@article{BarendrechtViglioneKreibichetal.2019, author = {Barendrecht, Marlies H. and Viglione, Alberto and Kreibich, Heidi and Merz, Bruno and Vorogushyn, Sergiy and Bl{\"o}schl, G.}, title = {The Value of Empirical Data for Estimating the Parameters of a Sociohydrological Flood Risk Model}, series = {Water resources research}, volume = {55}, journal = {Water resources research}, number = {2}, publisher = {American Geophysical Union}, address = {Washington}, issn = {0043-1397}, doi = {10.1029/2018WR024128}, pages = {1312 -- 1336}, year = {2019}, abstract = {In this paper, empirical data are used to estimate the parameters of a sociohydrological flood risk model. The proposed model, which describes the interactions between floods, settlement density, awareness, preparedness, and flood loss, is based on the literature. Data for the case study of Dresden, Germany, over a period of 200years, are used to estimate the model parameters through Bayesian inference. The credibility bounds of their estimates are small, even though the data are rather uncertain. A sensitivity analysis is performed to examine the value of the different data sources in estimating the model parameters. In general, the estimated parameters are less biased when using data at the end of the modeled period. Data about flood awareness are the most important to correctly estimate the parameters of this model and to correctly model the system dynamics. Using more data for other variables cannot compensate for the absence of awareness data. More generally, the absence of data mostly affects the estimation of the parameters that are directly related to the variable for which data are missing. This paper demonstrates that combining sociohydrological modeling and empirical data gives additional insights into the sociohydrological system, such as quantifying the forgetfulness of the society, which would otherwise not be easily achieved by sociohydrological models without data or by standard statistical analysis of empirical data.}, language = {en} } @article{BrillPassuniPinedaEspichanCuyaetal.2020, author = {Brill, Fabio Alexander and Passuni Pineda, Silvia and Espichan Cuya, Bruno and Kreibich, Heidi}, title = {A data-mining approach towards damage modelling for El Nino events in Peru}, series = {Geomatics, natural hazards and risk}, volume = {11}, journal = {Geomatics, natural hazards and risk}, number = {1}, publisher = {Routledge, Taylor \& Francis Group}, address = {Abingdon}, issn = {1947-5705}, doi = {10.1080/19475705.2020.1818636}, pages = {1966 -- 1990}, year = {2020}, abstract = {Compound natural hazards likeEl Ninoevents cause high damage to society, which to manage requires reliable risk assessments. Damage modelling is a prerequisite for quantitative risk estimations, yet many procedures still rely on expert knowledge, and empirical studies investigating damage from compound natural hazards hardly exist. A nationwide building survey in Peru after theEl Ninoevent 2017 - which caused intense rainfall, ponding water, flash floods and landslides - enables us to apply data-mining methods for statistical groundwork, using explanatory features generated from remote sensing products and open data. We separate regions of different dominant characteristics through unsupervised clustering, and investigate feature importance rankings for classifying damage via supervised machine learning. Besides the expected effect of precipitation, the classification algorithms select the topographic wetness index as most important feature, especially in low elevation areas. The slope length and steepness factor ranks high for mountains and canyons. Partial dependence plots further hint at amplified vulnerability in rural areas. An example of an empirical damage probability map, developed with a random forest model, is provided to demonstrate the technical feasibility.}, language = {en} } @misc{BubeckAertsdeMoeletal.2016, author = {Bubeck, Philip and Aerts, Jeroen C. J. H. and de Moel, Hans and Kreibich, Heidi}, title = {Preface: Flood-risk analysis and integrated management}, series = {Natural hazards and earth system sciences}, volume = {16}, journal = {Natural hazards and earth system sciences}, publisher = {Copernicus}, address = {G{\"o}ttingen}, issn = {1561-8633}, doi = {10.5194/nhess-16-1005-2016}, pages = {1005 -- 1010}, year = {2016}, language = {en} } @article{BubeckKreibichPenningRowselletal.2017, author = {Bubeck, Philip and Kreibich, Heidi and Penning-Rowsell, E. C. and Botzen, W. J. Wouter and de Moel, H. and Klijn, F.}, title = {Explaining differences in flood management approaches in Europe and in the USA - a comparative analysis}, series = {Journal of flood risk management}, volume = {10}, journal = {Journal of flood risk management}, publisher = {Wiley}, address = {Hoboken}, issn = {1753-318X}, doi = {10.1111/jfr3.12151}, pages = {436 -- 445}, year = {2017}, abstract = {Flood risk management in Europe and worldwide is not static but constantly in a state of flux. There has been a trend towards more integrated flood risk management in many countries. However, the initial situation and the pace and direction of change is very different in the various countries. In this paper, we will present a conceptual framework that seeks to explain why countries opt for different flood risk management portfolios. The developed framework utilises insights from a range of policy science concepts in an integrated way and considers, among others, factors such as geographical characteristics, the experience with flood disasters, as well as human behavioural aspects.}, language = {en} } @article{DiBaldassarreKreibichVorogushynetal.2018, author = {Di Baldassarre, Giuliano and Kreibich, Heidi and Vorogushyn, Sergiy and Aerts, Jeroen and Arnbjerg-Nielsen, Karsten and Barendrecht, Marlies and Bates, Paul and Borga, Marco and Botzen, Wouter and Bubeck, Philip and De Marchi, Bruna and Llasat, Carmen Maria and Mazzoleni, Maurizio and Molinari, Daniela and Mondino, Elena and Mard, Johanna and Petrucci, Olga and Scolobig, Anna and Viglione, Alberto and Ward, Philip J.}, title = {Hess Opinions: An interdisciplinary research agenda to explore the unintended consequences of structural flood protection}, series = {Hydrology and earth system sciences : HESS}, volume = {22}, journal = {Hydrology and earth system sciences : HESS}, number = {11}, publisher = {Copernicus}, address = {G{\"o}ttingen}, issn = {1027-5606}, doi = {10.5194/hess-22-5629-2018}, pages = {5629 -- 5637}, year = {2018}, abstract = {One common approach to cope with floods is the implementation of structural flood protection measures, such as levees or flood-control reservoirs, which substantially reduce the probability of flooding at the time of implementation. Numerous scholars have problematized this approach. They have shown that increasing the levels of flood protection can attract more settlements and high-value assets in the areas protected by the new measures. Other studies have explored how structural measures can generate a sense of complacency, which can act to reduce preparedness. These paradoxical risk changes have been described as "levee effect", "safe development paradox" or "safety dilemma". In this commentary, we briefly review this phenomenon by critically analysing the intended benefits and unintended effects of structural flood protection, and then we propose an interdisciplinary research agenda to uncover these paradoxical dynamics of risk.}, language = {en} } @article{DoThiChinhBubeckNguyenVietDungetal.2016, author = {Do Thi Chinh, and Bubeck, Philip and Nguyen Viet Dung, and Kreibich, Heidi}, title = {The 2011 flood event in the Mekong Delta: preparedness, response, damage and recovery of private households and small businesses}, series = {Disasters : the journal of disaster studies, policy and management}, volume = {40}, journal = {Disasters : the journal of disaster studies, policy and management}, publisher = {Wiley-Blackwell}, address = {Hoboken}, issn = {0361-3666}, doi = {10.1111/disa.12171}, pages = {753 -- 778}, year = {2016}, abstract = {Floods frequently cause substantial economic and human losses, particularly in developing countries. For the development of sound flood risk management schemes that reduce flood consequences, detailed insights into the different components of the flood risk management cycle, such as preparedness, response, flood impact analyses and recovery, are needed. However, such detailed insights are often lacking: commonly, only (aggregated) data on direct flood damage are available. Other damage categories such as losses owing to the disruption of production processes are usually not considered, resulting in incomplete risk assessments and possibly inappropriate recommendations for risk management. In this paper, data from 858 face-to-face interviews among flood-prone households and small businesses in Can Tho city in the Vietnamese Mekong Delta are presented to gain better insights into the damage caused by the 2011 flood event and its management by households and businesses.}, language = {en} } @article{FarragBrillNguyenetal.2022, author = {Farrag, Mostafa and Brill, Fabio Alexander and Nguyen, Viet Dung and Sairam, Nivedita and Schr{\"o}ter, Kai and Kreibich, Heidi and Merz, Bruno and de Bruijn, Karin M. and Vorogushyn, Sergiy}, title = {On the role of floodplain storage and hydrodynamic interactions in flood risk estimation}, series = {Hydrological sciences journal = Journal des sciences hydrologiques}, volume = {67}, journal = {Hydrological sciences journal = Journal des sciences hydrologiques}, number = {4}, publisher = {Routledge, Taylor \& Francis Group}, address = {Abingdon}, issn = {0262-6667}, doi = {10.1080/02626667.2022.2030058}, pages = {508 -- 534}, year = {2022}, abstract = {Hydrodynamic interactions, i.e. the floodplain storage effects caused by inundations upstream on flood wave propagation, inundation areas, and flood damage downstream, are important but often ignored in large-scale flood risk assessments. Although new methods considering these effects sometimes emerge, they are often limited to a small or meso scale. In this study, we investigate the role of hydrodynamic interactions and floodplain storage on flood hazard and risk in the German part of the Rhine basin. To do so, we compare a new continuous 1D routing scheme within a flood risk model chain to the piece-wise routing scheme, which largely neglects floodplain storage. The results show that floodplain storage is significant, lowers water levels and discharges, and reduces risks by over 50\%. Therefore, for accurate risk assessments, a system approach must be adopted, and floodplain storage and hydrodynamic interactions must carefully be considered.