@article{WeatherillKothaCotton2020, author = {Weatherill, Graeme and Kotha, Sreeram Reddy and Cotton, Fabrice}, title = {Re-thinking site amplification in regional seismic risk assessment}, series = {Earthquake spectra : the professional journal of the Earthquake Engineering Research Institute}, volume = {36}, journal = {Earthquake spectra : the professional journal of the Earthquake Engineering Research Institute}, number = {1_SUPPL}, publisher = {Sage Publishing}, address = {Thousand Oaks, CA}, issn = {8755-2930}, doi = {10.1177/8755293019899956}, pages = {274 -- 297}, year = {2020}, abstract = {Probabilistic assessment of seismic hazard and risk over a geographical region presents the modeler with challenges in the characterization of the site amplification that are not present in site-specific assessment. Using site-to-site residuals from a ground motion model fit to observations from the Japanese KiK-net database, correlations between measured local amplifications and mappable proxies such as topographic slope and geology are explored. These are used subsequently to develop empirical models describing amplification as a direct function of slope, conditional upon geological period. These correlations also demonstrate the limitations of inferring 30-m shearwave velocity from slope and applying them directly into ground motion models. Instead, they illustrate the feasibility of deriving spectral acceleration amplification factors directly from sets of observed records, which are calibrated to parameters that can be mapped uniformly on a regional scale. The result is a geologically calibrated amplification model that can be incorporated into national and regional seismic hazard and risk assessment, ensuring that the corresponding total aleatory variability reflects the predictive capability of the mapped site proxy.}, language = {en} } @article{PutraPradhanKropp2020, author = {Putra, Muhammad Panji Islam Fajar and Pradhan, Prajal and Kropp, J{\"u}rgen}, title = {A systematic analysis of Water-Energy-Food security nexus}, series = {The science of the total environment : an international journal for scientific research into the environment and its relationship with man}, volume = {728}, journal = {The science of the total environment : an international journal for scientific research into the environment and its relationship with man}, publisher = {Elsevier}, address = {Amsterdam}, issn = {0048-9697}, doi = {10.1016/j.scitotenv.2020.138451}, pages = {9}, year = {2020}, abstract = {Most South Asian countries have challenges in ensuring water, energy, and food (WEF) security, which are often interacting positively or negatively. To address these challenges, the nexus approach provides a framework to identify the interactions of the WEF sectors as an integrated system. However, most nexus studies only qualitatively discuss the interactions between these sectors. This study conducts a systematic analysis of the WEF security nexus in South Asia by using open data sources at the country scale. We analyze interactions between the WEF sectors statistically, defining positive and negative correlations between the WEF security indicators as synergies and trade-offs, respectively. By creating networks of the synergies and trade-offs, we further identify most positively and negatively influencing indicators in the WEF security nexus. We observe a larger share of trade-offs than synergies within the water and energy sectors and a larger share of synergies than trade-offs among the WEF sectors for South Asia. However, these observations vary across the South Asian countries. Our analysis highlights that strategies on promoting sustainable energy and discouraging fossil fuel use could have overall positive effects on the WEF security nexus in the countries. This study provides evidence for considering the WEF security nexus as an integrated system rather than just a combination of three different sectors or securities.}, language = {en} } @article{Specht2020, author = {Specht, Sebastian von}, title = {ICBM Integrated Combined Baseline Modification}, series = {Seismological research letters}, volume = {91}, journal = {Seismological research letters}, number = {1}, publisher = {Seismological Society of America, Eastern Section}, address = {Boulder, Colo.}, issn = {0895-0695}, doi = {10.1785/0220190134}, pages = {475 -- 487}, year = {2020}, abstract = {Accelerograms are the primary source for characterizing strong ground motion. It is therefore of paramount interest to have high-quality recordings free from any nonphysical contamination. Frequently, accelerograms are affected by baseline jumps and drifts, either related to the instrument and/or a major earthquake. In this work, I propose a correction method for these undesired baseline drifts based on segmented linear least squares. The algorithm operates on the integrated waveforms and combines all three instrument components to estimate a model that modifies the baseline to be at zero continuously. The procedure consists of two steps: first a suite of models with variable numbers of discontinuities is derived for all three instrument components. During this process, the number of discontinuities is reduced in a parsimonious way, for example, two very close discontinuities are merged into a single one. In the second step, the optimal model is selected on the basis of the Bayesian information criterion. I exemplify the application on synthetic waveforms with known discontinuities and on observed waveforms from a unified strong-motion database of the Japan Meteorological Agency (JMA) and the National Research Institute for Earth Science and Disaster Prevention (NIED, Japan) networks for the major events of the 2016 Kumamoto earthquakes. After the baseline jump correction, the waveforms are furthermore corrected for displacement according to Wang et al.(2011). The resulting displacements are comparable to the Interferometric Synthetic Aperture Radar-derived displacement estimates for the Kumamoto earthquake sequence.}, language = {en} } @article{KaramzadehToularoudHeimannDahmetal.2020, author = {Karamzadeh Toularoud, Nasim and Heimann, Sebastian and Dahm, Torsten and Kr{\"u}ger, Frank}, title = {Earthquake source arrays}, series = {Geophysical journal international}, volume = {221}, journal = {Geophysical journal international}, number = {1}, publisher = {Oxford Univ. Press}, address = {Oxford}, issn = {0956-540X}, doi = {10.1093/gji/ggaa002}, pages = {352 -- 370}, year = {2020}, abstract = {A collection of earthquake sources recorded at a single station, under specific conditions, are considered as a source array (SA), that is interpreted as if earthquake sources originate at the station location and are recorded at the source location. Then, array processing methods, that is array beamforming, are applicable to analyse the recorded signals. A possible application is to use source array multiple event techniques to locate and characterize near-source scatterers and structural interfaces. In this work the aim is to facilitate the use of earthquake source arrays by presenting an automatic search algorithm to configure the source array elements. We developed a procedure to search for an optimal source array element distribution given an earthquake catalogue including accurate origin time and hypocentre locations. The objective function of the optimization process can be flexibly defined for each application to ensure the prerequisites (criteria) of making a source array. We formulated four quantitative criteria as subfunctions and used the weighted sum technique to combine them in one single scalar function. The criteria are: (1) to control the accuracy of the slowness vector estimation using the time domain beamforming method, (2) to measure the waveform coherency of the array elements, (3) to select events with lower location error and (4) to select traces with high energy of specific phases, that is, sp- or ps-phases. The proposed procedure is verified using synthetic data as well as real examples for the Vogtland region in Northwest Bohemia. We discussed the possible application of the optimized source arrays to identify the location of scatterers in the velocity model by presenting a synthetic test and an example using real waveforms.}, language = {en} } @article{MorishitaLazeckyWrightetal.2020, author = {Morishita, Yu and Lazecky, Milan and Wright, Tim J. and Weiss, Jonathan R. and Elliott, John R. and Hooper, Andy}, title = {LiCSBAS}, series = {Remote sensing}, volume = {12}, journal = {Remote sensing}, number = {3}, publisher = {MDPI}, address = {Basel}, issn = {2072-4292}, doi = {10.3390/rs12030424}, pages = {29}, year = {2020}, abstract = {For the past five years, the 2-satellite Sentinel-1 constellation has provided abundant and useful Synthetic Aperture Radar (SAR) data, which have the potential to reveal global ground surface deformation at high spatial and temporal resolutions. However, for most users, fully exploiting the large amount of associated data is challenging, especially over wide areas. To help address this challenge, we have developed LiCSBAS, an open-source SAR interferometry (InSAR) time series analysis package that integrates with the automated Sentinel-1 InSAR processor (LiCSAR). LiCSBAS utilizes freely available LiCSAR products, and users can save processing time and disk space while obtaining the results of InSAR time series analysis. In the LiCSBAS processing scheme, interferograms with many unwrapping errors are automatically identified by loop closure and removed. Reliable time series and velocities are derived with the aid of masking using several noise indices. The easy implementation of atmospheric corrections to reduce noise is achieved with the Generic Atmospheric Correction Online Service for InSAR (GACOS). Using case studies in southern Tohoku and the Echigo Plain, Japan, we demonstrate that LiCSBAS applied to LiCSAR products can detect both large-scale (>100 km) and localized (similar to km) relative displacements with an accuracy of <1 cm/epoch and similar to 2 mm/yr. We detect displacements with different temporal characteristics, including linear, periodic, and episodic, in Niigata, Ojiya, and Sanjo City, respectively. LiCSBAS and LiCSAR products facilitate greater exploitation of globally available and abundant SAR datasets and enhance their applications for scientific research and societal benefit.}, language = {en} } @article{ZhuCottonPilz2020, author = {Zhu, Chuanbin and Cotton, Fabrice and Pilz, Marco}, title = {Detecting site resonant frequency using HVSR}, series = {Bulletin of the Seismological Society of America : BSSA}, volume = {110}, journal = {Bulletin of the Seismological Society of America : BSSA}, number = {2}, publisher = {Seismological Society of America}, address = {El Cerito, Calif.}, issn = {0037-1106}, doi = {10.1785/0120190186}, pages = {427 -- 440}, year = {2020}, abstract = {In this investigation, we examine the uncertainties using the horizontal-to-vertical spectral ratio (HVSR) technique on earthquake recordings to detect site resonant frequencies at 207 KiK-net sites. Our results show that the scenario dependence of response (pseudospectral acceleration) spectral ratio could bias the estimates of resonant frequencies for sites having multiple significant peaks with comparable amplitudes. Thus, the Fourier amplitude spectrum (FAS) should be preferred in computing HVSR. For more than 80\% of the investigated sites, the first peak (in the frequency domain) on the average HVSR curve over multiple sites coincides with the highest peak. However, for sites with multiple peaks, the highest peak frequency (f(p)) is less susceptible to the selection criteria of significant peaks and the extent of smoothing to spectrum than the first peak frequency (f(0)). Meanwhile, in comparison to the surface-to-borehole spectral ratio, f(0) tends to underestimate the predominant frequency (at which the largest amplification occurs) more than f(p). In addition, in terms of characterizing linear site response, f(p) shows a better overall performance than f(0). Based on these findings, we thus recommend that seismic network operators provide f(p) on the average HVSRFAS curve as a priority, ideally together with the average HVSRFAS curve in site characterization.}, language = {en} } @article{TronickeAllroggenBiermannetal.2020, author = {Tronicke, Jens and Allroggen, Niklas and Biermann, Felix and Fanselow, Florian and Guillemoteau, Julien and Krauskopf, Christof and L{\"u}ck, Erika}, title = {Rapid multiscale analysis of near-surface geophysical anomaly maps}, series = {Geophysics}, volume = {85}, journal = {Geophysics}, number = {4}, publisher = {Society of Exploration Geophysicists}, address = {Tulsa, Okla.}, issn = {0016-8033}, doi = {10.1190/GEO2019-0564.1}, pages = {B109 -- B118}, year = {2020}, abstract = {In near- surface geophysics, ground-based mapping surveys are routinely used in a variety of applications including those from archaeology, civil engineering, hydrology, and soil science. The resulting geophysical anomaly maps of, for example, magnetic or electrical parameters are usually interpreted to laterally delineate subsurface structures such as those related to the remains of past human activities, subsurface utilities and other installations, hydrological properties, or different soil types. To ease the interpretation of such data sets, we have developed a multiscale processing, analysis, and visualization strategy. Our approach relies on a discrete redundant wavelet transform (RWT) implemented using cubic-spline filters and the a trous algorithm, which allows to efficiently compute a multiscale decomposition of 2D data using a series of 1D convolutions. The basic idea of the approach is presented using a synthetic test image, whereas our archaeogeophysical case study from northeast Germany demonstrates its potential to analyze and process rather typical geophysical anomaly maps including magnetic and topographic data. Our vertical-gradient magnetic data show amplitude variations over several orders of magnitude, complex anomaly patterns at various spatial scales, and typical noise patterns, whereas our topographic data show a distinct hill structure superimposed by a microtopographic stripe pattern and random noise. Our results demonstrate that the RWT approach is capable to successfully separate these components and that selected wavelet planes can be scaled and combined so that the reconstructed images allow for a detailed, multiscale structural interpretation also using integrated visualizations of magnetic and topographic data. Because our analysis approach is straightforward to implement without laborious parameter testing and tuning, computationally efficient, and easily adaptable to other geophysical data sets, we believe that it can help to rapidly analyze and interpret different geophysical mapping data collected to address a variety of near-surface applications from engineering practice and research.}, language = {en} } @article{WolfPhamMatthewsetal.2020, author = {Wolf, Sabina and Pham, My and Matthews, Nathanial and Bubeck, Philip}, title = {Understanding the implementation gap}, series = {Climate \& development}, volume = {13}, journal = {Climate \& development}, number = {1}, publisher = {Taylor \& Francis LTD}, address = {Abingdon}, issn = {1756-5529}, doi = {10.1080/17565529.2020.1724068}, pages = {81 -- 94}, year = {2020}, abstract = {In recent years, nature-based solutions are receiving increasing attention in the field of disaster risk reduction and climate change adaptation as inclusive, no regret approaches. Ecosystem-based adaptation (EbA) can mitigate the impacts of climate change, build resilience and tackle environmental degradation thereby supporting the targets set by the 2030 Agenda, the Paris Agreement and the Sendai Framework. Despite these benefits, EbA is still rarely implemented in practice. To better understand the barriers to implementation, this research examines policy-makers' perceptions of EbA, using an extended version of Protection Motivation Theory as an analytical framework. Through semi-structured interviews with policy-makers at regional and provincial level in Central Vietnam, it was found that EbA is generally considered a promising response option, mainly due to its multiple ecosystem-service benefits. The demand for EbA measures was largely driven by the perceived consequences of natural hazards and climate change. Insufficient perceived response efficacy and time-lags in effectiveness for disaster risk reduction were identified as key impediments for implementation. Pilot projects and capacity building on EbA are important means to overcome these perceptual barriers. This paper contributes to bridging the knowledge-gap on political decision-making regarding EbA and can, thereby, promote its mainstreaming into policy plans.}, language = {en} } @article{RoetzlerTimmerman2020, author = {R{\"o}tzler, Jochen and Timmerman, Martin Jan}, title = {Geochronological and petrological constraints from the evolution in the Saxon Granulite Massif, Germany, on the Variscan continental collision orogeny}, series = {Journal of metamorphic geology}, volume = {39}, journal = {Journal of metamorphic geology}, number = {1}, publisher = {Wiley}, address = {Hoboken}, issn = {0263-4929}, doi = {10.1111/jmg.12559}, pages = {3 -- 38}, year = {2020}, abstract = {Controversy over the plate tectonic affinity and evolution of the Saxon granulites in a two- or multi-plate setting during inter- or intracontinental collision makes the Saxon Granulite Massif a key area for the understanding of the Palaeozoic Variscan orogeny. The massif is a large dome structure in which tectonic slivers of metapelite and metaophiolite units occur along a shear zone separating a diapir-like body of high-Pgranulite below from low-Pmetasedimentary rocks above. Each of the upper structural units records a different metamorphic evolution until its assembly with the exhuming granulite body. New age and petrologic data suggest that the metaophiolites developed from early Cambrian protoliths during high-Pamphibolite facies metamorphism in the mid- to late-Devonian and thermal overprinting by the exhuming hot granulite body in the early Carboniferous. A correlation of new Ar-Ar biotite ages with publishedP-T-tdata for the granulites implies that exhumation and cooling of the granulite body occurred at average rates of similar to 8 mm/year and similar to 80 degrees C/Ma, with a drop in exhumation rate from similar to 20 to similar to 2.5 mm/year and a slight rise in cooling rate between early and late stages of exhumation. A time lag ofc. 2 Ma between cooling through the closure temperatures for argon diffusion in hornblende and biotite indicates a cooling rate of 90 degrees C/Ma when all units had assembled into the massif. A two-plate model of the Variscan orogeny in which the above evolution is related to a short-lived intra-Gondwana subduction zone conflicts with the oceanic affinity of the metaophiolites and the timescale ofc. 50 Ma for the metamorphism. Alternative models focusing on the internal Variscan belt assume distinctly different material paths through the lower or upper crust for strikingly similar granulite massifs. An earlier proposed model of bilateral subduction below the internal Variscan belt may solve this problem.}, language = {en} } @article{ScharfSudoPracejusetal.2020, author = {Scharf, Andreas and Sudo, Masafumi and Pracejus, Bernhard and Mattern, Frank and Callegari, Ivan and Bauer, Wilfried and Scharf, Katharina}, title = {Late Lutetian (Eocene) mafic intrusion into shallow marine platform deposits north of the Oman Mountains (Rusayl Embayment) and its tectonic significance}, series = {Journal of African earth sciences}, volume = {170}, journal = {Journal of African earth sciences}, publisher = {Elsevier}, address = {Oxford}, issn = {1464-343X}, doi = {10.1016/j.jafrearsci.2020.103941}, pages = {15}, year = {2020}, abstract = {A silica undersaturated alkali-olivine basanitic magma intruded the late Paleocene/early Eocene Jafnayn Formation near Muscat. Geochemical analyses indicate that a significant amount of host rock (limestone) was assimilated into the magma. We dated the basanite as 42.7 +/- 1.0 Ma (2 sigma error; late Lutetian), using the whole rock Ar-40/Ar-39 step-wise heating technique. Intrusion occurred in the hanging wall of a major regional extensional shear zone (Frontal Range Fault, FRF) bounding the northern margin of two domes within the Oman Mountains (Jabal Akhdar and Saih Hatat domes). Two shear intervals along the FRF have been documented. The first interval lasted immediately after emplacement of the Semail Ophiolite (latest Cretaceous-early Eocene) while the second and poorly constrained interval was assumed to have occurred during the Oligocene. The proximity of the basanite to the FRF suggests that magma used extensional faults for the upper part of its ascent path. Reactivated Permian rift faults of the Pangaea rift or other preexisting faults may have been used for the lower ascent part. We conclude that the basanite intrusion coincided with the onset of the second deformation interval along the FRF, because (1) the position of the basanite is near a dextral releasing bend, associated with the second shear interval, (2) the overlap of our Ar-40/Ar-39 age with the cooling curves for rocks from the nearby Jabal Akhdar Dome, and (3) the basanite postdates the first FRF deformation episode by > 10 Ma. Thus, the second interval along the FRF had started already during the late Lutetian and probably lasted into the Miocene.}, language = {en} } @article{WeatherillCotton2020, author = {Weatherill, Graeme and Cotton, Fabrice}, title = {A ground motion logic tree for seismic hazard analysis in the stable cratonic region of Europe}, series = {Bulletin of earthquake engineering : official publication of the European Association for Earthquake Engineering}, volume = {18}, journal = {Bulletin of earthquake engineering : official publication of the European Association for Earthquake Engineering}, number = {14}, publisher = {Springer Science + Business Media B.V.}, address = {Dordrecht}, issn = {1570-761X}, doi = {10.1007/s10518-020-00940-x}, pages = {6119 -- 6148}, year = {2020}, abstract = {Regions of low seismicity present a particular challenge for probabilistic seismic hazard analysis when identifying suitable ground motion models (GMMs) and quantifying their epistemic uncertainty. The 2020 European Seismic Hazard Model adopts a scaled backbone approach to characterise this uncertainty for shallow seismicity in Europe, incorporating region-to-region source and attenuation variability based on European strong motion data. This approach, however, may not be suited to stable cratonic region of northeastern Europe (encompassing Finland, Sweden and the Baltic countries), where exploration of various global geophysical datasets reveals that its crustal properties are distinctly different from the rest of Europe, and are instead more closely represented by those of the Central and Eastern United States. Building upon the suite of models developed by the recent NGA East project, we construct a new scaled backbone ground motion model and calibrate its corresponding epistemic uncertainties. The resulting logic tree is shown to provide comparable hazard outcomes to the epistemic uncertainty modelling strategy adopted for the Eastern United States, despite the different approaches taken. Comparison with previous GMM selections for northeastern Europe, however, highlights key differences in short period accelerations resulting from new assumptions regarding the characteristics of the reference rock and its influence on site amplification.}, language = {en} } @article{ZhuPilzCotton2020, author = {Zhu, Chuanbin and Pilz, Marco and Cotton, Fabrice}, title = {Evaluation of a novel application of earthquake HVSR in site-specific amplification estimation}, series = {Soil dynamics and earthquake engineering}, volume = {139}, journal = {Soil dynamics and earthquake engineering}, publisher = {Elsevier}, address = {Oxford}, issn = {0267-7261}, doi = {10.1016/j.soildyn.2020.106301}, pages = {14}, year = {2020}, abstract = {Ground response analyses (GRA) model the vertical propagations of SH waves through flat-layered media (1DSH) and are widely carried out to evaluate local site effects in practice. Horizontal-to-vertical spectral ratio (HVSR) technique is a cost-effective approach to extract certain site-specific information, e.g., site fundamental frequency (f(0)), but HVSR values cannot be directly used to approximate the levels of S-wave amplifications. Motivated by the work of Kawase et al. (2019), we propose a procedure to correct earthquake HVSR amplitudes for direct amplification estimations. The empirical correction compensates HVSR by generic vertical amplification spectra categorized by the vertical fundamental frequency (f(0v)) via kappa-means clustering. In this investigation, we evaluate the effectiveness of the corrected HVSR in approximating observed linear amplifications in comparison with 1DSH modellings. We select a total of 90 KiK-net (Kiban Kyoshin network) surface-downhole sites which are found to have no velocity contrasts below their boreholes and thus of which surface-to-borehole spectral ratios (SBSRs) can be taken as their empirical transfer functions (ETFs). 1DSH-based theoretical transfer functions (TTFs) are computed in the linear domain considering uncertainties in Vs profiles through randomizations. Five goodness-of-fit metrics are adopted to gauge the closeness between observed (ETF) and predicted (i.e., TTF and corrected HVSR) amplifications in both amplitude and spectral shape over frequencies from f(0) to 25 Hz. We find that the empirical correction to HVSR is highly effective and achieves a "good match" in both spectral shape and amplitude at the majority of the 90 KiK-net sites, as opposed to less than one-third for the 1DSH modelling. In addition, the empirical correction does not require a velocity model, which GRAs require, and thus has great potentials in seismic hazard assessments.}, language = {en} } @article{RiedlMelnickMibeietal.2020, author = {Riedl, Simon and Melnick, Daniel and Mibei, Geoffrey K. and Njue, Lucy and Strecker, Manfred}, title = {Continental rifting at magmatic centres}, series = {Journal of the geological society}, volume = {177}, journal = {Journal of the geological society}, number = {1}, publisher = {Geological Soc. Publ. House}, address = {Bath}, issn = {0016-7649}, doi = {10.1144/jgs2019-021}, pages = {153 -- 169}, year = {2020}, abstract = {The structural evolution of calderas in rifts helps to characterize the spatiotemporal relationships between magmatism, long wavelength crustal deformation and the formation of tectonic deformation zones along the rift axis. We document the structural characteristics of the c. 36 ka old Menengai Caldera located within a young zone of extension in the central Kenya Rift. Field mapping and high-resolution digital surface models show that NNE-striking Holocene normal faults perpendicular to the regional ESE-WNWextension direction dominate the interior sectors of the rift. Inside the caldera, these structures are overprinted by post-collapse doming and faulting of the magmatic centre, resulting in obliquely slipping normal faults bounding a resurgence horst. Radiocarbon dating of faulted units as young as 5 ka cal BP and the palaeo-shorelines of a lake formed during the African Humid Period in the Nakuru Basin indicate that volcanism and fault activity inside and in the vicinity of Menengai must have been sustained during the Holocene. Our analysis confirms that the caldera is located at the centre of an extending rift segment and suggests that other magmatic centres and young zones of faulting along the volcano-tectonic axis of the Kenya Rift may constitute nucleation points of faulting that ultimately foster future continental break-up.}, language = {en} } @article{SchmidtHesseAttingeretal.2020, author = {Schmidt, Lennart and Hesse, Falk and Attinger, Sabine and Kumar, Rohini}, title = {Challenges in applying machine learning models for hydrological inference}, series = {Water resources research}, volume = {56}, journal = {Water resources research}, number = {5}, publisher = {American Geophysical Union}, address = {Washington}, issn = {0043-1397}, doi = {10.1029/2019WR025924}, pages = {10}, year = {2020}, abstract = {Machine learning (ML) algorithms are being increasingly used in Earth and Environmental modeling studies owing to the ever-increasing availability of diverse data sets and computational resources as well as advancement in ML algorithms. Despite advances in their predictive accuracy, the usefulness of ML algorithms for inference remains elusive. In this study, we employ two popular ML algorithms, artificial neural networks and random forest, to analyze a large data set of flood events across Germany with the goals to analyze their predictive accuracy and their usability to provide insights to hydrologic system functioning. The results of the ML algorithms are contrasted against a parametric approach based on multiple linear regression. For analysis, we employ a model-agnostic framework named Permuted Feature Importance to derive the influence of models' predictors. This allows us to compare the results of different algorithms for the first time in the context of hydrology. Our main findings are that (1) the ML models achieve higher prediction accuracy than linear regression, (2) the results reflect basic hydrological principles, but (3) further inference is hindered by the heterogeneity of results across algorithms. Thus, we conclude that the problem of equifinality as known from classical hydrological modeling also exists for ML and severely hampers its potential for inference. To account for the observed problems, we propose that when employing ML for inference, this should be made by using multiple algorithms and multiple methods, of which the latter should be embedded in a cross-validation routine.