is influenced by the distance from nearby plate boundaries, the speed of the overlying plate and the movement of the plume tail arriving from the lower mantle. Furthermore, the structure of the lithosphere controls where hot material is accumulated and melt is generated. In addition to melting in the plume tail at the plume arrival position, hot plume material flows upwards towards opening rifts, towards mid-ocean ridges and towards other regions of thinner lithosphere, where it produces additional melt due to decompression. This leads to the generation of either broad ridges of thickened magmatic crust or the separation into multiple thinner lines of sea mount chains at the surface. Once melt is generated within the plume, it influences its dynamics, lowering the viscosity and density, and while it rises the melt volume is increased up to 20\% due to decompression. Melt has the tendency to accumulate at the top of the plume head, forming diapirs and initiating small-scale convection when the plume reaches the base of the lithosphere. Together with the introduced unstable, high-density material produced by freezing of melt, this provides an efficient mechanism to thin the lithosphere above plume heads. In summary, this thesis shows that mantle plumes are more complex than previously considered, and linking the scales and coupling the physics of different processes occurring in mantle plumes can provide insights into how mantle plumes are influenced by chemical heterogeneities, interact with the lithosphere and global mantle flow, and are affected by melting and melt migration. Including these complexities in geodynamic models shows that plumes can also have broad plume tails, might produce only negligible surface uplift, can generate one or several volcanic island chains in interaction with a mid-ocean ridge, and can magmatically thin the lithosphere.},
  language  = {en}
}
@phdthesis{Mey2016,
  author    = {Mey, J{\"u}rgen},
  title     = {Intermontane valley fills},
  url       = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-103158},
  school      = {Universit{\"a}t Potsdam},
  pages     = {xii, 111},
  year      = {2016},
  abstract  = {Sedimentary valley fills are a widespread characteristic of mountain belts around the world. They transiently store material over time spans ranging from thousands to millions of years and therefore play an important role in modulating the sediment flux from the orogen to the foreland and to oceanic depocenters. In most cases, their formation can be attributed to specific fluvial conditions, which are closely related to climatic and tectonic processes. Hence, valley-fill deposits constitute valuable archives that offer fundamental insight into landscape evolution, and their study may help to assess the impact of future climate change on sediment dynamics. In this thesis I analyzed intermontane valley-fill deposits to constrain different aspects of the climatic and tectonic history of mountain belts over multiple timescales. First, I developed a method to estimate the thickness distribution of valley fills using artificial neural networks (ANNs). Based on the assumption of geometrical similarity between exposed and buried parts of the landscape, this novel and highly automated technique allows reconstructing fill thickness and bedrock topography on the scale of catchments to entire mountain belts. Second, I used the new method for estimating the spatial distribution of post-glacial sediments that are stored in the entire European Alps. A comparison with data from exploratory drillings and from geophysical surveys revealed that the model reproduces the measurements with a root mean squared error (RMSE) of 70m and a coefficient of determination (R2) of 0.81. I used the derived sediment thickness estimates in combination with a model of the Last Glacial Maximum (LGM) icecap to infer the lithospheric response to deglaciation, erosion and deposition, and deduce their relative contribution to the present-day rock-uplift rate. For a range of different lithospheric and upper mantle-material properties, the results suggest that the long-wavelength uplift signal can be explained by glacial isostatic adjustment with a small erosional contribution and a substantial but localized tectonic component exceeding 50\% in parts of the Eastern Alps and in the Swiss Rh{\^o}ne Valley. Furthermore, this study reveals the particular importance of deconvolving the potential components of rock uplift when interpreting recent movements along active orogens and how this can be used to constrain physical properties of the Earth's interior. In a third study, I used the ANN approach to estimate the sediment thickness of alluviated reaches of the Yarlung Tsangpo River, upstream of the rapidly uplifting Namche Barwa massif. This allowed my colleagues and me to reconstruct the ancient river profile of the Yarlung Tsangpo, and to show that in the past, the river had already been deeply incised into the eastern margin of the Tibetan Plateau. Dating of basal sediments from drill cores that reached the paleo-river bed to 2-2.5 Ma are consistent with mineral cooling ages from the Namche Barwa massif, which indicate initiation of rapid uplift at ~4 Ma. Hence, formation of the Tsangpo gorge and aggradation of