@article{MacdonaldMerzGuseetal.2022, author = {Macdonald, Elena and Merz, Bruno and Guse, Bj{\"o}rn and Wietzke, Luzie and Ullrich, Sophie and Kemter, Matthias and Ahrens, Bodo and Vorogushyn, Sergiy}, title = {Event and catchment controls of heavy tail behavior of floods}, series = {Water resources research}, volume = {58}, journal = {Water resources research}, number = {6}, publisher = {American Geophysical Union}, address = {Washington}, issn = {0043-1397}, doi = {10.1029/2021WR031260}, pages = {25}, year = {2022}, abstract = {In some catchments, the distribution of annual maximum streamflow shows heavy tail behavior, meaning the occurrence probability of extreme events is higher than if the upper tail decayed exponentially. Neglecting heavy tail behavior can lead to an underestimation of the likelihood of extreme floods and the associated risk. Partly contradictory results regarding the controls of heavy tail behavior exist in the literature and the knowledge is still very dispersed and limited. To better understand the drivers, we analyze the upper tail behavior and its controls for 480 catchments in Germany and Austria over a period of more than 50 years. The catchments span from quickly reacting mountain catchments to large lowland catchments, allowing for general conclusions. We compile a wide range of event and catchment characteristics and investigate their association with an indicator of the tail heaviness of flood distributions, namely the shape parameter of the GEV distribution. Following univariate analyses of these characteristics, along with an evaluation of different aggregations of event characteristics, multiple linear regression models, as well as random forests, are constructed. A novel slope indicator, which represents the relation between the return period of flood peaks and event characteristics, captures the controls of heavy tails best. Variables describing the catchment response are found to dominate the heavy tail behavior, followed by event precipitation, flood seasonality, and catchment size. The pre-event moisture state in a catchment has no relevant impact on the tail heaviness even though it does influence flood magnitudes.}, language = {en} } @article{UllrichHegnauerNguyenetal.2021, author = {Ullrich, Sophie Louise and Hegnauer, Mark and Nguyen, Dung Viet and Merz, Bruno and Kwadijk, Jaap and Vorogushyn, Sergiy}, title = {Comparative evaluation of two types of stochastic weather generators for synthetic precipitation in the Rhine basin}, series = {Journal of hydrology}, volume = {601}, journal = {Journal of hydrology}, publisher = {Elsevier}, address = {Amsterdam [u.a.]}, issn = {0022-1694}, doi = {10.1016/j.jhydrol.2021.126544}, pages = {16}, year = {2021}, abstract = {Stochastic modeling of precipitation for estimation of hydrological extremes is an important element of flood risk assessment and management. The spatially consistent estimation of rainfall fields and their temporal variability remains challenging and is addressed by various stochastic weather generators. In this study, two types of weather generators are evaluated against observed data and benchmarked regarding their ability to simulate spatio-temporal precipitation fields in the Rhine catchment. A multi-site station-based weather generator uses an auto-regressive model and estimates the spatial correlation structure between stations. Another weather generator is raster-based and uses the nearest-neighbor resampling technique for reshuffling daily patterns while preserving the correlation structure between the observations. Both weather generators perform well and are comparable at the point (station) scale with regards to daily mean and 99.9th percentile precipitation as well as concerning wet/dry frequencies and transition probabilities. The areal extreme precipitation at the sub-basin scale is however overestimated in the station-based weather generator due to an overestimation of the correlation structure between individual stations. The auto-regressive model tends to generate larger rainfall fields in space for extreme precipitation than observed, particularly in summer. The weather generator based on nearest-neighbor resampling reproduces the observed daily and multiday (5, 10 and 20) extreme events in a similar magnitude. Improvements in performance regarding wet frequencies and transition probabilities are recommended for both models.}, language = {en} } @article{FarragBrillNguyenetal.2022, author = {Farrag, Mostafa and Brill, Fabio Alexander and Nguyen, Viet Dung and Sairam, Nivedita and Schr{\"o}ter, Kai and Kreibich, Heidi and Merz, Bruno and de Bruijn, Karin M. and Vorogushyn, Sergiy}, title = {On the role of floodplain storage and hydrodynamic interactions in flood risk estimation}, series = {Hydrological sciences journal = Journal des sciences hydrologiques}, volume = {67}, journal = {Hydrological sciences journal = Journal des sciences hydrologiques}, number = {4}, publisher = {Routledge, Taylor \& Francis Group}, address = {Abingdon}, issn = {0262-6667}, doi = {10.1080/02626667.2022.2030058}, pages = {508 -- 534}, year = {2022}, abstract = {Hydrodynamic interactions, i.e. the floodplain storage effects caused by inundations upstream on flood wave propagation, inundation areas, and flood damage downstream, are important but often ignored in large-scale flood risk assessments. Although new methods considering these effects sometimes emerge, they are often limited to a small or meso scale. In this study, we investigate the role of hydrodynamic interactions and floodplain storage on flood hazard and risk in the German part of the Rhine basin. To do so, we compare a new continuous 1D routing scheme within a flood risk model chain to the piece-wise routing scheme, which largely neglects floodplain storage. The results show that floodplain storage is significant, lowers water levels and discharges, and reduces risks by over 50\%. Therefore, for accurate risk assessments, a system approach must be adopted, and floodplain storage and hydrodynamic interactions must carefully be considered.}, language = {en} } @article{KreibichHudsonMerz2021, author = {Kreibich, Heidi and Hudson, Paul and Merz, Bruno}, title = {Knowing what to do substantially improves the effectiveness of flood early warning}, series = {Bulletin of the American Meteorological Society}, volume = {102}, journal = {Bulletin of the American Meteorological Society}, number = {7}, publisher = {American Meteorological Soc.}, address = {Boston}, issn = {0003-0007}, doi = {10.1175/BAMS-D-20-0262.1}, pages = {E1450 -- E1463}, year = {2021}, abstract = {Flood warning systems are longstanding success stories with respect to protecting human life, but monetary losses continue to grow. Knowledge on the effectiveness of flood early warning in reducing monetary losses is scarce, especially at the individual level. To gain more knowledge in this area, we analyze a dataset that is unique with respect to detailed information on warning reception and monetary losses at the property level and with respect to amount of data available. The dataset contains 4,468 loss cases from six flood events in Germany. These floods occurred between 2002 and 2013. The data from each event were collected by computer-aided telephone interviews in four surveys following a repeated cross-sectional design. We quantitatively reveal that flood early warning is only effective in reducing monetary losses when people know what to do when they receive the warning. We also show that particularly long-term preparedness is associated with people knowing what to do when they receive a warning. Thus, risk communication, training, and (financial) support for private preparedness are effective in mitigating flood losses in two ways: precautionary measures and more effective emergency responses.}, language = {en} } @article{WietzkeMerzGerlitzetal.2020, author = {Wietzke, Luzie M. and Merz, Bruno and Gerlitz, Lars and Kreibich, Heidi and Guse, Bj{\"o}rn and Castellarin, Attilio and Vorogushyn, Sergiy}, title = {Comparative analysis of scalar upper tail indicators}, series = {Hydrological sciences journal = Journal des sciences hydrologiques}, volume = {65}, journal = {Hydrological sciences journal = Journal des sciences hydrologiques}, number = {10}, publisher = {Routledge, Taylor \& Francis Group}, address = {Abingdon}, issn = {0262-6667}, doi = {10.1080/02626667.2020.1769104}, pages = {1625 -- 1639}, year = {2020}, abstract = {Different upper tail indicators exist to characterize heavy tail phenomena, but no comparative study has been carried out so far. We evaluate the shape parameter (GEV), obesity index, Gini index and upper tail ratio (UTR) against a novel benchmark of tail heaviness - the surprise factor. Sensitivity analyses to sample size and changes in scale-to-location ratio are carried out in bootstrap experiments. The UTR replicates the surprise factor best but is most uncertain and only comparable between records of similar length. For samples with symmetric Lorenz curves, shape parameter, obesity and Gini indices provide consistent indications. For asymmetric Lorenz curves, however, the first two tend to overestimate, whereas Gini index tends to underestimate tail heaviness. We suggest the use of a combination of shape parameter, obesity and Gini index to characterize tail heaviness. These indicators should be supported with calculation of the Lorenz asymmetry coefficients and interpreted with caution.}, language = {en} } @article{SpeckhannKreibichMerz2021, author = {Speckhann, Gustavo Andrei and Kreibich, Heidi and Merz, Bruno}, title = {Inventory of dams in Germany}, series = {Earth system science data : the data publishing journal}, volume = {13}, journal = {Earth system science data : the data publishing journal}, number = {2}, publisher = {Copernicus}, address = {G{\"o}ttingen}, issn = {1866-3508}, doi = {10.5194/essd-13-731-2021}, pages = {731 -- 740}, year = {2021}, abstract = {Dams are an important element of water resources management. Data about dams are crucial for practitioners, scientists, and policymakers for various purposes, such as seasonal forecasting of water availability or flood mitigation. However, detailed information on dams on the national level for Germany is so far not freely available. We present the most comprehensive open-access dam inventory for Germany (DIG) to date. We have collected and combined information on dams using books, state agency reports, engineering reports, and internet pages. We have applied a priority rule that ensures the highest level of reliability for the dam information. Our dam inventory comprises 530 dams in Germany with information on name, location, river, start year of construction and operation, crest length, dam height, lake area, lake volume, purpose, dam structure, and building characteristics. We have used a global, satellite-based water surface raster to evaluate the location of the dams. A significant proportion (63 \%) of dams were built between 1950-2013. Our inventory shows that dams in Germany are mostly single-purpose (52 \%), 53\% can be used for flood control, and 25\% are involved in energy production. The inventory is freely available through GFZ (GeoForschungsZentrum) Data Services (https://doi.org/10.5880/GFZ.4.4.2020.005)}, language = {en} } @article{SairamBrillSiegetal.2021, author = {Sairam, Nivedita and Brill, Fabio Alexander and Sieg, Tobias and Farrag, Mostafa and Kellermann, Patric and Viet Dung Nguyen, and L{\"u}dtke, Stefan and Merz, Bruno and Schr{\"o}ter, Kai and Vorogushyn, Sergiy and Kreibich, Heidi}, title = {Process-based flood risk assessment for Germany}, series = {Earth's future / American Geophysical Union}, volume = {9}, journal = {Earth's future / American Geophysical Union}, number = {10}, publisher = {Wiley-Blackwell}, address = {Hoboken, NJ}, issn = {2328-4277}, doi = {10.1029/2021EF002259}, pages = {12}, year = {2021}, abstract = {Large-scale flood risk assessments are crucial for decision making, especially with respect to new flood defense schemes, adaptation planning and estimating insurance premiums. We apply the process-based Regional Flood Model (RFM) to simulate a 5000-year flood event catalog for all major catchments in Germany and derive risk curves based on the losses per economic sector. The RFM uses a continuous process simulation including a multisite, multivariate weather generator, a hydrological model considering heterogeneous catchment processes, a coupled 1D-2D hydrodynamic model considering dike overtopping and hinterland storage, spatially explicit sector-wise exposure data and empirical multi-variable loss models calibrated for Germany. For all components, uncertainties in the data and models are estimated. We estimate the median Expected Annual Damage (EAD) and Value at Risk at 99.5\% confidence for Germany to be euro0.529 bn and euro8.865 bn, respectively. The commercial sector dominates by making about 60\% of the total risk, followed by the residential sector. The agriculture sector gets affected by small return period floods and only contributes to less than 3\% to the total risk. The overall EAD is comparable to other large-scale estimates. However, the estimation of losses for specific return periods is substantially improved. The spatial consistency of the risk estimates avoids the large overestimation of losses for rare events that is common in other large-scale assessments with homogeneous return periods. Thus, the process-based, spatially consistent flood risk assessment by RFM is an important step forward and will serve as a benchmark for future German-wide flood risk assessments.}, language = {en} } @article{GanguliPaprotnyHasanetal.2020, author = {Ganguli, Poulomi and Paprotny, Dominik and Hasan, Mehedi and G{\"u}ntner, Andreas and Merz, Bruno}, title = {Projected changes in compound flood hazard from riverine and coastal floods in northwestern Europe}, series = {Earth's future}, volume = {8}, journal = {Earth's future}, number = {11}, publisher = {Wiley-Blackwell}, address = {Hoboken, NJ}, issn = {2328-4277}, doi = {10.1029/2020EF001752}, pages = {19}, year = {2020}, abstract = {Compound flooding in coastal regions, that is, the simultaneous or successive occurrence of high sea levels and high river flows, is expected to increase in a warmer world. To date, however, there is no robust evidence on projected changes in compound flooding for northwestern Europe. We combine projected storm surges and river floods with probabilistic, localized relative sea-level rise (SLR) scenarios to assess the future compound flood hazard over northwestern coastal Europe in the high (RCP8.5) emission scenario. We use high-resolution, dynamically downscaled regional climate models (RCM) to drive a storm surge model and a hydrological model, and analyze the joint occurrence of high coastal water levels and associated river peaks in a multivariate copula-based approach. The RCM-forced multimodel mean reasonably represents the observed spatial pattern of the dependence strength between annual maxima surge and peak river discharge, although substantial discrepancies exist between observed and simulated dependence strength. All models overestimate the dependence strength, possibly due to limitations in model parameterizations. This bias affects compound flood hazard estimates and requires further investigation. While our results suggest decreasing compound flood hazard over the majority of sites by 2050s (2040-2069) compared to the reference period (1985-2005), an increase in projected compound flood hazard is limited to around 34\% of the sites. Further, we show the substantial role of SLR, a driver of compound floods, which has frequently been neglected. Our findings highlight the need to be aware of the limitations of the current generation of Earth system models in simulating coastal compound floods.