@phdthesis{Cao2014,
  author    = {Cao, Xianyong},
  title     = {Vegetation and climate change in eastern continental Asia during the last 22 ka inferred from pollen data synthesis},
  pages     = {156},
  year      = {2014},
  language  = {en}
}
@article{CaoHerzschuhNietal.2015,
  author    = {Cao, Xianyong and Herzschuh, Ulrike and Ni, Jian and Zhao, Yan and B{\"o}hmer, Thomas},
  title     = {Spatial and temporal distributions of major tree taxa in eastern continental Asia during the last 22,000 years},
  series = {The Holocene : an interdisciplinary journal focusing on recent environmental change},
  volume    = {25},
  journal   = {The Holocene : an interdisciplinary journal focusing on recent environmental change},
  number    = {1},
  publisher = {Sage Publ.},
  address   = {London},
  issn      = {0959-6836},
  doi       = {10.1177/0959683614556385},
  pages     = {79 -- 91},
  year      = {2015},
  abstract  = {This study investigates the spatial and temporal distributions of 14 key arboreal taxa and their driving forces during the last 22,000 calendar years before ad 1950 (kyr BP) using a taxonomically harmonized and temporally standardized fossil pollen dataset with a 500-year resolution from the eastern part of continental Asia. Logistic regression was used to estimate pollen abundance thresholds for vegetation occurrence (presence or dominance), based on modern pollen data and present ranges of 14 taxa in China. Our investigation reveals marked changes in spatial and temporal distributions of the major arboreal taxa. The thermophilous (Castanea, Castanopsis, Cyclobalanopsis, Fagus, Pterocarya) and eurythermal (Juglans, Quercus, Tilia, Ulmus) broadleaved tree taxa were restricted to the current tropical or subtropical areas of China during the Last Glacial Maximum (LGM) and spread northward since c. 14.5kyr BP. Betula and conifer taxa (Abies, Picea, Pinus), in contrast, retained a wider distribution during the LGM and showed no distinct expansion direction during the Late Glacial. Since the late mid-Holocene, the abundance but not the spatial extent of most trees decreased. The changes in spatial and temporal distributions for the 14 taxa are a reflection of climate changes, in particular monsoonal moisture, and, in the late Holocene, human impact. The post-LGM expansion patterns in eastern continental China seem to be different from those reported for Europe and North America, for example, the westward spread for eurythermal broadleaved taxa.},
  language  = {en}
}
@article{CaoHerzschuhTelfordetal.2014,
  author    = {Cao, Xianyong and Herzschuh, Ulrike and Telford, Richard J. and Ni, Jian},
  title     = {A modern pollen-climate dataset from China and Mongolia: assessing its potential for climate reconstruction},
  series = {Review of palaeobotany and palynology : an international journal},
  volume    = {211},
  journal   = {Review of palaeobotany and palynology : an international journal},
  publisher = {Elsevier},
  address   = {Amsterdam},
  issn      = {0034-6667},
  doi       = {10.1016/j.revpalbo.2014.08.007},
  pages     = {87 -- 96},
  year      = {2014},
  abstract  = {A modern pollen dataset from China and Mongolia (18-52 degrees N, 74-132 degrees E) is investigated for its potential use in climate reconstructions. The dataset includes 2559 samples, 229 terrestrial pollen taxa and four climatic variables - mean annual precipitation (P-ann): 35-2091 mm, mean annual temperature (T-ann): -12.1-25.8 degrees C, mean temperature in the coldest month (Mt(co).): -33.8-21.7 degrees C, and mean temperature in the warmest month (Mt(wa)): 03-29.8 degrees C. Modern pollen-climate relationships are assessed using canonical correspondence analysis (CCA), Huisman-Olff-Fresco (HOF) models, the modern analogue technique (MAT), and weighted averaging partial least squares (WA-PLS). Results indicate that P-ann is the most important climatic determinant of pollen distribution and the most promising climate variable for reconstructions, as assessed by the coefficient of determination between observed and predicted environmental values (r(2)) and root mean square error of prediction (RMSEP). Mt(co) and Mt(wa) may be reconstructed too, but with caution. Samples from different depositional environments influence the performance of cross-validation differently, with samples from lake sediment-surfaces and moss polsters having the best fit with the lowest RMSEP. The better model performances of MAT are most probably caused by spatial autocorrelation. Accordingly, the WA-PLS models of this dataset are deemed most suitable for reconstructing past climate quantitatively because of their more reliable predictive power. (C) 2014 Elsevier B.V. All rights reserved.},