}, language = {en} } @article{OttoKempka2020, author = {Otto, Christopher and Kempka, Thomas}, title = {Synthesis gas composition prediction for underground coal gasification using a thermochemical equilibrium modeling approach}, series = {Energies}, volume = {13}, journal = {Energies}, number = {5}, publisher = {MDPI}, address = {Basel}, issn = {1996-1073}, doi = {10.3390/en13051171}, pages = {17}, year = {2020}, abstract = {Underground coal gasification (UCG) is an in situ conversion technique that enables the production of high-calorific synthesis gas from resources that are economically not minable by conventional methods. A broad range of end-use options is available for the synthesis gas, including fuels and chemical feedstock production. Furthermore, UCG also offers a high potential for integration with Carbon Capture and Storage (CCS) to mitigate greenhouse gas emissions. In the present study, a stoichiometric equilibrium model, based on minimization of the Gibbs function has been used to estimate the equilibrium composition of the synthesis gas. Thereto, we further developed and applied a proven thermodynamic equilibrium model to simulate the relevant thermochemical coal conversion processes (pyrolysis and gasification). Our modeling approach has been validated against thermodynamic models, laboratory gasification experiments and UCG field trial data reported in the literature. The synthesis gas compositions have been found to be in good agreement under a wide range of different operating conditions. Consequently, the presented modeling approach enables an efficient quantification of synthesis gas quality resulting from UCG, considering varying coal and oxidizer compositions at deposit-specific pressures and temperatures.}, language = {en} } @article{AllroggenBeiterTronicke2020, author = {Allroggen, Niklas and Beiter, Daniel and Tronicke, Jens}, title = {Ground-penetrating radar monitoring of fast subsurface processes}, series = {Geophysics}, volume = {85}, journal = {Geophysics}, number = {3}, publisher = {Society of Exploration Geophysicists}, address = {Tulsa}, issn = {0016-8033}, doi = {10.1190/GEO2019-0737.1}, pages = {A19 -- A23}, year = {2020}, abstract = {Earth and environmental sciences rely on detailed information about subsurface processes. Whereas geophysical techniques typically provide highly resolved spatial images, monitoring subsurface processes is often associated with enormous effort and, therefore, is usually limited to point information in time or space. Thus, the development of spatial and temporal continuous field monitoring methods is a major challenge for the understanding of subsurface processes. We have developed a novel method for ground-penetrating-radar (GPR) reflection monitoring of subsurface flow processes under unsaturated conditions and applied it to a hydrological infiltration experiment performed across a periglacial slope deposit in northwest Luxembourg. Our approach relies on a spatial and temporal quasicontinuous data recording and processing, followed by an attribute analysis based on analyzing differences between individual time steps. The results demonstrate the ability of time-lapse GPR monitoring to visualize the spatial and temporal dynamics of preferential flow processes with a spatial resolution in the order of a few decimeters and temporal resolution in the order of a few minutes. We observe excellent agreement with water table information originating from different boreholes. This demonstrates the potential of surface-based GPR reflection monitoring to observe the spatiotemporal dynamics of water movements in the subsurface. It provides valuable, and so far not accessible, information for example in the field of hydrology and pedology that allows studying the actual subsurface processes rather than deducing them from point information.}, language = {en} } @article{RichterHainzlDahmetal.2020, author = {Richter, Gudrun and Hainzl, Sebastian and Dahm, Torsten and Z{\"o}ller, Gert}, title = {Stress-based, statistical modeling of the induced seismicity at the Groningen gas field}, series = {Environmental earth sciences}, volume = {79}, journal = {Environmental earth sciences}, number = {11}, publisher = {Springer}, address = {New York}, issn = {1866-6280}, doi = {10.1007/s12665-020-08941-4}, pages = {15}, year = {2020}, abstract = {Groningen is the largest onshore gas field under production in Europe. The pressure depletion of the gas field started in 1963. In 1991, the first induced micro-earthquakes have been located at reservoir level with increasing rates in the following decades. Most of these events are of magnitude less than 2.0 and cannot be felt. However, maximum observed magnitudes continuously increased over the years until the largest, significant event with ML=3.6 was recorded in 2014, which finally led to the decision to reduce the production. This causal sequence displays the crucial role of understanding and modeling the relation between production and induced seismicity for economic planing and hazard assessment. Here we test whether the induced seismicity related to gas exploration can be modeled by the statistical response of fault networks with rate-and-state-dependent frictional behavior. We use the long and complete local seismic catalog and additionally detailed information on production-induced changes at the reservoir level to test different seismicity models. Both the changes of the fluid pressure and of the reservoir compaction are tested as input to approximate the Coulomb stress changes. We find that the rate-and-state model with a constant tectonic background seismicity rate can reproduce the observed long delay of the seismicity onset. In contrast, so-called Coulomb failure models with instantaneous earthquake nucleation need to assume that all faults are initially far from a critical state of stress to explain the delay. Our rate-and-state model based on the fluid pore pressure fits the spatiotemporal pattern of the seismicity best, where the fit further improves by taking the fault density and orientation into account. Despite its simplicity with only three free parameters, the rate-and-state model can reproduce the main statistical features of the observed activity.}, language = {en} } @article{ReinHannemannThomasetal.2020, author = {Rein, Theresa and Hannemann, Katrin and Thomas, Christine and Korn, Michael}, title = {Location and characteristics of the X-discontinuity beneath SW Morocco and the adjacent shelf area using P-wave receiver functions}, series = {Geophysical journal international}, volume = {223}, journal = {Geophysical journal international}, number = {3}, publisher = {Oxford Univ. Press}, address = {Oxford}, issn = {0956-540X}, doi = {10.1093/gji/ggaa379}, pages = {1780 -- 1793}, year = {2020}, abstract = {Receiver function approaches have proven to be valuable for the investigation of crustal and upper mantle discontinuities whose sharp changes in seismic velocities cause wave conversions. While the crustal and mantle transition zone discontinuities are largely understood, the X-discontinuity at 250-350 km depth is still an object of controversial debate. The origin and global distribution of this structure with a velocity jump of 1.5-4.8\% for compressional and shear waves is still unexplained. Although the crustal and mantle transition zone discontinuities beneath SW Morocco and surroundings have been investigated, only a few studies observed the X-discontinuity and place the depth at 260-370 km beneath the region of western Morocco. In order to better locate and characterize the X-discontinuity beneath southwest Morocco, we create P-wave receiver functions using data recorded by the Morocco-Munster array and detect the X-discontinuity at apparent depths of 285-350 km. In the western part of our study region we find apparent depths of similar to 310-340 km. The eastern part of the study area appears more complex: we locate two velocity jumps at apparent depths of around 285-295 km and 330-350 km in the northeast, and in the southeast we find a discontinuity at apparent depths of 340-350 km. Due to the large depth range and the twofold appearance of the X-discontinuity, we suggest that two different phase transitions cause the X-discontinuity beneath SW Morocco. The velocity contrasts at larger depths likely point to the coesite-stishovite phase transition occurring in deep eclogitic pools. The shallower depths can be explained by the transition from orthoenstatite to high-pressure clinoenstatite which requires the reaction between eclogite and peridotite to form orthopyroxene-rich peridotite. This reaction is likely related to previously proposed small-scale mantle upwellings beneath SW Morocco. Since both phase transitions require eclogite occurrence, the location of the X-discontinuity in this region can be used to indicate the location of recycled oceanic crust.}, language = {en} } @article{SakiMiriOberhaensli2020, author = {Saki, Adel and Miri, Mirmohammad and Oberh{\"a}nsli, Roland}, title = {High temperature - low pressure metamorphism during subduction of Neo-Tethys beneath the Iranian plate}, series = {Mineralogy and petrology}, volume = {114}, journal = {Mineralogy and petrology}, number = {6}, publisher = {Springer}, address = {Wien [u.a.]}, issn = {0930-0708}, doi = {10.1007/s00710-020-00721-z}, pages = {539 -- 557}, year = {2020}, abstract = {Subduction of Neo-Tethys oceanic lithosphere beneath the Iranian plate during the Mesozoic formed several igneous bodies of ultramafic to intermediate and felsic composition. Intrusion of these magmas into a regional metamorphic sequence (the Sanandaj-Sirjan Zone) caused partial melting and formation of migmatites with meta-pelitic protoliths. The Alvand complex (west Iran) is a unique area comprising migmatites of both mafic and pelitic protoliths. In this area, the gabbroic rocks contain veins of leucosome at their contact with pyroxenite and olivine gabbro. These leucosomes are geochemically and mineralogically different from leucosomes of the meta-pelitic migmatites and clearly show properties of I-type granites. Microscopic observations and whole rock compositions of the mafic migmatite leucosomes show that migmatization occurred through partial melting of biotite, hornblende and plagioclase. Thermobarometric calculations indicate 800 degrees C and 3.7 kbar for partial melting, although phase diagram modeling demonstrates that the presence of water could decrease the solidus temperature by about 40 degrees C. Our results suggest an asthenospheric magma upwelling as the source of heat for partial melting of the gabbroic rock during subduction of Neo-Tethys oceanic crust under the western edge of the Iranian plate. The present study also reveals relationships between migmatization and formation of S- and I -type granites in the area.}, language = {en} } @article{WeissWaltersMorishitaetal.2020, author = {Weiss, Jonathan R. and Walters, Richard J. and Morishita, Yu and Wright, Tim J. and Lazecky, Milan and Wang, Hua and Hussain, Ekbal and Hooper, Andrew J. and Elliott, John R. and Rollins, Chris and Yu, Chen and Gonzalez, Pablo J. and Spaans, Karsten and Li, Zhenhong and Parsons, Barry}, title = {High-resolution surface velocities and strain for Anatolia from Sentinel-1 InSAR and GNSS data}, series = {Geophysical research letters}, volume = {47}, journal = {Geophysical research letters}, number = {17}, publisher = {American Geophysical Union}, address = {Washington}, issn = {0094-8276}, doi = {10.1029/2020GL087376}, pages = {12}, year = {2020}, abstract = {Measurements of present-day surface deformation are essential for the assessment of long-term seismic hazard. The European Space Agency's Sentinel-1 satellites enable global, high-resolution observation of crustal motion from Interferometric Synthetic Aperture Radar (InSAR). We have developed automated InSAR processing systems that exploit the first similar to 5 years of Sentinel-1 data to measure surface motions for the similar to 800,000-km(2) Anatolian region. Our new 3-D velocity and strain rate fields illuminate deformation patterns dominated by westward motion of Anatolia relative to Eurasia, localized strain accumulation along the North and East Anatolian Faults, and rapid vertical signals associated with anthropogenic activities and to a lesser extent extension across the grabens of western Anatolia. We show that automatically processed Sentinel-1 InSAR data can characterize details of the velocity and strain rate fields with high resolution and accuracy over large regions. These results are important for assessing the relationship between strain accumulation and release in earthquakes.
Plain Language Summary Satellite-based measurements of small rates of motion of the Earth's surface made at high spatial resolutions and over large areas are important for many geophysical applications including improving earthquake hazard models. We take advantage of recent advances in geodetic techniques in order to measure surface velocities and tectonic strain accumulation across the Anatolia region, including the highly seismogenic and often deadly North Anatolian Fault. We show that by combining Sentinel-1 Interferometric Synthetic Aperture Radar (InSAR) data with Global Navigation Satellite System (GNSS) measurements we can enhance our view of surface deformation associated with active tectonics, the earthquake cycle, and anthropogenic processes.}, language = {en} } @article{BaroniFrancke2020, author = {Baroni, Gabriele and Francke, Till}, title = {An effective strategy for combining variance- and distribution-based global sensitivity analysis}, series = {Environmental modelling \& software with environment data news}, volume = {134}, journal = {Environmental modelling \& software with environment data news}, publisher = {Elsevier}, address = {Oxford}, issn = {1364-8152}, doi = {10.1016/j.envsoft.2020.104851}, pages = {14}, year = {2020}, abstract = {We present a new strategy for performing global sensitivity analysis capable to estimate main and interaction effects from a generic sampling design. The new strategy is based on a meaningful combination of varianceand distribution-based approaches. The strategy is tested on four analytic functions and on a hydrological model. Results show that the analysis is consistent with the state-of-the-art Saltelli/Jansen formula but to better quantify the interaction effect between the input factors when the output distribution is skewed. Moreover, the estimation of the sensitivity indices is much more robust requiring a smaller number of simulations runs. Specific settings and alternative methods that can be integrated in the new strategy are also discussed. Overall, the strategy is considered as a new simple and effective tool for performing global sensitivity analysis that can be easily integrated in any environmental modelling framework.}, language = {en} } @article{ZiemannMadariaga2020, author = {Ziemann, Martin Andreas and Madariaga, Juan Manuel}, title = {Applications of Raman spectroscopy in art and archaeology}, series = {Journal of Raman spectroscopy}, volume = {52}, journal = {Journal of Raman spectroscopy}, number = {1}, publisher = {Wiley}, address = {Hoboken}, issn = {0377-0486}, doi = {10.1002/jrs.6054}, pages = {8 -- 14}, year = {2020}, abstract = {The 10th edition of the International Congress on the Application of Raman Spectroscopy in Art and Archaeology (RAA2019) was held in Potsdam (Germany) from 3 to 7 September 2019, with eight keynote lectures, 35 oral presentations and 18 Poster Presentations. The number of active participants was 68 delegates from 20 countries among the 236 authors that presented at least one work.}, language = {en} } @article{MorgensternOverduinGuentheretal.2020, author = {Morgenstern, Anne and Overduin, Pier Paul and G{\"u}nther, Frank and Stettner, Samuel and Ramage, Justine and Schirrmeister, Lutz and Grigoriev, Mikhail N. and Grosse, Guido}, title = {Thermo-erosional valleys in Siberian ice-rich permafrost}, series = {Permafrost and Periglacial Processes}, volume = {32}, journal = {Permafrost and Periglacial Processes}, number = {1}, publisher = {Wiley}, address = {Hoboken}, issn = {1045-6740}, doi = {10.1002/ppp.2087}, pages = {59 -- 75}, year = {2020}, abstract = {Thermal erosion is a major mechanism of permafrost degradation, resulting in characteristic landforms. We inventory thermo-erosional valleys in ice-rich coastal lowlands adjacent to the Siberian Laptev Sea based on remote sensing, Geographic Information System (GIS), and field investigations for a first regional assessment of their spatial distribution and characteristics. Three study areas with similar geological (Yedoma Ice Complex) but diverse geomorphological conditions vary in valley areal extent, incision depth, and branching geometry. The most extensive valley networks are incised deeply (up to 35 m) into the broad inclined lowland around Mamontov Klyk. The flat, low-lying plain forming the Buor Khaya Peninsula is more degraded by thermokarst and characterized by long valleys of lower depth with short tributaries. Small, isolated Yedoma Ice Complex remnants in the Lena River Delta predominantly exhibit shorter but deep valleys. Based on these hydrographical network and topography assessments, we discuss geomorphological and hydrological connections to erosion processes. Relative catchment size along with regional slope interact with other Holocene relief-forming processes such as thermokarst and neotectonics. Our findings suggest that thermo-erosional valleys are prominent, hitherto overlooked permafrost degradation landforms that add to impacts on biogeochemical cycling, sediment transport, and hydrology in the degrading Siberian Yedoma Ice Complex.}, language = {en} } @article{Oberhaensli2020, author = {Oberh{\"a}nsli, Roland}, title = {Deep-time Digital Earth (DDE) the first IUGS big science program}, series = {Journal of the Geological Society of India}, volume = {95}, journal = {Journal of the Geological Society of India}, number = {3}, publisher = {Springer India}, address = {New Delhi}, issn = {0016-7622}, doi = {10.1007/s12594-020-1420-5}, pages = {223 -- 226}, year = {2020}, language = {en} } @article{SteinbergSudhausHeimannetal.2020, author = {Steinberg, Andreas and Sudhaus, Henriette and Heimann, Sebastian and Kr{\"u}ger, Frank}, title = {Sensitivity of InSAR and teleseismic observations to earthquake rupture segmentation}, series = {Geophysical journal international}, volume = {223}, journal = {Geophysical journal international}, number = {2}, publisher = {Oxford Univ. Press}, address = {Oxford}, issn = {0956-540X}, doi = {10.1093/gji/ggaa351}, pages = {875 -- 907}, year = {2020}, abstract = {Earthquakes often rupture across more than one fault segment. If such rupture segmentation occurs on a significant scale, a simple point-source or one-fault model may not represent the rupture process well. As a consequence earthquake characteristics inferred, based on one-source assumptions, may become systematically wrong. This might have effects on follow-up analyses, for example regional stress field inversions and seismic hazard assessments. While rupture segmentation is evident for most M-w > 7 earthquakes, also smaller ones with 5.5 < M-w < 7 can be segmented. We investigate the sensitivity of globally available data sets to rupture segmentation and their resolution to reliably estimate the mechanisms in presence of segmentation. We focus on the sensitivity of InSAR (Interferometric Synthetic Aperture Radar) data in the static near-field and seismic waveforms in the far-field of the rupture and carry out non-linear and Bayesian optimizations of single-source and two-sources kinematic models (double-couple point sources and finite, rectangular sources) using InSAR and teleseismic waveforms separately. Our case studies comprises of four M-w 6-7 earthquakes: the 2009 L'Aquila and 2016 Amatrice (Italy) and the 2005 and 2008 Zhongba (Tibet) earthquakes. We contrast the data misfits of different source complexity by using the Akaike informational criterion (AIC). We find that the AIC method is well suited for data-driven inferences on significant rupture segmentation for the given data sets. This is based on our observation that an AIC-stated significant improvement of data fit for two-segment models over one-segment models correlates with significantly different mechanisms of the two source segments and their average compared to the single-segment mechanism. We attribute these modelled differences to a sufficient sensitivity of the data to resolve rupture segmentation. Our results show that near-field data are generally more sensitive to rupture segmentation of shallow earthquakes than far-field data but that also teleseismic data can resolve rupture segmentation in the studied magnitude range. We further conclude that a significant difference in the modelled source mechanisms for different segmentations shows that an appropriate choice of model segmentation matters for a robust estimation of source mechanisms. It reduces systematic biases and trade-off and thereby improves the knowledge on the rupture. Our study presents a strategy and method to detect significant rupture segmentation such that an appropriate model complexity can be used in the source mechanism inference. A similar, systematic investigation of earthquakes in the range of M-w 5.5-7 could provide important hazard-relevant statistics on rupture segmentation. In these cases single-source models introduce a systematic bias. Consideration of rupture segmentation therefore matters for a robust estimation of source mechanisms of the studied earthquakes.}, language = {en} } @article{PilzCottonRazafindrakotoetal.2020, author = {Pilz, Marco and Cotton, Fabrice and Razafindrakoto, Hoby Njara Tendrisoa and Weatherill, Graeme and Spies, Thomas}, title = {Regional broad-band ground-shaking modelling over extended and thick sedimentary basins}, series = {Bulletin of earthquake engineering : official publication of the European Association for Earthquake Engineering}, volume = {19}, journal = {Bulletin of earthquake engineering : official publication of the European Association for Earthquake Engineering}, number = {2}, publisher = {Springer}, address = {Dordrecht}, issn = {1570-761X}, doi = {10.1007/s10518-020-01004-w}, pages = {581 -- 603}, year = {2020}, abstract = {The simulation of broad-band (0.1 to 10 + Hz) ground-shaking over deep and spatially extended sedimentary basins at regional scales is challenging. We evaluate the ground-shaking of a potential M 6.5 earthquake in the southern Lower Rhine Embayment, one of the most important areas of earthquake recurrence north of the Alps, close to the city of Cologne in Germany. In a first step, information from geological investigations, seismic experiments and boreholes is combined for deriving a harmonized 3D velocity and attenuation model of the sedimentary layers. Three alternative approaches are then applied and compared to evaluate the impact of the sedimentary cover on ground-motion amplification. The first approach builds on existing response spectra ground-motion models whose amplification factors empirically take into account the influence of the sedimentary layers through a standard parameterization. In the second approach, site-specific 1D amplification functions are computed from the 3D basin model. Using a random vibration theory approach, we adjust the empirical response spectra predicted for soft rock conditions by local site amplification factors: amplifications and associated ground-motions are predicted both in the Fourier and in the response spectra domain. In the third approach, hybrid physics-based ground-motion simulations are used to predict time histories for soft rock conditions which are subsequently modified using the 1D site-specific amplification functions computed in method 2. For large distances and at short periods, the differences between the three approaches become less notable due to the significant attenuation of the sedimentary layers. At intermediate and long periods, generic empirical ground-motion models provide lower levels of amplification from sedimentary soils compared to methods taking into account site-specific 1D amplification functions. In the near-source region, hybrid physics-based ground-motions models illustrate the potentially large variability of ground-motion due to finite source effects.}, language = {en} } @article{BalischewskiBehrensZehbeetal.2020, author = {Balischewski, Christian and Behrens, Karsten and Zehbe, Kerstin and G{\"u}nter, Christina and Mies, Stefan and Sperlich, Eric and Kelling, Alexandra and Taubert, Andreas}, title = {Ionic liquids with more than one metal}, series = {Chemistry - a European journal}, volume = {26}, journal = {Chemistry - a European journal}, number = {72}, publisher = {Wiley-VCH}, address = {Weinheim}, issn = {0947-6539}, doi = {10.1002/chem.202003097}, pages = {17504 -- 17513}, year = {2020}, abstract = {Thirteen N-butylpyridinium salts, including three monometallic [C4Py](2)[MCl4], nine bimetallic [C4Py](2)[(M1-xMxCl4)-M-a-Cl-b] and one trimetallic compound [C4Py](2)[(M1-y-zMyMz (c) Cl4)-M-a-M-b] (M=Co, Cu, Mn; x=0.25, 0.50 or 0.75 and y=z=0.33), were synthesized and their structure and thermal and electrochemical properties were studied. All compounds are ionic liquids (ILs) with melting points between 69 and 93 degrees C. X-ray diffraction proves that all ILs are isostructural. The conductivity at room temperature is between 10(-4) and 10(-8) S cm(-1). Some Cu-based ILs reach conductivities of 10(-2) S cm(-1), which is, however, probably due to IL dec. This correlates with the optical bandgap measurements indicating the formation of large bandgap semiconductors. At elevated temperatures approaching the melting points, the conductivities reach up to 1.47x10(-1) S cm(-1) at 70 degrees C. The electrochemical stability windows of the ILs are between 2.5 and 3.0 V.}, language = {en} } @article{KloseChaparroSchillingetal.2020, author = {Klose, Tim and Chaparro, M. Carme and Schilling, Frank and Butscher, Christoph and Klumbach, Steffen and Blum, Philipp}, title = {Fluid flow simulations of a large-scale borehole leakage experiment}, series = {Transport in Porous Media}, volume = {136}, journal = {Transport in Porous Media}, number = {1}, publisher = {Springer}, address = {New York}, issn = {0169-3913}, doi = {10.1007/s11242-020-01504-y}, pages = {125 -- 145}, year = {2020}, abstract = {Borehole leakage is a common and complex issue. Understanding the fluid flow characteristics of a cemented area inside a borehole is crucial to monitor and quantify the wellbore integrity as well as to find solutions to minimise existing leakages. In order to improve our understanding of the flow behaviour of cemented boreholes, we investigated experimental data of a large-scale borehole leakage tests by means of numerical modelling using three different conceptual models. The experiment was performed with an autoclave system consisting of two vessels bridged by a cement-filled casing. After a partial bleed-off at the well-head, a sustained casing pressure was observed due to fluid flow through the cementsteel composite. The aim of our simulations is to investigate and quantify the permeability of the cement-steel composite. From our model results, we conclude that the flow occurred along a preferential flow path at the cement-steel interface. Thus, the inner part of the cement core was impermeable during the duration of the experiment. The preferential flow path can be described as a highly permeable and highly porous area with an aperture of about 5 mu m and a permeability of 3 . 10(-12) m(2) (3 Darcy). It follows that the fluid flow characteristics of a cemented area inside a borehole cannot be described using one permeability value for the entire cement-steel composite. Furthermore, it can be concluded that the quality of the cement and the filling process regarding the cement-steel interface is crucial to minimize possible well leakages.}, language = {en} } @article{SamprognaMohorHudsonThieken2020, author = {Samprogna Mohor, Guilherme and Hudson, Paul and Thieken, Annegret}, title = {A comparison of factors driving flood losses in households affected by different flood types}, series = {Water resources research}, volume = {56}, journal = {Water resources research}, number = {4}, publisher = {American Geophysical Union}, address = {Washington}, issn = {0043-1397}, doi = {10.1029/2019WR025943}, pages = {20}, year = {2020}, abstract = {Flood loss data collection and modeling are not standardized, and previous work has indicated that losses from different flood types (e.g., riverine and groundwater) may follow different driving forces. However, different flood types may occur within a single flood event, which is known as a compound flood event. Therefore, we aimed to identify statistical similarities between loss-driving factors across flood types and test whether the corresponding losses should be modeled separately. In this study, we used empirical data from 4,418 respondents from four survey campaigns studying households in Germany that experienced flooding. These surveys sought to investigate several features of the impact process (hazard, socioeconomic, preparedness, and building characteristics, as well as flood type). While the level of most of these features differed across flood type subsamples (e.g., degree of preparedness), they did so in a nonregular pattern. A variable selection process indicates that besides hazard and building characteristics, information on property-level preparedness was also selected as a relevant predictor of the loss ratio. These variables represent information, which is rarely adopted in loss modeling. Models shall be refined with further data collection and other statistical methods. To save costs, data collection efforts should be steered toward the most relevant predictors to enhance data availability and increase the statistical power of results. Understanding that losses from different flood types are driven by different factors is a crucial step toward targeted data collection and model development and will finally clarify conditions that allow us to transfer loss models in space and time.