}, language = {en} } @article{MetinDungSchroeteretal.2020, author = {Metin, Ayse Duha and Dung, Nguyen Viet and Schr{\"o}ter, Kai and Vorogushyn, Sergiy and Guse, Bj{\"o}rn and Kreibich, Heidi and Merz, Bruno}, title = {The role of spatial dependence for large-scale flood risk estimation}, series = {Natural hazards and earth system sciences}, volume = {20}, journal = {Natural hazards and earth system sciences}, number = {4}, publisher = {European Geosciences Union (EGU) ; Copernicus}, address = {G{\"o}ttingen}, issn = {1561-8633}, doi = {10.5194/nhess-20-967-2020}, pages = {967 -- 979}, year = {2020}, abstract = {Flood risk assessments are typically based on scenarios which assume homogeneous return periods of flood peaks throughout the catchment. This assumption is unrealistic for real flood events and may bias risk estimates for specific return periods. We investigate how three assumptions about the spatial dependence affect risk estimates: (i) spatially homogeneous scenarios (complete dependence), (ii) spatially heterogeneous scenarios (modelled dependence) and (iii) spatially heterogeneous but uncorrelated scenarios (complete independence). To this end, the model chain RFM (regional flood model) is applied to the Elbe catchment in Germany, accounting for the spatio-temporal dynamics of all flood generation processes, from the rainfall through catchment and river system processes to damage mechanisms. Different assumptions about the spatial dependence do not influence the expected annual damage (EAD); however, they bias the risk curve, i.e. the cumulative distribution function of damage. The widespread assumption of complete dependence strongly overestimates flood damage of the order of 100\% for return periods larger than approximately 200 years. On the other hand, for small and medium floods with return periods smaller than approximately 50 years, damage is underestimated. The overestimation aggravates when risk is estimated for larger areas. This study demonstrates the importance of representing the spatial dependence of flood peaks and damage for risk assessments.}, language = {en} } @article{PaprotnyKreibichMoralesNapolesetal.2020, author = {Paprotny, Dominik and Kreibich, Heidi and Morales-Napoles, Oswaldo and Wagenaar, Dennis and Castellarin, Attilio and Carisi, Francesca and Bertin, Xavier and Merz, Bruno and Schr{\"o}ter, Kai}, title = {A probabilistic approach to estimating residential losses from different flood types}, series = {Natural hazards : journal of the International Society for the Prevention and Mitigation of Natural Hazards}, volume = {105}, journal = {Natural hazards : journal of the International Society for the Prevention and Mitigation of Natural Hazards}, number = {3}, publisher = {Springer}, address = {New York}, issn = {0921-030X}, doi = {10.1007/s11069-020-04413-x}, pages = {2569 -- 2601}, year = {2020}, abstract = {Residential assets, comprising buildings and household contents, are a major source of direct flood losses. Existing damage models are mostly deterministic and limited to particular countries or flood types. Here, we compile building-level losses from Germany, Italy and the Netherlands covering a wide range of fluvial and pluvial flood events. Utilizing a Bayesian network (BN) for continuous variables, we find that relative losses (i.e. loss relative to exposure) to building structure and its contents could be estimated with five variables: water depth, flow velocity, event return period, building usable floor space area and regional disposable income per capita. The model's ability to predict flood losses is validated for the 11 flood events contained in the sample. Predictions for the German and Italian fluvial floods were better than for pluvial floods or the 1993 Meuse river flood. Further, a case study of a 2010 coastal flood in France is used to test the BN model's performance for a type of flood not included in the survey dataset. Overall, the BN model achieved better results than any of 10 alternative damage models for reproducing average losses for the 2010 flood. An additional case study of a 2013 fluvial flood has also shown good performance of the model. The study shows that data from many flood events can be combined to derive most important factors driving flood losses across regions and time, and that resulting damage models could be applied in an open data framework.}, language = {en} } @article{MerzKuhlickeKunzetal.2020, author = {Merz, Bruno and Kuhlicke, Christian and Kunz, Michael and Pittore, Massimiliano and Babeyko, Andrey and Bresch, David N. and Domeisen, Daniela I. and Feser, Frauke and Koszalka, Inga and Kreibich, Heidi and Pantillon, Florian and Parolai, Stefano and Pinto, Joaquim G. and Punge, Heinz J{\"u}rgen and Rivalta, Eleonora and Schr{\"o}ter, Kai and Strehlow, Karen and Weisse, Ralf and Wurpts, Andreas}, title = {Impact forecasting to support emergency management of natural hazards}, series = {Reviews of geophysics}, volume = {58}, journal = {Reviews of geophysics}, number = {4}, publisher = {American Geophysical Union}, address = {Washington}, issn = {8755-1209}, doi = {10.1029/2020RG000704}, pages = {52}, year = {2020}, abstract = {Forecasting and early warning systems are important investments to protect lives, properties, and livelihood. While early warning systems are frequently used to predict the magnitude, location, and timing of potentially damaging events, these systems rarely provide impact estimates, such as the expected amount and distribution of physical damage, human consequences, disruption of services, or financial loss. Complementing early warning systems with impact forecasts has a twofold advantage: It would provide decision makers with richer information to take informed decisions about emergency measures and focus the attention of different disciplines on a common target. This would allow capitalizing on synergies between different disciplines and boosting the development of multihazard early warning systems. This review discusses the state of the art in impact forecasting for a wide range of natural hazards. We outline the added value of impact-based warnings compared to hazard forecasting for the emergency phase, indicate challenges and pitfalls, and synthesize the review results across hazard types most relevant for Europe.}, language = {en} } @article{NiedSchroeterLuedtkeetal.2017, author = {Nied, Manuela and Schr{\"o}ter, Kai and L{\"u}dtke, Stefan and Nguyen, Viet Dung and Merz, Bruno}, title = {What are the hydro-meteorological controls on flood characteristics?}, series = {Journal of hydrology}, volume = {545}, journal = {Journal of hydrology}, publisher = {Elsevier}, address = {Amsterdam}, issn = {0022-1694}, doi = {10.1016/j.jhydrol.2016.12.003}, pages = {310 -- 326}, year = {2017}, abstract = {Flood events can be expressed by a variety of characteristics such as flood magnitude and extent, event duration or incurred loss. Flood estimation and management may benefit from understanding how the different flood characteristics relate to the hydrological catchment conditions preceding the event and to the meteorological conditions throughout the event. In this study, we therefore propose a methodology to investigate the hydro-meteorological controls on different flood characteristics, based on the simulation of the complete flood risk chain from the flood triggering precipitation event, through runoff generation in the catchment, flood routing and possible inundation in the river system and floodplains to flood loss. Conditional cumulative distribution functions and regression tree analysis delineate the seasonal varying flood processes and indicate that the effect of the hydrological pre-conditions, i.e. soil moisture patterns, and of the meteorological conditions, i.e. weather patterns, depends on the considered flood characteristic. The methodology is exemplified for the Elbe catchment. In this catchment, the length of the build-up period, the event duration and the number of gauges undergoing at least a 10-year flood are governed by weather patterns. The affected length and the number of gauges undergoing at least a 2-year flood are however governed by soil moisture patterns. In case of flood severity and loss, the controlling factor is less pronounced. Severity is slightly governed by soil moisture patterns whereas loss is slightly governed by weather patterns. The study highlights that flood magnitude and extent arise from different flood generation processes and concludes that soil moisture patterns as well as weather patterns are not only beneficial to inform on possible flood occurrence but also on the involved flood processes and resulting flood characteristics.}, language = {en} } @article{SeibertMerzApel2017, author = {Seibert, Mathias and Merz, Bruno and Apel, Heiko}, title = {Seasonal forecasting of hydrological drought in the Limpopo Basin}, series = {Hydrology and earth system sciences : HESS}, volume = {21}, journal = {Hydrology and earth system sciences : HESS}, publisher = {Copernicus}, address = {G{\"o}ttingen}, issn = {1027-5606}, doi = {10.5194/hess-21-1611-2017}, pages = {1611 -- 1629}, year = {2017}, abstract = {The Limpopo Basin in southern Africa is prone to droughts which affect the livelihood of millions of people in South Africa, Botswana, Zimbabwe and Mozambique. Seasonal drought early warning is thus vital for the whole region. In this study, the predictability of hydrological droughts during the main runoff period from December to May is assessed using statistical approaches. Three methods (multiple linear models, artificial neural networks, random forest regression trees) are compared in terms of their ability to forecast streamflow with up to 12 months of lead time. The following four main findings result from the study. 1. There are stations in the basin at which standardised streamflow is predictable with lead times up to 12 months. The results show high inter-station differences of forecast skill but reach a coefficient of determination as high as 0.73 (cross validated). 2. A large range of potential predictors is considered in this study, comprising well-established climate indices, customised teleconnection indices derived from sea surface temperatures and antecedent streamflow as a proxy of catchment conditions. El Nino and customised indices, representing sea surface temperature in the Atlantic and Indian oceans, prove to be important teleconnection predictors for the region. Antecedent streamflow is a strong predictor in small catchments (with median 42\% explained variance), whereas teleconnections exert a stronger influence in large catchments. 3. Multiple linear models show the best forecast skill in this study and the greatest robustness compared to artificial neural networks and random forest regression trees, despite their capabilities to represent nonlinear relationships. 4. Employed in early warning, the models can be used to forecast a specific drought level. Even if the coefficient of determination is low, the forecast models have a skill better than a climatological forecast, which is shown by analysis of receiver operating characteristics (ROCs). Seasonal statistical forecasts in the Limpopo show promising results, and thus it is recommended to employ them as complementary to existing forecasts in order to strengthen preparedness for droughts.}, language = {en} } @article{KreibichBottoMerzetal.2016, author = {Kreibich, Heidi and Botto, Anna and Merz, Bruno and Schr{\"o}ter, Kai}, title = {Probabilistic, Multivariable Flood Loss Modeling on the Mesoscale with BT-FLEMO}, series = {Risk analysis}, volume = {37}, journal = {Risk analysis}, number = {4}, publisher = {Wiley}, address = {Hoboken}, issn = {0272-4332}, doi = {10.1111/risa.12650}, pages = {774 -- 787}, year = {2016}, abstract = {Flood loss modeling is an important component for risk analyses and decision support in flood risk management. Commonly, flood loss models describe complex damaging processes by simple, deterministic approaches like depth-damage functions and are associated with large uncertainty. To improve flood loss estimation and to provide quantitative information about the uncertainty associated with loss modeling, a probabilistic, multivariable Bagging decision Tree Flood Loss Estimation MOdel (BT-FLEMO) for residential buildings was developed. The application of BT-FLEMO provides a probability distribution of estimated losses to residential buildings per municipality. BT-FLEMO was applied and validated at the mesoscale in 19 municipalities that were affected during the 2002 flood by the River Mulde in Saxony, Germany. Validation was undertaken on the one hand via a comparison with six deterministic loss models, including both depth-damage functions and multivariable models. On the other hand, the results were compared with official loss data. BT-FLEMO outperforms deterministic, univariable, and multivariable models with regard to model accuracy, although the prediction uncertainty remains high. An important advantage of BT-FLEMO is the quantification of prediction uncertainty. The probability distribution of loss estimates by BT-FLEMO well represents the variation range of loss estimates of the other models in the case study.}, language = {en} } @article{WendiMarwanMerz2018, author = {Wendi, Dadiyorto and Marwan, Norbert and Merz, Bruno}, title = {In Search of Determinism-Sensitive Region to Avoid Artefacts in Recurrence Plots}, series = {International journal of bifurcation and chaos : in applied sciences and engineering}, volume = {28}, journal = {International journal of bifurcation and chaos : in applied sciences and engineering}, number = {1}, publisher = {World Scientific}, address = {Singapore}, issn = {0218-1274}, doi = {10.1142/S0218127418500074}, pages = {15}, year = {2018}, abstract = {As an effort to reduce parameter uncertainties in constructing recurrence plots, and in particular to avoid potential artefacts, this paper presents a technique to derive artefact-safe region of parameter sets. This technique exploits both deterministic (incl. chaos) and stochastic signal characteristics of recurrence quantification (i.e. diagonal structures). It is useful when the evaluated signal is known to be deterministic. This study focuses on the recurrence plot generated from the reconstructed phase space in order to represent many real application scenarios when not all variables to describe a system are available (data scarcity). The technique involves random shuffling of the original signal to destroy its original deterministic characteristics. Its purpose is to evaluate whether the determinism values of the original and the shuffled signal remain closely together, and therefore suggesting that the recurrence plot might comprise artefacts. The use of such determinism-sensitive region shall be accompanied by standard embedding optimization approaches, e.g. using indices like false nearest neighbor and mutual information, to result in a more reliable recurrence plot parameterization.}, language = {en} } @article{MerzApelDungNguyenetal.2018, author = {Merz, Bruno and Apel, Heiko and Dung Nguyen, Viet-Dung and Falter, Daniela and Guse, Bj{\"o}rn and Hundecha, Yeshewatesfa and Kreibich, Heidi and Schr{\"o}ter, Kai and Vorogushyn, Sergiy}, title = {From precipitation to damage}, series = {Global flood hazard : applications in modeling, mapping and forecasting}, volume = {233}, journal = {Global flood hazard : applications in modeling, mapping and forecasting}, publisher = {American Geophysical Union}, address = {Washington}, isbn = {978-1-119-21788-6}, issn = {0065-8448}, doi = {10.1002/9781119217886.ch10}, pages = {169 -- 183}, year = {2018}, abstract = {Flood risk assessments for large river basins often involve piecing together smaller-scale assessments leading to erroneous risk statements. We describe a coupled model chain for quantifying flood risk at the scale of 100,000 km(2). It consists of a catchment model, a 1D-2D river network model, and a loss model. We introduce the model chain and present two applications. The first application for the Elbe River basin with an area of 66,000 km(2) demonstrates that it is feasible to simulate the complete risk chain for large river basins in a continuous simulation mode with high temporal and spatial resolution. In the second application, RFM is coupled to a multisite weather generator and applied to the Mulde catchment with an area of 6,000 km(2). This approach is able to provide a very long time series of spatially heterogeneous patterns of precipitation, discharge, inundation, and damage. These patterns respect the spatial correlation of the different processes and are suitable to derive large-scale risk estimates. We discuss how the RFM approach can be transferred to the continental scale.