}, language = {en} } @article{KellermannSchroeterThiekenetal.2020, author = {Kellermann, Patric and Schr{\"o}ter, Kai and Thieken, Annegret and Haubrock, S{\"o}ren-Nils and Kreibich, Heidi}, title = {The object-specific flood damage database HOWAS 21}, series = {Natural hazards and earth system sciences}, volume = {20}, journal = {Natural hazards and earth system sciences}, number = {9}, publisher = {Copernicus}, address = {G{\"o}ttingen}, issn = {1561-8633}, doi = {10.5194/nhess-20-2503-2020}, pages = {2503 -- 2519}, year = {2020}, abstract = {The Flood Damage Database HOWAS 21 contains object-specific flood damage data resulting from fluvial, pluvial and groundwater flooding. The datasets incorporate various variables of flood hazard, exposure, vulnerability and direct tangible damage at properties from several economic sectors. The main purpose of development of HOWAS 21 was to support forensic flood analysis and the derivation of flood damage models. HOWAS 21 was first developed for Germany and currently almost exclusively contains datasets from Germany. However, its scope has recently been enlarged with the aim to serve as an international flood damage database; e.g. its web application is now available in German and English. This paper presents the recent advancements of HOWAS 21 and highlights exemplary analyses to demonstrate the use of HOWAS 21 flood damage data. The data applications indicate a large potential of the database for fostering a better understanding and estimation of the consequences of flooding.}, language = {en} } @article{KienzlerPechKreibichetal.2015, author = {Kienzler, Sarah and Pech, Ina and Kreibich, Heidi and Mueller, M. and Thieken, Annegret}, title = {After the extreme flood in 2002: changes in preparedness, response and recovery of flood-affected residents in Germany between 2005 and 2011}, series = {Natural hazards and earth system sciences}, volume = {15}, journal = {Natural hazards and earth system sciences}, number = {3}, publisher = {Copernicus}, address = {G{\"o}ttingen}, issn = {1561-8633}, doi = {10.5194/nhess-15-505-2015}, pages = {505 -- 526}, year = {2015}, abstract = {After the flood in 2002, the level of private precautions taken increased considerably. One contributing factor is the fact that, in general, a larger proportion of people knew that they were at risk of flooding. The best level of precaution was found before the flood events in 2006 and 2011. The main reason for this might be that residents had more experience with flooding than residents affected in 2005 or 2010. Yet, overall, flood experience and knowledge did not necessarily result in building retrofitting or flood-proofing measures, which are considered as mitigating damages most effectively. Hence, investments still need to be stimulated in order to reduce future damage more efficiently.}, language = {en} } @article{KreibichBottoMerzetal.2016, author = {Kreibich, Heidi and Botto, Anna and Merz, Bruno and Schr{\"o}ter, Kai}, title = {Probabilistic, Multivariable Flood Loss Modeling on the Mesoscale with BT-FLEMO}, series = {Risk analysis}, volume = {37}, journal = {Risk analysis}, number = {4}, publisher = {Wiley}, address = {Hoboken}, issn = {0272-4332}, doi = {10.1111/risa.12650}, pages = {774 -- 787}, year = {2016}, abstract = {Flood loss modeling is an important component for risk analyses and decision support in flood risk management. Commonly, flood loss models describe complex damaging processes by simple, deterministic approaches like depth-damage functions and are associated with large uncertainty. To improve flood loss estimation and to provide quantitative information about the uncertainty associated with loss modeling, a probabilistic, multivariable Bagging decision Tree Flood Loss Estimation MOdel (BT-FLEMO) for residential buildings was developed. The application of BT-FLEMO provides a probability distribution of estimated losses to residential buildings per municipality. BT-FLEMO was applied and validated at the mesoscale in 19 municipalities that were affected during the 2002 flood by the River Mulde in Saxony, Germany. Validation was undertaken on the one hand via a comparison with six deterministic loss models, including both depth-damage functions and multivariable models. On the other hand, the results were compared with official loss data. BT-FLEMO outperforms deterministic, univariable, and multivariable models with regard to model accuracy, although the prediction uncertainty remains high. An important advantage of BT-FLEMO is the quantification of prediction uncertainty. The probability distribution of loss estimates by BT-FLEMO well represents the variation range of loss estimates of the other models in the case study.}, language = {en} } @article{KreibichBubeckVanVlietetal.2015, author = {Kreibich, Heidi and Bubeck, Philip and Van Vliet, Mathijs and De Moel, Hans}, title = {A review of damage-reducing measures to manage fluvial flood risks in a changing climate}, series = {Mitigation and adaptation strategies for global change : an international journal devoted to scientific, engineering, socio-economic and policy responses to environmental change}, volume = {20}, journal = {Mitigation and adaptation strategies for global change : an international journal devoted to scientific, engineering, socio-economic and policy responses to environmental change}, number = {6}, publisher = {Springer}, address = {Dordrecht}, issn = {1381-2386}, doi = {10.1007/s11027-014-9629-5}, pages = {967 -- 989}, year = {2015}, abstract = {Damage due to floods has increased during the last few decades, and further increases are expected in several regions due to climate change and growing vulnerability. To address the projected increase in flood risk, a combination of structural and non-structural flood risk mitigation measures is considered as a promising adaptation strategy. Such a combination takes into account that flood defence systems may fail, and prepares for unexpected crisis situations via land-use planning and private damage reduction, e.g. via building precautionary measures, and disaster response. However, knowledge about damage-reducing measures is scarce and often fragmented since based on case studies. For instance, it is believed that private precautionary measures, like shielding with water shutters or building fortification, are especially effective in areas with frequent flood events and low flood water levels. However, some of these measures showed a significant damage-reducing effect also during the extreme flood event in 2002 in Germany. This review analyses potentials of land-use planning and private flood precautionary measures as components of adaptation strategies for global change. Focus is on their implementation, their damage-reducing effects and their potential contribution to address projected changes in flood risk, particularly in developed countries.}, language = {en} } @article{KreibichDiBaldassarreVorogushynetal.2017, author = {Kreibich, Heidi and Di Baldassarre, Giuliano and Vorogushyn, Sergiy and Aerts, Jeroen C. J. H. and Apel, Heiko and Aronica, Giuseppe T. and Arnbjerg-Nielsen, Karsten and Bouwer, Laurens M. and Bubeck, Philip and Caloiero, Tommaso and Chinh, Do T. and Cortes, Maria and Gain, Animesh K. and Giampa, Vincenzo and Kuhlicke, Christian and Kundzewicz, Zbigniew W. and Llasat, Maria Carmen and Mard, Johanna and Matczak, Piotr and Mazzoleni, Maurizio and Molinari, Daniela and Dung, Nguyen V. and Petrucci, Olga and Schr{\"o}ter, Kai and Slager, Kymo and Thieken, Annegret and Ward, Philip J. and Merz, Bruno}, title = {Adaptation to flood risk}, series = {Earth's Future}, volume = {5}, journal = {Earth's Future}, publisher = {Wiley}, address = {Hoboken}, issn = {2328-4277}, doi = {10.1002/2017EF000606}, pages = {953 -- 965}, year = {2017}, abstract = {As flood impacts are increasing in large parts of the world, understanding the primary drivers of changes in risk is essential for effective adaptation. To gain more knowledge on the basis of empirical case studies, we analyze eight paired floods, that is, consecutive flood events that occurred in the same region, with the second flood causing significantly lower damage. These success stories of risk reduction were selected across different socioeconomic and hydro-climatic contexts. The potential of societies to adapt is uncovered by describing triggered societal changes, as well as formal measures and spontaneous processes that reduced flood risk. This novel approach has the potential to build the basis for an international data collection and analysis effort to better understand and attribute changes in risk due to hydrological extremes in the framework of the IAHSs Panta Rhei initiative. Across all case studies, we find that lower damage caused by the second event was mainly due to significant reductions in vulnerability, for example, via raised risk awareness, preparedness, and improvements of organizational emergency management. Thus, vulnerability reduction plays an essential role for successful adaptation. Our work shows that there is a high potential to adapt, but there remains the challenge to stimulate measures that reduce vulnerability and risk in periods in which extreme events do not occur.}, language = {en} } @article{KreibichHudsonMerz2021, author = {Kreibich, Heidi and Hudson, Paul and Merz, Bruno}, title = {Knowing what to do substantially improves the effectiveness of flood early warning}, series = {Bulletin of the American Meteorological Society}, volume = {102}, journal = {Bulletin of the American Meteorological Society}, number = {7}, publisher = {American Meteorological Soc.