Key Points
Survey data of flood-affected households show different concurrent flood types, undermining the use of a single-flood-type loss model Thirteen variables addressing flood hazard, the building, and property level preparedness are significant predictors of the building loss ratio Flood type-specific models show varying significance across the predictor variables, indicating a hindrance to model transferability}, language = {en} } @article{Leon2020, author = {Le{\´o}n, Ena Mercedes Matienzo}, title = {Observaciones sobre el clima de Lima y sus influencias en los seres organizados, en especial el hombre}, series = {Iberoamericana}, volume = {20}, journal = {Iberoamericana}, number = {74}, publisher = {Vervuert}, address = {Frankfurt, Main}, issn = {1577-3388}, doi = {10.18441/ibam.20.2020.74.279-394}, pages = {305 -- 308}, year = {2020}, abstract = {Una extraordinaria edici{\´o}n actualizada de Observaciones sobre el clima de Lima y sus influencias en los seres organizados, en especial el hombre de Jos{\´e} Hip{\´o}lito Unanue y Pav{\´o}n ha sido publicado en el 2018 y merece ser anunciado a la comunidad acad{\´e}mica peruana e internacional. Este libro incluye un exhaustivo estudio in troductorio del destacado historiador Lizardo Seiner Liz{\´a}rraga. Esta introducci{\´o}n est{\´a} conformada de tres partes encabezadas por los siguientes t{\´i}tulos: a) Unanue: una historiograf{\´i}a de amplio espectro b) Textos, registros y referencias: una indagaci{\´o}n en la biblioteca de Unanue y c) Observaciones sobre el clima de Lima: una obra en dos tiempos.}, language = {es} } @article{WangKwiatekRybackietal.2020, author = {Wang, Lei and Kwiatek, Grzegorz and Rybacki, Erik and Bohnhoff, Marco and Dresen, Georg}, title = {Injection-induced seismic moment release and laboratory fault slip}, series = {Geophysical research letters}, volume = {47}, journal = {Geophysical research letters}, number = {22}, publisher = {American Geophysical Union}, address = {Washington}, issn = {0094-8276}, doi = {10.1029/2020GL089576}, pages = {11}, year = {2020}, abstract = {Understanding the relation between injection-induced seismic moment release and operational parameters is crucial for early identification of possible seismic hazards associated with fluid-injection projects. We conducted laboratory fluid-injection experiments on permeable sandstone samples containing a critically stressed fault at different fluid pressurization rates. The observed fluid-induced fault deformation is dominantly aseismic. Fluid-induced stick-slip and fault creep reveal that total seismic moment release of acoustic emission (AE) events is related to total injected volume, independent of respective fault slip behavior. Seismic moment release rate of AE scales with measured fault slip velocity. For injection-induced fault slip in a homogeneous pressurized region, released moment shows a linear scaling with injected volume for stable slip (steady slip and fault creep), while we find a cubic relation for dynamic slip. Our results highlight that monitoring evolution of seismic moment release with injected volume in some cases may assist in discriminating between stable slip and unstable runaway ruptures.}, language = {en} } @article{MtilatilaBronstertBuergeretal.2020, author = {Mtilatila, Lucy Mphatso Ng'ombe and Bronstert, Axel and B{\"u}rger, Gerd and Vormoor, Klaus Josef}, title = {Meteorological and hydrological drought assessment in Lake Malawi and Shire River basins (1970-2013)}, series = {Hydrological sciences journal = Journal des sciences hydrologiques}, volume = {65}, journal = {Hydrological sciences journal = Journal des sciences hydrologiques}, number = {16}, publisher = {Routledge, Taylor \& Francis Group}, address = {Abingdon}, issn = {0262-6667}, doi = {10.1080/02626667.2020.1837384}, pages = {2750 -- 2764}, year = {2020}, abstract = {The study assesses the variability and trends of both meteorological and hydrological droughts from 1970 to 2013 in Lake Malawi and Shire River basins using the standardized precipitation index (SPI) and standardized precipitation and evaporation index (SPEI) for meteorological droughts and the lake level change index (LLCI) for hydrological droughts. Trends and slopes in droughts and drought drivers are estimated using Mann-Kendall test and Sen's slope, respectively. Results suggest that meteorological droughts are increasing due to a decrease in precipitation which is exacerbated by an increase in temperature (potential evapotranspiration). The hydrological system of Lake Malawi seems to have a >24-month memory towards meteorological conditions, since the 36-month SPEI can predict hydrological droughts 10 months in advance. The study has found the critical lake level that would trigger hydrological drought to be 474.1 m a.s.l. The increase in drought is a concern as this will have serious impacts on water resources and hydropower supply in Malawi.}, language = {en} } @article{Streck2020, author = {Streck, Charlotte}, title = {Filling in for Governments?}, series = {Journal for European Environmental \& Planning Law}, volume = {17}, journal = {Journal for European Environmental \& Planning Law}, number = {1}, publisher = {Martinus Nijhoff Pub}, address = {Leiden}, issn = {1613-7272}, doi = {10.1163/18760104-01701003}, pages = {5 -- 28}, year = {2020}, abstract = {The 2015 Paris Agreement on climate change abandons the Kyoto Protocol's paradigm of binding emissions targets and relies instead on countries' voluntary contributions. However, the Paris Agreement encourages not only governments but also sub-national governments, corporations and civil society to contribute to reaching ambitious climate goals. In a transition from the regulated architecture of the Kyoto Protocol to the open system of the Paris Agreement, the Agreement seeks to integrate non-state actors into the treaty-based climate regime. In 2014 the secretariat of the United Nations Framework Convention on Climate Change Peru and France created the Non-State Actor Zone for Climate Action (and launched the Global Climate Action portal). In December 2019, this portal recorded more than twenty thousand climate-commitments of private and public non-state entities, making the non-state venues of international climate meetings decisively more exciting than the formal negotiation space. This level engagement and governments' response to it raises a flurry of questions in relation to the evolving nature of the climate regime and climate change governance, including the role of private actors as standard setters and the lack of accountability mechanisms for non-state actions. This paper takes these developments as occasion to discuss the changing role of private actors in the climate regime.}, language = {en} } @article{KoyanTronicke2020, author = {Koyan, Philipp and Tronicke, Jens}, title = {3D modeling of ground-penetrating radar data across a realistic sedimentary model}, series = {Computers \& geosciences : an international journal devoted to the publication of papers on all aspects of geocomputation and to the distribution of computer programs and test data sets ; an official journal of the International Association for Mathematical Geology}, volume = {137}, journal = {Computers \& geosciences : an international journal devoted to the publication of papers on all aspects of geocomputation and to the distribution of computer programs and test data sets ; an official journal of the International Association for Mathematical Geology}, publisher = {Elsevier}, address = {Amsterdam}, issn = {0098-3004}, doi = {10.1016/j.cageo.2020.104422}, pages = {9}, year = {2020}, abstract = {Ground-penetrating radar (GPR) is an established geophysical tool to explore a wide range of near-surface environments. Today, the use of synthetic GPR data is largely limited to 2D because 3D modeling is computationally more expensive. In fact, only recent developments of modeling tools and powerful hardware allow for a time-efficient computation of extensive 3D data sets. Thus, 3D subsurface models and resulting GPR data sets, which are of great interest to develop and evaluate novel approaches in data analysis and interpretation, have not been made publicly available up to now.
We use a published hydrofacies data set of an aquifer-analog study within fluvio-glacial deposits to infer a realistic 3D porosity model showing heterogeneities at multiple spatial scales. Assuming fresh-water saturated sediments, we generate synthetic 3D GPR data across this model using novel GPU-acceleration included in the open-source software gprMax. We present a numerical approach to examine 3D wave-propagation effects in modeled GPR data. Using the results of this examination study, we conduct a spatial model decomposition to enable a computationally efficient 3D simulation of a typical GPR reflection data set across the entire model surface. We process the resulting GPR data set using a standard 3D structural imaging sequence and compare the results to selected input data to demonstrate the feasibility and potential of the presented modeling studies. We conclude on conceivable applications of our 3D GPR reflection data set and the underlying porosity model, which are both publicly available and, thus, can support future methodological developments in GPR and other near-surface geophysical techniques.}, language = {en} } @article{Hudson2020, author = {Hudson, Paul}, title = {The affordability of flood risk property-level adaptation measures}, series = {Risk Analysis}, volume = {40}, journal = {Risk Analysis}, number = {6}, publisher = {Wiley}, address = {Hoboken}, issn = {0272-4332}, doi = {10.1111/risa.13465}, pages = {1151 -- 1167}, year = {2020}, abstract = {The affordability of property-level adaptation measures against flooding is crucial due to the movement toward integrated flood risk management, which requires the individuals threatened by flooding to actively manage flooding. It is surprising to find that affordability is not often discussed, given the important roles that affordability and social justice play regarding flood risk management. This article provides a starting point for investigating the potential rate of unaffordability of flood risk property-level adaptation measures across Europe using two definitions of affordability, which are combined with two different affordability thresholds from within flood risk research. It uses concepts of investment and payment affordability, with affordability thresholds based on residual income and expenditure definitions of unaffordability. These concepts, in turn, are linked with social justice through fairness concerns, in that, all should have equal capability to act, of which affordability is one avenue. In doing so, it was found that, for a large proportion of Europe, property owners generally cannot afford to make one-time payment of the cost of protective measures. These can be made affordable with installment payment mechanisms or similar mechanisms that spread costs over time. Therefore, the movement toward greater obligations for flood-prone residents to actively adapt to flooding should be accompanied by socially accessible financing mechanisms.}, language = {en} } @article{CrisologoHeistermann2020, author = {Crisologo, Irene and Heistermann, Maik}, title = {Using ground radar overlaps to verify the retrieval of calibration bias estimates from spaceborne platforms}, series = {Atmospheric measurement techniques : an interactive open access journal of the European Geosciences Union}, volume = {13}, journal = {Atmospheric measurement techniques : an interactive open access journal of the European Geosciences Union}, number = {2}, publisher = {Copernicus}, address = {G{\"o}ttingen}, issn = {1867-1381}, doi = {10.5194/amt-13-645-2020}, pages = {645 -- 659}, year = {2020}, abstract = {Many institutions struggle to tap into the potential of their large archives of radar reflectivity: these data are often affected by miscalibration, yet the bias is typically unknown and temporally volatile. Still, relative calibration techniques can be used to correct the measurements a posteriori. For that purpose, the usage of spaceborne reflectivity observations from the Tropical Rainfall Measuring Mission (TRMM) and Global Precipitation Measurement (GPM) platforms has become increasingly popular: the calibration bias of a ground radar (GR) is estimated from its average reflectivity difference to the spaceborne radar (SR). Recently, Crisologo et al. (2018) introduced a formal procedure to enhance the reliability of such estimates: each match between SR and GR observations is assigned a quality index, and the calibration bias is inferred as a quality-weighted average of the differences between SR and GR. The relevance of quality was exemplified for the Subic S-band radar in the Philippines, which is greatly affected by partial beam blockage. The present study extends the concept of quality-weighted averaging by accounting for path-integrated attenuation (PIA) in addition to beam blockage. This extension becomes vital for radars that operate at the C or X band. Correspondingly, the study setup includes a C-band radar that substantially overlaps with the S-band radar. Based on the extended quality-weighting approach, we retrieve, for each of the two ground radars, a time series of calibration bias estimates from suitable SR overpasses. As a result of applying these estimates to correct the ground radar observations, the consistency between the ground radars in the region of overlap increased substantially. Furthermore, we investigated if the bias estimates can be interpolated in time, so that ground radar observations can be corrected even in the absence of prompt SR overpasses. We found that a moving average approach was most suitable for that purpose, although limited by the absence of explicit records of radar maintenance operations.}, language = {en} } @article{BrunelloAndermannMarcetal.2020, author = {Brunello, Camilla Francesca and Andermann, Christoff and Marc, Odin and Schneider, Katharina A. and Comiti, Francesco and Achleitner, Stefan and Hovius, Niels}, title = {Annually resolved monsoon onset and withdrawal dates across the Himalayas derived from local precipitation statistics}, series = {Geophysical research letters}, volume = {47}, journal = {Geophysical research letters}, number = {23}, publisher = {American Geophysical Union}, address = {Washington}, issn = {0094-8276}, doi = {10.1029/2020GL088420}, pages = {12}, year = {2020}, abstract = {A local and flexible definition of the monsoon season based on hydrological evidence is important for the understanding and management of Himalayan water resources. Here, we present an objective statistical method to retrieve seasonal hydrometeorological transitions. Applied to daily rainfall data (1951-2015), this method shows an average longitudinal delay of similar to 15 days, with later monsoon onset and earlier withdrawal in the western Himalaya, consistent with the continental progression of wet air masses. This delay leads to seasons of different length along the Himalaya and biased precipitation amounts when using uniform calendric monsoon boundaries. In the Central Himalaya annual precipitation has increased, due primarily to an increase of premonsoon precipitation. These findings highlight issues associated with a static definition of monsoon boundaries and call for a deeper understanding of nonmonsoonal precipitation over the Himalayan water tower.
Plain Language Summary Precipitation in the Himalayas determines water availability for the Indian foreland with large socioeconomic implications. Despite its importance, spatial and temporal patterns of precipitation are poorly understood. Here, we estimate the long-term average and trends of seasonal precipitation at the scale of individual catchments draining the Himalayas. We apply a statistical method to detect the timing of hydrometeorological seasons from local precipitation measurements, focusing on monsoon onset and withdrawal. We identify longitudinal and latitudinal delays, resulting in seasons of different length along and across the Himalayas. These spatial patterns and the annual variability of the monsoon boundaries mean that oft-used, fixed calendric dates, for example, 1 June to 30 September, may be inadequate for retrieving monsoon rainfall totals. Moreover, we find that, despite its prominent contribution to annual rainfall totals, the Indian summer monsoon cannot explain the increase of the annual precipitation over the Central Himalayas. Instead, this appears to be mostly driven by changes in premonsoon and winter rainfall. So far, little attention has been paid to premonsoon precipitation, but governed by evaporative processes and surface water availability, it may be enhanced by irrigation and changed land use in the Gangetic foreland.}, language = {en} } @article{OlenBookhagen2020, author = {Olen, Stephanie M. and Bookhagen, Bodo}, title = {Applications of SAR interferometric coherence time series}, series = {Journal of geophysical research : Earth surface}, volume = {125}, journal = {Journal of geophysical research : Earth surface}, number = {3}, publisher = {American Geophysical Union}, address = {Washington}, issn = {2169-9003}, doi = {10.1029/2019JF005141}, pages = {22}, year = {2020}, abstract = {Sediment transport domains in mountain landscapes are characterized by fundamentally different processes and rates depending on several factors, including geology, climate, and biota. Accurately identifying where transitions between transport domains occur is an important step to quantify the past, present, and future contribution of varying erosion and sedimentation processes and enhance our predictive capabilities. We propose a new methodology based on time series of synthetic aperture radar (SAR) interferometric coherence images to map sediment transport regimes across arid and semiarid landscapes. Using 4 years of Sentinel-1 data, we analyze sediment transport regimes for the south-central Andes in northwestern Argentina characterized by steep topographic and climatic gradients. We observe seasonally low coherence during the regional wet season, particularly on hillslopes and in alluvial channels. The spatial distribution of coherence is compared to drainage areas extracted from digital topography to identify two distinct transitions within watersheds: (a) a hillslope-to-fluvial and (b) a fluvial-to-alluvial transition. While transitions within a given basin can be well-constrained, the relative role of each sediment transport domain varies widely over the climatic and topographic gradients. In semiarid regions, we observe larger relative contributions from hillslopes compared to arid regions. Across regional gradients, the range of coherence within basins positively correlates to previously published millennial catchment-wide erosion rates and to topographic metrics used to indicate long-term uplift. Our study suggests that a dense time series of interferometric coherence can be used as a proxy for surface sediment movement and landscape stability in vegetation-free settings at event to decadal timescales.}, language = {en} } @article{GovinvanderBeekNajmanetal.2020, author = {Govin, Gwladys and van der Beek, Pieter A. and Najman, Yani and Millar, Ian and Gemignani, Lorenzo and Huyghe, Pascale and Dupont-Nivet, Guillaume and Bernet, Matthias and Mark, Chris and Wijbrans, Jan}, title = {Early onset and late acceleration of rapid exhumation in the Namche Barwa syntaxis, eastern Himalaya}, series = {Geology}, volume = {48}, journal = {Geology}, number = {12}, publisher = {American Institute of Physics}, address = {Boulder}, issn = {0091-7613}, doi = {10.1130/G47720.1}, pages = {1139 -- 1143}, year = {2020}, abstract = {The Himalayan syntaxes, characterized by extreme rates of rock exhumation co-located with major trans-orogenic rivers, figure prominently in the debate on tectonic versus erosional forcing of exhumation. Both the mechanism and timing of rapid exhumation of the Namche Barwa massif in the eastern syntaxis remain controversial. It has been argued that coupling between crustal rock advection and surface erosion initiated in the late Miocene (8-10 Ma). Recent studies, in contrast, suggest a Quaternary onset of rapid exhumation linked to a purely tectonic mechanism. We report new multisystem detrital thermochronology data from the most proximal Neogene clastic sediments downstream of Namche Barwa and use a thermo-kinematic model constrained by new and published data to explore its exhumation history. Modeling results show that exhumation accelerated to similar to 4 km/m.y. at ca. 8 Ma and to similar to 9 km/m.y. after ca. 2 Ma. This three-stage history reconciles apparently contradictory evidence for early and late onset of rapid exhumation and suggests efficient coupling between tectonics and erosion since the late Miocene. Quaternary acceleration of exhumation is consistent with river-profile evolution and may be linked to a Quaternary river-capture event.}, language = {en} } @article{PaprotnyKreibichMoralesNapolesetal.2020, author = {Paprotny, Dominik and Kreibich, Heidi and Morales-Napoles, Oswaldo and Wagenaar, Dennis and Castellarin, Attilio and Carisi, Francesca and Bertin, Xavier and Merz, Bruno and Schr{\"o}ter, Kai}, title = {A probabilistic approach to estimating residential losses from different flood types}, series = {Natural hazards : journal of the International Society for the Prevention and Mitigation of Natural Hazards}, volume = {105}, journal = {Natural hazards : journal of the International Society for the Prevention and Mitigation of Natural Hazards}, number = {3}, publisher = {Springer}, address = {New York}, issn = {0921-030X}, doi = {10.1007/s11069-020-04413-x}, pages = {2569 -- 2601}, year = {2020}, abstract = {Residential assets, comprising buildings and household contents, are a major source of direct flood losses. Existing damage models are mostly deterministic and limited to particular countries or flood types. Here, we compile building-level losses from Germany, Italy and the Netherlands covering a wide range of fluvial and pluvial flood events. Utilizing a Bayesian network (BN) for continuous variables, we find that relative losses (i.e. loss relative to exposure) to building structure and its contents could be estimated with five variables: water depth, flow velocity, event return period, building usable floor space area and regional disposable income per capita. The model's ability to predict flood losses is validated for the 11 flood events contained in the sample. Predictions for the German and Italian fluvial floods were better than for pluvial floods or the 1993 Meuse river flood. Further, a case study of a 2010 coastal flood in France is used to test the BN model's performance for a type of flood not included in the survey dataset. Overall, the BN model achieved better results than any of 10 alternative damage models for reproducing average losses for the 2010 flood. An additional case study of a 2013 fluvial flood has also shown good performance of the model. The study shows that data from many flood events can be combined to derive most important factors driving flood losses across regions and time, and that resulting damage models could be applied in an open data framework.}, language = {en} } @article{RacanoJaraMunozCosentinoetal.2020, author = {Racano, Simone and Jara Mu{\~n}oz, Julius and Cosentino, Domenico and Melnick, Daniel}, title = {Variable quaternary uplift along the Southern Margin of the Central Anatolian Plateau inferred from modeling Marine Terrace sequences}, series = {Tectonics}, volume = {39}, journal = {Tectonics}, number = {12}, publisher = {American Geophysical Union}, address = {Washington}, issn = {0278-7407}, doi = {10.1029/2019TC005921}, pages = {22}, year = {2020}, abstract = {The southern margin of the Central Anatolian Plateau (CAP) records a strong uplift phase after the early Middle Pleistocene, which has been related to the slab break-off of the subducting Arabian plate beneath the Anatolian microplate. During the last 450 kyr the area underwent an uplift phase at a mean rate of similar to 3.2 m/kyr, as suggested by Middle Pleistocene marine sediments exposed at similar to 1,500 m above sea level. These values are significantly higher than the 1.0-1.5 m/kyr estimated since the Late Pleistocene, suggesting temporal variations in uplift rate. To estimate changes in uplift rate during the Pleistocene we studied the marine terraces along the CAP southern margin, mapping the remnants of the platforms and their associated deposits in the field, and used the TerraceM software to identify the position and elevation of associated shoreline angles. We used shoreline angles and the timing of Quaternary marine sedimentation as constrains for a Landscape Evolution Model that simulates wave erosion of an uplifting coast. We applied random optimization algorithms and minimization statistics to find the input parameters that better reproduce the morphology of CAP marine terraces. The best-fitting uplift rate history suggests a significative increase from 1.9 to 3.5 m/kyr between 500 and 200 kyr, followed by an abrupt decrease to 1.4 m/kyr until the present. Our results agree with slab break-off models, which suggest a strong uplift pulse during slab rupture followed by a smoother decrease.}, language = {en} } @article{ZiebarthvonSpechtHeidbachetal.2020, author = {Ziebarth, Malte J. and von Specht, Sebastian and Heidbach, Oliver and Cotton, Fabrice and Anderson, John G.}, title = {Applying conservation of energy to estimate earthquake frequencies from strain rates and stresses}, series = {Journal of geophysical research : Solid earth}, volume = {125}, journal = {Journal of geophysical research : Solid earth}, number = {8}, publisher = {American Geophysical Union}, address = {Washington}, issn = {2169-9313}, doi = {10.1029/2020JB020186}, pages = {25}, year = {2020}, abstract = {Estimating earthquake occurrence rates from the accumulation rate of seismic moment is an established tool of seismic hazard analysis. We propose an alternative, fault-agnostic approach based on the conservation of energy: the Energy-Conserving Seismicity Framework (ENCOS). Working in energy space has the advantage that the radiated energy is a better predictor of the damage potential of earthquake waves than the seismic moment release. In a region, ENCOS balances the stationary power available to cause earthquakes with the long-term seismic energy release represented by the energy-frequency distribution's first moment. Accumulation and release are connected through the average seismic efficiency, by which we mean the fraction of released energy that is converted into seismic waves. Besides measuring earthquakes in energy, ENCOS differs from moment balance essentially in that the energy accumulation rate depends on the total stress in addition to the strain rate tensor. To validate ENCOS, we exemplarily model the energy-frequency distribution around Southern California. We estimate the energy accumulation rate due to tectonic loading assuming poroelasticity and hydrostasis. Using data from the World Stress Map and assuming the frictional limit to estimate the stress tensor, we obtain a power of 0.8 GW. The uncertainty range, 0.3-2.0GW, originates mainly from the thickness of the seismogenic crust, the friction coefficient on preexisting faults, and models of Global Positioning System (GPS) derived strain rates. Based on a Gutenberg-Richter magnitude-frequency distribution, this power can be distributed over a range of energies consistent with historical earthquake rates and reasonable bounds on the seismic efficiency.