}, language = {en} } @article{DuyHeidbuechelMeyeretal.2018, author = {Duy, Nguyen Le and Heidb{\"u}chel, Ingo and Meyer, Hanno and Merz, Bruno and Apel, Heiko}, title = {What controls the stable isotope composition of precipitation in the Mekong Delta?}, series = {Hydrology and earth system sciences : HESS}, volume = {22}, journal = {Hydrology and earth system sciences : HESS}, number = {2}, publisher = {Copernicus}, address = {G{\"o}ttingen}, issn = {1027-5606}, doi = {10.5194/hess-22-1239-2018}, pages = {1239 -- 1262}, year = {2018}, abstract = {This study analyzes the influence of local and regional climatic factors on the stable isotopic composition of rainfall in the Vietnamese Mekong Delta (VMD) as part of the Asian monsoon region. It is based on 1.5 years of weekly rainfall samples. In the first step, the isotopic composition of the samples is analyzed by local meteoric water lines (LMWLs) and single-factor linear correlations. Additionally, the contribution of several regional and local factors is quantified by multiple linear regression (MLR) of all possible factor combinations and by relative importance analysis. This approach is novel for the interpretation of isotopic records and enables an objective quantification of the explained variance in isotopic records for individual factors. In this study, the local factors are extracted from local climate records, while the regional factors are derived from atmospheric backward trajectories of water particles. The regional factors, i.e., precipitation, temperature, relative humidity and the length of backward trajectories, are combined with equivalent local climatic parameters to explain the response variables delta O-18, delta H-2, and d-excess of precipitation at the station of measurement. The results indicate that (i) MLR can better explain the isotopic variation in precipitation (R-2 = 0.8) compared to single-factor linear regression (R-2 = 0.3); (ii) the isotopic variation in precipitation is controlled dominantly by regional moisture regimes (similar to 70 \%) compared to local climatic conditions (similar to 30 \%); (iii) the most important climatic parameter during the rainy season is the precipitation amount along the trajectories of air mass movement; (iv) the influence of local precipitation amount and temperature is not sig-nificant during the rainy season, unlike the regional precipitation amount effect; (v) secondary fractionation processes (e.g., sub-cloud evaporation) can be identified through the d-excess and take place mainly in the dry season, either locally for delta O-18 and delta H-2, or along the air mass trajectories for d-excess. The analysis shows that regional and local factors vary in importance over the seasons and that the source regions and transport pathways, and particularly the climatic conditions along the pathways, have a large influence on the isotopic composition of rainfall. Although the general results have been reported qualitatively in previous studies (proving the validity of the approach), the proposed method provides quantitative estimates of the controlling factors, both for the whole data set and for distinct seasons. Therefore, it is argued that the approach constitutes an advancement in the statistical analysis of isotopic records in rainfall that can supplement or precede more complex studies utilizing atmospheric models. Due to its relative simplicity, the method can be easily transferred to other regions, or extended with other factors. The results illustrate that the interpretation of the isotopic composition of precipitation as a recorder of local climatic conditions, as for example performed for paleorecords of water isotopes, may not be adequate in the southern part of the Indochinese Peninsula, and likely neither in other regions affected by monsoon processes. However, the presented approach could open a pathway towards better and seasonally differentiated reconstruction of paleoclimates based on isotopic records.}, language = {en} } @article{MurawskiVorogushynBuergeretal.2018, author = {Murawski, Aline and Vorogushyn, Sergiy and B{\"u}rger, Gerd and Gerlitz, Lars and Merz, Bruno}, title = {Do changing weather types explain observed climatic trends in the rhine basin?}, series = {Journal of geophysical of geophysical research-atmosheres}, volume = {123}, journal = {Journal of geophysical of geophysical research-atmosheres}, number = {3}, publisher = {American Geophysical Union}, address = {Washington}, issn = {2169-897X}, doi = {10.1002/2017JD026654}, pages = {1562 -- 1584}, year = {2018}, abstract = {For attributing hydrological changes to anthropogenic climate change, catchment models are driven by climate model output. A widespread approach to bridge the spatial gap between global climate and hydrological catchment models is to use a weather generator conditioned on weather patterns (WPs). This approach assumes that changes in local climate are characterized by between-type changes of patterns. In this study we test this assumption by analyzing a previously developed WP classification for the Rhine basin, which is based on dynamic and thermodynamic variables. We quantify changes in pattern characteristics and associated climatic properties. The amount of between- and within-type changes is investigated by comparing observed trends to trends resulting solely from WP occurrence. To overcome uncertainties in trend detection resulting from the selected time period, all possible periods in 1901-2010 with a minimum length of 31 years are analyzed. Increasing frequency is found for some patterns associated with high precipitation, although the trend sign highly depends on the considered period. Trends and interannual variations of WP frequencies are related to the long-term variability of large-scale circulation modes. Long-term WP internal warming is evident for summer patterns and enhanced warming for spring/autumn patterns since the 1970s. Observed trends in temperature and partly in precipitation are mainly associated with frequency changes of specific WPs, but some amount of within-type changes remains. The classification can be used for downscaling of past changes considering this limitation, but the inclusion of thermodynamic variables into the classification impedes the downscaling of future climate projections.}, language = {en} } @article{AertsBotzenClarkeetal.2018, author = {Aerts, J. C. J. H. and Botzen, W. J. Wouter and Clarke, K. C. and Cutter, S. L. and Hall, J. W. and Merz, Bruno and Michel-Kerjan, E. and Mysiak, J. and Surminski, Swenja and Kunreuther, H.}, title = {Integrating human behaviour dynamics into flood disaster risk assessment}, series = {Nature climate change}, volume = {8}, journal = {Nature climate change}, number = {3}, publisher = {Nature Publ. Group}, address = {London}, issn = {1758-678X}, doi = {10.1038/s41558-018-0085-1}, pages = {193 -- 199}, year = {2018}, abstract = {The behaviour of individuals, businesses, and government entities before, during, and immediately after a disaster can dramatically affect the impact and recovery time. However, existing risk-assessment methods rarely include this critical factor. In this Perspective, we show why this is a concern, and demonstrate that although initial efforts have inevitably represented human behaviour in limited terms, innovations in flood-risk assessment that integrate societal behaviour and behavioural adaptation dynamics into such quantifications may lead to more accurate characterization of risks and improved assessment of the effectiveness of risk-management strategies and investments. Such multidisciplinary approaches can inform flood-risk management policy development.}, language = {en} } @article{HeVorogushynUngerShayestehetal.2018, author = {He, Zhihua and Vorogushyn, Sergiy and Unger-Shayesteh, Katy and Gafurov, Abror and Kalashnikova, Olga and Omorova, Elvira and Merz, Bruno}, title = {The Value of Hydrograph Partitioning Curves for Calibrating Hydrological Models in Glacierized Basins}, series = {Water resources research}, volume = {54}, journal = {Water resources research}, number = {3}, publisher = {American Geophysical Union}, address = {Washington}, issn = {0043-1397}, doi = {10.1002/2017WR021966}, pages = {2336 -- 2361}, year = {2018}, abstract = {This study refines the method for calibrating a glacio-hydrological model based on Hydrograph Partitioning Curves (HPCs), and evaluates its value in comparison to multidata set optimization approaches which use glacier mass balance, satellite snow cover images, and discharge. The HPCs are extracted from the observed flow hydrograph using catchment precipitation and temperature gradients. They indicate the periods when the various runoff processes, such as glacier melt or snow melt, dominate the basin hydrograph. The annual cumulative curve of the difference between average daily temperature and melt threshold temperature over the basin, as well as the annual cumulative curve of average daily snowfall on the glacierized areas are used to identify the starting and end dates of snow and glacier ablation periods. Model parameters characterizing different runoff processes are calibrated on different HPCs in a stepwise and iterative way. Results show that the HPC-based method (1) delivers model-internal consistency comparably to the tri-data set calibration method; (2) improves the stability of calibrated parameter values across various calibration periods; and (3) estimates the contributions of runoff components similarly to the tri-data set calibration method. Our findings indicate the potential of the HPC-based approach as an alternative for hydrological model calibration in glacierized basins where other calibration data sets than discharge are often not available or very costly to obtain.}, language = {en} } @article{MerzNguyenApeletal.2018, author = {Merz, Bruno and Nguyen, Viet Dung and Apel, Heiko and Gerlitz, Lars and Schr{\"o}ter, Kai and Steirou, Eva Styliani and Vorogushyn, Sergiy}, title = {Spatial coherence of flood-rich and flood-poor periods across Germany}, series = {Journal of hydrology}, volume = {559}, journal = {Journal of hydrology}, publisher = {Elsevier}, address = {Amsterdam}, issn = {0022-1694}, doi = {10.1016/j.jhydrol.2018.02.082}, pages = {813 -- 826}, year = {2018}, abstract = {Despite its societal relevance, the question whether fluctuations in flood occurrence or magnitude are coherent in space has hardly been addressed in quantitative terms. We investigate this question for Germany by analysing fluctuations in annual maximum series (AMS) values at 68 discharge gauges for the common time period 1932-2005. We find remarkable spatial coherence across Germany given its different flood regimes. For example, there is a tendency that flood-rich/-poor years in sub-catchments of the Rhine basin, which are dominated by winter floods, coincide with flood-rich/-poor years in the southern sub-catchments of the Danube basin, which have their dominant flood season in summer. Our findings indicate that coherence is caused rather by persistence in catchment wetness than by persistent periods of higher/lower event precipitation. Further, we propose to differentiate between event-type and non-event-type coherence. There are quite a number of hydrological years with considerable nonevent-type coherence, i.e. AMS values of the 68 gauges are spread out through the year but in the same magnitude range. Years with extreme flooding tend to be of event-type and non-coherent, i.e. there is at least one precipitation event that affects many catchments to various degree. Although spatial coherence is a remarkable phenomenon, and large-scale flooding across Germany can lead to severe situations, extreme magnitudes across the whole country within one event or within one year were not observed in the investigated period. (C) 2018 Elsevier B.V. All rights reserved.}, language = {en} } @article{AgarwalMarwanMaheswaranetal.2018, author = {Agarwal, Ankit and Marwan, Norbert and Maheswaran, Rathinasamy and Merz, Bruno and Kurths, J{\"u}rgen}, title = {Quantifying the roles of single stations within homogeneous regions using complex network analysis}, series = {Journal of hydrology}, volume = {563}, journal = {Journal of hydrology}, publisher = {Elsevier}, address = {Amsterdam}, issn = {0022-1694}, doi = {10.1016/j.jhydrol.2018.06.050}, pages = {802 -- 810}, year = {2018}, abstract = {Regionalization and pooling stations to form homogeneous regions or communities are essential for reliable parameter transfer, prediction in ungauged basins, and estimation of missing information. Over the years, several clustering methods have been proposed for regional analysis. Most of these methods are able to quantify the study region in terms of homogeneity but fail to provide microscopic information about the interaction between communities, as well as about each station within the communities. We propose a complex network-based approach to extract this valuable information and demonstrate the potential of our approach using a rainfall network constructed from the Indian gridded daily precipitation data. The communities were identified using the network-theoretical community detection algorithm for maximizing the modularity. Further, the grid points (nodes) were classified into universal roles according to their pattern of within- and between-community connections. The method thus yields zoomed-in details of individual rainfall grids within each community.}, language = {en} } @article{KreibichDiBaldassarreVorogushynetal.2017, author = {Kreibich, Heidi and Di Baldassarre, Giuliano and Vorogushyn, Sergiy and Aerts, Jeroen C. J. H. and Apel, Heiko and Aronica, Giuseppe T. and Arnbjerg-Nielsen, Karsten and Bouwer, Laurens M. and Bubeck, Philip and Caloiero, Tommaso and Chinh, Do T. and Cortes, Maria and Gain, Animesh K. and Giampa, Vincenzo and Kuhlicke, Christian and Kundzewicz, Zbigniew W. and Llasat, Maria Carmen and Mard, Johanna and Matczak, Piotr and Mazzoleni, Maurizio and Molinari, Daniela and Dung, Nguyen V. and Petrucci, Olga and Schr{\"o}ter, Kai and Slager, Kymo and Thieken, Annegret and Ward, Philip J. and Merz, Bruno}, title = {Adaptation to flood risk}, series = {Earth's Future}, volume = {5}, journal = {Earth's Future}, publisher = {Wiley}, address = {Hoboken}, issn = {2328-4277}, doi = {10.1002/2017EF000606}, pages = {953 -- 965}, year = {2017}, abstract = {As flood impacts are increasing in large parts of the world, understanding the primary drivers of changes in risk is essential for effective adaptation. To gain more knowledge on the basis of empirical case studies, we analyze eight paired floods, that is, consecutive flood events that occurred in the same region, with the second flood causing significantly lower damage. These success stories of risk reduction were selected across different socioeconomic and hydro-climatic contexts. The potential of societies to adapt is uncovered by describing triggered societal changes, as well as formal measures and spontaneous processes that reduced flood risk. This novel approach has the potential to build the basis for an international data collection and analysis effort to better understand and attribute changes in risk due to hydrological extremes in the framework of the IAHSs Panta Rhei initiative. Across all case studies, we find that lower damage caused by the second event was mainly due to significant reductions in vulnerability, for example, via raised risk awareness, preparedness, and improvements of organizational emergency management. Thus, vulnerability reduction plays an essential role for successful adaptation. Our work shows that there is a high potential to adapt, but there remains the challenge to stimulate measures that reduce vulnerability and risk in periods in which extreme events do not occur.