@phdthesis{SarnesNitu2018, author = {Sarnes-Nitu, Juliane}, title = {Mit der Schuldenbremse zu nachhaltigen Staatsfinanzen?}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-413804}, school = {Universit{\"a}t Potsdam}, pages = {294}, year = {2018}, abstract = {The core question of this paper is: Does the debt brake secure fiscal sustainability in Germany? To answer this question, we will first examine the effects of the introduction of the debt brake on the German federal states in the period 2010-16. For this purpose, the observed consolidation performance and the consolidation incentive or pressure experienced by the federal states were evaluated with the help of a scorecard specifically developed for this purpose. Multiple regression analysis was used to analyze how the scorecard factors affect the consolidation performance of the federal states. It found that nearly 90\% of the variation was explained by the independent variables budgetary position, debt burden, revenue growth and pension burden. Thus the debt brake likely played a subordinate role in the 2009-2016 consolidation episode. Subsequently, the data collected in 65 expert interviews was used to analyze the limits of the new fiscal rule, and to determine which potential risks could hinder or prevent the debt brake in the future: municipal debt, FEUs, contingent liabilities in the form of guarantees for financial institutions and pension obligations. The frequently expressed criticism that the debt brake impedes economic growth and public investments is also reviewed and rejected. Finally, we discuss potential future developments regarding the debt brake and the German public administration as well as future consolidation efforts of the L{\"a}nder.}, language = {de} } @article{Ulrich2023, author = {Ulrich, Peter}, title = {Lokale Partizipation von Digitalen Pionieren in l{\"a}ndlicher Governance}, series = {KWI-Schriften}, journal = {KWI-Schriften}, number = {14}, publisher = {Universit{\"a}tsverlag Potsdam}, address = {Potsdam}, isbn = {978-3-86956-571-2}, issn = {1867-951X}, doi = {10.25932/publishup-63117}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-631178}, pages = {85 -- 97}, year = {2023}, language = {de} } @misc{EichhornRuscheWeith2021, author = {Eichhorn, Sebastian and Rusche, Karsten and Weith, Thomas}, title = {Integrative governance processes towards sustainable spatial development}, series = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, journal = {Zweitver{\"o}ffentlichungen der Universit{\"a}t Potsdam : Mathematisch-Naturwissenschaftliche Reihe}, number = {12}, issn = {1866-8372}, doi = {10.25932/publishup-59496}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-594964}, pages = {26}, year = {2021}, abstract = {Due to the high concentration of people and infrastructures in European cities, the possible impacts of climate change are particularly high (cities' social, economic and technical vulnerabilities). Adaptation measures to reduce the sensitivity of a city to climate risks are therefore of particular importance. Nevertheless, it is also common to develop compact and dense urban areas to reduce urban sprawl. Urban infill development and sustainable spatial climate policies are thus in apparent conflict with each other. This article examines how German cities deal with the tensions between these two policy fields. Using six case studies, a new heuristic analysis method is applied. This study identifies three key governance aspects that are essential for promoting the joint implementation: instruments, organisation and interaction. Based on our case studies, we conclude that successful implementation can only be achieved through integrative governance including all three domains.}, language = {en} } @book{Lang2008, author = {Lang, Thilo}, title = {Institutional perspectives of local development in Germany and England : a comparative study about regeneration in old industrial towns experiencing decline}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus-37346}, publisher = {Universit{\"a}t Potsdam}, year = {2008}, abstract = {This research is about local actors' response to problems of uneven development and unemployment. Policies to combat these problems are usually connected to socio-economic regeneration in England and economic and employment promotion (Wirtschafts- und Besch{\"a}ftigungsf{\"o}rderung) in Germany. The main result of this project is a description of those factors which support the emergence of local socio-economic initiatives aimed at job creation. Eight social and formal economy initiatives have been examined and the ways in which their emergence has been influenced by institutional factors has been analysed. The role of local actors and forms of governance as well as wider regional and national policy frameworks has been taken into account. Socio-economic initiatives have been defined