}, language = {en} } @article{ChengMilsch2020, author = {Cheng, Chaojie and Milsch, Harald}, title = {Permeability variations in illite-bearing sandstone}, series = {Journal of geophysical research : Solid earth}, volume = {125}, journal = {Journal of geophysical research : Solid earth}, number = {9}, publisher = {American Geophysical Union}, address = {Washington}, issn = {2169-9313}, doi = {10.1029/2020JB020122}, pages = {21}, year = {2020}, abstract = {Temperature changes and variations in pore fluid salinity may negatively affect the permeability of clay-bearing sandstones with implications for natural fluid flow and geotechnical applications alike. In this study these factors are investigated for a sandstone dominated by illite as the clay phase. Systematic long-term flow-through experiments were conducted and complemented with comprehensive microstructural investigations and the application of Derjaguin-Landau-Verwey-Overbeek (DLVO) theory to explain mechanistically the observed permeability changes. Initially, sample permeability was not affected by low pore fluid salinity indicating strong attraction of the illite particles to the pore walls as supported by electron microprobe analysis (EMPA). Increasing temperature up to 145 degrees C resulted in an irreversible permeability decrease by 1.5 orders of magnitude regardless of the pore fluid composition (i.e., deionized water and 2 M NaCl solution). Subsequently diluting the high salinity pore fluid to below 0.5 M yielded an additional permeability decline by 1.5 orders of magnitude, both at 145 degrees C and after cooling to room temperature. By applying scanning electron microscopy (SEM) and mercury intrusion porosimetry (MIP) thermo-mechanical pore throat closure and illite particle migration were identified as independently operating mechanisms responsible for observed permeability changes during heating and dilution, respectively. These observations indicate that permeability of illite-bearing sandstones will be impaired by heating and exposure to low salinity pore fluids. In addition, chemically induced permeability variations proved to be path dependent with respect to the applied succession of fluid salinity changes.}, language = {en} } @article{PilzFranckeBaronietal.2020, author = {Pilz, Tobias and Francke, Till and Baroni, Gabriele and Bronstert, Axel}, title = {How to Tailor my process-based hydrological model?}, series = {Water resources research}, volume = {56}, journal = {Water resources research}, number = {8}, publisher = {American Geophysical Union}, address = {Washington}, issn = {0043-1397}, doi = {10.1029/2020WR028042}, pages = {24}, year = {2020}, abstract = {In the field of hydrological modeling, many alternative representations of natural processes exist. Choosing specific process formulations when building a hydrological model is therefore associated with a high degree of ambiguity and subjectivity. In addition, the numerical integration of the underlying differential equations and parametrization of model structures influence model performance. Identifiability analysis may provide guidance by constraining the a priori range of alternatives based on observations. In this work, a flexible simulation environment is used to build an ensemble of semidistributed, process-based hydrological model configurations with alternative process representations, numerical integration schemes, and model parametrizations in an integrated manner. The flexible simulation environment is coupled with an approach for dynamic identifiability analysis. The objective is to investigate the applicability of the framework to identify the most adequate model. While an optimal model configuration could not be clearly distinguished, interesting results were obtained when relating model identifiability with hydro-meteorological boundary conditions. For instance, we tested the Penman-Monteith and Shuttleworth \& Wallace evapotranspiration models and found that the former performs better under wet and the latter under dry conditions. Parametrization of model structures plays a dominant role as it can compensate for inadequate process representations and poor numerical solvers. Therefore, it was found that numerical solvers of high order of accuracy do often, though not necessarily, lead to better model performance. The proposed coupled framework proved to be a straightforward diagnostic tool for model building and hypotheses testing and shows potential for more in-depth analysis of process implementations and catchment functioning.}, language = {en} } @article{DahmStillerMechieetal.2020, author = {Dahm, Torsten and Stiller, Manfred and Mechie, James and Heimann, Sebastian and Hensch, Martin and Woith, Heiko and Schmidt, Bernd and Gabriel, Gerald and Weber, Michael}, title = {Seismological and geophysical signatures of the deep crustal magma systems of the cenozoic volcanic fields Beneath the Eifel, Germany}, series = {Geochemistry, geophysics, geosystems}, volume = {21}, journal = {Geochemistry, geophysics, geosystems}, number = {9}, publisher = {American Geophysical Union}, address = {Washington}, issn = {1525-2027}, doi = {10.1029/2020GC009062}, pages = {21}, year = {2020}, abstract = {The Quaternary volcanic fields of the Eifel (Rhineland-Palatinate, Germany) had their last eruptions less than 13,000 years ago. Recently, deep low-frequency (DLF) earthquakes were detected beneath one of the volcanic fields showing evidence of ongoing magmatic activity in the lower crust and upper mantle. In this work, seismic wide- and steep-angle experiments from 1978/1979 and 1987/1988 are compiled, partially reprocessed and interpreted, together with other data to better determine the location, size, shape, and state of magmatic reservoirs in the Eifel region near the crust-mantle boundary. We discuss seismic evidence for a low-velocity gradient layer from 30-36 km depth, which has developed over a large region under all Quaternary volcanic fields of the Rhenish Massif and can be explained by the presence of partial melts. We show that the DLF earthquakes connect the postulated upper mantle reservoir with the upper crust at a depth of about 8 km, directly below one of the youngest phonolitic volcanic centers in the Eifel, where CO(2)originating from the mantle is massively outgassing. A bright spot in the West Eifel between 6 and 10 km depth represents a Tertiary magma reservoir and is seen as a model for a differentiated reservoir beneath the young phonolitic center today. We find that the distribution of volcanic fields is controlled by the Variscan lithospheric structures and terrane boundaries as a whole, which is reflected by an offset of the Moho depth, a wedge-shaped transparent zone in the lower crust and the system of thrusts over about 120 km length.}, language = {en} } @article{BaesSobolevGeryaetal.2020, author = {Baes, Marzieh and Sobolev, Stephan V. and Gerya, Taras V. and Brune, Sascha}, title = {Subduction initiation by Plume-Plateau interaction}, series = {Geochemistry, geophysics, geosystems}, volume = {21}, journal = {Geochemistry, geophysics, geosystems}, number = {8}, publisher = {American Geophysical Union}, address = {Washington}, issn = {1525-2027}, doi = {10.1029/2020GC009119}, pages = {17}, year = {2020}, abstract = {It has recently been demonstrated that the interaction of a mantle plume with sufficiently old oceanic lithosphere can initiate subduction. However, the existence of large lithospheric heterogeneities, such as a buoyant plateau, in proximity to a rising plume head may potentially hinder the formation of a new subduction zone. Here, we investigate this scenario by means of 3-D numerical thermomechanical modeling. We explore how plume-lithosphere interaction is affected by lithospheric age, relative location of plume head and plateau border, and the strength of the oceanic crust. Our numerical experiments suggest four different geodynamic regimes: (a) oceanic trench formation, (b) circular oceanic-plateau trench formation, (c) plateau trench formation, and (d) no trench formation. We show that regardless of the age and crustal strength of the oceanic lithosphere, subduction can initiate when the plume head is either below the plateau border or at a distance less than the plume radius from the plateau edge. Crustal heterogeneity facilitates subduction initiation of old oceanic lithosphere. High crustal strength hampers the formation of a new subduction zone when the plume head is located below a young lithosphere containing a thick and strong plateau. We suggest that plume-plateau interaction in the western margin of the Caribbean could have resulted in subduction initiation when the plume head impinged onto the oceanic lithosphere close to the border between plateau and oceanic crust.}, language = {en} } @article{SchoppaSiegVogeletal.2020, author = {Schoppa, Lukas and Sieg, Tobias and Vogel, Kristin and Z{\"o}ller, Gert and Kreibich, Heidi}, title = {Probabilistic flood loss models for companies}, series = {Water resources research}, volume = {56}, journal = {Water resources research}, number = {9}, publisher = {American Geophysical Union}, address = {Washington}, issn = {0043-1397}, doi = {10.1029/2020WR027649}, pages = {19}, year = {2020}, abstract = {Flood loss modeling is a central component of flood risk analysis. Conventionally, this involves univariable and deterministic stage-damage functions. Recent advancements in the field promote the use of multivariable and probabilistic loss models, which consider variables beyond inundation depth and account for prediction uncertainty. Although companies contribute significantly to total loss figures, novel modeling approaches for companies are lacking. Scarce data and the heterogeneity among companies impede the development of company flood loss models. We present three multivariable flood loss models for companies from the manufacturing, commercial, financial, and service sector that intrinsically quantify prediction uncertainty. Based on object-level loss data (n = 1,306), we comparatively evaluate the predictive capacity of Bayesian networks, Bayesian regression, and random forest in relation to deterministic and probabilistic stage-damage functions, serving as benchmarks. The company loss data stem from four postevent surveys in Germany between 2002 and 2013 and include information on flood intensity, company characteristics, emergency response, private precaution, and resulting loss to building, equipment, and goods and stock. We find that the multivariable probabilistic models successfully identify and reproduce essential relationships of flood damage processes in the data. The assessment of model skill focuses on the precision of the probabilistic predictions and reveals that the candidate models outperform the stage-damage functions, while differences among the proposed models are negligible. Although the combination of multivariable and probabilistic loss estimation improves predictive accuracy over the entire data set, wide predictive distributions stress the necessity for the quantification of uncertainty.}, language = {en} } @article{MuldashevSobolev2020, author = {Muldashev, Iskander A. and Sobolev, Stephan}, title = {What controls maximum magnitudes of giant subduction earthquakes?}, series = {Geochemistry, geophysics, geosystems}, volume = {21}, journal = {Geochemistry, geophysics, geosystems}, number = {9}, publisher = {American Geophysical Union}, address = {Washington}, issn = {1525-2027}, doi = {10.1029/2020GC009145}, pages = {15}, year = {2020}, abstract = {Giant earthquakes with magnitudes above 8.5 occur only in subduction zones. Despite the developments made in observing large subduction zone earthquakes with geophysical instruments, the factors controlling the maximum size of these earthquakes are still poorly understood. Previous studies have suggested the importance of slab shape, roughness of the plate interface contact, state of the strain in the upper plate, thickness of sediments filling the trenches, and subduction rate. Here, we present 2-D cross-scale numerical models of seismic cycles for subduction zones with various geometries, subduction channel friction configurations, and subduction rates. We found that low-angle subduction and thick sediments in the subduction channel are the necessary conditions for generating giant earthquakes, while the subduction rate has a negligible effect. We suggest that these key parameters determine the maximum magnitude of a subduction earthquake by controlling the seismogenic zone width and smoothness of the subduction interface. This interpretation supports previous studies that are based upon observations and scaling laws. Our modeling results also suggest that low static friction in the sediment-filled subduction channel results in neutral or moderate compressive deformation in the overriding plate for low-angle subduction zones hosting giant earthquakes. These modeling results agree well with observations for the largest earthquakes. Based on our models we predict maximum magnitudes of subduction earthquakes worldwide, demonstrating the fit to magnitudes of all giant earthquakes of the 20th and 21st centuries and good agreement with the predictions based on statistical analyses of observations.}, language = {en} } @article{SharmaHainzlZoelleretal.2020, author = {Sharma, Shubham and Hainzl, Sebastian and Z{\"o}ller, Gert and Holschneider, Matthias}, title = {Is Coulomb stress the best choice for aftershock forecasting?}, series = {Journal of geophysical research : Solid earth}, volume = {125}, journal = {Journal of geophysical research : Solid earth}, number = {9}, publisher = {American Geophysical Union}, address = {Washington}, issn = {2169-9313}, doi = {10.1029/2020JB019553}, pages = {12}, year = {2020}, abstract = {The Coulomb failure stress (CFS) criterion is the most commonly used method for predicting spatial distributions of aftershocks following large earthquakes. However, large uncertainties are always associated with the calculation of Coulomb stress change. The uncertainties mainly arise due to nonunique slip inversions and unknown receiver faults; especially for the latter, results are highly dependent on the choice of the assumed receiver mechanism. Based on binary tests (aftershocks yes/no), recent studies suggest that alternative stress quantities, a distance-slip probabilistic model as well as deep neural network (DNN) approaches, all are superior to CFS with predefined receiver mechanism. To challenge this conclusion, which might have large implications, we use 289 slip inversions from SRCMOD database to calculate more realistic CFS values for a layered half-space and variable receiver mechanisms. We also analyze the effect of the magnitude cutoff, grid size variation, and aftershock duration to verify the use of receiver operating characteristic (ROC) analysis for the ranking of stress metrics. The observations suggest that introducing a layered half-space does not improve the stress maps and ROC curves. However, results significantly improve for larger aftershocks and shorter time periods but without changing the ranking. We also go beyond binary testing and apply alternative statistics to test the ability to estimate aftershock numbers, which confirm that simple stress metrics perform better than the classic Coulomb failure stress calculations and are also better than the distance-slip probabilistic model.}, language = {en} } @article{KayaDupontNivetProustetal.2020, author = {Kaya, Mustafa Yuecel and Dupont-Nivet, Guillaume and Proust, Jean-No{\"e}l and Roperch, Pierrick and Meijer, Niels and Frieling, Joost and Fioroni, Chiara and Altiner, Sevin{\c{c}} {\"O}zkan and Stoica, Marius and Aminov, Jovid and Mamtimin, Mehmut and Guo, Zhaojie}, title = {Cretaceous evolution of the Central Asian Proto-Paratethys Sea}, series = {Tectonics}, volume = {39}, journal = {Tectonics}, number = {9}, publisher = {American Geophysical Union}, address = {Washington}, issn = {0278-7407}, doi = {10.1029/2019TC005983}, pages = {27}, year = {2020}, abstract = {The timing and mechanisms of the Cretaceous sea incursions into Central Asia are still poorly constrained. We provide a new chronostratigraphic framework based on biostratigraphy and magnetostratigraphy together with detailed paleoenvironmental analyses of Cretaceous records of the proto-Paratethys Sea fluctuations in the Tajik and Tarim basins. The Early Cretaceous marine incursion in the western Tajik Basin was followed by major marine incursions during the Cenomanian (ca. 100 Ma) and Santonian (ca. 86 Ma) that reached far into the eastern Tajik and Tarim basins. These marine incursions were separated by a Turonian-Coniacian (ca. 92-86 Ma) regression. Basin-wide tectonic subsidence analyses imply that the Early Cretaceous sea incursion into the Tajik Basin was related to increased Pamir tectonism. We find that thrusting along the northern edge of the Pamir at ca. 130-90 Ma resulted in increased subsidence in a retro-arc basin setting. This tectonic event and coeval eustatic highstand resulted in the maximum observed geographic extent of the sea during the Cenomanian (ca. 100 Ma). The following Turonian-Coniacian (ca. 92-86 Ma) major regression, driven by eustasy, coincides with a sharp slowdown in tectonic subsidence during the late orogenic unloading period with limited thrusting. The Santonian (ca. 86 Ma) major sea incursion was likely controlled by eustasy as evidenced by the coeval fluctuations in the west Siberian Basin. An early Maastrichtian cooling (ca. 71-70 Ma), potentially connected to global Late Cretaceous trends, is inferred from the replacement of mollusk-rich limestones by bryozoan- and echinoderm-rich limestones.}, language = {en} } @article{LadeiraMarwanDestroFilhoetal.2020, author = {Ladeira, Guenia and Marwan, Norbert and Destro-Filho, Joao-Batista and Ramos, Camila Davi and Lima, Gabriela}, title = {Frequency spectrum recurrence analysis}, series = {Scientific reports}, volume = {10}, journal = {Scientific reports}, number = {1}, publisher = {Nature portfolio}, address = {Berlin}, issn = {2045-2322}, doi = {10.1038/s41598-020-77903-4}, pages = {9}, year = {2020}, abstract = {In this paper, we present the new frequency spectrum recurrence analysis technique by means of electro-encephalon signals (EES) analyses. The technique is suitable for time series analysis with noise and disturbances. EES were collected, and alpha waves of the occipital region were analysed by comparing the signals from participants in two states, eyes open and eyes closed. Firstly, EES were characterized and analysed by means of techniques already known to compare with the results of the innovative technique that we present here. We verified that, standard recurrence quantification analysis by means of EES time series cannot statistically distinguish the two states. However, the new frequency spectrum recurrence quantification exhibit quantitatively whether the participants have their eyes open or closed. In sequence, new quantifiers are created for analysing the recurrence concentration on frequency bands. These analyses show that EES with similar frequency spectrum have different recurrence levels revealing different behaviours of the nervous system. The technique can be used to deepen the study on depression, stress, concentration level and other neurological issues and also can be used in any complex system.}, language = {en} } @article{SoaresYamazakiCnossenetal.2020, author = {Soares, Gabriel Brando and Yamazaki, Yosuke and Cnossen, Ingrid and Matzka, J{\"u}rgen and Pinheiro, Katia J. and Morschhauser, Achim and Alken, Patrick and Stolle, Claudia}, title = {Evolution of the geomagnetic daily variation at Tatuoca, Brazil, From 1957 to 2019}, series = {Journal of geophysical research : Space physics}, volume = {125}, journal = {Journal of geophysical research : Space physics}, number = {9}, publisher = {American Geophysical Union}, address = {Washington}, issn = {2169-9380}, doi = {10.1029/2020JA028109}, pages = {20}, year = {2020}, abstract = {The magnetic equator in the Brazilian region has moved over 1,100 km northward since 1957, passing the geomagnetic observatory Tatuoca (TTB), in northern Brazil, around 2013. We recovered and processed TTB hourly mean values of the geomagnetic field horizontal (H) component from 1957 until 2019, allowing the investigation of long-term changes in the daily variation due to the influence of secular variation, solar activity, season, and lunar phase. The H day-to-day variability and the occurrence of the counter electrojet at TTB were also investigated. Until the 1990s, ionospheric solar quiet currents dominated the quiet-time daily variation at TTB. After 2000, the magnitude of the daily variation became appreciably greater due to the equatorial electrojet (EEJ) contribution. The H seasonal and day-to-day variability increased as the magnetic equator approached, but their amplitudes normalized to the average daily variation remained at similar levels. Meanwhile, the amplitude of the lunar variation, normalized in the same way, increased from 5\% to 12\%. Within the EEJ region, the occurrence rate of the morning counter electrojet (MCEJ) increased with proximity to the magnetic equator, while the afternoon counter electrojet (ACEJ) did not. EEJ currents derived from CHAMP and Swarm satellite data revealed that the MCEJ rate varies with magnetic latitude within the EEJ region while the ACEJ rate is largely constant. Simulations with the Thermosphere-Ionosphere-Electrodynamics General Circulation Model based on different geomagnetic main field configurations suggest that long-term changes in the geomagnetic daily variation at TTB can be attributed to the main field secular variation.}, language = {en} } @article{RodriguezPicedaScheckWenderothGomezDacaletal.2020, author = {Rodriguez Piceda, Constanza and Scheck Wenderoth, Magdalena and Gomez Dacal, Maria Laura and Bott, Judith and Prezzi, Claudia Beatriz and Strecker, Manfred}, title = {Lithospheric density structure of the southern Central Andes constrained by 3D data-integrative gravity modelling}, series = {International journal of earth sciences}, volume = {110}, journal = {International journal of earth sciences}, number = {7}, publisher = {Springer}, address = {New York}, issn = {1437-3254}, doi = {10.1007/s00531-020-01962-1}, pages = {2333 -- 2359}, year = {2020}, abstract = {The southern Central Andes (SCA) (between 27 degrees S and 40 degrees S) is bordered to the west by the convergent margin between the continental South American Plate and the oceanic Nazca Plate. The subduction angle along this margin is variable, as is the deformation of the upper plate. Between 33 degrees S and 35 degrees S, the subduction angle of the Nazca plate increases from sub-horizontal (< 5 degrees) in the north to relatively steep (similar to 30 degrees) in the south. The SCA contain inherited lithological and structural heterogeneities within the crust that have been reactivated and overprinted since the onset of subduction and associated Cenozoic deformation within the Andean orogen. The distribution of the deformation within the SCA has often been attributed to the variations in the subduction angle and the reactivation of these inherited heterogeneities. However, the possible influence that the thickness and composition of the continental crust have had on both short-term and long-term deformation of the SCA is yet to be thoroughly investigated. For our investigations, we have derived density distributions and thicknesses for various layers that make up the lithosphere and evaluated their relationships with tectonic events that occurred over the history of the Andean orogeny and, in particular, investigated the short- and long-term nature of the present-day deformation processes. We established a 3D model of lithosphere beneath the orogen and its foreland (29 degrees S-39 degrees S) that is consistent with currently available geological and geophysical data, including the gravity data. The modelled crustal configuration and density distribution reveal spatial relationships with different tectonic domains: the crystalline crust in the orogen (the magmatic arc and the main orogenic wedge) is thicker (similar to 55 km) and less dense (similar to 2900 kg/m(3)) than in the forearc (similar to 35 km, similar to 2975 kg/m(3)) and foreland (similar to 30 km, similar to 3000 kg/m(3)). Crustal thickening in the orogen probably occurred as a result of stacking of low-density domains, while density and thickness variations beneath the forearc and foreland most likely reflect differences in the tectonic evolution of each area following crustal accretion. No clear spatial relationship exists between the density distribution within the lithosphere and previously proposed boundaries of crustal terranes accreted during the early Paleozoic. Areas with ongoing deformation show a spatial correlation with those areas that have the highest topographic gradients and where there are abrupt changes in the average crustal-density contrast. This suggests that the short-term deformation within the interior of the Andean orogen and its foreland is fundamentally influenced by the crustal composition and the relative thickness of different crustal layers. A thicker, denser, and potentially stronger lithosphere beneath the northern part of the SCA foreland is interpreted to have favoured a strong coupling between the Nazca and South American plates, facilitating the development of a sub-horizontal slab.}, language = {en} } @article{GhaniSobelZeilingeretal.2020, author = {Ghani, Humaad and Sobel, Edward and Zeilinger, Gerold and Glodny, Johannes and Zapata, Sebastian and Irum, Irum}, title = {Palaeozoic and Pliocene tectonic evolution of the Salt Range constrained by low-temperature thermochronology}, series = {Terra nova}, volume = {33}, journal = {Terra nova}, number = {3}, publisher = {Wiley}, address = {Hoboken}, issn = {0954-4879}, doi = {10.1111/ter.12515}, pages = {293 -- 305}, year = {2020}, abstract = {The Salt Range in Pakistan exposes Precambrian to Pleistocene strata outcropping along the Salt Range Thrust (SRT). To better understand the in-situ Cambrian and Pliocene tectonic evolution of the Pakistan Subhimalaya, we have conducted low-temperature thermochronological analysis using apatite (U-Th-Sm)/He and fission track dating. We combine cooling ages from different samples located along the thrust front of the SRT into a thermal model that shows two major cooling events associated with rifting and regional erosion in the Late Palaeozoic and SRT activity since the Pliocene. Our results suggest that the SRT maintained a long-term average shortening rate of similar to 5-6 mm/yr and a high exhumation rate above the SRT ramp since similar to 4 Ma.}, language = {en} } @article{StichMartinMoralesetal.2020, author = {Stich, Daniel and Martin, Rosa and Morales, Jose and Lopez-Comino, Jose Angel and Mancilla, Flor de Lis}, title = {Slip partitioning in the 2016 Alboran Sea earthquake sequence (western Mediterranean)}, series = {Frontiers in Earth Science}, volume = {8}, journal = {Frontiers in Earth Science}, publisher = {Frontiers Media}, address = {Lausanne}, issn = {2296-6463}, doi = {10.3389/feart.2020.587356}, pages = {19}, year = {2020}, abstract = {AM(W)= 5.1 earthquake on January 21st, 2016 marked the beginning of a significant seismic sequence in the southern Alboran Sea, culminating in aM(W)= 6.3 earthquake on January 25th, and continuing with further moderate magnitude earthquakes until March. We use data from 35 seismic broadband stations in Spain, Morocco and Portugal to relocate the seismicity, estimate seismic moment tensors, and isolate regional apparent source time functions for the main earthquake. Relocation and regional moment tensor inversion consistently yield very shallow depths for the majority of events. We obtain 50 moment tensors for the sequence, showing a mixture of strike-slip faulting for the foreshock and the main event and reverse faulting for the major aftershocks. The leading role of reverse focal mechanisms among the aftershocks may be explained by the geometry of the fault network. The mainshock nucleates at a bend along the left-lateral Al-Idrisi fault, introducing local transpression within the transtensional Alboran Basin. The shallow depths of the 2016 Alboran Sea earthquakes may favor slip-partitioning on the involved faults. Apparent source durations for the main event suggest a similar to 21 km long, asymmetric rupture that propagates primarily toward NE into the restraining fault segment, with fast rupture speed of similar to 3.0 km/s. Consistently, the inversion for laterally variable fault displacement situates the main slip in the restraining segment. The partitioning into strike-slip rupture and dip-slip aftershocks confirms a non-optimal orientation of this segment, and suggests that the 2016 event settled a slip deficit from previous ruptures that could not propagate into the stronger restraining segment.