}, language = {en} } @article{TrietDungMerzetal.2018, author = {Triet, Nguyen Van Khanh and Dung, Nguyen Viet and Merz, Bruno and Apel, Heiko}, title = {Towards risk-based flood management in highly productive paddy rice cultivation}, series = {Natural hazards and earth system sciences}, volume = {18}, journal = {Natural hazards and earth system sciences}, number = {11}, publisher = {Copernicus}, address = {G{\"o}ttingen}, issn = {1561-8633}, doi = {10.5194/nhess-18-2859-2018}, pages = {2859 -- 2876}, year = {2018}, abstract = {Flooding is an imminent natural hazard threatening most river deltas, e.g. the Mekong Delta. An appropriate flood management is thus required for a sustainable development of the often densely populated regions. Recently, the traditional event-based hazard control shifted towards a risk management approach in many regions, driven by intensive research leading to new legal regulation on flood management. However, a large-scale flood risk assessment does not exist for the Mekong Delta. Particularly, flood risk to paddy rice cultivation, the most important economic activity in the delta, has not been performed yet. Therefore, the present study was developed to provide the very first insight into delta-scale flood damages and risks to rice cultivation. The flood hazard was quantified by probabilistic flood hazard maps of the whole delta using a bivariate extreme value statistics, synthetic flood hydrographs, and a large-scale hydraulic model. The flood risk to paddy rice was then quantified considering cropping calendars, rice phenology, and harvest times based on a time series of enhanced vegetation index (EVI) derived from MODIS satellite data, and a published rice flood damage function. The proposed concept provided flood risk maps to paddy rice for the Mekong Delta in terms of expected annual damage. The presented concept can be used as a blueprint for regions facing similar problems due to its generic approach. Furthermore, the changes in flood risk to paddy rice caused by changes in land use currently under discussion in the Mekong Delta were estimated. Two land-use scenarios either intensifying or reducing rice cropping were considered, and the changes in risk were presented in spatially explicit flood risk maps. The basic risk maps could serve as guidance for the authorities to develop spatially explicit flood management and mitigation plans for the delta. The land-use change risk maps could further be used for adaptive risk management plans and as a basis for a cost-benefit of the discussed land-use change scenarios. Additionally, the damage and risks maps may support the recently initiated agricultural insurance programme in Vietnam.}, language = {en} } @article{MetinNguyenVietDungSchroeteretal.2018, author = {Metin, Ayse Duha and Nguyen Viet Dung, and Schr{\"o}ter, Kai and Guse, Bj{\"o}rn and Apel, Heiko and Kreibich, Heidi and Vorogushyn, Sergiy and Merz, Bruno}, title = {How do changes along the risk chain affect flood risk?}, series = {Natural hazards and earth system sciences}, volume = {18}, journal = {Natural hazards and earth system sciences}, number = {11}, publisher = {Copernicus}, address = {G{\"o}ttingen}, issn = {1561-8633}, doi = {10.5194/nhess-18-3089-2018}, pages = {3089 -- 3108}, year = {2018}, abstract = {Flood risk is impacted by a range of physical and socio-economic processes. Hence, the quantification of flood risk ideally considers the complete flood risk chain, from atmospheric processes through catchment and river system processes to damage mechanisms in the affected areas. Although it is generally accepted that a multitude of changes along the risk chain can occur and impact flood risk, there is a lack of knowledge of how and to what extent changes in influencing factors propagate through the chain and finally affect flood risk. To fill this gap, we present a comprehensive sensitivity analysis which considers changes in all risk components, i.e. changes in climate, catchment, river system, land use, assets, and vulnerability. The application of this framework to the mesoscale Mulde catchment in Germany shows that flood risk can vary dramatically as a consequence of plausible change scenarios. It further reveals that components that have not received much attention, such as changes in dike systems or in vulnerability, may outweigh changes in often investigated components, such as climate. Although the specific results are conditional on the case study area and the selected assumptions, they emphasize the need for a broader consideration of potential drivers of change in a comprehensive way. Hence, our approach contributes to a better understanding of how the different risk components influence the overall flood risk.}, language = {en} } @article{BarendrechtViglioneKreibichetal.2019, author = {Barendrecht, Marlies H. and Viglione, Alberto and Kreibich, Heidi and Merz, Bruno and Vorogushyn, Sergiy and Bl{\"o}schl, G.}, title = {The Value of Empirical Data for Estimating the Parameters of a Sociohydrological Flood Risk Model}, series = {Water resources research}, volume = {55}, journal = {Water resources research}, number = {2}, publisher = {American Geophysical Union}, address = {Washington}, issn = {0043-1397}, doi = {10.1029/2018WR024128}, pages = {1312 -- 1336}, year = {2019}, abstract = {In this paper, empirical data are used to estimate the parameters of a sociohydrological flood risk model. The proposed model, which describes the interactions between floods, settlement density, awareness, preparedness, and flood loss, is based on the literature. Data for the case study of Dresden, Germany, over a period of 200years, are used to estimate the model parameters through Bayesian inference. The credibility bounds of their estimates are small, even though the data are rather uncertain. A sensitivity analysis is performed to examine the value of the different data sources in estimating the model parameters. In general, the estimated parameters are less biased when using data at the end of the modeled period. Data about flood awareness are the most important to correctly estimate the parameters of this model and to correctly model the system dynamics. Using more data for other variables cannot compensate for the absence of awareness data. More generally, the absence of data mostly affects the estimation of the parameters that are directly related to the variable for which data are missing. This paper demonstrates that combining sociohydrological modeling and empirical data gives additional insights into the sociohydrological system, such as quantifying the forgetfulness of the society, which would otherwise not be easily achieved by sociohydrological models without data or by standard statistical analysis of empirical data.}, language = {en} } @article{SairamSchroeterLuedtkeetal.2019, author = {Sairam, Nivedita and Schr{\"o}ter, Kai and L{\"u}dtke, Stefan and Merz, Bruno and Kreibich, Heidi}, title = {Quantifying Flood Vulnerability Reduction via Private Precaution}, series = {Earth future}, volume = {7}, journal = {Earth future}, number = {3}, publisher = {American Geophysical Union}, address = {Washington}, issn = {2328-4277}, doi = {10.1029/2018EF000994}, pages = {235 -- 249}, year = {2019}, abstract = {Private precaution is an important component in contemporary flood risk management and climate adaptation. However, quantitative knowledge about vulnerability reduction via private precautionary measures is scarce and their effects are hardly considered in loss modeling and risk assessments. However, this is a prerequisite to enable temporally dynamic flood damage and risk modeling, and thus the evaluation of risk management and adaptation strategies. To quantify the average reduction in vulnerability of residential buildings via private precaution empirical vulnerability data (n = 948) is used. Households with and without precautionary measures undertaken before the flood event are classified into treatment and nontreatment groups and matched. Postmatching regression is used to quantify the treatment effect. Additionally, we test state-of-the-art flood loss models regarding their capability to capture this difference in vulnerability. The estimated average treatment effect of implementing private precaution is between 11 and 15 thousand EUR per household, confirming the significant effectiveness of private precautionary measures in reducing flood vulnerability. From all tested flood loss models, the expert Bayesian network-based model BN-FLEMOps and the rule-based loss model FLEMOps perform best in capturing the difference in vulnerability due to private precaution. Thus, the use of such loss models is suggested for flood risk assessments to effectively support evaluations and decision making for adaptable flood risk management.}, language = {en} } @article{SteirouGerlitzApeletal.2019, author = {Steirou, Eva and Gerlitz, Lars and Apel, Heiko and Sun, Xun and Merz, Bruno}, title = {Climate influences on flood probabilities across Europe}, series = {Hydrology and earth system sciences : HESS}, volume = {23}, journal = {Hydrology and earth system sciences : HESS}, number = {3}, publisher = {Copernicus}, address = {G{\"o}ttingen}, issn = {1027-5606}, doi = {10.5194/hess-23-1305-2019}, pages = {1305 -- 1322}, year = {2019}, abstract = {The link between streamflow extremes and climatology has been widely studied in recent decades. However, a study investigating the effect of large-scale circulation variations on the distribution of seasonal discharge extremes at the European level is missing. Here we fit a climate-informed generalized extreme value (GEV) distribution to about 600 streamflow records in Europe for each of the standard seasons, i.e., to winter, spring, summer and autumn maxima, and compare it with the classical GEV distribution with parameters invariant in time. The study adopts a Bayesian framework and covers the period 1950 to 2016. Five indices with proven influence on the European climate are examined independently as covariates, namely the North Atlantic Oscillation (NAO), the east Atlantic pattern (EA), the east Atlantic-western Russian pattern (EA/WR), the Scandinavia pattern (SCA) and the polar-Eurasian pattern (POL). It is found that for a high percentage of stations the climate-informed model is preferred to the classical model. Particularly for NAO during winter, a strong influence on streamflow extremes is detected for large parts of Europe (preferred to the classical GEV distribution for 46\% of the stations). Climate-informed fits are characterized by spatial coherence and form patterns that resemble relations between the climate indices and seasonal precipitation, suggesting a prominent role of the considered circulation modes for flood generation. For certain regions, such as northwestern Scandinavia and the British Isles, yearly variations of the mean seasonal climate indices result in considerably different extreme value distributions and thus in highly different flood estimates for individual years that can also persist for longer time periods.}, language = {en} } @article{HeUngerShayestehVorogushynetal.2019, author = {He, Zhihua and Unger-Shayesteh, Katy and Vorogushyn, Sergiy and Weise, Stephan M. and Kalashnikova, Olga and Gafurov, Abror and Duethmann, Doris and Barandun, Martina and Merz, Bruno}, title = {Constraining hydrological model parameters using water isotopic compositions in a glacierized basin, Central Asia}, series = {Journal of hydrology}, volume = {571}, journal = {Journal of hydrology}, publisher = {Elsevier}, address = {Amsterdam}, issn = {0022-1694}, doi = {10.1016/j.jhydrol.2019.01.048}, pages = {332 -- 348}, year = {2019}, abstract = {Water stable isotope signatures can provide valuable insights into the catchment internal runoff processes. However, the ability of the water isotope data to constrain the internal apportionments of runoff components in hydrological models for glacierized basins is not well understood. This study developed an approach to simultaneously model the water stable isotopic compositions and runoff processes in a glacierized basin in Central Asia. The fractionation and mixing processes of water stable isotopes in and from the various water sources were integrated into a glacio-hydrological model. The model parameters were calibrated on discharge, snow cover and glacier mass balance data, and additionally isotopic composition of streamflow. We investigated the value of water isotopic compositions for the calibration of model parameters, in comparison to calibration methods without using such measurements. Results indicate that: (1) The proposed isotope-hydrological integrated modeling approach was able to reproduce the isotopic composition of streamflow, and improved the model performance in the evaluation period; (2) Involving water isotopic composition for model calibration reduced the model parameter uncertainty, and helped to reduce the uncertainty in the quantification of runoff components; (3) The isotope-hydrological integrated modeling approach quantified the contributions of runoff components comparably to a three-component tracer-based end-member mixing analysis method for summer peak flows, and required less water tracer data. Our findings demonstrate the value of water isotopic compositions to improve the quantification of runoff components using hydrological models in glacierized basins.}, language = {en} } @article{RoezerKreibichSchroeteretal.2019, author = {R{\"o}zer, Viktor and Kreibich, Heidi and Schr{\"o}ter, Kai and M{\"u}ller, Meike and Sairam, Nivedita and Doss-Gollin, James and Lall, Upmanu and Merz, Bruno}, title = {Probabilistic Models Significantly Reduce Uncertainty in Hurricane Harvey Pluvial Flood Loss Estimates}, series = {Earths future}, volume = {7}, journal = {Earths future}, number = {4}, publisher = {American Geophysical Union}, address = {Washington}, issn = {2328-4277}, doi = {10.1029/2018EF001074}, pages = {384 -- 394}, year = {2019}, abstract = {Pluvial flood risk is mostly excluded in urban flood risk assessment. However, the risk of pluvial flooding is a growing challenge with a projected increase of extreme rainstorms compounding with an ongoing global urbanization. Considered as a flood type with minimal impacts when rainfall rates exceed the capacity of urban drainage systems, the aftermath of rainfall-triggered flooding during Hurricane Harvey and other events show the urgent need to assess the risk of pluvial flooding. Due to the local extent and small-scale variations, the quantification of pluvial flood risk requires risk assessments on high spatial resolutions. While flood hazard and exposure information is becoming increasingly accurate, the estimation of losses is still a poorly understood component of pluvial flood risk quantification. We use a new probabilistic multivariable modeling approach to estimate pluvial flood losses of individual buildings, explicitly accounting for the associated uncertainties. Except for the water depth as the common most important predictor, we identified the drivers for having loss or not and for the degree of loss to be different. Applying this approach to estimate and validate building structure losses during Hurricane Harvey using a property level data set, we find that the reliability and dispersion of predictive loss distributions vary widely depending on the model and aggregation level of property level loss estimates. Our results show that the use of multivariable zero-inflated beta models reduce the 90\% prediction intervalsfor Hurricane Harvey building structure loss estimates on average by 78\% (totalling U.S.\$3.8 billion) compared to commonly used models.}, language = {en} } @article{WinterSchneebergerDungetal.2019, author = {Winter, Benjamin and Schneeberger, Klaus and Dung, N. V. and Huttenlau, M. and Achleitner, S. and St{\"o}tter, J. and Merz, Bruno and Vorogushyn, Sergiy}, title = {A continuous modelling approach for design flood estimation on sub-daily time scale}, series = {Hydrological sciences journal = Journal des sciences hydrologiques}, volume = {64}, journal = {Hydrological sciences journal = Journal des sciences hydrologiques}, number = {5}, publisher = {Routledge, Taylor \& Francis Group}, address = {Abingdon}, issn = {0262-6667}, doi = {10.1080/02626667.2019.1593419}, pages = {539 -- 554}, year = {2019}, abstract = {Design flood estimation is an essential part of flood risk assessment. Commonly applied are flood frequency analyses and design storm approaches, while the derived flood frequency using continuous simulation has been getting more attention recently. In this study, a continuous hydrological modelling approach on an hourly time scale, driven by a multi-site weather generator in combination with a -nearest neighbour resampling procedure, based on the method of fragments, is applied. The derived 100-year flood estimates in 16 catchments in Vorarlberg (Austria) are compared to (a) the flood frequency analysis based on observed discharges, and (b) a design storm approach. Besides the peak flows, the corresponding runoff volumes are analysed. The spatial dependence structure of the synthetically generated flood peaks is validated against observations. It can be demonstrated that the continuous modelling approach can achieve plausible results and shows a large variability in runoff volume across the flood events.