}, address = {Boston}, issn = {0003-0007}, doi = {10.1175/BAMS-D-20-0262.1}, pages = {E1450 -- E1463}, year = {2021}, abstract = {Flood warning systems are longstanding success stories with respect to protecting human life, but monetary losses continue to grow. Knowledge on the effectiveness of flood early warning in reducing monetary losses is scarce, especially at the individual level. To gain more knowledge in this area, we analyze a dataset that is unique with respect to detailed information on warning reception and monetary losses at the property level and with respect to amount of data available. The dataset contains 4,468 loss cases from six flood events in Germany. These floods occurred between 2002 and 2013. The data from each event were collected by computer-aided telephone interviews in four surveys following a repeated cross-sectional design. We quantitatively reveal that flood early warning is only effective in reducing monetary losses when people know what to do when they receive the warning. We also show that particularly long-term preparedness is associated with people knowing what to do when they receive a warning. Thus, risk communication, training, and (financial) support for private preparedness are effective in mitigating flood losses in two ways: precautionary measures and more effective emergency responses.}, language = {en} } @article{KreibichMuellerSchroeteretal.2017, author = {Kreibich, Heidi and M{\"u}ller, Meike and Schr{\"o}ter, Kai and Thieken, Annegret}, title = {New insights into flood warning reception and emergency response by affected parties}, series = {Natural hazards and earth system sciences}, volume = {17}, journal = {Natural hazards and earth system sciences}, publisher = {Copernicus}, address = {G{\"o}ttingen}, issn = {1561-8633}, doi = {10.5194/nhess-17-2075-2017}, pages = {2075 -- 2092}, year = {2017}, abstract = {Flood damage can be mitigated if the parties at risk are reached by flood warnings and if they know how to react appropriately. To gain more knowledge about warning reception and emergency response of private households and companies, surveys were undertaken after the August 2002 and the June 2013 floods in Germany. Despite pronounced regional differences, the results show a clear overall picture: in 2002, early warnings did not work well; e.g. many households (27 \%) and companies (45 \%) stated that they had not received any flood warnings. Additionally, the preparedness of private households and companies was low in 2002, mainly due to a lack of flood experience. After the 2002 flood, many initiatives were launched and investments undertaken to improve flood risk management, including early warnings and an emergency response in Germany. In 2013, only a small share of the affected households (5 \%) and companies (3 \%) were not reached by any warnings. Additionally, private households and companies were better prepared. For instance, the share of companies which have an emergency plan in place has increased from 10\% in 2002 to 34\% in 2013. However, there is still room for improvement, which needs to be triggered mainly by effective risk and emergency communication. The challenge is to continuously maintain and advance an integrated early warning and emergency response system even without the occurrence of extreme floods.}, language = {en} } @unpublished{KreibichvandenBerghBouweretal.2014, author = {Kreibich, Heidi and van den Bergh, Jeroen C. J. M. and Bouwer, Laurens M. and Bubeck, Philip and Ciavola, Paolo and Green, Colin and Hallegatte, Stephane and Logar, Ivana and Meyer, Volker and Schwarze, Reimund and Thieken, Annegret}, title = {Costing natural hazards}, series = {Nature climate change}, volume = {4}, journal = {Nature climate change}, number = {5}, publisher = {Nature Publ. Group}, address = {London}, issn = {1758-678X}, pages = {303 -- 306}, year = {2014}, language = {en} } @article{KuhlickeMassonKienzleretal.2020, author = {Kuhlicke, Christian and Masson, Torsten and Kienzler, Sarah and Sieg, Tobias and Thieken, Annegret and Kreibich, Heidi}, title = {Multiple flood experiences and social resilience}, series = {Weather, Climate, and Society}, volume = {12}, journal = {Weather, Climate, and Society}, number = {1}, publisher = {American Meteorological Society}, address = {Boston}, issn = {1948-8327}, doi = {10.1175/WCAS-D-18-0069.1}, pages = {63 -- 88}, year = {2020}, abstract = {Previous studies have explored the consequences of flood events for exposed households and companies by focusing on single flood events. Less is known about the consequences of experiencing repeated flood events for the resilience of households and companies. In this paper, we therefore explore how multiple floods experience affects the resilience of exposed households and companies. Resilience was made operational through individual appraisals of households and companies' ability to withstand and recover from material as well as health and psychological impacts of the 2013 flood in Germany. The paper is based on three different datasets including more than 2000 households and 300 companies that were affected by the 2013 flood. The surveys revealed that the resilience of households seems to increase, but only with regard to their subjectively appraised ability to withstand impacts on mobile goods and equipment (e.g., cars, TV, and radios). In regard to the ability of households to withstand overall financial consequences of repetitive floods, evidence for nonlinear (quadratic) trends can be found. With regard to psychological and health-related consequences, the findings are mixed but provide tentative evidence for eroding resilience among households. Companies' resilience increased with respect to material assets but appears to decrease with respect to ability to recover. We conclude by arguing that clear and operational definitions of resilience are required so that evidence-based resilience baselines can be established to assess whether resilience is eroding or improving over time.}, language = {en} } @article{KuhlickeSeebauerHudsonetal.2020, author = {Kuhlicke, Christian and Seebauer, Sebastian and Hudson, Paul and Begg, Chloe and Bubeck, Philip and Dittmer, Cordula and Grothmann, Torsten and Heidenreich, Anna and Kreibich, Heidi and Lorenz, Daniel F. and Masson, Torsten and Reiter, Jessica and Thaler, Thomas and Thieken, Annegret and Bamberg, Sebastian}, title = {The behavioral turn in flood risk management, its assumptions and potential implications}, series = {WIREs Water}, volume = {7}, journal = {WIREs Water}, number = {3}, publisher = {Wiley-Blackwell}, address = {Hoboken}, issn = {2049-1948}, doi = {10.1002/wat2.1418}, pages = {1 -- 22}, year = {2020}, abstract = {Recent policy changes highlight the need for citizens to take adaptive actions to reduce flood-related impacts. Here, we argue that these changes represent a wider behavioral turn in flood risk management (FRM). The behavioral turn is based on three fundamental assumptions: first, that the motivations of citizens to take adaptive actions can be well understood so that these motivations can be targeted in the practice of FRM; second, that private adaptive measures and actions are effective in reducing flood risk; and third, that individuals have the capacities to implement such measures. We assess the extent to which the assumptions can be supported by empirical evidence. We do this by engaging with three intellectual catchments. We turn to research by psychologists and other behavioral scientists which focus on the sociopsychological factors which influence individual motivations (Assumption 1). We engage with economists, engineers, and quantitative risk analysts who explore the extent to which individuals can reduce flood related impacts by quantifying the effectiveness and efficiency of household-level adaptive measures (Assumption 2). We converse with human geographers and sociologists who explore the types of capacities households require to adapt to and cope with threatening events (Assumption 3). We believe that an investigation of the behavioral turn is important because if the outlined assumptions do not hold, there is a risk of creating and strengthening inequalities in FRM. Therefore, we outline the current intellectual and empirical knowledge as well as future research needs. Generally, we argue that more collaboration across intellectual catchments is needed, that future research should be more theoretically grounded and become methodologically more rigorous and at the same time focus more explicitly on the normative underpinnings of the behavioral turn.}, language = {en} } @article{MerzApelDungNguyenetal.2018, author = {Merz, Bruno and Apel, Heiko and Dung Nguyen, Viet-Dung and Falter, Daniela and Guse, Bj{\"o}rn and Hundecha, Yeshewatesfa and Kreibich, Heidi and Schr{\"o}ter, Kai and Vorogushyn, Sergiy}, title = {From precipitation to damage}, series = {Global flood hazard : applications in modeling, mapping and forecasting}, volume = {233}, journal = {Global flood hazard : applications in modeling, mapping and forecasting}, publisher = {American Geophysical Union}, address = {Washington}, isbn = {978-1-119-21788-6}, issn = {0065-8448}, doi = {10.1002/9781119217886.ch10}, pages = {169 -- 183}, year = {2018}, abstract = {Flood risk assessments for large river basins often involve piecing together smaller-scale assessments leading to erroneous risk statements. We describe a coupled model chain for quantifying flood risk at the scale of 100,000 km(2). It consists of a catchment model, a 1D-2D river network model, and a loss model. We introduce the model chain and present two applications. The first application for the Elbe River basin with an area of 66,000 km(2) demonstrates that it is feasible to simulate the complete risk chain for large river basins in a continuous simulation mode with high temporal and spatial resolution. In the second application, RFM is coupled to a multisite weather generator and applied to the Mulde catchment with an area of 6,000 km(2). This approach is able to provide a very long time series of spatially heterogeneous patterns of precipitation, discharge, inundation, and damage. These patterns respect the spatial correlation of the different processes and are suitable to derive large-scale risk estimates. We discuss how the RFM approach can be transferred to the continental scale.