@phdthesis{Pfalz2024, author = {Pfalz, Gregor}, title = {Advancing knowledge of Arctic lake system dynamics: A data-driven perspective on spatiotemporal patterns}, doi = {10.25932/publishup-63655}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-636554}, school = {Universit{\"a}t Potsdam}, pages = {xiii, 136}, year = {2024}, abstract = {Ecosystems play a pivotal role in addressing climate change but are also highly susceptible to drastic environmental changes. Investigating their historical dynamics can enhance our understanding of how they might respond to unprecedented future environmental shifts. With Arctic lakes currently under substantial pressure from climate change, lessons from the past can guide our understanding of potential disruptions to these lakes. However, individual lake systems are multifaceted and complex. Traditional isolated lake studies often fail to provide a global perspective because localized nuances—like individual lake parameters, catchment areas, and lake histories—can overshadow broader conclusions. In light of these complexities, a more nuanced approach is essential to analyze lake systems in a global context. A key to addressing this challenge lies in the data-driven analysis of sedimentological records from various northern lake systems. This dissertation emphasizes lake systems in the northern Eurasian region, particularly in Russia (n=59). For this doctoral thesis, we collected sedimentological data from various sources, which required a standardized framework for further analysis. Therefore, we designed a conceptual model for integrating and standardizing heterogeneous multi-proxy data into a relational database management system (PostgreSQL). Creating a database from the collected data enabled comparative numerical analyses between spatially separated lakes as well as between different proxies. When analyzing numerous lakes, establishing a common frame of reference was crucial. We achieved this by converting proxy values from depth dependency to age dependency. This required consistent age calculations across all lakes and proxies using one age-depth modeling software. Recognizing the broader implications and potential pitfalls of this, we developed the LANDO approach ("Linked Age and Depth Modelling"). LANDO is an innovative integration of multiple age-depth modeling software into a singular, cohesive platform (Jupyter Notebook). Beyond its ability to aggregate data from five renowned age-depth modeling software, LANDO uniquely empowers users to filter out implausible model outcomes using robust geoscientific data. Our method is not only novel but also significantly enhances the accuracy and reliability of lake analyses. Considering the preceding steps, this doctoral thesis further examines the relationship between carbon in sediments and temperature over the last 21,000 years. Initially, we hypothesized a positive correlation between carbon accumulation in lakes and modelled paleotemperature. Our homogenized dataset from heterogeneous lakes confirmed this association, even if the highest temperatures throughout our observation period do not correlate with the highest carbon values. We assume that rapid warming events contribute more to high accumulation, while sustained warming leads to carbon outgassing. Considering the current high concentration of carbon in the atmosphere and rising temperatures, ongoing climate change could cause northern lake systems to contribute to a further increase in atmospheric carbon (positive feedback loop). While our findings underscore the reliability of both our standardized data and the LANDO method, expanding our dataset might offer even greater assurance in our conclusions.}, language = {en} } @phdthesis{Koyan2024, author = {Koyan, Philipp}, title = {3D attribute analysis and classification to interpret ground-penetrating radar (GPR) data collected across sedimentary environments: Synthetic studies and field examples}, doi = {10.25932/publishup-63948}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-639488}, school = {Universit{\"a}t Potsdam}, pages = {xi, 115, A51}, year = {2024}, abstract = {Die Untersuchung des oberfl{\"a}chennahen Untergrundes erfolgt heutzutage bei Frage- stellungen aus den Bereichen des Bauwesens, der Arch{\"a}ologie oder der Geologie und Hydrologie oft mittels zerst{\"o}rungsfreier beziehungsweise zerst{\"o}rungsarmer Methoden der angewandten Geophysik. Ein Bereich, der eine immer zentralere Rolle in Forschung und Ingenieurwesen einnimmt, ist die Untersuchung von sediment{\"a}ren Umgebungen, zum Beispiel zur Charakterisierung oberfl{\"a}chennaher Grundwassersysteme. Ein in diesem Kontext h{\"a}ufig eingesetztes Verfahren ist das des Georadars (oftmals GPR - aus dem Englischen ground-penetrating radar). Dabei werden kurze elektromagnetische Impulse von einer Antenne in den Untergrund ausgesendet, welche dort wiederum an Kontrasten der elektromagnetischen Eigenschaften (wie zum Beispiel an der Grundwasseroberfl{\"a}che) reflektiert, gebrochen oder gestreut werden. Eine Empfangsantenne zeichnet diese Signale in Form derer Amplituden und Laufzeiten auf. Eine Analyse dieser aufgezeichneten Signale erm{\"o}glicht Aussagen {\"u}ber den Untergrund, beispielsweise {\"u}ber die Tiefenlage der Grundwasseroberfl{\"a}che oder die Lagerung und Charakteristika oberfl{\"a}chennaher Sedimentschichten. Dank des hohen Aufl{\"o}sungsverm{\"o}gens der GPR-Methode sowie stetiger technologischer Entwicklungen erfolgt heutzutage die Aufzeichnung von GPR- Daten immer h{\"a}ufiger in 3D. Trotz des hohen zeitlichen und technischen Aufwandes f{\"u}r die Datenakquisition und -bearbeitung werden die resultierenden 3D-Datens{\"a}tze, welche den Untergrund hochaufl{\"o}send abbilden, typischerweise von Hand interpretiert. Dies ist in der Regel ein {\"a}ußerst zeitaufwendiger Analyseschritt. Daher werden oft repr{\"a}sentative 2D-Schnitte aus dem 3D-Datensatz gew{\"a}hlt, in denen markante Reflektionsstrukuren markiert werden. Aus diesen Strukturen werden dann sich {\"a}hnelnde Bereiche im Untergrund als so genannte Radar-Fazies zusammengefasst. Die anhand von 2D-Schnitten erlangten Resultate werden dann als repr{\"a}sentativ f{\"u}r die gesamte untersuchte Fl{\"a}che angesehen. In dieser Form durchgef{\"u}hrte Interpretationen sind folglich oft unvollst{\"a}ndig sowie zudem in hohem Maße von der Expertise der Interpretierenden abh{\"a}ngig und daher in der Regel nicht reproduzierbar. Eine vielversprechende Alternative beziehungsweise Erg{\"a}nzung zur manuellen In- terpretation ist die Verwendung von so genannten GPR-Attributen. Dabei werden nicht die aufgezeichneten Daten selbst, sondern daraus abgeleitete Gr{\"o}ßen, welche die markanten Reflexionsstrukturen in 3D charakterisieren, zur Interpretation herangezogen. In dieser Arbeit wird anhand verschiedener Feld- und Modelldatens{\"a}tze untersucht, welche Attribute sich daf{\"u}r insbesondere eignen. Zudem zeigt diese Arbeit, wie ausgew{\"a}hlte Attribute mittels spezieller Bearbeitungs- und Klassifizierungsmethoden zur Erstellung von 3D-Faziesmodellen genutzt werden k{\"o}nnen. Dank der M{\"o}glichkeit der Erstellung so genannter attributbasierter 3D-GPR-Faziesmodelle k{\"o}nnen zuk{\"u}nftige Interpretationen zu gewissen Teilen automatisiert und somit effizienter durchgef{\"u}hrt werden. Weiterhin beschreiben die so erhaltenen Resultate den untersuchten Untergrund in reproduzierbarer Art und Weise sowie umf{\"a}nglicher als es bisher mittels manueller Interpretationsmethoden typischerweise m{\"o}glich war.}, language = {en} } @phdthesis{Sharma2024, author = {Sharma, Shubham}, title = {Integrated approaches to earthquake forecasting}, doi = {10.25932/publishup-63612}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-636125}, school = {Universit{\"a}t Potsdam}, pages = {xvi, 76}, year = {2024}, abstract = {A comprehensive study on seismic hazard and earthquake triggering is crucial for effective mitigation of earthquake risks. The destructive nature of earthquakes motivates researchers to work on forecasting despite the apparent randomness of the earthquake occurrences. Understanding their underlying mechanisms and patterns is vital, given their potential for widespread devastation and loss of life. This thesis combines methodologies, including Coulomb stress calculations and aftershock analysis, to shed light on earthquake complexities, ultimately enhancing seismic hazard assessment. The Coulomb failure stress (CFS) criterion is widely used to predict the spatial distributions of aftershocks following large earthquakes. However, uncertainties associated with CFS calculations arise from non-unique slip inversions and unknown fault networks, particularly due to the choice of the assumed aftershocks (receiver) mechanisms. Recent studies have proposed alternative stress quantities and deep neural network approaches as superior to CFS with predefined receiver mechanisms. To challenge these propositions, I utilized 289 slip inversions from the SRCMOD database to calculate more realistic CFS values for a layered-half space and variable receiver mechanisms. The analysis also investigates the impact of magnitude cutoff, grid size variation, and aftershock duration on the ranking of stress metrics using receiver operating characteristic (ROC) analysis. Results reveal the performance of stress metrics significantly improves after accounting for receiver variability and for larger aftershocks and shorter time periods, without altering the relative ranking of the different stress metrics. To corroborate Coulomb stress calculations with the findings of earthquake source studies in more detail, I studied the source properties of the 2005 Kashmir earthquake and its aftershocks, aiming to unravel the seismotectonics of the NW Himalayan syntaxis. I simultaneously relocated the mainshock and its largest aftershocks using phase data, followed by a comprehensive analysis of Coulomb stress changes on the aftershock planes. By computing the Coulomb failure stress changes on the aftershock faults, I found that all large aftershocks lie in regions of positive stress change, indicating triggering by either co-seismic or post-seismic slip on the mainshock fault. Finally, I investigated the relationship between mainshock-induced stress changes and associated seismicity parameters, in particular those of the frequency-magnitude (Gutenberg-Richter) distribution and the temporal aftershock decay (Omori-Utsu law). For that purpose, I used my global data set of 127 mainshock-aftershock sequences with the calculated Coulomb Stress (ΔCFS) and the alternative receiver-independent stress metrics in the vicinity of the mainshocks and analyzed the aftershocks properties depend on the stress values. Surprisingly, the results show a clear positive correlation between the Gutenberg-Richter b-value and induced stress, contrary to expectations from laboratory experiments. This observation highlights the significance of structural heterogeneity and strength variations in seismicity patterns. Furthermore, the study demonstrates that aftershock productivity increases nonlinearly with stress, while the Omori-Utsu parameters c and p systematically decrease with increasing stress changes. These partly unexpected findings have significant implications for future estimations of aftershock hazard. The findings in this thesis provides valuable insights into earthquake triggering mechanisms by examining the relationship between stress changes and aftershock occurrence. The results contribute to improved understanding of earthquake behavior and can aid in the development of more accurate probabilistic-seismic hazard forecasts and risk reduction strategies.}, language = {en} } @misc{KumarHesseRaoetal.2020, author = {Kumar, Rohini and Hesse, Fabienne and Rao, P. Srinivasa and Musolff, Andreas and Jawitz, James and Sarrazin, Francois and Samaniego, Luis and Fleckenstein, Jan H. and Rakovec, Oldrich and Thober, S. and Attinger, Sabine}, title = {Strong hydroclimatic controls on vulnerability to subsurface nitrate contamination across Europe}, series = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {1}, issn = {1866-8372}, doi = {10.25932/publishup-54987}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-549875}, pages = {12}, year = {2020}, abstract = {Subsurface contamination due to excessive nutrient surpluses is a persistent and widespread problem in agricultural areas across Europe. The vulnerability of a particular location to pollution from reactive solutes, such as nitrate, is determined by the interplay between hydrologic transport and biogeochemical transformations. Current studies on the controls of subsurface vulnerability do not consider the transient behaviour of transport dynamics in the root zone. Here, using state-of-the-art hydrologic simulations driven by observed hydroclimatic forcing, we demonstrate the strong spatiotemporal heterogeneity of hydrologic transport dynamics and reveal that these dynamics are primarily controlled by the hydroclimatic gradient of the aridity index across Europe. Contrasting the space-time dynamics of transport times with reactive timescales of denitrification in soil indicate that similar to 75\% of the cultivated areas across Europe are potentially vulnerable to nitrate leaching for at least onethird of the year. We find that neglecting the transient nature of transport and reaction timescale results in a great underestimation of the extent of vulnerable regions by almost 50\%. Therefore, future vulnerability and risk assessment studies must account for the transient behaviour of transport and biogeochemical transformation processes.}, language = {en} } @phdthesis{Lilienkamp2024, author = {Lilienkamp, Henning}, title = {Enhanced computational approaches for data-driven characterization of earthquake ground motion and rapid earthquake impact assessment}, doi = {10.25932/publishup-63195}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-631954}, school = {Universit{\"a}t Potsdam}, pages = {x, 145}, year = {2024}, abstract = {Rapidly growing seismic and macroseismic databases and simplified access to advanced machine learning methods have in recent years opened up vast opportunities to address challenges in engineering and strong motion seismology from novel, datacentric perspectives. In this thesis, I explore the opportunities of such perspectives for the tasks of ground motion modeling and rapid earthquake impact assessment, tasks with major implications for long-term earthquake disaster mitigation. In my first study, I utilize the rich strong motion database from the Kanto basin, Japan, and apply the U-Net artificial neural network architecture to develop a deep learning based ground motion model. The operational prototype provides statistical estimates of expected ground shaking, given descriptions of a specific earthquake source, wave propagation paths, and geophysical site conditions. The U-Net interprets ground motion data in its spatial context, potentially taking into account, for example, the geological properties in the vicinity of observation sites. Predictions of ground motion intensity are thereby calibrated to individual observation sites and earthquake locations. The second study addresses the explicit incorporation of rupture forward directivity into ground motion modeling. Incorporation of this phenomenon, causing strong, pulse like ground shaking in the vicinity of earthquake sources, is usually associated with an intolerable increase in computational demand during probabilistic seismic hazard analysis (PSHA) calculations. I suggest an approach in which I utilize an artificial neural network to efficiently approximate the average, directivity-related adjustment to ground motion predictions for earthquake ruptures from the 2022 New Zealand National Seismic Hazard Model. The practical implementation in an actual PSHA calculation demonstrates the efficiency and operational readiness of my model. In a follow-up study, I present a proof of concept for an alternative strategy in which I target the generalizing applicability to ruptures other than those from the New Zealand National Seismic Hazard Model. In the third study, I address the usability of pseudo-intensity reports obtained from macroseismic observations by non-expert citizens for rapid impact assessment. I demonstrate that the statistical properties of pseudo-intensity collections describing the intensity of shaking are correlated with the societal impact of earthquakes. In a second step, I develop a probabilistic model that, within minutes of an event, quantifies the probability of an earthquake to cause considerable societal impact. Under certain conditions, such a quick and preliminary method might be useful to support decision makers in their efforts to organize auxiliary measures for earthquake disaster response while results from more elaborate impact assessment frameworks are not yet available. The application of machine learning methods to datasets that only partially reveal characteristics of Big Data, qualify the majority of results obtained in this thesis as explorative insights rather than ready-to-use solutions to real world problems. The practical usefulness of this work will be better assessed in the future by applying the approaches developed to growing and increasingly complex data sets.}, language = {en} } @misc{PalmerGregoryBaggeetal.2020, author = {Palmer, Matthew D. and Gregory, Jonathan and Bagge, Meike and Calvert, Daley and Hagedoorn, Jan Marius and Howard, Tom and Klemann, Volker and Lowe, Jason A. and Roberts, Chris and Slangen, Aimee B. A. and Spada, Giorgio}, title = {Exploring the drivers of global and local sea-level change over the 21st century and beyond}, series = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {9}, issn = {1866-8372}, doi = {10.25932/publishup-54988}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-549881}, pages = {27}, year = {2020}, abstract = {We present a new set of global and local sea-level projections at example tide gauge locations under the RCP2.6, RCP4.5, and RCP8.5 emissions scenarios. Compared to the CMIP5-based sea-level projections presented in IPCC AR5, we introduce a number of methodological innovations, including (i) more comprehensive treatment of uncertainties, (ii) direct traceability between global and local projections, and (iii) exploratory extended projections to 2300 based on emulation of individual CMIP5 models. Combining the projections with observed tide gauge records, we explore the contribution to total variance that arises from sea-level variability, different emissions scenarios, and model uncertainty. For the period out to 2300 we further breakdown the model uncertainty by sea-level component and consider the dependence on geographic location, time horizon, and emissions scenario. Our analysis highlights the importance of local variability for sea-level change in the coming decades and the potential value of annual-to-decadal predictions of local sea-level change. Projections to 2300 show a substantial degree of committed sea-level rise under all emissions scenarios considered and highlight the reduced future risk associated with RCP2.6 and RCP4.5 compared to RCP8.5. Tide gauge locations can show large ( > 50\%) departures from the global average, in some cases even reversing the sign of the change. While uncertainty in projections of the future Antarctic ice dynamic response tends to dominate post-2100, we see substantial differences in the breakdown of model variance as a function of location, time scale, and emissions scenario.}, language = {en} } @misc{KaempfPlessenLauterbachetal.2019, author = {K{\"a}mpf, Lucas and Plessen, Birgit and Lauterbach, Stefan and Nantke, Carla and Meyer, Hanno and Chapligin, Bernhard and Brauer, Achim}, title = {Stable oxygen and carbon isotopes of carbonates in lake sediments as a paleoflood proxy}, series = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {1}, issn = {1866-8372}, doi = {10.25932/publishup-55000}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-550004}, pages = {7}, year = {2019}, abstract = {Lake sediments are increasingly explored as reliable paleoflood archives. In addition to established flood proxies including detrital layer thickness, chemical composition, and grain size, we explore stable oxygen and carbon isotope data as paleoflood proxies for lakes in catchments with carbonate bedrock geology. In a case study from Lake Mondsee (Austria), we integrate high-resolution sediment trapping at a proximal and a distal location and stable isotope analyses of varved lake sediments to investigate flood-triggered detrital sediment flux. First, we demonstrate a relation between runoff, detrital sediment flux, and isotope values in the sediment trap record covering the period 2011-2013 CE including 22 events with daily (hourly) peak runoff ranging from 10 (24) m(3) s(-1) to 79 (110) m(3) s(-1). The three- to ten-fold lower flood-triggered detrital sediment deposition in the distal trap is well reflected by attenuated peaks in the stable isotope values of trapped sediments. Next, we show that all nine flood-triggered detrital layers deposited in a sediment record from 1988 to 2013 have elevated isotope values compared with endogenic calcite. In addition, even two runoff events that did not cause the deposition of visible detrital layers are distinguished by higher isotope values. Empirical thresholds in the isotope data allow estimation of magnitudes of the majority of floods, although in some cases flood magnitudes are overestimated because local effects can result in too-high isotope values. Hence we present a proof of concept for stable isotopes as reliable tool for reconstructing flood frequency and, although with some limitations, even for flood magnitudes.}, language = {en} } @misc{ScholzVoigt2022, author = {Scholz, Carolin and Voigt, Christian C.}, title = {Diet analysis of bats killed at wind turbines suggests large-scale losses of trophic interactions}, series = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {7}, issn = {1866-8372}, doi = {10.25932/publishup-59156}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-591568}, pages = {14}, year = {2022}, abstract = {Agricultural practice has led to landscape simplification and biodiversity decline, yet recently, energy-producing infrastructures, such as wind turbines, have been added to these simplified agroecosystems, turning them into multi-functional energy-agroecosystems. Here, we studied the trophic interactions of bats killed at wind turbines using a DNA metabarcoding approach to shed light on how turbine-related bat fatalities may possibly affect local habitats. Specifically, we identified insect DNA in the stomachs of common noctule bats (Nyctalus noctula) killed by wind turbines in Germany to infer in which habitats these bats hunted. Common noctule bats consumed a wide variety of insects from different habitats, ranging from aquatic to terrestrial ecosystems (e.g., wetlands, farmland, forests, and grasslands). Agricultural and silvicultural pest insects made up about 20\% of insect species consumed by the studied bats. Our study suggests that the potential damage of wind energy production goes beyond the loss of bats and the decline of bat populations. Bat fatalities at wind turbines may lead to the loss of trophic interactions and ecosystem services provided by bats, which may add to the functional simplification and impaired crop production, respectively, in multi-functional ecosystems.}, language = {en} } @misc{MuellerTjallingiiPlocienniketal.2021, author = {M{\"u}ller, Daniela and Tjallingii, Rik and Plociennik, Mateusz and Luoto, Tomi P. and Kotrys, Bartosz and Plessen, Birgit and Ramisch, Arne and Schwab, Markus Julius and Blaszkiewicz, Miroslaw and Slowinski, Michal and Brauer, Achim}, title = {New insights into lake responses to rapid climate change}, series = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {2}, issn = {0300-9483}, doi = {10.25932/publishup-56338}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-563386}, pages = {23}, year = {2021}, abstract = {The sediment profile from Lake Goscia(z) over dot in central Poland comprises a continuous, seasonally resolved and exceptionally well-preserved archive of the Younger Dryas (YD) climate variation. This provides a unique opportunity for detailed investigation of lake system responses during periods of rapid climate cooling (YD onset) and warming (YD termination). The new varve record of Lake Goscia(z) over dot presented here spans 1662 years from the late Allerod (AL) to the early Preboreal (PB). Microscopic varve counting provides an independent chronology with a YD duration of 1149+14/-22 years, which confirms previous results of 1140 +/- 40 years. We link stable oxygen isotopes and chironomid-based air temperature reconstructions with the response of various geochemical and varve microfacies proxies especially focusing on the onset and termination of the YD. Cooling at the YD onset lasted similar to 180 years, which is about a century longer than the terminal warming that was completed in similar to 70 years. During the AL/YD transition, environmental proxy data lagged the onset of cooling by similar to 90 years and revealed an increase of lake productivity and internal lake re-suspension as well as slightly higher detrital sediment input. In contrast, rapid warming and environmental changes during the YD/PB transition occurred simultaneously. However, initial changes such as declining diatom deposition and detrital input occurred already a few centuries before the rapid warming at the YD/PB transition. These environmental changes likely reflect a gradual increase in summer air temperatures already during the YD. Our data indicate complex and differing environmental responses to the major climate changes related to the YD, which involve different proxy sensitivities and threshold processes.}, language = {en} } @misc{DietzeKrautblatterIllienetal.2021, author = {Dietze, Michael and Krautblatter, Michael and Illien, Luc and Hovius, Niels}, title = {Seismic constraints on rock damaging related to a failing mountain peak}, series = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {2}, issn = {1866-8372}, doi = {10.25932/publishup-56878}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-568787}, pages = {15}, year = {2021}, abstract = {Large rock slope failures play a pivotal role in long-term landscape evolution and are a major concern in land use planning and hazard aspects. While the failure phase and the time immediately prior to failure are increasingly well studied, the nature of the preparation phase remains enigmatic. This knowledge gap is due, to a large degree, to difficulties associated with instrumenting high mountain terrain and the local nature of classic monitoring methods, which does not allow integral observation of large rock volumes. Here, we analyse data from a small network of up to seven seismic sensors installed during July-October 2018 (with 43 days of data loss) at the summit of the Hochvogel, a 2592 m high Alpine peak. We develop proxy time series indicative of cyclic and progressive changes of the summit. Modal analysis, horizontal-to-vertical spectral ratio data and end-member modelling analysis reveal diurnal cycles of increasing and decreasing coupling stiffness of a 260,000 m(3) large, instable rock volume, due to thermal forcing. Relative seismic wave velocity changes also indicate diurnal accumulation and release of stress within the rock mass. At longer time scales, there is a systematic superimposed pattern of stress increased over multiple days and episodic stress release within a few days, expressed in an increased emission of short seismic pulses indicative of rock cracking. Our data provide essential first order information on the development of large-scale slope instabilities towards catastrophic failure. (c) 2020 The Authors. Earth Surface Processes and Landforms published by John Wiley \& Sons Ltd}, language = {en} } @misc{TerbishalievaTimmermanMikolaichuketal.2021, author = {Terbishalieva, Baiansuluu and Timmerman, Martin Jan and Mikolaichuk, Alexander and Altenberger, Uwe and Slama, Jiri and Schleicher, Anja Maria and Sudo, Masafumi and Sobel, Edward and Cichy, Sarah Bettina}, title = {Calc-alkaline volcanic rocks and zircon ages of the late Tonian}, series = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {1}, issn = {1437-3254}, doi = {10.25932/publishup-56958}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-569585}, pages = {25}, year = {2021}, abstract = {The Big Naryn Complex (BNC) in the East Djetim-Too Range of the Kyrgyz Middle Tianshan block is a tectonized, at least 2 km thick sequence of predominantly felsic to intermediate volcanic rocks intruded by porphyric rhyolite sills. It overlies a basement of metamorphic rocks and is overlain by late Neoproterozoic Djetim-Too Formation sediments; these also occur as tectonic intercalations in the BNC. The up to ca. 1100 m thick Lower Member is composed of predominantly rhyolites-to-dacites and minor basalts, while the at least 900 m thick pyroclastic Upper Member is dominated by rhyolitic-to-dacitic ignimbrites. Porphyric rhyolite sills are concentrated at the top of the Lower Member. A Lower Member rhyolite and a sill sample have LA-ICP-MS U-Pb zircon crystallization ages of 726.1 +/- 2.2 Ma and 720.3 +/- 6.5 Ma, respectively, showing that most of the magmatism occurred within a short time span in the late Tonian-early Cryogenian. Inherited zircons in the sill sample have Neoarchean (2.63, 2.64 Ga), Paleo- (2.33-1.81 Ga), Meso- (1.55 Ga), and Neoproterozoic (ca. 815 Ma) ages, and were derived from a heterogeneous Kuilyu Complex basement. A 1751 +/- 7 Ma Ar-40/Ar-39 age for amphibole from metagabbro is the age of cooling subsequent to Paleoproterozoic metamorphism of the Kuilyu Complex. The large amount of pyroclastic rocks, and their major and trace element compositions, the presence of Neoarchean to Neoproterozoic inherited zircons and a depositional basement of metamorphic rocks point to formation of the BNC in a continental magmatic arc setting.}, language = {en} } @misc{GhaniSobelZeilingeretal.2021, author = {Ghani, Humaad and Sobel, Edward and Zeilinger, Gerold and Glodny, Johannes and Zapata, Sebastian and Irum, Irum}, title = {Palaeozoic and Pliocene tectonic evolution of the Salt Range constrained by low-temperature thermochronology}, series = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {3}, issn = {1866-8372}, doi = {10.25932/publishup-56256}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-562567}, pages = {15}, year = {2021}, abstract = {The Salt Range in Pakistan exposes Precambrian to Pleistocene strata outcropping along the Salt Range Thrust (SRT). To better understand the in-situ Cambrian and Pliocene tectonic evolution of the Pakistan Subhimalaya, we have conducted low-temperature thermochronological analysis using apatite (U-Th-Sm)/He and fission track dating. We combine cooling ages from different samples located along the thrust front of the SRT into a thermal model that shows two major cooling events associated with rifting and regional erosion in the Late Palaeozoic and SRT activity since the Pliocene. Our results suggest that the SRT maintained a long-term average shortening rate of similar to 5-6 mm/yr and a high exhumation rate above the SRT ramp since similar to 4 Ma.}, language = {en} } @misc{PilzCottonRazafindrakotoetal.2020, author = {Pilz, Marco and Cotton, Fabrice and Razafindrakoto, Hoby Njara Tendrisoa and Weatherill, Graeme and Spies, Thomas}, title = {Regional broad-band ground-shaking modelling over extended and thick sedimentary basins}, series = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {2}, issn = {1866-8372}, doi = {10.25932/publishup-57165}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-571655}, pages = {25}, year = {2020}, abstract = {The simulation of broad-band (0.1 to 10 + Hz) ground-shaking over deep and spatially extended sedimentary basins at regional scales is challenging. We evaluate the ground-shaking of a potential M 6.5 earthquake in the southern Lower Rhine Embayment, one of the most important areas of earthquake recurrence north of the Alps, close to the city of Cologne in Germany. In a first step, information from geological investigations, seismic experiments and boreholes is combined for deriving a harmonized 3D velocity and attenuation model of the sedimentary layers. Three alternative approaches are then applied and compared to evaluate the impact of the sedimentary cover on ground-motion amplification. The first approach builds on existing response spectra ground-motion models whose amplification factors empirically take into account the influence of the sedimentary layers through a standard parameterization. In the second approach, site-specific 1D amplification functions are computed from the 3D basin model. Using a random vibration theory approach, we adjust the empirical response spectra predicted for soft rock conditions by local site amplification factors: amplifications and associated ground-motions are predicted both in the Fourier and in the response spectra domain. In the third approach, hybrid physics-based ground-motion simulations are used to predict time histories for soft rock conditions which are subsequently modified using the 1D site-specific amplification functions computed in method 2. For large distances and at short periods, the differences between the three approaches become less notable due to the significant attenuation of the sedimentary layers. At intermediate and long periods, generic empirical ground-motion models provide lower levels of amplification from sedimentary soils compared to methods taking into account site-specific 1D amplification functions. In the near-source region, hybrid physics-based ground-motions models illustrate the potentially large variability of ground-motion due to finite source effects.}, language = {en} } @misc{KloseChaparroSchillingetal.2020, author = {Klose, Tim and Chaparro, M. Carme and Schilling, Frank and Butscher, Christoph and Klumbach, Steffen and Blum, Philipp}, title = {Fluid flow simulations of a large-scale borehole leakage experiment}, series = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {1}, issn = {1866-8372}, doi = {10.25932/publishup-57353}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-573539}, pages = {23}, year = {2020}, abstract = {Borehole leakage is a common and complex issue. Understanding the fluid flow characteristics of a cemented area inside a borehole is crucial to monitor and quantify the wellbore integrity as well as to find solutions to minimise existing leakages. In order to improve our understanding of the flow behaviour of cemented boreholes, we investigated experimental data of a large-scale borehole leakage tests by means of numerical modelling using three different conceptual models. The experiment was performed with an autoclave system consisting of two vessels bridged by a cement-filled casing. After a partial bleed-off at the well-head, a sustained casing pressure was observed due to fluid flow through the cementsteel composite. The aim of our simulations is to investigate and quantify the permeability of the cement-steel composite. From our model results, we conclude that the flow occurred along a preferential flow path at the cement-steel interface. Thus, the inner part of the cement core was impermeable during the duration of the experiment. The preferential flow path can be described as a highly permeable and highly porous area with an aperture of about 5 mu m and a permeability of 3 . 10(-12) m(2) (3 Darcy). It follows that the fluid flow characteristics of a cemented area inside a borehole cannot be described using one permeability value for the entire cement-steel composite. Furthermore, it can be concluded that the quality of the cement and the filling process regarding the cement-steel interface is crucial to minimize possible well leakages.}, language = {en} } @misc{RodriguezPicedaScheckWenderothGomezDacaletal.2020, author = {Rodriguez Piceda, Constanza and Scheck Wenderoth, Magdalena and Gomez Dacal, Maria Laura and Bott, Judith and Prezzi, Claudia Beatriz and Strecker, Manfred}, title = {Lithospheric density structure of the southern Central Andes constrained by 3D data-integrative gravity modelling}, series = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {7}, issn = {1866-8372}, doi = {10.25932/publishup-56262}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-562628}, pages = {29}, year = {2020}, abstract = {The southern Central Andes (SCA) (between 27 degrees S and 40 degrees S) is bordered to the west by the convergent margin between the continental South American Plate and the oceanic Nazca Plate. The subduction angle along this margin is variable, as is the deformation of the upper plate. Between 33 degrees S and 35 degrees S, the subduction angle of the Nazca plate increases from sub-horizontal (< 5 degrees) in the north to relatively steep (similar to 30 degrees) in the south. The SCA contain inherited lithological and structural heterogeneities within the crust that have been reactivated and overprinted since the onset of subduction and associated Cenozoic deformation within the Andean orogen. The distribution of the deformation within the SCA has often been attributed to the variations in the subduction angle and the reactivation of these inherited heterogeneities. However, the possible influence that the thickness and composition of the continental crust have had on both short-term and long-term deformation of the SCA is yet to be thoroughly investigated. For our investigations, we have derived density distributions and thicknesses for various layers that make up the lithosphere and evaluated their relationships with tectonic events that occurred over the history of the Andean orogeny and, in particular, investigated the short- and long-term nature of the present-day deformation processes. We established a 3D model of lithosphere beneath the orogen and its foreland (29 degrees S-39 degrees S) that is consistent with currently available geological and geophysical data, including the gravity data. The modelled crustal configuration and density distribution reveal spatial relationships with different tectonic domains: the crystalline crust in the orogen (the magmatic arc and the main orogenic wedge) is thicker (similar to 55 km) and less dense (similar to 2900 kg/m(3)) than in the forearc (similar to 35 km, similar to 2975 kg/m(3)) and foreland (similar to 30 km, similar to 3000 kg/m(3)). Crustal thickening in the orogen probably occurred as a result of stacking of low-density domains, while density and thickness variations beneath the forearc and foreland most likely reflect differences in the tectonic evolution of each area following crustal accretion. No clear spatial relationship exists between the density distribution within the lithosphere and previously proposed boundaries of crustal terranes accreted during the early Paleozoic. Areas with ongoing deformation show a spatial correlation with those areas that have the highest topographic gradients and where there are abrupt changes in the average crustal-density contrast. This suggests that the short-term deformation within the interior of the Andean orogen and its foreland is fundamentally influenced by the crustal composition and the relative thickness of different crustal layers. A thicker, denser, and potentially stronger lithosphere beneath the northern part of the SCA foreland is interpreted to have favoured a strong coupling between the Nazca and South American plates, facilitating the development of a sub-horizontal slab.}, language = {en} } @phdthesis{JimenezAlvaro2023, author = {Jim{\´e}nez {\´A}lvaro, Eliana}, title = {An{\´a}lisis neotect{\´o}nico y lito-tefroestratigr{\´a}fico de los grandes movimientos en masa asociados al fallamiento activo de la cuenca intermontana Quito-Guayllabamba, Ecuador}, doi = {10.25932/publishup-62220}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-622209}, school = {Universit{\"a}t Potsdam}, pages = {195}, year = {2023}, abstract = {Within the Quito-Guayllabamba intermontane basin of Ecuador, five unusually large colluvial deposits of ancient landslides have been identified and analyzed in this study. The voluminous rotational MM-5 Guayllabamba landslide is the largest one, with a volume of 1183 million m3. The mega debris-avalanches MM-1 Conocoto, MM-3 Oyacoto, and MM-4 San Francisco were originally triggered by an initial rupture that was associated with a rotational landslide, the corresponding deposits have volumes between 399 to 317 million m3. Finally, the deposit with the smallest volume, the MM-2 Bat{\´a}n rotational landslide and debris fall, has a volume of 8,7 million m3. In this thesis, a detailed study of these large mass movements was carried out using neotectonic and litho-tephrostratigraphic methods to understand the geological and geomorphological boundary conditions that might have been relevant for triggering such mass movements. The neotectonic part of the study was based on the qualitative and quantitative geomorphic analysis of these large mass-movement deposits through the structural characterization of anticlines located east of the Quito sub-basin and their collapsed flanks that constitute the break-off areas. This part of the analysis was furthermore supported by the application of different morphometric indices to reveal tectonically forced landscape evolution processes that may have aided mass-movement generation. The litho-tephrostratigraphic part of the study was based on the analysis of petrographic, geochemical, and geochronological characteristics of soil horizons and intercalated volcanic ashes with the aim to constrain the timing of individual mass-movement events and their potential correlation. The results were integrated into chronostratigraphic schemes using break-off surfaces, cross-cutting and superposition relationships of landslide deposits and subsequently deposited strata to understand the mass movements in the tectonic and temporal context of the intermontane basin setting, as well as to identify the triggering mechanisms for each event. The MM-5 Guayllabamba mass movement is the result of the collapse of the southwestern slope of the Mojanda volcano and was triggered by the interaction of geologic and morphologic conditions approximately 0,81 Ma. The first debris-avalanche episode of the MM-3 Oyacoto and MM-4 San Francisco mass movements could be related to both geological and morphological conditions, given the highly fractured rocks and uplift of the Bellavista-Catequilla anticline that was subsequently incised at the foot of the slope by fluvial erosion. This first episode of collapse most likely occurred around 0,8 Ma. The MM-2 Bat{\´a}n mass movement was possibly also facilitated by a combination of geological and morphological conditions, most likely associated with a reduction in the lithostatic stresses affecting the Chiche and Mach{\´a}ngara formations and an increase of shear stresses during lateral fluvial scouring processes at the flanks of the source areas. This points to a linked process between river erosion and uplift processes associated with the evolution of the El Bat{\´a}n-La Bota anticline that could have occurred between 0,5 and 0,25 Ma. The voluminous MM-1 Conocoto debris avalanche, as well as the second debris avalanche episode that generated the MM-3 Oyacoto and MM-4 San Francisco mass movements, were caused by the gravitational collapse of the Mojanda and Cangahua formations that are characterized by the intercalation of volcanic ashes. The failure of the eastern flank of the anticlines probably was associated with increased available humidity related to regional Holocene climatic variations. The results of paleosol chronology combined with regional chronostratigraphic and paleoclimate data suggests that these debris avalanches were triggered between 5 and 4 ka. Active tectonics has shaped the morphological features of the Quito-Guayllabamba intermontane basin. The triggering of mass movements in this environment is associated with failure of Pleistocene lithologies (lake sediments, alluvial and volcanic deposits) subjected to ongoing deformation processes, seismic activity, and superposed episodes of climate variability. The Metropolitan District of Quito is an integral part of this complex environment and the geological, climatic, and topographic conditions that continue to influence the urban geographic space within this intermontane basin. The city of Quito comprises the area with the largest urban consolidation including the sub-basins of Quito and San Antonio, with a population of 2,872 million inhabitants, reflecting the importance of studying the inherent geological and climatic hazards that this region is confronted with.