}, language = {en} } @article{WendiMerzMarwan2019, author = {Wendi, Dadiyorto and Merz, Bruno and Marwan, Norbert}, title = {Assessing hydrograph similarity and rare runoff dynamics by cross recurrence plots}, series = {Water resources research}, volume = {55}, journal = {Water resources research}, number = {6}, publisher = {American Geophysical Union}, address = {Washington}, issn = {0043-1397}, doi = {10.1029/2018WR024111}, pages = {4704 -- 4726}, year = {2019}, abstract = {This paper introduces a novel measure to assess similarity between event hydrographs. It is based on cross recurrence plots (CRP) and recurrence quantification analysis (RQA), which have recently gained attention in a range of disciplines when dealing with complex systems. The method attempts to quantify the event runoff dynamics and is based on the time delay embedded phase space representation of discharge hydrographs. A phase space trajectory is reconstructed from the event hydrograph, and pairs of hydrographs are compared to each other based on the distance of their phase space trajectories. Time delay embedding allows considering the multidimensional relationships between different points in time within the event. Hence, the temporal succession of discharge values is taken into account, such as the impact of the initial conditions on the runoff event. We provide an introduction to cross recurrence plots and discuss their parameterization. An application example based on flood time series demonstrates how the method can be used to measure the similarity or dissimilarity of events, and how it can be used to detect events with rare runoff dynamics. It is argued that this methods provides a more comprehensive approach to quantify hydrograph similarity compared to conventional hydrological signatures.}, language = {en} } @article{HeinrichBalanzateguiBensetal.2018, author = {Heinrich, Ingo and Balanzategui, Daniel and Bens, Oliver and Blasch, Gerald and Blume, Theresa and Boettcher, Falk and Borg, Erik and Brademann, Brian and Brauer, Achim and Conrad, Christopher and Dietze, Elisabeth and Dr{\"a}ger, Nadine and Fiener, Peter and Gerke, Horst H. and G{\"u}ntner, Andreas and Heine, Iris and Helle, Gerhard and Herbrich, Marcus and Harfenmeister, Katharina and Heussner, Karl-Uwe and Hohmann, Christian and Itzerott, Sibylle and Jurasinski, Gerald and Kaiser, Knut and Kappler, Christoph and Koebsch, Franziska and Liebner, Susanne and Lischeid, Gunnar and Merz, Bruno and Missling, Klaus Dieter and Morgner, Markus and Pinkerneil, Sylvia and Plessen, Birgit and Raab, Thomas and Ruhtz, Thomas and Sachs, Torsten and Sommer, Michael and Spengler, Daniel and Stender, Vivien and St{\"u}ve, Peter and Wilken, Florian}, title = {Interdisciplinary Geo-ecological Research across Time Scales in the Northeast German Lowland Observatory (TERENO-NE)}, series = {Vadose zone journal}, volume = {17}, journal = {Vadose zone journal}, number = {1}, publisher = {Soil Science Society of America}, address = {Madison}, issn = {1539-1663}, doi = {10.2136/vzj2018.06.0116}, pages = {25}, year = {2018}, abstract = {The Northeast German Lowland Observatory (TERENO-NE) was established to investigate the regional impact of climate and land use change. TERENO-NE focuses on the Northeast German lowlands, for which a high vulnerability has been determined due to increasing temperatures and decreasing amounts of precipitation projected for the coming decades. To facilitate in-depth evaluations of the effects of climate and land use changes and to separate the effects of natural and anthropogenic drivers in the region, six sites were chosen for comprehensive monitoring. In addition, at selected sites, geoarchives were used to substantially extend the instrumental records back in time. It is this combination of diverse disciplines working across different time scales that makes the observatory TERENO-NE a unique observation platform. We provide information about the general characteristics of the observatory and its six monitoring sites and present examples of interdisciplinary research activities at some of these sites. We also illustrate how monitoring improves process understanding, how remote sensing techniques are fine-tuned by the most comprehensive ground-truthing site DEMMIN, how soil erosion dynamics have evolved, how greenhouse gas monitoring of rewetted peatlands can reveal unexpected mechanisms, and how proxy data provides a long-term perspective of current ongoing changes.}, language = {en} } @article{NguyenLeDuyNguyenVietDuHeidbuecheletal.2019, author = {Nguyen Le Duy, and Nguyen Viet Du, and Heidb{\"u}chel, Ingo and Meyer, Hanno and Weiler, Markus and Merz, Bruno and Apel, Heiko}, title = {Identification of groundwater mean transit times of precipitation and riverbank infiltration by two-component lumped parameter models}, series = {Hydrological processes}, volume = {33}, journal = {Hydrological processes}, number = {24}, publisher = {Wiley}, address = {Hoboken}, issn = {0885-6087}, doi = {10.1002/hyp.13549}, pages = {3098 -- 3118}, year = {2019}, abstract = {Groundwater transit time is an essential hydrologic metric for groundwater resources management. However, especially in tropical environments, studies on the transit time distribution (TTD) of groundwater infiltration and its corresponding mean transit time (mTT) have been extremely limited due to data sparsity. In this study, we primarily use stable isotopes to examine the TTDs and their mTTs of both vertical and horizontal infiltration at a riverbank infiltration area in the Vietnamese Mekong Delta (VMD), representative of the tropical climate in Asian monsoon regions. Precipitation, river water, groundwater, and local ponding surface water were sampled for 3 to 9 years and analysed for stable isotopes (delta O-18 and delta H-2), providing a unique data set of stable isotope records for a tropical region. We quantified the contribution that the two sources contributed to the local shallow groundwater by a novel concept of two-component lumped parameter models (LPMs) that are solved using delta O-18 records. The study illustrates that two-component LPMs, in conjunction with hydrological and isotopic measurements, are able to identify subsurface flow conditions and water mixing at riverbank infiltration systems. However, the predictive skill and the reliability of the models decrease for locations farther from the river, where recharge by precipitation dominates, and a low-permeable aquitard layer above the highly permeable aquifer is present. This specific setting impairs the identifiability of model parameters. For river infiltration, short mTTs (<40 weeks) were determined for sites closer to the river (<200 m), whereas for the precipitation infiltration, the mTTs were longer (>80 weeks) and independent of the distance to the river. The results not only enhance the understanding of the groundwater recharge dynamics in the VMD but also suggest that the highly complex mechanisms of surface-groundwater interaction can be conceptualized by exploiting two-component LPMs in general. The model concept could thus be a powerful tool for better understanding both the hydrological functioning of mixing processes and the movement of different water components in riverbank infiltration systems.}, language = {en} } @article{KurthsAgarwalShuklaetal.2019, author = {Kurths, J{\"u}rgen and Agarwal, Ankit and Shukla, Roopam and Marwan, Norbert and Maheswaran, Rathinasamy and Caesar, Levke and Krishnan, Raghavan and Merz, Bruno}, title = {Unravelling the spatial diversity of Indian precipitation teleconnections via a non-linear multi-scale approach}, series = {Nonlinear processes in geophysics}, volume = {26}, journal = {Nonlinear processes in geophysics}, number = {3}, publisher = {Copernicus}, address = {G{\"o}ttingen}, issn = {1023-5809}, doi = {10.5194/npg-26-251-2019}, pages = {251 -- 266}, year = {2019}, abstract = {A better understanding of precipitation dynamics in the Indian subcontinent is required since India's society depends heavily on reliable monsoon forecasts. We introduce a non-linear, multiscale approach, based on wavelets and event synchronization, for unravelling teleconnection influences on precipitation. We consider those climate patterns with the highest relevance for Indian precipitation. Our results suggest significant influences which are not well captured by only the wavelet coherence analysis, the state-of-the-art method in understanding linkages at multiple timescales. We find substantial variation across India and across timescales. In particular, El Ni{\~n}o-Southern Oscillation (ENSO) and the Indian Ocean Dipole (IOD) mainly influence precipitation in the south-east at interannual and decadal scales, respectively, whereas the North Atlantic Oscillation (NAO) has a strong connection to precipitation, particularly in the northern regions. The effect of the Pacific Decadal Oscillation (PDO) stretches across the whole country, whereas the Atlantic Multidecadal Oscillation (AMO) influences precipitation particularly in the central arid and semi-arid regions. The proposed method provides a powerful approach for capturing the dynamics of precipitation and, hence, helps improve precipitation forecasting.}, language = {en} } @article{GerlitzSteirouSchneideretal.2019, author = {Gerlitz, Lars and Steirou, Eva and Schneider, Christoph and Moron, Vincent and Vorogushyn, Sergiy and Merz, Bruno}, title = {Variability of the Cold Season Climate in Central Asia. Part II: Hydroclimatic Predictability}, series = {Journal of climate}, volume = {32}, journal = {Journal of climate}, number = {18}, publisher = {American Meteorological Soc.}, address = {Boston}, issn = {0894-8755}, doi = {10.1175/JCLI-D-18-0892.1}, pages = {6015 -- 6033}, year = {2019}, abstract = {Central Asia (CA) is subjected to a large variability of precipitation. This study presents a statistical model, relating precipitation anomalies in three subregions of CA in the cold season (November-March) with various predictors in the preceding October. Promising forecast skill is achieved for two subregions covering 1) Uzbekistan, Turkmenistan, Kyrgyzstan, Tajikistan, and southern Kazakhstan and 2) Iran, Afghanistan, and Pakistan. ENSO in October is identified as the major predictor. Eurasian snow cover and the quasi-biennial oscillation further improve the forecast performance. To understand the physical mechanisms, an analysis of teleconnections between these predictors and the wintertime circulation over CA is conducted. The correlation analysis of predictors and large-scale circulation indices suggests a seasonal persistence of tropical circulation modes and a dynamical forcing of the westerly circulation by snow cover variations over Eurasia. An EOF analysis of pressure and humidity patterns allows separating the circulation variability over CA into westerly and tropical modes and confirms that the identified predictors affect the respective circulation characteristics. Based on the previously established weather type classification for CA, the predictors are investigated with regard to their effect on the regional circulation. The results suggest a modification of the Hadley cell due to ENSO variations, with enhanced moisture supply from the Arabian Gulf during El Nino. They further indicate an influence of Eurasian snow cover on the wintertime Arctic Oscillation (AO) and Northern Hemispheric Rossby wave tracks. Positive anomalies favor weather types associated with dry conditions, while negative anomalies promote the formation of a quasi-stationary trough over CA, which typically occurs during positive AO conditions.}, language = {en} } @article{GanguliMerz2019, author = {Ganguli, Poulomi and Merz, Bruno}, title = {Extreme Coastal Water Levels Exacerbate Fluvial Flood Hazards in Northwestern Europe}, series = {Scientific reports}, volume = {9}, journal = {Scientific reports}, publisher = {Nature Publ. Group}, address = {London}, issn = {2045-2322}, doi = {10.1038/s41598-019-49822-6}, pages = {14}, year = {2019}, abstract = {Compound flooding, such as the co-occurrence of fluvial floods and extreme coastal water levels (CWL), may lead to significant impacts in densely-populated Low Elevation Coastal Zones. They may overstrain disaster management owing to the co-occurrence of inundation from rivers and the sea. Recent studies are limited by analyzing joint dependence between river discharge and either CWL or storm surges, and little is known about return levels of compound flooding, accounting for the covariance between drivers. Here, we assess the compound flood severity and identify hotspots for northwestern Europe during 1970-2014, using a newly developed Compound Hazard Ratio (CHR) that compares the severity of compound flooding associated with extreme CWL with the unconditional T-year fluvial peak discharge. We show that extreme CWL and stronger storms greatly amplify fluvial flood hazards. Our results, based on frequency analyses of observational records during 2013/2014's winter storm Xaver, reveal that the river discharge of the 50-year compound flood is up to 70\% larger, conditioned on the occurrence of extreme CWL, than that of the at-site peak discharge. For this event, nearly half of the stream gauges show increased flood hazards, demonstrating the importance of including the compounding effect of extreme CWL in river flood risk management.}, language = {en} } @article{GanguliMerz2019, author = {Ganguli, Poulomi and Merz, Bruno}, title = {Trends in Compound Flooding in Northwestern Europe During 1901-2014}, series = {Geophysical research letters}, volume = {46}, journal = {Geophysical research letters}, number = {19}, publisher = {American Geophysical Union}, address = {Washington}, issn = {0094-8276}, doi = {10.1029/2019GL084220}, pages = {10810 -- 10820}, year = {2019}, abstract = {We analyze trends in compound flooding resulting from high coastal water levels (HCWLs) and peak river discharge over northwestern Europe during 1901-2014. Compound peak discharge associated with 37 stream gauges with at least 70 years of record availability near the North and Baltic Sea coasts is used. Compound flooding is assessed using a newly developed index, compound hazard ratio, that compares the severity of river flooding associated with HCWL with the at-site, T-year (a flood with 1/T chance of being exceeded in any given year) fluvial peak discharge. Our findings suggest a spatially coherent pattern in the dependence between HCWL and river peaks and in compound flood magnitudes and frequency. For higher return levels, we find upward trends in compound hazard ratio frequency at midlatitudes (gauges from 47 degrees N to 60 degrees N) and downward trends along the high latitude (>60 degrees N) regions of northwestern Europe. Plain Language Summary Compound floods in delta areas, that is, the co-occurrence of high coastal water levels (HCWLs) and high river discharge, are a particular challenge for disaster management. Such events are caused by two distinct mechanisms: (1) HCWLs may affect river flows and water levels by backwater effects or by reversing the seaward flow of rivers, particularly in regions with elevation less than 10 m in northwestern Europe. (2) The correlation between HCWL and river flow peaks may also stem from a common meteorological driver. Severe storm periods may be associated with high winds leading to storm surges, and at the same time with high precipitation followed by inland flooding. Understanding the historical trends in compound flooding, owing to changes in relative sea levels, in river flooding and in the dependence between these two drivers, is essential for projecting future changes and disaster management. The risk assessment frameworks are often limited to assessing flood risk from a single driver only. We present a new approach to assess compound flood severity resulting from extreme coastal water level and peak river discharge. We find upward trends in compound flooding for midlatitude regions and downward trends for high latitudes in northwestern Europe.