}, language = {en} } @article{MerzKuhlickeKunzetal.2020, author = {Merz, Bruno and Kuhlicke, Christian and Kunz, Michael and Pittore, Massimiliano and Babeyko, Andrey and Bresch, David N. and Domeisen, Daniela I. and Feser, Frauke and Koszalka, Inga and Kreibich, Heidi and Pantillon, Florian and Parolai, Stefano and Pinto, Joaquim G. and Punge, Heinz J{\"u}rgen and Rivalta, Eleonora and Schr{\"o}ter, Kai and Strehlow, Karen and Weisse, Ralf and Wurpts, Andreas}, title = {Impact forecasting to support emergency management of natural hazards}, series = {Reviews of geophysics}, volume = {58}, journal = {Reviews of geophysics}, number = {4}, publisher = {American Geophysical Union}, address = {Washington}, issn = {8755-1209}, doi = {10.1029/2020RG000704}, pages = {52}, year = {2020}, abstract = {Forecasting and early warning systems are important investments to protect lives, properties, and livelihood. While early warning systems are frequently used to predict the magnitude, location, and timing of potentially damaging events, these systems rarely provide impact estimates, such as the expected amount and distribution of physical damage, human consequences, disruption of services, or financial loss. Complementing early warning systems with impact forecasts has a twofold advantage: It would provide decision makers with richer information to take informed decisions about emergency measures and focus the attention of different disciplines on a common target. This would allow capitalizing on synergies between different disciplines and boosting the development of multihazard early warning systems. This review discusses the state of the art in impact forecasting for a wide range of natural hazards. We outline the added value of impact-based warnings compared to hazard forecasting for the emergency phase, indicate challenges and pitfalls, and synthesize the review results across hazard types most relevant for Europe.}, language = {en} } @article{MetinDungSchroeteretal.2020, author = {Metin, Ayse Duha and Dung, Nguyen Viet and Schr{\"o}ter, Kai and Vorogushyn, Sergiy and Guse, Bj{\"o}rn and Kreibich, Heidi and Merz, Bruno}, title = {The role of spatial dependence for large-scale flood risk estimation}, series = {Natural hazards and earth system sciences}, volume = {20}, journal = {Natural hazards and earth system sciences}, number = {4}, publisher = {European Geosciences Union (EGU) ; Copernicus}, address = {G{\"o}ttingen}, issn = {1561-8633}, doi = {10.5194/nhess-20-967-2020}, pages = {967 -- 979}, year = {2020}, abstract = {Flood risk assessments are typically based on scenarios which assume homogeneous return periods of flood peaks throughout the catchment. This assumption is unrealistic for real flood events and may bias risk estimates for specific return periods. We investigate how three assumptions about the spatial dependence affect risk estimates: (i) spatially homogeneous scenarios (complete dependence), (ii) spatially heterogeneous scenarios (modelled dependence) and (iii) spatially heterogeneous but uncorrelated scenarios (complete independence). To this end, the model chain RFM (regional flood model) is applied to the Elbe catchment in Germany, accounting for the spatio-temporal dynamics of all flood generation processes, from the rainfall through catchment and river system processes to damage mechanisms. Different assumptions about the spatial dependence do not influence the expected annual damage (EAD); however, they bias the risk curve, i.e. the cumulative distribution function of damage. The widespread assumption of complete dependence strongly overestimates flood damage of the order of 100\% for return periods larger than approximately 200 years. On the other hand, for small and medium floods with return periods smaller than approximately 50 years, damage is underestimated. The overestimation aggravates when risk is estimated for larger areas. This study demonstrates the importance of representing the spatial dependence of flood peaks and damage for risk assessments.}, language = {en} } @article{MetinNguyenVietDungSchroeteretal.2018, author = {Metin, Ayse Duha and Nguyen Viet Dung, and Schr{\"o}ter, Kai and Guse, Bj{\"o}rn and Apel, Heiko and Kreibich, Heidi and Vorogushyn, Sergiy and Merz, Bruno}, title = {How do changes along the risk chain affect flood risk?}, series = {Natural hazards and earth system sciences}, volume = {18}, journal = {Natural hazards and earth system sciences}, number = {11}, publisher = {Copernicus}, address = {G{\"o}ttingen}, issn = {1561-8633}, doi = {10.5194/nhess-18-3089-2018}, pages = {3089 -- 3108}, year = {2018}, abstract = {Flood risk is impacted by a range of physical and socio-economic processes. Hence, the quantification of flood risk ideally considers the complete flood risk chain, from atmospheric processes through catchment and river system processes to damage mechanisms in the affected areas. Although it is generally accepted that a multitude of changes along the risk chain can occur and impact flood risk, there is a lack of knowledge of how and to what extent changes in influencing factors propagate through the chain and finally affect flood risk. To fill this gap, we present a comprehensive sensitivity analysis which considers changes in all risk components, i.e. changes in climate, catchment, river system, land use, assets, and vulnerability. The application of this framework to the mesoscale Mulde catchment in Germany shows that flood risk can vary dramatically as a consequence of plausible change scenarios. It further reveals that components that have not received much attention, such as changes in dike systems or in vulnerability, may outweigh changes in often investigated components, such as climate. Although the specific results are conditional on the case study area and the selected assumptions, they emphasize the need for a broader consideration of potential drivers of change in a comprehensive way. Hence, our approach contributes to a better understanding of how the different risk components influence the overall flood risk.}, language = {en} } @article{MuellerBesselPisietal.2015, author = {M{\"u}ller, Meike and Bessel, Tina and Pisi, Sebastian and Kreibich, Heidi and Thieken, Annegret}, title = {Auswirkungen und Sch{\"a}den}, series = {Das Hochwasser im Juni 2013 : Bew{\"a}hrungsprobe f{\"u}r das Hochwasserrisikomanagement in Deutschland}, journal = {Das Hochwasser im Juni 2013 : Bew{\"a}hrungsprobe f{\"u}r das Hochwasserrisikomanagement in Deutschland}, isbn = {978-3-933181-62-6}, pages = {31 -- 45}, year = {2015}, language = {de} } @article{PaprotnyKreibichMoralesNapolesetal.2020, author = {Paprotny, Dominik and Kreibich, Heidi and Morales-Napoles, Oswaldo and Wagenaar, Dennis and Castellarin, Attilio and Carisi, Francesca and Bertin, Xavier and Merz, Bruno and Schr{\"o}ter, Kai}, title = {A probabilistic approach to estimating residential losses from different flood types}, series = {Natural hazards : journal of the International Society for the Prevention and Mitigation of Natural Hazards}, volume = {105}, journal = {Natural hazards : journal of the International Society for the Prevention and Mitigation of Natural Hazards}, number = {3}, publisher = {Springer}, address = {New York}, issn = {0921-030X}, doi = {10.1007/s11069-020-04413-x}, pages = {2569 -- 2601}, year = {2020}, abstract = {Residential assets, comprising buildings and household contents, are a major source of direct flood losses. Existing damage models are mostly deterministic and limited to particular countries or flood types. Here, we compile building-level losses from Germany, Italy and the Netherlands covering a wide range of fluvial and pluvial flood events. Utilizing a Bayesian network (BN) for continuous variables, we find that relative losses (i.e. loss relative to exposure) to building structure and its contents could be estimated with five variables: water depth, flow velocity, event return period, building usable floor space area and regional disposable income per capita. The model's ability to predict flood losses is validated for the 11 flood events contained in the sample. Predictions for the German and Italian fluvial floods were better than for pluvial floods or the 1993 Meuse river flood. Further, a case study of a 2010 coastal flood in France is used to test the BN model's performance for a type of flood not included in the survey dataset. Overall, the BN model achieved better results than any of 10 alternative damage models for reproducing average losses for the 2010 flood. An additional case study of a 2013 fluvial flood has also shown good performance of the model. The study shows that data from many flood events can be combined to derive most important factors driving flood losses across regions and time, and that resulting damage models could be applied in an open data framework.}, language = {en} } @article{PechKreibichThieken2015, author = {Pech, Ina and Kreibich, Heidi and Thieken, Annegret}, title = {Warnung und Reaktion aus Sicht von Betroffenen}, series = {Das Hochwasser im Juni 2013 : Bew{\"a}hrungsprobe f{\"u}r das Hochwasserrisikomanagement in Deutschland}, journal = {Das Hochwasser im Juni 2013 : Bew{\"a}hrungsprobe f{\"u}r das Hochwasserrisikomanagement in Deutschland}, publisher = {Deutsches Komitee Katastrophenvorsorge}, address = {Bonn}, isbn = {978-3-933181-62-6}, pages = {138 -- 142}, year = {2015}, language = {de} } @article{RoezerKreibichSchroeteretal.2019, author = {R{\"o}zer, Viktor and Kreibich, Heidi and Schr{\"o}ter, Kai and M{\"u}ller, Meike and Sairam, Nivedita and Doss-Gollin, James and Lall, Upmanu and Merz, Bruno}, title = {Probabilistic Models Significantly Reduce Uncertainty in Hurricane Harvey Pluvial Flood Loss Estimates}, series = {Earths future}, volume = {7}, journal = {Earths future}, number = {4}, publisher = {American Geophysical Union}, address = {Washington}, issn = {2328-4277}, doi = {10.1029/2018EF001074}, pages = {384 -- 394}, year = {2019}, abstract = {Pluvial flood risk is mostly excluded in urban flood risk assessment. However, the risk of pluvial flooding is a growing challenge with a projected increase of extreme rainstorms compounding with an ongoing global urbanization. Considered as a flood type with minimal impacts when rainfall rates exceed the capacity of urban drainage systems, the aftermath of rainfall-triggered flooding during Hurricane Harvey and other events show the urgent need to assess the risk of pluvial flooding. Due to the local extent and small-scale variations, the quantification of pluvial flood risk requires risk assessments on high spatial resolutions. While flood hazard and exposure information is becoming increasingly accurate, the estimation of losses is still a poorly understood component of pluvial flood risk quantification. We use a new probabilistic multivariable modeling approach to estimate pluvial flood losses of individual buildings, explicitly accounting for the associated uncertainties. Except for the water depth as the common most important predictor, we identified the drivers for having loss or not and for the degree of loss to be different. Applying this approach to estimate and validate building structure losses during Hurricane Harvey using a property level data set, we find that the reliability and dispersion of predictive loss distributions vary widely depending on the model and aggregation level of property level loss estimates. Our results show that the use of multivariable zero-inflated beta models reduce the 90\% prediction intervalsfor Hurricane Harvey building structure loss estimates on average by 78\% (totalling U.S.