  language  = {en}
}
@article{CaoNiHerzschuhetal.2013,
  author    = {Cao, Xianyong and Ni, Jian and Herzschuh, Ulrike and Wang, Yongbo and Zhao, Yan},
  title     = {A late quaternary pollen dataset from eastern continental Asia for vegetation and climate reconstructions set up and evaluation},
  series = {Review of palaeobotany and palynology : an international journal},
  volume    = {194},
  journal   = {Review of palaeobotany and palynology : an international journal},
  number    = {13},
  publisher = {Elsevier},
  address   = {Amsterdam},
  issn      = {0034-6667},
  doi       = {10.1016/j.revpalbo.2013.02.003},
  pages     = {21 -- 37},
  year      = {2013},
  abstract  = {A total of 271 pollen records were selected from a large collection of both raw and digitized pollen spectra from eastern continental Asia (70 degrees-135 degrees E and 18 degrees-55 degrees N). Following pollen percentage recalculations, taxonomic homogenization, and age-depth model revision, the pollen spectra were interpolated at a 500-year resolution and a taxonomically harmonized and temporally standardized fossil pollen dataset established with 226 pollen taxa, covering the last 22 cal lea. Of the 271 pollen records, 85\% were published since 1990, with reliable chronologies and high temporal resolutions; of these, 50\% have raw data with complete pollen assemblages, ensuring the quality of this dataset The pollen records available for each 500-year time slice are well distributed over all main vegetation types and climatic zones of the study area, making their pollen spectra suitable for paleovegetation and paleoclimate research. Such a dataset can be used as an example for the development of similar datasets for other regions of the world.},
  language  = {en}
}
@article{CaoTianAndreevetal.2020,
  author    = {Cao, Xianyong and Tian, Fang and Andreev, Andrei and Anderson, Patricia M. and Lozhkin, Anatoly V. and Bezrukova, Elena and Ni, Jian and Rudaya, Natalia and Stobbe, Astrid and Wieczorek, Mareike and Herzschuh, Ulrike},
  title     = {A taxonomically harmonized and temporally standardized fossil pollen dataset from Siberia covering the last 40 kyr},
  series = {Earth System Science Data},
  volume    = {12},
  journal   = {Earth System Science Data},
  number    = {1},
  publisher = {Copernics Publications},
  address   = {Katlenburg-Lindau},
  issn      = {1866-3508},
  doi       = {10.5194/essd-12-119-2020},
  pages     = {119 -- 135},
  year      = {2020},
  abstract  = {Pollen records from Siberia are mostly absent in global or Northern Hemisphere synthesis works. Here we present a taxonomically harmonized and temporally standardized pollen dataset that was synthesized using 173 palynological records from Siberia and adjacent areas (northeastern Asia, 42-75 degrees N, 50-180 degrees E). Pollen data were taxonomically harmonized, i.e. the original 437 taxa were assigned to 106 combined pollen taxa. Age-depth models for all records were revised by applying a constant Bayesian age-depth modelling routine. The pollen dataset is available as count data and percentage data in a table format (taxa vs. samples), with age information for each sample. The dataset has relatively few sites covering the last glacial period between 40 and 11.5 ka (calibrated thousands of years before 1950 CE) particularly from the central and western part of the study area. In the Holocene period, the dataset has many sites from most of the area, with the exception of the central part of Siberia. Of the 173 pollen records, 81 \% of pollen counts were downloaded from open databases (GPD, EPD, PANGAEA) and 10 \% were contributions by the original data gatherers, while a few were digitized from publications. Most of the pollen records originate from peatlands (48 \%) and lake sediments (33 \%). Most of the records (83 \%) have >= 3 dates, allowing the establishment of reliable chronologies. The dataset can be used for various purposes, including pollen data mapping (example maps for Larix at selected time slices are shown) as well as quantitative climate and vegetation reconstructions. The datasets for pollen counts and pollen percentages are available at https://doi.org/10.1594/PANGAEA.898616 (Cao et al., 2019a), also including the site information, data source, original publication, dating data, and the plant functional type for each pollen taxa.},