}, language = {en} } @article{AngelopoulosOverduinWestermannetal.2020, author = {Angelopoulos, Michael and Overduin, Pier Paul and Westermann, Sebastian and Tronicke, Jens and Strauss, Jens and Schirrmeister, Lutz and Biskaborn, Boris and Liebner, Susanne and Maksimov, Georgii and Grigoriev, Mikhail N. and Grosse, Guido}, title = {Thermokarst lake to lagoon transitions in Eastern Siberia}, series = {Journal of geophysical research : Earth surface}, volume = {125}, journal = {Journal of geophysical research : Earth surface}, number = {10}, publisher = {American Geophysical Union}, address = {Washington}, issn = {2169-9003}, doi = {10.1029/2019JF005424}, pages = {21}, year = {2020}, abstract = {As the Arctic coast erodes, it drains thermokarst lakes, transforming them into lagoons, and, eventually, integrates them into subsea permafrost. Lagoons represent the first stage of a thermokarst lake transition to a marine setting and possibly more saline and colder upper boundary conditions. In this research, borehole data, electrical resistivity surveying, and modeling of heat and salt diffusion were carried out at Polar Fox Lagoon on the Bykovsky Peninsula, Siberia. Polar Fox Lagoon is a seasonally isolated water body connected to Tiksi Bay through a channel, leading to hypersaline waters under the ice cover. The boreholes in the center of the lagoon revealed floating ice and a saline cryotic bed underlain by a saline cryotic talik, a thin ice-bearing permafrost layer, and unfrozen ground. The bathymetry showed that most of the lagoon had bedfast ice in spring. In bedfast ice areas, the electrical resistivity profiles suggested that an unfrozen saline layer was underlain by a thick layer of refrozen talik. The modeling showed that thermokarst lake taliks can refreeze when submerged in saltwater with mean annual bottom water temperatures below or slightly above 0 degrees C. This occurs, because the top-down chemical degradation of newly formed ice-bearing permafrost is slower than the refreezing of the talik. Hence, lagoons may precondition taliks with a layer of ice-bearing permafrost before encroachment by the sea, and this frozen layer may act as a cap on gas migration out of the underlying talik.}, language = {en} } @article{OuKulikovaYuetal.2020, author = {Ou, Qi and Kulikova, Galina and Yu, Jingxing and Elliott, Austin and Parsons, Bethany and Walker, Richard}, title = {Magnitude of the 1920 Haiyuan earthquake reestimated using seismological and geomorphological methods}, series = {Journal of geophysical research : Solid earth}, volume = {125}, journal = {Journal of geophysical research : Solid earth}, number = {8}, publisher = {American Geophysical Union}, address = {Washington}, issn = {2169-9313}, doi = {10.1029/2019JB019244}, pages = {28}, year = {2020}, abstract = {Reported magnitudes ranging between 7.8 and 8.7 highlight a confusion about the true size of the 1920 Haiyuan earthquake, the largest earthquake recorded in the northeast Tibetan Plateau. We compiled a global data set of previously unlooked-at historical seismograms and performed modern computational analyses on the digitized seismic records. We found the epicenter to be near Haiyuan town and obtained a moment magnitude of M-W=7.90.2. Following traditional approaches, we obtained m(B)=7.90.3 with data from 21 stations and M-S(20)=8.10.2 with data from three stations. Geomorphologically, we mapped the surface rupture and horizontal offsets on high-resolution Pleiades satellite and drone imagery that covered the entire western and middle sections of the 1920 Haiyuan earthquake rupture and compiled offsets reported on the eastern section from field measurements in the 1980s. Careful discrimination between single-event and cumulative offsets suggests average horizontal slips of 3.01.0m on the western section, 4.51.5m on the middle section, and 3.5 +/- 0.5m on the eastern section, indicating a total moment magnitude of M-W=7.8 +/- 0.1. Thus, the seismological and geomorphological results agree within the uncertainties, a weighted average giving a moment magnitude of M-W=7.9 +/- 0.2 for the 1920 Haiyuan earthquake. It is likely that earthquake magnitudes based on the historical M were systematically overestimated.
Plain Language Summary Earthquakes are the main mechanism by which elastic energy accumulating due to tectonic motion is released. As the earthquake magnitude scale is logarithmic, major earthquakes control the bulk of this energy budget and are often the most destructive, like the 1920 Haiyuan earthquake with similar to 230,000 casualties. However, major earthquakes tend to have recurrence periods of several hundred years, longer than our instrumental records. To obtain knowledge of historic major earthquakes, paleoseismologists measure geomorphic offsets and map surface ruptures left by past events and estimate the shaking intensity from historical writings. However, in the case of the Haiyuan earthquake, which happened in the late historic, early instrumental period, the magnitudes reported from these two communities differed significantly. In order to constrain the magnitude of this earthquake for seismic hazard assessment and to reconcile the differences between published magnitudes, we reestimated its magnitude from both newly compiled and digitized seismological records and modern satellite and drone imagery. The results show that the early seismological magnitudes were overestimated, which may affect historical magnitudes systematically. The 1920 Haiyuan earthquake was of a similar magnitude to the 2001 Kokoxili and 2008 Wenchuan earthquakes that also occurred in and around the Tibetan Plateau, instead of more than half a magnitude larger.}, language = {en} } @article{GiarollaVeigaNobreetal.2020, author = {Giarolla, Emanuel and Veiga, Sandro F. and Nobre, Paulo and Silva, Manoel B. and Capistrano, Vinicius B. and Callegare, Andyara O.}, title = {Sea surface height trends in the southern hemisphere oceans simulated by the Brazilian Earth System Model under RCP4.5 and RCP8.5 scenarios}, series = {Journal of southern hemisphere earth systems science}, volume = {70}, journal = {Journal of southern hemisphere earth systems science}, number = {1}, publisher = {CSIRO}, address = {Clayton}, issn = {2206-5865}, doi = {10.1071/ES19042}, pages = {280 -- 289}, year = {2020}, abstract = {The Brazilian Earth System Model (BESM-OA2.5), while simulating the historical period proposed by the fifth phase of the Coupled Model Intercomparison Project (CMIP5), detects an increasing trend in the sea surface height (SSH) on the southern hemisphere oceans relative to that of the pre-industrial era. The increasing trend is accentuated in the CMIP5 RCP4.5 and RCP8.5 future scenarios with higher concentrations of greenhouse gases in the atmosphere. This study sheds light on the sources of such trends in these regions. The results suggest an association with the thermal expansion of the oceans in the upper 700 m due to a gradual warming inflicted by those future scenarios. BESM-OA2.5 presents a surface height increase of 0.11 m in the historical period of 1850-2005. Concerning future projections, BESM-OA2.5 projects SSH increases of 0.14 and 0.23 m (relative to the historical 2005 value) for RCP4.5 and RCP8.5, respectively, by the end of 2100. These increases are predominantly in a band of latitude within 35-60 degrees S in the Atlantic and Indian oceans. The reproducibility of the trend signal detected in the BESM-OA2.5 simulations is confirmed by the results of three other CMIP5 models.}, language = {en} } @article{MerzKuhlickeKunzetal.2020, author = {Merz, Bruno and Kuhlicke, Christian and Kunz, Michael and Pittore, Massimiliano and Babeyko, Andrey and Bresch, David N. and Domeisen, Daniela I. and Feser, Frauke and Koszalka, Inga and Kreibich, Heidi and Pantillon, Florian and Parolai, Stefano and Pinto, Joaquim G. and Punge, Heinz J{\"u}rgen and Rivalta, Eleonora and Schr{\"o}ter, Kai and Strehlow, Karen and Weisse, Ralf and Wurpts, Andreas}, title = {Impact forecasting to support emergency management of natural hazards}, series = {Reviews of geophysics}, volume = {58}, journal = {Reviews of geophysics}, number = {4}, publisher = {American Geophysical Union}, address = {Washington}, issn = {8755-1209}, doi = {10.1029/2020RG000704}, pages = {52}, year = {2020}, abstract = {Forecasting and early warning systems are important investments to protect lives, properties, and livelihood. While early warning systems are frequently used to predict the magnitude, location, and timing of potentially damaging events, these systems rarely provide impact estimates, such as the expected amount and distribution of physical damage, human consequences, disruption of services, or financial loss. Complementing early warning systems with impact forecasts has a twofold advantage: It would provide decision makers with richer information to take informed decisions about emergency measures and focus the attention of different disciplines on a common target. This would allow capitalizing on synergies between different disciplines and boosting the development of multihazard early warning systems. This review discusses the state of the art in impact forecasting for a wide range of natural hazards. We outline the added value of impact-based warnings compared to hazard forecasting for the emergency phase, indicate challenges and pitfalls, and synthesize the review results across hazard types most relevant for Europe.}, language = {en} } @article{MarciszJasseyKosakyanetal.2020, author = {Marcisz, Katarzyna and Jassey, Vincent E. J. and Kosakyan, Anush and Krashevska, Valentyna and Lahr, Daniel J. G. and Lara, Enrique and Lamentowicz, Lukasz and Lamentowicz, Mariusz and Macumber, Andrew and Mazei, Yuri and Mitchell, Edward A. D. and Nasser, Nawaf A. and Patterson, R. Timothy and Roe, Helen M. and Singer, David and Tsyganov, Andrey N. and Fournier, Bertrand}, title = {Testate amoeba functional traits and their use in paleoecology}, series = {Frontiers in Ecology and Evolution}, volume = {8}, journal = {Frontiers in Ecology and Evolution}, publisher = {Frontiers Media}, address = {Lausanne}, issn = {2296-701X}, doi = {10.3389/fevo.2020.575966}, pages = {28}, year = {2020}, abstract = {This review provides a synthesis of current knowledge on the morphological and functional traits of testate amoebae, a polyphyletic group of protists commonly used as proxies of past hydrological changes in paleoecological investigations from peatland, lake sediment and soil archives. A trait-based approach to understanding testate amoebae ecology and paleoecology has gained in popularity in recent years, with research showing that morphological characteristics provide complementary information to the commonly used environmental inferences based on testate amoeba (morpho-)species data. We provide a broad overview of testate amoeba morphological and functional traits and trait-environment relationships in the context of ecology, evolution, genetics, biogeography, and paleoecology. As examples we report upon previous ecological and paleoecological studies that used trait-based approaches, and describe key testate amoebae traits that can be used to improve the interpretation of environmental studies. We also highlight knowledge gaps and speculate on potential future directions for the application of trait-based approaches in testate amoeba research.}, language = {en} } @misc{BarboliniWoutersenDupontNivetetal.2020, author = {Barbolini, Natasha and Woutersen, Amber and Dupont-Nivet, Guillaume and Silvestro, Daniele and Tardif-Becquet, Delphine and Coster, Pauline M. C. and Meijer, Niels and Chang, Cun and Zhang, Hou-Xi and Licht, Alexis and Rydin, Catarina and Koutsodendris, Andreas and Han, Fang and Rohrmann, Alexander and Liu, Xiang-Jun and Zhang, Y. and Donnadieu, Yannick and Fluteau, Frederic and Ladant, Jean-Baptiste and Le Hir, Guillaume and Hoorn, M. Carina}, title = {Cenozoic evolution of the steppe-desert biome in Central Asia}, series = {Science Advances}, volume = {6}, journal = {Science Advances}, number = {41}, publisher = {American Association for the Advancement of Science}, address = {Washington}, issn = {2375-2548}, doi = {10.1126/sciadv.abb8227}, pages = {16}, year = {2020}, abstract = {The origins and development of the arid and highly seasonal steppe-desert biome in Central Asia, the largest of its kind in the world, remain largely unconstrained by existing records. It is unclear how Cenozoic climatic, geological, and biological forces, acting at diverse spatial and temporal scales, shaped Central Asian ecosystems through time. Our synthesis shows that the Central Asian steppe-desert has existed since at least Eocene times but experienced no less than two regime shifts, one at the Eocene-Oligocene Transition and one in the mid-Miocene. These shifts separated three successive "stable states," each characterized by unique floral and faunal structures. Past responses to disturbance in the Asian steppe-desert imply that modern ecosystems are unlikely to recover their present structures and diversity if forced into a new regime. This is of concern for Asian steppes today, which are being modified for human use and lost to desertification at unprecedented rates.}, language = {en} } @article{RajaonarisonStampsFishwicketal.2020, author = {Rajaonarison, Tahiry A. and Stamps, D. Sarah and Fishwick, Stewart and Brune, Sascha and Glerum, Anne and Hu, Jiashun}, title = {Numerical modeling of mantle flow beneath Madagascar to constrain upper mantle rheology beneath continental regions}, series = {Journal of geophysical research : Solid earth}, volume = {125}, journal = {Journal of geophysical research : Solid earth}, number = {2}, publisher = {American Geophysical Union}, address = {Washington}, issn = {2169-9313}, doi = {10.1029/2019JB018560}, pages = {23}, year = {2020}, abstract = {Over the past few decades, azimuthal seismic anisotropy measurements have been widely used proxy to study past and present-day deformation of the lithosphere and to characterize convection in the mantle. Beneath continental regions, distinguishing between shallow and deep sources of anisotropy remains difficult due to poor depth constraints of measurements and a lack of regional-scale geodynamic modeling. Here, we constrain the sources of seismic anisotropy beneath Madagascar where a complex pattern cannot be explained by a single process such as absolute plate motion, global mantle flow, or geology. We test the hypotheses that either Edge-Driven Convection (EDC) or mantle flow derived from mantle wind interactions with lithospheric topography is the dominant source of anisotropy beneath Madagascar. We, therefore, simulate two sets of mantle convection models using regional-scale 3-D computational modeling. We then calculate Lattice Preferred Orientation that develops along pathlines of the mantle flow models and use them to calculate synthetic splitting parameters. Comparison of predicted with observed seismic anisotropy shows a good fit in northern and southern Madagascar for the EDC model, but the mantle wind case only fits well in northern Madagascar. This result suggests the dominant control of the measured anisotropy may be from EDC, but the role of localized fossil anisotropy in narrow shear zones cannot be ruled out in southern Madagascar. Our results suggest that the asthenosphere beneath northern and southern Madagascar is dominated by dislocation creep. Dislocation creep rheology may be dominant in the upper asthenosphere beneath other regions of continental lithosphere.}, language = {en} } @misc{TofeldeBernhardtGueritetal.2020, author = {Tofelde, Stefanie and Bernhardt, Anne and Guerit, Laure and Romans, Brian W.}, title = {Times Associated With Source-to-Sink Propagation of Environmental Signals During Landscape Transience}, series = {Postprints der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Postprints der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, publisher = {Universit{\"a}tsverlag Potsdam}, address = {Potsdam}, issn = {1866-8372}, doi = {10.25932/publishup-54443}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-544431}, pages = {1 -- 26}, year = {2020}, abstract = {Sediment archives in the terrestrial and marine realm are regularly analyzed to infer changes in climate, tectonic, or anthropogenic boundary conditions of the past. However, contradictory observations have been made regarding whether short period events are faithfully preserved in stratigraphic archives; for instance, in marine sediments offshore large river systems. On the one hand, short period events are hypothesized to be non-detectable in the signature of terrestrially derived sediments due to buffering during sediment transport along large river systems. On the other hand, several studies have detected signals of short period events in marine records offshore large river systems. We propose that this apparent discrepancy is related to the lack of a differentiation between different types of signals and the lack of distinction between river response times and signal propagation times. In this review, we (1) expand the definition of the term 'signal' and group signals in sub-categories related to hydraulic grain size characteristics, (2) clarify the different types of 'times' and suggest a precise and consistent terminology for future use, and (3) compile and discuss factors influencing the times of signal transfer along sediment routing systems and how those times vary with hydraulic grain size characteristics. Unraveling different types of signals and distinctive time periods related to signal propagation addresses the discrepancies mentioned above and allows a more comprehensive exploration of event preservation in stratigraphy - a prerequisite for reliable environmental reconstructions from terrestrially derived sedimentary records.}, language = {en} } @article{TofeldeBernhardtGueritetal.2020, author = {Tofelde, Stefanie and Bernhardt, Anne and Guerit, Laure and Romans, Brian W.}, title = {Times Associated With Source-to-Sink Propagation of Environmental Signals During Landscape Transience}, series = {Frontiers in Earth Science}, volume = {9}, journal = {Frontiers in Earth Science}, publisher = {Frontiers Media}, address = {Lausanne, Schweiz}, issn = {2296-6463}, doi = {10.3389/feart.2021.628315}, pages = {1 -- 26}, year = {2020}, abstract = {Sediment archives in the terrestrial and marine realm are regularly analyzed to infer changes in climate, tectonic, or anthropogenic boundary conditions of the past. However, contradictory observations have been made regarding whether short period events are faithfully preserved in stratigraphic archives; for instance, in marine sediments offshore large river systems. On the one hand, short period events are hypothesized to be non-detectable in the signature of terrestrially derived sediments due to buffering during sediment transport along large river systems. On the other hand, several studies have detected signals of short period events in marine records offshore large river systems. We propose that this apparent discrepancy is related to the lack of a differentiation between different types of signals and the lack of distinction between river response times and signal propagation times. In this review, we (1) expand the definition of the term 'signal' and group signals in sub-categories related to hydraulic grain size characteristics, (2) clarify the different types of 'times' and suggest a precise and consistent terminology for future use, and (3) compile and discuss factors influencing the times of signal transfer along sediment routing systems and how those times vary with hydraulic grain size characteristics. Unraveling different types of signals and distinctive time periods related to signal propagation addresses the discrepancies mentioned above and allows a more comprehensive exploration of event preservation in stratigraphy - a prerequisite for reliable environmental reconstructions from terrestrially derived sedimentary records.}, language = {en} } @misc{RoetzlerTimmerman2020, author = {R{\"o}tzler, Jochen and Timmerman, Martin Jan}, title = {Geochronological and petrological constraints from the evolution in the Saxon Granulite Massif, Germany, on the Variscan continental collision orogeny}, series = {Journal of metamorphic geology}, journal = {Journal of metamorphic geology}, issn = {1866-8372}, doi = {10.25932/publishup-54411}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-544111}, pages = {3 -- 1227}, year = {2020}, abstract = {Controversy over the plate tectonic affinity and evolution of the Saxon granulites in a two- or multi-plate setting during inter- or intracontinental collision makes the Saxon Granulite Massif a key area for the understanding of the Palaeozoic Variscan orogeny. The massif is a large dome structure in which tectonic slivers of metapelite and metaophiolite units occur along a shear zone separating a diapir-like body of high-Pgranulite below from low-Pmetasedimentary rocks above. Each of the upper structural units records a different metamorphic evolution until its assembly with the exhuming granulite body. New age and petrologic data suggest that the metaophiolites developed from early Cambrian protoliths during high-Pamphibolite facies metamorphism in the mid- to late-Devonian and thermal overprinting by the exhuming hot granulite body in the early Carboniferous. A correlation of new Ar-Ar biotite ages with publishedP-T-tdata for the granulites implies that exhumation and cooling of the granulite body occurred at average rates of similar to 8 mm/year and similar to 80 degrees C/Ma, with a drop in exhumation rate from similar to 20 to similar to 2.5 mm/year and a slight rise in cooling rate between early and late stages of exhumation. A time lag ofc. 2 Ma between cooling through the closure temperatures for argon diffusion in hornblende and biotite indicates a cooling rate of 90 degrees C/Ma when all units had assembled into the massif. A two-plate model of the Variscan orogeny in which the above evolution is related to a short-lived intra-Gondwana subduction zone conflicts with the oceanic affinity of the metaophiolites and the timescale ofc. 50 Ma for the metamorphism. Alternative models focusing on the internal Variscan belt assume distinctly different material paths through the lower or upper crust for strikingly similar granulite massifs. An earlier proposed model of bilateral subduction below the internal Variscan belt may solve this problem.}, language = {en} } @misc{SparkesHoviusGalyetal.2020, author = {Sparkes, Robert B. and Hovius, Niels and Galy, Albert and Liu, James T.}, title = {Survival of graphitized petrogenic organic carbon through multiple erosional cycles}, series = {Postprints der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Postprints der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, issn = {1866-8372}, doi = {10.25932/publishup-53354}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-533541}, pages = {8}, year = {2020}, abstract = {Graphite forms the endpoint for organic carbon metamorphism; it is extremely resilient to physical, biological and chemical degradation. Carbonaceous materials (CM) contained within sediments, collected across Taiwan and from the Gaoping submarine canyon, were analyzed using Raman spectroscopy to determine the crystallinity. This allowed the erosional and orogenic movements of petrogenic organic carbon (OCpetro) during the Taiwanese orogeny to be deduced. After automatically fitting and classifying spectra, the distribution of four groups of CM within the sediments provides evidence that many forms of OCpetro have survived at least one previous cycle of erosion, transport and burial before forming rocks in the Western Foothills of the island. There is extensive detrital graphite present in rocks that have not experienced high-grade metamorphism, and graphite flakes are also found in recently deposited marine sediments off Taiwan. The tectonic and geological history of the island shows that these graphite flakes must have survived at least three episodes of recycling. Therefore, transformation to graphite during burial and orogeny is a mechanism for stabilizing organic carbon over geological time, removing biospheric carbon from the active carbon cycle and protecting it from oxidation during future erosion events.}, language = {en} } @article{ZapataSobelDelPapaetal.2020, author = {Zapata, Sebastian and Sobel, Edward and Del Papa, Cecilia and Glodny, Johannes}, title = {Upper Plate Controls on the Formation of Broken Foreland Basins in the Andean Retroarc Between 26°S and 28°S}, series = {Geochemistry, Geophysics, Geosystems}, volume = {21}, journal = {Geochemistry, Geophysics, Geosystems}, number = {7}, publisher = {John Wiley \& Sons, Inc.}, address = {New Jersey}, pages = {22}, year = {2020}, abstract = {Marked along-strike changes in stratigraphy, mountain belt morphology, basement exhumation, and deformation styles characterize the Andean retroarc; these changes have previously been related to spatiotemporal variations in the subduction angle. We modeled new apatite fission track and apatite (U-Th-Sm)/He data from nine ranges located between 26 degrees S and 28 degrees S. Using new and previously published data, we constructed a Cretaceous to Pliocene paleogeographic model that delineates a four-stage tectonic evolution: extensional tectonics during the Cretaceous (120-75 Ma), the formation of a broken foreland basin between 55 and 30 Ma, reheating due to burial beneath sedimentary rocks (18-13 Ma), and deformation, exhumation, and surface uplift during the Late Miocene and the Pliocene (13-3 Ma). Our model highlights how preexisting upper plate structures control the deformation patterns of broken foreland basins. Because retroarc deformation predates flat-slab subduction, we propose that slab anchoring may have been the precursor of Eocene-Oligocene compression in the Andean retroarc. Our model challenges models which consider broken foreland basins and retroarc deformation in the NW Argentinian Andes to be directly related to Miocene flat subduction.}, language = {en} } @misc{ZapataSobelDelPapaetal.2020, author = {Zapata, Sebastian and Sobel, Edward and Del Papa, Cecilia and Glodny, Johannes}, title = {Upper Plate Controls on the Formation of Broken Foreland Basins in the Andean Retroarc Between 26°S and 28°S}, series = {Postprints der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Postprints der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {7}, issn = {1866-8372}, doi = {10.25932/publishup-52382}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-523823}, pages = {24}, year = {2020}, abstract = {Marked along-strike changes in stratigraphy, mountain belt morphology, basement exhumation, and deformation styles characterize the Andean retroarc; these changes have previously been related to spatiotemporal variations in the subduction angle. We modeled new apatite fission track and apatite (U-Th-Sm)/He data from nine ranges located between 26 degrees S and 28 degrees S. Using new and previously published data, we constructed a Cretaceous to Pliocene paleogeographic model that delineates a four-stage tectonic evolution: extensional tectonics during the Cretaceous (120-75 Ma), the formation of a broken foreland basin between 55 and 30 Ma, reheating due to burial beneath sedimentary rocks (18-13 Ma), and deformation, exhumation, and surface uplift during the Late Miocene and the Pliocene (13-3 Ma). Our model highlights how preexisting upper plate structures control the deformation patterns of broken foreland basins. Because retroarc deformation predates flat-slab subduction, we propose that slab anchoring may have been the precursor of Eocene-Oligocene compression in the Andean retroarc. Our model challenges models which consider broken foreland basins and retroarc deformation in the NW Argentinian Andes to be directly related to Miocene flat subduction.