as non-routine local projects or schemes with the objective of direct job creation. Such initiatives often focus on specific local assets for the formal or the social economy. Socio-economic initiatives are grounded on ideas of local economic development, and the creation of local jobs for local people. The adopted understanding of governance focuses on the processes of decision taking. Thus, this understanding of governance is broadly construed to include the ways in which actors in addition to traditional government manage urban development. The applied understanding of governance lays a focus on 'strategic' forms of decision taking about both long term objectives and short term action linked to socio-economic regeneration. Four old industrial towns in North England and East Germany have been selected for case studies due to their particular socio-economic background. These towns, with between 10.000 and 70.000 inhabitants, are located outside of the main agglomerations and bear central functions for their hinterland. The approach has been comparative, with a focus on examining common themes rather than gaining in-depth knowledge of a single case. Until now, most urban governance studies have analysed the impacts of particular forms of governance such as regeneration partnerships. This project looks at particular initiatives and poses the question to what extent their emergence can be understood as a result of particular forms of governance, local institutional factors or regional and national contexts.}, language = {en} } @article{UlrichZeissigWitting2023, author = {Ulrich, Peter and Zeißig, Hanna and Witting, Antje}, title = {Handlungsempfehlungen f{\"u}r die lokale Governance und {\"U}bertragbarkeit auf Brandenburg}, series = {KWI-Schriften}, journal = {KWI-Schriften}, number = {14}, publisher = {Universit{\"a}tsverlag Potsdam}, address = {Potsdam}, isbn = {978-3-86956-571-2}, issn = {1867-951X}, doi = {10.25932/publishup-63118}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-631182}, pages = {101 -- 124}, year = {2023}, language = {de} } @phdthesis{Krause2015, author = {Krause, Tobias Alexander}, title = {Erkl{\"a}rungsfaktoren f{\"u}r die Managementautonomie in kommunalen Mehrheitsbeteiligungen}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-86503}, school = {Universit{\"a}t Potsdam}, pages = {XIII, 214, XL}, year = {2015}, abstract = {In den letzten Jahrzehnten ist der Trend der Verselbstst{\"a}ndigung in vielen Kommunen zu beobachten. Ein Großteil der {\"o}ffentlichen Leistungserbringer wird mittlerweile als privatrechtliche Gesellschaften in einem wettbewerbsorientierten Umfeld gef{\"u}hrt. W{\"a}hrend viele Forscher Ausgliederungen in Form von nachgeordneten Beh{\"o}rden auf Bundesebene untersuchen und diese Reformwelle als einen faktischen Autonomisierungsprozess beschreiben, gibt es nur einige wenige Studien, die sich explizit mit den Autonomisierungstendenzen auf Kommunalebene auseinandersetzen. Daher fehlt es an empirischen Erkenntnissen zur Steuerung der kommunalen Beteiligungen. In dieser Arbeit werden die Steuerungsarrangements deutscher Großst{\"a}dte erstmals aus Sicht der Gesteuerten beleuchtet. Das Untersuchungsziel der vorliegenden Forschungsarbeit besteht darin, Flexibilisierungstendenzen in mehrheitlich kommunalen Unternehmen zu identifizieren und hierf{\"u}r Erkl{\"a}rungsfaktoren zu identifizieren. Die Forschungsfrage lautet: Welche instrumentellen und relationalen Faktoren beeinflussen die Managementautonomie in kommunalen Mehrheitsbeteiligungen? Dabei interessiert insbesondere die Einflussnahme der Kommunen auf verschiedene T{\"a}tigkeitsbereiche ihrer Ausgliederungen. {\"U}ber diese unternehmensspezifischen Sachverhalte ist in Deutschland fast nichts und international nur sehr wenig Empirisches bekannt. Zur Beantwortung der Forschungsfrage hat der Autor auf Basis der Transaktionskosten- und der Social-Exchange-Theorie einen Analyserahmen erstellt. Die aufgestellten Hypothesen wurden mit einer großfl{\"a}chigen Umfrage bei 243 Unternehmen in den 39 gr{\"o}ßten deutschen St{\"a}dten empirisch getestet. Im Ergebnis zeigen sich mehrere empirische Erkenntnisse: Erstens konnten mittels Faktorenanalyse vier unabh{\"a}ngige Faktoren von Managementautonomie in kommunalen Unternehmen identifiziert werden: Personalautonomie, Generelles Management, Preisautonomie und Strategische Fragen. W{\"a}hrend die Kommunen ihren Beteiligungen einen hohen Grad an Personalautonomie zugestehen, unterliegen vor allem strategische Investitionsentscheidungen wie die finanzielle Beteiligung an Tochterfirmen, große Projektvorhaben, Diversifikationsentscheidungen oder Kreditautfnahmen einem starken politischen Einfluss. Zweitens f{\"u}hrt eine Rechtsform{\"a}nderung und die Platzierung in einem Wettbewerbsumfeld (auch bekannt als Corporatisation) vor allem zu einer gr{\"o}ßeren Flexibilisierung