  language  = {en}
}
@article{CaoTianDallmeyeretal.2019,
  author    = {Cao, Xianyong and Tian, Fang and Dallmeyer, Anne and Herzschuh, Ulrike},
  title     = {Northern Hemisphere biome changes (> 30 degrees N) since 40 cal ka BP and their driving factors inferred from model-data comparisons},
  series = {Quaternary science reviews : the international multidisciplinary research and review journal},
  volume    = {220},
  journal   = {Quaternary science reviews : the international multidisciplinary research and review journal},
  publisher = {Elsevier},
  address   = {Oxford},
  issn      = {0277-3791},
  doi       = {10.1016/j.quascirev.2019.07.034},
  pages     = {291 -- 309},
  year      = {2019},
  abstract  = {Ongoing and past biome transitions are generally assigned to climate and atmospheric changes (e.g. temperature, precipitation, CO2), but the major regional factors or factor combinations that drive vegetation change often remain unknown. Modelling studies applying ensemble runs can help to partition the effects of the different drivers. Such studies require careful validation with observational data. In this study, fossil pollen records from 741 sites in Europe, 728 sites in North America, and 418 sites in Asia (extracted from terrestrial archives including lake sediments) are used to reconstruct biomes at selected time slices between 40 cal ka BP (calibrated thousand years before present) and today. These results are used to validate Northern Hemisphere biome distributions (>30 degrees N) simulated by the biome model BIOME4 that has been forced with climate data simulated by a General Circulation model. Quantitative comparisons between pollen- and model-based results show a generally good fit at a broad spatial scale. Mismatches occur in central-arid Asia with a broader extent of grassland throughout the last 40 ka (likely due to the over-representation of Artemisia and Chenopodiaceae pollen) and in Europe with over-estimation of tundra at 0 cal ka BP (likely due to human impacts to some extent). Sensitivity analysis reveals that broad-scale biome changes follow the global signal of major postglacial temperature change, although the climatic variables vary in their regional and temporal importance. Temperature is the dominant variable in Europe and other rather maritime areas for biome changes between 21 and 14 ka, while precipitation is highly important in the arid inland regions of Asia and North America. The ecophysiological effect of changes in the atmospheric CO2-concentration has the highest impact during this transition than in other intervals. With respect to modern vegetation in the course of global warming, our findings imply that vegetation change in the Northern Hemisphere may be strongly limited by effective moisture changes, i.e. the combined effect of temperature and precipitation, particularly in inland areas. (C) 2019 Elsevier Ltd. All rights reserved.},
  language  = {en}
}
@article{CaoTianLietal.2019,
  author    = {Cao, Xianyong and Tian, Fang and Li, Furong and Gaillard, Marie-Jose and Rudaya, Natalia and Xu, Qinghai and Herzschuh, Ulrike},
  title     = {Pollen-based quantitative land-cover reconstruction for northern Asia covering the last 40 ka cal BP},
  series = {Climate of the past : an interactive open access journal of the European Geosciences Union},
  volume    = {15},
  journal   = {Climate of the past : an interactive open access journal of the European Geosciences Union},
  number    = {4},
  publisher = {Copernicus},
  address   = {G{\"o}ttingen},
  issn      = {1814-9324},
  doi       = {10.5194/cp-15-1503-2019},
  pages     = {1503 -- 1536},
  year      = {2019},