}, language = {en} } @misc{LuDewaldKoutsodendrisetal.2020, author = {Lu, Yin and Dewald, Nico and Koutsodendris, Andreas and Kaboth-Bahr, Stefanie and R{\"o}sler, Wolfgang and Fang, Xiaomin and Pross, J{\"o}rg and Appel, Erwin and Friedrich, Oliver}, title = {Sedimentological evidence for pronounced glacial-interglacial climate fluctuations in NE Tibet in the latest Pliocene to early Pleistocene}, series = {Postprints der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Postprints der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {5}, issn = {1866-8372}, doi = {10.25932/publishup-52576}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-525765}, pages = {18}, year = {2020}, abstract = {The intensification of Northern Hemisphere glaciation (iNHG) and uplift of the Tibetan Plateau have been argued to be among the main drivers of climate change in midlatitude Central Asia during the Pliocene/Pleistocene. While most proxy records that support this hypothesis are from regions outside the Tibetan Plateau (such as from the Chinese Loess Plateau), detailed paleoclimatic information for the plateau itself during that time has yet remained elusive. Here we present a temporally highly resolved (similar to 500 years) sedimentological record from the Qaidam Basin situated on the northeastern Tibetan Plateau that shows pronounced glacial-interglacial climate variability during the interval from 2.7 to 2.1 Ma. Glacial (interglacial) intervals are generally characterized by coarser (finer) grain size, minima (maxima) in organic matter content, and maxima (minima) in carbonate content. Comparison of our results with Earth's orbital parameters and proxy records from the Chinese Loess Plateau suggests that the observed climate fluctuations were mainly driven by changes in the Siberian High/East Asian winter monsoon system as a response to the iNHG. They are further proposed to be enhanced by the topography of the Tibetan Plateau and its impact on the position and intensity of the westerlies.}, language = {en} } @article{LuDewaldKoutsodendrisetal.2020, author = {Lu, Yin and Dewald, Nico and Koutsodendris, Andreas and Kaboth-Bahr, Stefanie and R{\"o}sler, Wolfgang and Fang, Xiaomin and Pross, J{\"o}rg and Appel, Erwin and Friedrich, Oliver}, title = {Sedimentological evidence for pronounced glacial-interglacial climate fluctuations in NE Tibet in the latest Pliocene to early Pleistocene}, series = {Paleoceanography and Paleoclimatology}, volume = {35}, journal = {Paleoceanography and Paleoclimatology}, number = {5}, publisher = {John Wiley \& Sons, Inc.}, address = {New Jersey}, pages = {16}, year = {2020}, abstract = {The intensification of Northern Hemisphere glaciation (iNHG) and uplift of the Tibetan Plateau have been argued to be among the main drivers of climate change in midlatitude Central Asia during the Pliocene/Pleistocene. While most proxy records that support this hypothesis are from regions outside the Tibetan Plateau (such as from the Chinese Loess Plateau), detailed paleoclimatic information for the plateau itself during that time has yet remained elusive. Here we present a temporally highly resolved (similar to 500 years) sedimentological record from the Qaidam Basin situated on the northeastern Tibetan Plateau that shows pronounced glacial-interglacial climate variability during the interval from 2.7 to 2.1 Ma. Glacial (interglacial) intervals are generally characterized by coarser (finer) grain size, minima (maxima) in organic matter content, and maxima (minima) in carbonate content. Comparison of our results with Earth's orbital parameters and proxy records from the Chinese Loess Plateau suggests that the observed climate fluctuations were mainly driven by changes in the Siberian High/East Asian winter monsoon system as a response to the iNHG. They are further proposed to be enhanced by the topography of the Tibetan Plateau and its impact on the position and intensity of the westerlies.}, language = {en} } @article{SmirnovKronbergDalyetal.2020, author = {Smirnov, Artem G. and Kronberg, Elena A. and Daly, Patrick W. and Aseev, Nikita and Shprits, Yuri and Kellerman, Adam C.}, title = {Adiabatic Invariants Calculations for Cluster Mission: A Long-Term Product for Radiation Belts Studies}, series = {Journal of Geophysical Research: Space Physics}, volume = {125}, journal = {Journal of Geophysical Research: Space Physics}, number = {2}, publisher = {John Wiley \& Sons, Inc.}, address = {New Jersey}, pages = {12}, year = {2020}, abstract = {The Cluster mission has produced a large data set of electron flux measurements in the Earth's magnetosphere since its launch in late 2000. Electron fluxes are measured using Research with Adaptive Particle Imaging Detector (RAPID)/Imaging Electron Spectrometer (IES) detector as a function of energy, pitch angle, spacecraft position, and time. However, no adiabatic invariants have been calculated for Cluster so far. In this paper we present a step-by-step guide to calculations of adiabatic invariants and conversion of the electron flux to phase space density (PSD) in these coordinates. The electron flux is measured in two RAPID/IES energy channels providing pitch angle distribution at energies 39.2-50.5 and 68.1-94.5 keV in nominal mode since 2004. A fitting method allows to expand the conversion of the differential fluxes to the range from 40 to 150 keV. Best data coverage for phase space density in adiabatic invariant coordinates can be obtained for values of second adiabatic invariant, K, similar to 10(2), and values of the first adiabatic invariant mu in the range approximate to 5-20 MeV/G. Furthermore, we describe the production of a new data product "LSTAR," equivalent to the third adiabatic invariant, available through the Cluster Science Archive for years 2001-2018 with 1-min resolution. The produced data set adds to the availability of observations in Earth's radiation belts region and can be used for long-term statistical purposes.}, language = {en} } @misc{SmirnovKronbergDalyetal.2020, author = {Smirnov, Artem G. and Kronberg, Elena A. and Daly, Patrick W. and Aseev, Nikita and Shprits, Yuri and Kellerman, Adam C.}, title = {Adiabatic Invariants Calculations for Cluster Mission: A Long-Term Product for Radiation Belts Studies}, series = {Postprints der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Postprints der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {2}, issn = {1866-8372}, doi = {10.25932/publishup-52391}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-523915}, pages = {14}, year = {2020}, abstract = {The Cluster mission has produced a large data set of electron flux measurements in the Earth's magnetosphere since its launch in late 2000. Electron fluxes are measured using Research with Adaptive Particle Imaging Detector (RAPID)/Imaging Electron Spectrometer (IES) detector as a function of energy, pitch angle, spacecraft position, and time. However, no adiabatic invariants have been calculated for Cluster so far. In this paper we present a step-by-step guide to calculations of adiabatic invariants and conversion of the electron flux to phase space density (PSD) in these coordinates. The electron flux is measured in two RAPID/IES energy channels providing pitch angle distribution at energies 39.2-50.5 and 68.1-94.5 keV in nominal mode since 2004. A fitting method allows to expand the conversion of the differential fluxes to the range from 40 to 150 keV. Best data coverage for phase space density in adiabatic invariant coordinates can be obtained for values of second adiabatic invariant, K, similar to 10(2), and values of the first adiabatic invariant mu in the range approximate to 5-20 MeV/G. Furthermore, we describe the production of a new data product "LSTAR," equivalent to the third adiabatic invariant, available through the Cluster Science Archive for years 2001-2018 with 1-min resolution. The produced data set adds to the availability of observations in Earth's radiation belts region and can be used for long-term statistical purposes.}, language = {en} } @misc{Herzschuh2020, author = {Herzschuh, Ulrike}, title = {Legacy of the Last Glacial on the present-day distribution of deciduous versus evergreen boreal forests}, series = {Postprints der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Postprints der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {2}, issn = {1866-8372}, doi = {10.25932/publishup-52405}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-524057}, pages = {11}, year = {2020}, abstract = {Issue Despite their rather similar climatic conditions, eastern Eurasia and northern North America are largely covered by different plant functional types (deciduous or evergreen boreal forest) composed of larch or pine, spruce and fir, respectively. I propose that these deciduous and evergreen boreal forests represent alternative quasi-stable states, triggered by their different northern tree refugia that reflect the different environmental conditions experienced during the Last Glacial. Evidence This view is supported by palaeoecological and environmental evidence. Once established, Asian larch forests are likely to have stabilized through a complex vegetation-fire-permafrost soil-climate feedback system. Conclusion With respect to future forest developments, this implies that Asian larch forests are likely to be governed by long-term trajectories and are therefore largely resistant to natural climate variability on time-scales shorter than millennia. The effects of regional human impact and anthropogenic global warming might, however, cause certain stability thresholds to be crossed, meaning that irreversible transitions occur and resulting in marked consequences for ecosystem services on these human-relevant time-scales.}, language = {en} } @article{ZeedenObrehtVeresetal.2020, author = {Zeeden, Christian and Obreht, Igor and Veres, Daniel and Kaboth-Bahr, Stefanie and Hošek, Jan and Marković, Slobodan B. and B{\"o}sken, Janina and Lehmkuhl, Frank and Rolf, Christian and Hambach, Ulrich}, title = {Smoothed millennial-scale palaeoclimatic reference data as unconventional comparison targets: Application to European loess records}, series = {Scientific Reports}, volume = {10}, journal = {Scientific Reports}, number = {1}, publisher = {Springer Nature}, address = {Berlin}, pages = {13}, year = {2020}, abstract = {Millennial-scale palaeoclimate variability has been documented in various terrestrial and marine palaeoclimate proxy records throughout the Northern Hemisphere for the last glacial cycle. Its clear expression and rapid shifts between different states of climate (Greenland Interstadials and Stadials) represents a correlation tool beyond the resolution of e.g. luminescence dating, especially relevant for terrestrial deposits. Usually, comparison of terrestrial proxy datasets and the Greenland ice cores indicates a complex expression of millennial-scale climate variability as recorded in terrestrial geoarchives including loess. Loess is the most widespread terrestrial geoarchive of the Quaternary and especially widespread over Eurasia. However, loess often records a smoothed representation of millennial-scale variability without all fidelity when compared to the Greenland data, this being a relevant limiting feature in integrating loess with other palaeoclimate records. To better understand the loess proxy-response to millennial-scale climate variability, we simulate a proxy signal smoothing by natural processes through application of low-pass filters of delta O-18 data from Greenland, a high-resolution palaeoclimate reference record, alongside speleothem isotope records from the Black Sea-Mediterranean region. We show that low-pass filters represent rather simple models for better constraining the expression of millennial-scale climate variability in low sedimentation environments, and in sediments where proxy-response signals are most likely affected by natural smoothing (by e.g. bioturbation). Interestingly, smoothed datasets from Greenland and the Black Sea-Mediterranean region are most similar in the last similar to 15 ka and between similar to 50-30 ka. Between similar to 30-15 ka, roughly corresponding to the Last Glacial Maximum and the deglaciation, the records show dissimilarities, challenging the construction of robust correlative time-scales in this age range. From our analysis it becomes apparent that patterns of palaeoclimate signals in loess-palaeosol sequences often might be better explained by smoothed Greenland reference data than the original high-resolution Greenland dataset, or other reference data. This opens the possibility to better assess the temporal resolution and palaeoclimate potential of loess-palaeosol sequences in recording supra-regional climate patterns, as well as to securely integrate loess with other chronologically better-resolved palaeoclimate records.}, language = {en} } @misc{ZeedenObrehtVeresetal.2020, author = {Zeeden, Christian and Obreht, Igor and Veres, Daniel and Kaboth-Bahr, Stefanie and Hošek, Jan and Marković, Slobodan B. and B{\"o}sken, Janina and Lehmkuhl, Frank and Rolf, Christian and Hambach, Ulrich}, title = {Smoothed millennial-scale palaeoclimatic reference data as unconventional comparison targets: Application to European loess records}, series = {Postprints der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Postprints der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {1}, issn = {1866-8372}, doi = {10.25932/publishup-52427}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-524271}, pages = {15}, year = {2020}, abstract = {Millennial-scale palaeoclimate variability has been documented in various terrestrial and marine palaeoclimate proxy records throughout the Northern Hemisphere for the last glacial cycle. Its clear expression and rapid shifts between different states of climate (Greenland Interstadials and Stadials) represents a correlation tool beyond the resolution of e.g. luminescence dating, especially relevant for terrestrial deposits. Usually, comparison of terrestrial proxy datasets and the Greenland ice cores indicates a complex expression of millennial-scale climate variability as recorded in terrestrial geoarchives including loess. Loess is the most widespread terrestrial geoarchive of the Quaternary and especially widespread over Eurasia. However, loess often records a smoothed representation of millennial-scale variability without all fidelity when compared to the Greenland data, this being a relevant limiting feature in integrating loess with other palaeoclimate records. To better understand the loess proxy-response to millennial-scale climate variability, we simulate a proxy signal smoothing by natural processes through application of low-pass filters of delta O-18 data from Greenland, a high-resolution palaeoclimate reference record, alongside speleothem isotope records from the Black Sea-Mediterranean region. We show that low-pass filters represent rather simple models for better constraining the expression of millennial-scale climate variability in low sedimentation environments, and in sediments where proxy-response signals are most likely affected by natural smoothing (by e.g. bioturbation). Interestingly, smoothed datasets from Greenland and the Black Sea-Mediterranean region are most similar in the last similar to 15 ka and between similar to 50-30 ka. Between similar to 30-15 ka, roughly corresponding to the Last Glacial Maximum and the deglaciation, the records show dissimilarities, challenging the construction of robust correlative time-scales in this age range. From our analysis it becomes apparent that patterns of palaeoclimate signals in loess-palaeosol sequences often might be better explained by smoothed Greenland reference data than the original high-resolution Greenland dataset, or other reference data. This opens the possibility to better assess the temporal resolution and palaeoclimate potential of loess-palaeosol sequences in recording supra-regional climate patterns, as well as to securely integrate loess with other chronologically better-resolved palaeoclimate records.}, language = {en} } @article{NaliboffGlerumBruneetal.2020, author = {Naliboff, John B. and Glerum, Anne and Brune, Sascha and P{\´e}ron-Pinvidic, G. and Wrona, Thilo}, title = {Development of 3-D rift heterogeneity through fault network evolution}, series = {Geophysical Research Letters}, volume = {47}, journal = {Geophysical Research Letters}, number = {13}, publisher = {John Wiley \& Sons, Inc.}, address = {New Jersey}, pages = {11}, year = {2020}, abstract = {Observations of rift and rifted margin architecture suggest that significant spatial and temporal structural heterogeneity develops during the multiphase evolution of continental rifting. Inheritance is often invoked to explain this heterogeneity, such as preexisting anisotropies in rock composition, rheology, and deformation. Here, we use high-resolution 3-D thermal-mechanical numerical models of continental extension to demonstrate that rift-parallel heterogeneity may develop solely through fault network evolution during the transition from distributed to localized deformation. In our models, the initial phase of distributed normal faulting is seeded through randomized initial strength perturbations in an otherwise laterally homogeneous lithosphere extending at a constant rate. Continued extension localizes deformation onto lithosphere-scale faults, which are laterally offset by tens of km and discontinuous along-strike. These results demonstrate that rift- and margin-parallel heterogeneity of large-scale fault patterns may in-part be a natural byproduct of fault network coalescence.}, language = {en} } @misc{NaliboffGlerumBruneetal.2020, author = {Naliboff, John B. and Glerum, Anne and Brune, Sascha and P{\´e}ron-Pinvidic, G. and Wrona, Thilo}, title = {Development of 3-D rift heterogeneity through fault network evolution}, series = {Postprints der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Postprints der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {13}, issn = {1866-8372}, doi = {10.25932/publishup-52466}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-524661}, pages = {13}, year = {2020}, abstract = {Observations of rift and rifted margin architecture suggest that significant spatial and temporal structural heterogeneity develops during the multiphase evolution of continental rifting. Inheritance is often invoked to explain this heterogeneity, such as preexisting anisotropies in rock composition, rheology, and deformation. Here, we use high-resolution 3-D thermal-mechanical numerical models of continental extension to demonstrate that rift-parallel heterogeneity may develop solely through fault network evolution during the transition from distributed to localized deformation. In our models, the initial phase of distributed normal faulting is seeded through randomized initial strength perturbations in an otherwise laterally homogeneous lithosphere extending at a constant rate. Continued extension localizes deformation onto lithosphere-scale faults, which are laterally offset by tens of km and discontinuous along-strike. These results demonstrate that rift- and margin-parallel heterogeneity of large-scale fault patterns may in-part be a natural byproduct of fault network coalescence.}, language = {en} } @misc{CoesfeldKuesterKuechlyetal.2020, author = {Coesfeld, Jacqueline and Kuester, Theres and Kuechly, Helga U. and Kyba, Christopher C. M.}, title = {Reducing variability and removing natural light from nighttime satellite imagery: A case study using the VIIRS DNB}, series = {Postprints der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Postprints der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {11}, issn = {1866-8372}, doi = {10.25932/publishup-52439}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-524397}, pages = {15}, year = {2020}, abstract = {Temporal variation of natural light sources such as airglow limits the ability of night light sensors to detect changes in small sources of artificial light (such as villages). This study presents a method for correcting for this effect globally, using the satellite radiance detected from regions without artificial light emissions. We developed a routine to define an approximate grid of locations worldwide that do not have regular light emission. We apply this method with a 5 degree equally spaced global grid (total of 2016 individual locations), using data from the Visible Infrared Imaging Radiometer Suite (VIIRS) Day-Night Band (DNB). This code could easily be adapted for other future global sensors. The correction reduces the standard deviation of data in the Earth Observation Group monthly DNB composites by almost a factor of two. The code and datasets presented here are available under an open license by GFZ Data Services, and are implemented in the Radiance Light Trends web application.}, language = {en} } @article{CoesfeldKuesterKuechlyetal.2020, author = {Coesfeld, Jacqueline and Kuester, Theres and Kuechly, Helga U. and Kyba, Christopher C. M.}, title = {Reducing variability and removing natural light from nighttime satellite imagery: A case study using the VIIRS DNB}, series = {Sensors}, volume = {20}, journal = {Sensors}, publisher = {MDPI}, address = {Basel}, pages = {13}, year = {2020}, abstract = {Temporal variation of natural light sources such as airglow limits the ability of night light sensors to detect changes in small sources of artificial light (such as villages). This study presents a method for correcting for this effect globally, using the satellite radiance detected from regions without artificial light emissions. We developed a routine to define an approximate grid of locations worldwide that do not have regular light emission. We apply this method with a 5 degree equally spaced global grid (total of 2016 individual locations), using data from the Visible Infrared Imaging Radiometer Suite (VIIRS) Day-Night Band (DNB). This code could easily be adapted for other future global sensors. The correction reduces the standard deviation of data in the Earth Observation Group monthly DNB composites by almost a factor of two. The code and datasets presented here are available under an open license by GFZ Data Services, and are implemented in the Radiance Light Trends web application.}, language = {en} } @misc{BaesSobolevGeryaetal.2020, author = {Baes, Marzieh and Sobolev, Stephan Vladimir and Gerya, Taras V. and Brune, Sascha}, title = {Plume-induced subduction initiation}, series = {Postprints der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Postprints der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {2}, issn = {1866-8372}, doi = {10.25932/publishup-52274}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-522742}, pages = {21}, year = {2020}, abstract = {Initiation of subduction following the impingement of a hot buoyant mantle plume is one of the few scenarios that allow breaking the lithosphere and recycling a stagnant lid without requiring any preexisting weak zones. Here, we investigate factors controlling the number and shape of retreating subducting slabs formed by plume-lithosphere interaction. Using 3-D thermomechanical models we show that the deformation regime, which defines formation of single-slab or multi-slab subduction, depends on several parameters such as age of oceanic lithosphere, thickness of the crust and large-scale lithospheric extension rate. Our model results indicate that on present-day Earth multi-slab plume-induced subduction is initiated only if the oceanic lithosphere is relatively young (<30-40 Myr, but >10 Myr), and the crust has a typical thickness of 8 km. In turn, development of single-slab subduction is facilitated by older lithosphere and pre-imposed extensional stresses. In early Earth, plume-lithosphere interaction could have led to formation of either episodic short-lived circular subduction when the oceanic lithosphere was young or to multi-slab subduction when the lithosphere was old.}, language = {en} } @phdthesis{Barrionuevo2020, author = {Barrionuevo, Mat{\´i}as}, title = {The role of the upper plate in the Andean tectonic evolution (33-36°S): insights from structural geology and numerical modeling}, doi = {10.25932/publishup-51590}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-515909}, school = {Universit{\"a}t Potsdam}, pages = {148, S2}, year = {2020}, abstract = {Los Andes Centrales del Sur (33-36°S) son un gran laboratorio para el estudio de los procesos de deformaci{\´o}n orog{\´e}nica, donde las condiciones de borde, como la geometr{\´i}a de la placa subductada, imponen un importante control sobre la deformaci{\´o}n andina. Por otro lado, la Placa Sudamericana presenta una serie de heterogeneidades que tambi{\´e}n imparten un control sobre el modo de deformaci{\´o}n. El objetivo de esta tesis es probar el control de este {\´u}ltimo factor sobre la construcci{\´o}n del sistema orog{\´e}nico andino. A partir de la integraci{\´o}n de la informaci{\´o}n superficial y de subsuelo en el {\´a}rea sur (34°-36°S), se estudi{\´o} la evoluci{\´o}n de la deformaci{\´o}n andina sobre el segmento de subducci{\´o}n normal. Se desarroll{\´o} un modelo estructural que eval{\´u}a el estado de esfuerzos desde el Mioceno hasta la actualidad, el rol de estructuras previas y su influencia en la migraci{\´o}n de fluidos. Con estos datos y publicaciones previas de la zona norte del {\´a}rea de estudio (33°-34ºS), se realiz{\´o} un modelado num{\´e}rico geodin{\´a}mico para probar la hip{\´o}tesis del papel de las heterogeneidades de la placa superior en la evoluci{\´o}n andina. Se utilizaron dos c{\´o}digos (LAPEX-2D y ASPECT) basados en elementos finitos/diferencias finitas, que simulan el comportamiento de materiales con reolog{\´i}as elastoviscopl{\´a}sticas bajo deformaci{\´o}n. Los resultados del modelado sugieren que la deformaci{\´o}n contraccional de la placa superior est{\´a} significativamente controlada por la resistencia de la lit{\´o}sfera, que est{\´a} definida por la composici{\´o}n de la corteza superior e inferior y por la proporci{\´o}n del manto litosf{\´e}rico, que a su vez est{\´a} definida por eventos tect{\´o}nicos previos. Estos eventos previos tambi{\´e}n definieron la composici{\´o}n de la corteza y su geometr{\´i}a, que es otro factor que controla la localizaci{\´o}n de la deformaci{\´o}n. Con una composici{\´o}n de corteza inferior m{\´a}s f{\´e}lsica, la deformaci{\´o}n sigue un modo de cizalla pura mientras que las composiciones m{\´a}s m{\´a}ficas provocan un modo de deformaci{\´o}n tipo cizalla simple. Por otro lado, observamos que el espesor inicial de la lit{\´o}sfera controla la localizaci{\´o}n de la deformaci{\´o}n, donde zonas con lit{\´o}sfera m{\´a}s fina es propensa a concentrar la deformaci{\´o}n. Un l{\´i}mite lit{\´o}sfera-asten{\´o}sfera asim{\´e}trico, como resultado del flujo de la cu{\~n}a mant{\´e}lica tiende a generar despegues vergentes al E.}, language = {en} } @article{RolfesWilhelm2020, author = {Rolfes, Manfred and Wilhelm, Jan Lorenz}, title = {Urban complexity and urban change}, series = {Urban Change and Citizenship in Times of Crisis}, journal = {Urban Change and Citizenship in Times of Crisis}, publisher = {Routledge}, address = {London}, isbn = {978-0-429-26226-5}, pages = {135 -- 155}, year = {2020}, abstract = {The chapter illustrates how cities can be understood from a system-theory perspective as complex social systems. It argues that the classical and linear intervention methods are often no (longer) suitable for the complex structure, temporal dynamics and multifaceted processuality of urban development. It offers a systemic and systems theory-inspired method as an alternative approach, which allows for extended possibilities that are more appropriate for dealing with urban development processes. The method was developed on the basis of practical experience and theoretical insights. The approach should demonstrate for local decision-makers potential areas of activity for organising urban changes through co-design.}, language = {en} } @book{OPUS4-51113, title = {Theories and concepts}, series = {Urban change and citizenship in times of crisis}, volume = {1}, journal = {Urban change and citizenship in times of crisis}, editor = {Turner, Bryan S. and Wolf, Hannah and Fitzi, Gregor and Mackert, J{\"u}rgen}, publisher = {Routledge}, address = {London}, isbn = {978-0-367-20562-1}, doi = {10.4324/9780429262265}, pages = {xiv, 194}, year = {2020}, abstract = {Urban Change and Citizenship in Times of Crisis addresses the fact that in the beginning of the twenty-first century the majority of the world's population is urbanised, a social fact that has turned cities more than ever into focal sites of social change. Multiple economic and political strategies, employed by a variety of individual and collective actors, on a number of scales, constitute cities as contested spaces that hold opportunities as well as restrictions for their inhabitants. While cities and urban spaces have long been of central concern for the social sciences, today, classical sociological questions about the city acquire new meaning: Can cities be spaces of emancipation, or does life in the modern city entail a corrosion of citizenship rights? Is the city the focus of societal transformation processes, or do urban environments lose importance in shaping social reality and economic relationships? Furthermore, new questions urgently need to be asked: What is the impact of different historical phenomena such as neo-liberal restructuring, financial and economic crises, or migration flows, as well as their respective counter-movements, on the structure of contemporary cities and on the citizenship rights of city inhabitants? The three volumes address such crucial questions thereby opening up new spaces of debate on both the city and new developments of urbanism. The contributions to Theories and Concepts offer new theoretical reflections on the city in a philosophical and historical perspective as well as fresh empirical analyses of social life in urban contexts. Chapters not only critically revisit classical and modern philosophical considerations about the nature of cities but no less discuss normative philosophical reflections of urban life and the role of religion in historical processes of the emergence of cities. Composed around the question whether there can be such a thing as a 'successful city', this volume addresses issues of urban political subjectivities by considering the city's role in historical processes of emancipation, the fight for citizenship rights, and today's challenges and opportunities with regard to promoting social justice, integration, and diversity. Consequentially, theory-driven empirical analyses offer new insight into ways of solving problems in urban contexts and a genuine approach to analyse the Social Quality in cities.