\$3.8 billion) compared to commonly used models.}, language = {en} } @article{RoezerMuellerBubecketal.2016, author = {R{\"o}zer, Viktor and M{\"u}ller, Meike and Bubeck, Philip and Kienzler, Sarah and Thieken, Annegret and Pech, Ina and Schr{\"o}ter, Kai and Buchholz, Oliver and Kreibich, Heidi}, title = {Coping with Pluvial Floods by Private Households}, series = {Water}, volume = {8}, journal = {Water}, publisher = {MDPI}, address = {Basel}, issn = {2073-4441}, doi = {10.3390/w8070304}, pages = {24}, year = {2016}, abstract = {Pluvial floods have caused severe damage to urban areas in recent years. With a projected increase in extreme precipitation as well as an ongoing urbanization, pluvial flood damage is expected to increase in the future. Therefore, further insights, especially on the adverse consequences of pluvial floods and their mitigation, are needed. To gain more knowledge, empirical damage data from three different pluvial flood events in Germany were collected through computer-aided telephone interviews. Pluvial flood awareness as well as flood experience were found to be low before the respective flood events. The level of private precaution increased considerably after all events, but is mainly focused on measures that are easy to implement. Lower inundation depths, smaller potential losses as compared with fluvial floods, as well as the fact that pluvial flooding may occur everywhere, are expected to cause a shift in damage mitigation from precaution to emergency response. However, an effective implementation of emergency measures was constrained by a low dissemination of early warnings in the study areas. Further improvements of early warning systems including dissemination as well as a rise in pluvial flood preparedness are important to reduce future pluvial flood damage.}, language = {en} } @article{SairamBrillSiegetal.2021, author = {Sairam, Nivedita and Brill, Fabio Alexander and Sieg, Tobias and Farrag, Mostafa and Kellermann, Patric and Viet Dung Nguyen, and L{\"u}dtke, Stefan and Merz, Bruno and Schr{\"o}ter, Kai and Vorogushyn, Sergiy and Kreibich, Heidi}, title = {Process-based flood risk assessment for Germany}, series = {Earth's future / American Geophysical Union}, volume = {9}, journal = {Earth's future / American Geophysical Union}, number = {10}, publisher = {Wiley-Blackwell}, address = {Hoboken, NJ}, issn = {2328-4277}, doi = {10.1029/2021EF002259}, pages = {12}, year = {2021}, abstract = {Large-scale flood risk assessments are crucial for decision making, especially with respect to new flood defense schemes, adaptation planning and estimating insurance premiums. We apply the process-based Regional Flood Model (RFM) to simulate a 5000-year flood event catalog for all major catchments in Germany and derive risk curves based on the losses per economic sector. The RFM uses a continuous process simulation including a multisite, multivariate weather generator, a hydrological model considering heterogeneous catchment processes, a coupled 1D-2D hydrodynamic model considering dike overtopping and hinterland storage, spatially explicit sector-wise exposure data and empirical multi-variable loss models calibrated for Germany. For all components, uncertainties in the data and models are estimated. We estimate the median Expected Annual Damage (EAD) and Value at Risk at 99.5\% confidence for Germany to be euro0.529 bn and euro8.865 bn, respectively. The commercial sector dominates by making about 60\% of the total risk, followed by the residential sector. The agriculture sector gets affected by small return period floods and only contributes to less than 3\% to the total risk. The overall EAD is comparable to other large-scale estimates. However, the estimation of losses for specific return periods is substantially improved. The spatial consistency of the risk estimates avoids the large overestimation of losses for rare events that is common in other large-scale assessments with homogeneous return periods. Thus, the process-based, spatially consistent flood risk assessment by RFM is an important step forward and will serve as a benchmark for future German-wide flood risk assessments.}, language = {en} } @article{SairamSchroeterRoezeretal.2019, author = {Sairam, Nivedita and Schroeter, Kai and R{\"o}zer, Viktor and Merz, Bruno and Kreibich, Heidi}, title = {Hierarchical Bayesian Approach for Modeling Spatiotemporal Variability in Flood Damage Processes}, series = {Water resources research}, volume = {55}, journal = {Water resources research}, number = {10}, publisher = {American Geophysical Union}, address = {Washington}, issn = {0043-1397}, doi = {10.1029/2019WR025068}, pages = {8223 -- 8237}, year = {2019}, abstract = {Flood damage processes are complex and vary between events and regions. State-of-the-art flood loss models are often developed on the basis of empirical damage data from specific case studies and do not perform well when spatially and temporally transferred. This is due to the fact that such localized models often cover only a small set of possible damage processes from one event and a region. On the other hand, a single generalized model covering multiple events and different regions ignores the variability in damage processes across regions and events due to variables that are not explicitly accounted for individual households. We implement a hierarchical Bayesian approach to parameterize widely used depth-damage functions resulting in a hierarchical (multilevel) Bayesian model (HBM) for flood loss estimation that accounts for spatiotemporal heterogeneity in damage processes. We test and prove the hypothesis that, in transfer scenarios, HBMs are superior compared to generalized and localized regression models. In order to improve loss predictions for regions and events for which no empirical damage data are available, we use variables pertaining to specific region- and event-characteristics representing commonly available expert knowledge as group-level predictors within the HBM.}, language = {en} } @article{SairamSchroeterLuedtkeetal.2019, author = {Sairam, Nivedita and Schr{\"o}ter, Kai and L{\"u}dtke, Stefan and Merz, Bruno and Kreibich, Heidi}, title = {Quantifying Flood Vulnerability Reduction via Private Precaution}, series = {Earth future}, volume = {7}, journal = {Earth future}, number = {3}, publisher = {American Geophysical Union}, address = {Washington}, issn = {2328-4277}, doi = {10.1029/2018EF000994}, pages = {235 -- 249}, year = {2019}, abstract = {Private precaution is an important component in contemporary flood risk management and climate adaptation. However, quantitative knowledge about vulnerability reduction via private precautionary measures is scarce and their effects are hardly considered in loss modeling and risk assessments. However, this is a prerequisite to enable temporally dynamic flood damage and risk modeling, and thus the evaluation of risk management and adaptation strategies. To quantify the average reduction in vulnerability of residential buildings via private precaution empirical vulnerability data (n = 948) is used. Households with and without precautionary measures undertaken before the flood event are classified into treatment and nontreatment groups and matched. Postmatching regression is used to quantify the treatment effect. Additionally, we test state-of-the-art flood loss models regarding their capability to capture this difference in vulnerability. The estimated average treatment effect of implementing private precaution is between 11 and 15 thousand EUR per household, confirming the significant effectiveness of private precautionary measures in reducing flood vulnerability. From all tested flood loss models, the expert Bayesian network-based model BN-FLEMOps and the rule-based loss model FLEMOps perform best in capturing the difference in vulnerability due to private precaution. Thus, the use of such loss models is suggested for flood risk assessments to effectively support evaluations and decision making for adaptable flood risk management.}, language = {en} } @article{SchoppaSiegVogeletal.2020, author = {Schoppa, Lukas and Sieg, Tobias and Vogel, Kristin and Z{\"o}ller, Gert and Kreibich, Heidi}, title = {Probabilistic flood loss models for companies}, series = {Water resources research}, volume = {56}, journal = {Water resources research}, number = {9}, publisher = {American Geophysical Union}, address = {Washington}, issn = {0043-1397}, doi = {10.1029/2020WR027649}, pages = {19}, year = {2020}, abstract = {Flood loss modeling is a central component of flood risk analysis. Conventionally, this involves univariable and deterministic stage-damage functions. Recent advancements in the field promote the use of multivariable and probabilistic loss models, which consider variables beyond inundation depth and account for prediction uncertainty. Although companies contribute significantly to total loss figures, novel modeling approaches for companies are lacking. Scarce data and the heterogeneity among companies impede the development of company flood loss models. We present three multivariable flood loss models for companies from the manufacturing, commercial, financial, and service sector that intrinsically quantify prediction uncertainty. Based on object-level loss data (n = 1,306), we comparatively evaluate the predictive capacity of Bayesian networks, Bayesian regression, and random forest in relation to deterministic and probabilistic stage-damage functions, serving as benchmarks. The company loss data stem from four postevent surveys in Germany between 2002 and 2013 and include information on flood intensity, company characteristics, emergency response, private precaution, and resulting loss to building, equipment, and goods and stock. We find that the multivariable probabilistic models successfully identify and reproduce essential relationships of flood damage processes in the data. The assessment of model skill focuses on the precision of the probabilistic predictions and reveals that the candidate models outperform the stage-damage functions, while differences among the proposed models are negligible. Although the combination of multivariable and probabilistic loss estimation improves predictive accuracy over the entire data set, wide predictive distributions stress the necessity for the quantification of uncertainty.