the voluminous valley fill was most probably a consequence of rapid uplift of the Namche Barwa massif and thus tectonic activity. The fourth and last study focuses on the interaction of fluvial and glacial processes at the southeastern edge of the Karakoram. Paleo-ice-extent indicators and remnants of a more than 400-m-thick fluvio-lacustrine valley fill point to blockage of the Shyok River, a main tributary of the upper Indus, by the Siachen Glacier, which is the largest glacier in the Karakoram Range. Field observations and 10Be exposure dating attest to a period of recurring lake formation and outburst flooding during the penultimate glaciation prior to ~110 ka. The interaction of Rivers and Glaciers all along the Karakorum is considered a key factor in landscape evolution and presumably promoted headward erosion of the Indus-Shyok drainage system into the western margin of the Tibetan Plateau. The results of this thesis highlight the strong influence of glaciation and tectonics on valley-fill formation and how this has affected the evolution of different mountain belts. In the Alps valley-fill deposition influenced the magnitude and pattern of rock uplift since ice retreat approximately 17,000 years ago. Conversely, the analyzed valley fills in the Himalaya are much older and reflect environmental conditions that prevailed at ~110 ka and ~2.5 Ma, respectively. Thus, the newly developed method has proven useful for inferring the role of sedimentary valley-fill deposits in landscape evolution on timescales ranging from 1,000 to 10,000,000 years.},
  language  = {en}
}
@phdthesis{Dey2016,
  author    = {Dey, Saptarshi},
  title     = {Tectonic and climatic control on the evolution of the Himalayan mountain front},
  url       = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-103390},
  school      = {Universit{\"a}t Potsdam},
  pages     = {xii, 118},
  year      = {2016},
  abstract  = {Variations in the distribution of mass within an orogen may lead to transient sediment storage, which in turn might affect the state of stress and the level of fault activity. Distinguishing between different forcing mechanisms causing variations of sediment flux and tectonic activity, is therefore one of the most challenging tasks in understanding the spatiotemporal evolution of active mountain belts. The Himalayan mountain belt is one of the most significant Cenozoic collisional mountain belt, formed due to collision between northward-bound Indian Plate and the Eurasian Plate during the last 55-50 Ma. Ongoing convergence of these two tectonic plates is accommodated by faulting and folding within the Himalayan arc-shaped orogen and the continued lateral and vertical growth of the Tibetan Plateau and mountain belts adjacent to the plateau as well as regions farther north. Growth of the Himalayan orogen is manifested by the development of successive south-vergent thrust systems. These thrust systems divide the orogen into different morphotectonic domains. From north to south these thrusts are the Main Central Thrust (MCT), the Main Boundary Thrust (MBT) and the Main Frontal Thrust (MFT). The growing topography interacts with moisture-bearing monsoonal winds, which results in pronounced gradients in rainfall, weathering, erosion and sediment transport toward the foreland and beyond. However, a fraction of this sediment is trapped and transiently stored within the intermontane valleys or 'dun's within the lower-elevation foothills of the range. Improved understanding of the spatiotemporal evolution of these sediment archives could provide a unique opportunity to decipher the triggers of variations in sediment production, delivery and storage in an actively deforming mountain belt and support efforts to test linkages between sediment volumes in intermontane basins and changes in the shallow crustal stress field. As sediment redistribution in mountain belts on timescales of 102-104 years can effect cultural characteristics and infrastructure in the intermontane valleys and may even impact the seismotectonics of a mountain belt, there is a heightened interest in understanding sediment-routing processes and causal relationships between tectonism, climate and topography. It is here at the intersection between tectonic processes and superposed climatic and sedimentary processes in the Himalayan orogenic wedge, where my investigation is focused on. The study area is the intermontane Kangra Basin in the northwestern Sub-Himalaya, because the characteristics of the different Himalayan morphotectonic provinces are well developed, the area is part of a region strongly influenced by monsoonal forcing, and the existence of numerous fluvial terraces provides excellent strain markers to assess deformation processes within the Himalayan orogenic wedge. In addition, being located in front of the Dhauladhar Range the region is characterized by pronounced gradients in past and present-day erosion and sediment processes associated with repeatedly changing climatic conditions. In light of these conditions I analysed climate-driven late Pleistocene-Holocene sediment cycles in this tectonically active region, which may be responsible for triggering the tectonic re-organization within the Himalayan orogenic wedge, leading to out-of-sequence thrusting, at least since early Holocene. The Kangra Basin is bounded by the MBT and the Sub-Himalayan Jwalamukhi Thrust (JMT) in the north and south, respectively and transiently stores sediments derived from the Dhauladhar Range. The Basin contains ~200-m-thick conglomerates reflecting two distinct aggradation phases; following aggradation, several fluvial terraces were sculpted into these fan deposits. 