}, language = {en} } @article{EngelsMedeirosAxfordetal.2020, author = {Engels, Stefan and Medeiros, Andrew S. and Axford, Yarrow and Brooks, Steve and Heiri, Oliver and Luoto, Tomi P. and Nazarova, Larisa B. and Porinchu, David F. and Quinlan, Roberto and Self, Angela E.}, title = {Temperature change as a driver of spatial patterns and long-term trends in chironomid (Insecta: Diptera) diversity}, series = {Global change biology}, volume = {26}, journal = {Global change biology}, number = {3}, publisher = {Wiley}, address = {Hoboken}, issn = {1354-1013}, doi = {10.1111/gcb.14862}, pages = {1155 -- 1169}, year = {2020}, abstract = {Anthropogenic activities have led to a global decline in biodiversity, and monitoring studies indicate that both insect communities and wetland ecosystems are particularly affected. However, there is a need for long-term data (over centennial or millennial timescales) to better understand natural community dynamics and the processes that govern the observed trends. Chironomids (Insecta: Diptera: Chironomidae) are often the most abundant insects in lake ecosystems, sensitive to environmental change, and, because their larval exoskeleton head capsules preserve well in lake sediments, they provide a unique record of insect community dynamics through time. Here, we provide the results of a metadata analysis of chironomid diversity across a range of spatial and temporal scales. First, we analyse spatial trends in chironomid diversity using Northern Hemispheric data sets overall consisting of 837 lakes. Our results indicate that in most of our data sets, summer temperature (T-jul) is strongly associated with spatial trends in modern-day chironomid diversity. We observe a strong increase in chironomid alpha diversity with increasing T-jul in regions with present-day T-jul between 2.5 and 14 degrees C. In some areas with T-jul > 14 degrees C, chironomid diversity stabilizes or declines. Second, we demonstrate that the direction and amplitude of change in alpha diversity in a compilation of subfossil chironomid records spanning the last glacial-interglacial transition (similar to 15,000-11,000 years ago) are similar to those observed in our modern data. A compilation of Holocene records shows that during phases when the amplitude of temperature change was small, site-specific factors had a greater influence on the chironomid fauna obscuring the chironomid diversity-temperature relationship. Our results imply expected overall chironomid diversity increases in colder regions such as the Arctic under sustained global warming, but with complex and not necessarily predictable responses for individual sites.}, language = {en} } @misc{Braun2020, author = {Braun, Jean}, title = {Response to comment by Japsen et al. on "A review of numerical modeling studies of passive margin escarpments leading to a new analytical expression for the rate of escarpment migration velocity"}, series = {Gondwana research : international geoscience journal ; official journal of the International Association for Gondwana Research}, volume = {65}, journal = {Gondwana research : international geoscience journal ; official journal of the International Association for Gondwana Research}, publisher = {Elsevier}, address = {Amsterdam}, issn = {1342-937X}, doi = {10.1016/j.gr.2018.10.003}, pages = {174 -- 176}, year = {2020}, language = {en} } @phdthesis{Angelopoulos2020, author = {Angelopoulos, Michael}, title = {Mechanisms of sub-aquatic permafrost evolution in Arctic coastal environments}, school = {Universit{\"a}t Potsdam}, pages = {165}, year = {2020}, abstract = {Subsea permafrost is perennially cryotic earth material that lies offshore. Most submarine permafrost is relict terrestrial permafrost beneath the Arctic shelf seas, was inundated after the last glaciation, and has been warming and thawing ever since. It is a reservoir and confining layer for gas hydrates and has the potential to release greenhouse gases and affect global climate change. Furthermore, subsea permafrost thaw destabilizes coastal infrastructure. While numerous studies focus on its distribution and rate of thaw over glacial timescales, these studies have not been brought together and examined in their entirety to assess rates of thaw beneath the Arctic Ocean. In addition, there is still a large gap in our understanding of sub-aquatic permafrost processes on finer spatial and temporal scales. The degradation rate of subsea permafrost is influenced by the initial conditions upon submergence. Terrestrial permafrost that has already undergone warming, partial thawing or loss of ground ice may react differently to inundation by seawater compared to previously undisturbed ice-rich permafrost. Heat conduction models are sufficient to model the thaw of thick subsea permafrost from the bottom, but few studies have included salt diffusion for top-down chemical degradation in shallow waters characterized by mean annual cryotic conditions on the seabed. Simulating salt transport is critical for assessing degradation rates for recently inundated permafrost, which may accelerate in response to warming shelf waters, a lengthening open water season, and faster coastal erosion rates. In the nearshore zone, degradation rates are also controlled by seasonal processes like bedfast ice, brine injection, seasonal freezing under floating ice conditions and warm freshwater discharge from large rivers. The interplay of all these variables is complex and needs further research. To fill this knowledge gap, this thesis investigates sub-aquatic permafrost along the southern coast of the Bykovsky Peninsula in eastern Siberia. Sediment cores and ground temperature profiles were collected at a freshwater thermokarst lake and two thermokarst lagoons in 2017. At this site, the coastline is retreating, and seawater is inundating various types of permafrost: sections of ice-rich Pleistocene permafrost (Yedoma) cliffs at the coastline alternate with lagoons and lower elevation previously thawed and refrozen permafrost basins (Alases). Electrical resistivity surveys with floating electrodes were carried out to map ice-bearing permafrost and taliks (unfrozen zones in the permafrost, usually formed beneath lakes) along the diverse coastline and in the lagoons. Combined with the borehole data, the electrical resistivity results permit estimation of contemporary ice-bearing permafrost characteristics, distribution, and occasionally, thickness. To conceptualize possible geomorphological and marine evolutionary pathways to the formation of the observed layering, numerical models were applied. The developed model incorporates salt diffusion and seasonal dynamics at the seabed, including bedfast ice. Even along coastlines with mean annual non-cryotic boundary conditions like the Bykovsky Peninsula, the modelling results show that salt diffusion minimizes seasonal freezing of the seabed, leading to faster degradation rates compared to models without salt diffusion. Seasonal processes are also important for thermokarst lake to lagoon transitions because lagoons can generate cold hypersaline conditions underneath the ice cover. My research suggests that ice-bearing permafrost can form in a coastal lagoon environment, even under floating ice. Alas basins, however, may degrade more than twice as fast as Yedoma permafrost in the first several decades of inundation. In addition to a lower ice content compared to Yedoma permafrost, Alas basins may be pre-conditioned with salt from adjacent lagoons. Considering the widespread distribution of thermokarst in the Arctic, its integration into geophysical models and offshore surveys is important to quantify and understand subsea permafrost degradation and aggradation. Through numerical modelling, fieldwork, and a circum-Arctic review of subsea permafrost literature, this thesis provides new insights into sub-aquatic permafrost evolution in saline coastal environments.}, language = {en} } @misc{RepaschWittmannScheingrossetal.2020, author = {Repasch, Marisa and Wittmann, Hella and Scheingross, Joel S. and Sachse, Dirk and Szupiany, Ricardo and Orfeo, Oscar and Fuchs, Margret and Hovius, Niels}, title = {Sediment Transit Time and Floodplain Storage Dynamics in Alluvial Rivers Revealed by Meteoric 10Be}, series = {Postprints der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Postprints der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {1119}, issn = {1866-8372}, doi = {10.25932/publishup-49432}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-494324}, pages = {21}, year = {2020}, abstract = {Quantifying the time scales of sediment transport and storage through river systems is fundamental for understanding weathering processes, biogeochemical cycling, and improving watershed management, but measuring sediment transit time is challenging. Here we provide the first systematic test of measuring cosmogenic meteoric Beryllium-10 (10Bem) in the sediment load of a large alluvial river to quantify sediment transit times. We take advantage of a natural experiment in the Rio Bermejo, a lowland alluvial river traversing the east Andean foreland basin in northern Argentina. This river has no tributaries along its trunk channel for nearly 1,300 km downstream from the mountain front. We sampled suspended sediment depth profiles along the channel and measured the concentrations of 10Bem in the chemically extracted grain coatings. We calculated depth-integrated 10Bem concentrations using sediment flux data and found that 10Bem concentrations increase 230\% from upstream to downstream, indicating a mean total sediment transit time of 8.4 ± 2.2 kyr. Bulk sediment budget-based estimates of channel belt and fan storage times suggest that the 10Bem tracer records mixing of old and young sediment reservoirs. On a reach scale, 10Bem transit times are shorter where the channel is braided and superelevated above the floodplain, and longer where the channel is incised and meandering, suggesting that transit time is controlled by channel morphodynamics. This is the first systematic application of 10Bem as a sediment transit time tracer and highlights the method's potential for inferring sediment routing and storage dynamics in large river systems.}, language = {en} } @article{RepaschWittmannScheingrossetal.2020, author = {Repasch, Marisa and Wittmann, Hella and Scheingross, Joel S. and Sachse, Dirk and Szupiany, Ricardo and Orfeo, Oscar and Fuchs, Margret and Hovius, Niels}, title = {Sediment Transit Time and Floodplain Storage Dynamics in Alluvial Rivers Revealed by Meteoric 10Be}, series = {Journal of Geophysical Research: Earth Surface}, volume = {125}, journal = {Journal of Geophysical Research: Earth Surface}, publisher = {Wiley}, address = {Hoboken, NJ}, issn = {2169-9011}, doi = {10.1029/2019JF005419}, pages = {19}, year = {2020}, abstract = {Quantifying the time scales of sediment transport and storage through river systems is fundamental for understanding weathering processes, biogeochemical cycling, and improving watershed management, but measuring sediment transit time is challenging. Here we provide the first systematic test of measuring cosmogenic meteoric Beryllium-10 (10Bem) in the sediment load of a large alluvial river to quantify sediment transit times. We take advantage of a natural experiment in the Rio Bermejo, a lowland alluvial river traversing the east Andean foreland basin in northern Argentina. This river has no tributaries along its trunk channel for nearly 1,300 km downstream from the mountain front. We sampled suspended sediment depth profiles along the channel and measured the concentrations of 10Bem in the chemically extracted grain coatings. We calculated depth-integrated 10Bem concentrations using sediment flux data and found that 10Bem concentrations increase 230\% from upstream to downstream, indicating a mean total sediment transit time of 8.4 ± 2.2 kyr. Bulk sediment budget-based estimates of channel belt and fan storage times suggest that the 10Bem tracer records mixing of old and young sediment reservoirs. On a reach scale, 10Bem transit times are shorter where the channel is braided and superelevated above the floodplain, and longer where the channel is incised and meandering, suggesting that transit time is controlled by channel morphodynamics. This is the first systematic application of 10Bem as a sediment transit time tracer and highlights the method's potential for inferring sediment routing and storage dynamics in large river systems.}, language = {en} } @phdthesis{Holm2020, author = {Holm, Stine}, title = {Methanogenic communities and metaplasmidome-encoded functions in permafrost environments exposed to thaw}, school = {Universit{\"a}t Potsdam}, pages = {VI, 243}, year = {2020}, abstract = {This thesis investigates how the permafrost microbiota responds to global warming. In detail, the constraints behind methane production in thawing permafrost were linked to methanogenic activity, abundance and composition. Furthermore, this thesis offers new insights into microbial adaptions to the changing environmental conditions during global warming. This was assesed by investigating the potential ecological relevant functions encoded by plasmid DNA within the permafrost microbiota. Permafrost of both interglacial and glacial origin spanning the Holocene to the late Pleistocene, including Eemian, were studied during long-term thaw incubations. Furthermore, several permafrost cores of different stratigraphy, soil type and vegetation cover were used to target the main constraints behind methane production during short-term thaw simulations. Short- and long-term incubations simulating thaw with and without the addition of substrate were combined with activity measurements, amplicon and metagenomic sequencing of permanently frozen and seasonally thawed active layer. Combined, it allowed to address the following questions. i) What constraints methane production when permafrost thaws and how is this linked to methanogenic activity, abundance and composition? ii) How does the methanogenic community composition change during long-term thawing conditions? iii) Which potential ecological relevant functions are encoded by plasmid DNA in active layer soils? The major outcomes of this thesis are as follows. i) Methane production from permafrost after long-term thaw simulation was found to be constrained mainly by the abundance of methanogens and the archaeal community composition. Deposits formed during periods of warmer temperatures and increased precipitation, (here represented by deposits from the Late Pleistocene of both interstadial and interglacial periods) were found to respond strongest to thawing conditions and to contain an archaeal community dominated by methanogenic archaea (40\% and 100\% of all detected archaea). Methanogenic population size and carbon density were identified as main predictors for potential methane production in thawing permafrost in short-term incubations when substrate was sufficiently available. ii) Besides determining the methanogenic activity after long-term thaw, the paleoenvironmental conditions were also found to influence the response of the methanogenic community composition. Substantial shifts within methanogenic community structure and a drop in diversity were observed in deposits formed during warmer periods, but not in deposits from stadials, when colder and drier conditions occurred. Overall, a shift towards a dominance of hydrogenotrophic methanogens was observed in all samples, except for the oldest interglacial deposits from the Eemian, which displayed a potential dominance of acetoclastic methanogens. The Eemian, which is discussed to serve as an analogue to current climate conditions, contained highly active methanogenic communities. However, all potential limitation of methane production after permafrost thaw, it means methanogenic community structure, methanogenic population size, and substrate pool might be overcome after permafrost had thawed on the long-term. iii) Enrichments with soil from the seasonally thawed active layer revealed that its plasmid DNA ('metaplasmidome') carries stress-response genes. In particular it encoded antibiotic resistance genes, heavy metal resistance genes, cold shock proteins and genes encoding UV-protection. Those are functions that are directly involved in the adaptation of microbial communities to stresses in polar environments. It was further found that metaplasmidomes from the Siberian active layer originate mainly from Gammaproteobacteria. By applying enrichment cultures followed by plasmid DNA extraction it was possible to obtain a higher average contigs length and significantly higher recovery of plasmid sequences than from extracting plasmid sequences from metagenomes. The approach of analyzing 'metaplasmidomes' established in this thesis is therefore suitable for studying the ecological role of plasmids in polar environments in general. This thesis emphasizes that including microbial community dynamics have the potential to improve permafrost-carbon projections. Microbially mediated methane release from permafrost environments may significantly impact future climate change. This thesis identified drivers of methanogenic composition, abundance and activity in thawing permafrost landscapes. Finally, this thesis underlines the importance to study how the current warming Arctic affects microbial communities in order to gain more insight into microbial response and adaptation strategies.}, language = {en} } @phdthesis{Meijer2020, author = {Meijer, Niels}, title = {Asian dust, monsoons and westerlies during the Eocene}, doi = {10.25932/publishup-48868}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-488687}, school = {Universit{\"a}t Potsdam}, pages = {ix, 155}, year = {2020}, abstract = {The East Asian monsoons characterize the modern-day Asian climate, yet their geological history and driving mechanisms remain controversial. The southeasterly summer monsoon provides moisture, whereas the northwesterly winter monsoon sweeps up dust from the arid Asian interior to form the Chinese Loess Plateau. The onset of this loess accumulation, and therefore of the monsoons, was thought to be 8 million years ago (Ma). However, in recent years these loess records have been extended further back in time to the Eocene (56-34 Ma), a period characterized by significant changes in both the regional geography and global climate. Yet the extent to which these reconfigurations drive atmospheric circulation and whether the loess-like deposits are monsoonal remains debated. In this thesis, I study the terrestrial deposits of the Xining Basin previously identified as Eocene loess, to derive the paleoenvironmental evolution of the region and identify the geological processes that have shaped the Asian climate. I review dust deposits in the geological record and conclude that these are commonly represented by a mix of both windblown and water-laid sediments, in contrast to the pure windblown material known as loess. Yet by using a combination of quartz surface morphologies, provenance characteristics and distinguishing grain-size distributions, windblown dust can be identified and quantified in a variety of settings. This has important implications for tracking aridification and dust-fluxes throughout the geological record. Past reversals of Earth's magnetic field are recorded in the deposits of the Xining Basin and I use these together with a dated volcanic ash layer to accurately constrain the age to the Eocene period. A combination of pollen assemblages, low dust abundances and other geochemical data indicates that the early Eocene was relatively humid suggesting an intensified summer monsoon due to the warmer greenhouse climate at this time. A subsequent shift from predominantly freshwater to salt lakes reflects a long-term aridification trend possibly driven by global cooling and the continuous uplift of the Tibetan Plateau. Superimposed on this aridification are wetter intervals reflected in more abundant lake deposits which correlate with highstands of the inland proto-Paratethys Sea. This sea covered the Eurasian continent and thereby provided additional moisture to the winter-time westerlies during the middle to late Eocene. The long-term aridification culminated in an abrupt shift at 40 Ma reflected by the onset of windblown dust, an increase in steppe-desert pollen, the occurrence of high-latitude orbital cycles and northwesterly winds identified in deflated salt deposits. Together, these indicate the onset of a Siberian high atmospheric pressure system driving the East Asian winter monsoon as well as dust storms and was triggered by a major sea retreat from the Asian interior. These results therefore show that the proto-Paratethys Sea, though less well recognized than the Tibetan Plateau and global climate, has been a major driver in setting up the modern-day climate in Asia.}, language = {en} } @phdthesis{Wang2020, author = {Wang, Xia}, title = {Reef ecosystem recovery following the Middle Permian (Capitanian) mass extinction}, doi = {10.25932/publishup-48750}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-487502}, school = {Universit{\"a}t Potsdam}, pages = {XI, 144}, year = {2020}, abstract = {To find out the future of nowadays reef ecosystem turnover under the environmental stresses such as global warming and ocean acidification, analogue studies from the geologic past are needed. As a critical time of reef ecosystem innovation, the Permian-Triassic transition witnessed the most severe demise of Phanerozoic reef builders, and the establishment of modern style symbiotic relationships within the reef-building organisms. Being the initial stage of this transition, the Middle Permian (Capitanian) mass extinction coursed a reef eclipse in the early Late Permian, which lead to a gap of understanding in the post-extinction Wuchiapingian reef ecosystem, shortly before the radiation of Changhsingian reefs. Here, this thesis presents detailed biostratigraphic, sedimentological, and palaeoecological studies of the Wuchiapingian reef recovery following the Middle Permian (Capitanian) mass extinction, on the only recorded Wuchiapingian reef setting, outcropping in South China at the Tieqiao section. Conodont biostratigraphic zonations were revised from the Early Permian Artinskian to the Late Permian Wuchiapingian in the Tieqiao section. Twenty main and seven subordinate conodont zones are determined at Tieqiao section including two conodont zone below and above the Tieqiao reef complex. The age of Tieqiao reef was constrained as early to middle Wuchiapingian. After constraining the reef age, detailed two-dimensional outcrop mapping combined with lithofacies study were carried out on the Wuchiapingian Tieqiao Section to investigate the reef growth pattern stratigraphically as well as the lateral changes of reef geometry on the outcrop scale. Semi-quantitative studies of the reef-building organisms were used to find out their evolution pattern within the reef recovery. Six reef growth cycles were determined within six transgressive-regressive cycles in the Tieqiao section. The reefs developed within the upper part of each regressive phase and were dominated by different biotas. The timing of initial reef recovery after the Middle Permian (Capitanian) mass extinction was updated to the Clarkina leveni conodont zone, which is earlier than previous understanding. Metazoans such as sponges were not the major components of the Wuchiapingian reefs until the 5th and 6th cycles. So, the recovery of metazoan reef ecosystem after the Middle Permian (Capitanian) mass extinction was obviously delayed. In addition, although the importance of metazoan reef builders such as sponges did increase following the recovery process, encrusting organisms such as Archaeolithoporella and Tubiphytes, combined with microbial carbonate precipitation, still played significant roles to the reef building process and reef recovery after the mass extinction. Based on the results from outcrop mapping and sedimentological studies, quantitative composition analysis of the Tieqiao reef complex were applied on selected thin sections to further investigate the functioning of reef building components and the reef evolution after the Middle Permian (Capitanian) mass extinction. Data sets of skeletal grains and whole rock components were analyzed. The results show eleven biocommunity clusters/eight rock composition clusters dominated by different skeletal grains/rock components. Sponges, Archaeolithoporella and Tubiphytes were the most ecologically important components within the Wuchiapingian Tieqiao reef, while the clotted micrites and syndepositional cements are the additional important rock components for reef cores. The sponges were important within the whole reef recovery. Tubiphytes were broadly distributed in different environments and played a key-role in the initial reef communities. Archaeolithoporella concentrated in the shallower part of reef cycles (i.e., the upper part of reef core) and was functionally significant for the enlargement of reef volume. In general, the reef recovery after the Middle Permian (Capitanian) mass extinction has some similarities with the reef recovery following the end-Permian mass extinction. It shows a delayed recovery of metazoan reefs and a stepwise recovery pattern that was controlled by both ecological and environmental factors. The importance of encrusting organisms and microbial carbonates are also similar to most of the other post-extinction reef ecosystems. These findings can be instructive to extend our understanding of the reef ecosystem evolution under environmental perturbation or stresses.}, language = {en} } @misc{MorishitaLazeckyWrightetal.2020, author = {Morishita, Yu and Lazecky, Milan and Wright, Tim J. and Weiss, Jonathan R. and Elliott, John R. and Hooper, Andy}, title = {LiCSBAS}, series = {Postprints der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Postprints der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {1078}, issn = {1866-8372}, doi = {10.25932/publishup-47243}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-472431}, pages = {31}, year = {2020}, abstract = {For the past five years, the 2-satellite Sentinel-1 constellation has provided abundant and useful Synthetic Aperture Radar (SAR) data, which have the potential to reveal global ground surface deformation at high spatial and temporal resolutions. However, for most users, fully exploiting the large amount of associated data is challenging, especially over wide areas. To help address this challenge, we have developed LiCSBAS, an open-source SAR interferometry (InSAR) time series analysis package that integrates with the automated Sentinel-1 InSAR processor (LiCSAR). LiCSBAS utilizes freely available LiCSAR products, and users can save processing time and disk space while obtaining the results of InSAR time series analysis. In the LiCSBAS processing scheme, interferograms with many unwrapping errors are automatically identified by loop closure and removed. Reliable time series and velocities are derived with the aid of masking using several noise indices. The easy implementation of atmospheric corrections to reduce noise is achieved with the Generic Atmospheric Correction Online Service for InSAR (GACOS). Using case studies in southern Tohoku and the Echigo Plain, Japan, we demonstrate that LiCSBAS applied to LiCSAR products can detect both large-scale (>100 km) and localized (~km) relative displacements with an accuracy of <1 cm/epoch and ~2 mm/yr. We detect displacements with different temporal characteristics, including linear, periodic, and episodic, in Niigata, Ojiya, and Sanjo City, respectively. LiCSBAS and LiCSAR products facilitate greater exploitation of globally available and abundant SAR datasets and enhance their applications for scientific research and societal benefit.