}, language = {es} } @misc{JonesArpGrosseetal.2020, author = {Jones, Benjamin M. and Arp, Christopher D. and Grosse, Guido and Nitze, Ingmar and Lara, Mark J. and Whitman, Matthew S. and Farquharson, Louise M. and Kanevskiy, Mikhail and Parsekian, Andrew D. and Breen, Amy L. and Ohara, Nori and Rangel, Rodrigo Correa and Hinkel, Kenneth M.}, title = {Identifying historical and future potential lake drainage events on the western Arctic coastal plain of Alaska}, series = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {1}, issn = {1866-8372}, doi = {10.25932/publishup-61043}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-610435}, pages = {20}, year = {2020}, abstract = {Arctic lakes located in permafrost regions are susceptible to catastrophic drainage. In this study, we reconstructed historical lake drainage events on the western Arctic Coastal Plain of Alaska between 1955 and 2017 using USGS topographic maps, historical aerial photography (1955), and Landsat Imagery (ca. 1975, ca. 2000, and annually since 2000). We identified 98 lakes larger than 10 ha that partially (>25\% of area) or completely drained during the 62-year period. Decadal-scale lake drainage rates progressively declined from 2.0 lakes/yr (1955-1975), to 1.6 lakes/yr (1975-2000), and to 1.2 lakes/yr (2000-2017) in the ~30,000-km(2) study area. Detailed Landsat trend analysis between 2000 and 2017 identified two years, 2004 and 2006, with a cluster (five or more) of lake drainages probably associated with bank overtopping or headward erosion. To identify future potential lake drainages, we combined the historical lake drainage observations with a geospatial dataset describing lake elevation, hydrologic connectivity, and adjacent lake margin topographic gradients developed with a 5-m-resolution digital surface model. We identified ~1900 lakes likely to be prone to drainage in the future. Of the 20 lakes that drained in the most recent study period, 85\% were identified in this future lake drainage potential dataset. Our assessment of historical lake drainage magnitude, mechanisms and pathways, and identification of potential future lake drainages provides insights into how arctic lowland landscapes may change and evolve in the coming decades to centuries.}, language = {en} } @misc{EichhornRuscheWeith2021, author = {Eichhorn, Sebastian and Rusche, Karsten and Weith, Thomas}, title = {Integrative governance processes towards sustainable spatial development}, series = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {12}, issn = {1866-8372}, doi = {10.25932/publishup-59496}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-594964}, pages = {26}, year = {2021}, abstract = {Due to the high concentration of people and infrastructures in European cities, the possible impacts of climate change are particularly high (cities' social, economic and technical vulnerabilities). Adaptation measures to reduce the sensitivity of a city to climate risks are therefore of particular importance. Nevertheless, it is also common to develop compact and dense urban areas to reduce urban sprawl. Urban infill development and sustainable spatial climate policies are thus in apparent conflict with each other. This article examines how German cities deal with the tensions between these two policy fields. Using six case studies, a new heuristic analysis method is applied. This study identifies three key governance aspects that are essential for promoting the joint implementation: instruments, organisation and interaction. Based on our case studies, we conclude that successful implementation can only be achieved through integrative governance including all three domains.}, language = {en} } @phdthesis{Antonoglou2024, author = {Antonoglou, Nikolaos}, title = {GNSS-based remote sensing: Innovative observation of key hydrological parameters in the Central Andes}, doi = {10.25932/publishup-62825}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-628256}, school = {Universit{\"a}t Potsdam}, pages = {xxii, 116}, year = {2024}, abstract = {The Central Andean region is characterized by diverse climate zones with sharp transitions between them. In this work, the area of interest is the South-Central Andes in northwestern Argentina that borders with Bolivia and Chile. The focus is the observation of soil moisture and water vapour with Global Navigation Satellite System (GNSS) remote-sensing methodologies. Because of the rapid temporal and spatial variations of water vapour and moisture circulations, monitoring this part of the hydrological cycle is crucial for understanding the mechanisms that control the local climate. Moreover, GNSS-based techniques have previously shown high potential and are appropriate for further investigation. This study includes both logistic-organization effort and data analysis. As for the prior, three GNSS ground stations were installed in remote locations in northwestern Argentina to acquire observations, where there was no availability of third-party data. The methodological development for the observation of the climate variables of soil moisture and water vapour is independent and relies on different approaches. The soil-moisture estimation with GNSS reflectometry is an approximation that has demonstrated promising results, but it has yet to be operationally employed. Thus, a more advanced algorithm that exploits more observations from multiple satellite constellations was developed using data from two pilot stations in Germany. Additionally, this algorithm was slightly modified and used in a sea-level measurement campaign. Although the objective of this application is not related to monitoring hydrological parameters, its methodology is based on the same principles and helps to evaluate the core algorithm. On the other hand, water-vapour monitoring with GNSS observations is a well-established technique that is utilized operationally. Hence, the scope of this study is conducting a meteorological analysis by examining the along-the-zenith air-moisture levels and introducing indices related to the azimuthal gradient. The results of the experiments indicate higher-quality soil moisture observations with the new algorithm. Furthermore, the analysis using the stations in northwestern Argentina illustrates the limits of this technology because of varying soil conditions and shows future research directions. The water-vapour analysis points out the strong influence of the topography on atmospheric moisture circulation and rainfall generation. Moreover, the GNSS time series allows for the identification of seasonal signatures, and the azimuthal-gradient indices permit the detection of main circulation pathways.}, language = {en} } @misc{FosterGarvieWeissetal.2020, author = {Foster, William J. and Garvie, Christopher L. and Weiss, Anna M. and Muscente, A. Drew and Aberhan, Martin and Counts, John W. and Martindale, Rowan C.}, title = {Resilience of marine invertebrate communities during the early Cenozoic hyperthermals}, series = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {1}, issn = {1866-8372}, doi = {10.25932/publishup-51601}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-516011}, pages = {13}, year = {2020}, abstract = {The hyperthermal events of the Cenozoic, including the Paleocene-Eocene Thermal Maximum, provide an opportunity to investigate the potential effects of climate warming on marine ecosystems. Here, we examine the shallow benthic marine communities preserved in the late Cretaceous to Eocene strata on the Gulf Coastal Plain (United States). In stark contrast to the ecological shifts following the end-Cretaceous mass extinction, our data show that the early Cenozoic hyperthermals did not have a long-term impact on the generic diversity nor composition of the Gulf Coastal Plain molluscan communities. We propose that these communities were resilient to climate change because molluscs are better adapted to high temperatures than other taxa, as demonstrated by their physiology and evolutionary history. In terms of resilience, these communities differ from other shallow-water carbonate ecosystems, such as reef communities, which record significant changes during the early Cenozoic hyperthermals. These data highlight the strikingly different responses of community types, i.e., the almost imperceptible response of molluscs versus the marked turnover of foraminifera and reef faunas. The impact on molluscan communities may have been low because detrimental conditions did not devastate the entire Gulf Coastal Plain, allowing molluscs to rapidly recolonise vacated areas once harsh environmental conditions ameliorated.}, language = {en} } @misc{TardifBecquetFluteauDonnadieuetal.2020, author = {Tardif-Becquet, Delphine and Fluteau, Fr{\´e}d{\´e}ric and Donnadieu, Yannick and Le Hir, Guillaume and Ladant, Jean-Baptiste and Sepulchre, Pierre and Licht, Alexis and Poblete, Fernando and Dupont-Nivet, Guillaume}, title = {The origin of Asian monsoons}, series = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {1436}, issn = {1866-8372}, doi = {10.25932/publishup-51677}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-516770}, pages = {21}, year = {2020}, abstract = {The Cenozoic inception and development of the Asian monsoons remain unclear and have generated much debate, as several hypotheses regarding circulation patterns at work in Asia during the Eocene have been proposed in the few last decades. These include (a) the existence of modern-like monsoons since the early Eocene; (b) that of a weak South Asian monsoon (SAM) and little to no East Asian monsoon (EAM); or (c) a prevalence of the Intertropical Convergence Zone (ITCZ) migrations, also referred to as Indonesian-Australian monsoon (I-AM). As SAM and EAM are supposed to have been triggered or enhanced primarily by Asian palaeogeographic changes, their possible inception in the very dynamic Eocene palaeogeographic context remains an open question, both in the modelling and field-based communities. We investigate here Eocene Asian climate conditions using the IPSL-CM5A2 (Sepulchre et al., 2019) earth system model and revised palaeogeographies. Our Eocene climate simulation yields atmospheric circulation patterns in Asia substantially different from modern conditions. A large high-pressure area is simulated over the Tethys ocean, which generates intense low tropospheric winds blowing southward along the western flank of the proto-Himalayan-Tibetan plateau (HTP) system. This low-level wind system blocks, to latitudes lower than 10 degrees N, the migration of humid and warm air masses coming from the Indian Ocean. This strongly contrasts with the modern SAM, during which equatorial air masses reach a latitude of 20-25 degrees N over India and southeastern China. Another specific feature of our Eocene simulation is the widespread subsidence taking place over northern India in the midtroposphere (around 5000 m), preventing deep convective updraught that would transport water vapour up to the condensation level. Both processes lead to the onset of a broad arid region located over northern India and over the HTP. More humid regions of high seasonality in precipitation encircle this arid area, due to the prevalence of the Intertropical Convergence Zone (ITCZ) migrations (or Indonesian-Australian monsoon, I-AM) rather than monsoons. Although the existence of this central arid region may partly result from the specifics of our simulation (model dependence and palaeogeographic uncertainties) and has yet to be confirmed by proxy records, most of the observational evidence for Eocene monsoons are located in the highly seasonal transition zone between the arid area and the more humid surroundings. We thus suggest that a zonal arid climate prevailed over Asia before the initiation of monsoons that most likely occurred following Eocene palaeogeographic changes. Our results also show that precipitation seasonality should be used with caution to infer the presence of a monsoonal circulation and that the collection of new data in this arid area is of paramount importance to allow the debate to move forward.}, language = {en} } @misc{LehrLischeid2020, author = {Lehr, Christian and Lischeid, Gunnar}, title = {Efficient screening of groundwater head monitoring data for anthropogenic effects and measurement errors}, series = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {2}, issn = {1866-8372}, doi = {10.25932/publishup-51199}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-511992}, pages = {15}, year = {2020}, abstract = {Groundwater levels are monitored by environmental agencies to support the sustainable use of groundwater resources. For this purpose continuous and spatially comprehensive monitoring in high spatial and temporal resolution is desired. This leads to large datasets that have to be checked for quality and analysed to distinguish local anthropogenic influences from natural variability of the groundwater level dynamics at each well. Both technical problems with the measurements as well as local anthropogenic influences can lead to local anomalies in the hydrographs. We suggest a fast and efficient screening method for the identification of well-specific peculiarities in hydrographs of groundwater head monitoring networks. The only information required is a set of time series of groundwater heads all measured at the same instants of time. For each well of the monitoring network a reference hydrograph is calculated, describing expected "normal" behaviour at the respective well as is typical for the monitored region. The reference hydrograph is calculated by multiple linear regression of the observed hydrograph with the "stable" principal components (PCs) of a principal component analysis of all groundwater head series of the network as predictor variables. The stable PCs are those PCs which were found in a random subsampling procedure to be rather insensitive to the specific selection of the analysed observation wells, i.e. complete series, and to the specific selection of measurement dates. Hence they can be considered to be representative for the monitored region in the respective period. The residuals of the reference hydrograph describe local deviations from the normal behaviour. Peculiarities in the residuals allow the data to be checked for measurement errors and the wells with a possible anthropogenic influence to be identified. The approach was tested with 141 groundwater head time series from the state authority groundwater monitoring network in northeastern Germany covering the period from 1993 to 2013 at an approximately weekly frequency of measurement.}, language = {en} } @misc{SchuckSchleicherJanssenetal.2020, author = {Schuck, Bernhard and Schleicher, Anja Maria and Janssen, Christoph and Toy, Virginia G. and Dresen, Georg}, title = {Fault zone architecture of a large plate-bounding strike-slip fault}, series = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {1}, issn = {1866-8372}, doi = {10.25932/publishup-51244}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-512441}, pages = {32}, year = {2020}, abstract = {New Zealand's Alpine Fault is a large, platebounding strike-slip fault, which ruptures in large (M-w > 8) earthquakes. We conducted field and laboratory analyses of fault rocks to assess its fault zone architecture. Results reveal that the Alpine Fault Zone has a complex geometry, comprising an anastomosing network of multiple slip planes that have accommodated different amounts of displacement. This contrasts with the previous perception of the Alpine Fault Zone, which assumes a single principal slip zone accommodated all displacement. This interpretation is supported by results of drilling projects and geophysical investigations. Furthermore, observations presented here show that the young, largely unconsolidated sediments that constitute the footwall at shallow depths have a significant influence on fault gouge rheological properties and structure.}, language = {en} } @misc{OzturkPittoreBehlingetal.2020, author = {Ozturk, Ugur and Pittore, Massimiliano and Behling, Robert and R{\"o}ßner, Sigrid and Andreani, Louis and Korup, Oliver}, title = {How robust are landslide susceptibility estimates?}, series = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {2}, issn = {1866-8372}, doi = {10.25932/publishup-54198}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-541980}, pages = {17}, year = {2020}, abstract = {Much of contemporary landslide research is concerned with predicting and mapping susceptibility to slope failure. Many studies rely on generalised linear models with environmental predictors that are trained with data collected from within and outside of the margins of mapped landslides. Whether and how the performance of these models depends on sample size, location, or time remains largely untested. We address this question by exploring the sensitivity of a multivariate logistic regression-one of the most widely used susceptibility models-to data sampled from different portions of landslides in two independent inventories (i.e. a historic and a multi-temporal) covering parts of the eastern rim of the Fergana Basin, Kyrgyzstan. We find that considering only areas on lower parts of landslides, and hence most likely their deposits, can improve the model performance by >10\% over the reference case that uses the entire landslide areas, especially for landslides of intermediate size. Hence, using landslide toe areas may suffice for this particular model and come in useful where landslide scars are vague or hidden in this part of Central Asia. The model performance marginally varied after progressively updating and adding more landslides data through time. We conclude that landslide susceptibility estimates for the study area remain largely insensitive to changes in data over about a decade. Spatial or temporal stratified sampling contributes only minor variations to model performance. Our findings call for more extensive testing of the concept of dynamic susceptibility and its interpretation in data-driven models, especially within the broader framework of landslide risk assessment under environmental and land-use change.}, language = {en} } @phdthesis{Manu2023, author = {Manu, Evans}, title = {Hydrogeochemical characterization of water resources in the Pra Basin (Ghana) for quality assessment and water management}, doi = {10.25932/publishup-62806}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-628062}, school = {Universit{\"a}t Potsdam}, pages = {XVI, 106}, year = {2023}, abstract = {Watershed management requires an understanding of key hydrochemical processes. The Pra Basin is one of the five major river basins in Ghana with a population of over 4.2 million people. Currently, water resources management faces challenges due to surface water pollution caused by the unregulated release of untreated household and industrial waste into aquatic ecosystems and illegal mining activities. This has increased the need for groundwater as the most reliable water supply. Our understanding of groundwater recharge mechanisms and chemical evolution in the basin has been inadequate, making effective management difficult. Therefore, the main objective of this work is to gain insight into the processes that determine the hydrogeochemical evolution of groundwater quality in the Pra Basin. The combined use of stable isotope, hydrochemistry, and water level data provides the basis for conceptualizing the chemical evolution of groundwater in the Pra Basin. For this purpose, the origin and evaporation rates of water infiltrating into the unsaturated zone were evaluated. In addition, Chloride Mass Balance (CMB) and Water Table Fluctuations (WTF) were considered to quantify groundwater recharge for the basin. Indices such as water quality index (WQI), sodium adsorption ratio (SAR), Wilcox diagram, and salinity (USSL) were used in this study to determine the quality of the resource for use as drinking water and for irrigation purposes. Due to the heterogeneity of the hydrochemical data, the statistical techniques of hierarchical cluster and factor analysis were applied to subdivide the data according to their spatial correlation. A conceptual hydrogeochemical model was developed and subsequently validated by applying combinatorial inverse and reaction pathway-based geochemical models to determine plausible mineral assemblages that control the chemical composition of the groundwater. The interactions between water and rock determine the groundwater quality in the Pra Basin. The results underline that the groundwater is of good quality and can be used for drinking water and irrigation purposes. It was demonstrated that there is a large groundwater potential to meet the entire Pra Basin's current and future water demands. The main recharge area was identified as the northern zone, while the southern zone is the discharge area. The predominant influence of weathering of silicate minerals plays a key role in the chemical evolution of the groundwater. The work presented here provides fundamental insights into the hydrochemistry of the Pra Basin and provides data important to water managers for informed decision-making in planning and allocating water resources for various purposes. A novel inverse modelling approach was used in this study to identify different mineral compositions that determine the chemical evolution of groundwater in the Pra Basin. This modelling technique has the potential to simulate the composition of groundwater at the basin scale with large hydrochemical heterogeneity, using average water composition to represent established spatial groupings of water chemistry.}, language = {en} } @phdthesis{Mueller2024, author = {M{\"u}ller, Daniel}, title = {Identification and monitoring of structures, controls, and evolution dynamics of hydrothermal systems and associated alteration through high-resolution remote sensing and in situ analysis}, doi = {10.25932/publishup-62668}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-626683}, school = {Universit{\"a}t Potsdam}, pages = {205}, year = {2024}, abstract = {Volcanic hydrothermal systems are an integral part of most volcanoes and typically involve a heat source, adequate fluid supply, and fracture or pore systems through which the fluids can circulate within the volcanic edifice. Associated with this are subtle but powerful processes that can significantly influence the evolution of volcanic activity or the stability of the near-surface volcanic system through mechanical weakening, permeability reduction, and sealing of the affected volcanic rock. These processes are well constrained for rock samples by laboratory analyses but are still difficult to extrapolate and evaluate at the scale of an entire volcano. Advances in unmanned aircraft systems (UAS), sensor technology, and photogrammetric processing routines now allow us to image volcanic surfaces at the centimeter scale and thus study volcanic hydrothermal systems in great detail. This thesis aims to explore the potential of UAS approaches for studying the structures, processes, and dynamics of volcanic hydrothermal systems but also to develop methodological approaches to uncover secondary information hidden in the data, capable of indicating spatiotemporal dynamics or potentially critical developments associated with hydrothermal alteration. To accomplish this, the thesis describes the investigation of two near-surface volcanic hydrothermal systems, the El Tatio geyser field in Chile and the fumarole field of La Fossa di Vulcano (Italy), both of which are among the best-studied sites of their kind. Through image analysis, statistical, and spatial analyses we have been able to provide the most detailed structural images of both study sites to date, with new insights into the driving forces of such systems but also revealing new potential controls, which are summarized in conceptual site-specific models. Furthermore, the thesis explores methodological remote sensing approaches to detect, classify and constrain hydrothermal alteration and surface degassing from UAS-derived data, evaluated them by mineralogical and chemical ground-truthing, and compares the alteration pattern with the present-day degassing activity. A significant contribution of the often neglected diffuse degassing activity to the total amount of degassing is revealed and constrains secondary processes and dynamics associated with hydrothermal alteration that lead to potentially critical developments like surface sealing. The results and methods used provide new approaches for alteration research, for the monitoring of degassing and alteration effects, and for thermal monitoring of fumarole fields, with the potential to be incorporated into volcano monitoring routines.}, language = {en} } @phdthesis{WindirschWoiwode2024, author = {Windirsch-Woiwode, Torben}, title = {Permafrost carbon stabilisation by recreating a herbivore-driven ecosystem}, doi = {10.25932/publishup-62424}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-624240}, school = {Universit{\"a}t Potsdam}, pages = {X, 104, A-57}, year = {2024}, abstract = {With Arctic ground as a huge and temperature-sensitive carbon reservoir, maintaining low ground temperatures and frozen conditions to prevent further carbon emissions that contrib-ute to global climate warming is a key element in humankind's fight to maintain habitable con-ditions on earth. Former studies showed that during the late Pleistocene, Arctic ground condi-tions were generally colder and more stable as the result of an ecosystem dominated by large herbivorous mammals and vast extents of graminoid vegetation - the mammoth steppe. Characterised by high plant productivity (grassland) and low ground insulation due to animal-caused compression and removal of snow, this ecosystem enabled deep permafrost aggrad-ation. Now, with tundra and shrub vegetation common in the terrestrial Arctic, these effects are not in place anymore. However, it appears to be possible to recreate this ecosystem local-ly by artificially increasing animal numbers, and hence keep Arctic ground cold to reduce or-ganic matter decomposition and carbon release into the atmosphere. By measuring thaw depth, total organic carbon and total nitrogen content, stable carbon iso-tope ratio, radiocarbon age, n-alkane and alcohol characteristics and assessing dominant vegetation types along grazing intensity transects in two contrasting Arctic areas, it was found that recreating conditions locally, similar to the mammoth steppe, seems to be possible. For permafrost-affected soil, it was shown that intensive grazing in direct comparison to non-grazed areas reduces active layer depth and leads to higher TOC contents in the active layer soil. For soil only frozen on top in winter, an increase of TOC with grazing intensity could not be found, most likely because of confounding factors such as vertical water and carbon movement, which is not possible with an impermeable layer in permafrost. In both areas, high animal activity led to a vegetation transformation towards species-poor graminoid-dominated landscapes with less shrubs. Lipid biomarker analysis revealed that, even though the available organic material is different between the study areas, in both permafrost-affected and sea-sonally frozen soils the organic material in sites affected by high animal activity was less de-composed than under less intensive grazing pressure. In conclusion, high animal activity af-fects decomposition processes in Arctic soils and the ground thermal regime, visible from reduced active layer depth in permafrost areas. Therefore, grazing management might be utilised to locally stabilise permafrost and reduce Arctic carbon emissions in the future, but is likely not scalable to the entire permafrost region.}, language = {en} } @phdthesis{Schifferle2024, author = {Schifferle, Lukas}, title = {Optical properties of (Mg,Fe)O at high pressure}, doi = {10.25932/publishup-62216}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-622166}, school = {Universit{\"a}t Potsdam}, pages = {XIV, 90}, year = {2024}, abstract = {Large parts of the Earth's interior are inaccessible to direct observation, yet global geodynamic processes are governed by the physical material properties under extreme pressure and temperature conditions. It is therefore essential to investigate the deep Earth's physical properties through in-situ laboratory experiments. With this goal in mind, the optical properties of mantle minerals at high pressure offer a unique way to determine a variety of physical properties, in a straight-forward, reproducible, and time-effective manner, thus providing valuable insights into the physical processes of the deep Earth. This thesis focusses on the system Mg-Fe-O, specifically on the optical properties of periclase (MgO) and its iron-bearing variant ferropericlase ((Mg,Fe)O), forming a major planetary building block. The primary objective is to establish links between physical material properties and optical properties. In particular the spin transition in ferropericlase, the second-most abundant phase of the lower mantle, is known to change the physical material properties. Although the spin transition region likely extends down to the core-mantle boundary, the ef-fects of the mixed-spin state, where both high- and low-spin state are present, remains poorly constrained. In the studies presented herein, we show how optical properties are linked to physical properties such as electrical conductivity, radiative thermal conductivity and viscosity. We also show how the optical properties reveal changes in the chemical bonding. Furthermore, we unveil how the chemical bonding, the optical and other physical properties are affected by the iron spin transition. We find opposing trends in the pres-sure dependence of the refractive index of MgO and (Mg,Fe)O. From 1 atm to ~140 GPa, the refractive index of MgO decreases by ~2.4\% from 1.737 to 1.696 (±0.017). In contrast, the refractive index of (Mg0.87Fe0.13)O (Fp13) and (Mg0.76Fe0.24)O (Fp24) ferropericlase increases with pressure, likely because Fe Fe interactions between adjacent iron sites hinder a strong decrease of polarizability, as it is observed with increasing density in the case of pure MgO. An analysis of the index dispersion in MgO (decreasing by ~23\% from 1 atm to ~103 GPa) reflects a widening of the band gap from ~7.4 eV at 1 atm to ~8.5 (±0.6) eV at ~103 GPa. The index dispersion (between 550 and 870 nm) of Fp13 reveals a decrease by a factor of ~3 over the spin transition range (~44-100 GPa). We show that the electrical band gap of ferropericlase significantly widens up to ~4.7 eV in the mixed spin region, equivalent to an increase by a factor of ~1.7. We propose that this is due to a lower electron mobility between adjacent Fe2+ sites of opposite spin, explaining the previously observed low electrical conductivity in the mixed spin region. From the study of absorbance spectra in Fp13, we show an increasing covalency of the Fe-O bond with pressure for high-spin ferropericlase, whereas in the low-spin state a trend to a more ionic nature of the Fe-O bond is observed, indicating a bond weakening effect of the spin transition. We found that the spin transition is ultimately caused by both an increase of the ligand field-splitting energy and a decreasing spin-pairing energy of high-spin Fe2+.}, language = {en} } @phdthesis{LauerDuenkelberg2023, author = {Lauer-D{\"u}nkelberg, Gregor}, title = {Extensional deformation and landscape evolution of the Central Andean Plateau}, doi = {10.25932/publishup-61759}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-617593}, school = {Universit{\"a}t Potsdam}, pages = {xviii, 195}, year = {2023}, abstract = {Mountain ranges can fundamentally influence the physical and and chemical processes that shape Earths' surface. With elevations of up to several kilometers they create climatic enclaves by interacting with atmospheric circulation and hydrologic systems, thus leading to a specific distribution of flora and fauna. As a result, the interiors of many Cenozoic mountain ranges are characterized by an arid climate, internally drained and sediment-filled basins, as well as unique ecosystems that are isolated from the adjacent humid, low-elevation regions along their flanks and forelands. These high-altitude interiors of orogens are often characterized by low relief and coalesced sedimentary basins, commonly referred to as plateaus, tectono-geomorphic entities that result from the complex interactions between mantle-driven geological and tectonic conditions and superposed atmospheric and hydrological processes. The efficiency of these processes and the fate of orogenic plateaus is therefore closely tied to the balance of constructive and destructive processes - tectonic uplift and erosion, respectively. In numerous geological studies it has been shown that mountain ranges are delicate systems that can be obliterated by an imbalance of these underlying forces. As such, Cenozoic mountain ranges might not persist on long geological timescales and will be destroyed by erosion or tectonic collapse. Advancing headward erosion of river systems that drain the flanks of the orogen may ultimately sever the internal drainage conditions and the maintenance of storage of sediments within the plateau, leading to destruction of plateau morphology and connectivity with the foreland. Orogenic collapse may be associated with the changeover from a compressional stress field with regional shortening and topographic growth, to a tensional stress field with regional extensional deformation and ensuing incision of the plateau. While the latter case is well-expressed by active extensional faults in the interior parts of the Tibetan Plateau and the Himalaya, for example, the former has been attributed to have breached the internally drained areas of the high-elevation sectors of the Iranian Plateau. In the case of the Andes of South America and their internally drained Altiplano-Puna Plateau, signs of both processes have been previously described. However, in the orogenic collapse scenario the nature of the extensional structures had been primarily investigated in the northern and southern terminations of the plateau; in some cases, the extensional faults were even regarded to be inactive. After a shallow earthquake in 2020 within the Eastern Cordillera of Argentina that was associated with extensional deformation, the state of active deformation and the character of the stress field in the central parts of the plateau received renewed interest to explain a series of extensional structures in the northernmost sectors of the plateau in north-western Argentina. This study addresses (1) the issue of tectonic orogenic collapse of the Andes and the destruction of plateau morphology by studying the fill and erosion history of the central eastern Andean Plateau using sedimentological and geochronological data and (2) the kinematics, timing and magnitude of extensional structures that form well-expressed fault scarps in sediments of the regional San Juan del Oro surface, which is an integral part of the Andean Plateau and adjacent morphotectonic provinces to the east. Importantly, sediment properties and depositional ages document that the San Juan del Oro Surface was not part of the internally-drained Andean Plateau, but rather associated with a foreland-directed drainage system, which was modified by the Andean orogeny and that became successively incorporated into the orogen by the eastward-migration of the Andean deformation front during late Miocene - Pliocene time. Structural and geomorphic observations within the plateau indicate that extensional processes must have been repeatedly active between the late Miocene and Holocene supporting the notion of plateau-wide extensional processes, potentially associated with Mw ~ 7 earthquakes. The close relationship between extensional joints and fault orientations underscores that 3 was oriented horizontally in NW-SE direction and 1 was vertical. This unambiguously documents that the observed deformation is related to gravitational forces that drive the orogenic collapse of the plateau. Applied geochronological analyses suggest that normal faulting in the northern Puna was active at about 3 Ma, based on paired cosmogenic nuclide dating of sediment fill units. Possibly due to regional normal faulting the drainage system within the plateau was modified, promoting fluvial incision.}, language = {en} } @phdthesis{QuirogaCarrasco2023, author = {Quiroga Carrasco, Rodrigo Adolfo}, title = {Cenozoic style of deformation and spatiotemporal variations of the tectonic stress field in the southern central Andes}, doi = {10.25932/publishup-61038}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-610387}, school = {Universit{\"a}t Potsdam}, pages = {228}, year = {2023}, abstract = {The central Andean plateau is the second largest orogenic plateau in the world and has formed in a non-collisional orogenic system. It extends from southern Peru (15°S) to northern Argentina and Chile (27°30'S) and reaches an average elevation of 4,000 m.a.s.l. South of 24°S, the Andean plateau is called Puna and it is characterized by a system of endorheic basins with thick sequences where clastic and evaporitic strata are preserved. Between 26° and 27°30'S, the Puna terminates in a structurally complex zone which coincides with the transition from a normal subduction zone to a flat subduction ("flat slab") zone, which extends to 33°S. This transition zone also coincides with important morphostructural provinces that, from west to east, correspond to i) the Cordillera Frontal, where the Maricunga Belt is located; ii) the Famatina system; and iv) the north-western, thick-skinned Sierras Pampeanas. Various structural, sedimentological, thermochronological and geochronological studies in this region have documented a complex history of deformation and uplift during successive Cenozoic deformation events. These processes caused the increase of crustal thickness, as well as episodes of diachronic uplift, which attained its present configuration during the late Miocene. Subsequently, the plateau experienced a change in deformation style from contraction to extension and transtension documented by ubiquitous normal faults, earthquakes, and magmatic rocks. However, at the southern edge of the Puna plateau and in the transition to the other morphostructural provinces, the variation of deformation processes and the changes in the tectonic stress field are not fully understood. This location is thus ideally located to evaluate how the tectonic stress field may have evolved and how it may have been affected by the presence/absence of an orogenic plateau, as well as by the existence of inherited structural anisotropies within the different tectonic provinces. This thesis investigates the relationship between shallow crustal deformation and the spatiotemporal evolution of the tectonic stress field in the southern sector of the Andean plateau, during pre-, syn- and post-uplift periods of this plateau. To carry out this research, multiple methodological approaches were chosen that include (U-Pb) radiometric dating; the analysis of mesoscopic faults to obtain stress tensors and the orientation of the principal stress axes; the determination of magnetic susceptibility anisotropy in sedimentary and volcanoclastic rocks to identify shortening directions or directions of sedimentary transport; kinematic modeling to infer deep crustal structures and deformation; and finally, a morphometric analysis to identify geomorphological indicators associated with Quaternary tectonism. Combining the obtained results with data from published studies, this study reveals a complex history of the tectonic stress field that has been characterized by changes in orientation and by vertical permutations of the principal stress axes during each deformation regime over the last ~24 Ma. The evolution of the tectonic stress field can be linked with three orogenic phases at this latitude of the Andean orogen: (1) a first phase with an E-W-oriented compression documented between Eocene and middle Miocene, which coincided with Andean crustal thickening, lateral growth, and topographic uplift; (2) a second phase characterized by a compressive transpressional stress regime, starting at ~11 Ma and ~5 Ma on the western and eastern edge of the Puna plateau, respectively, and a compressive stress regime in the Famatina system and the Sierras Pampeanas, which is interpreted to reflect a transition between Neogene orogenic construction and the maximum accumulation of deformation and topographic uplift of the Puna plateau; and (3) a third phase, when the tectonic regime caused a changeover to a tensional stress state that followed crustal thickening and the maximum uplift of the plateau between ~5-4 Ma; this is especially well expressed in the Puna, in its western border area with the Maricunga-Valle Ancho Belt, and along its eastern border in the transition with the Sierras Pampeanas. The results of the study thus document that the plateau rim experienced a shift from a compressional to a transtensional regime, which differs from the tensional state of stress of the Andean Plateau in the northern sectors for the same period. Similar stress changes have been documented during the construction of the Tibetan plateau, where a predominantly compressional stress regime changed to a transtensional regime, but which was superseded by a purely tensional regime, between 14 and 4 Ma.