  abstract  = {We collected the available relative pollen productivity estimates (PPEs) for 27 major pollen taxa from Eurasia and applied them to estimate plant abundances during the last 40 ka cal BP (calibrated thousand years before present) using pollen counts from 203 fossil pollen records in northern Asia (north of 40 degrees N). These pollen records were organized into 42 site groups and regional mean plant abundances calculated using the REVEALS (Regional Estimates of Vegetation Abundance from Large Sites) model. Time-series clustering, constrained hierarchical clustering, and detrended canonical correspondence analysis were performed to investigate the regional pattern, time, and strength of vegetation changes, respectively. Reconstructed regional plant functional type (PFT) components for each site group are generally consistent with modern vegetation in that vegetation changes within the regions are characterized by minor changes in the abundance of PFTs rather than by an increase in new PFTs, particularly during the Holocene. We argue that pollen-based REVEALS estimates of plant abundances should be a more reliable reflection of the vegetation as pollen may overestimate the turnover, particularly when a high pollen producer invades areas dominated by low pollen producers. Comparisons with vegetation-independent climate records show that climate change is the primary factor driving land-cover changes at broad spatial and temporal scales. Vegetation changes in certain regions or periods, however, could not be explained by direct climate change, e.g. inland Siberia, where a sharp increase in evergreen conifer tree abundance occurred at ca. 7-8 ka cal BP despite an unchanging climate, potentially reflecting their response to complex climate-permafrost-fire-vegetation interactions and thus a possible long-term lagged climate response.},
  language  = {en}
}
@article{CaoTianTelfordetal.2017,
  author    = {Cao, Xianyong and Tian, Fang and Telford, Richard J. and Ni, Jian and Xu, Qinghai and Chen, Fahu and Liu, Xingqi and Stebich, Martina and Zhao, Yan and Herzschuh, Ulrike},
  title     = {Impacts of the spatial extent of pollen-climate calibration-set on the absolute values, range and trends of reconstructed Holocene precipitation},
  series = {Quaternary science reviews : the international multidisciplinary research and review journal},
  volume    = {178},
  journal   = {Quaternary science reviews : the international multidisciplinary research and review journal},
  publisher = {Elsevier},
  address   = {Oxford},
  issn      = {0277-3791},
  doi       = {10.1016/j.quascirev.2017.10.030},
  pages     = {37 -- 53},
  year      = {2017},
  abstract  = {Pollen-based quantitative reconstructions of past climate variables is a standard palaeoclimatic approach. Despite knowing that the spatial extent of the calibration-set affects the reconstruction result, guidance is lacking as to how to determine a suitable spatial extent of the pollen-climate calibration-set. In this study, past mean annual precipitation (P-ann) during the Holocene (since 11.5 cal ka BP) is reconstructed repeatedly for pollen records from Qinghai Lake (36.7 degrees N, 100.5 degrees E; north-east Tibetan Plateau), Gonghai Lake (38.9 degrees N, 112.2 degrees E; north China) and Sihailongwan Lake (42.3 degrees N, 126.6 degrees E; north-east China) using calibration-sets of varying spatial extents extracted from the modern pollen dataset of China and Mongolia (2559 sampling sites and 168 pollen taxa in total). Results indicate that the spatial extent of the calibration-set has a strong impact on model performance, analogue quality and reconstruction diagnostics (absolute value, range, trend, optimum). Generally, these effects are stronger with the modern analogue technique (MAT) than with weighted averaging partial least squares (WA-PLS). With respect to fossil spectra from northern China, the spatial extent of calibration-sets should be restricted to radii between ca. 1000 and 1500 km because small-scale calibration-sets (<800 km radius) will likely fail to include enough spatial variation in the modern pollen assemblages to reflect the temporal range shifts during the Holocene, while too broad a scale calibration-set (>1500 km radius) will include taxa with very different pollen-climate relationships. (C) 2017 Elsevier Ltd. All rights reserved.},
  language  = {en}
}
@article{DallmeyerClaussenNietal.2017,
  author    = {Dallmeyer, Anne and Claussen, Martin and Ni, Jian and Cao, Xianyong and Wang, Yongbo and Fischer, Nils and Pfeiffer, Madlene and Jin, Liya and Khon, Vyacheslav and Wagner, Sebastian and Haberkorn, Kerstin and Herzschuh, Ulrike},
  title     = {Biome changes in Asia since the mid-Holocene},
  series = {Climate of the past : an interactive open access journal of the European Geosciences Union},