}, language = {en} } @article{SairamSchroeterRoezeretal.2019, author = {Sairam, Nivedita and Schroeter, Kai and R{\"o}zer, Viktor and Merz, Bruno and Kreibich, Heidi}, title = {Hierarchical Bayesian Approach for Modeling Spatiotemporal Variability in Flood Damage Processes}, series = {Water resources research}, volume = {55}, journal = {Water resources research}, number = {10}, publisher = {American Geophysical Union}, address = {Washington}, issn = {0043-1397}, doi = {10.1029/2019WR025068}, pages = {8223 -- 8237}, year = {2019}, abstract = {Flood damage processes are complex and vary between events and regions. State-of-the-art flood loss models are often developed on the basis of empirical damage data from specific case studies and do not perform well when spatially and temporally transferred. This is due to the fact that such localized models often cover only a small set of possible damage processes from one event and a region. On the other hand, a single generalized model covering multiple events and different regions ignores the variability in damage processes across regions and events due to variables that are not explicitly accounted for individual households. We implement a hierarchical Bayesian approach to parameterize widely used depth-damage functions resulting in a hierarchical (multilevel) Bayesian model (HBM) for flood loss estimation that accounts for spatiotemporal heterogeneity in damage processes. We test and prove the hypothesis that, in transfer scenarios, HBMs are superior compared to generalized and localized regression models. In order to improve loss predictions for regions and events for which no empirical damage data are available, we use variables pertaining to specific region- and event-characteristics representing commonly available expert knowledge as group-level predictors within the HBM.}, language = {en} } @article{AgarwalMarwanMaheswaranetal.2020, author = {Agarwal, Ankit and Marwan, Norbert and Maheswaran, Rathinasamy and {\"O}zt{\"u}rk, Ugur and Kurths, J{\"u}rgen and Merz, Bruno}, title = {Optimal design of hydrometric station networks based on complex network analysis}, series = {Hydrology and Earth System Sciences}, volume = {24}, journal = {Hydrology and Earth System Sciences}, number = {5}, publisher = {Copernicus Publ.}, address = {G{\"o}ttingen}, issn = {1027-5606}, doi = {10.5194/hess-24-2235-2020}, pages = {2235 -- 2251}, year = {2020}, abstract = {Hydrometric networks play a vital role in providing information for decision-making in water resource management. They should be set up optimally to provide as much information as possible that is as accurate as possible and, at the same time, be cost-effective. Although the design of hydrometric networks is a well-identified problem in hydrometeorology and has received considerable attention, there is still scope for further advancement. In this study, we use complex network analysis, defined as a collection of nodes interconnected by links, to propose a new measure that identifies critical nodes of station networks. The approach can support the design and redesign of hydrometric station networks. The science of complex networks is a relatively young field and has gained significant momentum over the last few years in different areas such as brain networks, social networks, technological networks, or climate networks. The identification of influential nodes in complex networks is an important field of research. We propose a new node-ranking measure - the weighted degree-betweenness (WDB) measure - to evaluate the importance of nodes in a network. It is compared to previously proposed measures used on synthetic sample networks and then applied to a real-world rain gauge network comprising 1229 stations across Germany to demonstrate its applicability. The proposed measure is evaluated using the decline rate of the network efficiency and the kriging error. The results suggest that WDB effectively quantifies the importance of rain gauges, although the benefits of the method need to be investigated in more detail.}, language = {en} } @article{SiegVogelMerzetal.2017, author = {Sieg, Tobias and Vogel, Kristin and Merz, Bruno and Kreibich, Heidi}, title = {Tree-based flood damage modeling of companies: Damage processes and model performance}, series = {Water resources research}, volume = {53}, journal = {Water resources research}, publisher = {American Geophysical Union}, address = {Washington}, issn = {0043-1397}, doi = {10.1002/2017WR020784}, pages = {6050 -- 6068}, year = {2017}, abstract = {Reliable flood risk analyses, including the estimation of damage, are an important prerequisite for efficient risk management. However, not much is known about flood damage processes affecting companies. Thus, we conduct a flood damage assessment of companies in Germany with regard to two aspects. First, we identify relevant damage-influencing variables. Second, we assess the prediction performance of the developed damage models with respect to the gain by using an increasing amount of training data and a sector-specific evaluation of the data. Random forests are trained with data from two postevent surveys after flood events occurring in the years 2002 and 2013. For a sector-specific consideration, the data set is split into four subsets corresponding to the manufacturing, commercial, financial, and service sectors. Further, separate models are derived for three different company assets: buildings, equipment, and goods and stock. Calculated variable importance values reveal different variable sets relevant for the damage estimation, indicating significant differences in the damage process for various company sectors and assets. With an increasing number of data used to build the models, prediction errors decrease. Yet the effect is rather small and seems to saturate for a data set size of several hundred observations. In contrast, the prediction improvement achieved by a sector-specific consideration is more distinct, especially for damage to equipment and goods and stock. Consequently, sector-specific data acquisition and a consideration of sector-specific company characteristics in future flood damage assessments is expected to improve the model performance more than a mere increase in data.}, language = {en} } @article{AgarwalMarwanMaheswaranetal.2017, author = {Agarwal, Ankit and Marwan, Norbert and Maheswaran, Rathinasamy and Merz, Bruno and Kurths, J{\"u}rgen}, title = {Multi-scale event synchronization analysis for unravelling climate processes: a wavelet-based approach}, series = {Nonlinear processes in geophysics}, volume = {24}, journal = {Nonlinear processes in geophysics}, publisher = {Copernicus}, address = {G{\"o}ttingen}, issn = {1023-5809}, doi = {10.5194/npg-24-599-2017}, pages = {599 -- 611}, year = {2017}, abstract = {The temporal dynamics of climate processes are spread across different timescales and, as such, the study of these processes at only one selected timescale might not reveal the complete mechanisms and interactions within and between the (sub-) processes. To capture the non-linear interactions between climatic events, the method of event synchronization has found increasing attention recently. The main drawback with the present estimation of event synchronization is its restriction to analysing the time series at one reference timescale only. The study of event synchronization at multiple scales would be of great interest to comprehend the dynamics of the investigated climate processes. In this paper, the wavelet-based multi-scale event synchronization (MSES) method is proposed by combining the wavelet transform and event synchronization. Wavelets are used extensively to comprehend multi-scale processes and the dynamics of processes across various timescales. The proposed method allows the study of spatio-temporal patterns across different timescales. The method is tested on synthetic and real-world time series in order to check its replicability and applicability. The results indicate that MSES is able to capture relationships that exist between processes at different timescales.}, language = {en} } @article{MerzVietDungNguyenVorogushyn2016, author = {Merz, Bruno and Viet Dung Nguyen, and Vorogushyn, Sergiy}, title = {Temporal clustering of floods in Germany: Do flood-rich and flood-poor periods exist?}, series = {Journal of hydrology}, volume = {541}, journal = {Journal of hydrology}, publisher = {Elsevier}, address = {Amsterdam}, issn = {0022-1694}, doi = {10.1016/j.jhydrol.2016.07.041}, pages = {824 -- 838}, year = {2016}, abstract = {The repeated occurrence of exceptional floods within a few years, such as the Rhine floods in 1993 and 1995 and the Elbe and Danube floods in 2002 and 2013, suggests that floods in Central Europe may be organized in flood-rich and flood-poor periods. This hypothesis is studied by testing the significance of temporal clustering in flood occurrence (peak-over-threshold) time series for 68 catchments across Germany for the period 1932-2005. To assess the robustness of the results, different methods are used: Firstly, the index of dispersion, which quantifies the departure from a homogeneous Poisson process, is investigated. Further, the time-variation of the flood occurrence rate is derived by non-parametric kernel implementation and the significance of clustering is evaluated via parametric and non-parametric tests. Although the methods give consistent overall results, the specific results differ considerably. Hence, we recommend applying different methods when investigating flood clustering. For flood estimation and risk management, it is of relevance to understand whether clustering changes with flood severity and time scale. To this end, clustering is assessed for different thresholds and time scales. It is found that the majority of catchments show temporal clustering at the 5\% significance level for low thresholds and time scales of one to a few years. However, clustering decreases substantially with increasing threshold and time scale. We hypothesize that flood clustering in Germany is mainly caused by catchment memory effects along with intra- to inter-annual climate variability, and that decadal climate variability plays a minor role. (C) 2016 Elsevier B.V. All rights reserved.}, language = {en} } @article{MurawskiBuergerVorogushynetal.2016, author = {Murawski, Aline and B{\"u}rger, Gerd and Vorogushyn, Sergiy and Merz, Bruno}, title = {Can local climate variability be explained by weather patterns? A multi-station evaluation for the Rhine basin}, series = {Hydrology and earth system sciences : HESS}, volume = {20}, journal = {Hydrology and earth system sciences : HESS}, publisher = {Copernicus}, address = {G{\"o}ttingen}, issn = {1027-5606}, doi = {10.5194/hess-20-4283-2016}, pages = {4283 -- 4306}, year = {2016}, abstract = {To understand past flood changes in the Rhine catchment and in particular the role of anthropogenic climate change in extreme flows, an attribution study relying on a proper GCM (general circulation model) downscaling is needed. A downscaling based on conditioning a stochastic weather generator on weather patterns is a promising approach. This approach assumes a strong link between weather patterns and local climate, and sufficient GCM skill in reproducing weather pattern climatology. These presuppositions are unprecedentedly evaluated here using 111 years of daily climate data from 490 stations in the Rhine basin and comprehensively testing the number of classification parameters and GCM weather pattern characteristics. A classification based on a combination of mean sea level pressure, temperature, and humidity from the ERA20C reanalysis of atmospheric fields over central Europe with 40 weather types was found to be the most appropriate for stratifying six local climate variables. The corresponding skill is quite diverse though, ranging from good for radiation to poor for precipitation. Especially for the latter it was apparent that pressure fields alone cannot sufficiently stratify local variability. To test the skill of the latest generation of GCMs from the CMIP5 ensemble in reproducing the frequency, seasonality, and persistence of the derived weather patterns, output from 15 GCMs is evaluated. Most GCMs are able to capture these characteristics well, but some models showed consistent deviations in all three evaluation criteria and should be excluded from further attribution analysis.}, language = {en} } @article{SiegVogelMerzetal.2019, author = {Sieg, Tobias and Vogel, Kristin and Merz, Bruno and Kreibich, Heidi}, title = {Seamless Estimation of Hydrometeorological Risk Across Spatial Scales}, series = {Earth's Future}, volume = {7}, journal = {Earth's Future}, number = {5}, publisher = {Wiley-Blackwell}, address = {Hoboken, NJ}, issn = {2328-4277}, doi = {10.1029/2018EF001122}, pages = {574 -- 581}, year = {2019}, abstract = {Hydrometeorological hazards caused losses of approximately 110 billion U.S. Dollars in 2016 worldwide. Current damage estimations do not consider the uncertainties in a comprehensive way, and they are not consistent between spatial scales. Aggregated land use data are used at larger spatial scales, although detailed exposure data at the object level, such as openstreetmap.org, is becoming increasingly available across the globe.We present a probabilistic approach for object-based damage estimation which represents uncertainties and is fully scalable in space. The approach is applied and validated to company damage from the flood of 2013 in Germany. Damage estimates are more accurate compared to damage models using land use data, and the estimation works reliably at all spatial scales. Therefore, it can as well be used for pre-event analysis and risk assessments. This method takes hydrometeorological damage estimation and risk assessments to the next level, making damage estimates and their uncertainties fully scalable in space, from object to country level, and enabling the exploitation of new exposure data.}, language = {en} } @article{AgarwalCaesarMarwanetal.2019, author = {Agarwal, Ankit and Caesar, Levke and Marwan, Norbert and Maheswaran, Rathinasamy and Merz, Bruno}, title = {Network-based identification and characterization of teleconnections on different scales}, series = {Scientific Reports}, volume = {9}, journal = {Scientific Reports}, publisher = {Macmillan Publishers Limited}, address = {London}, issn = {2045-2322}, doi = {10.1038/s41598-019-45423-5}, pages = {12}, year = {2019}, abstract = {Sea surface temperature (SST) patterns can - as surface climate forcing - affect weather and climate at large distances. One example is El Ni{\~n}o-Southern Oscillation (ENSO) that causes climate anomalies around the globe via teleconnections. Although several studies identified and characterized these teleconnections, our understanding of climate processes remains incomplete, since interactions and feedbacks are typically exhibited at unique or multiple temporal and spatial scales. This study characterizes the interactions between the cells of a global SST data set at different temporal and spatial scales using climate networks. These networks are constructed using wavelet multi-scale correlation that investigate the correlation between the SST time series at a range of scales allowing instantaneously deeper insights into the correlation patterns compared to traditional methods like empirical orthogonal functions or classical correlation analysis. This allows us to identify and visualise regions of - at a certain timescale - similarly evolving SSTs and distinguish them from those with long-range teleconnections to other ocean regions. Our findings re-confirm accepted knowledge about known highly linked SST patterns like ENSO and the Pacific Decadal Oscillation, but also suggest new insights into the characteristics and origins of long-range teleconnections like the connection between ENSO and Indian Ocean Dipole.