}, language = {es} } @phdthesis{Metz2023, author = {Metz, Malte}, title = {Finite fault earthquake source inversions}, doi = {10.25932/publishup-61974}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-619745}, school = {Universit{\"a}t Potsdam}, pages = {143}, year = {2023}, abstract = {Earthquake modeling is the key to a profound understanding of a rupture. Its kinematics or dynamics are derived from advanced rupture models that allow, for example, to reconstruct the direction and velocity of the rupture front or the evolving slip distribution behind the rupture front. Such models are often parameterized by a lattice of interacting sub-faults with many degrees of freedom, where, for example, the time history of the slip and rake on each sub-fault are inverted. To avoid overfitting or other numerical instabilities during a finite-fault estimation, most models are stabilized by geometric rather than physical constraints such as smoothing. As a basis for the inversion approach of this study, we build on a new pseudo-dynamic rupture model (PDR) with only a few free parameters and a simple geometry as a physics-based solution of an earthquake rupture. The PDR derives the instantaneous slip from a given stress drop on the fault plane, with boundary conditions on the developing crack surface guaranteed at all times via a boundary element approach. As a side product, the source time function on each point on the rupture plane is not constraint and develops by itself without additional parametrization. The code was made publicly available as part of the Pyrocko and Grond Python packages. The approach was compared with conventional modeling for different earthquakes. For example, for the Mw 7.1 2016 Kumamoto, Japan, earthquake, the effects of geometric changes in the rupture surface on the slip and slip rate distributions could be reproduced by simply projecting stress vectors. For the Mw 7.5 2018 Palu, Indonesia, strike-slip earthquake, we also modelled rupture propagation using the 2D Eikonal equation and assuming a linear relationship between rupture and shear wave velocity. This allowed us to give a deeper and faster propagating rupture front and the resulting upward refraction as a new possible explanation for the apparent supershear observed at the Earth's surface. The thesis investigates three aspects of earthquake inversion using PDR: (1) to test whether implementing a simplified rupture model with few parameters into a probabilistic Bayesian scheme without constraining geometric parameters is feasible, and whether this leads to fast and robust results that can be used for subsequent fast information systems (e.g., ground motion predictions). (2) To investigate whether combining broadband and strong-motion seismic records together with near-field ground deformation data improves the reliability of estimated rupture models in a Bayesian inversion. (3) To investigate whether a complex rupture can be represented by the inversion of multiple PDR sources and for what type of earthquakes this is recommended. I developed the PDR inversion approach and applied the joint data inversions to two seismic sequences in different tectonic settings. Using multiple frequency bands and a multiple source inversion approach, I captured the multi-modal behaviour of the Mw 8.2 2021 South Sandwich subduction earthquake with a large, curved and slow rupturing shallow earthquake bounded by two faster and deeper smaller events. I could cross-validate the results with other methods, i.e., P-wave energy back-projection, a clustering analysis of aftershocks and a simple tsunami forward model. The joint analysis of ground deformation and seismic data within a multiple source inversion also shed light on an earthquake triplet, which occurred in July 2022 in SE Iran. From the inversion and aftershock relocalization, I found indications for a vertical separation between the shallower mainshocks within the sedimentary cover and deeper aftershocks at the sediment-basement interface. The vertical offset could be caused by the ductile response of the evident salt layer to stress perturbations from the mainshocks. The applications highlight the versatility of the simple PDR in probabilistic seismic source inversion capturing features of rather different, complex earthquakes. Limitations, as the evident focus on the major slip patches of the rupture are discussed as well as differences to other finite fault modeling methods.}, language = {en} } @phdthesis{Kooten2023, author = {Kooten, Willemijn Sarah Maria Theresia van}, title = {Structural inheritance of the Salta Rift basin and its control on exhumation patterns of the Eastern Cordillera between 23 and 24°S}, doi = {10.25932/publishup-61798}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-617983}, school = {Universit{\"a}t Potsdam}, pages = {XIX, 188}, year = {2023}, abstract = {The deformation style of mountain belts is greatly influenced by the upper plate architecture created during preceding deformation phases. The Mesozoic Salta Rift extensional phase has created a dominant structural and lithological framework that controls Cenozoic deformation and exhumation patterns in the Central Andes. Studying the nature of these pre-existing anisotropies is a key to understanding the spatiotemporal distribution of exhumation and its controlling factors. The Eastern Cordillera in particular, has a structural grain that is in part controlled by Salta Rift structures and their orientation relative to Andean shortening. As a result, there are areas in which Andean deformation prevails and areas where the influence of the Salta Rift is the main control on deformation patterns. Between 23 and 24°S, lithological and structural heterogeneities imposed by the Lomas de Olmedo sub-basin (Salta Rift basin) affect the development of the Eastern Cordillera fold-and-thrust belt. The inverted northern margin of the sub-basin now forms the southern boundary of the intermontane Cianzo basin. The former western margin of the sub-basin is located at the confluence of the Subandean Zone, the Santa Barbara System and the Eastern Cordillera. Here, the Salta Rift basin architecture is responsible for the distribution of these morphotectonic provinces. In this study we use a multi-method approach consisting of low-temperature (U-Th-Sm)/He and apatite fission track thermochronology, detrital geochronology, structural and sedimentological analyses to investigate the Mesozoic structural inheritance of the Lomas de Olmedo sub-basin and Cenozoic exhumation patterns. Characterization of the extension-related Tacur{\´u} Group as an intermediate succession between Paleozoic basement and the syn-rift infill of the Lomas de Olmedo sub-basin reveals a Jurassic maximum depositional age. Zircon (U-Th-Sm)/He cooling ages record a pre-Cretaceous onset of exhumation for the rift shoulders in the northern part of the sub-basin, whereas the western shoulder shows a more recent onset (140-115 Ma). Variations in the sedimentary thickness of syn- and post-rift strata document the evolution of accommodation space in the sub-basin. While the thickness of syn-rift strata increases rapidly toward the northern basin margin, the post-rift strata thickness decreases toward the margin and forms a condensed section on the rift shoulder. Inversion of Salta Rift structures commenced between the late Oligocene and Miocene (24-15 Ma) in the ranges surrounding the Cianzo basin. The eastern and western limbs of the Cianzo syncline, located in the hanging wall of the basin-bounding Hornocal fault, show diachronous exhumation. At the same time, western fault blocks of Tilcara Range, south of the Cianzo basin, began exhuming in the late Oligocene to early Miocene (26-16 Ma). Eastward propagation to the frontal thrust and to the Paleozoic strata east of the Tilcara Range occurred in the middle Miocene (22-10 Ma) and the late Miocene-early Pliocene (10-4 Ma), respectively.}, language = {en} } @misc{Paetzel2023, type = {Master Thesis}, author = {P{\"a}tzel, Jonas}, title = {Seismic site characterization using broadband and DAS ambient vibration measurements on Mt Etna, Italy}, doi = {10.25932/publishup-61379}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-613793}, school = {Universit{\"a}t Potsdam}, pages = {95}, year = {2023}, abstract = {Both horizontal-to-vertical (H/V) spectral ratios and the spatial autocorrelation method (SPAC) have proven to be valuable tools to gain insight into local site effects by ambient noise measurements. Here, the two methods are employed to assess the subsurface velocity structure at the Piano delle Concazze area on Mt Etna. Volcanic tremor records from an array of 26 broadband seismometers is processed and a strong variability of H/V ratios during periods of increased volcanic activity is found. From the spatial distribution of H/V peak frequencies, a geologic structure in the north-east of Piano delle Concazze is imaged which is interpreted as the Ellittico caldera rim. The method is extended to include both velocity data from the broadband stations and distributed acoustic sensing data from a co-located 1.5 km long fibre optic cable. High maximum amplitude values of the resulting ratios along the trajectory of the cable coincide with known faults. The outcome also indicates previously unmapped parts of a fault. The geologic interpretation is in good agreement with inversion results from magnetic survey data. Using the neighborhood algorithm, spatial autocorrelation curves obtained from the modified SPAC are inverted alone and jointly with the H/V peak frequencies for 1D shear wave velocity profiles. The obtained models are largely consistent with published models and were able to validate the results from the fibre optic cable.}, language = {en} } @phdthesis{Mantiloni2023, author = {Mantiloni, Lorenzo}, title = {Modeling stress and dike pathways in calerdas}, doi = {10.25932/publishup-61262}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-612621}, school = {Universit{\"a}t Potsdam}, pages = {xii, 145}, year = {2023}, abstract = {Volcanic hazard assessment relies on physics-based models of hazards, such as lava flows and pyroclastic density currents, whose outcomes are very sensitive to the location where future eruptions will occur. On the contrary, forecast of vent opening locations in volcanic areas typically relies on purely data-driven approaches, where the spatial density of past eruptive vents informs the probability maps of future vent opening. Such techniques may be suboptimal in volcanic systems with missing or scarce data, and where the controls on magma pathways may change over time. An alternative approach was recently proposed, relying on a model of stress-driven pathways of magmatic dikes. In that approach, the crustal stress was optimized so that dike trajectories linked consistently the location of the magma chamber to that of past vents. The retrieved information on the stress state was then used to forecast future dike trajectories. The validation of such an approach requires extensive application to nature. Before doing so, however, several important limitations need to be removed, most importantly the two-dimensional (2D) character of the models and theoretical concepts. In this thesis, I develop methods and tools so that a physics-based strategy of stress inversion and eruptive vent forecast in volcanoes can be applied to three dimensional (3D) problems. In the first part, I test the stress inversion and vent forecast strategy on analog models, still within a 2D framework, but improving on the efficiency of the stress optimization. In the second part, I discuss how to correctly account for gravitational loading/unloading due to complex 3D topography with a Boundary-Element numerical model. Then, I develop a new, simplified but fast model of dike pathways in 3D, designed for running large numbers of simulations at minimal computational cost, and able to backtrack dike trajectories from vents on the surface. Finally, I combine the stress and dike models to simulate dike pathways in synthetic calderas. In the third part, I describe a framework of stress inversion and vent forecast strategy in 3D for calderas. The stress inversion relies on, first, describing the magma storage below a caldera in terms of a probability density function. Next, dike trajectories are backtracked from the known locations of past vents down through the crust, and the optimization algorithm seeks for the stress models which lead trajectories through the regions of highest probability. I apply the new strategy to the synthetic scenarios presented in the second part, and I exploit the results from the stress inversions to produce probability maps of future vent locations for some of those scenarios. In the fourth part, I present the inversion of different deformation source models applied to the ongoing ground deformation observed across the Rhenish Massif in Central Europe. The region includes the Eifel Volcanic Fields in Germany, a potential application case for the vent forecast strategy. The results show how the observed deformation may be due to melt accumulation in sub-horizontal structures in the lower crust or upper mantle. The thesis concludes with a discussion of the stress inversion and vent forecast strategy, its limitations and applicability to real volcanoes. Potential developments of the modeling tools and concepts presented here are also discussed, as well as possible applications to other geophysical problems.}, language = {en} } @phdthesis{Stoltnow2023, author = {Stoltnow, Malte}, title = {Magmatic-hydrothermal processes along the porphyry to epithermal transition}, doi = {10.25932/publishup-61140}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-611402}, school = {Universit{\"a}t Potsdam}, pages = {xxviii, 132}, year = {2023}, abstract = {Magmatic-hydrothermal systems form a variety of ore deposits at different proximities to upper-crustal hydrous magma chambers, ranging from greisenization in the roof zone of the intrusion, porphyry mineralization at intermediate depths to epithermal vein deposits near the surface. The physical transport processes and chemical precipitation mechanisms vary between deposit types and are often still debated. The majority of magmatic-hydrothermal ore deposits are located along the Pacific Ring of Fire, whose eastern part is characterized by the Mesozoic to Cenozoic orogenic belts of the western North and South Americas, namely the American Cordillera. Major magmatic-hydrothermal ore deposits along the American Cordillera include (i) porphyry Cu(-Mo-Au) deposits (along the western cordilleras of Mexico, the western U.S., Canada, Chile, Peru, and Argentina); (ii) Climax- (and sub-) type Mo deposits (Colorado Mineral Belt and northern New Mexico); and (iii) porphyry and IS-type epithermal Sn(-W-Ag) deposits of the Central Andean Tin Belt (Bolivia, Peru and northern Argentina). The individual studies presented in this thesis primarily focus on the formation of different styles of mineralization located at different proximities to the intrusion in magmatic-hydrothermal systems along the American Cordillera. This includes (i) two individual geochemical studies on the Sweet Home Mine in the Colorado Mineral Belt (potential endmember of peripheral Climax-type mineralization); (ii) one numerical modeling study setup in a generic porphyry Cu-environment; and (iii) a numerical modeling study on the Central Andean Tin Belt-type Pirquitas Mine in NW Argentina. Microthermometric data of fluid inclusions trapped in greisen quartz and fluorite from the Sweet Home Mine (Detroit City Portal) suggest that the early-stage mineralization precipitated from low- to medium-salinity (1.5-11.5 wt.\% equiv. NaCl), CO2-bearing fluids at temperatures between 360 and 415°C and at depths of at least 3.5 km. Stable isotope and noble gas isotope data indicate that greisen formation and base metal mineralization at the Sweet Home Mine was related to fluids of different origins. Early magmatic fluids were the principal source for mantle-derived volatiles (CO2, H2S/SO2, noble gases), which subsequently mixed with significant amounts of heated meteoric water. Mixing of magmatic fluids with meteoric water is constrained by δ2Hw-δ18Ow relationships of fluid inclusions. The deep hydrothermal mineralization at the Sweet Home Mine shows features similar to deep hydrothermal vein mineralization at Climax-type Mo deposits or on their periphery. This suggests that fluid migration and the deposition of ore and gangue minerals in the Sweet Home Mine was triggered by a deep-seated magmatic intrusion. The second study on the Sweet Home Mine presents Re-Os molybdenite ages of 65.86±0.30 Ma from a Mo-mineralized major normal fault, namely the Contact Structure, and multimineral Rb-Sr isochron ages of 26.26±0.38 Ma and 25.3±3.0 Ma from gangue minerals in greisen assemblages. The age data imply that mineralization at the Sweet Home Mine formed in two separate events: Late Cretaceous (Laramide-related) and Oligocene (Rio Grande Rift-related). Thus, the age of Mo mineralization at the Sweet Home Mine clearly predates that of the Oligocene Climax-type deposits elsewhere in the Colorado Mineral Belt. The Re-Os and Rb-Sr ages also constrain the age of the latest deformation along the Contact Structure to between 62.77±0.50 Ma and 26.26±0.38 Ma, which was employed and/or crosscut by Late Cretaceous and Oligocene fluids. Along the Contact Structure Late Cretaceous molybdenite is spatially associated with Oligocene minerals in the same vein system, a feature that precludes molybdenite recrystallization or reprecipitation by Oligocene ore fluids. Ore precipitation in porphyry copper systems is generally characterized by metal zoning (Cu-Mo to Zn-Pb-Ag), which is suggested to be variably related to solubility decreases during fluid cooling, fluid-rock interactions, partitioning during fluid phase separation and mixing with external fluids. The numerical modeling study setup in a generic porphyry Cu-environment presents new advances of a numerical process model by considering published constraints on the temperature- and salinity-dependent solubility of Cu, Pb and Zn in the ore fluid. This study investigates the roles of vapor-brine separation, halite saturation, initial metal contents, fluid mixing, and remobilization as first-order controls of the physical hydrology on ore formation. The results show that the magmatic vapor and brine phases ascend with different residence times but as miscible fluid mixtures, with salinity increases generating metal-undersaturated bulk fluids. The release rates of magmatic fluids affect the location of the thermohaline fronts, leading to contrasting mechanisms for ore precipitation: higher rates result in halite saturation without significant metal zoning, lower rates produce zoned ore shells due to mixing with meteoric water. Varying metal contents can affect the order of the final metal precipitation sequence. Redissolution of precipitated metals results in zoned ore shell patterns in more peripheral locations and also decouples halite saturation from ore precipitation. The epithermal Pirquitas Sn-Ag-Pb-Zn mine in NW Argentina is hosted in a domain of metamorphosed sediments without geological evidence for volcanic activity within a distance of about 10 km from the deposit. However, recent geochemical studies of ore-stage fluid inclusions indicate a significant contribution of magmatic volatiles. This study tested different formation models by applying an existing numerical process model for porphyry-epithermal systems with a magmatic intrusion located either at a distance of about 10 km underneath the nearest active volcano or hidden underneath the deposit. The results show that the migration of the ore fluid over a 10-km distance results in metal precipitation by cooling before the deposit site is reached. In contrast, simulations with a hidden magmatic intrusion beneath the Pirquitas deposit are in line with field observations, which include mineralized hydrothermal breccias in the deposit area.}, language = {en} } @phdthesis{Zali2023, author = {Zali, Zahra}, title = {Volcanic tremor analysis based on advanced signal processing concepts including music information retrieval (MIR) strategies}, doi = {10.25932/publishup-61086}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-610866}, school = {Universit{\"a}t Potsdam}, pages = {viii, 95}, year = {2023}, abstract = {Volcanoes are one of the Earth's most dynamic zones and responsible for many changes in our planet. Volcano seismology aims to provide an understanding of the physical processes in volcanic systems and anticipate the style and timing of eruptions by analyzing the seismic records. Volcanic tremor signals are usually observed in the seismic records before or during volcanic eruptions. Their analysis contributes to evaluate the evolving volcanic activity and potentially predict eruptions. Years of continuous seismic monitoring now provide useful information for operational eruption forecasting. The continuously growing amount of seismic recordings, however, poses a challenge for analysis, information extraction, and interpretation, to support timely decision making during volcanic crises. Furthermore, the complexity of eruption processes and precursory activities makes the analysis challenging. A challenge in studying seismic signals of volcanic origin is the coexistence of transient signal swarms and long-lasting volcanic tremor signals. Separating transient events from volcanic tremors can, therefore, contribute to improving our understanding of the underlying physical processes. Some similar issues (data reduction, source separation, extraction, and classification) are addressed in the context of music information retrieval (MIR). The signal characteristics of acoustic and seismic recordings comprise a number of similarities. This thesis is going beyond classical signal analysis techniques usually employed in seismology by exploiting similarities of seismic and acoustic signals and building the information retrieval strategy on the expertise developed in the field of MIR. First, inspired by the idea of harmonic-percussive separation (HPS) in musical signal processing, I have developed a method to extract harmonic volcanic tremor signals and to detect transient events from seismic recordings. This provides a clean tremor signal suitable for tremor investigation along with a characteristic function suitable for earthquake detection. Second, using HPS algorithms, I have developed a noise reduction technique for seismic signals. This method is especially useful for denoising ocean bottom seismometers, which are highly contaminated by noise. The advantage of this method compared to other denoising techniques is that it doesn't introduce distortion to the broadband earthquake waveforms, which makes it reliable for different applications in passive seismological analysis. Third, to address the challenge of extracting information from high-dimensional data and investigating the complex eruptive phases, I have developed an advanced machine learning model that results in a comprehensive signal processing scheme for volcanic tremors. Using this method seismic signatures of major eruptive phases can be automatically detected. This helps to provide a chronology of the volcanic system. Also, this model is capable to detect weak precursory volcanic tremors prior to the eruption, which could be used as an indicator of imminent eruptive activity. The extracted patterns of seismicity and their temporal variations finally provide an explanation for the transition mechanism between eruptive phases.}, language = {en} } @phdthesis{ErbelloDoelesso2023, author = {Erbello Doelesso, Asfaw}, title = {Cenozoic magma-assisted continental rifting and crustal block rotations in an extensional overlap zone between two rift segments, Southwest Ethiopia, East Africa}, doi = {10.25932/publishup-61096}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-610968}, school = {Universit{\"a}t Potsdam}, pages = {xvii, 167}, year = {2023}, abstract = {Continental rifts are key geodynamic regions where the complex interplay of magmatism and faulting activity can be studied to understand the driving forces of extension and the formation of new divergent plate boundaries. Well-preserved rift morphology can provide a wealth of information on the growth, interaction, and linkage of normal-fault systems through time. If rift basins are preserved over longer geologic time periods, sedimentary archives generated during extensional processes may mirror tectonic and climatic influences on erosional and sedimentary processes that have varied over time. Rift basins are furthermore strategic areas for hydrocarbon and geothermal energy exploration, and they play a central role in species dispersal and evolution as well as providing or inhibiting hydrologic connectivity along basins at emerging plate boundaries. The Cenozoic East African rift system (EARS) is one of the most important continental extension zones, reflecting a range of evolutionary stages from an early rift stage with isolated basins in Malawi to an advanced stage of continental extension in southern Afar. Consequently, the EARS is an ideal natural laboratory that lends itself to the study of different stages in the breakup of a continent. The volcanically and seismically active eastern branch of the EARS is characterized by multiple, laterally offset tectonic and magmatic segments where adjacent extensional basins facilitate crustal extension either across a broad deformation zone or via major transfer faulting. The Broadly Rifted Zone (BRZ) in southern Ethiopia is an integral part of the eastern branch of the EARS; in this region, rift segments of the southern Ethiopian Rift (sMER) and northern Kenyan Rift (nKR) propagate in opposite directions in a region with one of the earliest manifestations of volcanism and extensional tectonism in East Africa. The basin margins of the Chew-Bahir Basin and the Gofa Province, characterized by a semi-arid climate and largely uniform lithology, provide ideal conditions for studying the tectonic and geomorphologic features of this complex kinematic transfer zone, but more importantly, this area is suitable for characterizing and quantifying the overlap between the propagating structures of the sMER and nKR and the resulting deformation patterns of the BRZ transfer zones. In this study, I have combined data from thermochronology, thermal modeling, morphometry, paleomagnetic analysis, geochronology, and geomorphological field observations with information from published studies to reconstruct the spatiotemporal relationship between volcanism and fault activity in the BRZ and quantify the deformation patterns of the overlapping rift segments. I present the following results: (1) new thermochronological data from the en-{\´e}chelon basin margins and footwall blocks of the rift flanks and morphometric results verified in the field to link different phases of magmatism and faulting during extension and infer geomorphological landscape features related to the current tectonic interaction between the nKR and the sMER; (2) temporally constrained paleomagnetic data from the BRZ overlap zone between the Ethiopian and Kenyan rifts to quantitatively determine block rotation between the two segments. Combining the collected data, time-temperature histories of thermal modeling results from representative samples show well-defined deformation phases between 25-20 Ma, 15-9Ma, and ~5 Ma to the present. Each deformation phase is characterized by the onset of rapid cooling (>2°C/Ma) of the crust associated with uplift or exhumation of the rift shoulder. After an initial, spatially very diffuse phase of extension, the rift has gradually evolved into a system of connected structures formed in an increasingly focused rift zone during the last 5 Ma. Regarding the morphometric analysis of the rift structures, it can be shown that normalized slope indices of the river courses, spatial arrangement of knickpoints in the river longitudinal profiles of the footwall blocks, local relief values, and the average maximum values of the slope of the river profiles indicate a gradual increase in the extension rate from north (Sawula basin: mature) to south (Chew Bahir: young). The complexity of the structural evolution of the BRZ overlap zone between nKR and sMER is further emphasized by the documentation of crustal blocks around a vertical axis. A comparison of the mean directions obtained for the Eo-Oligocene (Ds=352.6°, Is=-17.0°, N=18, α95=5.5°) and Miocene (Ds=2.9°, Is=0.9°, N=9, α95=12.4°) volcanics relative to the pole for stable South Africa and with respect to the corresponding ages of the analyzed units record a significant counterclockwise rotation of ~11.1°± 6.4° and insignificant CCW rotation of ~3.2° ± 11.5°, respectively.}, language = {en} } @phdthesis{Freisleben2023, author = {Freisleben, Roland}, title = {Deciphering the mechanisms of permanent forearc deformation based on marine terraces}, doi = {10.25932/publishup-61035}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-610359}, school = {Universit{\"a}t Potsdam}, pages = {xiv, 153}, year = {2023}, abstract = {The Andes reflect Cenozoic deformation and uplift along the South American margin in the context of regional shortening associated with the interaction between the subducting Nazca plate and the overriding continental South American plate. Simultaneously, multiple levels of uplifted marine terraces constitute laterally continuous geomorphic features related to the accumulation of permanent forearc deformation in the coastal realm. However, the mechanisms responsible for permanent coastal uplift and the persistency of current/decadal deformation patterns over millennial timescales are still not fully understood. This dissertation presents a continental-scale database of last interglacial terrace elevations and uplift rates along the South American coast that provides the basis for an analysis of a variety of mechanisms that are possibly responsible for the accumulation of permanent coastal uplift. Regional-scale mapping and analysis of multiple, late Pleistocene terrace levels in central Chile furthermore provide valuable insights regarding the persistency of current seismic asperities, the role of upper-plate faulting, and the impact of bathymetric ridges on permanent forearc deformation. The database of last interglacial terrace elevations reveals an almost continuous signal of background-uplift rates along the South American coast at ~0.22 mm/yr that is modified by various short- to long-wavelength changes. Spatial correlations with crustal faults and subducted bathymetric ridges suggest long-term deformation to be affected by these features, while the latitudinal variability of climate forcing factors has a profound impact on the generation and preservation of marine terraces. Systematic wavelength analyses and comparisons of the terrace-uplift rate signal with different tectonic parameters reveal short-wavelength deformation to result from crustal faulting, while intermediate- to long-wavelength deformation might indicate various extents of long-term seismotectonic segments on the megathrust, which are at least partially controlled by the subduction of bathymetric anomalies. The observed signal of background-uplift rate is likely accumulated by moderate earthquakes near the Moho, suggesting multiple, spatiotemporally distinct phases of uplift that manifest as a continuous uplift signal over millennial timescales. Various levels of late Pleistocene marine terraces in the 2015 M8.3 Illapel-earthquake area reveal a range of uplift rates between 0.1 and 0.6 mm/yr and indicate decreasing uplift rates since ~400 ka. These glacial-cycle uplift rates do not correlate with current or decadal estimates of coastal deformation suggesting seismic asperities not to be persistent features on the megathrust that control the accumulation of permanent forearc deformation over long timescales of 105 years. Trench-parallel, crustal normal faults modulate the characteristics of permanent forearc-deformation; upper-plate extension likely represents a second-order phenomenon resulting from subduction erosion and subsequent underplating that lead to regional tectonic uplift and local gravitational collapse of the forearc. In addition, variable activity with respect to the subduction of the Juan Fern{\´a}ndez Ridge can be detected in the upper plate over the course of multiple interglacial periods, emphasizing the role of bathymetric anomalies in causing local increases in terrace-uplift rate. This thesis therefore provides new insights into the current understanding of subduction-zone processes and the dynamics of coastal forearc deformation, whose different interacting forcing factors impact the topographic and geomorphic evolution of the western South American coast.}, language = {en} } @phdthesis{Mester2023, author = {Mester, Benedikt}, title = {Modeling flood-induced human displacement risk under global change}, doi = {10.25932/publishup-60929}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-609293}, school = {Universit{\"a}t Potsdam}, pages = {XVI, 143}, year = {2023}, abstract = {Extreme flooding displaces an average of 12 million people every year. Marginalized populations in low-income countries are in particular at high risk, but also industrialized countries are susceptible to displacement and its inherent societal impacts. The risk of being displaced results from a complex interaction of flood hazard, population exposed in the floodplains, and socio-economic vulnerability. Ongoing global warming changes the intensity, frequency, and duration of flood hazards, undermining existing protection measures. Meanwhile, settlements in attractive yet hazardous flood-prone areas have led to a higher degree of population exposure. Finally, the vulnerability to displacement is altered by demographic and social change, shifting economic power, urbanization, and technological development. These risk components have been investigated intensively in the context of loss of life and economic damage, however, only little is known about the risk of displacement under global change. This thesis aims to improve our understanding of flood-induced displacement risk under global climate change and socio-economic change. This objective is tackled by addressing the following three research questions. First, by focusing on the choice of input data, how well can a global flood modeling chain reproduce flood hazards of historic events that lead to displacement? Second, what are the socio-economic characteristics that shape the vulnerability to displacement? Finally, to what degree has climate change potentially contributed to recent flood-induced displacement events? To answer the first question, a global flood modeling chain is evaluated by comparing simulated flood extent with satellite-derived inundation information for eight major flood events. A focus is set on the sensitivity to different combinations of the underlying climate reanalysis datasets and global hydrological models which serve as an input for the global hydraulic model. An evaluation scheme of performance scores shows that simulated flood extent is mostly overestimated without the consideration of flood protection and only for a few events dependent on the choice of global hydrological models. Results are more sensitive to the underlying climate forcing, with two datasets differing substantially from a third one. In contrast, the incorporation of flood protection standards results in an underestimation of flood extent, pointing to potential deficiencies in the protection level estimates or the flood frequency distribution within the modeling chain. Following the analysis of a physical flood hazard model, the socio-economic drivers of vulnerability to displacement are investigated in the next step. For this purpose, a satellite- based, global collection of flood footprints is linked with two disaster inventories to match societal impacts with the corresponding flood hazard. For each event the number of affected population, assets, and critical infrastructure, as well as socio-economic indicators are computed. The resulting datasets are made publicly available and contain 335 displacement events and 695 mortality/damage events. Based on this new data product, event-specific displacement vulnerabilities are determined and multiple (national) dependencies with the socio-economic predictors are derived. The results suggest that economic prosperity only partially shapes vulnerability to displacement; urbanization, infant mortality rate, the share of elderly, population density and critical infrastructure exhibit a stronger functional relationship, suggesting that higher levels of development are generally associated with lower vulnerability. Besides examining the contextual drivers of vulnerability, the role of climate change in the context of human displacement is also being explored. An impact attribution approach is applied on the example of Cyclone Idai and associated extreme coastal flooding in Mozambique. A combination of coastal flood modeling and satellite imagery is used to construct factual and counterfactual flood events. This storyline-type attribution method allows investigating the isolated or combined effects of sea level rise and the intensification of cyclone wind speeds on coastal flooding. The results suggest that displacement risk has increased by 3.1 to 3.5\% due to the total effects of climate change on coastal flooding, with the effects of increasing wind speed being the dominant factor. In conclusion, this thesis highlights the potentials and challenges of modeling flood- induced displacement risk. While this work explores the sensitivity of global flood modeling to the choice of input data, new questions arise on how to effectively improve the reproduction of flood return periods and the representation of protection levels. It is also demonstrated that disentangling displacement vulnerabilities is feasible, with the results providing useful information for risk assessments, effective humanitarian aid, and disaster relief. The impact attribution study is a first step in assessing the effects of global warming on displacement risk, leading to new research challenges, e.g., coupling fluvial and coastal flood models or the attribution of other hazard types and displacement events. This thesis is one of the first to address flood-induced displacement risk from a global perspective. The findings motivate for further development of the global flood modeling chain to improve our understanding of displacement vulnerability and the effects of global warming.}, language = {en} } @phdthesis{Kudriavtseva2023, author = {Kudriavtseva, Anna}, title = {Interactions between tectonics, climate, and surface processes in the Kyrgyz Tian Shan}, doi = {10.25932/publishup-60372}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-603728}, school = {Universit{\"a}t Potsdam}, pages = {XV, 164}, year = {2023}, abstract = {During the Cenozoic, global cooling and uplift of the Tian Shan, Pamir, and Tibetan plateau modified atmospheric circulation and reduced moisture supply to Central Asia. These changes led to aridification in the region during the Neogene. Afterwards, Quaternary glaciations led to modification of the landscape and runoff. In the Issyk-Kul basin of the Kyrgyz Tian Shan, the sedimentary sequences reflect the development of the adjacent ranges and local climatic conditions. In this work, I reconstruct the late Miocene - early Pleistocene depositional environment, climate, and lake development in the Issyk-Kul basin using facies analyses and stable δ18O and δ13C isotopic records from sedimentary sections dated by magnetostratigraphy and 26Al/10Be isochron burial dating. Also, I present 10Be-derived millennial-scale modern and paleo-denudation rates from across the Kyrgyz Tian Shan and long-term exhumation rates calculated from published thermochronology data. This allows me to examine spatial and temporal changes in surface processes in the Kyrgyz Tian Shan. In the Issyk-Kul basin, the style of fluvial deposition changed at ca. 7 Ma, and aridification in the basin commenced concurrently, as shown by magnetostratigraphy and the δ18O and δ13C data. Lake formation commenced on the southern side of the basin at ca. 5 Ma, followed by a ca. 2 Ma local depositional hiatus. 26Al/10Be isochron burial dating and paleocurrent analysis show that the Kungey range to the north of the basin grew eastward, leading to a change from fluvial-alluvial deposits to proximal alluvial fan conglomerates at 5-4 Ma in the easternmost part of the basin. This transition occurred at 2.6-2.8 Ma on the southern side of the basin, synchronously with the intensification of the Northern Hemisphere glaciation. The paleo-denudation rates from 2.7-2.0 Ma are as low as long-term exhumation rates, and only the millennial-scale denudation rates record an acceleration of denudation. This work concludes that the growth of the ranges to the north of the basin led to creation of the topographic barrier at ca. 7 Ma and a subsequent aridification in the Issyk-Kul basin. Increased subsidence and local tectonically-induced river system reorganization on the southern side of the basin enabled lake formation at ca. 5 Ma, while growth of the Kungey range blocked westward-draining rivers and led to sediment starvation and lake expansion. Denudational response of the Kyrgyz Tian Shan landscape is delayed due to aridity and only substantial cooling during the late Quaternary glacial cycles led to notable acceleration of denudation. Currently, increased glacier reduction and runoff controls a more rapid denudation of the northern slope of the Terskey range compared to other ranges of the Kyrgyz Tian Shan.