der Personal- und Preispolitik, wirkt sich allerdings wenig auf die weiteren Faktoren der Managementautonomie, Generelles Management und Strategische Entscheidungen, aus. Somit behalten die Kommunen ihre M{\"o}glichkeit, auf wichtige Unternehmensfragen der Beteiligung Einfluss zu nehmen, auch im Fall einer Formalprivatisierung bei. Letztlich k{\"o}nnen zur Erkl{\"a}rung der Autonomiefaktoren transaktionskostenbasierte und relationale Faktoren erg{\"a}nzend herangezogen werden. In den Transaktionsspezifika wirken vor allem der wahrgenommene Wettbewerb in der Branche, die Messbarkeit der Leistung, Branchenvariablen, die Anzahl der Politiker im Aufsichtsrat und die eingesetzten Steuerungsmechanismen. In den relationalen Faktoren setzen sich die Variablen gegenseitiges Vertrauen, Effektivit{\"a}t der Aufsichtsr{\"a}te, Informationsaustausch, Rollenkonflikte, Rollenambivalenzen und Gesch{\"a}ftsf{\"u}hrererfahrung im Sektor durch.}, language = {de} } @misc{Sperfeld2006, type = {Master Thesis}, author = {Sperfeld, Robert}, title = {Decentralisation and establishment of local government in Lesotho}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus-10867}, school = {Universit{\"a}t Potsdam}, year = {2006}, abstract = {This diploma thesis deals with the process of political and administrative decentralisation in the Kingdom of Lesotho. Although decentralization in itself does not automatically lead to development it became an integral part of reform processes in many developing countries. Governments and international donors consider efficient decentralized political and administrative structures as essential elements of "good governance" and a prerequisite for structural poverty alleviation. This paper seeks to analyse how the given decentralization strategy and its implementation is affecting different features of good governance in the case of Lesotho. The results of the analysis confirm that the decentralisation process significantly improved political participation of the local population. However, the second objective of enhancing efficiency through decentralisation was not achieved. To the contrary, in the institutional design of the newly created local authorities and in the civil service recruitment policy efficiency considerations did not matter. Additionally, the created mechanisms for political participation generate relevant costs. Thus it is impossible to judge unambiguously on the contribution of decentralisation to the achievement of good governance. Different subtargets of good governance are influenced contrarily. Consequently, the adequacy of the concept of good governance as a guiding concept for decentralisation policies can be questioned. The assessment of the success of decentralisation policies requires a normative framework that takes into account the relations between both participation and efficiency. Despite the partly reduced administrative efficiency the author's overall impression of the decentralisation process in Lesotho is positive. The establishment of democratically legitimised and participatory local governments justifies certain additional expenditure. However, mistakes in the design and the implementation of the decentralisation strategy would have been avoidable.}, subject = {Dezentralisation}, language = {en} } @misc{Daviter2017, author = {Daviter, Falk}, title = {Coping, taming or solving}, series = {Policy Studies}, journal = {Policy Studies}, url = {http://nbn-resolving.de/urn:nbn:de:kobv:517-opus4-412684}, pages = {19}, year = {2017}, abstract = {One of the truisms of policy analysis is that policy problems are rarely solved. As an ever-increasing number of policy issues are identified as an inherently ill-structured and intractable type of wicked problem, the question of what policy analysis sets out to accomplish has emerged as more central than ever. If solving wicked problems is beyond reach, research on wicked problems needs to provide a clearer understanding of the alternatives. The article identifies and explicates three distinguishable strategies of problem governance: coping, taming and solving. It shows that their intellectual premises and practical implications clearly contrast in core respects. The article argues that none of the identified strategies of problem governance is invariably more suitable for dealing with wicked problems. Rather than advocate for some universally applicable approach to the governance of wicked problems, the article asks under what conditions different ways of governing wicked problems are analytically reasonable and normatively justified. It concludes that a more systematic assessment of alternative approaches of problem governance requires a reorientation of the debate away from the conception of wicked problems as a singular type toward the more focused analysis of different dimensions of problem wickedness.}, language = {en} }