}, language = {en} } @article{SchroeterKreibichVogeletal.2014, author = {Schroeter, Kai and Kreibich, Heidi and Vogel, Kristin and Riggelsen, Carsten and Scherbaum, Frank and Merz, Bruno}, title = {How useful are complex flood damage models?}, series = {Water resources research}, volume = {50}, journal = {Water resources research}, number = {4}, publisher = {American Geophysical Union}, address = {Washington}, issn = {0043-1397}, doi = {10.1002/2013WR014396}, pages = {3378 -- 3395}, year = {2014}, abstract = {We investigate the usefulness of complex flood damage models for predicting relative damage to residential buildings in a spatial and temporal transfer context. We apply eight different flood damage models to predict relative building damage for five historic flood events in two different regions of Germany. Model complexity is measured in terms of the number of explanatory variables which varies from 1 variable up to 10 variables which are singled out from 28 candidate variables. Model validation is based on empirical damage data, whereas observation uncertainty is taken into consideration. The comparison of model predictive performance shows that additional explanatory variables besides the water depth improve the predictive capability in a spatial and temporal transfer context, i.e., when the models are transferred to different regions and different flood events. Concerning the trade-off between predictive capability and reliability the model structure seem more important than the number of explanatory variables. Among the models considered, the reliability of Bayesian network-based predictions in space-time transfer is larger than for the remaining models, and the uncertainties associated with damage predictions are reflected more completely.}, language = {en} } @article{SiegSchinkoVogeletal.2019, author = {Sieg, Tobias and Schinko, Thomas and Vogel, Kristin and Mechler, Reinhard and Merz, Bruno and Kreibich, Heidi}, title = {Integrated assessment of short-term direct and indirect economic flood impacts including uncertainty quantification}, series = {PLoS ONE}, volume = {14}, journal = {PLoS ONE}, number = {4}, publisher = {Public Library of Science}, address = {San Francisco}, issn = {1932-6203}, doi = {10.1371/journal.pone.0212932}, pages = {21}, year = {2019}, abstract = {Understanding and quantifying total economic impacts of flood events is essential for flood risk management and adaptation planning. Yet, detailed estimations of joint direct and indirect flood-induced economic impacts are rare. In this study an innovative modeling procedure for the joint assessment of short-term direct and indirect economic flood impacts is introduced. The procedure is applied to 19 economic sectors in eight federal states of Germany after the flood events in 2013. The assessment of the direct economic impacts is object-based and considers uncertainties associated with the hazard, the exposed objects and their vulnerability. The direct economic impacts are then coupled to a supply-side Input-Output-Model to estimate the indirect economic impacts. The procedure provides distributions of direct and indirect economic impacts which capture the associated uncertainties. The distributions of the direct economic impacts in the federal states are plausible when compared to reported values. The ratio between indirect and direct economic impacts shows that the sectors Manufacturing, Financial and Insurance activities suffered the most from indirect economic impacts. These ratios also indicate that indirect economic impacts can be almost as high as direct economic impacts. They differ strongly between the economic sectors indicating that the application of a single factor as a proxy for the indirect impacts of all economic sectors is not appropriate.}, language = {en} } @article{SiegVogelMerzetal.2017, author = {Sieg, Tobias and Vogel, Kristin and Merz, Bruno and Kreibich, Heidi}, title = {Tree-based flood damage modeling of companies: Damage processes and model performance}, series = {Water resources research}, volume = {53}, journal = {Water resources research}, publisher = {American Geophysical Union}, address = {Washington}, issn = {0043-1397}, doi = {10.1002/2017WR020784}, pages = {6050 -- 6068}, year = {2017}, abstract = {Reliable flood risk analyses, including the estimation of damage, are an important prerequisite for efficient risk management. However, not much is known about flood damage processes affecting companies. Thus, we conduct a flood damage assessment of companies in Germany with regard to two aspects. First, we identify relevant damage-influencing variables. Second, we assess the prediction performance of the developed damage models with respect to the gain by using an increasing amount of training data and a sector-specific evaluation of the data. Random forests are trained with data from two postevent surveys after flood events occurring in the years 2002 and 2013. For a sector-specific consideration, the data set is split into four subsets corresponding to the manufacturing, commercial, financial, and service sectors. Further, separate models are derived for three different company assets: buildings, equipment, and goods and stock. Calculated variable importance values reveal different variable sets relevant for the damage estimation, indicating significant differences in the damage process for various company sectors and assets. With an increasing number of data used to build the models, prediction errors decrease. Yet the effect is rather small and seems to saturate for a data set size of several hundred observations. In contrast, the prediction improvement achieved by a sector-specific consideration is more distinct, especially for damage to equipment and goods and stock. Consequently, sector-specific data acquisition and a consideration of sector-specific company characteristics in future flood damage assessments is expected to improve the model performance more than a mere increase in data.}, language = {en} } @article{SiegVogelMerzetal.2019, author = {Sieg, Tobias and Vogel, Kristin and Merz, Bruno and Kreibich, Heidi}, title = {Seamless Estimation of Hydrometeorological Risk Across Spatial Scales}, series = {Earth's Future}, volume = {7}, journal = {Earth's Future}, number = {5}, publisher = {Wiley-Blackwell}, address = {Hoboken, NJ}, issn = {2328-4277}, doi = {10.1029/2018EF001122}, pages = {574 -- 581}, year = {2019}, abstract = {Hydrometeorological hazards caused losses of approximately 110 billion U.S. Dollars in 2016 worldwide. Current damage estimations do not consider the uncertainties in a comprehensive way, and they are not consistent between spatial scales. Aggregated land use data are used at larger spatial scales, although detailed exposure data at the object level, such as openstreetmap.org, is becoming increasingly available across the globe.We present a probabilistic approach for object-based damage estimation which represents uncertainties and is fully scalable in space. The approach is applied and validated to company damage from the flood of 2013 in Germany. Damage estimates are more accurate compared to damage models using land use data, and the estimation works reliably at all spatial scales. Therefore, it can as well be used for pre-event analysis and risk assessments. This method takes hydrometeorological damage estimation and risk assessments to the next level, making damage estimates and their uncertainties fully scalable in space, from object to country level, and enabling the exploitation of new exposure data.}, language = {en} } @article{SpeckhannKreibichMerz2021, author = {Speckhann, Gustavo Andrei and Kreibich, Heidi and Merz, Bruno}, title = {Inventory of dams in Germany}, series = {Earth system science data : the data publishing journal}, volume = {13}, journal = {Earth system science data : the data publishing journal}, number = {2}, publisher = {Copernicus}, address = {G{\"o}ttingen}, issn = {1866-3508}, doi = {10.5194/essd-13-731-2021}, pages = {731 -- 740}, year = {2021}, abstract = {Dams are an important element of water resources management. Data about dams are crucial for practitioners, scientists, and policymakers for various purposes, such as seasonal forecasting of water availability or flood mitigation. However, detailed information on dams on the national level for Germany is so far not freely available. We present the most comprehensive open-access dam inventory for Germany (DIG) to date. We have collected and combined information on dams using books, state agency reports, engineering reports, and internet pages. We have applied a priority rule that ensures the highest level of reliability for the dam information. Our dam inventory comprises 530 dams in Germany with information on name, location, river, start year of construction and operation, crest length, dam height, lake area, lake volume, purpose, dam structure, and building characteristics. We have used a global, satellite-based water surface raster to evaluate the location of the dams. A significant proportion (63 \%) of dams were built between 1950-2013. Our inventory shows that dams in Germany are mostly single-purpose (52 \%), 53\% can be used for flood control, and 25\% are involved in energy production. The inventory is freely available through GFZ (GeoForschungsZentrum) Data Services (https://doi.org/10.5880/GFZ.4.4.2020.005)}, language = {en} } @article{SpekkersRoezerThiekenetal.2017, author = {Spekkers, Matthieu and Roezer, Viktor and Thieken, Annegret and ten Veldhuis, Marie-Claire and Kreibich, Heidi}, title = {A comparative survey of the impacts of extreme