}, language = {en} } @phdthesis{Reich2023, author = {Reich, Marvin}, title = {Advances in hydrogravimetry}, doi = {10.25932/publishup-60479}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-604794}, school = {Universit{\"a}t Potsdam}, pages = {ix, 142}, year = {2023}, abstract = {The interest of the hydrological community in the gravimetric method has steadily increased within the last decade. This is reflected by numerous studies from many different groups with a broad range of approaches and foci. Many of those are traditionally rather hydrology-oriented groups who recognized gravimetry as a potential added value for their hydrological investigations. While this resulted in a variety of interesting and useful findings, contributing to extend the respective knowledge and confirming the methodological potential, on the other hand, many interesting and unresolved questions emerged. This thesis manifests efforts, analyses and solutions carried out in this regard. Addressing and evaluating many of those unresolved questions, the research contributes to advancing hydrogravimetry, the combination of gravimetric and hydrological methods, in showing how gravimeters are a highly useful tool for applied hydrological field research. In the first part of the thesis, traditional setups of stationary terrestrial superconducting gravimeters are addressed. They are commonly installed within a dedicated building, the impermeable structure of which shields the underlying soil from natural exchange of water masses (infiltration, evapotranspiration, groundwater recharge). As gravimeters are most sensitive to mass changes directly beneath the meter, this could impede their suitability for local hydrological process investigations, especially for near-surface water storage changes (WSC). By studying temporal local hydrological dynamics at a dedicated site equipped with traditional hydrological measurement devices, both below and next to the building, the impact of these absent natural dynamics on the gravity observations were quantified. A comprehensive analysis with both a data-based and model-based approach led to the development of an alternative method for dealing with this limitation. Based on determinable parameters, this approach can be transferred to a broad range of measurement sites where gravimeters are deployed in similar structures. Furthermore, the extensive considerations on this topic enabled a more profound understanding of this so called umbrella effect. The second part of the thesis is a pilot study about the field deployment of a superconducting gravimeter. A newly developed field enclosure for this gravimeter was tested in an outdoor installation adjacent to the building used to investigate the umbrella effect. Analyzing and comparing the gravity observations from both indoor and outdoor gravimeters showed performance with respect to noise and stable environmental conditions was equivalent while the sensitivity to near-surface WSC was highly increased for the field deployed instrument. Furthermore it was demonstrated that the latter setup showed gravity changes independent of the depth where mass changes occurred, given their sufficiently wide horizontal extent. As a consequence, the field setup suits monitoring of WSC for both short and longer time periods much better. Based on a coupled data-modeling approach, its gravity time series was successfully used to infer and quantify local water budget components (evapotranspiration, lateral subsurface discharge) on the daily to annual time scale. The third part of the thesis applies data from a gravimeter field deployment for applied hydrological process investigations. To this end, again at the same site, a sprinkling experiment was conducted in a 15 x 15 m area around the gravimeter. A simple hydro-gravimetric model was developed for calculating the gravity response resulting from water redistribution in the subsurface. It was found that, from a theoretical point of view, different subsurface water distribution processes (macro pore flow, preferential flow, wetting front advancement, bypass flow and perched water table rise) lead to a characteristic shape of their resulting gravity response curve. Although by using this approach it was possible to identify a dominating subsurface water distribution process for this site, some clear limitations stood out. Despite the advantage for field installations that gravimetry is a non-invasive and integral method, the problem of non-uniqueness could only be overcome by additional measurements (soil moisture, electric resistivity tomography) within a joint evaluation. Furthermore, the simple hydrological model was efficient for theoretical considerations but lacked the capability to resolve some heterogeneous spatial structures of water distribution up to a needed scale. Nevertheless, this unique setup for plot to small scale hydrological process research underlines the high potential of gravimetery and the benefit of a field deployment. The fourth and last part is dedicated to the evaluation of potential uncertainties arising from the processing of gravity observations. The gravimeter senses all mass variations in an integral way, with the gravitational attraction being directly proportional to the magnitude of the change and inversely proportional to the square of the distance of the change. Consequently, all gravity effects (for example, tides, atmosphere, non-tidal ocean loading, polar motion, global hydrology and local hydrology) are included in an aggregated manner. To isolate the signal components of interest for a particular investigation, all non-desired effects have to be removed from the observations. This process is called reduction. The large-scale effects (tides, atmosphere, non-tidal ocean loading and global hydrology) cannot be measured directly and global model data is used to describe and quantify each effect. Within the reduction process, model errors and uncertainties propagate into the residual, the result of the reduction. The focus of this part of the thesis is quantifying the resulting, propagated uncertainty for each individual correction. Different superconducting gravimeter installations were evaluated with respect to their topography, distance to the ocean and the climate regime. Furthermore, different time periods of aggregated gravity observation data were assessed, ranging from 1 hour up to 12 months. It was found that uncertainties were highest for a frequency of 6 months and smallest for hourly frequencies. Distance to the ocean influences the uncertainty of the non-tidal ocean loading component, while geographical latitude affects uncertainties of the global hydrological component. It is important to highlight that the resulting correction-induced uncertainties in the residual have the potential to mask the signal of interest, depending on the signal magnitude and its frequency. These findings can be used to assess the value of gravity data across a range of applications and geographic settings. In an overarching synthesis all results and findings are discussed with a general focus on their added value for bringing hydrogravimetric field research to a new level. The conceptual and applied methodological benefits for hydrological studies are highlighted. Within an outlook for future setups and study designs, it was once again shown what enormous potential is offered by gravimeters as hydrological field tools.}, language = {en} } @phdthesis{Pons2023, author = {Pons, Micha{\"e}l}, title = {The Nature of the tectonic shortening in Central Andes}, doi = {10.25932/publishup-60089}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-600892}, school = {Universit{\"a}t Potsdam}, pages = {160}, year = {2023}, abstract = {The Andean Cordillera is a mountain range located at the western South American margin and is part of the Eastern- Circum-Pacific orogenic Belt. The ~7000 km long mountain range is one of the longest on Earth and hosts the second largest orogenic plateau in the world, the Altiplano-Puna plateau. The Andes are known as a non-collisional subduction-type orogen which developed as a result of the interaction between the subducted oceanic Nazca plate and the South American continental plate. The different Andean segments exhibit along-strike variations of morphotectonic provinces characterized by different elevations, volcanic activity, deformation styles, crustal thickness, shortening magnitude and oceanic plate geometry. Most of the present-day elevation can be explained by crustal shortening in the last ~50 Ma, with the shortening magnitude decreasing from ~300 km in the central (15°S-30°S) segment to less than half that in the southern part (30°S-40°S). Several factors were proposed that might control the magnitude and acceleration of shortening of the Central Andes in the last 15 Ma. One important factor is likely the slab geometry. At 27-33°S, the slab dips horizontally at ~100 km depth due to the subduction of the buoyant Juan Fernandez Ridge, forming the Pampean flat-slab. This horizontal subduction is thought to influence the thermo-mechanical state of the Sierras Pampeanas foreland, for instance, by strengthening the lithosphere and promoting the thick-skinned propagation of deformation to the east, resulting in the uplift of the Sierras Pampeanas basement blocks. The flat-slab has migrated southwards from the Altiplano latitude at ~30 Ma to its present-day position and the processes and consequences associated to its passage on the contemporaneous acceleration of the shortening rate in Central Andes remain unclear. Although the passage of the flat-slab could offer an explanation to the acceleration of the shortening, the timing does not explain the two pulses of shortening at about 15 Ma and 4 Ma that are suggested from geological observations. I hypothesize that deformation in the Central Andes is controlled by a complex interaction between the subduction dynamics of the Nazca plate and the dynamic strengthening and weakening of the South American plate due to several upper plate processes. To test this hypothesis, a detailed investigation into the role of the flat-slab, the structural inheritance of the continental plate, and the subduction dynamics in the Andes is needed. Therefore, I have built two classes of numerical thermo-mechanical models: (i) The first class of models are a series of generic E-W-oriented high-resolution 2D subduction models thatinclude flat subduction in order to investigate the role of the subduction dynamics on the temporal variability of the shortening rate in the Central Andes at Altiplano latitudes (~21°S). The shortening rate from the models was then validated with the observed tectonic shortening rate in the Central Andes. (ii) The second class of models are a series of 3D data-driven models of the present-day Pampean flat-slab configuration and the Sierras Pampeanas (26-42°S). The models aim to investigate the relative contribution of the present-day flat subduction and inherited structures in the continental lithosphere on the strain localization. Both model classes were built using the advanced finite element geodynamic code ASPECT. The first main finding of this work is to suggest that the temporal variability of shortening in the Central Andes is primarily controlled by the subduction dynamics of the Nazca plate while it penetrates into the mantle transition zone. These dynamics depends on the westward velocity of the South American plate that provides the main crustal shortening force to the Andes and forces the trench to retreat. When the subducting plate reaches the lower mantle, it buckles on it-self until the forced trench retreat causes the slab to steepen in the upper mantle in contrast with the classical slab-anchoring model. The steepening of the slab hinders the trench causing it to resist the advancing South American plate, resulting in the pulsatile shortening. This buckling and steepening subduction regime could have been initiated because of the overall decrease in the westwards velocity of the South American plate. In addition, the passage of the flat-slab is required to promote the shortening of the continental plate because flat subduction scrapes the mantle lithosphere, thus weakening the continental plate. This process contributes to the efficient shortening when the trench is hindered, followed by mantle lithosphere delamination at ~20 Ma. Finally, the underthrusting of the Brazilian cratonic shield beneath the orogen occurs at ~11 Ma due to the mechanical weakening of the thick sediments covered the shield margin, and due to the decreasing resistance of the weakened lithosphere of the orogen. The second main finding of this work is to suggest that the cold flat-slab strengthens the overriding continental lithosphere and prevents strain localization. Therefore, the deformation is transmitted to the eastern front of the flat-slab segment by the shear stress operating at the subduction interface, thus the flat-slab acts like an indenter that "bulldozes" the mantle-keel of the continental lithosphere. The offset in the propagation of deformation to the east between the flat and steeper slab segments in the south causes the formation of a transpressive dextral shear zone. Here, inherited faults of past tectonic events are reactivated and further localize the deformation in an en-echelon strike-slip shear zone, through a mechanism that I refer to as "flat-slab conveyor". Specifically, the shallowing of the flat-slab causes the lateral deformation, which explains the timing of multiple geological events preceding the arrival of the flat-slab at 33°S. These include the onset of the compression and of the transition between thin to thick-skinned deformation styles resulting from the crustal contraction of the crust in the Sierras Pampeanas some 10 and 6 Myr before the Juan Fernandez Ridge collision at that latitude, respectively.}, language = {en} } @phdthesis{Illien2023, author = {Illien, Luc}, title = {Time-dependent properties of the shallow subsurface}, doi = {10.25932/publishup-59936}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-599367}, school = {Universit{\"a}t Potsdam}, pages = {xviii, 133}, year = {2023}, abstract = {The shallow Earth's layers are at the interplay of many physical processes: some being driven by atmospheric forcing (precipitation, temperature...) whereas others take their origins at depth, for instance ground shaking due to seismic activity. These forcings cause the subsurface to continuously change its mechanical properties, therefore modulating the strength of the surface geomaterials and hydrological fluxes. Because our societies settle and rely on the layers hosting these time-dependent properties, constraining the hydro-mechanical dynamics of the shallow subsurface is crucial for our future geographical development. One way to investigate the ever-changing physical changes occurring under our feet is through the inference of seismic velocity changes from ambient noise, a technique called seismic interferometry. In this dissertation, I use this method to monitor the evolution of groundwater storage and damage induced by earthquakes. Two research lines are investigated that comprise the key controls of groundwater recharge in steep landscapes and the predictability and duration of the transient physical properties due to earthquake ground shaking. These two types of dynamics modulate each other and influence the velocity changes in ways that are challenging to disentangle. A part of my doctoral research also addresses this interaction. Seismic data from a range of field settings spanning several climatic conditions (wet to arid climate) in various seismic-prone areas are considered. I constrain the obtained seismic velocity time-series using simple physical models, independent dataset, geophysical tools and nonlinear analysis. Additionally, a methodological development is proposed to improve the time-resolution of passive seismic monitoring.}, language = {en} } @phdthesis{Libon2023, author = {Libon, L{\´e}lia}, title = {Stability of magnesite in the Earth lower mantle: insight from high-pressure and high-temperature experiments}, doi = {10.25932/publishup-60461}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-604616}, school = {Universit{\"a}t Potsdam}, pages = {ix, 114, xvi}, year = {2023}, abstract = {Carbonates carried in subducting slabs may play a major role in sourcing and storing carbon in the deep Earth's interior. Current estimates indicate that between 40 to 66 million tons of carbon per year enter subduction zones, but it is uncertain how much of it reaches the lower mantle. It appears that most of this carbon might be extracted from subducting slabs at the mantle wedge and only a limited amount continues deeper and eventually reaches the deep mantle. However, estimations on deeply subducted carbon broadly range from 0.0001 to 52 million tons of carbon per year. This disparity is primarily due to the limited understanding of the survival of carbonate minerals during their transport to deep mantle conditions. Indeed, carbon has very low solubility in mantle silicates, therefore it is expected to be stored primarily in accessory phases such as carbonates. Among those carbonates, magnesite (MgCO3), as a single phase, is the most stable under all mantle conditions. However, experimental investigation on the stability of magnesite in contact with SiO2 at lower mantle conditions suggests that magnesite is stable only along a cold subducted slab geotherm. Furthermore, our understanding of magnesite's stability when interacting with more complex mantle silicate phases remains incomplete. In the first part of this dissertation, laser-heated diamond anvil cells and multi-anvil apparatus experiments were performed to investigate the stability of magnesite in contact with iron-bearing mantle silicates. Sub-solidus reactions, melting, decarbonation and diamond formation were examined from shallow to mid-lower mantle conditions (25 to 68 GPa; 1300 to 2000 K). Multi-anvil experiments at 25 GPa show the formation of carbonate-rich melt, bridgmanite, and stishovite with melting occurring at a temperature corresponding to all geotherms except the coldest one. In situ X-ray diffraction, in laser-heating diamond anvil cells experiments, shows crystallization of bridgmanite and stishovite but no melt phase was detected in situ at high temperatures. To detect decarbonation phases such as diamond, Raman spectroscopy was used. Crystallization of diamonds is observed as a sub-solidus process even at temperatures relevant and lower than the coldest slab geotherm (1350 K at 33 GPa). Data obtained from this work suggest that magnesite is unstable in contact with the surrounding peridotite mantle in the upper-most lower mantle. The presence of magnesite instead induces melting under oxidized conditions and/or foster diamond formation under more reduced conditions, at depths ∼700 km. Consequently, carbonates will be removed from the carbonate-rich slabs at shallow lower mantle conditions, where subducted slabs can stagnate. Therefore, the transport of carbonate to deeper depths will be restricted, supporting the presence of a barrier for carbon subduction at the top of the lower mantle. Moreover, the reduction of magnesite, forming diamonds provides additional evidence that super-deep diamond crystallization is related to the reduction of carbonates or carbonated-rich melt. The second part of this dissertation presents the development of a portable laser-heating system optimized for X-ray emission spectroscopy (XES) or nuclear inelastic scattering (NIS) spectroscopy with signal collection at near 90◦. The laser-heated diamond anvil cell is the only static pressure device that can replicate the pressure and temperatures of the Earth's lower mantle and core. The high temperatures are reached by using high-powered lasers focused on the sample contained between the diamond anvils. Moreover, diamonds' transparency to X-rays enables in situ X-ray spectroscopy measurements that can probe the sample under high-temperature and high-pressure conditions. Therefore, the development of portable laser-heating systems has linked high-pressure and temperature research with high-resolution X-ray spectroscopy techniques to synchrotron beamlines that do not have a dedicated, permanent, laser-heating system. A general description of the system is provided, as well as details on the use of a parabolic mirror as a reflective imaging objective for on-axis laser heating and radiospectrometric temperature measurements with zero attenuation of incoming X-rays. The parabolic mirror improves the accuracy of temperature measurements free from chromatic aberrations in a wide spectral range and its perforation permits in situ X-rays measurement at synchrotron facilities. The parabolic mirror is a well-suited alternative to refractive objectives in laser heating systems, which will facilitate future applications in the use of CO2 lasers.}, language = {en} } @misc{BhattacharyyaBalischewskiSperlichetal.2023, author = {Bhattacharyya, Biswajit and Balischewski, Christian and Sperlich, Eric and G{\"u}nter, Christina and Mies, Stefan and Kelling, Alexandra and Taubert, Andreas}, title = {N-Butyl Pyridinium Diiodido Argentate(I)}, series = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {1341}, issn = {1866-8372}, doi = {10.25932/publishup-60487}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-604874}, pages = {7}, year = {2023}, abstract = {A new solid-state material, N-butyl pyridinium diiodido argentate(I), is synthesized using a simple and effective one-pot approach. In the solid state, the compound exhibits 1D ([AgI2](-))(n) chains that are stabilized by the N-butyl pyridinium cation. The 1D structure is further manifested by the formation of long, needle-like crystals, as revealed from electron microscopy. As the general composition is derived from metal halide-based ionic liquids, the compound has a low melting point of 100-101 degrees C, as confirmed by differential scanning calorimetry. Most importantly, the compound has a conductivity of 10(-6) S cm(-1) at room temperature. At higher temperatures the conductivity increases and reaches to 10(-4 )S cm(-1) at 70 degrees C. In contrast to AgI, however, the current material has a highly anisotropic 1D arrangement of the ionic domains. This provides direct and tuneable access to fast and anisotropic ionic conduction. The material is thus a significant step forward beyond current ion conductors and a highly promising prototype for the rational design of highly conductive ionic solid-state conductors for battery or solar cell applications.}, language = {en} } @phdthesis{Metzger2023, author = {Metzger, Sabrina}, title = {Neotectonic deformation over space and time as observed by space-based geodesy}, doi = {10.25932/publishup-59922}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-599225}, school = {Universit{\"a}t Potsdam}, pages = {V, 217}, year = {2023}, abstract = {Alfred Wegeners ideas on continental drift were doubted for several decades until the discovery of polarization changes at the Atlantic seafloor and the seismic catalogs imaging oceanic subduction underneath the continental crust (Wadati-Benioff Zone). It took another 20 years until plate motion could be directly observed and quantified by using space geodesy. Since then, it is unthinkable to do neotectonic research without the use of satellite-based methods. Thanks to a tremendeous increase of instrumental observations in space and time over the last decades we significantly increased our knowledge on the complexity of the seismic cycle, that is, the interplay of tectonic stress build up and release. Our classical assumption, earthquakes were the only significant phenomena of strain release previously accumulated in a linear fashion, is outdated. We now know that this concept is actually decorated with a wide range of slow and fast processes such as triggered slip, afterslip, post-seismic and visco-elastic relaxation of the lower crust, dynamic pore-pressure changes in the elastic crust, aseismic creep, slow slip events and seismic swarms. On the basis of eleven peer-reviewed papers studies I here present the diversity of crustal deformation processes. Based on time-series analyses of radar imagery and satellited-based positioning data I quantify tectonic surface deformation and use numerical and analytical models and independent geologic and seismologic data to better understand the underlying crustal processes. The main part of my work focuses on the deformation observed in the Pamir, the Hindu Kush and the Tian Shan that together build the highly active continental collision zone between Northwest-India and Eurasia. Centered around the Sarez earthquake that ruptured the center of the Pamir in 2015 I present diverse examples of crustal deformation phenomena. Driver of the deformation is the Indian indenter, bulldozing into the Pamir, compressing the orogen that then collapses westward into the Tajik depression. A second natural observatory of mine to study tectonic deformation is the oceanic subduction zone in Chile that repeatedly hosts large earthquakes of magnitude 8 and more. These are best to study post-seismic relaxation processes and coupling of large earthquake. My findings nicely illustrate how complex fashion and how much the different deformation phenomena are coupled in space and time. My publications contribute to the awareness that the classical concept of the seismic cycle needs to be revised, which, in turn, has a large influence in the classical, probabilistic seismic hazard assessment that primarily relies on statistically solid recurrence times.}, language = {en} } @phdthesis{Li2023, author = {Li, Zhen}, title = {Formation of Sub-Permafrost Methane Hydrate Reproduced by Numerical Modeling}, doi = {10.25932/publishup-60330}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-603302}, school = {Universit{\"a}t Potsdam}, pages = {XII, 109}, year = {2023}, abstract = {Natural gas hydrates are ice-like crystalline compounds containing water cavities that trap natural gas molecules like methane (CH4), which is a potent greenhouse gas with high energy density. The Mallik site at the Mackenzie Delta in the Canadian Arctic contains a large volume of technically recoverable CH4 hydrate beneath the base of the permafrost. Understanding how the sub-permafrost hydrate is distributed can aid in searching for the ideal locations for deploying CH4 production wells to develop the hydrate as a cleaner alternative to crude oil or coal. Globally, atmospheric warming driving permafrost thaw results in sub-permafrost hydrate dissociation, releasing CH4 into the atmosphere to intensify global warming. It is therefore crucial to evaluate the potential risk of hydrate dissociation due to permafrost degradation. To quantitatively predict hydrate distribution and volume in complex sub-permafrost environments, a numerical framework was developed to simulate sub-permafrost hydrate formation by coupling the equilibrium CH4-hydrate formation approach with a fluid flow and transport simulator (TRANSPORTSE). In addition, integrating the equations of state describing ice melting and forming with TRANSPORTSE enabled this framework to simulate the permafrost evolution during the sub-permafrost hydrate formation. A modified sub-permafrost hydrate formation mechanism for the Mallik site is presented in this study. According to this mechanism, the CH4-rich fluids have been vertically transported since the Late Pleistocene from deep overpressurized zones via geologic fault networks to form the observed hydrate deposits in the Kugmallit-Mackenzie Bay Sequences. The established numerical framework was verified by a benchmark of hydrate formation via dissolved methane. Model calibration was performed based on laboratory data measured during a multi-stage hydrate formation experiment undertaken in the LArge scale Reservoir Simulator (LARS). As the temporal and spatial evolution of simulated and observed hydrate saturation matched well, the LARS model was therefore validated. This laboratory-scale model was then upscaled to a field-scale 2D model generated from a seismic transect across the Mallik site. The simulation confirmed the feasibility of the introduced sub-permafrost hydrate formation mechanism by demonstrating consistency with field observations. The 2D model was extended to the first 3D model of the Mallik site by using well-logs and seismic profiles, to investigate the geologic controls on the spatial hydrate distribution. An assessment of this simulation revealed the hydraulic contribution of each geological element, including relevant fault networks and sedimentary sequences. Based on the simulation results, the observed heterogeneous distribution of sub-permafrost hydrate resulted from the combined factors of the source-gas generation rate, subsurface temperature, and the permeability of geologic elements. Analysis of the results revealed that the Mallik permafrost was heated by 0.8-1.3 °C, induced by the global temperature increase of 0.44 °C and accelerated by Arctic amplification from the early 1970s to the mid-2000s. This study presents a numerical framework that can be applied to study the formation of the permafrost-hydrate system from laboratory to field scales, across timescales ranging from hours to millions of years. Overall, these simulations deepen the knowledge about the dominant factors controlling the spatial hydrate distribution in sub-permafrost environments with heterogeneous geologic elements. The framework can support improving the design of hydrate formation experiments and provide valuable contributions to future industrial hydrate exploration and exploitation activities.}, language = {en} } @phdthesis{Olivotos2023, author = {Olivotos, Spyros-Christos}, title = {Reconstructing the Landscape Evolution of South Central Africa by Surface Exposure Dating of Waterfalls}, doi = {10.25932/publishup-60169}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-601699}, school = {Universit{\"a}t Potsdam}, pages = {159}, year = {2023}, abstract = {The East African Rift System (EARS) is a significant example of active tectonics, which provides opportunities to examine the stages of continental faulting and landscape evolution. The southwest extension of the EARS is one of the most significant examples of active tectonics nowadays, however, seismotectonic research in the area has been scarce, despite the fundamental importance of neotectonics. Our first study area is located between the Northern Province of Zambia and the southeastern Katanga Province of the Democratic Republic of Congo. Lakes Mweru and Mweru Wantipa are part of the southwest extension of the EARS. Fault analysis reveals that, since the Miocene, movements along the active Mweru-Mweru Wantipa Fault System (MMFS) have been largely responsible for the reorganization of the landscape and the drainage patterns across the southwestern branch of the EARS. To investigate the spatial and temporal patterns of fluvial-lacustrine landscape development, we determined in-situ cosmogenic 10Be and 26Al in a total of twenty-six quartzitic bedrock samples that were collected from knickpoints across the Mporokoso Plateau (south of Lake Mweru) and the eastern part of the Kundelungu Plateau (north of Lake Mweru). Samples from the Mporokoso Plateau and close to the MMFS provide evidence of temporary burial. By contrast, surfaces located far from the MMFS appear to have remained uncovered since their initial exposure as they show consistent 10Be and 26Al exposure ages ranging up to ~830 ka. Reconciliation of the observed burial patterns with morphotectonic and stratigraphic analysis reveals the existence of an extensive paleo-lake during the Pleistocene. Through hypsometric analyses of the dated knickpoints, the potential maximum water level of the paleo-lake is constrained to ~1200 m asl (present lake lavel: 917 m asl). High denudation rates (up to ~40 mm ka-1) along the eastern Kundelungu Plateau suggest that footwall uplift, resulting from normal faulting, caused river incision, possibly controlling paleo-lake drainage. The lake level was reduced gradually reaching its current level at ~350 ka. Parallel to the MMFS in the north, the Upemba Fault System (UFS) extends across the southeastern Katanga Province of the Democratic Republic of Congo. This part of our research is focused on the geomorphological behavior of the Kiubo Waterfalls. The waterfalls are the currently active knickpoint of the Lufira River, which flows into the Upemba Depression. Eleven bedrock samples along the Lufira River and its tributary stream, Luvilombo River, were collected. In-situ cosmogenic 10Be and 26Al were used in order to constrain the K constant of the Stream Power Law equation. Constraining the K constant allowed us to calculate the knickpoint retreat rate of the Kiubo Waterfalls at ~0.096 m a-1. Combining the calculated retreat rate of the knickpoint with DNA sequencing from fish populations, we managed to present extrapolation models and estimate the location of the onset of the Kiubo Waterfalls, revealing its connection to the seismicity of the UFS.}, language = {en} } @misc{AyzelVarentsovaErinaetal.2019, author = {Ayzel, Georgy and Varentsova, Natalia and Erina, Oxana and Sokolov, Dmitriy and Kurochkina, Liubov and Moreydo, Vsevolod}, title = {OpenForecast}, series = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {1338}, issn = {1866-8372}, doi = {10.25932/publishup-47329}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-473295}, pages = {17}, year = {2019}, abstract = {The development and deployment of new operational runoff forecasting systems are a strong focus of the scientific community due to the crucial importance of reliable and timely runoff predictions for early warnings of floods and flashfloods for local businesses and communities. OpenForecast, the first operational runoff forecasting system in Russia, open for public use, is presented in this study. We developed OpenForecast based only on open-source software and data-GR4J hydrological model, ERA-Interim meteorological reanalysis, and ICON deterministic short-range meteorological forecasts. Daily forecasts were generated for two basins in the European part of Russia. Simulation results showed a limited efficiency in reproducing the spring flood of 2019. Although the simulations managed to capture the timing of flood peaks, they failed in estimating flood volume. However, further implementation of the parsimonious data assimilation technique significantly alleviates simulation errors. The revealed limitations of the proposed operational runoff forecasting system provided a foundation to outline its further development and improvement.}, language = {en} } @misc{BriegerHerzschuhPestryakovaetal.2019, author = {Brieger, Frederic and Herzschuh, Ulrike and Pestryakova, Luidmila Agafyevna and Bookhagen, Bodo and Zakharov, Evgenii S. and Kruse, Stefan}, title = {Advances in the derivation of Northeast Siberian forest metrics using high-resolution UAV-based photogrammetric point clouds}, series = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {1337}, issn = {1866-8372}, doi = {10.25932/publishup-47331}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-473318}, pages = {24}, year = {2019}, abstract = {Forest structure is a crucial component in the assessment of whether a forest is likely to act as a carbon sink under changing climate. Detailed 3D structural information about the tundra-taiga ecotone of Siberia is mostly missing and still underrepresented in current research due to the remoteness and restricted accessibility. Field based, high-resolution remote sensing can provide important knowledge for the understanding of vegetation properties and dynamics. In this study, we test the applicability of consumer-grade Unmanned Aerial Vehicles (UAVs) for rapid calculation of stand metrics in treeline forests. We reconstructed high-resolution photogrammetric point clouds and derived canopy height models for 10 study sites from NE Chukotka and SW Yakutia. Subsequently, we detected individual tree tops using a variable-window size local maximum filter and applied a marker-controlled watershed segmentation for the delineation of tree crowns. With this, we successfully detected 67.1\% of the validation individuals. Simple linear regressions of observed and detected metrics show a better correlation (R2) and lower relative root mean square percentage error (RMSE\%) for tree heights (mean R2 = 0.77, mean RMSE\% = 18.46\%) than for crown diameters (mean R2 = 0.46, mean RMSE\% = 24.9\%). The comparison between detected and observed tree height distributions revealed that our tree detection method was unable to representatively identify trees <2 m. Our results show that plot sizes for vegetation surveys in the tundra-taiga ecotone should be adapted to the forest structure and have a radius of >15-20 m to capture homogeneous and representative forest stands. Additionally, we identify sources of omission and commission errors and give recommendations for their mitigation. In summary, the efficiency of the used method depends on the complexity of the forest's stand structure.}, language = {en} } @phdthesis{Rembe2023, author = {Rembe, Johannes}, title = {Hercynian to Eocimmerian evolution of the North Pamir in Central Asia}, doi = {10.25932/publishup-59751}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-597510}, school = {Universit{\"a}t Potsdam}, pages = {xxvi, 154, CX}, year = {2023}, abstract = {The North Pamir, part of the India-Asia collision zone, essentially formed during the late Paleozoic to late Triassic-early Jurassic. Coeval to the subduction of the Turkestan ocean—during the Carboniferous Hercynian orogeny in the Tien Shan—a portion of the Paleo-Tethys ocean subducted northward and lead to the formation and obduction of a volcanic arc. This Carboniferous North Pamir arc is of Andean style in the western Darvaz segment and trends towards an intraoceanic arc in the eastern, Oytag segment. A suite of arc-volcanic rocks and intercalated, marine sediments together with intruded voluminous plagiogranites (trondhjemite and tonalite) and granodiorites was uplifted and eroded during the Permian, as demonstrated by widespread sedimentary unconformities. Today it constitutes a major portion of the North Pamir. In this work, the first comprehensive Uranium-Lead (U-Pb) laser-ablation inductively-coupled-plasma mass-spectrometry (LA-ICP-MS) radiometric age data are presented along with geochemical data from the volcanic and plutonic rocks of the North Pamir volcanic arc. Zircon U-Pb data indicate a major intrusive phase between 340 and 320 Ma. The magmatic rocks show an arc-signature, with more primitive signatures in the Oytag segment compared to the Darvaz segment. Volcanic rocks in the Chinese North Pamir were indirectly dated by determining the age of ocean floor alteration. We investigate calcite filled vesicles and show that oxidative sea water and the basaltic host rock are major trace element sources. The age of ocean floor alteration, within a range of 25 Ma, constrains the extrusion age of the volcanic rocks. In the Chinese Pamir, arc-volcanic basalts have been dated to the Visean-Serpukhovian boundary. This relates the North Pamir volcanic arc to coeval units in the Tien Shan. Our findings further question the idea of a continuous Tarim-Tajik continent in the Paleozoic. From the Permian (Guadalupian) on, a progressive sea-retreat led to continental conditions in the northeastern Pamir. Large parts of Central Asia were affected by transcurrent tectonics, while subduction of the Paleo-Tethys went on south of the accreted North Pamir arc, likely forming an accretionary wedge, representing an early stage of the later Karakul-Mazar tectonic unit. Graben systems dissected the Permian carbonate platforms, that formed on top of the uplifted Carboniferous arc in the central and western North Pamir. A continental graben formed in the eastern North Pamir. Zircon U-Pb dating suggest initiation of volcanic activity at ~260 Ma. Extensional tectonics prevailed throughout the Triassic, forming the Hindukush-North Pamir rift system. New geochemistry and zircon U-Pb data tie volcanic rocks, found in the Chinese Pamir, to coeval arc-related plutonic rocks found within the Karakul-Mazar arc-accretionary complex. The sedimentary environment in the continental North Pamir rift evolved from an alluvial plain, lake dominated environment in the Guadalupian to a coarser-clastic, alluvial, braided river dominated in the Triassic. Volcanic activity terminated in the early Jurassic. We conducted Potassium-Argon (K-Ar) fine-fraction dating on the Shala Tala thrust fault, a major structure juxtaposing Paleozoic marine units of lower greenschist to amphibolite facies conditions against continental Permian deposits. Fault slip under epizonal conditions is dated to 204.8 ± 3.7 Ma (2σ), implying Rhaetian nappe emplacement. This pinpoints the Central-North Pamir collision, since the Shala Tala thrust was a back-thrust at that time.}, language = {en} } @misc{DvornikovLeibmanHeimetal.2018, author = {Dvornikov, Yury and Leibman, Marina and Heim, Birgit and Bartsch, Annett and Herzschuh, Ulrike and Skorospekhova, Tatiana and Fedorova, Irina and Khomutov, Artem and Widhalm, Barbara and Gubarkov, Anatoly and R{\"o}ßler, Sebastian}, title = {Terrestrial CDOM in lakes of Yamal Peninsula}, series = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {1333}, issn = {1866-8372}, doi = {10.25932/publishup-45972}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-459720}, pages = {21}, year = {2018}, abstract = {In this study, we analyze interactions in lake and lake catchment systems of a continuous permafrost area. We assessed colored dissolved organic matter (CDOM) absorption at 440 nm (a(440)(CDOM)) and absorption slope (S300-500) in lakes using field sampling and optical remote sensing data for an area of 350 km(2) in Central Yamal, Siberia. Applying a CDOM algorithm (ratio of green and red band reflectance) for two high spatial resolution multispectral GeoEye-1 and Worldview-2 satellite images, we were able to extrapolate the a()(CDOM) data from 18 lakes sampled in the field to 356 lakes in the study area (model R-2 = 0.79). Values of a(440)(CDOM) in 356 lakes varied from 0.48 to 8.35 m(-1) with a median of 1.43 m(-1). This a()(CDOM) dataset was used to relate lake CDOM to 17 lake and lake catchment parameters derived from optical and radar remote sensing data and from digital elevation model analysis in order to establish the parameters controlling CDOM in lakes on the Yamal Peninsula. Regression tree model and boosted regression tree analysis showed that the activity of cryogenic processes (thermocirques) in the lake shores and lake water level were the two most important controls, explaining 48.4\% and 28.4\% of lake CDOM, respectively (R-2 = 0.61). Activation of thermocirques led to a large input of terrestrial organic matter and sediments from catchments and thawed permafrost to lakes (n = 15, mean a(440)(CDOM) = 5.3 m(-1)). Large lakes on the floodplain with a connection to Mordy-Yakha River received more CDOM (n = 7, mean a(440)(CDOM) = 3.8 m(-1)) compared to lakes located on higher terraces.