}, language = {en} } @phdthesis{Zorn2020, author = {Zorn, Edgar Ulrich}, title = {Monitoring lava dome growth and deformation with photogrammetric methods and modelling}, doi = {10.25932/publishup-48360}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-483600}, school = {Universit{\"a}t Potsdam}, pages = {IX, 167}, year = {2020}, abstract = {Lava domes are severely hazardous, mound-shaped extrusions of highly viscous lava and commonly erupt at many active stratovolcanoes around the world. Due to gradual growth and flank oversteepening, such lava domes regularly experience partial or full collapses, resulting in destructive and far-reaching pyroclastic density currents. They are also associated with cyclic explosive activity as the complex interplay of cooling, degassing, and solidification of dome lavas regularly causes gas pressurizations on the dome or the underlying volcano conduit. Lava dome extrusions can last from days to decades, further highlighting the need for accurate and reliable monitoring data. This thesis aims to improve our understanding of lava dome processes and to contribute to the monitoring and prediction of hazards posed by these domes. The recent rise and sophistication of photogrammetric techniques allows for the extraction of observational data in unprecedented detail and creates ideal tools for accomplishing this purpose. Here, I study natural lava dome extrusions as well as laboratory-based analogue models of lava dome extrusions and employ photogrammetric monitoring by Structure-from-Motion (SfM) and Particle-Image-Velocimetry (PIV) techniques. I primarily use aerial photography data obtained by helicopter, airplanes, Unoccupied Aircraft Systems (UAS) or ground-based timelapse cameras. Firstly, by combining a long time-series of overflight data at Volc{\´a}n de Colima, M{\´e}xico, with seismic and satellite radar data, I construct a detailed timeline of lava dome and crater evolution. Using numerical model, the impact of the extrusion on dome morphology and loading stress is further evaluated and an impact on the growth direction is identified, bearing important implications for the location of collapse hazards. Secondly, sequential overflight surveys at the Santiaguito lava dome, Guatemala, reveal surface motion data in high detail. I quantify the growth of the lava dome and the movement of a lava flow, showing complex motions that occur on different timescales and I provide insight into rock properties relevant for hazard assessment inferred purely by photogrammetric processing of remote sensing data. Lastly, I recreate artificial lava dome and spine growth using analogue modelling under controlled conditions, providing new insights into lava extrusion processes and structures as well as the conditions in which they form. These findings demonstrate the capabilities of photogrammetric data analyses to successfully monitor lava dome growth and evolution while highlighting the advantages of complementary modelling methods to explain the observed phenomena. The results presented herein further bear important new insights and implications for the hazards posed by lava domes.}, language = {en} } @phdthesis{Kaya2020, author = {Kaya, Mustafa}, title = {Cretaceous-Paleogene evolution of the proto-Paratethys Sea in Central Asia}, doi = {10.25932/publishup-48329}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-483295}, school = {Universit{\"a}t Potsdam}, pages = {iv, 237}, year = {2020}, abstract = {Unlike today's prevailing terrestrial features, the geologic past of Central Asia witnessed marine environments and conditions as well. A vast, shallow sea, known as proto-Paratethys, extended across Eurasia from the Mediterranean Tethys to the Tarim Basin in western China during Cretaceous to Paleogene times. This sea formed about 160 million years ago (during Jurassic times) when the waters of the Tethys Ocean flooded into Eurasia. It drastically retreated to the west and became isolated as the Paratethys during the Late Eocene-Oligocene (ca. 34 Ma). Having well-constrained timing and paleogeography for the Cretaceous-Paleogene proto-Paratethys sea incursions in Central Asia is essential to properly understand and distinguish the controlling mechanisms and their link to Asian paleoenvironmental and paleoclimatic change. The Cretaceous-Paleogene tectonic evolution of the Pamir and Tibet and their far-field effects play a significant role on the sedimentological and structural evolution of the Central Asian basins and on the evolution of the proto-Paratethys sea fluctuations as well. Comparing the records of the sea incursions to the tectonic and eustatic events has paramount importance to reveal the controlling mechanisms behind the sea incursions. However, due to inaccuracies in the dating of rocks (mostly continental rocks and marine rocks with benthic microfossils providing low-resolution biostratigraphic constraints) and conflicting results, there has been no consensus on the timing of the sea incursions and interpretation of their records has been in question. Here, we present a new chronostratigraphic framework based on biostratigraphy and magnetostratigraphy as well as a detailed paleoenvironmental analysis for the Cretaceous and Paleogene proto-Paratethys Sea incursions in the Tajik and Tarim basins, in Central Asia. This enables us to identify the major drivers of marine fluctuations and their potential consequences on regional and global climate, particularly Asian aridification and the global carbon cycle perturbations such as the Paleocene-Eocene Thermal Maximum (PETM). To estimate the paleogeographic evolution of the proto-Paratethys Sea, the refined age constraints and detailed paleoenvironmental interpretations are combined with successive paleogeographic maps. Regional coastlines and depositional environments during the Cretaceous-Paleogene sea advances and retreats were drawn based on the results of this thesis and integrated with existing literature to generate new paleogeographic maps. Before its final westward retreat in the Eocene, a total of six Cretaceous and Paleogene major sea incursions have been distinguished from the sedimentary records of the Tajik and Tarim basins in Central Asia. All have been studied and documented here. We identify the presence of marine conditions already in the Early Cretaceous in the western Tajik Basin, followed by the Cenomanian (ca. 100 Ma) and Santonian (ca. 86 Ma) major marine incursions far into the eastern Tajik and Tarim basins separated by a Turonian-Coniacian (ca. 92-86 Ma) regression. Basin-wide tectonic subsidence analyses imply that the Early Cretaceous invasion of the sea into the Tajik Basin is related to increased Pamir tectonism (at ca. 130 - 90 Ma) in a retro-arc basin setting inferred to be linked to collision and subduction. This tectonic event mainly governed the Cenomanian (ca. 100 Ma) sea incursion in conjunction with a coeval global eustatic high resulting in the maximum geographic extent of the sea. The following Turonian-Coniacian (ca. 92-86 Ma) major regression, driven by eustasy, coincides with a sharp slowdown in tectonic subsidence related to a regime change in Pamir tectonism from compression to extension. The Santonian (ca. 86 Ma) major sea incursion was more likely controlled dominantly by eustasy as also evidenced by the coeval fluctuations in the west Siberian Basin. During the early Maastrichtian, the global Late Cretaceous cooling is inferred from the disappearance of mollusk-rich limestones and the dominance of bryozoan-rich and echinoderm-rich limestones in the Tajik Basin documenting the first evidence for the Late Cretaceous cooling event in Central Asia. Following the last Cretaceous sea incursion, a major regional restriction event, marked by the exceptionally thick (≤ 400 m) shelf evaporites is assigned a Danian-Selandian age (ca. 63-59 Ma). This is followed by the largest recorded proto-Paratethys sea incursion with a transgression estimated as early Thanetian (ca. 59-57 Ma) and a regression within the Ypresian (ca. 53-52 Ma). The transgression of the next incursion is now constrained as early Lutetian (ca. 47-46 Ma), whereas its regression is constrained as late Lutetian (ca. 41 Ma) and is associated with a drastic increase in both tectonic subsidence and basin infilling. The age of the final and least pronounced sea incursion restricted to the westernmost margin of the Tarim Basin is assigned as Bartonian-Priabonian (ca. 39.7-36.7 Ma). We interpret the long-term westward retreat of the proto-Paratethys Sea starting at ca. 41 Ma to be associated with far-field tectonic effects of the Indo-Asia collision and Pamir/Tibetan plateau uplift. Short-term eustatic sea level transgressions are superimposed on this long-term regression and seem coeval with the transgression events in the other northern Peri-Tethyan sedimentary provinces for the 1st and 2nd Paleogene sea incursions. However, the last Paleogene sea incursion is interpreted as related to tectonism. The transgressive and regressive intervals of the proto-Paratethys Sea correlate well with the reported humid and arid phases, respectively in the Qaidam and Xining basins, thus demonstrating the role of the proto-Paratethys Sea as an important moisture source for the Asian interior and its regression as a contributor to Asian aridification. We lastly study the mechanics, relative contribution and preservation efficiency of ancient epicontinental seas as carbon sinks with new and existing data, using organic rich (sapropel) deposits dated to the PETM from the extensive epicontinental proto-Paratethys and West Siberian seas. We estimate ca. 1390±230 Gt organic C burial, a substantial amount compared to previously estimated global total excess organic C burial (ca. 1700-2900 Gt) is focused in the proto-Paratethys and West Siberian seas alone. We also speculate that enhanced organic carbon burial later over much of the proto-Paratethys (and later Paratethys) basin (during the deposition of the Kuma Formation and Maikop series, repectively) may have majorly contributed to drawdown of atmospheric carbon dioxide before and during the EOT cooling and glaciation of Antarctica. For past periods with smaller epicontinental seas, the effectiveness of this negative carbon cycle feedback was arguably diminished, and the same likely applies to the present-day.}, language = {en} } @phdthesis{Biedermann2020, author = {Biedermann, Nicole}, title = {Carbonate-silicate reactions at conditions of the Earth's mantle and the role of carbonates as possible trace-element carriers}, doi = {10.25932/publishup-48277}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-482772}, school = {Universit{\"a}t Potsdam}, pages = {xvii, 127}, year = {2020}, abstract = {Carbonates play a key role in the chemistry and dynamics of our planet. They are directly connected to the CO2 budget of our atmosphere and have a great impact on the deep carbon cycle. Moreover, recent studies have shown that carbonates are stable along the geothermal gradient down to Earth's lower mantle conditions, changing their crystal structure and related properties. Subducted carbonates may also react with silicates to form new phases. These reactions will redistribute elements, such as calcium (Ca), magnesium (Mg), iron (Fe) and carbon in the form of carbon dioxide (CO2), but also trace elements, that are carried by the carbonates. The trace elements of most interest are strontium (Sr) and rare earth elements (REE) which have been found to be important constituents in the composition of the primitive lower mantle and in mineral inclusions found in super-deep diamonds. However, the stability of carbonates in presence of mantle silicates at relevant temperatures is far from being well understood. Related to this, very little is known about distribution processes of trace elements between carbonates and mantle silicates. To shed light on these processes, we studied reactions between Sr- and REE-containing CaCO3 and Mg/Fe-bearing silicates of the system (Mg,Fe)2SiO4 - (Mg,Fe)SiO3 at high pressure and high temperature using synchrotron radiation based μ-X-ray diffraction (μ-XRD) and μ-X-ray fluorescence (μ-XRF) with μm-resolution in a laser-heated diamond anvil cell. X-ray diffraction is used to derive the structural changes of the phase reactions whereas X-ray fluorescence gives information on the chemical changes in the sample. In-situ experiments at high pressure and high temperature were performed at beamline P02.2 at PETRA III (Hamburg, Germany) and at beamline ID27 at ESRF (Grenoble, France). In addition to μ-XRD and μ-XRF, ex-situ measurements were made on the recovered sample material using transmission electron microscopy (TEM) and provided further insights into the reaction kinetics of carbonate-silicate reactions. Our investigations show that CaCO3 is unstable in presence of mantle silicates above 1700 K and a reaction takes place in which magnesite plus CaSiO3-perovskite are formed. In addition, we observed that a high content of iron in the carbonate-silicate system favours dolomite formation during the reaction. The subduction of natural carbonates with significant amounts of Sr leads to a comprehensive investigation of the stability not only of CaCO3 phases in contact with mantle silicates but also of SrCO3 (and of Sr-bearing CaCO3). We found that SrCO3 reacts with (Mg,Fe)SiO3-perovskite to form magnesite and gained evidence for the formation of SrSiO3-perovskite. To complement our study on the stability of SrCO3 at conditions of the Earth's lower mantle, we performed powder X-ray diffraction and single crystal X-ray diffraction experiments at ambient temperature and up to 49 GPa. We observed a transformation from SrCO3-I into a new high-pressure phase SrCO3-II at around 26 GPa with Pmmn crystal structure and a bulk modulus of 103(10) GPa. This information is essential to fully understand the phase behaviour and stability of carbonates in the Earth's lower mantle and to elucidate the possibility of introducing Sr into mantle silicates by carbonate-silicate reactions. Simultaneous recording of μ-XRD and μ-XRF in the μm-range over the heated areas provides spatial information not only about phase reactions but also on the elemental redistribution during the reactions. A comparison of the spatial intensity distribution of the XRF signal before and after heating indicates a change in the elemental distribution of Sr and an increase in Sr-concentration was found around the newly formed SrSiO3-perovskite. With the help of additional TEM analyses on the quenched sample material the elemental redistribution was studied at a sub-micrometer scale. Contrary to expectations from combined μ-XRD and μ-XRF measurements, we found that La and Eu were not incorporated into the silicate phases, instead they tend to form either isolated oxide phases (e.g. Eu2O3, La2O3) or hydroxyl-bastn{\"a}site (La(CO3)(OH)). In addition, we observed the transformation from (Mg,Fe)SiO3-perovskite to low-pressure clinoenstatite during pressure release. The monoclinic structure (P21/c) of this phase allows the incorporation of Ca as shown by additional EDX analyses and, to a minor extent, Sr too. Based on our experiments, we can conclude that a detection of the trace elements in-situ at high pressure and high temperature remains challenging. However, our first findings imply that silicates may incorporate the trace elements provided by the carbonates and indicate that carbonates may have a major effect on the trace element contents of mantle phases.}, language = {en} } @phdthesis{Menges2020, author = {Menges, Johanna}, title = {Organic Carbon Storage, Transfer and Transformation in the Himalaya}, school = {Universit{\"a}t Potsdam}, pages = {179}, year = {2020}, abstract = {The transfer of particulate organic carbon from continents to the ocean is an important component of the global carbon cycle. Transfer to and burial of photosynthetically fixed biospheric organic carbon in marine sediments can effectively sequester atmospheric carbon dioxide over geological timescales. The exhumation and erosion of fossil organic carbon contained in sedimentary rocks, i.e. petrogenic carbon, can result in remineralization, releasing carbon to the atmosphere. In contrast, eroded petrogenic organic carbon that gets transferred back to the ocean and reburied does not affect atmospheric carbon content. Mountain ranges play a key role in this transfer since they can source vast amounts of sediment including particulate organic carbon. Globally, the export of both, biospheric and petrogenic organic carbon has been linked to sediment export. Additionally, short transfer times from mountains to the ocean and high sediment concentrations have been shown to increase the likelihood of organic carbon burial. While the importance of mountain ranges in the organic carbon cycle is now widely recognized, the processes acting within mountain ranges to influence the storage, cycling and mobilization of organic carbon, as well as carbon fluxes from mountain ranges remain poorly constrained. In this thesis, I employ different methods to assess the nature and fate of particulate organic carbon in mountain belts, ranging from the molecular to regional landscape scale. These studies are located along the Trans-Himalayan Kali Gandaki River in Central Nepal. This river traverses all major geological and climatic zones of the Himalaya, from the dry northern Tibetan plateau to the high-relief, monsoon dominated steep High Himalaya and the lower relief and abundant vegetation of the Lesser Himalayan region. First, I document how biospheric organic matter has accumulated during the Holocene in the headwaters of the Kali Gandaki River valley, by combining compound specific isotope measurements with different dating methods and grain size data, and investigate the stability of this organic carbon reservoir on millennial timescales. I show, that around 1.6 ka an eco-geomorphic tipping point occurred leading to a destabilization of the landscape resulting in today's high erosion rates and the excavation of the aged organic carbon reservoir. This study highlights the climatic and geomorphic controls on biospheric organic carbon storage and release from mountain ranges. Second, I systematically investigate the spatial variation of particulate organic carbon fluxes across the Himalaya along the Kali Gandaki River, using bulk stable and radioactive isotopes combined with a new Bayesian modeling approach. The detailed dataset allows the distinction of aged and modern biospheric organic carbon as well as petrogenic organic carbon across the Himalayan mountain range and the investigation of the role of climatic and geomorphic factors in their riverine export. The data suggest a decoupling of the particulate organic carbon from the sediment yield along the Kali Gandaki River, partially driven by climatic and geomorphic processes. In contrast to the suspended sediment, a large part of the particulate organic carbon exported by the river originates from the Tibetan part of the catchment and is dominated by petrogenic organic carbon derived from Jurassic shales with only minor contributions of modern and aged biospheric organic carbon. These findings emphasize the importance of organic carbon source distribution and erosion mechanisms in determining the organic carbon export from mountain ranges. In a third step, I explore the potential of ultra-high resolution mass spectrometry for particulate organic carbon transport studies. I have generated a novel and unprecedented high-resolution molecular dataset, which contains up to 103 molecular formulas of the lipid fraction of particulate organic matter for modern and aged biospheric carbon, petrogenic organic carbon and river sediments. First, I test if this dataset can be used to better resolve different organic carbon sources and to identify new geochemical tracers. Using multivariate statistics, I identify up to 10² characteristic molecular formulas for the major organic carbon sources in the upper part of the Kali Gandaki catchment, and trace their transfer from the surrounding landscape into the river sediment. Second, I test the potential of the molecular dataset to trace molecular transformations along source-to-sink pathways. I identify changes in molecular metrics derived from the dataset, which are characteristic of transformation processes during incorporation of litter into soil, the aging of soil material, and the mobilization of the organic carbon into the river. These two studies demonstrate that high-resolution molecular datasets open a promising analytical window on particulate organic carbon and can provide novel insights into the composition, sourcing and transformation of riverine particulate organic carbon. Collectively, these studies advance our understanding of the processes contributing to the storage and mobilization of organic carbon in the Central Himalaya, the mountain belt that dominates global erosional fluxes. They do so by identifying the major sources of particulate organic carbon to the Trans-Himalayan Kali Gandaki River, by elucidating their sensitivity to climate and geomorphic processes, and by identifying some of the transformations of this material on the molecular scale. As a result, the thesis demonstrates that the amount and composition of organic carbon routed from mountain belts is a function of the dynamic interactions of geologic, biologic, geomorphic and climatic processes within the mountain belt. This understanding will ultimately help in answering whether the build-up and erosion of mountain ranges over geological time represents a net carbon source or sink to the atmosphere. Beyond this, the thesis contributes to our technical ability to characterize organic matter and attribute it to sources by scoping the potential of high-end molecular analysis.}, language = {en} } @misc{SmithBookhagen2020, author = {Smith, Taylor and Bookhagen, Bodo}, title = {Assessing Multi-Temporal Snow-Volume Trends in High Mountain Asia From 1987 to 2016 Using High-Resolution Passive Microwave Data}, series = {Postprints der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Postprints der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {1020}, issn = {1866-8372}, doi = {10.25932/publishup-48417}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-484176}, pages = {15}, year = {2020}, abstract = {High Mountain Asia (HMA) is dependent upon both the amount and timing of snow and glacier meltwater. Previous model studies and coarse resolution (0.25° × 0.25°, ∼25 km × 25 km) passive microwave assessments of trends in the volume and timing of snowfall, snowmelt, and glacier melt in HMA have identified key spatial and seasonal heterogeneities in the response of snow to changes in regional climate. Here we use recently developed, continuous, internally consistent, and high-resolution passive microwave data (3.125 km × 3.125 km, 1987-2016) from the special sensor microwave imager instrument family to refine and extend previous estimates of changes in the snow regime of HMA. We find an overall decline in snow volume across HMA; however, there exist spatially contiguous regions of increasing snow volume—particularly during the winter season in the Pamir, Karakoram, Hindu Kush, and Kunlun Shan. Detailed analysis of changes in snow-volume trends through time reveal a large step change from negative trends during the period 1987-1997, to much more positive trends across large regions of HMA during the periods 1997-2007 and 2007-2016. We also find that changes in high percentile monthly snow-water volume exhibit steeper trends than changes in low percentile snow-water volume, which suggests a reduction in the frequency of high snow-water volumes in much of HMA. Regions with positive snow-water storage trends generally correspond to regions of positive glacier mass balances.}, language = {en} } @article{SmithBookhagen2020, author = {Smith, Taylor and Bookhagen, Bodo}, title = {Assessing Multi-Temporal Snow-Volume Trends in High Mountain Asia From 1987 to 2016 Using High-Resolution Passive Microwave Data}, series = {Frontiers in Earth Science}, volume = {8}, journal = {Frontiers in Earth Science}, publisher = {Frontiers Media}, address = {Lausanne}, issn = {2296-6463}, doi = {10.3389/feart.2020.559175}, pages = {13}, year = {2020}, abstract = {High Mountain Asia (HMA) is dependent upon both the amount and timing of snow and glacier meltwater. Previous model studies and coarse resolution (0.25° × 0.25°, ∼25 km × 25 km) passive microwave assessments of trends in the volume and timing of snowfall, snowmelt, and glacier melt in HMA have identified key spatial and seasonal heterogeneities in the response of snow to changes in regional climate. Here we use recently developed, continuous, internally consistent, and high-resolution passive microwave data (3.125 km × 3.125 km, 1987-2016) from the special sensor microwave imager instrument family to refine and extend previous estimates of changes in the snow regime of HMA. We find an overall decline in snow volume across HMA; however, there exist spatially contiguous regions of increasing snow volume—particularly during the winter season in the Pamir, Karakoram, Hindu Kush, and Kunlun Shan. Detailed analysis of changes in snow-volume trends through time reveal a large step change from negative trends during the period 1987-1997, to much more positive trends across large regions of HMA during the periods 1997-2007 and 2007-2016. We also find that changes in high percentile monthly snow-water volume exhibit steeper trends than changes in low percentile snow-water volume, which suggests a reduction in the frequency of high snow-water volumes in much of HMA. Regions with positive snow-water storage trends generally correspond to regions of positive glacier mass balances.}, language = {en} } @book{RahmstorfSchellnhuber2020, author = {Rahmstorf, Stefan and Schellnhuber, Hans Joachim}, title = {Der Klimawandel}, series = {Schriftenreihe / Bundeszentrale f{\"u}r politische Bildung ; Band 10520}, journal = {Schriftenreihe / Bundeszentrale f{\"u}r politische Bildung ; Band 10520}, publisher = {Bundeszentrale f{\"u}r politische Bildung}, address = {Bonn}, isbn = {978-3-7425-0520-0}, pages = {144}, year = {2020}, language = {de} } @book{ScherbaumMzhavanadzeArometal.2020, author = {Scherbaum, Frank and Mzhavanadze, Nana and Arom, Simha and Rosenzweig, Sebastian and M{\"u}ller, Meinard}, title = {Tonal Organization of the Erkomaishvili Dataset: Pitches, Scales, Melodies and Harmonies}, series = {Computational Analysis Of Traditional Georgian Vocal Music}, journal = {Computational Analysis Of Traditional Georgian Vocal Music}, number = {1}, editor = {Scherbaum, Frank}, publisher = {Universit{\"a}tsverlag Potsdam}, address = {Potsdam}, issn = {2702-2641}, doi = {10.25932/publishup-47614}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-476141}, publisher = {Universit{\"a}t Potsdam}, pages = {64}, year = {2020}, abstract = {In this study we examine the tonal organization of a series of recordings of liturgical chants, sung in 1966 by the Georgian master singer Artem Erkomaishvili. This dataset is the oldest corpus of Georgian chants from which the time synchronous F0-trajectories for all three voices have been reliably determined (M{\"u}ller et al. 2017). It is therefore of outstanding importance for the understanding of the tuning principles of traditional Georgian vocal music. The aim of the present study is to use various computational methods to analyze what these recordings can contribute to the ongoing scientific dispute about traditional Georgian tuning systems. Starting point for the present analysis is the re-release of the original audio data together with estimated fundamental frequency (F0) trajectories for each of the three voices, beat annotations, and digital scores (Rosenzweig et al. 2020). We present synoptic models for the pitch and the harmonic interval distributions, which are the first of such models for which the complete Erkomaishvili dataset was used. We show that these distributions can be very compactly be expressed as Gaussian mixture models, anchored on discrete sets of pitch or interval values for the pitch and interval distributions, respectively. As part of our study we demonstrate that these pitch values, which we refer to as scale pitches, and which are determined as the mean values of the Gaussian mixture elements, define the scale degrees of the melodic sound scales which build the skeleton of Artem Erkomaishvili's intonation. The observation of consistent pitch bending of notes in melodic phrases, which appear in identical form in a group of chants, as well as the observation of harmonically driven intonation adjustments, which are clearly documented for all pure harmonic intervals, demonstrate that Artem Erkomaishvili intentionally deviates from the scale pitch skeleton quite freely. As a central result of our study, we proof that this melodic freedom is always constrained by the attracting influence of the scale pitches. Deviations of the F0-values of individual note events from the scale pitches at one instance of time are compensated for in the subsequent melodic steps. This suggests a deviation-compensation mechanism at the core of Artem Erkomaishvili's melody generation, which clearly honors the scales but still allows for a large degree of melodic flexibility. This model, which summarizes all partial aspects of our analysis, is consistent with the melodic scale models derived from the observed pitch distributions, as well as with the melodic and harmonic interval distributions. In addition to the tangible results of our work, we believe that our work has general implications for the determination of tuning models from audio data, in particular for non-tempered music.}, language = {en} }