rainfall in two international case studies}, series = {Natural hazards and earth system sciences}, volume = {17}, journal = {Natural hazards and earth system sciences}, publisher = {Copernicus}, address = {G{\"o}ttingen}, issn = {1561-8633}, doi = {10.5194/nhess-17-1337-2017}, pages = {1337 -- 1355}, year = {2017}, language = {en} } @article{SultanaSiegKellermannetal.2018, author = {Sultana, Zakia and Sieg, Tobias and Kellermann, Patric and M{\"u}ller, Meike and Kreibich, Heidi}, title = {Assessment of business interruption of flood-affected companies using random forests}, series = {Water}, volume = {10}, journal = {Water}, number = {8}, publisher = {MDPI}, address = {Basel}, issn = {2073-4441}, doi = {10.3390/w10081049}, pages = {16}, year = {2018}, abstract = {Losses due to floods have dramatically increased over the past decades, and losses of companies, comprising direct and indirect losses, have a large share of the total economic losses. Thus, there is an urgent need to gain more quantitative knowledge about flood losses, particularly losses caused by business interruption, in order to mitigate the economic loss of companies. However, business interruption caused by floods is rarely assessed because of a lack of sufficiently detailed data. A survey was undertaken to explore processes influencing business interruption, which collected information on 557 companies affected by the severe flood in June 2013 in Germany. Based on this data set, the study aims to assess the business interruption of directly affected companies by means of a Random Forests model. Variables that influence the duration and costs of business interruption were identified by the variable importance measures of Random Forests. Additionally, Random Forest-based models were developed and tested for their capacity to estimate business interruption duration and associated costs. The water level was found to be the most important variable influencing the duration of business interruption. Other important variables, relating to the estimation of business interruption duration, are the warning time, perceived danger of flood recurrence and inundation duration. In contrast, the amount of business interruption costs is strongly influenced by the size of the company, as assessed by the number of employees, emergency measures undertaken by the company and the fraction of customers within a 50 km radius. These results provide useful information and methods for companies to mitigate their losses from business interruption. However, the heterogeneity of companies is relatively high, and sector-specific analyses were not possible due to the small sample size. Therefore, further sector-specific analyses on the basis of more flood loss data of companies are recommended.}, language = {en} } @misc{TarasovaMerzKissetal.2019, author = {Tarasova, Larisa and Merz, Ralf and Kiss, Andrea and Basso, Stefano and Bl{\"o}chl, G{\"u}nter and Merz, Bruno and Viglione, Alberto and Pl{\"o}tner, Stefan and Guse, Bj{\"o}rn and Schumann, Andreas and Fischer, Svenja and Ahrens, Bodo and Anwar, Faizan and B{\´a}rdossy, Andr{\´a}s and B{\"u}hler, Philipp and Haberlandt, Uwe and Kreibich, Heidi and Krug, Amelie and Lun, David and M{\"u}ller-Thomy, Hannes and Pidoto, Ross and Primo, Cristina and Seidel, Jochen and Vorogushyn, Sergiy and Wietzke, Luzie}, title = {Causative classification of river flood events}, series = {Wiley Interdisciplinary Reviews : Water}, volume = {6}, journal = {Wiley Interdisciplinary Reviews : Water}, number = {4}, publisher = {Wiley}, address = {Hoboken}, issn = {2049-1948}, doi = {10.1002/wat2.1353}, pages = {23}, year = {2019}, abstract = {A wide variety of processes controls the time of occurrence, duration, extent, and severity of river floods. Classifying flood events by their causative processes may assist in enhancing the accuracy of local and regional flood frequency estimates and support the detection and interpretation of any changes in flood occurrence and magnitudes. This paper provides a critical review of existing causative classifications of instrumental and preinstrumental series of flood events, discusses their validity and applications, and identifies opportunities for moving toward more comprehensive approaches. So far no unified definition of causative mechanisms of flood events exists. Existing frameworks for classification of instrumental and preinstrumental series of flood events adopt different perspectives: hydroclimatic (large-scale circulation patterns and atmospheric state at the time of the event), hydrological (catchment scale precipitation patterns and antecedent catchment state), and hydrograph-based (indirectly considering generating mechanisms through their effects on hydrograph characteristics). All of these approaches intend to capture the flood generating mechanisms and are useful for characterizing the flood processes at various spatial and temporal scales. However, uncertainty analyses with respect to indicators, classification methods, and data to assess the robustness of the classification are rarely performed which limits the transferability across different geographic regions. It is argued that more rigorous testing is needed. There are opportunities for extending classification methods to include indicators of space-time dynamics of rainfall, antecedent wetness, and routing effects, which will make the classification schemes even more useful for understanding and estimating floods. This article is categorized under: Science of Water > Water Extremes Science of Water > Hydrological Processes Science of Water > Methods}, language = {en} } @book{ThiekenBesselCallsenetal.2015, author = {Thieken, Annegret and Bessel, Tina and Callsen, Ines and Falter, Daniela and Hasan, Issa and Kienzler, Sarah and Kox, Thomas and Kreibich, Heidi and Kuhlicke, Christian and Kunz, Michael and Matthias, Max and Meyer, Volker and M{\"u}hr, Bernhard and M{\"u}ller, Meike and Otto, Antje and Pech, Ina and Petrow, Theresia and Pisi, Sebastian and Rother, Karl-Heinz and Schr{\"o}ter, Kai}, title = {Das Hochwasser im Juni 2013}, series = {Schriftenreihe des DKKV ; 53}, journal = {Schriftenreihe des DKKV ; 53}, publisher = {Deutsches Komitee Katastrophenvorsorge}, address = {Bonn}, isbn = {978-3-933181-62-6}, publisher = {Universit{\"a}t Potsdam}, pages = {207}, year = {2015}, language = {de} } @article{ThiekenBesselKienzleretal.2016, author = {Thieken, Annegret and Bessel, Tina and Kienzler, Sarah and Kreibich, Heidi and Mueller, Meike and Pisi, Sebastian and Schroeter, Kai}, title = {The flood of June 2013 in Germany: how much do we know about its impacts?}, series = {Natural hazards and earth system sciences}, volume = {16}, journal = {Natural hazards and earth system sciences}, publisher = {Copernicus}, address = {G{\"o}ttingen}, issn = {1561-8633}, doi = {10.5194/nhess-16-1519-2016}, pages = {1519 -- 1540}, year = {2016}, abstract = {In June 2013, widespread flooding and consequent damage and losses occurred in Central Europe, especially in Germany. This paper explores what data are available to investigate the adverse impacts of the event, what kind of information can be retrieved from these data and how well data and information fulfil requirements that were recently proposed for disaster reporting on the European and international levels. In accordance with the European Floods Directive (2007/60/EC), impacts on human health, economic activities (and assets), cultural heritage and the environment are described on the national and sub-national scale. Information from governmental reports is complemented by communications on traffic disruptions and surveys of flood-affected residents and companies. Overall, the impacts of the flood event in 2013 were manifold. The study reveals that flood-affected residents suffered from a large range of impacts, among which mental health and supply problems were perceived more seriously than financial losses. The most frequent damage type among affected companies was business interruption. This demonstrates that the current scientific focus on direct (financial) damage is insufficient to describe the overall impacts and severity of flood events. The case further demonstrates that procedures and standards for impact data collection in Germany are widely missing. Present impact data in Germany are fragmentary, heterogeneous, incomplete and difficult to access. In order to fulfil, for example, the monitoring and reporting requirements of the Sendai Framework for Disaster Risk Reduction 2015-2030 that was adopted in March 2015 in Sendai, Japan, more efforts on impact data collection are needed.}, language = {en} } @article{ThiekenBesselKienzleretal.2016, author = {Thieken, Annegret and Bessel, Tina and Kienzler, Sarah and Kreibich, Heidi and M{\"u}ller, Meike and Pisi, Sebastian and Schr{\"o}ter, Kai}, title = {The flood of June 2013 in Germany}, series = {National Hazards Earth System Science}, journal = {National Hazards Earth System Science}, number = {16}, publisher = {Copernicus Publications}, address = {G{\"o}ttingen}, doi = {10.5194/nhess-16-1519-2016}, pages = {1519 -- 1540}, year = {2016}, abstract = {In June 2013, widespread flooding and consequent damage and losses occurred in Central Europe, especially in Germany. This paper explores what data are available to investigate the adverse impacts of the event, what kind of information can be retrieved from these data and how well data and information fulfil requirements that were recently proposed for disaster reporting on the European and international levels. In accordance with the European Floods Directive (2007/60/EC), impacts on human health, economic activities (and assets), cultural heritage and the environment are described on the national and sub-national scale. Information from governmental reports is complemented by communications on traffic disruptions and surveys of flood-affected residents and companies. Overall, the impacts of the flood event in 2013 were manifold. The study reveals that flood-affected residents suffered from a large range of impacts, among which mental health and supply problems were perceived more seriously than financial losses. The most frequent damage type among affected companies was business interruption. This demonstrates that the current scientific focus on direct (financial) damage is insufficient to describe the overall impacts and severity of flood events. The case further demonstrates that procedures and standards for impact data collection in Germany are widely missing. Present impact data in Germany are fragmentary, heterogeneous, incomplete and difficult to access. In order to fulfil, for example, the monitoring and reporting requirements of the Sendai Framework for Disaster Risk Reduction 2015-2030 that was adopted in March 2015 in Sendai, Japan, more efforts on impact data collection are needed.