}, language = {en} } @misc{SmithZottaBoultonetal.2023, author = {Smith, Taylor and Zotta, Ruxandra-Maria and Boulton, Chris A. and Lenton, Timothy M. and Dorigo, Wouter and Boers, Niklas}, title = {Reliability of resilience estimation based on multi-instrument time series}, series = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {1322}, issn = {1866-8372}, doi = {10.25932/publishup-58912}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-589120}, pages = {173 -- 183}, year = {2023}, abstract = {Many widely used observational data sets are comprised of several overlapping instrument records. While data inter-calibration techniques often yield continuous and reliable data for trend analysis, less attention is generally paid to maintaining higher-order statistics such as variance and autocorrelation. A growing body of work uses these metrics to quantify the stability or resilience of a system under study and potentially to anticipate an approaching critical transition in the system. Exploring the degree to which changes in resilience indicators such as the variance or autocorrelation can be attributed to non-stationary characteristics of the measurement process - rather than actual changes in the dynamical properties of the system - is important in this context. In this work we use both synthetic and empirical data to explore how changes in the noise structure of a data set are propagated into the commonly used resilience metrics lag-one autocorrelation and variance. We focus on examples from remotely sensed vegetation indicators such as vegetation optical depth and the normalized difference vegetation index from different satellite sources. We find that time series resulting from mixing signals from sensors with varied uncertainties and covering overlapping time spans can lead to biases in inferred resilience changes. These biases are typically more pronounced when resilience metrics are aggregated (for example, by land-cover type or region), whereas estimates for individual time series remain reliable at reasonable sensor signal-to-noise ratios. Our work provides guidelines for the treatment and aggregation of multi-instrument data in studies of critical transitions and resilience.}, language = {en} } @misc{ZaliReinKruegeretal.2023, author = {Zali, Zahra and Rein, Teresa and Kr{\"u}ger, Frank and Ohrnberger, Matthias and Scherbaum, Frank}, title = {Ocean bottom seismometer (OBS) noise reduction from horizontal and vertical components using harmonic-percussive separation algorithms}, series = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {1320}, issn = {1866-8372}, doi = {10.25932/publishup-58882}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-588828}, pages = {15}, year = {2023}, abstract = {Records from ocean bottom seismometers (OBSs) are highly contaminated by noise, which is much stronger compared to data from most land stations, especially on the horizontal components. As a consequence, the high energy of the oceanic noise at frequencies below 1 Hz considerably complicates the analysis of the teleseismic earthquake signals recorded by OBSs. Previous studies suggested different approaches to remove low-frequency noises from OBS recordings but mainly focused on the vertical component. The records of horizontal components, which are crucial for the application of many methods in passive seismological analysis of body and surface waves, could not be much improved in the teleseismic frequency band. Here we introduce a noise reduction method, which is derived from the harmonic-percussive separation algorithms used in Zali et al. (2021), in order to separate long-lasting narrowband signals from broadband transients in the OBS signal. This leads to significant noise reduction of OBS records on both the vertical and horizontal components and increases the earthquake signal-to-noise ratio (SNR) without distortion of the broadband earthquake waveforms. This is demonstrated through tests with synthetic data. Both SNR and cross-correlation coefficients showed significant improvements for different realistic noise realizations. The application of denoised signals in surface wave analysis and receiver functions is discussed through tests with synthetic and real data.}, language = {en} } @phdthesis{GomezZapata2023, author = {G{\´o}mez Zapata, Juan Camilo}, title = {Towards unifying approaches in exposure modelling for scenario-based multi-hazard risk assessments}, doi = {10.25932/publishup-58614}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-586140}, school = {Universit{\"a}t Potsdam}, pages = {iii, xiii, 155}, year = {2023}, abstract = {This cumulative thesis presents a stepwise investigation of the exposure modelling process for risk assessment due to natural hazards while highlighting its, to date, not much-discussed importance and associated uncertainties. Although "exposure" refers to a very broad concept of everything (and everyone) that is susceptible to damage, in this thesis it is narrowed down to the modelling of large-area residential building stocks. Classical building exposure models for risk applications have been constructed fully relying on unverified expert elicitation over data sources (e.g., outdated census datasets), and hence have been implicitly assumed to be static in time and in space. Moreover, their spatial representation has also typically been simplified by geographically aggregating the inferred composition onto coarse administrative units whose boundaries do not always capture the spatial variability of the hazard intensities required for accurate risk assessments. These two shortcomings and the related epistemic uncertainties embedded within exposure models are tackled in the first three chapters of the thesis. The exposure composition of large-area residential building stocks is studied on the scope of scenario-based earthquake loss models. Then, the proposal of optimal spatial aggregation areas of exposure models for various hazard-related vulnerabilities is presented, focusing on ground-shaking and tsunami risks. Subsequently, once the experience is gained in the study of the composition and spatial aggregation of exposure for various hazards, this thesis moves towards a multi-hazard context while addressing cumulative damage and losses due to consecutive hazard scenarios. This is achieved by proposing a novel method to account for the pre-existing damage descriptions on building portfolios as a key input to account for scenario-based multi-risk assessment. Finally, this thesis shows how the integration of the aforementioned elements can be used in risk communication practices. This is done through a modular architecture based on the exploration of quantitative risk scenarios that are contrasted with social risk perceptions of the directly exposed communities to natural hazards. In Chapter 1, a Bayesian approach is proposed to update the prior assumptions on such composition (i.e., proportions per building typology). This is achieved by integrating high-quality real observations and then capturing the intrinsic probabilistic nature of the exposure model. Such observations are accounted as real evidence from both: field inspections (Chapter 2) and freely available data sources to update existing (but outdated) exposure models (Chapter 3). In these two chapters, earthquake scenarios with parametrised ground motion fields were transversally used to investigate the role of such epistemic uncertainties related to the exposure composition through sensitivity analyses. Parametrised scenarios of seismic ground shaking were the hazard input utilised to study the physical vulnerability of building portfolios. The second issue that was investigated, which refers to the spatial aggregation of building exposure models, was investigated within two decoupled vulnerability contexts: due to seismic ground shaking through the integration of remote sensing techniques (Chapter 3); and within a multi-hazard context by integrating the occurrence of associated tsunamis (Chapter 4). Therein, a careful selection of the spatial aggregation entities while pursuing computational efficiency and accuracy in the risk estimates due to such independent hazard scenarios (i.e., earthquake and tsunami) are discussed. Therefore, in this thesis, the physical vulnerability of large-area building portfolios due to tsunamis is considered through two main frames: considering and disregarding the interaction at the vulnerability level, through consecutive and decoupled hazard scenarios respectively, which were then contrasted. Contrary to Chapter 4, where no cumulative damages are addressed, in Chapter 5, data and approaches, which were already generated in former sections, are integrated with a novel modular method to ultimately study the likely interactions at the vulnerability level on building portfolios. This is tested by evaluating cumulative damages and losses after earthquakes with increasing magnitude followed by their respective tsunamis. Such a novel method is grounded on the possibility of re-using existing fragility models within a probabilistic framework. The same approach is followed in Chapter 6 to forecast the likely cumulative damages to be experienced by a building stock located in a volcanic multi-hazard setting (ash-fall and lahars). In that section, special focus was made on the manner the forecasted loss metrics are communicated to locally exposed communities. Co-existing quantitative scientific approaches (i.e., comprehensive exposure models; explorative risk scenarios involving single and multiple hazards) and semi-qualitative social risk perception (i.e., level of understanding that the exposed communities have about their own risk) were jointly considered. Such an integration ultimately allowed this thesis to also contribute to enhancing preparedness, science divulgation at the local level as well as technology transfer initiatives. Finally, a synthesis of this thesis along with some perspectives for improvement and future work are presented.}, language = {en} } @phdthesis{Zuhr2023, author = {Zuhr, Alexandra}, title = {Proxy signal formation in palaeoclimate archives}, doi = {10.25932/publishup-58286}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-582864}, school = {Universit{\"a}t Potsdam}, pages = {xx, 167}, year = {2023}, abstract = {Throughout the last ~3 million years, the Earth's climate system was characterised by cycles of glacial and interglacial periods. The current warm period, the Holocene, is comparably stable and stands out from this long-term cyclicality. However, since the industrial revolution, the climate has been increasingly affected by a human-induced increase in greenhouse gas concentrations. While instrumental observations are used to describe changes over the past ~200 years, indirect observations via proxy data are the main source of information beyond this instrumental era. These data are indicators of past climatic conditions, stored in palaeoclimate archives around the Earth. The proxy signal is affected by processes independent of the prevailing climatic conditions. In particular, for sedimentary archives such as marine sediments and polar ice sheets, material may be redistributed during or after the initial deposition and subsequent formation of the archive. This leads to noise in the records challenging reliable reconstructions on local or short time scales. This dissertation characterises the initial deposition of the climatic signal and quantifies the resulting archive-internal heterogeneity and its influence on the observed proxy signal to improve the representativity and interpretation of climate reconstructions from marine sediments and ice cores. To this end, the horizontal and vertical variation in radiocarbon content of a box-core from the South China Sea is investigated. The three-dimensional resolution is used to quantify the true uncertainty in radiocarbon age estimates from planktonic foraminifera with an extensive sampling scheme, including different sample volumes and replicated measurements of batches of small and large numbers of specimen. An assessment on the variability stemming from sediment mixing by benthic organisms reveals strong internal heterogeneity. Hence, sediment mixing leads to substantial time uncertainty of proxy-based reconstructions with error terms two to five times larger than previously assumed. A second three-dimensional analysis of the upper snowpack provides insights into the heterogeneous signal deposition and imprint in snow and firn. A new study design which combines a structure-from-motion photogrammetry approach with two-dimensional isotopic data is performed at a study site in the accumulation zone of the Greenland Ice Sheet. The photogrammetry method reveals an intermittent character of snowfall, a layer-wise snow deposition with substantial contributions by wind-driven erosion and redistribution to the final spatially variable accumulation and illustrated the evolution of stratigraphic noise at the surface. The isotopic data show the preservation of stratigraphic noise within the upper firn column, leading to a spatially variable climate signal imprint and heterogeneous layer thicknesses. Additional post-depositional modifications due to snow-air exchange are also investigated, but without a conclusive quantification of the contribution to the final isotopic signature. Finally, this characterisation and quantification of the complex signal formation in marine sediments and polar ice contributes to a better understanding of the signal content in proxy data which is needed to assess the natural climate variability during the Holocene.}, language = {en} } @misc{RembeSobelKleyetal.2022, author = {Rembe, Johannes and Sobel, Edward and Kley, Jonas and Terbishalieva, Baiansulu and Musiol, Antje and Chen, Jie and Zhou, Renjie}, title = {Geochronology, Geochemistry, and Geodynamic Implications of Permo-Triassic Back-Arc Basin Successions in the North Pamir, Central Asia}, series = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {1309}, issn = {1866-8372}, doi = {10.25932/publishup-58331}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-583318}, pages = {21}, year = {2022}, abstract = {The Permo-Triassic period marks the time interval between Hercynian (Variscan) orogenic events in the Tien Shan and the North Pamir, and the Cimmerian accretion of the Gondwana-derived Central and South Pamir to the southern margin of the Paleo-Asian continent. A well-preserved Permo-Triassic volcano-sedimentary sequence from the Chinese North Pamir yields important information on the geodynamic evolution of Asia's pre-Cimmerian southern margin. The oldest volcanic rocks from that section are dated to the late Guadalupian epoch by a rhyolite and a dacitic dike that gave zircon U-Pb ages of ~260 Ma. Permian volcanism was largely pyroclastic and mafic to intermediate. Upsection, a massive ignimbritic crystal tuff in the Chinese Qimgan valley was dated to 244.1 +/- 1.1 Ma, a similar unit in the nearby Gez valley to 245 +/- 11 Ma, and an associated rhyolite to 233.4 +/- 1.1 Ma. Deposition of the locally ~200 m thick crystal tuff unit follows an unconformity and marks the onset of intense, mainly mafic to intermediate, calc-alkaline magmatic activity. Triassic volcanic activity in the North Pamir was coeval with the major phase of Cimmerian intrusive activity in the Karakul-Mazar arc-accretionary complex to the south, caused by northward subduction of the Paleo-Tethys. It also coincided with the emplacement of basanitic and carbonatitic dikes and a thermal event in the South Tien Shan, to the north of our study area. Evidence for arc-related magmatic activity in a back-arc position provides strong arguments for back-arc extension or transtension and basin formation. This puts the Qimgan succession in line with a more than 1000 km long realm of extensional Triassic back-arc basins known from the North Pamir in the Kyrgyz Altyn Darya valley (Myntekin formation), the North Pamir of Tajikistan and Afghanistan, and the Afghan Hindukush (Doab formation) and further west from the Paropamisus and Kopet Dag (Aghdarband, NE Iran).}, language = {en} } @phdthesis{Tella2023, author = {Tella, Timothy Oluwatobi}, title = {Exploring the roles of sediment production by Photozoan and Heterozoan biotas on the evolution of carbonate system geometries through forward modelling}, doi = {10.25932/publishup-58225}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-582257}, school = {Universit{\"a}t Potsdam}, pages = {xvi, 123}, year = {2023}, abstract = {The role of biogenic carbonate producers in the evolution of the geometries of carbonate systems has been the subject of numerous research projects. Attempts to classify modern and ancient carbonate systems by their biotic components have led to the discrimination of biogenic carbonate producers broadly into Photozoans, which are characterised by an affinity for warm tropical waters and high dependence on light penetration, and Heterozoans which are generally associated with both cool water environments and nutrient-rich settings with little to no light penetration. These broad categories of carbonate sediment producers have also been recognised to dominate in specific carbonate systems. Photozoans are commonly dominant in flat-topped platforms with steep margins, while Heterozoans generally dominate carbonate ramps. However, comparatively little is known on how these two main groups of carbonate producers interact in the same system and impact depositional geometries responding to changes in environmental conditions such as sea level fluctuation, antecedent slope, sediment transport processes, etc. This thesis presents numerical models to investigate the evolution of Miocene carbonate systems in the Mediterranean from two shallow marine domains: 1) a Miocene flat-topped platform dominated by Photozoans, with a significant component of Hetrozoans in the slope and 2) a Heterozoan distally steepened ramp, with seagrass-influenced (Photozoan) inner ramp. The overarching aim of the three articles comprising this cumulative thesis is to provide a numerical study of the role of Photozoans and Heterozoans in the evolution of carbonate system geometries and how these biotas respond to changes in environmental conditions. This aim was achieved using stratigraphic forward modelling, which provides an approach to quantitatively integrate multi-scale datasets to reconstruct sedimentary processes and products during the evolution of a sedimentary system. In a Photozoan-dominated carbonate system, such as the Miocene Llucmajor platform in Western Mediterranean, stratigraphic forward modelling dovetailed with a robust set of sensitivity tests reveal how the geometry of the carbonate system is determined by the complex interaction of Heterozoan and Photozoan biotas in response to variable conditions of sea level fluctuation, substrate configuration, sediment transport processes and the dominance of Photozoan over Heterozoan production. This study provides an enhanced understanding of the different carbonate systems that are possible under different ecological and hydrodynamic conditions. The research also gives insight into the roles of different biotic associations in the evolution of carbonate geometries through time and space. The results further show that the main driver of platform progradation in a Llucmajor-type system is the lowstand production of Heterozoan sediments, which form the necessary substratum for Photozoan production. In Heterozoan systems, sediment production is mainly characterised by high transport deposits, that are prone to redistribution by waves and gravity, thereby precluding the development of steep margins. However, in the Menorca ramp, the occurrence of sediment trapping by seagrass led to the evolution of distal slope steepening. We investigated, through numerical modelling, how such a seagrass-influenced ramp responds to the frequency and amplitude of sea level changes, variable carbonate production between the euphotic and oligophotic zone, and changes in the configuration of the paleoslope. The study reinforces some previous hypotheses and presents alternative scenarios to the established concepts of high-transport ramp evolution. The results of sensitivity experiments show that steep slopes are favoured in ramps that develop in high-frequency sea level fluctuation with amplitudes between 20 m and 40 m. We also show that ramp profiles are significantly impacted by the paleoslope inclination, such that an optimal antecedent slope of about 0.15 degrees is required for the Menorca distally steepened ramp to develop. The third part presents an experimental case to argue for the existence of a Photozoan sediment threshold required for the development of steep margins in carbonate platforms. This was carried out by developing sensitivity tests on the forward models of the flat-topped (Llucmajor) platform and the distally steepened (Menorca) platform. The results show that models with Photozoan sediment proportion below a threshold of about 40\% are incapable of forming steep slopes. The study also demonstrates that though it is possible to develop steep margins by seagrass sediment trapping, such slopes can only be stabilized by the appropriate sediment fabric and/or microbial binding. In the Photozoan-dominated system, the magnitude of slope steepness depends on the proportion of Photozoan sediments in the system. Therefore, this study presents a novel tool for characterizing carbonate systems based on their biogenic components.}, language = {en} } @phdthesis{ArboledaZapata2023, author = {Arboleda Zapata, Mauricio}, title = {Adapted inversion strategies for electrical resistivity data to explore layered near-surface environments}, doi = {10.25932/publishup-58135}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-581357}, school = {Universit{\"a}t Potsdam}, pages = {115}, year = {2023}, abstract = {The electrical resistivity tomography (ERT) method is widely used to investigate geological, geotechnical, and hydrogeological problems in inland and aquatic environments (i.e., lakes, rivers, and seas). The objective of the ERT method is to obtain reliable resistivity models of the subsurface that can be interpreted in terms of the subsurface structure and petrophysical properties. The reliability of the resulting resistivity models depends not only on the quality of the acquired data, but also on the employed inversion strategy. Inversion of ERT data results in multiple solutions that explain the measured data equally well. Typical inversion approaches rely on different deterministic (local) strategies that consider different smoothing and damping strategies to stabilize the inversion. However, such strategies suffer from the trade-off of smearing possible sharp subsurface interfaces separating layers with resistivity contrasts of up to several orders of magnitude. When prior information (e.g., from outcrops, boreholes, or other geophysical surveys) suggests sharp resistivity variations, it might be advantageous to adapt the parameterization and inversion strategies to obtain more stable and geologically reliable model solutions. Adaptations to traditional local inversions, for example, by using different structural and/or geostatistical constraints, may help to retrieve sharper model solutions. In addition, layer-based model parameterization in combination with local or global inversion approaches can be used to obtain models with sharp boundaries. In this thesis, I study three typical layered near-surface environments in which prior information is used to adapt 2D inversion strategies to favor layered model solutions. In cooperation with the coauthors of Chapters 2-4, I consider two general strategies. Our first approach uses a layer-based model parameterization and a well-established global inversion strategy to generate ensembles of model solutions and assess uncertainties related to the non-uniqueness of the inverse problem. We apply this method to invert ERT data sets collected in an inland coastal area of northern France (Chapter~2) and offshore of two Arctic regions (Chapter~3). Our second approach consists of using geostatistical regularizations with different correlation lengths. We apply this strategy to a more complex subsurface scenario on a local intermountain alluvial fan in southwestern Germany (Chapter~4). Overall, our inversion approaches allow us to obtain resistivity models that agree with the general geological understanding of the studied field sites. These strategies are rather general and can be applied to various geological environments where a layered subsurface structure is expected. The flexibility of our strategies allows adaptations to invert other kinds of geophysical data sets such as seismic refraction or electromagnetic induction methods, and could be considered for joint inversion approaches.}, language = {en} } @phdthesis{Klein2022, author = {Klein, Konstantin Paul}, title = {Remote Sensing of Suspended Sediment Dynamics in the Arctic Nearshore Zone}, doi = {10.25932/publishup-57603}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-576032}, school = {Universit{\"a}t Potsdam}, pages = {xvi, 85, xvii}, year = {2022}, abstract = {The Arctic nearshore zone plays a key role in the carbon cycle. Organic-rich sediments get eroded off permafrost affected coastlines and can be directly transferred to the nearshore zone. Permafrost in the Arctic stores a high amount of organic matter and is vulnerable to thermo-erosion, which is expected to increase due to climate change. This will likely result in higher sediment loads in nearshore waters and has the potential to alter local ecosystems by limiting light transmission into the water column, thus limiting primary production to the top-most part of it, and increasing nutrient export from coastal erosion. Greater organic matter input could result in the release of greenhouse gases to the atmosphere. Climate change also acts upon the fluvial system, leading to greater discharge to the nearshore zone. It leads to decreasing sea-ice cover as well, which will both increase wave energy and lengthen the open-water season. Yet, knowledge on these processes and the resulting impact on the nearshore zone is scarce, because access to and instrument deployment in the nearshore zone is challenging. Remote sensing can alleviate these issues in providing rapid data delivery in otherwise non-accessible areas. However, the waters in the Arctic nearshore zone are optically complex, with multiple influencing factors, such as organic rich suspended sediments, colored dissolved organic matter (cDOM), and phytoplankton. The goal of this dissertation was to use remotely sensed imagery to monitor processes related to turbidity caused by suspended sediments in the Arctic nearshore zone. In-situ measurements of water-leaving reflectance and surface water turbidity were used to calibrate a semi-empirical algorithm which relates turbidity from satellite imagery. Based on this algorithm and ancillary ocean and climate variables, the mechanisms underpinning nearshore turbidity in the Arctic were identified at a resolution not achieved before. The calibration of the Arctic Nearshore Turbidity Algorithm (ANTA) was based on in-situ measurements from the coastal and inner-shelf waters around Herschel Island Qikiqtaruk (HIQ) in the western Canadian Arctic from the summer seasons 2018 and 2019. It performed better than existing algorithms, developed for global applications, in relating turbidity from remotely sensed imagery. These existing algorithms were lacking validation data from permafrost affected waters, and were thus not able to reflect the complexity of Arctic nearshore waters. The ANTA has a higher sensitivity towards the lowest turbidity values, which is an asset for identifying sediment pathways in the nearshore zone. Its transferability to areas beyond HIQ was successfully demonstrated using turbidity measurements matching satellite image recordings from Adventfjorden, Svalbard. The ANTA is a powerful tool that provides robust turbidity estimations in a variety of Arctic nearshore environments. Drivers of nearshore turbidity in the Arctic were analyzed by combining ANTA results from the summer season 2019 from HIQ with ocean and climate variables obtained from the weather station at HIQ, the ERA5 reanalysis database, and the Mackenzie River discharge. ERA5 reanalysis data were obtained as domain averages over the Canadian Beaufort Shelf. Nearshore turbidity was linearly correlated to wind speed, significant wave height and wave period. Interestingly, nearshore turbidity was only correlated to wind speed at the shelf, but not to the in-situ measurements from the weather station at HIQ. This shows that nearshore turbidity, albeit being of limited spatial extent, gets influenced by the weather conditions multiple kilometers away, rather than in its direct vicinity. The large influence of wave energy on nearshore turbidity indicates that freshly eroded material off the coast is a major contributor to the nearshore sediment load. This contrasts results from the temperate and tropical oceans, where tides and currents are the major drivers of nearshore turbidity. The Mackenzie River discharge was not identified as a driver of nearshore turbidity in 2019, however, the analysis of 30 years of Landsat archive imagery from 1986 to 2016 suggests a direct link between the prevailing wind direction, which heavily influences the Mackenzie River plume extent, and nearshore turbidity around HIQ. This discrepancy could be caused by the abnormal discharge behavior of the Mackenzie River in 2019. This dissertation has substantially advanced the understanding of suspended sediment processes in the Arctic nearshore zone and provided new monitoring tools for future studies. The presented results will help to understand the role of the Arctic nearshore zone in the carbon cycle under a changing climate.}, language = {en} } @phdthesis{Patyniak2022, author = {Patyniak, Magda}, title = {Seismotectonic segmentation, paleoearthquakes and style of deformation along the Northern Pamir thrust system, South Kyrgyzstan}, doi = {10.25932/publishup-57714}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-577141}, school = {Universit{\"a}t Potsdam}, pages = {xxii, 165}, year = {2022}, abstract = {The Pamir Frontal Thrust (PFT) located in the Trans Alai range in Central Asia is the principal active fault of the intracontinental India-Eurasia convergence zone and constitutes the northernmost boundary of the Pamir orogen at the NW edge of this collision zone. Frequent seismic activity and ongoing crustal shortening reflect the northward propagation of the Pamir into the intermontane Alai Valley. Quaternary deposits are being deformed and uplifted by the advancing thrust front of the Trans Alai range. The Alai Valley separates the Pamir range front from the Tien Shan mountains in the north; the Alai Valley is the vestige of a formerly contiguous basin that linked the Tadjik Depression in the west with the Tarim Basin in the east. GNSS measurements across the Central Pamir document a shortening rate of ~25 mm/yr, with a dramatic decrease of ~10-15 mm over a short distance across the northernmost Trans Alai range. This suggests that almost half of the shortening in the greater Pamir - Tien Shan collision zone is absorbed along the PFT. The short-term (geodetic) and long-term (geologic) shortening rates across the northern Pamir appear to be at odds with an apparent slip-rate discrepancy along the frontal fault system of the Pamir. Moreover, the present-day seismicity and historical records have not revealed great Mw > 7 earthquakes that might be expected with such a significant slip accommodation. In contrast, recent and historic earthquakes exhibit complex rupture patterns within and across seismotectonic segments bounding the Pamir mountain front, challenging our understanding of fault interaction and the seismogenic potential of this area, and leaving the relationships between seismicity and the geometry of the thrust front not well understood. In this dissertation I employ different approaches to assess the seismogenic behavior along the PFT. Firstly, I provide paleoseismic data from five trenches across the central PFT segment (cPFT) and compute a segment-wide earthquake chronology over the past 16 kyr. This novel dataset provides important insights into the recurrence, magnitude, and rupture extent of past earthquakes along the cPFT. I interpret five, possibly six paleoearthquakes that have ruptured the Pamir mountain front since ∼7 ka and 16 ka, respectively. My results indicate that at least three major earthquakes ruptured the full-segment length and possibly crossed segment boundaries with a recurrence interval of ∼1.9 kyr and potential magnitudes of up to Mw 7.4. Importantly, I did not find evidence for great (i.e., Mw ≥8) earthquakes. Secondly, I combine my paleoseimic results with morphometric analyses to establish a segment-wide distribution of the cumulative vertical separation along offset fluvial terraces and I model a long-term slip rate for the cPFT. My investigations reveal discrepancies between the extents of slip and rupture during apparent partial segment ruptures in the western half of the cPFT. Combined with significantly higher fault scarp offsets in this sector of the cPFT, the observations indicate a more mature fault section with a potential for future fault linkage. I estimate an average rate of horizontal motion for the cPFT of 4.1 ± 1.5 mm/yr during the past ∼5 kyr, which does not fully match the GNSS-derived present-day shortening rate of ∼10 mm/yr. This suggests a complex distribution of strain accumulation and potential slip partitioning between the cPFT and additional faults and folds within the Pamir that may be associated with a partially locked regional d{\´e}collement. The third part of the thesis provides new insights regarding the surface rupture of the 2008 Mw 6.6 Nura earthquake that ruptured along the eastern PFT sector. I explore this rupture in the context of its structural complexity by combining extensive field observations with high-resolution digital surface models. I provide a map of the rupture extent, net slip measurements, and updated regional geological observations. Based on this data I propose a tectonic model in this area associated with secondary flexural-slip faulting along steeply dipping bedding of folded Paleogene sedimentary strata that is related to deformation along a deeper blind thrust. Here, the strain release seems to be transferred from the PFT towards older inherited basement structures within the area of advanced Pamir-Tien Shan collision zone. The extensive research of my dissertation results in a paleoseismic database of the past 16 ~kyr, which contributes to the understanding of the seismogenic behavior of the PFT, but also to that of segmented thrust-fault systems in active collisional settings. My observations underscore the importance of combining different methodological approaches in the geosciences, especially in structurally complex tectonic settings like the northern Pamir. Discrepancy between GNSS-derived present-day deformation rates and those from different geological archives in the central part, as well as the widespread distribution of the deformation due to earthquake triggered strain transfer in the eastern part reveals the complexity of this collision zone and calls for future studies involving multi-temporal and interdisciplinary approaches.}, language = {en} } @phdthesis{Siegmund2022, author = {Siegmund, Nicole}, title = {Wind driven soil particle uptake Quantifying drivers of wind erosion across the particle size spectrum}, doi = {10.25932/publishup-57489}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-574897}, school = {Universit{\"a}t Potsdam}, pages = {ix, 56}, year = {2022}, abstract = {Among the multitude of geomorphological processes, aeolian shaping processes are of special character, Pedogenic dust is one of the most important sources of atmospheric aerosols and therefore regarded as a key player for atmospheric processes. Soil dust emissions, being complex in composition and properties, influence atmospheric processes and air quality and has impacts on other ecosystems. In this because even though their immediate impact can be considered low (exceptions exist), their constant and large-scale force makes them a powerful player in the earth system. dissertation, we unravel a novel scientific understanding of this complex system based on a holistic dataset acquired during a series of field experiments on arable land in La Pampa, Argentina. The field experiments as well as the generated data provide information about topography, various soil parameters, the atmospheric dynamics in the very lower atmosphere (4m height) as well as measurements regarding aeolian particle movement across a wide range of particle size classes between 0.2μm up to the coarse sand. The investigations focus on three topics: (a) the effects of low-scale landscape structures on aeolian transport processes of the coarse particle fraction, (b) the horizontal and vertical fluxes of the very fine particles and (c) the impact of wind gusts on particle emissions. Among other considerations presented in this thesis, it could in particular be shown, that even though the small-scale topology does have a clear impact on erosion and deposition patterns, also physical soil parameters need to be taken into account for a robust statistical modelling of the latter. Furthermore, specifically the vertical fluxes of particulate matter have different characteristics for the particle size classes. Finally, a novel statistical measure was introduced to quantify the impact of wind gusts on the particle uptake and its application on the provided data set. The aforementioned measure shows significantly increased particle concentrations during points in time defined as gust event. With its holistic approach, this thesis further contributes to the fundamental understanding of how atmosphere and pedosphere are intertwined and affect each other.}, language = {en} } @misc{SchmidtFranckeRottleretal.2022, author = {Schmidt, Lena Katharina and Francke, Till and Rottler, Erwin and Blume, Theresa and Sch{\"o}ber, Johannes}, title = {Suspended sediment and discharge dynamics in a glaciated alpine environment: identifying crucial areas and time periods on several spatial and temporal scales in the {\"O}tztal, Austria}, series = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {1296}, issn = {1866-8372}, doi = {10.25932/publishup-57656}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-576564}, pages = {653 -- 669}, year = {2022}, abstract = {Glaciated high-alpine areas are fundamentally altered by climate change, with well-known implications for hydrology, e.g., due to glacier retreat, longer snow-free periods, and more frequent and intense summer rainstorms. While knowledge on how these hydrological changes will propagate to suspended sediment dynamics is still scarce, it is needed to inform mitigation and adaptation strategies. To understand the processes and source areas most relevant to sediment dynamics, we analyzed discharge and sediment dynamics in high temporal resolution as well as their patterns on several spatial scales, which to date few studies have done. We used a nested catchment setup in the Upper {\"O}tztal in Tyrol, Austria, where high-resolution (15 min) time series of discharge and suspended sediment concentrations are available for up to 15 years (2006-2020). The catchments of the gauges in Vent, S{\"o}lden and Tumpen range from 100 to almost 800 km2 with 10 \% to 30 \% glacier cover and span an elevation range of 930 to 3772 m a.s.l. We analyzed discharge and suspended sediment yields (SSY), their distribution in space, their seasonality and spatial differences therein, and the relative importance of short-term events. We complemented our analysis by linking the observations to satellite-based snow cover maps, glacier inventories, mass balances and precipitation data. Our results indicate that the areas above 2500 m a.s.l., characterized by glacier tongues and the most recently deglaciated areas, are crucial for sediment generation in all sub-catchments. This notion is supported by the synchronous spring onset of sediment export at the three gauges, which coincides with snowmelt above 2500 m but lags behind spring discharge onsets. This points at a limitation of suspended sediment supply as long as the areas above 2500 m are snow-covered. The positive correlation of annual SSY with glacier cover (among catchments) and glacier mass balances (within a catchment) further supports the importance of the glacier-dominated areas. The analysis of short-term events showed that summer precipitation events were associated with peak sediment concentrations and yields but on average accounted for only 21 \% of the annual SSY in the headwaters. These results indicate that under current conditions, thermally induced sediment export (through snow and glacier melt) is dominant in the study area. Our results extend the scientific knowledge on current hydro-sedimentological conditions in glaciated high-alpine areas and provide a baseline for studies on projected future changes in hydro-sedimentological system dynamics.}, language = {en} } @misc{JaraMunozMelnickLietal.2022, author = {Jara Mu{\~n}oz, Julius and Melnick, Daniel and Li, Shaoyang and Socquet, Anne and Cort{\´e}s-Aranda, Joaqu{\´i}n and Brill, Dominik and Strecker, Manfred}, title = {The cryptic seismic potential of the Pichilemu blind fault in Chile revealed by off-fault geomorphology}, series = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {1294}, issn = {1866-8372}, doi = {10.25932/publishup-57461}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-574616}, pages = {13}, year = {2022}, abstract = {The first step towards assessing hazards in seismically active regions involves mapping capable faults and estimating their recurrence times. While the mapping of active faults is commonly based on distinct geologic and geomorphic features evident at the surface, mapping blind seismogenic faults is complicated by the absence of on-fault diagnostic features. Here we investigated the Pichilemu Fault in coastal Chile, unknown until it generated a Mw 7.0 earthquake in 2010. The lack of evident surface faulting suggests activity along a partly-hidden blind fault. We used off-fault deformed marine terraces to estimate a fault-slip rate of 0.52 ± 0.04 m/ka, which, when integrated with satellite geodesy suggests a 2.12 ± 0.2 ka recurrence time for Mw~7.0 normal-faulting earthquakes. We propose that extension in the Pichilemu region is associated with stress changes during megathrust earthquakes and accommodated by sporadic slip during upper-plate earthquakes, which has implications for assessing the seismic potential of cryptic faults along convergent margins and elsewhere.