  volume    = {13},
  journal   = {Climate of the past : an interactive open access journal of the European Geosciences Union},
  number    = {2},
  publisher = {Copernicus},
  address   = {G{\"o}ttingen},
  issn      = {1814-9324},
  doi       = {10.5194/cp-13-107-2017},
  pages     = {107 -- 134},
  year      = {2017},
  abstract  = {The large variety of atmospheric circulation systems affecting the eastern Asian climate is reflected by the complex Asian vegetation distribution. Particularly in the transition zones of these circulation systems, vegetation is supposed to be very sensitive to climate change. Since proxy records are scarce, hitherto a mechanistic understanding of the past spatio-temporal climate-vegetation relationship is lacking. To assess the Holocene vegetation change and to obtain an ensemble of potential mid-Holocene biome distributions for eastern Asia, we forced the diagnostic biome model BIOME4 with climate anomalies of different transient Holocene climate simulations performed in coupled atmosphere-ocean(-vegetation) models. The simulated biome changes are compared with pollen-based biome records for different key regions. In all simulations, substantial biome shifts during the last 6000 years are confined to the high northern latitudes and the monsoon-westerly wind transition zone, but the temporal evolution and amplitude of change strongly depend on the climate forcing. Large parts of the southern tundra are replaced by taiga during the mid-Holocene due to a warmer growing season and the boreal treeline in northern Asia is shifted northward by approx. 4 degrees in the ensemble mean, ranging from 1.5 to 6 degrees in the individual simulations, respectively. This simulated treeline shift is in agreement with pollen-based reconstructions from northern Siberia. The desert fraction in the transition zone is reduced by 21\% during the mid-Holocene compared to pre-industrial due to enhanced precipitation. The desert-steppe margin is shifted westward by 5 degrees (1-9 degrees in the individual simulations). The forest biomes are expanded north-westward by 2 degrees, ranging from 0 to 4 degrees in the single simulations. These results corroborate pollen-based reconstructions indicating an extended forest area in north-central China during the mid-Holocene. According to the model, the forest-to-non-forest and steppe-to-desert changes in the climate transition zones are spatially not uniform and not linear since the mid-Holocene.},
  language  = {en}
}
@article{DallmeyerKleinenClaussenetal.2022,
  author    = {Dallmeyer, Anne and Kleinen, Thomas and Claussen, Martin and Weitzel, Nils and Cao, Xianyong and Herzschuh, Ulrike},
  title     = {The deglacial forest conundrum},
  series = {Nature Communications},
  volume    = {13},
  journal   = {Nature Communications},
  number    = {1},
  publisher = {Nature Publishing Group UK},
  address   = {[London]},
  issn      = {2041-1723},
  doi       = {10.1038/s41467-022-33646-6},
  pages     = {10},
  year      = {2022},
  abstract  = {How fast the Northern Hemisphere (NH) forest biome tracks strongly warming climates is largely unknown. Regional studies reveal lags between decades and millennia. Here we report a conundrum: Deglacial forest expansion in the NH extra-tropics occurs approximately 4000 years earlier in a transient MPI-ESM1.2 simulation than shown by pollen-based biome reconstructions. Shortcomings in the model and the reconstructions could both contribute to this mismatch, leaving the underlying causes unresolved. The simulated vegetation responds within decades to simulated climate changes, which agree with pollen-independent reconstructions. Thus, we can exclude climate biases as main driver for differences. Instead, the mismatch points at a multi-millennial disequilibrium of the NH forest biome to the climate signal. Therefore, the evaluation of time-slice simulations in strongly changing climates with pollen records should be critically reassessed. Our results imply that NH forests may be responding much slower to ongoing climate changes than Earth System Models predict. <br /> Deglacial forest expansion in the Northern Hemisphere poses a conundrum: Model results agree with the climate signal but are several millennia ahead of reconstructed forest dynamics. The underlying causes remain unsolved.},
  language  = {en}
}