}, language = {en} } @misc{ThiekenKienzlerKreibichetal.2016, author = {Thieken, Annegret and Kienzler, Sarah and Kreibich, Heidi and Kuhlicke, Christian and Kunz, Michael and Muehr, Bernhard and Mueller, Meike and Otto, Antje and Petrow, Theresia and Pisi, Sebastian and Schroeter, Kai}, title = {Review of the flood risk management system in Germany after the major flood in 2013}, series = {Ecology and society : a journal of integrative science for resilience and sustainability}, volume = {21}, journal = {Ecology and society : a journal of integrative science for resilience and sustainability}, publisher = {Resilience Alliance}, address = {Wolfville}, issn = {1708-3087}, doi = {10.5751/ES-08547-210251}, pages = {8612 -- 8614}, year = {2016}, abstract = {Widespread flooding in June 2013 caused damage costs of (sic)6 to 8 billion in Germany, and awoke many memories of the floods in August 2002, which resulted in total damage of (sic)11.6 billion and hence was the most expensive natural hazard event in Germany up to now. The event of 2002 does, however, also mark a reorientation toward an integrated flood risk management system in Germany. Therefore, the flood of 2013 offered the opportunity to review how the measures that politics, administration, and civil society have implemented since 2002 helped to cope with the flood and what still needs to be done to achieve effective and more integrated flood risk management. The review highlights considerable improvements on many levels, in particular (1) an increased consideration of flood hazards in spatial planning and urban development, (2) comprehensive property-level mitigation and preparedness measures, (3) more effective flood warnings and improved coordination of disaster response, and (4) a more targeted maintenance of flood defense systems. In 2013, this led to more effective flood management and to a reduction of damage. Nevertheless, important aspects remain unclear and need to be clarified. This particularly holds for balanced and coordinated strategies for reducing and overcoming the impacts of flooding in large catchments, cross-border and interdisciplinary cooperation, the role of the general public in the different phases of flood risk management, as well as a transparent risk transfer system. Recurring flood events reveal that flood risk management is a continuous task. Hence, risk drivers, such as climate change, land-use changes, economic developments, or demographic change and the resultant risks must be investigated at regular intervals, and risk reduction strategies and processes must be reassessed as well as adapted and implemented in a dialogue with all stakeholders.}, language = {en} } @article{ThiekenKienzlerKreibichetal.2016, author = {Thieken, Annegret and Kienzler, Sarah and Kreibich, Heidi and Kuhlicke, Christian and Kunz, Michael and M{\"u}hr, Bernhard and M{\"u}ller, Meike and Otto, Antje and Petrow, Theresia and Pisi, Sebastian and Schr{\"o}ter, Kai}, title = {Review of the flood risk management system in Germany after the major flood in 2013}, series = {Ecology and society : E\&S ; a journal of integrative science for resilience and sustainability}, volume = {21}, journal = {Ecology and society : E\&S ; a journal of integrative science for resilience and sustainability}, number = {2}, publisher = {Resilience Alliance}, address = {Wolfville, NS}, issn = {1708-3087}, doi = {10.5751/ES-08547-210251}, pages = {12}, year = {2016}, abstract = {Widespread flooding in June 2013 caused damage costs of €6 to 8 billion in Germany, and awoke many memories of the floods in August 2002, which resulted in total damage of €11.6 billion and hence was the most expensive natural hazard event in Germany up to now. The event of 2002 does, however, also mark a reorientation toward an integrated flood risk management system in Germany. Therefore, the flood of 2013 offered the opportunity to review how the measures that politics, administration, and civil society have implemented since 2002 helped to cope with the flood and what still needs to be done to achieve effective and more integrated flood risk management. The review highlights considerable improvements on many levels, in particular (1) an increased consideration of flood hazards in spatial planning and urban development, (2) comprehensive property-level mitigation and preparedness measures, (3) more effective flood warnings and improved coordination of disaster response, and (4) a more targeted maintenance of flood defense systems. In 2013, this led to more effective flood management and to a reduction of damage. Nevertheless, important aspects remain unclear and need to be clarified. This particularly holds for balanced and coordinated strategies for reducing and overcoming the impacts of flooding in large catchments, cross-border and interdisciplinary cooperation, the role of the general public in the different phases of flood risk management, as well as a transparent risk transfer system. Recurring flood events reveal that flood risk management is a continuous task. Hence, risk drivers, such as climate change, land-use changes, economic developments, or demographic change and the resultant risks must be investigated at regular intervals, and risk reduction strategies and processes must be reassessed as well as adapted and implemented in a dialogue with all stakeholders.}, language = {en} } @article{ThiekenMohorKreibichetal.2022, author = {Thieken, Annegret and Mohor, Guilherme Samprogna and Kreibich, Heidi and M{\"u}ller, Meike}, title = {Compound inland flood events}, series = {Natural hazards and earth system sciences : NHESS}, volume = {22}, journal = {Natural hazards and earth system sciences : NHESS}, number = {1}, publisher = {Copernicus}, address = {G{\"o}ttingen}, issn = {1561-8633}, doi = {10.5194/nhess-22-165-2022}, pages = {165 -- 185}, year = {2022}, abstract = {Several severe flood events hit Germany in recent years, with events in 2013 and 2016 being the most destructive ones, although dynamics and flood processes were very different. While the 2013 event was a slowly rising widespread fluvial flood accompanied by some severe dike breaches, the events in 2016 were fast-onset pluvial floods, which resulted in surface water flooding in some places due to limited capacities of the drainage systems and in destructive flash floods with high sediment loads and clogging in others, particularly in small steep catchments. Hence, different pathways, i.e. different routes that the water takes to reach (and potentially damage) receptors, in our case private households, can be identified in both events. They can thus be regarded as spatially compound flood events or compound inland floods. This paper analyses how differently affected residents coped with these different flood types (fluvial and pluvial) and their impacts while accounting for the different pathways (river flood, dike breach, surface water flooding and flash flood) within the compound events. The analyses are based on two data sets with 1652 (for the 2013 flood) and 601 (for the 2016 flood) affected residents who were surveyed around 9 months after each flood, revealing little socio-economic differences - except for income - between the two samples. The four pathways showed significant differences with regard to their hydraulic and financial impacts, recovery, warning processes, and coping and adaptive behaviour. There are just small differences with regard to perceived self-efficacy and responsibility, offering entry points for tailored risk communication and support to improve property-level adaptation.}, language = {en} } @article{ThiekenOttoPisietal.2015, author = {Thieken, Annegret and Otto, Antje and Pisi, Sebastian and Petrow, Theresia and Kreibich, Heidi and Kuhlicke, Christian and Schr{\"o}ter, Kai and Kienzler, Sarah and M{\"u}ller, Meike}, title = {Schlussfolgerungen und Empfehlungen}, series = {Das Hochwasser im Juni 2013 : Bew{\"a}hrungsprobe f{\"u}r das Hochwasserrisikomanagement in Deutschland}, journal = {Das Hochwasser im Juni 2013 : Bew{\"a}hrungsprobe f{\"u}r das Hochwasserrisikomanagement in Deutschland}, publisher = {Deutsches Komitee Katastrophenvorsorge}, address = {Bonn}, isbn = {978-3-933181-62-6}, pages = {184 -- 196}, year = {2015}, language = {de} } @article{WietzkeMerzGerlitzetal.2020, author = {Wietzke, Luzie M. and Merz, Bruno and Gerlitz, Lars and Kreibich, Heidi and Guse, Bj{\"o}rn and Castellarin, Attilio and Vorogushyn, Sergiy}, title = {Comparative analysis of scalar upper tail indicators}, series = {Hydrological sciences journal = Journal des sciences hydrologiques}, volume = {65}, journal = {Hydrological sciences journal = Journal des sciences hydrologiques}, number = {10}, publisher = {Routledge, Taylor \& Francis Group}, address = {Abingdon}, issn = {0262-6667}, doi = {10.1080/02626667.2020.1769104}, pages = {1625 -- 1639}, year = {2020}, abstract = {Different upper tail indicators exist to characterize heavy tail phenomena, but no comparative study has been carried out so far. We evaluate the shape parameter (GEV), obesity index, Gini index and upper tail ratio (UTR) against a novel benchmark of tail heaviness - the surprise factor. Sensitivity analyses to sample size and changes in scale-to-location ratio are carried out in bootstrap experiments. The UTR replicates the surprise factor best but is most uncertain and only comparable between records of similar length. For samples with symmetric Lorenz curves, shape parameter, obesity and Gini indices provide consistent indications. For asymmetric Lorenz curves, however, the first two tend to overestimate, whereas Gini index tends to underestimate tail heaviness. We suggest the use of a combination of shape parameter, obesity and Gini index to characterize tail heaviness. These indicators should be supported with calculation of the Lorenz asymmetry coefficients and interpreted with caution.}, language = {en} }