}, language = {en} } @misc{TofeldeBufeTurowski2022, author = {Tofelde, Stefanie and Bufe, Aaron and Turowski, Jens M.}, title = {Hillslope Sediment Supply Limits Alluvial Valley Width}, series = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {1289}, issn = {1866-8372}, doi = {10.25932/publishup-57287}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-572879}, pages = {20}, year = {2022}, abstract = {River-valley morphology preserves information on tectonic and climatic conditions that shape landscapes. Observations suggest that river discharge and valley-wall lithology are the main controls on valley width. Yet, current models based on these observations fail to explain the full range of cross-sectional valley shapes in nature, suggesting hitherto unquantified controls on valley width. In particular, current models cannot explain the existence of paired terrace sequences that form under cyclic climate forcing. Paired river terraces are staircases of abandoned floodplains on both valley sides, and hence preserve past valley widths. Their formation requires alternating phases of predominantly river incision and predominantly lateral planation, plus progressive valley narrowing. While cyclic Quaternary climate changes can explain shifts between incision and lateral erosion, the driving mechanism of valley narrowing is unknown. Here, we extract valley geometries from climatically formed, alluvial river-terrace sequences and show that across our dataset, the total cumulative terrace height (here: total valley height) explains 90\%-99\% of the variance in valley width at the terrace sites. This finding suggests that valley height, or a parameter that scales linearly with valley height, controls valley width in addition to river discharge and lithology. To explain this valley-width-height relationship, we reformulate existing valley-width models and suggest that, when adjusting to new boundary conditions, alluvial valleys evolve to a width at which sediment removal from valley walls matches lateral sediment supply from hillslope erosion. Such a hillslope-channel coupling is not captured in current valley-evolution models. Our model can explain the existence of paired terrace sequences under cyclic climate forcing and relates valley width to measurable field parameters. Therefore, it facilitates the reconstruction of past climatic and tectonic conditions from valley topography.}, language = {en} } @misc{ArboledaZapataAngelopoulosOverduinetal.2022, author = {Arboleda-Zapata, Mauricio and Angelopoulos, Michael and Overduin, Pier Paul and Grosse, Guido and Jones, Benjamin M. and Tronicke, Jens}, title = {Exploring the capabilities of electrical resistivity tomography to study subsea permafrost}, series = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {1285}, issn = {1866-8372}, doi = {10.25932/publishup-57123}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-571234}, pages = {4423 -- 4445}, year = {2022}, abstract = {Sea level rise and coastal erosion have inundated large areas of Arctic permafrost. Submergence by warm and saline waters increases the rate of inundated permafrost thaw compared to sub-aerial thawing on land. Studying the contact between the unfrozen and frozen sediments below the seabed, also known as the ice-bearing permafrost table (IBPT), provides valuable information to understand the evolution of sub-aquatic permafrost, which is key to improving and understanding coastal erosion prediction models and potential greenhouse gas emissions. In this study, we use data from 2D electrical resistivity tomography (ERT) collected in the nearshore coastal zone of two Arctic regions that differ in their environmental conditions (e.g., seawater depth and resistivity) to image and study the subsea permafrost. The inversion of 2D ERT data sets is commonly performed using deterministic approaches that favor smoothed solutions, which are typically interpreted using a user-specified resistivity threshold to identify the IBPT position. In contrast, to target the IBPT position directly during inversion, we use a layer-based model parameterization and a global optimization approach to invert our ERT data. This approach results in ensembles of layered 2D model solutions, which we use to identify the IBPT and estimate the resistivity of the unfrozen and frozen sediments, including estimates of uncertainties. Additionally, we globally invert 1D synthetic resistivity data and perform sensitivity analyses to study, in a simpler way, the correlations and influences of our model parameters. The set of methods provided in this study may help to further exploit ERT data collected in such permafrost environments as well as for the design of future field experiments.}, language = {en} } @misc{AtmaniBookhagenSmith2022, author = {Atmani, Farid and Bookhagen, Bodo and Smith, Taylor}, title = {Measuring Vegetation Heights and Their Seasonal Changes in the Western Namibian Savanna Using Spaceborne Lidars}, series = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {1275}, issn = {1866-8372}, doi = {10.25932/publishup-56991}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-569915}, pages = {20}, year = {2022}, abstract = {The Ice, Cloud, and Land Elevation Satellite-2 (ICESat-2) with its land and vegetation height data product (ATL08), and Global Ecosystem Dynamics Investigation (GEDI) with its terrain elevation and height metrics data product (GEDI Level 2A) missions have great potential to globally map ground and canopy heights. Canopy height is a key factor in estimating above-ground biomass and its seasonal changes; these satellite missions can also improve estimated above-ground carbon stocks. This study presents a novel Sparse Vegetation Detection Algorithm (SVDA) which uses ICESat-2 (ATL03, geolocated photons) data to map tree and vegetation heights in a sparsely vegetated savanna ecosystem. The SVDA consists of three main steps: First, noise photons are filtered using the signal confidence flag from ATL03 data and local point statistics. Second, we classify ground photons based on photon height percentiles. Third, tree and grass photons are classified based on the number of neighbors. We validated tree heights with field measurements (n = 55), finding a root-mean-square error (RMSE) of 1.82 m using SVDA, GEDI Level 2A (Geolocated Elevation and Height Metrics product): 1.33 m, and ATL08: 5.59 m. Our results indicate that the SVDA is effective in identifying canopy photons in savanna ecosystems, where ATL08 performs poorly. We further identify seasonal vegetation height changes with an emphasis on vegetation below 3 m; widespread height changes in this class from two wet-dry cycles show maximum seasonal changes of 1 m, possibly related to seasonal grass-height differences. Our study shows the difficulties of vegetation measurements in savanna ecosystems but provides the first estimates of seasonal biomass changes.}, language = {en} } @phdthesis{Schuster2022, author = {Schuster, Valerian}, title = {Mechanical and hydraulic properties of Opalinus Clay}, doi = {10.25932/publishup-56678}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-566786}, school = {Universit{\"a}t Potsdam}, year = {2022}, abstract = {Deep geological repositories represent a promising solution for the final disposal of nuclear waste. Due to its low permeability, high sorption capacity and self-sealing potential, Opalinus Clay (OPA) is considered a suitable host rock formation for the long-term storage of nuclear waste in Switzerland and Germany. However, the clay formation is characterized by compositional and structural variabilities including the occurrence of carbonate- and quartz-rich layers, pronounced bedding planes as well as tectonic elements such as pre-existing fault zones and fractures, suggesting heterogeneous rock mass properties. Characterizing the heterogeneity of host rock properties is therefore essential for safety predictions of future repositories. This includes a detailed understanding of the mechanical and hydraulic properties, deformation behavior and the underlying deformation processes for an improved assessment of the sealing integrity and long-term safety of a deep repository in OPA. Against this background, this thesis presents the results of deformation experiments performed on intact and artificially fractured specimens of the quartz-rich, sandy and clay-rich, shaly facies of OPA. The experiments focus on the influence of mineralogical composition on the deformation behavior as well as the reactivation and sealing properties of pre-existing faults and fractures at different boundary conditions (e.g., pressure, temperature, strain rate). The anisotropic mechanical properties of the sandy facies of OPA are presented in the first section, which were determined from triaxial deformation experiments using dried and resaturated samples loaded at 0°, 45° and 90° to the bedding plane orientation. A Paterson-type deformation apparatus was used that allowed to investigate how the deformation behavior is influenced by the variation of confining pressure (50 - 100 MPa), temperature (25 - 200 °C), and strain rate (1 × 10-3 - 5 × 10-6 s-1). Constant strain rate experiments revealed brittle to semi-brittle deformation behavior of the sandy facies at the applied conditions. Deformation behavior showed a strong dependence on confining pressure, degree of water saturation as well as bedding orientation, whereas the variation of temperature and strain rate had no significant effect on deformation. Furthermore, the sandy facies displays higher strength and stiffness compared to the clay-rich shaly facies deformed at similar conditions by N{\"u}esch (1991). From the obtained results it can be concluded that cataclastic mechanisms dominate the short-term deformation behavior of dried samples from both facies up to elevated pressure (<200 MPa) and temperature (<200 °C) conditions. The second part presents triaxial deformation tests that were performed to investigate how structural discontinuities affect the deformation behavior of OPA and how the reactivation of preexisting faults is influenced by mineral composition and confining pressure. To this end, dried cylindrical samples of the sandy and shaly facies of OPA were used, which contained a saw-cut fracture oriented at 30° to the long axis. After hydrostatic pre-compaction at 50 MPa, constant strain rate deformation tests were performed at confining pressures of 5, 20 or 35 MPa. With increasing confinement, a gradual transition from brittle, highly localized fault slip including a stress drop at fault reactivation to semi-brittle deformation behavior, characterized by increasing delocalization and non-linear strain hardening without dynamic fault reactivation, can be observed. Brittle localization was limited by the confining pressure at which the fault strength exceeded the matrix yield strength, above which strain partitioning between localized fault slip and distributed matrix deformation occurred. The sandy facies displayed a slightly higher friction coefficient (≈0.48) compared to the shaly facies (≈0.4). In addition, slide-hold-slide tests were conducted, revealing negative or negligible frictional strengthening, which suggests stable creep and long-term weakness of faults in both facies of OPA. The conducted experiments demonstrate that dilatant brittle fault reactivation in OPA may be favored at high overconsolidation ratios and shallow depths, increasing the risk of seismic hazard and the creation of fluid pathways. The final section illustrates how the sealing capacity of fractures in OPA is affected by mineral composition. Triaxial flow-through experiments using Argon-gas were performed with dried samples from the sandy and shaly facies of OPA containing a roughened, artificial fracture. Slate, graywacke, quartzite, natural fault gouge, and granite samples were also tested to highlight the influence of normal stress, mineralogy and diagenesis on the sustainability of fracture transmissivity. With increasing normal stress, a non-linear decrease of fracture transmissivity can be observed that resulted in a permanent reduction of transmissivity after stress release. The transmissivity of rocks with a high portion of strong minerals (e.g., quartz) and high unconfined compressive strength was less sensitive to stress changes. In accordance with this, the sandy facies of OPA displayed a higher initial transmissivity that was less sensitive to stress changes compared to the shaly facies. However, transmissivity of rigid slate was less sensitive to stress changes than the sandy facies of OPA, although the slate is characterized by a higher phyllosilicate content. This demonstrates that in addition to mineral composition, other factors such as the degree of metamorphism, cementation and consolidation have to be considered when evaluating the sealing capacity of phyllosilicate-rich rocks. The results of this thesis highlighted the role of confining pressure on the failure behavior of intact and artificially fractured OPA. Although the quartz-rich sandy facies may be considered as being more favorable for underground constructions due to its higher shear strength and stiffness than the shaly facies, the results indicate that when fractures develop in the sandy facies, they are more conductive and remain more permeable compared to fractures in the clay-dominated shaly facies at a given stress. The results may provide the basis for constitutive models to predict the integrity and evolution of a future repository. Clearly, the influence of composition and consolidation, e.g., by geological burial and uplift, on the mechanical sealing behavior of OPA highlights the need for a detailed site-specific material characterization for a future repository.}, language = {en} } @misc{HeistermannBogenaFranckeetal.2022, author = {Heistermann, Maik and Bogena, Heye and Francke, Till and G{\"u}ntner, Andreas and Jakobi, Jannis and Rasche, Daniel and Schr{\"o}n, Martin and D{\"o}pper, Veronika and Fersch, Benjamin and Groh, Jannis and Patil, Amol and P{\"u}tz, Thomas and Reich, Marvin and Zacharias, Steffen and Zengerle, Carmen and Oswald, Sascha}, title = {Soil moisture observation in a forested headwater catchment: combining a dense cosmic-ray neutron sensor network with roving and hydrogravimetry at the TERENO site W{\"u}stebach}, series = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {1272}, issn = {1866-8372}, doi = {10.25932/publishup-56775}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-567756}, pages = {2501 -- 2519}, year = {2022}, abstract = {Cosmic-ray neutron sensing (CRNS) has become an effective method to measure soil moisture at a horizontal scale of hundreds of metres and a depth of decimetres. Recent studies proposed operating CRNS in a network with overlapping footprints in order to cover root-zone water dynamics at the small catchment scale and, at the same time, to represent spatial heterogeneity. In a joint field campaign from September to November 2020 (JFC-2020), five German research institutions deployed 15 CRNS sensors in the 0.4 km2 W{\"u}stebach catchment (Eifel mountains, Germany). The catchment is dominantly forested (but includes a substantial fraction of open vegetation) and features a topographically distinct catchment boundary. In addition to the dense CRNS coverage, the campaign featured a unique combination of additional instruments and techniques: hydro-gravimetry (to detect water storage dynamics also below the root zone); ground-based and, for the first time, airborne CRNS roving; an extensive wireless soil sensor network, supplemented by manual measurements; and six weighable lysimeters. Together with comprehensive data from the long-term local research infrastructure, the published data set (available at https://doi.org/10.23728/b2share.756ca0485800474e9dc7f5949c63b872; Heistermann et al., 2022) will be a valuable asset in various research contexts: to advance the retrieval of landscape water storage from CRNS, wireless soil sensor networks, or hydrogravimetry; to identify scale-specific combinations of sensors and methods to represent soil moisture variability; to improve the understanding and simulation of land-atmosphere exchange as well as hydrological and hydrogeological processes at the hillslope and the catchment scale; and to support the retrieval of soil water content from airborne and spaceborne remote sensing platforms.}, language = {en} } @phdthesis{Jongejans2022, author = {Jongejans, Loeka Laura}, title = {Organic matter stored in ice-rich permafrost}, doi = {10.25932/publishup-56491}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-564911}, school = {Universit{\"a}t Potsdam}, pages = {xxiii, 178}, year = {2022}, abstract = {The Arctic is changing rapidly and permafrost is thawing. Especially ice-rich permafrost, such as the late Pleistocene Yedoma, is vulnerable to rapid and deep thaw processes such as surface subsidence after the melting of ground ice. Due to permafrost thaw, the permafrost carbon pool is becoming increasingly accessible to microbes, leading to increased greenhouse gas emissions, which enhances the climate warming. The assessment of the molecular structure and biodegradability of permafrost organic matter (OM) is highly needed. My research revolves around the question "how does permafrost thaw affect its OM storage?" More specifically, I assessed (1) how molecular biomarkers can be applied to characterize permafrost OM, (2) greenhouse gas production rates from thawing permafrost, and (3) the quality of OM of frozen and (previously) thawed sediments. I studied deep (max. 55 m) Yedoma and thawed Yedoma permafrost sediments from Yakutia (Sakha Republic). I analyzed sediment cores taken below thermokarst lakes on the Bykovsky Peninsula (southeast of the Lena Delta) and in the Yukechi Alas (Central Yakutia), and headwall samples from the permafrost cliff Sobo-Sise (Lena Delta) and the retrogressive thaw slump Batagay (Yana Uplands). I measured biomarker concentrations of all sediment samples. Furthermore, I carried out incubation experiments to quantify greenhouse gas production in thawing permafrost. I showed that the biomarker proxies are useful to assess the source of the OM and to distinguish between OM derived from terrestrial higher plants, aquatic plants and microbial activity. In addition, I showed that some proxies help to assess the degree of degradation of permafrost OM, especially when combined with sedimentological data in a multi-proxy approach. The OM of Yedoma is generally better preserved than that of thawed Yedoma sediments. The greenhouse gas production was highest in the permafrost sediments that thawed for the first time, meaning that the frozen Yedoma sediments contained most labile OM. Furthermore, I showed that the methanogenic communities had established in the recently thawed sediments, but not yet in the still-frozen sediments. My research provided the first molecular biomarker distributions and organic carbon turnover data as well as insights in the state and processes in deep frozen and thawed Yedoma sediments. These findings show the relevance of studying OM in deep permafrost sediments.}, language = {en} } @phdthesis{Spallanzani2022, author = {Spallanzani, Roberta}, title = {Li and B in ascending magmas: an experimental study on their mobility and isotopic fractionation}, doi = {10.25932/publishup-56061}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-560619}, school = {Universit{\"a}t Potsdam}, pages = {xiv, 131}, year = {2022}, abstract = {This research study focuses on the behaviour of Li and B during magmatic ascent, and decompression-driven degassing related to volcanic systems. The main objective of this dissertation is to determine whether it is possible to use the diffusion properties of the two trace elements as a tool to trace magmatic ascent rate. With this objective, diffusion-couple and decompression experiments have been performed in order to study Li and B mobility in intra-melt conditions first, and then in an evolving system during decompression-driven degassing. Synthetic glasses were prepared with rhyolitic composition and an initial water content of 4.2 wt\%, and all the experiments were performed using an internally heated pressure vessel, in order to ensure a precise control on the experimental parameters such as temperature and pressure. Diffusion-couple experiments were performed with a fix pressure 300 MPa. The temperature was varied in the range of 700-1250 °C with durations between 0 seconds and 24 hours. The diffusion-couple results show that Li diffusivity is very fast and starts already at very low temperature. Significant isotopic fractionation occurs due to the faster mobility of 6Li compared to 7Li. Boron diffusion is also accelerated by the presence of water, but the results of the isotopic ratios are unclear, and further investigation would be necessary to well constrain the isotopic fractionation process of boron in hydrous silicate melts. The isotopic ratios results show that boron isotopic fractionation might be affected by the speciation of boron in the silicate melt structure, as 10B and 11B tend to have tetrahedral and trigonal coordination, respectively. Several decompression experiments were performed at 900 °C and 1000 °C, with pressures going from 300 MPa to 71-77 MPa and durations of 30 minutes, two, five and ten hours, in order to trigger water exsolution and the formation of vesicles in the sample. Textural observations and the calculation of the bubble number density confirmed that the bubble size and distribution after decompression is directly proportional to the decompression rate. The overall SIMS results of Li and B show that the two trace elements tend to progressively decrease their concentration with decreasing decompression rates. This is explained because for longer decompression times, the diffusion of Li and B into the bubbles has more time to progress and the melt continuously loses volatiles as the bubbles expand their volumes. For fast decompression, Li and B results show a concentration increase with a δ7Li and δ11B decrease close to the bubble interface, related to the sudden formation of the gas bubble, and the occurrence of a diffusion process in the opposite direction, from the bubble meniscus to the unaltered melt. When the bubble growth becomes dominant and Li and B start to exsolve into the gas phase, the silicate melt close to the bubble gets depleted in Li and B, because of a stronger diffusion of the trace elements into the bubble. Our data are being applied to different models, aiming to combine the dynamics of bubble nucleation and growth with the evolution of trace elements concentration and isotopic ratios. Here, first considerations on these models will be presented, giving concluding remarks on this research study. All in all, the final remarks constitute a good starting point for further investigations. These results are a promising base to continue to study this process, and Li and B can indeed show clear dependences on decompression-related magma ascent rates in volcanic systems.}, language = {en} } @phdthesis{Tranter2022, author = {Tranter, Morgan Alan}, title = {Numerical quantification of barite reservoir scaling and the resulting injectivity loss in geothermal systems}, doi = {10.25932/publishup-56113}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-561139}, school = {Universit{\"a}t Potsdam}, pages = {131}, year = {2022}, abstract = {Due to the major role of greenhouse gas emissions in global climate change, the development of non-fossil energy technologies is essential. Deep geothermal energy represents such an alternative, which offers promising properties such as a high base load capability and a large untapped potential. The present work addresses barite precipitation within geothermal systems and the associated reduction in rock permeability, which is a major obstacle to maintaining high efficiency. In this context, hydro-geochemical models are essential to quantify and predict the effects of precipitation on the efficiency of a system. The objective of the present work is to quantify the induced injectivity loss using numerical and analytical reactive transport simulations. For the calculations, the fractured-porous reservoirs of the German geothermal regions North German Basin (NGB) and Upper Rhine Graben (URG) are considered. Similar depth-dependent precipitation potentials could be determined for both investigated regions (2.8-20.2 g/m3 fluid). However, the reservoir simulations indicate that the injectivity loss due to barite deposition in the NGB is significant (1.8\%-6.4\% per year) and the longevity of the system is affected as a result; this is especially true for deeper reservoirs (3000 m). In contrast, simulations of URG sites indicate a minor role of barite (< 0.1\%-1.2\% injectivity loss per year). The key differences between the investigated regions are reservoir thicknesses and the presence of fractures in the rock, as well as the ionic strength of the fluids. The URG generally has fractured-porous reservoirs with much higher thicknesses, resulting in a greater distribution of precipitates in the subsurface. Furthermore, ionic strengths are higher in the NGB, which accelerates barite precipitation, causing it to occur more concentrated around the wellbore. The more concentrated the precipitates occur around the wellbore, the higher the injectivity loss. In this work, a workflow was developed within which numerical and analytical models can be used to estimate and quantify the risk of barite precipitation within the reservoir of geothermal systems. A key element is a newly developed analytical scaling score that provides a reliable estimate of induced injectivity loss. The key advantage of the presented approach compared to fully coupled reservoir simulations is its simplicity, which makes it more accessible to plant operators and decision makers. Thus, in particular, the scaling score can find wide application within geothermal energy, e.g., in the search for potential plant sites and the estimation of long-term efficiency.}, language = {en} } @misc{KleinLantuitRolph2022, author = {Klein, Konstantin and Lantuit, Hugues and Rolph, Rebecca}, title = {Drivers of Turbidity and Its Seasonal Variability at Herschel Island Qikiqtaruk (Western Canadian Arctic)}, series = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, publisher = {Universit{\"a}tsverlag Potsdam}, address = {Potsdam}, issn = {1866-8372}, doi = {10.25932/publishup-56176}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-561765}, pages = {1 -- 13}, year = {2022}, abstract = {The Arctic is greatly affected by climate change. Increasing air temperatures drive permafrost thaw and an increase in coastal erosion and river discharge. This results in a greater input of sediment and organic matter into nearshore waters, impacting ecosystems by reducing light transmission through the water column and altering biogeochemistry. This potentially results in impacts on the subsistence economy of local people as well as the climate due to the transformation of suspended organic matter into greenhouse gases. Even though the impacts of increased suspended sediment concentrations and turbidity in the Arctic nearshore zone are well-studied, the mechanisms underpinning this increase are largely unknown. Wave energy and tides drive the level of turbidity in the temperate and tropical parts of the world, and this is generally assumed to also be the case in the Arctic. However, the tidal range is considerably lower in the Arctic, and processes related to the occurrence of permafrost have the potential to greatly contribute to nearshore turbidity. In this study, we use high-resolution satellite imagery alongside in situ and ERA5 reanalysis data of ocean and climate variables in order to identify the drivers of nearshore turbidity, along with its seasonality in the nearshore waters of Herschel Island Qikiqtaruk, in the western Canadian Arctic. Nearshore turbidity correlates well to wind direction, wind speed, significant wave height, and wave period. Nearshore turbidity is superiorly correlated to wind speed at the Beaufort Shelf compared to in situ measurements at Herschel Island Qikiqtaruk, showing that nearshore turbidity, albeit being of limited spatial extent, is influenced by large-scale weather and ocean phenomenons. We show that, in contrast to the temperate and tropical ocean, freshly eroded material is the predominant driver of nearshore turbidity in the Arctic, rather than resuspension, which is caused by the vulnerability of permafrost coasts to thermo-erosion.}, language = {en} } @misc{VehLuetzowKharlamovaetal.2022, author = {Veh, Georg and L{\"u}tzow, Natalie and Kharlamova, Varvara and Petrakov, Dmitry and Hugonnet, Romain and Korup, Oliver}, title = {Trends, Breaks, and Biases in the Frequency of Reported Glacier Lake Outburst Floods}, series = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, publisher = {Universit{\"a}tsverlag Potsdam}, address = {Potsdam}, issn = {1866-8372}, doi = {10.25932/publishup-56100}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-561005}, pages = {1 -- 14}, year = {2022}, abstract = {Thousands of glacier lakes have been forming behind natural dams in high mountains following glacier retreat since the early 20th century. Some of these lakes abruptly released pulses of water and sediment with disastrous downstream consequences. Yet it remains unclear whether the reported rise of these glacier lake outburst floods (GLOFs) has been fueled by a warming atmosphere and enhanced meltwater production, or simply a growing research effort. Here we estimate trends and biases in GLOF reporting based on the largest global catalog of 1,997 dated glacier-related floods in six major mountain ranges from 1901 to 2017. We find that the positive trend in the number of reported GLOFs has decayed distinctly after a break in the 1970s, coinciding with independently detected trend changes in annual air temperatures and in the annual number of field-based glacier surveys (a proxy of scientific reporting). We observe that GLOF reports and glacier surveys decelerated, while temperature rise accelerated in the past five decades. Enhanced warming alone can thus hardly explain the annual number of reported GLOFs, suggesting that temperature-driven glacier lake formation, growth, and failure are weakly coupled, or that outbursts have been overlooked. Indeed, our analysis emphasizes a distinct geographic and temporal bias in GLOF reporting, and we project that between two to four out of five GLOFs on average might have gone unnoticed in the early to mid-20th century. We recommend that such biases should be considered, or better corrected for, when attributing the frequency of reported GLOFs to atmospheric warming.}, language = {en} } @phdthesis{Mueller2022, author = {M{\"u}ller, Daniela}, title = {Abrupt climate changes and extreme events in two different varved lake sediment records}, doi = {10.25932/publishup-55833}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-558331}, school = {Universit{\"a}t Potsdam}, pages = {XVIII, 209}, year = {2022}, abstract = {Different lake systems might reflect different climate elements of climate changes, while the responses of lake systems are also divers, and are not completely understood so far. Therefore, a comparison of lakes in different climate zones, during the high-amplitude and abrupt climate fluctuations of the Last Glacial to Holocene transition provides an exceptional opportunity to investigate distinct natural lake system responses to different abrupt climate changes. The aim of this doctoral thesis was to reconstruct climatic and environmental fluctuations down to (sub-) annual resolution from two different lake systems during the Last Glacial-Interglacial transition (~17 and 11 ka). Lake Gościąż, situated in the temperate central Poland, developed in the Aller{\o}d after recession of the Last Glacial ice sheets. The Dead Sea is located in the Levant (eastern Mediterranean) within a steep gradient from sub-humid to hyper-arid climate, and formed in the mid-Miocene. Despite their differences in sedimentation processes, both lakes form annual laminations (varves), which are crucial for studies of abrupt climate fluctuations. This doctoral thesis was carried out within the DFG project PALEX-II (Paleohydrology and Extreme Floods from the Dead Sea ICDP Core) that investigates extreme hydro-meteorological events in the ICDP core in relation to climate changes, and ICLEA (Virtual Institute of Integrated Climate and Landscape Evolution Analyses) that intends to better the understanding of climate dynamics and landscape evolutions in north-central Europe since the Last Glacial. Further, it contributes to the Helmholtz Climate Initiative REKLIM (Regional Climate Change and Humans) Research Theme 3 "Extreme events across temporal and spatial scales" that investigates extreme events using climate data, paleo-records and model-based simulations. The three main aims were to (1) establish robust chronologies of the lakes, (2) investigate how major and abrupt climate changes affect the lake systems, and (3) to compare the responses of the two varved lakes to these hemispheric-scale climate changes. Robust chronologies are a prerequisite for high-resolved climate and environmental reconstructions, as well as for archive comparisons. Thus, addressing the first aim, the novel chronology of Lake Gościąż was established by microscopic varve counting and Bayesian age-depth modelling in Bacon for a non-varved section, and was corroborated by independent age constrains from 137Cs activity concentration measurements, AMS radiocarbon dating and pollen analysis. The varve chronology reaches from the late Aller{\o}d until AD 2015, revealing more Holocene varves than a previous study of Lake Gościąż suggested. Varve formation throughout the complete Younger Dryas (YD) even allowed the identification of annually- to decadal-resolved leads and lags in proxy responses at the YD transitions. The lateglacial chronology of the Dead Sea (DS) was thus far mainly based on radiocarbon and U/Th-dating. In the unique ICDP core from the deep lake centre, continuous search for cryptotephra has been carried out in lateglacial sediments between two prominent gypsum deposits - the Upper and Additional Gypsum Units (UGU and AGU, respectively). Two cryptotephras were identified with glass analyses that correlate with tephra deposits from the S{\"u}phan and Nemrut volcanoes indicating that the AGU is ~1000 years younger than previously assumed, shifting it into the YD, and the underlying varved interval into the B{\o}lling/Aller{\o}d, contradicting previous assumptions. Using microfacies analyses, stable isotopes and temperature reconstructions, the second aim was achieved at Lake Gościąż. The YD lake system was dynamic, characterized by higher aquatic bioproductivity, more re-suspended material and less anoxia than during the Aller{\o}d and Early Holocene, mainly influenced by stronger water circulation and catchment erosion due to stronger westerly winds and less lake sheltering. Cooling at the YD onset was ~100 years longer than the final warming, while environmental proxies lagged the onset of cooling by ~90 years, but occurred contemporaneously during the termination of the YD. Chironomid-based temperature reconstructions support recent studies indicating mild YD summer temperatures. Such a comparison of annually-resolved proxy responses to both abrupt YD transitions is rare, because most European lake archives do not preserve varves during the YD. To accomplish the second aim at the DS, microfacies analyses were performed between the UGU (~17 ka) and Holocene onset (~11 ka) in shallow- (Masada) and deep-water (ICDP core) environments. This time interval is marked by a huge but fluctuating lake level drop and therefore the complete transition into the Holocene is only recorded in the deep-basin ICDP core. In this thesis, this transition was investigated for the first time continuously and in detail. The final two pronounced lake level drops recorded by deposition of the UGU and AGU, were interrupted by one millennium of relative depositional stability and a positive water budget as recorded by aragonite varve deposition interrupted by only a few event layers. Further, intercalation of aragonite varves between the gypsum beds of the UGU and AGU shows that these generally dry intervals were also marked by decadal- to centennial-long rises in lake level. While continuous aragonite varves indicate decadal-long stable phases, the occurrence of thicker and more frequent event layers suggests general more instability during the gypsum units. These results suggest a pattern of complex and variable hydroclimate at different time scales during the Lateglacial at the DS. The third aim was accomplished based on the individual studies above that jointly provide an integrated picture of different lake responses to different climate elements of hemispheric-scale abrupt climate changes during the Last Glacial-Interglacial transition. In general, climatically-driven facies changes are more dramatic in the DS than at Lake Gościąż. Further, Lake Gościąż is characterized by continuous varve formation nearly throughout the complete profile, whereas the DS record is widely characterized by extreme event layers, hampering the establishment of a continuous varve chronology. The lateglacial sedimentation in Lake Gościąż is mainly influenced by westerly winds and minor by changes in catchment vegetation, whereas the DS is primarily influenced by changes in winter precipitation, which are caused by temperature variations in the Mediterranean. Interestingly, sedimentation in both archives is more stable during the B{\o}lling/Aller{\o}d and more dynamic during the YD, even when sedimentation processes are different. In summary, this doctoral thesis presents seasonally-resolved records from two lake archives during the Lateglacial (ca 17-11 ka) to investigate the impact of abrupt climate changes in different lake systems. New age constrains from the identification of volcanic glass shards in the lateglacial sediments of the DS allowed the first lithology-based interpretation of the YD in the DS record and its comparison to Lake Gościąż. This highlights the importance of the construction of a robust chronology, and provides a first step for synchronization of the DS with other eastern Mediterranean archives. Further, climate reconstructions from the lake sediments showed variability on different time scales in the different archives, i.e. decadal- to millennial fluctuations in the lateglacial DS, and even annual variations and sub-decadal leads and lags in proxy responses during the rapid YD transitions in Lake Gościąż. This showed the importance of a comparison of different lake archives to better understand the regional and local impacts of hemispheric-scale climate variability. An unprecedented example is demonstrated here of how different lake systems show different lake responses and also react to different climate elements of abrupt climate changes. This further highlights the importance of the understanding of the respective lake system for climate reconstructions.}, language = {en} } @phdthesis{Pan2022, author = {Pan, Mengdi}, title = {Systematic studies on the thermodynamic properties of gas hydrates and their formation/dissociation/transformation behaviors}, doi = {10.25932/publishup-55476}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-554760}, school = {Universit{\"a}t Potsdam}, pages = {XX, 192}, year = {2022}, abstract = {Gas hydrates are ice-like crystalline compounds made of water cavities that retain various types of guest molecules. Natural gas hydrates are CH4-rich but also contain higher hydrocarbons as well as CO2, H2S, etc. They are highly dependent of local pressure and temperature conditions. Considering the high energy content, natural gas hydrates are artificially dissociated for the production of methane gas. Besides, they may also dissociate in response to global warming. It is therefore crucial to investigate the hydrate nucleation and growth process at a molecular level. The understanding of how guest molecules in the hydrate cavities respond to warming climate or gas injection is also of great importance. This thesis is concerned with a systematic investigation of simple and mixed gas hydrates at conditions relevant to the natural hydrate reservoir in Qilian Mountain permafrost, China. A high-pressure cell that integrated into the confocal Raman spectroscopy ensured a precise and continuous characterization of the hydrate phase during formation/dissociation/transformation processes with a high special and spectral resolution. By applying laboratory experiments, the formation of mixed gas hydrates containing other hydrocarbons besides methane was simulated in consideration of the effects from gas supply conditions and sediments. The results revealed a preferential enclathration of different guest molecules in hydrate cavities and further refute the common hypothesis of the coexistence of hydrate phases due to a changing feed gas phase. However, the presence of specific minerals and organic compounds in sediments may have significant impacts on the coexisting solid phases. With regard to the dissociation, the formation damage caused by fines mobilization and migration during hydrate decomposition was reported for the first time, illustrating the complex interactions between fine grains and hydrate particles. Gas hydrates, starting from simple CH4 hydrates to binary CH4—C3H8 hydrates and multi-component mixed hydrates were decomposed by thermal stimulation mimicking global warming. The mechanisms of guest substitution in hydrate structures were studied through the experimental data obtained from CH4—CO2, CH4—mixed gas hydrates and mixed gas hydrates—CO2 systems. For the first time, a second transformation behavior was documented during the transformation process from CH4 hydrates to CO2-rich mixed hydrates. Most of the crystals grew or maintained when exposed to CO2 gas while some others decreased in sizes and even disappeared over time. The highlight of the two last experimental simulations was to visualize and characterize the hydrate crystals which were at different structural transition stages. These experimental simulations enhanced our knowledge about the mixed gas hydrates in natural reservoirs and improved our capability to assess the response to global warming.