}, language = {en} } @article{SiegSchinkoVogeletal.2019, author = {Sieg, Tobias and Schinko, Thomas and Vogel, Kristin and Mechler, Reinhard and Merz, Bruno and Kreibich, Heidi}, title = {Integrated assessment of short-term direct and indirect economic flood impacts including uncertainty quantification}, series = {PLoS ONE}, volume = {14}, journal = {PLoS ONE}, number = {4}, publisher = {Public Library of Science}, address = {San Francisco}, issn = {1932-6203}, doi = {10.1371/journal.pone.0212932}, pages = {21}, year = {2019}, abstract = {Understanding and quantifying total economic impacts of flood events is essential for flood risk management and adaptation planning. Yet, detailed estimations of joint direct and indirect flood-induced economic impacts are rare. In this study an innovative modeling procedure for the joint assessment of short-term direct and indirect economic flood impacts is introduced. The procedure is applied to 19 economic sectors in eight federal states of Germany after the flood events in 2013. The assessment of the direct economic impacts is object-based and considers uncertainties associated with the hazard, the exposed objects and their vulnerability. The direct economic impacts are then coupled to a supply-side Input-Output-Model to estimate the indirect economic impacts. The procedure provides distributions of direct and indirect economic impacts which capture the associated uncertainties. The distributions of the direct economic impacts in the federal states are plausible when compared to reported values. The ratio between indirect and direct economic impacts shows that the sectors Manufacturing, Financial and Insurance activities suffered the most from indirect economic impacts. These ratios also indicate that indirect economic impacts can be almost as high as direct economic impacts. They differ strongly between the economic sectors indicating that the application of a single factor as a proxy for the indirect impacts of all economic sectors is not appropriate.}, language = {en} } @article{DuethmannBolchFarinottietal.2015, author = {Duethmann, Doris and Bolch, Tobias and Farinotti, Daniel and Kriegel, David and Vorogushyn, Sergiy and Merz, Bruno and Pieczonka, Tino and Jiang, Tong and Su, Buda and G{\"u}ntner, Andreas}, title = {Attribution of streamflow trends in snow and glacier melt-dominated catchments of the Tarim River, Central Asia}, series = {Water resources research}, volume = {51}, journal = {Water resources research}, number = {6}, publisher = {American Geophysical Union}, address = {Washington}, issn = {0043-1397}, doi = {10.1002/2014WR016716}, pages = {4727 -- 4750}, year = {2015}, abstract = {Observed streamflow of headwater catchments of the Tarim River (Central Asia) increased by about 30\% over the period 1957-2004. This study aims at assessing to which extent these streamflow trends can be attributed to changes in air temperature or precipitation. The analysis includes a data-based approach using multiple linear regression and a simulation-based approach using a hydrological model. The hydrological model considers changes in both glacier area and surface elevation. It was calibrated using a multiobjective optimization algorithm with calibration criteria based on glacier mass balance and daily and interannual variations of discharge. The individual contributions to the overall streamflow trends from changes in glacier geometry, temperature, and precipitation were assessed using simulation experiments with a constant glacier geometry and with detrended temperature and precipitation time series. The results showed that the observed changes in streamflow were consistent with the changes in temperature and precipitation. In the Sari-Djaz catchment, increasing temperatures and related increase of glacier melt were identified as the dominant driver, while in the Kakshaal catchment, both increasing temperatures and increasing precipitation played a major role. Comparing the two approaches, an advantage of the simulation-based approach is the fact that it is based on process-based relationships implemented in the hydrological model instead of statistical links in the regression model. However, data-based approaches are less affected by model parameter and structural uncertainties and typically fast to apply. A complementary application of both approaches is recommended.}, language = {en} } @article{NguyenVietDungMerzBardossyetal.2015, author = {Nguyen Viet Dung, and Merz, Bruno and Bardossy, Andras and Apel, Heiko}, title = {Handling uncertainty in bivariate quantile estimation - An application to flood hazard analysis in the Mekong Delta}, series = {Journal of hydrology}, volume = {527}, journal = {Journal of hydrology}, publisher = {Elsevier}, address = {Amsterdam}, issn = {0022-1694}, doi = {10.1016/j.jhydrol.2015.05.033}, pages = {704 -- 717}, year = {2015}, abstract = {The hydrological load causing flood hazard is in many instances not only determined by peak discharge, but is a multidimensional problem. While the methodology for multivariate frequency analysis is well established, the estimation of the associated uncertainty is rarely studied. In this paper, a method is developed to quantify the different sources of uncertainty for a bivariate flood frequency analysis. The method is exemplarily developed for the Mekong Delta (MD), one of the largest and most densely populated river deltas worldwide. Floods in the MD are the basis for the livelihoods of the local population, but they are also the major hazard. This hazard has, however, not been studied within the frame of a probabilistic flood hazard analysis. The nature of the floods in the MD suggests a bivariate approach, because the societal flood severity is determined by both peak discharge and flood volume. The uncertainty caused by selection of statistical models and parameter estimation procedures are analyzed by applying different models and methods. For the quantification of the sampling uncertainty two bootstrapping methods were applied. The developed bootstrapping-based uncertainty estimation method shows that large uncertainties are associated with the estimation of bivariate flood quantiles. This uncertainty is much larger than the model selection and fitting uncertainty. Given the rather long data series of 88 years, it is concluded that bivariate flood frequency analysis is expected to carry significant uncertainty and that the quantification and reduction of uncertainty merit greater attention. But despite this uncertainty the proposed approach has certainly major advantages compared to a univariate approach, because (a) it reflects the two essential aspects of floods in this region, (b) the uncertainties are inherent for every bivariate frequency analysis in hydrology due to the general limited length of observations and can hardly be avoided, and (c) a framework for the quantification of the uncertainties is given, which can be used and interpreted in the hazard assessment. In addition it is shown by a parametric bootstrapping experiment how longer observation time series can reduce the sampling uncertainty. Based on this finding it is concluded that bivariate frequency analyses in hydrology would greatly benefit from discharge time series augmented by proxy or historical data, or by causal hydrologic expansion of time series. (C) 2015 Elsevier B.V. All rights reserved.}, language = {en} } @article{SunLallMerzetal.2015, author = {Sun, Xun and Lall, Upmanu and Merz, Bruno and Nguyen Viet Dung,}, title = {Hierarchical Bayesian clustering for nonstationary flood frequency analysis: Application to trends of annual maximum flow in Germany}, series = {Water resources research}, volume = {51}, journal = {Water resources research}, number = {8}, publisher = {American Geophysical Union}, address = {Washington}, issn = {0043-1397}, doi = {10.1002/2015WR017117}, pages = {6586 -- 6601}, year = {2015}, abstract = {Especially for extreme precipitation or floods, there is considerable spatial and temporal variability in long term trends or in the response of station time series to large-scale climate indices. Consequently, identifying trends or sensitivity of these extremes to climate parameters can be marked by high uncertainty. When one develops a nonstationary frequency analysis model, a key step is the identification of potential trends or effects of climate indices on the station series. An automatic clustering procedure that effectively pools stations where there are similar responses is desirable to reduce the estimation variance, thus improving the identification of trends or responses, and accounting for spatial dependence. This paper presents a new hierarchical Bayesian approach for exploring homogeneity of response in large area data sets, through a multicomponent mixture model. The approach allows the reduction of uncertainties through both full pooling and partial pooling of stations across automatically chosen subsets of the data. We apply the model to study the trends in annual maximum daily stream flow at 68 gauges over Germany. The effects of changing the number of clusters and the parameters used for clustering are demonstrated. The results show that there are large, mainly upward trends in the gauges of the River Rhine Basin in Western Germany and along the main stream of the Danube River in the south, while there are also some small upward trends at gauges in Central and Northern Germany.}, language = {en} } @article{MerzVorogushynLalletal.2015, author = {Merz, Bruno and Vorogushyn, Sergiy and Lall, Upmanu and Viglione, Alberto and Bl{\"o}schl, G{\"u}nter}, title = {Charting unknown waters-On the role of surprise in flood risk assessment and management}, series = {Water resources research}, volume = {51}, journal = {Water resources research}, number = {8}, publisher = {American Geophysical Union}, address = {Washington}, issn = {0043-1397}, doi = {10.1002/2015WR017464}, pages = {6399 -- 6416}, year = {2015}, abstract = {Unexpected incidents, failures, and disasters are abundant in the history of flooding events. In this paper, we introduce the metaphors of terra incognita and terra maligna to illustrate unknown and wicked flood situations, respectively. We argue that surprise is a neglected element in flood risk assessment and management. Two sources of surprise are identified: (1) the complexity of flood risk systems, represented by nonlinearities, interdependencies, and nonstationarities and (2) cognitive biases in human perception and decision making. Flood risk assessment and management are particularly prone to cognitive biases due to the rarity and uniqueness of extremes, and the nature of human risk perception. We reflect on possible approaches to better understanding and reducing the potential for surprise and its adverse consequences which may be supported by conceptually charting maps that separate terra incognita from terra cognita, and terra maligna from terra benigna. We conclude that flood risk assessment and management should account for the potential for surprise and devastating consequences which will require a shift in thinking.}, language = {en} } @article{ThiekenApelMerz2015, author = {Thieken, Annegret and Apel, Heiko and Merz, Bruno}, title = {Assessing the probability of large-scale flood loss events: a case study for the river Rhine, Germany}, series = {Journal of flood risk management}, volume = {8}, journal = {Journal of flood risk management}, number = {3}, publisher = {Wiley-Blackwell}, address = {Hoboken}, issn = {1753-318X}, doi = {10.1111/jfr3.12091}, pages = {247 -- 262}, year = {2015}, abstract = {Flood risk analyses are often estimated assuming the same flood intensity along the river reach under study, i.e. discharges are calculated for a number of return periods T, e.g. 10 or 100 years, at several streamflow gauges. T-year discharges are regionalised and then transferred into T-year water levels, inundated areas and impacts. This approach assumes that (1) flood scenarios are homogeneous throughout a river basin, and (2) the T-year damage corresponds to the T-year discharge. Using a reach at the river Rhine, this homogeneous approach is compared with an approach that is based on four flood types with different spatial discharge patterns. For each type, a regression model was created and used in a Monte-Carlo framework to derive heterogeneous scenarios. Per scenario, four cumulative impact indicators were calculated: (1) the total inundated area, (2) the exposed settlement and industrial areas, (3) the exposed population and 4) the potential building loss. Their frequency curves were used to establish a ranking of eight past flood events according to their severity. The investigation revealed that the two assumptions of the homogeneous approach do not hold. It tends to overestimate event probabilities in large areas. Therefore, the generation of heterogeneous scenarios should receive more attention.}, language = {en} } @article{UhlemannThiekenMerz2014, author = {Uhlemann, Steffi and Thieken, Annegret and Merz, Bruno}, title = {A quality assessment framework for natural hazard event documentation: application to trans-basin flood reports in Germany}, series = {Natural hazards and earth system sciences}, volume = {14}, journal = {Natural hazards and earth system sciences}, number = {2}, publisher = {Copernicus}, address = {G{\"o}ttingen}, issn = {1561-8633}, doi = {10.5194/nhess-14-189-2014}, pages = {189 -- 208}, year = {2014}, language = {en} } @article{DelgadoMerzApel2014, author = {Delgado, Jose Miguel Martins and Merz, Bruno and Apel, Heiko}, title = {Projecting flood hazard under climate change: an alternative approach to model chains}, series = {Natural hazards and earth system sciences}, volume = {14}, journal = {Natural hazards and earth system sciences}, number = {6}, publisher = {Copernicus}, address = {G{\"o}ttingen}, issn = {1561-8633}, doi = {10.5194/nhess-14-1579-2014}, pages = {1579 -- 1589}, year = {2014}, abstract = {Flood hazard projections under climate change are typically derived by applying model chains consisting of the following elements: "emission scenario - global climate model - downscaling, possibly including bias correction hydrological model - flood frequency analysis". To date, this approach yields very uncertain results, due to the difficulties of global and regional climate models to represent precipitation. The implementation of such model chains requires major efforts, and their complexity is high. We propose for the Mekong River an alternative approach which is based on a shortened model chain: "emission scenario - global climate model - non-stationary flood frequency model". The underlying idea is to use a link between the Western Pacific monsoon and local flood characteristics: the variance of the monsoon drives a non-stationary flood frequency model, yielding a direct estimate of flood probabilities. This approach bypasses the uncertain precipitation, since the monsoon variance is derived from large-scale wind fields which are better represented by climate models. The simplicity of the monsoon-flood link allows deriving large ensembles of flood projections under climate change. We conclude that this is a worthwhile, complementary approach to the typical model chains in catchments where a substantial link between climate and floods is found.