10Be CRN surface exposure dating of these terrace levels provides an age of 53.4±3.2 ka for the highest-preserved terrace (AF1); subsequently, this surface was incised until ~15 ka, when the second fan (AF2) began to form. AF2 fan aggradation was superseded by episodic Holocene incision, creating at least four terrace levels. We find a correlation between variations in sediment transport and ∂18O records from regions affected by the Indian Summer Monsoon (ISM). During strengthened ISMs sand post-LGM glacial retreat, aggradation occurred in the Kangra Basin, likely due to high sediment flux, whereas periods of a weakened ISM coupled with lower sediment supply coincided with renewed re-incision. However, the evolution of fluvial terraces along Sub-Himalayan streams in the Kangra sector is also forced by tectonic processes. Back-tilted, folded terraces clearly document tectonic activity of the JMT. Offset of one of the terrace levels indicates a shortening rate of 5.6±0.8 to 7.5±1.0 mm.a-1 over the last ~10 ka. Importantly, my study reveals that late Pleistocene/Holocene out-of-sequence thrusting accommodates 40-60\% of the total 14±2 mm.a-1 shortening partitioned throughout the Sub-Himalaya. Importantly, the JMT records shortening at a lower rate over longer timescales hints towards out-of-sequence activity within the Sub-Himalaya. Re-activation of the JMT could be related to changes in the tectonic stress field caused by large-scale sediment removal from the basin. I speculate that the deformation processes of the Sub-Himalaya behave according to the predictions of critical wedge model and assume the following: While >200m of sediment aggradation would trigger foreland-ward propagation of the deformation front, re-incision and removal of most of the stored sediments (nearly 80-85\% of the optimum basin-fill) would again create a sub-critical condition of the wedge taper and trigger the retreat of the deformation front. While tectonism is responsible for the longer-term processes of erosion associated with steepening hillslopes, sediment cycles in this environment are mainly the result of climatic forcing. My new 10Be cosmogenic nuclide exposure dates and a synopsis of previous studies show the late Pleistocene to Holocene alluvial fills and fluvial terraces studied here record periodic fluctuations of sediment supply and transport capacity on timescales of 1000-100000 years. To further evaluate the potential influence of climate change on these fluctuations, I compared the timing of aggradation and incision phases recorded within remnant alluvial fans and terraces with continental climate archives such as speleothems in neighboring regions affected by monsoonal precipitation. Together with previously published OSL ages yielding the timing of aggradation, I find a correlation between variations in sediment transport with oxygen-isotope records from regions affected by the Indian Summer Monsoon (ISM). Accordingly, during periods of increased monsoon intensity (transitions from dry and cold to wet and warm periods - MIS4 to MIS3 and MIS2 to MIS1) (MIS=marine isotope stage) and post-Last Glacial Maximum glacial retreat, aggradation occurred in the Kangra Basin, likely due to high sediment flux. Conversely, periods of weakened monsoon intensity or lower sediment supply coincide with re-incision of the existing basin-fill. Finally, my study entails part of a low-temperature thermochronology study to assess the youngest exhumation history of the Dhauladhar Range. Zircon helium (ZHe) ages and existing low-temperature data sets (ZHe, apatite fission track (AFT)) across this range, together with 3D thermokinematic modeling (PECUBE) reveals constraints on exhumation and activity of the range-bounding Main Boundary Thrust (MBT) since at least mid-Miocene time. The modeling results indicate mean slip rates on the MBT-fault ramp of ~2 - 3 mm.a-1 since its activation. This has lead to the growth of the >5-km-high frontal Dhauladhar Range and continuous deep-seated exhumation and erosion. The obtained results also provide interesting constraints of deformation patterns and their variation along strike. The results point towards the absence of the time-transient 'mid-crustal ramp' in the basal decollement and duplexing of the Lesser Himalayan sequence, unlike the nearby regions or even the central Nepal domain. A fraction of convergence (~10-15\%) is accommodated along the deep-seated MBT-ramp, most likely merging into the MHT. This finding is crucial for a rigorous assessment of the overall level of tectonic activity in the Himalayan morphotectonic provinces as it contradicts recently-published geodetic shortening estimates. In these studies, it has been proposed that the total Himalayan shortening in the NW Himalaya is accommodated within the Sub-Himalaya whereas no tectonic activity is assigned to the MBT.},
  language  = {en}
}