}, language = {en} } @phdthesis{Brill2022, author = {Brill, Fabio Alexander}, title = {Applications of machine learning and open geospatial data in flood risk modelling}, doi = {10.25932/publishup-55594}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-555943}, school = {Universit{\"a}t Potsdam}, pages = {xix, 124}, year = {2022}, abstract = {Der technologische Fortschritt erlaubt es, zunehmend komplexe Vorhersagemodelle auf Basis immer gr{\"o}ßerer Datens{\"a}tze zu produzieren. F{\"u}r das Risikomanagement von Naturgefahren sind eine Vielzahl von Modellen als Entscheidungsgrundlage notwendig, z.B. in der Auswertung von Beobachtungsdaten, f{\"u}r die Vorhersage von Gefahrenszenarien, oder zur statistischen Absch{\"a}tzung der zu erwartenden Sch{\"a}den. Es stellt sich also die Frage, inwiefern moderne Modellierungsans{\"a}tze wie das maschinelle Lernen oder Data-Mining in diesem Themenbereich sinnvoll eingesetzt werden k{\"o}nnen. Zus{\"a}tzlich ist im Hinblick auf die Datenverf{\"u}gbarkeit und -zug{\"a}nglichkeit ein Trend zur {\"O}ffnung (open data) zu beobachten. Thema dieser Arbeit ist daher, die M{\"o}glichkeiten und Grenzen des maschinellen Lernens und frei verf{\"u}gbarer Geodaten auf dem Gebiet der Hochwasserrisikomodellierung im weiteren Sinne zu untersuchen. Da dieses {\"u}bergeordnete Thema sehr breit ist, werden einzelne relevante Aspekte herausgearbeitet und detailliert betrachtet. Eine prominente Datenquelle im Bereich Hochwasser ist die satellitenbasierte Kartierung von {\"U}berflutungsfl{\"a}chen, die z.B. {\"u}ber den Copernicus Service der Europ{\"a}ischen Union frei zur Verf{\"u}gung gestellt werden. Große Hoffnungen werden in der wissenschaftlichen Literatur in diese Produkte gesetzt, sowohl f{\"u}r die akute Unterst{\"u}tzung der Einsatzkr{\"a}fte im Katastrophenfall, als auch in der Modellierung mittels hydrodynamischer Modelle oder zur Schadensabsch{\"a}tzung. Daher wurde ein Fokus in dieser Arbeit auf die Untersuchung dieser Flutmasken gelegt. Aus der Beobachtung, dass die Qualit{\"a}t dieser Produkte in bewaldeten und urbanen Gebieten unzureichend ist, wurde ein Verfahren zur nachtr{\"a}glichenVerbesserung mittels maschinellem Lernen entwickelt. Das Verfahren basiert auf einem Klassifikationsalgorithmus der nur Trainingsdaten von einer vorherzusagenden Klasse ben{\"o}tigt, im konkreten Fall also Daten von {\"U}berflutungsfl{\"a}chen, nicht jedoch von der negativen Klasse (trockene Gebiete). Die Anwendung f{\"u}r Hurricane Harvey in Houston zeigt großes Potenzial der Methode, abh{\"a}ngig von der Qualit{\"a}t der urspr{\"u}nglichen Flutmaske. Anschließend wird anhand einer prozessbasierten Modellkette untersucht, welchen Einfluss implementierte physikalische Prozessdetails auf das vorhergesagte statistische Risiko haben. Es wird anschaulich gezeigt, was eine Risikostudie basierend auf etablierten Modellen leisten kann. Solche Modellketten sind allerdings bereits f{\"u}r Flusshochwasser sehr komplex, und f{\"u}r zusammengesetzte oder kaskadierende Ereignisse mit Starkregen, Sturzfluten, und weiteren Prozessen, kaum vorhanden. Im vierten Kapitel dieser Arbeit wird daher getestet, ob maschinelles Lernen auf Basis von vollst{\"a}ndigen Schadensdaten einen direkteren Weg zur Schadensmodellierung erm{\"o}glicht, der die explizite Konzeption einer solchen Modellkette umgeht. Dazu wird ein staatlich erhobener Datensatz der gesch{\"a}digten Geb{\"a}ude w{\"a}hrend des schweren El Ni{\~n}o Ereignisses 2017 in Peru verwendet. In diesem Kontext werden auch die M{\"o}glichkeiten des Data-Mining zur Extraktion von Prozessverst{\"a}ndnis ausgelotet. Es kann gezeigt werden, dass diverse frei verf{\"u}gbare Geodaten n{\"u}tzliche Informationen f{\"u}r die Gefahren- und Schadensmodellierung von komplexen Flutereignissen liefern, z.B. satellitenbasierte Regenmessungen, topographische und hydrographische Information, kartierte Siedlungsfl{\"a}chen, sowie Indikatoren aus Spektraldaten. Zudem zeigen sich Erkenntnisse zu den Sch{\"a}digungsprozessen, die im Wesentlichen mit den vorherigen Erwartungen in Einklang stehen. Die maximale Regenintensit{\"a}t wirkt beispielsweise in St{\"a}dten und steilen Schluchten st{\"a}rker sch{\"a}digend, w{\"a}hrend die Niederschlagssumme in tiefliegenden Flussgebieten und bewaldeten Regionen als aussagekr{\"a}ftiger befunden wurde. L{\"a}ndliche Gebiete in Peru weisen in der pr{\"a}sentierten Studie eine h{\"o}here Vulnerabilit{\"a}t als die Stadtgebiete auf. Jedoch werden auch die grunds{\"a}tzlichen Grenzen der Methodik und die Abh{\"a}ngigkeit von spezifischen Datens{\"a}tzen and Algorithmen offenkundig. In der {\"u}bergreifenden Diskussion werden schließlich die verschiedenen Methoden - prozessbasierte Modellierung, pr{\"a}diktives maschinelles Lernen, und Data-Mining - mit Blick auf die Gesamtfragestellungen evaluiert. Im Bereich der Gefahrenbeobachtung scheint eine Fokussierung auf neue Algorithmen sinnvoll. Im Bereich der Gefahrenmodellierung, insbesondere f{\"u}r Flusshochwasser, wird eher die Verbesserung von physikalischen Modellen, oder die Integration von prozessbasierten und statistischen Verfahren angeraten. In der Schadensmodellierung fehlen nach wie vor die großen repr{\"a}sentativen Datens{\"a}tze, die f{\"u}r eine breite Anwendung von maschinellem Lernen Voraussetzung ist. Daher ist die Verbesserung der Datengrundlage im Bereich der Sch{\"a}den derzeit als wichtiger einzustufen als die Auswahl der Algorithmen.}, language = {en} } @phdthesis{Niemz2022, author = {Niemz, Peter}, title = {Imaging and modeling of hydraulic fractures in crystalline rock via induced seismic activity}, doi = {10.25932/publishup-55659}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-556593}, school = {Universit{\"a}t Potsdam}, pages = {135}, year = {2022}, abstract = {Enhanced geothermal systems (EGS) are considered a cornerstone of future sustainable energy production. In such systems, high-pressure fluid injections break the rock to provide pathways for water to circulate in and heat up. This approach inherently induces small seismic events that, in rare cases, are felt or can even cause damage. Controlling and reducing the seismic impact of EGS is crucial for a broader public acceptance. To evaluate the applicability of hydraulic fracturing (HF) in EGS and to improve the understanding of fracturing processes and the hydromechanical relation to induced seismicity, six in-situ, meter-scale HF experiments with different injection schemes were performed under controlled conditions in crystalline rock in a depth of 410 m at the {\"A}sp{\"o} Hard Rock Laboratory (Sweden). I developed a semi-automated, full-waveform-based detection, classification, and location workflow to extract and characterize the acoustic emission (AE) activity from the continuous recordings of 11 piezoelectric AE sensors. Based on the resulting catalog of 20,000 AEs, with rupture sizes of cm to dm, I mapped and characterized the fracture growth in great detail. The injection using a novel cyclic injection scheme (HF3) had a lower seismic impact than the conventional injections. HF3 induced fewer AEs with a reduced maximum magnitude and significantly larger b-values, implying a decreased number of large events relative to the number of small ones. Furthermore, HF3 showed an increased fracture complexity with multiple fractures or a fracture network. In contrast, the conventional injections developed single, planar fracture zones (Publication 1). An independent, complementary approach based on a comparison of modeled and observed tilt exploits transient long-period signals recorded at the horizontal components of two broad-band seismometers a few tens of meters apart from the injections. It validated the efficient creation of hydraulic fractures and verified the AE-based fracture geometries. The innovative joint analysis of AEs and tilt signals revealed different phases of the fracturing process, including the (re-)opening, growth, and aftergrowth of fractures, and provided evidence for the reactivation of a preexisting fault in one of the experiments (Publication 2). A newly developed network-based waveform-similarity analysis applied to the massive AE activity supports the latter finding. To validate whether the reduction of the seismic impact as observed for the cyclic injection schemes during the {\"A}sp{\"o} mine-scale experiments is transferable to other scales, I additionally calculated energy budgets for injection experiments from previously conducted laboratory tests and from a field application. Across all three scales, the cyclic injections reduce the seismic impact, as depicted by smaller maximum magnitudes, larger b-values, and decreased injection efficiencies (Publication 3).}, language = {en} } @phdthesis{Richter2022, author = {Richter, Maximilian Jacob Enzo Amandus}, title = {Continental rift dynamics across the scales}, doi = {10.25932/publishup-55060}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-550606}, school = {Universit{\"a}t Potsdam}, pages = {129}, year = {2022}, abstract = {Localisation of deformation is a ubiquitous feature in continental rift dynamics and observed across drastically different time and length scales. This thesis comprises one experimental and two numerical modelling studies investigating strain localisation in (1) a ductile shear zone induced by a material heterogeneity and (2) in an active continental rift setting. The studies are related by the fact that the weakening mechanisms on the crystallographic and grain size scale enable bulk rock weakening, which fundamentally enables the formation of shear zones, continental rifts and hence plate tectonics. Aiming to investigate the controlling mechanisms on initiation and evolution of a shear zone, the torsion experiments of the experimental study were conducted in a Patterson type apparatus with strong Carrara marble cylinders with a weak, planar Solnhofen limestone inclusion. Using state-of-the-art numerical modelling software, the torsion experiments were simulated to answer questions regarding localisation procedure like stress distribution or the impact of rheological weakening. 2D numerical models were also employed to integrate geophysical and geological data to explain characteristic tectonic evolution of the Southern and Central Kenya Rift. Key elements of the numerical tools are a randomized initial strain distribution and the usage of strain softening. During the torsion experiments, deformation begins to localise at the limestone inclusion tips in a process zone, which propagates into the marble matrix with increasing deformation until a ductile shear zone is established. Minor indicators for coexisting brittle deformation are found close to the inclusion tip and presumed to slightly facilitate strain localisation besides the dominant ductile deformation processes. The 2D numerical model of the torsion experiment successfully predicts local stress concentration and strain rate amplification ahead of the inclusion in first order agreement with the experimental results. A simple linear parametrization of strain weaking enables high accuracy reproduction of phenomenological aspects of the observed weakening. The torsion experiments suggest that loading conditions do not affect strain localisation during high temperature deformation of multiphase material with high viscosity contrasts. A numerical simulation can provide a way of analysing the process zone evolution virtually and extend the examinable frame. Furthermore, the nested structure and anastomosing shape of an ultramylonite band was mimicked with an additional second softening step. Rheological weakening is necessary to establish a shear zone in a strong matrix around a weak inclusion and for ultramylonite formation. Such strain weakening laws are also incorporated into the numerical models of the Southern and Central Kenya Rift that capture the characteristic tectonic evolution. A three-stage early rift evolution is suggested that starts with (1) the accommodation of strain by a single border fault and flexure of the hanging-wall crust, after which (2) faulting in the hanging-wall and the basin centre increases before (3) the early-stage asymmetry is lost and basinward localisation of deformation occurs. Along-strike variability of rifts can be produced by modifying the initial random noise distribution. In summary, the three studies address selected aspects of the broad range of mechanisms and processes that fundamentally enable the deformation of rock and govern the localisation patterns across the scales. In addition to the aforementioned results, the first and second manuscripts combined, demonstrate a procedure to find new or improve on existing numerical formulations for specific rheologies and their dynamic weakening. These formulations are essential in addressing rock deformation from the grain to the global scale. As within the third study of this thesis, where geodynamic controls on the evolution of a rift were examined and acquired by the integration of geological and geophysical data into a numerical model.}, language = {en} } @phdthesis{Hennig2022, author = {Hennig, Theresa}, title = {Uranium migration in the Opalinus Clay quantified on the host rock scale with reactive transport simulations}, doi = {10.25932/publishup-55270}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-552700}, school = {Universit{\"a}t Potsdam}, pages = {161}, year = {2022}, abstract = {Humankind and their environment need to be protected from the harmful effects of spent nuclear fuel, and therefore disposal in deep geological formations is favoured worldwide. Suitability of potential host rocks is evaluated, among others, by the retention capacity with respect to radionuclides. Safety assessments are based on the quantification of radionuclide migration lengths with numerical simulations as experiments cannot cover the required temporal (1 Ma) and spatial scales (>100 m). Aim of the present thesis is to assess the migration of uranium, a geochemically complex radionuclide, in the potential host rock Opalinus Clay. Radionuclide migration in clay formations is governed by diffusion due to their low permeability and retarded by sorption. Both processes highly depend on pore water geochemistry and mineralogy that vary between different facies. Diffusion is quantified with the single-component (SC) approach using one diffusion coefficient for all species and the process-based multi-component (MC) option. With this, each species is assigned its own diffusion coefficient and the interaction with the diffuse double layer is taken into account. Sorption is integrated via a bottom-up approach using mechanistic surface complexation models and cation exchange. Therefore, reactive transport simulations are conducted with the geochemical code PHREEQC to quantify uranium migration, i.e. diffusion and sorption, as a function of mineralogical and geochemical heterogeneities on the host rock scale. Sorption processes are facies dependent. Migration lengths vary between the Opalinus Clay facies by up to 10 m. Thereby, the geochemistry of the pore water, in particular the partial pressure of carbon dioxide (pCO2), is more decisive for the sorption capacity than the amount of clay minerals. Nevertheless, higher clay mineral quantities compensate geochemical variations. Consequently, sorption processes must be quantified as a function of pore water geochemistry in contact with the mineral assemblage. Uranium diffusion in the Opalinus Clay is facies independent. Speciation is dominated by aqueous ternary complexes of U(VI) with calcium and carbonate. Differences in the migration lengths between SC and MC diffusion are with +/-5 m negligible. Further, the application of the MC approach highly depends on the quality and availability of the underlying data. Therefore, diffusion processes can be adequately quantified with the SC approach using experimentally determined diffusion coefficients. The hydrogeological system governs pore water geochemistry within the formation rather than the mineralogy. Diffusive exchange with the adjacent aquifers established geochemical gradients over geological time scales that can enhance migration by up to 25 m. Consequently, uranium sorption processes must be quantified following the identified priority: pCO2 > hydrogeology > mineralogy. The presented research provides a workflow and orientation for other potential disposal sites with similar pore water geochemistry due to the identified mechanisms and dependencies. With a maximum migration length of 70 m, the retention capacity of the Opalinus Clay with respect to uranium is sufficient to fulfill the German legal minimum requirement of a thickness of at least 100 m.}, language = {en} } @misc{KleinLantuitHeimetal.2021, author = {Klein, Konstantin P. and Lantuit, Hugues and Heim, Birgit and Doxaran, David and Juhls, Bennet and Nitze, Ingmar and Walch, Daniela and Poste, Amanda and S{\o}reide, Janne E.}, title = {The Arctic Nearshore Turbidity Algorithm (ANTA)}, series = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {1250}, issn = {1866-8372}, doi = {10.25932/publishup-55369}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-553692}, pages = {11}, year = {2021}, abstract = {The Arctic is greatly impacted by climate change. The increase in air temperature drives the thawing of permafrost and an increase in coastal erosion and river discharge. This leads to a greater input of sediment and organic matter into coastal waters, which substantially impacts the ecosystems by reducing light transmission through the water column and altering the biogeochemistry, but also the subsistence economy of local people, and changes in climate because of the transformation of organic matter into greenhouse gases. Yet, the quantification of suspended sediment in Arctic coastal and nearshore waters remains unsatisfactory due to the absence of dedicated algorithms to resolve the high loads occurring in the close vicinity of the shoreline. In this study we present the Arctic Nearshore Turbidity Algorithm (ANTA), the first reflectance-turbidity relationship specifically targeted towards Arctic nearshore waters that is tuned with in-situ measurements from the nearshore waters of Herschel Island Qikiqtaruk in the western Canadian Arctic. A semi-empirical model was calibrated for several relevant sensors in ocean color remote sensing, including MODIS, Sentinel 3 (OLCI), Landsat 8 (OLI), and Sentinel 2 (MSI), as well as the older Landsat sensors TM and ETM+. The ANTA performed better with Landsat 8 than with Sentinel 2 and Sentinel 3. The application of the ANTA to Sentinel 2 imagery that matches in-situ turbidity samples taken in Adventfjorden, Svalbard, shows transferability to nearshore areas beyond Herschel Island Qikiqtaruk.}, language = {en} } @phdthesis{Farkas2022, author = {Farkas, Marton Pal}, title = {Hydraulic fracturing in hard rock - numerical studies from laboratory to reservoir scale}, doi = {10.25932/publishup-54934}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-549343}, school = {Universit{\"a}t Potsdam}, pages = {155}, year = {2022}, abstract = {Hydraulic-driven fractures play a key role in subsurface energy technologies across several scales. By injecting fluid at high hydraulic pressure into rock with intrinsic low permeability, in-situ stress field and fracture development pattern can be characterised as well as rock permeability can be enhanced. Hydraulic fracturing is a commercial standard procedure for enhanced oil and gas production of rock reservoirs with low permeability in petroleum industry. However, in EGS utilization, a major geological concern is the unsolicited generation of earthquakes due to fault reactivation, referred to as induced seismicity, with a magnitude large enough to be felt on the surface or to damage facilities and buildings. Furthermore, reliable interpretation of hydraulic fracturing tests for stress measurement is a great challenge for the energy technologies. Therefore, in this cumulative doctoral thesis the following research questions are investigated. (1): How do hydraulic fractures grow in hard rock at various scales?; (2): Which parameters control hydraulic fracturing and hydro-mechanical coupling?; and (3): How can hydraulic fracturing in hard rock be modelled? In the laboratory scale study, several laboratory hydraulic fracturing experiments are investigated numerically using Irazu2D that were performed on intact cubic Pocheon granite samples from South Korea applying different injection protocols. The goal of the laboratory experiments is to test the concept of cyclic soft stimulation which may enable sustainable permeability enhancement (Publication 1). In the borehole scale study, hydraulic fracturing tests are reported that were performed in boreholes located in central Hungary to determine the in-situ stress for a geological site investigation. At depth of about 540 m, the recorded pressure versus time curves in mica schist with low dip angle foliation show atypical evolution. In order to provide explanation for this observation, a series of discrete element computations using Particle Flow Code 2D are performed (Publication 2). In the reservoir scale study, the hydro-mechanical behaviour of fractured crystalline rock due to one of the five hydraulic stimulations at the Pohang Enhanced Geothermal site in South Korea is studied. Fluid pressure perturbation at faults of several hundred-meter lengths during hydraulic stimulation is simulated using FracMan (Publication 3). The doctoral research shows that the resulting hydraulic fracturing geometry will depend "locally", i.e. at the length scale of representative elementary volume (REV) and below that (sub-REV), on the geometry and strength of natural fractures, and "globally", i.e. at super-REV domain volume, on far-field stresses. Regarding hydro-mechanical coupling, it is suggested to define separate coupling relationship for intact rock mass and natural fractures. Furthermore, the relative importance of parameters affecting the magnitude of formation breakdown pressure, a parameter characterising hydro-mechanical coupling, is defined. It can be also concluded that there is a clear gap between the capacity of the simulation software and the complexity of the studied problems. Therefore, the computational time of the simulation of complex hydraulic fracture geometries must be reduced while maintaining high fidelity simulation results. This can be achieved either by extending the computational resources via parallelization techniques or using time scaling techniques. The ongoing development of used numerical models focuses on tackling these methodological challenges.}, language = {en} } @misc{BrendelMatznerMenzel2021, author = {Brendel, Nina and Matzner, Nils and Menzel, Max-Peter}, title = {Geographisches Gezwitscher - Analyse von Twitter-Daten als Methode im GW-Unterricht}, series = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, publisher = {Universit{\"a}tsverlag Potsdam}, address = {Potsdam}, issn = {1866-8372}, doi = {10.25932/publishup-55061}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-550614}, pages = {72 -- 85}, year = {2021}, abstract = {Soziale Medien sind ein wesentlicher Bestandteil des Alltags von Sch{\"u}ler*innen und gleichzeitig zunehmend wichtig in Wirtschaft, Politik und Wissenschaft. Am Beispiel von Twitter zeigt dieser Beitrag, dass soziale Medien im Unterricht auch f{\"u}r die Beantwortung geographischer Fragestellungen verwendet werden k{\"o}nnen. Hierf{\"u}r eignen sich Twitter-Daten aufgrund ihrer Georeferenzierung und weiterer interessanter Inhalte besonders. Der Beitrag gibt einen {\"U}berblick {\"u}ber die Verwendung von Twitter f{\"u}r sozialwissenschaftliche und humangeographische Fragestellungen und reflektiert die Nutzung von Twitter im Unterricht. F{\"u}r die Unterrichtspraxis werden Beispiele zu den Themen Braunkohle, Flutereignisse und Raumwahrnehmungen sowie Anleitungen zur Auswertung, Anwendung und Reflexion von Twitter-Analysen vorgestellt.}, language = {de} } @phdthesis{Forster2021, author = {Forster, Florian}, title = {Continuous microgravity monitoring of the Þeistareykir geothermal field (North Iceland)}, doi = {10.25932/publishup-54851}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-548517}, school = {Universit{\"a}t Potsdam}, pages = {XVII, 164}, year = {2021}, abstract = {In my doctoral thesis, I examine continuous gravity measurements for monitoring of the geothermal site at Þeistareykir in North Iceland. With the help of high-precision superconducting gravity meters (iGravs), I investigate underground mass changes that are caused by operation of the geothermal power plant (i.e. by extraction of hot water and reinjection of cold water). The overall goal of this research project is to make a statement about the sustainable use of the geothermal reservoir, from which also the Icelandic energy supplier and power plant operator Landsvirkjun should benefit. As a first step, for investigating the performance and measurement stability of the gravity meters, in summer 2017, I performed comparative measurements at the gravimetric observatory J9 in Strasbourg. From the three-month gravity time series, I examined calibration, noise and drift behaviour of the iGravs in comparison to stable long-term time series of the observatory superconducting gravity meters. After preparatory work in Iceland (setup of gravity stations, additional measuring equipment and infrastructure, discussions with Landsvirkjun and meetings with the Icelandic partner institute ISOR), gravity monitoring at Þeistareykir was started in December 2017. With the help of the iGrav records of the initial 18 months after start of measurements, I carried out the same investigations (on calibration, noise and drift behaviour) as in J9 to understand how the transport of the superconducting gravity meters to Iceland may influence instrumental parameters. In the further course of this work, I focus on modelling and reduction of local gravity contributions at Þeistareykir. These comprise additional mass changes due to rain, snowfall and vertical surface displacements that superimpose onto the geothermal signal of the gravity measurements. For this purpose, I used data sets from additional monitoring sensors that are installed at each gravity station and adapted scripts for hydro-gravitational modelling. The third part of my thesis targets geothermal signals in the gravity measurements. Together with my PhD colleague Nolwenn Portier from France, I carried out additional gravity measurements with a Scintrex CG5 gravity meter at 26 measuring points within the geothermal field in the summers of 2017, 2018 and 2019. These annual time-lapse gravity measurements are intended to increase the spatial coverage of gravity data from the three continuous monitoring stations to the entire geothermal field. The combination of CG5 and iGrav observations, as well as annual reference measurements with an FG5 absolute gravity meter represent the hybrid gravimetric monitoring method for Þeistareykir. Comparison of the gravimetric data to local borehole measurements (of groundwater levels, geothermal extraction and injection rates) is used to relate the observed gravity changes to the actually extracted (and reinjected) geothermal fluids. An approach to explain the observed gravity signals by means of forward modelling of the geothermal production rate is presented at the end of the third (hybrid gravimetric) study. Further modelling with the help of the processed gravity data is planned by Landsvirkjun. In addition, the experience from time-lapse and continuous gravity monitoring will be used for future gravity measurements at the Krafla geothermal field 22 km south-east of Þeistareykir.}, language = {en} } @phdthesis{Neuharth2022, author = {Neuharth, Derek}, title = {Evolution of divergent and strike-slip boundaries in response to surface processes}, doi = {10.25932/publishup-54940}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-549403}, school = {Universit{\"a}t Potsdam}, pages = {xiii, 108}, year = {2022}, abstract = {Plate tectonics describes the movement of rigid plates at the surface of the Earth as well as their complex deformation at three types of plate boundaries: 1) divergent boundaries such as rift zones and mid-ocean ridges, 2) strike-slip boundaries where plates grind past each other, such as the San Andreas Fault, and 3) convergent boundaries that form large mountain ranges like the Andes. The generally narrow deformation zones that bound the plates exhibit complex strain patterns that evolve through time. During this evolution, plate boundary deformation is driven by tectonic forces arising from Earth's deep interior and from within the lithosphere, but also by surface processes, which erode topographic highs and deposit the resulting sediment into regions of low elevation. Through the combination of these factors, the surface of the Earth evolves in a highly dynamic way with several feedback mechanisms. At divergent boundaries, for example, tensional stresses thin the lithosphere, forcing uplift and subsequent erosion of rift flanks, which creates a sediment source. Meanwhile, the rift center subsides and becomes a topographic low where sediments accumulate. This mass transfer from foot- to hanging wall plays an important role during rifting, as it prolongs the activity of individual normal faults. When rifting continues, continents are eventually split apart, exhuming Earth's mantle and creating new oceanic crust. Because of the complex interplay between deep tectonic forces that shape plate boundaries and mass redistribution at the Earth's surface, it is vital to understand feedbacks between the two domains and how they shape our planet. In this study I aim to provide insight on two primary questions: 1) How do divergent and strike-slip plate boundaries evolve? 2) How is this evolution, on a large temporal scale and a smaller structural scale, affected by the alteration of the surface through erosion and deposition? This is done in three chapters that examine the evolution of divergent and strike-slip plate boundaries using numerical models. Chapter 2 takes a detailed look at the evolution of rift systems using two-dimensional models. Specifically, I extract faults from a range of rift models and correlate them through time to examine how fault networks evolve in space and time. By implementing a two-way coupling between the geodynamic code ASPECT and landscape evolution code FastScape, I investigate how the fault network and rift evolution are influenced by the system's erosional efficiency, which represents many factors like lithology or climate. In Chapter 3, I examine rift evolution from a three-dimensional perspective. In this chapter I study linkage modes for offset rifts to determine when fast-rotating plate-boundary structures known as continental microplates form. Chapter 4 uses the two-way numerical coupling between tectonics and landscape evolution to investigate how a strike-slip boundary responds to large sediment loads, and whether this is sufficient to form an entirely new type of flexural strike-slip basin.}, language = {en} } @phdthesis{RodriguezPiceda2022, author = {Rodriguez Piceda, Constanza}, title = {Thermomechanical state of the southern Central Andes}, doi = {10.25932/publishup-54927}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-549275}, school = {Universit{\"a}t Potsdam}, pages = {xx, 228}, year = {2022}, abstract = {The Andes are a ~7000 km long N-S trending mountain range developed along the South American western continental margin. Driven by the subduction of the oceanic Nazca plate beneath the continental South American plate, the formation of the northern and central parts of the orogen is a type case for a non-collisional orogeny. In the southern Central Andes (SCA, 29°S-39°S), the oceanic plate changes the subduction angle between 33°S and 35°S from almost horizontal (< 5° dip) in the north to a steeper angle (~30° dip) in the south. This sector of the Andes also displays remarkable along- and across- strike variations of the tectonic deformation patterns. These include a systematic decrease of topographic elevation, of crustal shortening and foreland and orogenic width, as well as an alternation of the foreland deformation style between thick-skinned and thin-skinned recorded along- and across the strike of the subduction zone. Moreover, the SCA are a very seismically active region. The continental plate is characterized by a relatively shallow seismicity (< 30 km depth) which is mainly focussed at the transition from the orogen to the lowland areas of the foreland and the forearc; in contrast, deeper seismicity occurs below the interiors of the northern foreland. Additionally, frequent seismicity is also recorded in the shallow parts of the oceanic plate and in a sector of the flat slab segment between 31°S and 33°S. The observed spatial heterogeneity in tectonic and seismic deformation in the SCA has been attributed to multiple causes, including variations in sediment thickness, the presence of inherited structures and changes in the subduction angle of the oceanic slab. However, there is no study that inquired the relationship between the long-term rheological configuration of the SCA and the spatial deformation patterns. Moreover, the effects of the density and thickness configuration of the continental plate and of variations in the slab dip angle in the rheological state of the lithosphere have been not thoroughly investigated yet. Since rheology depends on composition, pressure and temperature, a detailed characterization of the compositional, structural and thermal fields of the lithosphere is needed. Therefore, by using multiple geophysical approaches and data sources, I constructed the following 3D models of the SCA lithosphere: (i) a seismically-constrained structural and density model that was tested against the gravity field; (ii) a thermal model integrating the conversion of mantle shear-wave velocities to temperature with steady-state conductive calculations in the uppermost lithosphere (< 50 km depth), validated by temperature and heat-flow measurements; and (iii) a rheological model of the long-term lithospheric strength using as input the previously-generated models. The results of this dissertation indicate that the present-day thermal and rheological fields of the SCA are controlled by different mechanisms at different depths. At shallow depths (< 50 km), the thermomechanical field is modulated by the heterogeneous composition of the continental lithosphere. The overprint of the oceanic slab is detectable where the oceanic plate is shallow (< 85 km depth) and the radiogenic crust is thin, resulting in overall lower temperatures and higher strength compared to regions where the slab is steep and the radiogenic crust is thick. At depths > 50 km, largest temperatures variations occur where the descending slab is detected, which implies that the deep thermal field is mainly affected by the slab dip geometry. The outcomes of this thesis suggests that long-term thermomechanical state of the lithosphere influences the spatial distribution of seismic deformation. Most of the seismicity within the continental plate occurs above the modelled transition from brittle to ductile conditions. Additionally, there is a spatial correlation between the location of these events and the transition from the mechanically strong domains of the forearc and foreland to the weak domain of the orogen. In contrast, seismicity within the oceanic plate is also detected where long-term ductile conditions are expected. I therefore analysed the possible influence of additional mechanisms triggering these earthquakes, including the compaction of sediments in the subduction interface and dehydration reactions in the slab. To that aim, I carried out a qualitative analysis of the state of hydration in the mantle using the ratio between compressional- and shear-wave velocity (vp/vs ratio) from a previous seismic tomography. The results from this analysis indicate that the majority of the seismicity spatially correlates with hydrated areas of the slab and overlying continental mantle, with the exception of the cluster within the flat slab segment. In this region, earthquakes are likely triggered by flexural processes where the slab changes from a flat to a steep subduction angle. First-order variations in the observed tectonic patterns also seem to be influenced by the thermomechanical configuration of the lithosphere. The mechanically strong domains of the forearc and foreland, due to their resistance to deformation, display smaller amounts of shortening than the relatively weak orogenic domain. In addition, the structural and thermomechanical characteristics modelled in this dissertation confirm previous analyses from geodynamic models pointing to the control of the observed heterogeneities in the orogen and foreland deformation style. These characteristics include the lithospheric and crustal thickness, the presence of weak sediments and the variations in gravitational potential energy. Specific conditions occur in the cold and strong northern foreland, which is characterized by active seismicity and thick-skinned structures, although the modelled crustal strength exceeds the typical values of externally-applied tectonic stresses. The additional mechanisms that could explain the strain localization in a region that should resist deformation are: (i) increased tectonic forces coming from the steepening of the slab and (ii) enhanced weakening along inherited structures from pre-Andean deformation events. Finally, the thermomechanical conditions of this sector of the foreland could be a key factor influencing the preservation of the flat subduction angle at these latitudes of the SCA.}, language = {en} } @misc{PurintonBookhagen2021, author = {Purinton, Benjamin and Bookhagen, Bodo}, title = {Beyond Vertical Point Accuracy}, series = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, publisher = {Universit{\"a}tsverlag Potsdam}, address = {Potsdam}, issn = {1866-8372}, doi = {10.25932/publishup-54980}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-549805}, pages = {1 -- 24}, year = {2021}, abstract = {Quantitative geomorphic research depends on accurate topographic data often collected via remote sensing. Lidar, and photogrammetric methods like structure-from-motion, provide the highest quality data for generating digital elevation models (DEMs). Unfortunately, these data are restricted to relatively small areas, and may be expensive or time-consuming to collect. Global and near-global DEMs with 1 arcsec (∼30 m) ground sampling from spaceborne radar and optical sensors offer an alternative gridded, continuous surface at the cost of resolution and accuracy. Accuracy is typically defined with respect to external datasets, often, but not always, in the form of point or profile measurements from sources like differential Global Navigation Satellite System (GNSS), spaceborne lidar (e.g., ICESat), and other geodetic measurements. Vertical point or profile accuracy metrics can miss the pixel-to-pixel variability (sometimes called DEM noise) that is unrelated to true topographic signal, but rather sensor-, orbital-, and/or processing-related artifacts. This is most concerning in selecting a DEM for geomorphic analysis, as this variability can affect derivatives of elevation (e.g., slope and curvature) and impact flow routing. We use (near) global DEMs at 1 arcsec resolution (SRTM, ASTER, ALOS, TanDEM-X, and the recently released Copernicus) and develop new internal accuracy metrics to assess inter-pixel variability without reference data. Our study area is in the arid, steep Central Andes, and is nearly vegetation-free, creating ideal conditions for remote sensing of the bare-earth surface. We use a novel hillshade-filtering approach to detrend long-wavelength topographic signals and accentuate short-wavelength variability. Fourier transformations of the spatial signal to the frequency domain allows us to quantify: 1) artifacts in the un-projected 1 arcsec DEMs at wavelengths greater than the Nyquist (twice the nominal resolution, so > 2 arcsec); and 2) the relative variance of adjacent pixels in DEMs resampled to 30-m resolution (UTM projected). We translate results into their impact on hillslope and channel slope calculations, and we highlight the quality of the five DEMs. We find that the Copernicus DEM, which is based on a carefully edited commercial version of the TanDEM-X, provides the highest quality landscape representation, and should become the preferred DEM for topographic analysis in areas without sufficient coverage of higher-quality local DEMs.}, language = {en} } @phdthesis{Steding2022, author = {Steding, Svenja}, title = {Geochemical and Hydraulic Modeling of Cavernous Structures in Potash Seams}, doi = {10.25932/publishup-54818}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-548182}, school = {Universit{\"a}t Potsdam}, pages = {IX, 104}, year = {2022}, abstract = {Salt deposits offer a variety of usage types. These include the mining of rock salt and potash salt as important raw materials, the storage of energy in man-made underground caverns, and the disposal of hazardous substances in former mines. The most serious risk with any of these usage types comes from the contact with groundwater or surface water. It causes an uncontrolled dissolution of salt rock, which in the worst case can result in the flooding or collapse of underground facilities. Especially along potash seams, cavernous structures can spread quickly, because potash salts show a much higher solubility than rock salt. However, as their chemical behavior is quite complex, previous models do not account for these highly soluble interlayers. Therefore, the objective of the present thesis is to describe the evolution of cavernous structures along potash seams in space and time in order to improve hazard mitigation during the utilization of salt deposits. The formation of cavernous structures represents an interplay of chemical and hydraulic processes. Hence, the first step is to systematically investigate the dissolution and precipitation reactions that occur when water and potash salt come into contact. For this purpose, a geochemical reaction model is used. The results show that the minerals are only partially dissolved, resulting in a porous sponge like structure. With the saturation of the solution increasing, various secondary minerals are formed, whose number and type depend on the original rock composition. Field data confirm a correlation between the degree of saturation and the distance from the center of the cavern, where solution is entering. Subsequently, the reaction model is coupled with a flow and transport code and supplemented by a novel approach called 'interchange'. The latter enables the exchange of solution and rock between areas of different porosity and mineralogy, and thus ultimately the growth of the cavernous structure. By means of several scenario analyses, cavern shape, growth rate and mineralogy are systematically investigated, taking also heterogeneous potash seams into account. The results show that basically four different cases can be distinguished, with mixed forms being a frequent occurrence in nature. The classification scheme is based on the dimensionless numbers P{\´e}clet and Damk{\"o}hler, and allows for a first assessment of the hazard potential. In future, the model can be applied to any field case, using measurement data for calibration. The presented research work provides a reactive transport model that is able to spatially and temporally characterize the propagation of cavernous structures along potash seams for the first time. Furthermore, it allows to determine thickness and composition of transition zones between cavern center and unaffected salt rock. The latter is particularly important in potash mining, so that natural cavernous structures can be located at an early stage and the risk of mine flooding can thus be reduced. The models may also contribute to an improved hazard prevention in the construction of storage caverns and the disposal of hazardous waste in salt deposits. Predictions regarding the characteristics and evolution of cavernous structures enable a better assessment of potential hazards, such as integrity or stability loss, as well as of suitable mitigation measures.