}, language = {en} } @article{MerzAertsArnbjergNielsenetal.2014, author = {Merz, Bruno and Aerts, Jeroen C. J. H. and Arnbjerg-Nielsen, Karsten and Baldi, M. and Becker, Andrew C. and Bichet, A. and Bloeschl, G. and Bouwer, Laurens M. and Brauer, Achim and Cioffi, F. and Delgado, Jose Miguel Martins and Gocht, M. and Guzzetti, F. and Harrigan, S. and Hirschboeck, K. and Kilsby, C. and Kron, W. and Kwon, H. -H. and Lall, U. and Merz, R. and Nissen, K. and Salvatti, P. and Swierczynski, Tina and Ulbrich, U. and Viglione, A. and Ward, P. J. and Weiler, M. and Wilhelm, B. and Nied, Manuela}, title = {Floods and climate: emerging perspectives for flood risk assessment and management}, series = {Natural hazards and earth system sciences}, volume = {14}, journal = {Natural hazards and earth system sciences}, number = {7}, publisher = {Copernicus}, address = {G{\"o}ttingen}, issn = {1561-8633}, doi = {10.5194/nhess-14-1921-2014}, pages = {1921 -- 1942}, year = {2014}, abstract = {Flood estimation and flood management have traditionally been the domain of hydrologists, water resources engineers and statisticians, and disciplinary approaches abound. Dominant views have been shaped; one example is the catchment perspective: floods are formed and influenced by the interaction of local, catchment-specific characteristics, such as meteorology, topography and geology. These traditional views have been beneficial, but they have a narrow framing. In this paper we contrast traditional views with broader perspectives that are emerging from an improved understanding of the climatic context of floods. We come to the following conclusions: (1) extending the traditional system boundaries (local catchment, recent decades, hydrological/hydraulic processes) opens up exciting possibilities for better understanding and improved tools for flood risk assessment and management. (2) Statistical approaches in flood estimation need to be complemented by the search for the causal mechanisms and dominant processes in the atmosphere, catchment and river system that leave their fingerprints on flood characteristics. (3) Natural climate variability leads to time-varying flood characteristics, and this variation may be partially quantifiable and predictable, with the perspective of dynamic, climate-informed flood risk management. (4) Efforts are needed to fully account for factors that contribute to changes in all three risk components (hazard, exposure, vulnerability) and to better understand the interactions between society and floods. (5) Given the global scale and societal importance, we call for the organization of an international multidisciplinary collaboration and data-sharing initiative to further understand the links between climate and flooding and to advance flood research.}, language = {en} } @article{CreutzfeldtTrochGuentneretal.2014, author = {Creutzfeldt, Benjamin and Troch, Peter A. and Guentner, Andreas and Ferre, Ty P. A. and Gr{\"a}ff, Thomas and Merz, Bruno}, title = {Storage-discharge relationships at different catchment scales based on local high-precision gravimetry}, series = {Hydrological processes}, volume = {28}, journal = {Hydrological processes}, number = {3}, publisher = {Wiley-Blackwell}, address = {Hoboken}, issn = {0885-6087}, doi = {10.1002/hyp.9689}, pages = {1465 -- 1475}, year = {2014}, abstract = {In hydrology, the storage-discharge relationship is a fundamental catchment property. Understanding what controls this relationship is at the core of catchment science. To date, there are no direct methods to measure water storage at catchment scales (10(1)-10(3)km(2)). In this study, we use direct measurements of terrestrial water storage dynamics by means of superconducting gravimetry in a small headwater catchment of the Regen River, Germany, to derive empirical storage-discharge relationships in nested catchments of increasing scale. Our results show that the local storage measurements are strongly related to streamflow dynamics at larger scales (> 100km(2); correlation coefficient=0.78-0.81), but at small scale, no such relationship exists (similar to 1km(2); correlation coefficients=-0.11). The geologic setting in the region can explain both the disconnection between local water storage and headwater runoff, and the connectivity between headwater storage and streams draining larger catchment areas. More research is required to understand what controls the form of the observed storage-discharge relationships at the catchment scale. This study demonstrates that high-precision gravimetry can provide new insights into the complex relationship between state and response of hydrological systems.}, language = {en} } @article{NguyenNghiaHungDelgadoGuentneretal.2014, author = {Nguyen Nghia Hung, and Delgado, Jos{\´e} Miguel Martins and Guentner, Andreas and Merz, Bruno and Bardossy, Andras and Apel, Heiko}, title = {Sedimentation in the floodplains of the Mekong Delta, Vietnam Part II: deposition and erosion}, series = {Hydrological processes}, volume = {28}, journal = {Hydrological processes}, number = {7}, publisher = {Wiley-Blackwell}, address = {Hoboken}, issn = {0885-6087}, doi = {10.1002/hyp.9855}, pages = {3145 -- 3160}, year = {2014}, abstract = {Deposition and erosion play a key role in the determination of the sediment budget of a river basin, as well as for floodplain sedimentation. Floodplain sedimentation, in turn, is a relevant factor for the design of flood protection measures, productivity of agro-ecosystems, and for ecological rehabilitation plans. In the Mekong Delta, erosion and deposition are important factors for geomorphological processes like the compensation of deltaic subsidence as well as for agricultural productivity. Floodplain deposition is also counteracting the increasing climate change induced hazard by sea level rise in the delta. Despite this importance, a sediment database of the Mekong Delta is lacking, and the knowledge about erosion and deposition processes is limited. In the Vietnamese part of the Delta, the annually flooded natural floodplains have been replaced by a dense system of channels, dikes, paddy fields, and aquaculture ponds, resulting in floodplain compartments protected by ring dikes. The agricultural productivity depends on the sediment and associated nutrient input to the floodplains by the annual floods. However, no quantitative information regarding their sediment trapping efficiency has been reported yet. The present study investigates deposition and erosion based on intensive field measurements in three consecutive years (2008, 2009, and 2010). Optical backscatter sensors are used in combination with sediment traps for interpreting deposition and erosion processes in different locations. In our study area, the mean calculated deposition rate is 6.86kg/m(2) (approximate to 6mm/year). The key parameters for calculating erosion and deposition are estimated, i.e. the critical bed shear stress for deposition and erosion and the surface constant erosion rate. The bulk of the floodplain sediment deposition is found to occur during the initial stage of floodplain inundation. This finding has direct implications on the operation of sluice gates in order to optimize sediment input and distribution in the floodplains.}, language = {en} } @article{NguyenNghiaHungDelgadoGuentneretal.2014, author = {Nguyen Nghia Hung, and Delgado, Jos{\´e} Miguel Martins and G{\"u}ntner, Andreas and Merz, Bruno and Bardossy, Andras and Apel, Heiko}, title = {Sedimentation in the floodplains of the Mekong Delta, Vietnam. Part I: suspended sediment dynamics}, series = {Hydrological processes}, volume = {28}, journal = {Hydrological processes}, number = {7}, publisher = {Wiley-Blackwell}, address = {Hoboken}, issn = {0885-6087}, doi = {10.1002/hyp.9856}, pages = {3132 -- 3144}, year = {2014}, abstract = {Suspended sediment is the primary source for a sustainable agro-ecosystem in the Mekong Delta by providing nutrient input for the subsequent cropping season. In addition, the suspended sediment concentration (SSC) plays an important role in the erosion and deposition processes in the Delta; that is, it influences the morphologic development and may counteract the deltaic subsidence and sea level rise. Despite this importance, little is known about the dynamics of suspended sediment in the floodplains of the Mekong Delta. In particular, quantitative analyses are lacking mainly because of data scarcity with respect to the inundation processes in the floodplains. In 2008, therefore, a comprehensive in situ system to monitor the dynamics of suspended sediment in a study area located in the Plain of Reeds was established, aiming at the characterization and quantification of suspended sediment dynamics in the deeply inundated parts of the Vietnamese part of the Mekong Delta. The monitoring system was equipped with seven water quality-monitoring stations. They have a robust design and autonomous power supply suitable for operation on inundated floodplains, enabling the collection of reliable data over a long period of time with a high temporal resolution. The data analysis shows that the general seasonal dynamics of suspended sediment transport in the Delta is controlled by two main mechanisms: the flood wave of the Mekong River and the tidal backwater influences from the coast. In the channel network, SSC decreases exponentially with distance from the Mekong River. The anthropogenic influence on SSC could also be identified for two periods: at the start of the floodplain inundation and at the end of the flood period, when subsequent paddy rice crops are prepared. Based on the results, we recommend an operation scheme for the sluice gates, which intends to distribute the sediment and thus the nutrients equally over the floodplain.}, language = {en} } @article{SchroeterKreibichVogeletal.2014, author = {Schroeter, Kai and Kreibich, Heidi and Vogel, Kristin and Riggelsen, Carsten and Scherbaum, Frank and Merz, Bruno}, title = {How useful are complex flood damage models?}, series = {Water resources research}, volume = {50}, journal = {Water resources research}, number = {4}, publisher = {American Geophysical Union}, address = {Washington}, issn = {0043-1397}, doi = {10.1002/2013WR014396}, pages = {3378 -- 3395}, year = {2014}, abstract = {We investigate the usefulness of complex flood damage models for predicting relative damage to residential buildings in a spatial and temporal transfer context. We apply eight different flood damage models to predict relative building damage for five historic flood events in two different regions of Germany. Model complexity is measured in terms of the number of explanatory variables which varies from 1 variable up to 10 variables which are singled out from 28 candidate variables. Model validation is based on empirical damage data, whereas observation uncertainty is taken into consideration. The comparison of model predictive performance shows that additional explanatory variables besides the water depth improve the predictive capability in a spatial and temporal transfer context, i.e., when the models are transferred to different regions and different flood events. Concerning the trade-off between predictive capability and reliability the model structure seem more important than the number of explanatory variables. Among the models considered, the reliability of Bayesian network-based predictions in space-time transfer is larger than for the remaining models, and the uncertainties associated with damage predictions are reflected more completely.}, language = {en} } @article{UhlemannBertelmannMerz2013, author = {Uhlemann, S. and Bertelmann, Roland and Merz, Bruno}, title = {Data expansion the potential of grey literature for understanding floods}, series = {Hydrology and earth system sciences : HESS}, volume = {17}, journal = {Hydrology and earth system sciences : HESS}, number = {3}, publisher = {Copernicus}, address = {G{\"o}ttingen}, issn = {1027-5606}, doi = {10.5194/hess-17-895-2013}, pages = {895 -- 911}, year = {2013}, abstract = {Sophisticated methods have been developed and become standard in analysing floods as well as for assessing flood risk. However, increasingly critique of the current standards and scientific practice can be found both in the flood hydrology community as well as in the risk community who argue that the considerable amount of information already available on natural disasters has not been adequately deployed and brought to effective use. We describe this phenomenon as a failure to synthesize knowledge that results from barriers and ignorance in awareness, use and management of the entire spectrum of relevant content, that is, data, information and knowledge. In this paper we argue that the scientific community in flood risk research ignores event-specific analysis and documentations as another source of data. We present results from a systematic search that includes an intensive study on sources and ways of information dissemination of flood-relevant publications. We obtain 186 documents that contain information on the sources, pathways, receptors and/or consequences for any of the 40 strongest trans-basin floods in Germany in the period 1952-2002. This study therefore provides the most comprehensive metadata collection of flood documentations for the considered geographical space and period. A total of 87.5\% of all events have been documented, and especially the most severe floods have received extensive coverage. Only 30\% of the material has been produced in the scientific/academic environment, and the majority of all documents (about 80\%) can be considered grey literature (i.e. literature not controlled by commercial publishers). Therefore, ignoring grey sources in flood research also means ignoring the largest part of knowledge available on single flood events (in Germany). Further, the results of this study underpin the rapid changes in information dissemination of flood event literature over the last decade. We discuss the options and obstacles of incorporating this data into the knowledge-building process in light of the current technological developments and international, interdisciplinary debates for data curation.}, language = {en} } @article{SwierczynskiLauterbachDulskietal.2013, author = {Swierczynski, Tina and Lauterbach, Stefan and Dulski, Peter and Delgado, Jose Miguel Martins and Merz, Bruno and Brauer, Achim}, title = {Mid- to late holocene flood frequency changes in the northeastern Alps as recorded in varved sediments of Lake Mondsee (Upper Austria)}, series = {Quaternary science reviews : the international multidisciplinary research and review journal}, volume = {80}, journal = {Quaternary science reviews : the international multidisciplinary research and review journal}, publisher = {Elsevier}, address = {Oxford}, issn = {0277-3791}, doi = {10.1016/j.quascirev.2013.08.018}, pages = {78 -- 90}, year = {2013}, abstract = {Annually laminated (varved) lake sediments with intercalated detrital layers resulting from sedimentary input by runoff events are ideal archives to establish precisely dated records of past extreme runoff events. In this study, the mid- to late Holocene varved sediments of Lake Mondsee (Upper Austria) were analysed by combining sedimentological, geophysical and geochemical methods. This approach allows to distinguish two types of detrital layers related to different types of extreme runoff events (floods and debris flows) and to detect changes in flood activity during the last 7100 years. In total, 271 flood and 47 debris flow layers, deposited during spring and summer, were identified, which cluster in 18 main flood episodes (FE 1-18) with durations of 30-50 years each. These main flood periods occurred during the Neolithic (7100-7050 vyr BP and 6470-4450 vyr BP), the late Bronze Age and the early Iron Age (3300-3250 and 2800-2750 vyr BP), the late Iron Age (2050-2000 vyr BP), throughout the Dark Ages Cold Period (1500-1200 vyr BP), and at the end of the Medieval Warm Period and the Little Ice Age (810-430 vyr BP). Summer flood episodes in Lake Mondsee are generally more abundant during the last 1500 years, often coinciding with major advances of Alpine glaciers. Prior to 1500 vyr BP, spring/summer floods and debris flows are generally less frequent, indicating a lower number of intense rainfall events that triggered erosion. In comparison with the increase of late Holocene flood activity in western and northwestern (NW) Europe, commencing already as early as 2800 yr BP, the hydro-meteorological shift in the Lake Mondsee region occurred much later. These time lags in the onset of increased hydrological activity might be either due to regional differences in atmospheric circulation pattern or to the sensitivity of the individual flood archives. The Lake Mondsee sediments represent the first precisely dated and several millennia long summer flood record for the northeastern (NE) Alps, a key region at the climatic boundary of Atlantic, Mediterranean and East European air masses, aiding a better understanding of regional and seasonal peculiarities of flood occurrence under changing climate conditions. (C) 2013 Elsevier Ltd. All rights reserved.}, language = {en} }