}, language = {en} } @misc{KabothBahrBahrStepaneketal.2021, author = {Kaboth-Bahr, Stefanie and Bahr, Andr{\´e} and Stepanek, Christian and Catunda, Maria Carolina Amorim and Karas, Cyrus and Ziegler, Martin and Garc{\´i}a-Gallardo, {\´A}ngela and Grunert, Patrick}, title = {Mediterranean heat injection to the North Atlantic delayed the intensification of Northern Hemisphere glaciations}, series = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {1237}, publisher = {Universit{\"a}tsverlag Potsdam}, address = {Potsdam}, issn = {1866-8372}, doi = {10.25932/publishup-54876}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-548762}, pages = {1 -- 9}, year = {2021}, abstract = {The intensification of Northern Hemisphere glaciations at the end of the Pliocene epoch marks one of the most substantial climatic shifts of the Cenozoic. Despite global cooling, sea surface temperatures in the high latitude North Atlantic Ocean rose between 2.9-2.7 million years ago. Here we present sedimentary geochemical proxy data from the Gulf of Cadiz to reconstruct the variability of Mediterranean Outflow Water, an important heat source to the North Atlantic. We find evidence for enhanced production of Mediterranean Outflow from the mid-Pliocene to the late Pliocene which we infer could have driven a sub-surface heat channel into the high-latitude North Atlantic. We then use Earth System Models to constrain the impact of enhanced Mediterranean Outflow production on the northward heat transport in the North Atlantic. In accord with the proxy data, the numerical model results support the formation of a sub-surface channel that pumped heat from the subtropics into the high latitude North Atlantic. We further suggest that this mechanism could have delayed ice sheet growth at the end of the Pliocene.}, language = {en} } @phdthesis{Jentsch2021, author = {Jentsch, Anna}, title = {Soil gas analytics in geothermal exploration and monitoring}, doi = {10.25932/publishup-54403}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-544039}, school = {Universit{\"a}t Potsdam}, pages = {xxxi, 162}, year = {2021}, abstract = {Major challenges during geothermal exploration and exploitation include the structural-geological characterization of the geothermal system and the application of sustainable monitoring concepts to explain changes in a geothermal reservoir during production and/or reinjection of fluids. In the absence of sufficiently permeable reservoir rocks, faults and fracture networks are preferred drilling targets because they can facilitate the migration of hot and/or cold fluids. In volcanic-geothermal systems considerable amounts of gas emissions can be released at the earth surface, often related to these fluid-releasing structures. In this thesis, I developed and evaluated different methodological approaches and measurement concepts to determine the spatial and temporal variation of several soil gas parameters to understand the structural control on fluid flow. In order to validate their potential as innovative geothermal exploration and monitoring tools, these methodological approaches were applied to three different volcanic-geothermal systems. At each site an individual survey design was developed regarding the site-specific questions. The first study presents results of the combined measurement of CO2 flux, ground temperatures, and the analysis of isotope ratios (δ13CCO2, 3He/4He) across the main production area of the Los Humeros geothermal field, to identify locations with a connection to its supercritical (T > 374◦C and P > 221 bar) geothermal reservoir. The results of the systematic and large-scale (25 x 200 m) CO2 flux scouting survey proved to be a fast and flexible way to identify areas of anomalous degassing. Subsequent sampling with high resolution surveys revealed the actual extent and heterogenous pattern of anomalous degassing areas. They have been related to the internal fault hydraulic architecture and allowed to assess favourable structural settings for fluid flow such as fault intersections. Finally, areas of unknown structurally controlled permeability with a connection to the superhot geothermal reservoir have been determined, which represent promising targets for future geothermal exploration and development. In the second study, I introduce a novel monitoring approach by examining the variation of CO2 flux to monitor changes in the reservoir induced by fluid reinjection. For that reason, an automated, multi-chamber CO2 flux system was deployed across the damage zone of a major normal fault crossing the Los Humeros geothermal field. Based on the results of the CO2 flux scouting survey, a suitable site was selected that had a connection to the geothermal reservoir, as identified by hydrothermal CO2 degassing and hot ground temperatures (> 50 °C). The results revealed a response of gas emissions to changes in reinjection rates within 24 h, proving an active hydraulic communication between the geothermal reservoir and the earth surface. This is a promising monitoring strategy that provides nearly real-time and in-situ data about changes in the reservoir and allows to timely react to unwanted changes (e.g., pressure decline, seismicity). The third study presents results from the Aluto geothermal field in Ethiopia where an area-wide and multi-parameter analysis, consisting of measurements of CO2 flux, 222Rn, and 220Rn activity concentrations and ground temperatures was conducted to detect hidden permeable structures. 222Rn and 220Rn activity concentrations are evaluated as a complementary soil gas parameter to CO2 flux, to investigate their potential to understand tectono-volcanic degassing. The combined measurement of all parameters enabled to develop soil gas fingerprints, a novel visualization approach. Depending on the magnitude of gas emissions and their migration velocities the study area was divided in volcanic (heat), tectonic (structures), and volcano-tectonic dominated areas. Based on these concepts, volcano-tectonic dominated areas, where hot hydrothermal fluids migrate along permeable faults, present the most promising targets for future geothermal exploration and development in this geothermal field. Two of these areas have been identified in the south and south-east which have not yet been targeted for geothermal exploitation. Furthermore, two unknown areas of structural related permeability could be identified by 222Rn and 220Rn activity concentrations. Eventually, the fourth study presents a novel measurement approach to detect structural controlled CO2 degassing, in Ngapouri geothermal area, New Zealand. For the first time, the tunable diode laser (TDL) method was applied in a low-degassing geothermal area, to evaluate its potential as a geothermal exploration method. Although the sampling approach is based on profile measurements, which leads to low spatial resolution, the results showed a link between known/inferred faults and increased CO2 concentrations. Thus, the TDL method proved to be a successful in the determination of structural related permeability, also in areas where no obvious geothermal activity is present. Once an area of anomalous CO2 concentrations has been identified, it can be easily complemented by CO2 flux grid measurements to determine the extent and orientation of the degassing segment. With the results of this work, I was able to demonstrate the applicability of systematic and area-wide soil gas measurements for geothermal exploration and monitoring purposes. In particular, the combination of different soil gases using different measurement networks enables the identification and characterization of fluid-bearing structures and has not yet been used and/or tested as standard practice. The different studies present efficient and cost-effective workflows and demonstrate a hands-on approach to a successful and sustainable exploration and monitoring of geothermal resources. This minimizes the resource risk during geothermal project development. Finally, to advance the understanding of the complex structure and dynamics of geothermal systems, a combination of comprehensive and cutting-edge geological, geochemical, and geophysical exploration methods is essential.}, language = {en} } @misc{TofeldeBernhardtGueritetal.2020, author = {Tofelde, Stefanie and Bernhardt, Anne and Guerit, Laure and Romans, Brian W.}, title = {Times Associated With Source-to-Sink Propagation of Environmental Signals During Landscape Transience}, series = {Postprints der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Postprints der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, publisher = {Universit{\"a}tsverlag Potsdam}, address = {Potsdam}, issn = {1866-8372}, doi = {10.25932/publishup-54443}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-544431}, pages = {1 -- 26}, year = {2020}, abstract = {Sediment archives in the terrestrial and marine realm are regularly analyzed to infer changes in climate, tectonic, or anthropogenic boundary conditions of the past. However, contradictory observations have been made regarding whether short period events are faithfully preserved in stratigraphic archives; for instance, in marine sediments offshore large river systems. On the one hand, short period events are hypothesized to be non-detectable in the signature of terrestrially derived sediments due to buffering during sediment transport along large river systems. On the other hand, several studies have detected signals of short period events in marine records offshore large river systems. We propose that this apparent discrepancy is related to the lack of a differentiation between different types of signals and the lack of distinction between river response times and signal propagation times. In this review, we (1) expand the definition of the term 'signal' and group signals in sub-categories related to hydraulic grain size characteristics, (2) clarify the different types of 'times' and suggest a precise and consistent terminology for future use, and (3) compile and discuss factors influencing the times of signal transfer along sediment routing systems and how those times vary with hydraulic grain size characteristics. Unraveling different types of signals and distinctive time periods related to signal propagation addresses the discrepancies mentioned above and allows a more comprehensive exploration of event preservation in stratigraphy - a prerequisite for reliable environmental reconstructions from terrestrially derived sedimentary records.}, language = {en} } @misc{RoetzlerTimmerman2020, author = {R{\"o}tzler, Jochen and Timmerman, Martin Jan}, title = {Geochronological and petrological constraints from the evolution in the Saxon Granulite Massif, Germany, on the Variscan continental collision orogeny}, series = {Journal of metamorphic geology}, journal = {Journal of metamorphic geology}, issn = {1866-8372}, doi = {10.25932/publishup-54411}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-544111}, pages = {3 -- 1227}, year = {2020}, abstract = {Controversy over the plate tectonic affinity and evolution of the Saxon granulites in a two- or multi-plate setting during inter- or intracontinental collision makes the Saxon Granulite Massif a key area for the understanding of the Palaeozoic Variscan orogeny. The massif is a large dome structure in which tectonic slivers of metapelite and metaophiolite units occur along a shear zone separating a diapir-like body of high-Pgranulite below from low-Pmetasedimentary rocks above. Each of the upper structural units records a different metamorphic evolution until its assembly with the exhuming granulite body. New age and petrologic data suggest that the metaophiolites developed from early Cambrian protoliths during high-Pamphibolite facies metamorphism in the mid- to late-Devonian and thermal overprinting by the exhuming hot granulite body in the early Carboniferous. A correlation of new Ar-Ar biotite ages with publishedP-T-tdata for the granulites implies that exhumation and cooling of the granulite body occurred at average rates of similar to 8 mm/year and similar to 80 degrees C/Ma, with a drop in exhumation rate from similar to 20 to similar to 2.5 mm/year and a slight rise in cooling rate between early and late stages of exhumation. A time lag ofc. 2 Ma between cooling through the closure temperatures for argon diffusion in hornblende and biotite indicates a cooling rate of 90 degrees C/Ma when all units had assembled into the massif. A two-plate model of the Variscan orogeny in which the above evolution is related to a short-lived intra-Gondwana subduction zone conflicts with the oceanic affinity of the metaophiolites and the timescale ofc. 50 Ma for the metamorphism. Alternative models focusing on the internal Variscan belt assume distinctly different material paths through the lower or upper crust for strikingly similar granulite massifs. An earlier proposed model of bilateral subduction below the internal Variscan belt may solve this problem.}, language = {en} } @misc{SparkesHoviusGalyetal.2020, author = {Sparkes, Robert B. and Hovius, Niels and Galy, Albert and Liu, James T.}, title = {Survival of graphitized petrogenic organic carbon through multiple erosional cycles}, series = {Postprints der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Postprints der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, issn = {1866-8372}, doi = {10.25932/publishup-53354}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-533541}, pages = {8}, year = {2020}, abstract = {Graphite forms the endpoint for organic carbon metamorphism; it is extremely resilient to physical, biological and chemical degradation. Carbonaceous materials (CM) contained within sediments, collected across Taiwan and from the Gaoping submarine canyon, were analyzed using Raman spectroscopy to determine the crystallinity. This allowed the erosional and orogenic movements of petrogenic organic carbon (OCpetro) during the Taiwanese orogeny to be deduced. After automatically fitting and classifying spectra, the distribution of four groups of CM within the sediments provides evidence that many forms of OCpetro have survived at least one previous cycle of erosion, transport and burial before forming rocks in the Western Foothills of the island. There is extensive detrital graphite present in rocks that have not experienced high-grade metamorphism, and graphite flakes are also found in recently deposited marine sediments off Taiwan. The tectonic and geological history of the island shows that these graphite flakes must have survived at least three episodes of recycling. Therefore, transformation to graphite during burial and orogeny is a mechanism for stabilizing organic carbon over geological time, removing biospheric carbon from the active carbon cycle and protecting it from oxidation during future erosion events.}, language = {en} } @misc{ReschkeKroenerLaepple2021, author = {Reschke, Maria and Kr{\"o}ner, Igor and Laepple, Thomas}, title = {Testing the consistency of Holocene and Last Glacial Maximum spatial correlations in temperature proxy records}, series = {Postprints der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Postprints der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {1}, issn = {1866-8372}, doi = {10.25932/publishup-53819}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-538197}, pages = {20 -- 28}, year = {2021}, abstract = {Holocene temperature proxy records are commonly used in quantitative synthesis and model-data comparisons. However, comparing correlations between time series from records collected in proximity to one another with the expected correlations based on climate model simulations indicates either regional or noisy climate signals in Holocene temperature proxy records. In this study, we evaluate the consistency of spatial correlations present in Holocene proxy records with those found in data from the Last Glacial Maximum (LGM). Specifically, we predict correlations expected in LGM proxy records if the only difference to Holocene correlations would be due to more time uncertainty and more climate variability in the LGM. We compare this simple prediction to the actual correlation structure in the LGM proxy records. We found that time series data of ice-core stable isotope records and planktonic foraminifera Mg/Ca ratios were consistent between the Holocene and LGM periods, while time series of Uk'37 proxy records were not as we found no correlation between nearby LGM records. Our results support the finding of highly regional or noisy marine proxy records in the compilation analysed here and suggest the need for further studies on the role of climate proxies and the processes of climate signal recording and preservation.}, language = {en} } @phdthesis{Riedl2021, author = {Riedl, Simon}, title = {Active tectonics in the Kenya Rift}, doi = {10.25932/publishup-53855}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-538552}, school = {Universit{\"a}t Potsdam}, pages = {xi, 207}, year = {2021}, abstract = {Magmatische und tektonisch aktive Grabenzonen (Rifts) stellen die Vorstufen entstehender Plattengrenzen dar. Diese sich spreizenden tektonischen Provinzen zeichnen sich durch allgegenw{\"a}rtige Abschiebungen aus, und die r{\"a}umliche Verteilung, die Geometrie, und das Alter dieser Abschiebungen l{\"a}sst R{\"u}ckschl{\"u}sse auf die r{\"a}umlichen und zeitlichen Zusammenh{\"a}nge zwischen tektonischer Deformation, Magmatismus und langwelliger Krustendeformation in Rifts zu. Diese Arbeit konzentriert sich auf die St{\"o}rungsaktivit{\"a}t im Kenia-Rift des k{\"a}nozoischen Ostafrikanischen Grabensystems im Zeitraum zwischen dem mittleren Pleistoz{\"a}n und dem Holoz{\"a}n. Um die fr{\"u}hen Stadien der Entstehung kontinentaler Plattengrenzen zu untersuchen, wird in dieser Arbeit eine zeitlich gemittelte minimale Extensionsrate f{\"u}r den inneren Graben des N{\"o}rdlichen Kenia-Rifts (NKR) f{\"u}r die letzten 0,5 Mio Jahre abgeleitet. Die Analyse beruht auf Messungen mit Hilfe des digitalen TanDEM-X-H{\"o}henmodells, um die Abschiebungen entlang der vulkanisch-tektonischen Achse des inneren Grabens des NKR zu kartieren und deren Versatzbetr{\"a}ge zu bestimmen. Mithilfe von vorhandenen Geochronologiedaten der deformierten vulkanischen Einheiten sowie in dieser Arbeit erstellten ⁴⁰Ar/³⁹Ar-Datierungen werden zeitlich gemittelte Extensionsraten berechnet. Die Auswertungen zeigen, dass im inneren Graben des NKR die langfristige Extensionsrate f{\"u}r mittelpleistoz{\"a}ne bis rezente St{\"o}rungen Mindestwerte von 1,0 bis 1,6 mm yr⁻¹ aufweist und lokal allerdings auch Werte bis zu 2,0 mm yr⁻¹ existieren. In Anbetracht der nahezu inaktiven Randst{\"o}rungen des NKR zeigt sich somit, dass sich die Extension auf die Region der aktiven vulkanisch-tektonischen Achse im inneren Graben konzentriert und somit ein fortgeschrittenes Stadium kontinentaler Extensionsprozesse im NKR vorliegt. In dieser Arbeit wird diese r{\"a}umlich fokussierte Extension zudem im Rahmen einer St{\"o}rungsanalyse der j{\"u}ngsten vulkanischen Erscheinungen des Kenia-Rifts betrachtet. Die Arbeit analysiert mithilfe von Gel{\"a}ndekartierungen und eines auf Luftbildern basierenden Gel{\"a}ndemodells die St{\"o}rungscharakteristika der etwa 36 tausend Jahre alten Menengai-Kaldera und der umliegenden Gebiete im zentralen Kenia-Rift. Im Allgemeinen sind die holoz{\"a}nen St{\"o}rungen innerhalb des Rifts reine, NNO-streichende Abschiebungen, die somit das gegenw{\"a}rtige tektonische Spannungsfeld wiederspiegeln; innerhalb der Menengai-Kaldera sind die jungen Strukturen jedoch von andauernder magmatischer Aktivit{\"a}t und von Aufdomung {\"u}berpr{\"a}gt. Die Kaldera befindet sich im Zentrum eines sich aktiv dehnenden Riftsegments und zusammen mit den anderen quart{\"a}ren Vulkanen des Kenia-Rifts lassen sich diese Bereiche als Kernpunkte der extensionalen St{\"o}rungsaktivit{\"a}t verstehen, die letztlich zu einer weiter entwickelten Phase magmengest{\"u}tzter Kontinentalseparation f{\"u}hren werden. Die bereits seit dem Terti{\"a}r andauernde St{\"o}rungsaktivit{\"a}t im Kenia-Rift f{\"u}hrt zur Zergliederung der gr{\"o}ßeren Rift-Senken in kleinere Segmente und beeinflusst die Sedimentologie und die Hydrologie dieser Riftbecken. Gegenw{\"a}rtig sind die meisten, durch St{\"o}rungen begrenzten Becken des Kenia-Rifts hydrologisch isoliert, sie waren aber w{\"a}hrend feuchter Klimaphasen hydrologisch miteinander verbunden; in dieser Arbeit untersuche ich deshalb auch diese hydrologische Verbindung der Rift-Becken f{\"u}r die Zeit der Afrikanischen Feuchteperiode des fr{\"u}hen Holoz{\"a}ns. Mithilfe der Analyse von digitalen Gel{\"a}ndemodellen, unter Ber{\"u}cksichtigung von geomorphologischen Anzeigern f{\"u}r Seespiegelhochst{\"a}nde, Radiokarbondatierungen und einer {\"U}bersicht {\"u}ber Fossiliendaten konnten zwei kaskadierende Flusssysteme aus diesen Daten abgeleitet werden: eine Flusskaskade in Richtung S{\"u}den und eine in Richtung Norden. Beide Kaskaden haben die derzeit isolierten Becken w{\"a}hrend des fr{\"u}hen Holoz{\"a}ns durch {\"u}berlaufende Seen und eingeschnittene Schluchten miteinander verbunden. Diese hydrologische Verbindung f{\"u}hrte zu der Ausbreitung aquatischer Fauna entlang des Rifts, und gleichzeitig stellte die Wasserscheide zwischen den beiden Flusssystemen den einzigen terrestrischen Ausbreitungskorridor dar, der eine {\"U}berquerung des Kenia-Rifts erm{\"o}glichte. Diese tektonisch-geomorphologische Rekonstruktion erkl{\"a}rt die heute isolierten Vorkommen nilotischer Fischarten in den Riftseen Kenias sowie die isolierten Vorkommen Guineo-Congolischer S{\"a}ugetiere in W{\"a}ldern {\"o}stlich des Kenia-Rifts, die sich {\"u}ber die Wasserscheide im Kenia-Rift ausbreiten konnten. Auf l{\"a}ngeren Zeitskalen sind solche Phasen hydrologischer Verbindung und Phasen der Isolation wiederholt aufgetreten und zeigen sich in wechselnden pal{\"a}o{\"o}kologischen Indikatoren in Sedimentbohrkernen. Hier stelle ich einen Sedimentbohrkern aus dem Koora-Becken des S{\"u}dlichen Kenia-Rifts vor, der einen Datensatz der Pal{\"a}o-Umweltbedingungen der letzten 1 Million Jahre beinhaltet. Dieser Datensatz zeigt, dass etwa vor 400 tausend Jahren die zuvor relativ stabilen Umweltbedingungen zum Erliegen kamen und tektonische, hydrologische und {\"o}kologische Ver{\"a}nderungen dazu f{\"u}hrten, dass die Wasserverf{\"u}gbarkeit, die Grasland-Vergesellschaftungen und die Bedeckung durch Baumvegetation zunehmend st{\"a}rkeren und h{\"a}ufigeren Schwankungen unterlagen. Diese großen Ver{\"a}nderungen fallen zeitlich mit Phasen zusammen, in denen das s{\"u}dliche Becken des Kenia-Rifts von vulkanischer und tektonischer Aktivit{\"a}t besonders betroffen war. Die vorliegende Arbeit zeigt deshalb deutlich, inwiefern die tektonischen und geomorphologischen Gegebenheiten im Zuge einer zeitlich langanhaltenden Extension die Hydrologie, die Pal{\"a}o-Umweltbedingungen sowie die Biodiversit{\"a}t einer Riftzone beeinflussen k{\"o}nnen.}, language = {en} } @phdthesis{Arnous2021, author = {Arnous, Ahmad}, title = {Paleosismolog{\´i}a y neotect{\´o}nica del antepa{\´i}s fragmentado en el extremo sureste del Sistema Santa B{\´a}rbara, Noroeste Argentino}, doi = {10.25932/publishup-53527}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-535274}, school = {Universit{\"a}t Potsdam}, pages = {182}, year = {2021}, abstract = {This thesis constitutes a multidisciplinary study of the central sector of the Santa B{\´a}rbara System geological province, the tectonically active broken foreland of the central Andes of north-western Argentina. The study is based on a tectono-geomorphic characterization combined with a variety of geophysical and structural studies. The principal focus was on the faulted piedmont regions of the Sierra de La Candelaria and, to a lesser degree, the extreme south of the intermontane Met{\´a}n basin. The study region is located in the border area between the provinces of Salta and Tucum{\´a}n. The main objective was to characterize and analyze evidence of Quaternary tectonic activity in the region, in order to increase the available information on neotectonic structures and their seismogenic potential. To this end, several methods were applied and integrated, such as the interpretation of seismic reflection lines, the creation of structural sections and kinematic modeling, as well as near-surface geophysical methods, in order to explore the geometry of faults observed at the surface and to assess the behavior of potential blind faults. In a first step, a geomorphic and structural survey of the study area was carried out using LANDSAT and SENTINEL 2 multispectral satellite images, which allowed to recognize different levels of Quaternary alluvial fans and fluvial terraces that are important strain markers in the field. In a second step, different morphometric indexes were determined from digital elevation models (DEM) and combined with field observations; it was possible to identify evidence of tectonic deformation related to four neotectonic faults. In a third step, three structures (Arias, El Quemado and Copo Quile faults) were selected for more detailed studies involving Electrical Resistive Tomography (ERT) and Seismic Refraction Tomography (SRT). This part of the study enabled me to define the geometry of faults at depth, helped to infer geometric and kinematic characteristics, and confirmed the extent of recent deformation. The Arias and El Quemado faults were interpreted as reverse faults related to layer-parallel, flexuralslip faulting, while the Copo Quile fault was interpreted as a blind reverse fault. Subsequently, a joint interpretation of seismic reflection lines and well-logs from the Choromoro and Met{\´a}n basins was carried out, to decipher the principal structures and their influence on the deformation of the different sedimentary units in the intermontane basins. The obtained information was integrated into a kinematic model. This model suggests that the recent deformation is driven by a blind, deep-seated reverse fault, located under the Sierra de La Candelaria and Cantero anticline. The corresponding shortening involves the sedimentary strata of the Salta and Or{\´a}n groups in the adjacent basins, which was accommodated by faults that moved along stratal boundaries, thus bending and folding the Quaternary deposits at the surface. The kinematic model enabled identifying the approximate location of the important detachment horizons that control the overall crustal deformation style in this region. The shallowest detachment horizon is located at 4 km depth and controls deformation in a thin-skinned manner. In addition, the horizon of the thick-skinned style of deformation was identified at 21 km depth. Finally, from the integration of all the results obtained, the seismogenic potential of the faults in the study area was evaluated. The first-order faults that control deformation in the area are responsible for the large earthquakes. While, Quaternary flexural-slip faults affecting only the sedimentary cover are secondary structures that accommodate deformation and were activated very low magnitude earthquakes and/or aseismic movements. In conclusion, the results of this study allow to demonstrate that the regional fault system of intrabasinal faults in the Santa B{\´a}rbara System constitutes a potential seismogenic source in the region, where numerous towns and extensive civilian infrastructure are located. In addition, the derived kinematic model requires the existence of numerous blind structures. Only for a small number of these their presence can be unambiguously detected at the surface by geomorphic analysis, which emphasizes the need of conducting this type of studies in tectonically active regions such as the Santa B{\´a}rbara System.}, language = {es} } @phdthesis{FigueroaVillegas2021, author = {Figueroa Villegas, Sara}, title = {Paleolagos cuaternarios como marcadores neotect{\´o}nicos, Valle de Cafayate, Cordillera Oriental (no de Argentina)}, doi = {10.25932/publishup-53174}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-531742}, school = {Universit{\"a}t Potsdam}, pages = {192}, year = {2021}, abstract = {The eastern flank of the southern Central Andes in north-western Argentina (NWA) is characterized by fault-bounded mountain ranges arranged in a thick-skinned active contractional orogen with a non-systematic spatiotemporal pattern of tectonic activity. This pattern is represented by instrumentally recorded crustal seismic activity as well as the distribution of Quaternary deformation phenomena along the Eastern Cordillera and the Santa B{\´a}rbara System morphotectonic provinces, creating a wide (> 200km) deformation zone that lacks a clear deformation front. The study of the neotectonic activity in this region has become more detailed over the past years and has involved morphotectonic analysis, remote sensing, geodesy, and field-based structural studies. Lacustrine deposits in the intermontane basins of the Eastern Cordillera that are exposed in areas associated with Quaternary faulting - due to their original horizontality of the fine-grained layers, are excellent strain markers to assess neotectonic activity. I analyzed lacustrine deposits that outcrop in the central area of the Calchaqu{\´i} valleys (Cafayate sector) to understand how deformation is accommodated in one of the largest intermontane basins of the tectonically active orogen. The strike of the Quaternary structures in the studied area is parallel to subparallel to the valley-bounding faults. With the stratigraphic, morphotectonic and structural study of the lacustrine deposits, I identified a minimum of five deformation episodes that affected the Quaternary stratigraphic section. Based on this I present Late Pleistocene minimum and maximum shortening rates for the central Calchaqu{\´i} intermontane valley that range between 0,19-4,47 mm/yr, respectively. The rates presented are based on balanced geological cross sections and geochronological ages obtained in this study as well as compilations from previously published studies. In order to compare the local shortening results at regional and different temporal scales, I additionally compiled Global Positioning System data from northwest Argentina to generate a surface-velocitiy profile. The results reveal a gradual decrease in horizontal surface velocities from the Eastern Cordillera toward the foreland, indicating tectonic activity in the interior of the orogen, which is recorded by seismic activity and the wide distribution of Quaternary faults and folds. In addition to the neotectonic investigation carried out in the study area, the stratigraphic analysis of the lacustrine deposits allowed to have a better understanding of the Quaternary basin evolution of the central area of the Calchaqu{\´i} valleys. At least seven distinct lacustrine deposits could be identified that correspond to an impoundment of the fluvial system and ensuing base-level changes, resulting in successive aggradation and subsequent erosion events. Together with a hydrological model previously published for the study area, the maximum elevations that the paleolakes reached were furthermore reviewed and compared with regional paleoclimate data to allow local climatic inferences. The results of this thesis are a significant contribution to our understanding of the Quaternary tectonic and the stratigraphic evolution of the central sector of the Calchaqu{\´i} valleys. Furthermore, the integration of local structural and geochronological data with regional structural and geodetic observations contributes to our knowledge of the deformation dynamics of the thick-skinned orogenic wedge of northwest Argentina.}, language = {es} } @phdthesis{vanderVeen2021, author = {van der Veen, Iris}, title = {Defining moisture sources and (palaeo)environmental conditions using isotope geochemistry in the NW Himalaya}, doi = {10.25932/publishup-51439}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-514397}, school = {Universit{\"a}t Potsdam}, pages = {152}, year = {2021}, abstract = {Anthropogenic climate change alters the hydrological cycle. While certain areas experience more intense precipitation events, others will experience droughts and increased evaporation, affecting water storage in long-term reservoirs, groundwater, snow, and glaciers. High elevation environments are especially vulnerable to climate change, which will impact the water supply for people living downstream. The Himalaya has been identified as a particularly vulnerable system, with nearly one billion people depending on the runoff in this system as their main water resource. As such, a more refined understanding of spatial and temporal changes in the water cycle in high altitude systems is essential to assess variations in water budgets under different climate change scenarios. However, not only anthropogenic influences have an impact on the hydrological cycle, but changes to the hydrological cycle can occur over geological timescales, which are connected to the interplay between orogenic uplift and climate change. However, their temporal evolution and causes are often difficult to constrain. Using proxies that reflect hydrological changes with an increase in elevation, we can unravel the history of orogenic uplift in mountain ranges and its effect on the climate. In this thesis, stable isotope ratios (expressed as δ2H and δ18O values) of meteoric waters and organic material are combined as tracers of atmospheric and hydrologic processes with remote sensing products to better understand water sources in the Himalayas. In addition, the record of modern climatological conditions based on the compound specific stable isotopes of leaf waxes (δ2Hwax) and brGDGTs (branched Glycerol dialkyl glycerol tetraethers) in modern soils in four Himalayan river catchments was assessed as proxies of the paleoclimate and (paleo-) elevation. Ultimately, hydrological variations over geological timescales were examined using δ13C and δ18O values of soil carbonates and bulk organic matter originating from sedimentological sections from the pre-Siwalik and Siwalik groups to track the response of vegetation and monsoon intensity and seasonality on a timescale of 20 Myr. I find that Rayleigh distillation, with an ISM moisture source, mainly controls the isotopic composition of surface waters in the studied Himalayan catchments. An increase in d-excess in the spring, verified by remote sensing data products, shows the significant impact of runoff from snow-covered and glaciated areas on the surface water isotopic values in the timeseries. In addition, I show that biomarker records such as brGDGTs and δ2Hwax have the potential to record (paleo-) elevation by yielding a significant correlation with the temperature and surface water δ2H values, respectively, as well as with elevation. Comparing the elevation inferred from both brGDGT and δ2Hwax, large differences were found in arid sections of the elevation transects due to an additional effect of evapotranspiration on δ2Hwax. A combined study of these proxies can improve paleoelevation estimates and provide recommendations based on the results found in this study. Ultimately, I infer that the expansion of C4 vegetation between 20 and 1 Myr was not solely dependent on atmospheric pCO2, but also on regional changes in aridity and seasonality from to the stable isotopic signature of the two sedimentary sections in the Himalaya (east and west). This thesis shows that the stable isotope chemistry of surface waters can be applied as a tool to monitor the changing Himalayan water budget under projected increasing temperatures. Minimizing the uncertainties associated with the paleo-elevation reconstructions were assessed by the combination of organic proxies (δ2Hwax and brGDGTs) in Himalayan soil. Stable isotope ratios in bulk soil and soil carbonates showed the evolution of vegetation influenced by the monsoon during the late Miocene, proving that these proxies can be used to record monsoon intensity, seasonality, and the response of vegetation. In conclusion, the use of organic proxies and stable isotope chemistry in the Himalayas has proven to successfully record changes in climate with increasing elevation. The combination of δ2Hwax and brGDGTs as a new proxy provides a more refined understanding of (paleo-)elevation and the influence of climate.}, language = {en} } @phdthesis{Petersen2021, author = {Petersen, Gesa Maria}, title = {Source studies of small earthquakes in the AlpArray: CMT inversion, seismo-tectonic analysis and methodological developments}, doi = {10.25932/publishup-52563}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-525635}, school = {Universit{\"a}t Potsdam}, pages = {151}, year = {2021}, abstract = {Centroid moment tensor inversion can provide insight into ongoing tectonic processes and active faults. In the Alpine mountains (central Europe), challenges result from low signal-to-noise ratios of earthquakes with small to moderate magnitudes and complex wave propagation effects through the heterogeneous crustal structure of the mountain belt. In this thesis, I make use of the temporary installation of the dense AlpArray seismic network (AASN) to establish a work flow to study seismic source processes and enhance the knowledge of the Alpine seismicity. The cumulative thesis comprises four publications on the topics of large seismic networks, seismic source processes in the Alps, their link to tectonics and stress field, and the inclusion of small magnitude earthquakes into studies of active faults. Dealing with hundreds of stations of the dense AASN requires the automated assessment of data and metadata quality. I developed the open source toolbox AutoStatsQ to perform an automated data quality control. Its first application to the AlpArray seismic network has revealed significant errors of amplitude gains and sensor orientations. A second application of the orientation test to the Turkish KOERI network, based on Rayleigh wave polarization, further illustrated the potential in comparison to a P wave polarization method. Taking advantage of the gain and orientation results of the AASN, I tested different inversion settings and input data types to approach the specific challenges of centroid moment tensor (CMT) inversions in the Alps. A comparative study was carried out to define the best fitting procedures. The application to 4 years of seismicity in the Alps (2016-2019) substantially enhanced the amount of moment tensor solutions in the region. We provide a list of moment tensors solutions down to magnitude Mw 3.1. Spatial patterns of typical focal mechanisms were analyzed in the seismotectonic context, by comparing them to long-term seismicity, historical earthquakes and observations of strain rates. Additionally, we use our MT solutions to investigate stress regimes and orientations along the Alpine chain. Finally, I addressed the challenge of including smaller magnitude events into the study of active faults and source processes. The open-source toolbox Clusty was developed for the clustering of earthquakes based on waveforms recorded across a network of seismic stations. The similarity of waveforms reflects both, the location and the similarity of source mechanisms. Therefore the clustering bears the opportunity to identify earthquakes of similar faulting styles, even when centroid moment tensor inversion is not possible due to low signal-to-noise ratios of surface waves or oversimplified velocity models. The toolbox is described through an application to the Zakynthos 2018 aftershock sequence and I subsequently discuss its potential application to weak earthquakes (Mw<3.1) in the Alps.}, language = {en} } @misc{ZapataSobelDelPapaetal.2020, author = {Zapata, Sebastian and Sobel, Edward and Del Papa, Cecilia and Glodny, Johannes}, title = {Upper Plate Controls on the Formation of Broken Foreland Basins in the Andean Retroarc Between 26°S and 28°S}, series = {Postprints der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Postprints der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {7}, issn = {1866-8372}, doi = {10.25932/publishup-52382}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-523823}, pages = {24}, year = {2020}, abstract = {Marked along-strike changes in stratigraphy, mountain belt morphology, basement exhumation, and deformation styles characterize the Andean retroarc; these changes have previously been related to spatiotemporal variations in the subduction angle. We modeled new apatite fission track and apatite (U-Th-Sm)/He data from nine ranges located between 26 degrees S and 28 degrees S. Using new and previously published data, we constructed a Cretaceous to Pliocene paleogeographic model that delineates a four-stage tectonic evolution: extensional tectonics during the Cretaceous (120-75 Ma), the formation of a broken foreland basin between 55 and 30 Ma, reheating due to burial beneath sedimentary rocks (18-13 Ma), and deformation, exhumation, and surface uplift during the Late Miocene and the Pliocene (13-3 Ma). Our model highlights how preexisting upper plate structures control the deformation patterns of broken foreland basins. Because retroarc deformation predates flat-slab subduction, we propose that slab anchoring may have been the precursor of Eocene-Oligocene compression in the Andean retroarc. Our model challenges models which consider broken foreland basins and retroarc deformation in the NW Argentinian Andes to be directly related to Miocene flat subduction.}, language = {en} }